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Review
Glucocorticoids, prenatal stress and the programming of
disease
Anjanette Harris , Jonathan SecklUniversity of Edinburgh,
Endocrinology Unit, Centre for Cardiovascular Science, Queen's
Medical Research Institute, 47 Little France Crescent, Edinburgh
EH16 4TJ, UK
a b s t r a c ta r t i c l e i n f o
Article history:Received 26 February 2010Revised 26 May
2010Accepted 8 June 2010Available online 19 June 2010
Keywords:GlucocorticoidsPrenatal stress11 hydroxysteroid
dehydrogenase type 2:glucocorticoid receptorEpigeneticPTSDFoetal
programmingHPA axisAnxiety
An adverse foetal environment is associated with increased risk
of cardiovascular, metabolic, neuroendocrineand psychological
disorders in adulthood. Exposure to stress and its glucocorticoid
hormone mediators mayunderpin this association. In humans and in
animal models, prenatal stress, excess exogenous glucocorticoidsor
inhibition of 11-hydroxysteroid dehydrogenase type 2 (HSD2; the
placental barrier to maternalglucocorticoids) reduces birth weight
and causes hyperglycemia, hypertension, increased HPA axis
reactivity,and increased anxiety-related behaviour. Molecular
mechanisms that underlie the developmental program-ming effects of
excess glucocorticoids/prenatal stress include epigenetic changes
in target gene promoters. Inthe case of the intracellular
glucocorticoid receptor (GR), this alters tissue-specic GR
expression levels, whichhas persistent and profound effects on
glucocorticoid signalling in certain tissues (e.g. brain, liver,
andadipose). Crucially, changes in gene expression persist long
after the initial challenge, predisposing theindividual to disease
in later life. Intriguingly, the effects of a challenged pregnancy
appear to be transmittedpossibly to one or two subsequent
generations, suggesting that these epigenetic effects persist.
2010 Elsevier Inc. All rights reserved.
Contents
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . 280Birth weight and the programming of disease . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . 280Mechanisms of programming . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . 280
Glucocorticoids during pregnancy . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . 280Excess glucocorticoids and foetal development . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . 281Maternal stress in pregnancy and the offspring brain .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . 281Role of the placenta and HSD2 . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . 282Regulation of feto-placental HSD2 . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . 282Other stress-related programming
mediators . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . 283
Excess glucocorticoids and the brain . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . 283Cells and structure . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . 283Gene targets of programming in the brain . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . 284Programming of the HPA axis . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . 284Prenatal stress and PTSD . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . 284Neurochemical changes in HPA axis
programming . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . 284Programming brain MR/GR balance
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . 284The programming of affective
disease . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . 285Central nervous system
programming mechanisms: hippocampal GR as an exemplary target . . .
. . . . . . . . . . . . . . . . . . . . . 285Epigenetics as a
mediator of programming . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . .
286Transgenerational effects . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . 286
References . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . 286
Hormones and Behavior 59 (2011) 279289
Corresponding author.E-mail address: [email protected] (A.
Harris).
0018-506X/$ see front matter 2010 Elsevier Inc. All rights
reserved.doi:10.1016/j.yhbeh.2010.06.007
Contents lists available at ScienceDirect
Hormones and Behavior
j ourna l homepage: www.e lsev ie r.com/ locate /yhbeh
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Introduction
Early life events have long lasting impacts on tissue structure
andfunction. These effects appear to underlie the developmental
origins ofvulnerability to chronic degenerative diseases that have
been revealedby human epidemiological studies. In addition to the
well-recognisedeffects of both genes and adult environment, it is
clear thatundernutrition, stress and exposure to excess
glucocorticoids (themain hormonal mediator of stress) during foetal
development causepermanent cardiometabolic, neuroendocrine and
cognitive effects(Meaney et al., 2007; Seckl and Meaney, 2006). The
concept ofdevelopmental programmingwas put forward in anattempt to
explainthis association between environmental challenge during
pregnancy,altered foetal growth and development and later
pathophysiology(Barker et al., 1993a; Seckl, 1998). During
programming, environmentaladversity is transmitted to the foetus
and acts on specic tissues duringsensitive periods in their
development to change developmentaltrajectories and thus their
organisation and function. Since differentcells and tissues are
sensitive to various factors at different times, theeffects of
adversity on an animal's biology will be tissue, time andchallenge
specic.
It is currently unclear what the biological purpose of early
lifeprogramming is. However, since the phenomenon of
programmingseems highly conserved through evolution (humans,
non-humanprimates and many animal models show evidence of
developmentalprogramming) it may be assumed that programming
confers adaptiveDarwinian advantages. For example, a mother may
transmit a signalto the foetus it is tough out here be it because
of reduced foodavailability and/or increased stress (e.g.
predation, war, etc.) and theresulting changes in the foetus affect
the offspring to promote survivaluntil reproduction is secured.
However, in the post-reproductiveperiod these changes may prove to
be disadvantageous. This has beensuggested to be particularly
pertinent if the adult environment doesnot match that for which the
developmental plasticity is aimed, e.g. ifearly life undernutrition
programmes a thrifty phenotype and thenfood is plentiful, the adult
may be at risk of developing metabolicdiseases such as diabetes and
obesity (Gluckman and Hanson, 2004).
Birth weight and the programming of disease
In humans there is a clear association between low birth
weightand the development of hypertension, type 2 diabetes and
cardio-vascular disease in adulthood (Barker et al., 1993b; Fall et
al., 1995;Moore et al., 1996; RichEdwards et al., 1997). This
relationship isindependent of other life style-associated risk
factors (e.g. smoking,excess alcohol consumption, obesity, and
social class) and holds trueover a continuum of birth weights
within the normal range (Leon etal., 1996; Levine et al., 1994;
Osmond et al., 1993). While it is possiblethat shared genetics
explains the above ndings, data from twinstudies show that the twin
with the lowest birth weight has higherblood pressure in adulthood
(Gluckman and Hanson, 2004) thoughnot always (Baird et al., 2001).
Additionally, ndings from apparentlyisogenic rodent models provide
further evidence of a link betweenearly life environmental
manipulations, reduced birth weight andadult pathophysiology.
Low birth weight is also associated with affective and
cognitivedisorders in adulthood (Thompson et al., 2001; Wiles et
al., 2005). Forexample, low birth weight has been linked to
schizophrenia, attentiondecit/hyperactivity disorder (ADHD),
antisocial behaviour, increasedvulnerability to post-traumatic
stress disorder (PTSD), anxietydisorders, learning difculties and
depression (Cannon et al., 2002;Famularo and Fenton, 1994; Jones et
al., 1998; Khashan et al., 2008a;Lahti et al., 2009; Raikkonen et
al., 2008; Wust et al., 2005). Andcrucially, rodent models show
that early environmental challenges(such as restraint stress in
third week of pregnancy) increase anxietyand depressive-like
behaviour and impair cognitive ability in adults,
further substantiating the human correlative data (Meaney and
Szyf,2005). Consequently, low birth weight has been proposed as
anindicator of environmental adversity during foetal
development.Though low birth weight per se may not be the cause of
disease, itdoes seem to suggest foetal programming processes are at
work. Birthweight is, however, an unsophisticatedmeasure and
presumably therearemany factors or lesser degrees of challenge
thatmay alter offspringbiology without affecting birth weight.
Furthermore, humans androdents with reduced birth weight may
experience rapid postnatalcatch-up growth, altered fat content and
distribution and lowadiponectin levels, which may predispose to
cardiovascular disease,obesity and type 2 diabetes in adulthood
(Owen andMatthews, 2007).However, postnatal dexamethasone treatment
of newborn rat pups,whilst causing immediate and marked growth
retardation withsubsequent catch-up growth does not appears to
induce cardiometa-bolic sequellae (Nyirenda et al., 1998)
suggesting that the window ofsensitivity in prenatal life is key in
this species at least.
Mechanisms of programming
Two mechanistic hypotheses have been proposed to explain
howfoetal programming may arise: foetal malnutrition and
foetaloverexposure to glucocorticoids, which may have effects
eitherdirectly or indirectly upon the developing foetus (Barker et
al.,1993a; Berney et al., 1997; Edwards et al., 1993; Matthews,
2000;Meaney et al., 2007). However, these hypotheses are not
mutuallyexclusive since stress may reduce maternal food intake and
reducedfood intake may invoke stress responses in the mother and
foetus(Gardner et al., 1997). Moreover, maternal glucocorticoids
maymediate the effects of diet on foetus biology. For example, the
feedingof low-protein diets to rats during pregnancy results in
higher bloodpressure in the offspring from the age of weaning.
However, blockingmaternal glucocorticoid synthesis eliminates the
impact of proteinrestriction on the offspring (Gardner et al.,
1997; Langley and Jackson,1994; Langley-Evans, 1997; Langley-Evans
et al., 1996a). And it wouldseem that the relevant physiological
systems are glucocorticoid-sensitive from an early age, since
infusion of glucocorticoids directlyto the foetus in utero or at
birth elevates blood pressure, at least insheep (Berry et al.,
1997; Tangalakis et al., 1992). Furthermore, thelow birth weight
syndrome rather resembles the endocrinologicaldisorder Cushing's
syndrome (glucocorticoid excess) which alsocauses type 2 diabetes,
hypertension, dyslipidemia, atherosclerosisand osteoporosis
(Anagnostis et al., 2009; Andrew et al., 2002; Seckl etal., 2004;
Walker, 2006; Wei et al., 2004). Here we focus predomi-nantly on
antenatal glucocorticoid and stress-mediated effects.
Glucocorticoids during pregnancy
Glucocorticoids inuence the developing foetus by binding
toglucocorticoid and mineralocorticoid receptors (GR and MR,
respec-tively), which subsequently act as transcription factors to
alter geneexpression. In addition, MR and GR can alsomediate fast
non-genomicactions via membrane-located receptors, at least, in the
hippocampus(de Kloet et al., 2008; Karst et al., 2005). Although,
any role of thisbiology indevelopmental programming is unexplored.
GR is expressedin most foetal tissues, including the placenta, from
early embryonicstages and is essential for survival, as indicated
by the lethal postnatalphenotype of GR null mice (Cole et al.,
1995). Indeed, glucocorticoidsplay a vital role during normal
foetal development. Most notable istheir role in promoting
maturation of the lung and production of thesurfactant necessary
for extra-uterine lung function (Ward, 1994).Glucocorticoids also
promote correct brain development by initiatingterminal maturation,
remodelling of axons and dendrites, andaffecting cell survival
(Meyer, 1983; Yehuda et al., 1989). Expressionof the higher afnity
MR is more limited and present only during thelater stages of
development in rodents (Brown et al., 1996; Diaz et al.,
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279289
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1998). In vivo, MR (and perhaps GR) may be protected from
illicitglucocorticoid signalling if co-localised with the enzyme
11-hydro-xysteroid dehydrogenase type 2 (HSD2) (see below). HSD2
catalysesthe rapid inactivation of glucocorticoids (cortisol and
corticosterone)to inert 11-keto forms (cortisone and
11-dehydrocorticosterone). Inthe distal nephron and other
aldosteroneselective target cells HSD2,by inactivating
glucocorticoids, allows the non-substrate aldosteroneselective
access to MR, which are intrinsically non-selective andotherwise
bind glucocorticoids and mineralocorticoids with similarafnity.
High levels of HSD2 expression are also found in the placenta.Here
this enzyme plays an important role in shielding the
developingfoetus from the mother's relatively high glucocorticoid
levels(Edwards et al., 1993; Meaney et al., 2007).
HSD2 shows a complex cell- and stage-specic ontogeny in
thefoetuswhichmay gate glucocorticoid access toMR and/or GR,
perhapsminimising their activation despite expression in developing
organs(Brown et al., 1996; Speirs et al., 2004). Thus,
glucocorticoids canexert genome wide effects from early
development, and in a tissuespecic manner (i.e. receptor expression
location) which can bemodulated by tissue glucocorticoid
metabolism.
Excess glucocorticoids and foetal development
Despite the clear physiological importance of endogenous
gluco-corticoids during development, there are a plethora of data
to showthat exposure to excess exogenous glucocorticoids during
pregnancycorrelates with reduced birth weight and adverse outcomes
in theoffspring, especially if glucocorticoids are administered
during lategestation when growth is accelerating and presumably
thus mostsusceptible to the catabolic effects of steroids (Bloom et
al., 2001;French et al., 1999; Nyirenda et al., 2001; Reinisch et
al., 1978).Nevertheless, pregnant women at risk of preterm delivery
areroutinely given glucocorticoids to speed up foetal lung
development(Kay et al., 2000), and glucocorticoid treatment is also
used in theantenatal treatment of foetuses at risk of congenital
adrenalhyperplasia (CAH) (Lajic et al., 2008). However, birth
weight istypically reported as normal in infants at risk of CAH
whose mothersreceived low-dose dexamethasone (a synthetic GR ligand
that is littlemetabolised by HSD2 and so passes freely across the
placenta) in uteroduring the rst trimester (Forest et al., 1989;
Mercado et al., 1995).
In pregnancies with complications it is difcult to determine
theimpact of glucocorticoid treatment on cognition and adult
behaviourin the offspring because these studies are confoundedby
subjects oftenborn prematurely and so already at risk of delayed
neurologicaldevelopment (e.g. Pesonen et al., 2008). Furthermore,
antenatalglucocorticoid treatment only started to be used routinely
from themid 1980s, so its long-term impact cannot be fully known
until theoffspring reachmiddle or old age in the coming decades.
Nevertheless,there are data that suggest prenatal glucocorticoid
administration towomen at risk of preterm delivery is associated
with higher bloodpressure in their 14 year old offspring (Doyle et
al., 2000), higherinsulin levels in adulthood (Dalziel et al.,
2005), reduced headcircumference at birth and an increase in
distractibility and inattentionin the teenage offspring (French et
al., 1999). Treatment of babies withdexamethasone immediately after
birth for the prevention of chroniclung disease is also associated
with signicantly smaller headcircumference, lower IQ scores, poorer
motor skills, coordination andvisualmotor integration as compared
with control children whentested at school age (Yeh et al., 2004).
However, in children at risk ofCAH and receiving prenatal
dexamethasone treatment, albeit in lowdoses, no overall effects on
full-scale IQ have been observed, but anegative effect on verbal
working memory has been reported (Lajicet al., 2008; Trautman et
al., 1995). Administration of betamethasone(a GR specic synthetic
glucocorticoid) in preterm risk pregnancieshad no signicant effect
on cognitive development or progress atschool when investigated in
children under the age of ten (MacArthur
et al., 1982). Also, repeated antenatal betamethasone did not
inducealterations in toddler temperament, however a longer duration
ofexposure was associated with higher impulsivity scores in two
yearold children (Pesonen et al., 2009). In sum, whilst more
clinical trialsare needed, it would seem that late gestation,
short-term prenatalcorticosteroid treatment prevents respiratory
diseases with littleimpact on adult biology, and that repeated
treatment regimes orpostnatal therapy are likely to have persisting
adverse effects with noclear additional benets to the new born (Kay
et al., 2000). The long-term effects of low doses in early
gestation remain uncertain.
Maternal stress in pregnancy and the offspring brain
Unlike prenatal glucocorticoid treatment, which is often
GRspecic, prenatal stress involves both MR and GR signalling
andcatecholamine release. And there is evidence that
endogenousmaternal and foetal glucocorticoids (and possibly other
stress-relatedhormones) reduce birth weight and have implications
for thedeveloping foetal hypothalamicpituitaryadrenal (HPA) axis
andaffective behaviour (i.e. emotional behaviour, such as
anxiety)(Khashan et al., 2008b). The children from mothers who self
reporthigh levels of stress during pregnancy (and salivary cortisol
levelsverify elevated glucocorticoids), are reported to have
temperamentaland behavioural problems as toddlers (Gutteling et
al., 2005b) andimpaired attention and concentration at 7 years of
age (Guttelinget al., 2006). There is some evidence that low birth
weight coupledwith lower levels of maternal care associate with
reduced hippocampalvolume (determined by magnetic resonance
imaging) in adult women(Buss et al., 2007).However, the effects of
prenatal stress on cognition inoffspring are conicting (Bergman et
al., 2007; Gutteling et al., 2006).Other outcomes that have been
reported to associate with exposure tohigh levels of
glucocorticoids during development include autism,attention decit
and hyperactivity disorder, language problems anddepression
(O'Donnell et al., 2009). Severe trauma (e.g. death of a
closerelative) during rst trimester is associated with an increased
risk ofdeveloping schizophrenia in adulthood (Khashan et al.,
2008a).
Higher basal HPA axis activity coupled with greater
stressreactivity is associated with the development of many
depressiveand anxiety-related disorders. And crucially, mothers who
self reportanxiety and/or depression during pregnancy give birth to
offspringwith higher basal HPA axis activity at 6 months, 5 years
and 10 yearsof age (Gutteling et al., 2005a). Therefore, it has
been proposed thatthese children may be at greater risk of
developing affective disordersin adulthood. In other words, early
life events may engender alteredHPA axis activity as a
vulnerability factor for later disease. Whether ornot the link is
direct or merely co-causation remains unresolved.
In corroboration of the human data, ndings from experimentswith
inbred rodent models show that prenatal stress (such asrestraint)
and administration of exogenous glucocorticoids reducesbirth
weight, impairs cognition, increases anxiety and reactivity
tostress and alters brain development (Henry et al., 1994;
Igoshevaet al., 2004; Takahashi et al., 1992b; Vallee et al., 1999;
Welberg et al.,2000). There is also evidence that prenatal stress
increases sensitivityto addictive drugs. For example, the offspring
of rats that werestressed in the nal week of pregnancy
self-administer higher levelsof intravenous amphetamine in
adulthood than non-stressed controlrat offspring (Deminiere et al.,
1992).
If maternal glucocorticoid synthesis is prevented by
adrenalectomy,stressing the mother appears to have little effect on
the offspring and,though a role for other stress-related hormones
cannot be ruled outcompletely (catecholamines are secreted from the
adrenal medulla),replacement of glucocorticoid hormones to
adrenalectomised damsrestores the adverse effects of prenatal
stress on offspring physiologyand behaviour (Barbazanges et al.,
1996; Ordyan and Pivina, 2003;Zagron andWeinstock, 2006). Although
the ndings from these studiessuggest that maternal glucocorticoid
levels are the sole mediator of
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279289
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foetal programming, observational data from humans implicates a
roleof foetal glucocorticoid levels in reducing birth weight,
because foetusesin intrauterine growth retardation and in
pre-eclampsia have highglucocorticoids levels (Goland et al., 1993,
1995). However, this mightalso be transplacental passage of
maternal glucocorticoids, as discussedbelow.
Overall, whilst many reports link maternal stress in
pregnancywith altered offspring outcomes, as with many human ndings
thesestudies are predominantly associational. They have
somewhatincreased cause-and-effect plausibility in the light of the
pre-clinicalbiology reviewed here, but more needs to be done to
convince thatthis is the case in humans.
Role of the placenta and HSD2
The placenta plays a vital role in moderating foetal exposure
tomaternal factors. Despite being able to pass freely across the
placenta,glucocorticoid levels are signicantly lower in the foetus
than in themother. This is because the placenta expresses high
levels of HSD2,which has been suggested to provide a protective
barrier between thefoetus and mother (Edwards et al., 1993),
shielding glucocorticoid-sensitive tissues in the foetus from
inappropriately high glucocorticoidlevels during development
(Meaney et al., 2007). This barrier isapparently incomplete though,
with 1020% of maternal glucocorti-coids reaching the foetus intact
(Benediktsson et al., 1997a). Sincematernal glucocorticoid levels
are so much higher than that of thefoetus, modest perturbations in
placental HSD2 levels/activity canhave a profound impact on foetal
glucocorticoid exposure. In themouse, placental HSD2 mRNA
expression drops dramatically towardslate gestation (Brown et al.,
1996) with a subsequent loss of activity,perhaps to allow maternal
glucocorticoids to stimulate late foetalmaturation. In the rat, the
fall in placental HSD2 occurs later ingestation with less loss of
activity (Waddell et al., 1998), perhapsbecause the foetal adrenals
contributemore to thematurational surge.In the human placenta, HSD2
levels steadily increase throughoutgestation (McTernan et al.,
2001). Since GR expression remainsconstant in the placenta
throughout gestation, natural uctuations inHSD2 levels may control
glucocorticoid action in the placenta as wellas the foetus during
development (altered GR signalling may alterplacental function e.g.
efcacy of nutrient transfer).
It has been hypothesised that reduced placental HSD2
activityresults in high levels of glucocorticoids reaching the
foetus, whichretard growth and programme disease susceptibility
(Benediktssonet al., 1997a; Edwards et al., 1993; Seckl, 1998).
Compatible with thishypothesis, low levels of placental HSD2
activity are correlated withlow birth weight in humans (McTernan et
al., 2001; Stewart et al.,1995) and rodent models (Brown et al.,
1996), though this has notalways been reported (Rogerson et al.,
1996, 1997). Humanshomozygous for deleterious genetic mutations in
the HSD11B2 genehave birth weights, on average, 1.2 kg less than
their heterozygote orunaffected siblings (Dave-Sharma et al.,
1998). Additionally, foetalmarkers of glucocorticoid exposure such
as cord blood levels ofosteocalcin (a GC sensitive osteoblast
product that does not cross theplacenta) correlate with HSD2
activity in the placenta in humans(Benediktsson et al., 1995).
Studies in which HSD2 activity is inhibited reveal an
importantrole for feto-placental barrier in mediating physiological
andpsychological disease. Administration of the liquorice
derivativecarbenoxolone, a potent (Ki low nM) inhibitor of HSD2
reducesbirth weight and produces permanent alterations of the HPA
axis andincreases anxiety-like behaviour in aversive situations in
adult rats(Welberg et al., 2000). Maternal carbenoxolone
administrationthroughout pregnancy in rats also leads to the
development ofhypertension and predisposes to hyperglycaemia in
later life, but onlyin the of presence of maternal adrenal
products, since carbenoxolonehas no effect on offspring biology in
adrenalectomised pregnant rats
(Lindsay et al., 1996a,b). In humans, excessive maternal
consumptionof glycyrrhizin (N500 mg/week), a natural constituent of
liquorice,which inhibits placental HSD2 (Monder et al., 1989),
leads to offspringwith signicant decrements in verbal and
visuo-spatial abilities andnarrative memory, and signicant
increases in externalising symp-toms, attention, rule breaking and
aggression problems, moreover,the effects on cognitive performance
appear dose-related (Rikknenet al., 2009). However, heavy
glycyrrhizin exposure during pregnancy(N500 mg/week) did not
signicantly affect birth weight or maternalblood pressure, but was
signicantly associatedwith shorter gestation(Strandberg et al.,
2002, 2001), illustrating that changes in birthweight are not
necessary for apparent programming effects to occur,paralleling
ndings in non-human primates exposed to low doses ofdexamethasone
in the last half of pregnancy (de Vries et al., 2007).Consequently,
women are advised against excessive intake ofliquorice-containing
foodstuffs in pregnancy (Rikknen et al., 2009).
The production of genetically modied mice allows the
feto-placental unit to be investigated under varying genetic
conditions, forexample, heterozygote crosses (of HSD2+/ mice)
allows a singlemother to bear wild-type, heterozygote and null
offspring (whichhave normal, reduced and zero levels of placental
HSD2, respectively).Using this approach, HSD2 nullizygosity was
found to reduce birthweight and increase anxiety relative to
wild-type littermates (Holmeset al., 2006). Crucially, the
heterozygotes had intermediate birthweights, suggesting that
variation, and not just complete absence, ofHSD2 mediates foetal
exposure to glucocorticoid levels, and thusprogramming. In this
neat experiment, the effects of maternal stressand nutrition were
eliminated and a clear key role of feto-placentalHSD2 in prenatal
glucocorticoid programming was established.
It is also possible that reduced placental HSD2 levels allow
greaterglucocorticoid signalling within the placenta itself, which
canindirectly impact foetal development by altering placental
function.Indeed, variation in placental HSD2 levels correlate with
alteredexpression levels of various glucose and amino acid
transportermolecules and growth factors in the placenta. Null mice
generatedfromHSD2+/ heterozygote crosses are able to maintain
normal bodyweight up to embryonic day (E) 15 (term is E19) with
concomitantincreases in amino acid and glucose transporters
(Wyrwoll et al.,2009). However, by E18, both foetal and placental
weights aresignicantly reduced in the null mice relative to
wild-type littermates,and correspondingly the null placentas have
reduced foetal capillarysurface area, plausibly due to lower
placental vascular endothelialgrowth factor (VEGF) expression (VEGF
is inhibited by glucocorti-coids) and reduced amino acid and
glucose transporters, all clearlyessential for foetal growth
(Wyrwoll et al., 2009). One implicationfrom these data is that the
placenta is able to overcome decreasedHSD2 levels, and thus
increased local GR signalling, initially byincreasing nutrient
transfer to the foetus. But in the nal stages ofpregnancy, when
growth is most rapid the placenta fails to maintainhigh nutrient
transfer to the foetus. Furthermore, demonstrating thatreduced
nutrient transfer is a cause of, rather than a consequence of,being
a smaller foetus, one study showed that placental amino
acidtransport is down-regulated before foetal weight is retarded
(Janssonet al., 2006). It is currently unclear if variation in
placental HSD2 levels(and thus exposure to glucocorticoids) causes
changes in the ability ofthe placenta to transport (free) fatty
acids to, or waste products from,the developing foetus.
Regulation of feto-placental HSD2
Clearly then, placental HSD2 plays a key role in mediating the
owof maternal environmental signals to the foetus. So what alters
HSD2?There is evidence that placental HSD2 levels/activity are
affected bystress. Somewhat paradoxically, there is some evidence
that prenatalstress leads to a reduction in placental HSD2 activity
in rats,suggesting that the foetus and placenta are exposed to
extra excessive
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amounts of glucocorticoids (Mairesse et al., 2007). Perhaps this
is toensure that the foetus receives a reliable signal about the
environ-mental adversity that it may face after birth. However, the
genetics ofthe rodent are important. Firstly, rats bred for low
anxiety are able toincrease placental HSD2 and withstand the
detrimental effects of highglucocorticoid exposure during pregnancy
on hippocampal neuro-genesis relative to rats bred for high anxiety
(Lucassen et al., 2009).And secondly, HSD2 null mice on a 129 MF1
background havenormal foetal birth weight (Kotelevtsev et al.,
1999) whereas those onC57Bl/6J have reduced birth weight, though
the effects of geneticvariation between animals in the earlier
study may have reduced thepower to detect small differences (c.f.
to Holmes et al., 2006).
Dietary protein restriction during pregnancy also reduces
placen-tal HSD2 activity, apparently selectively, suggesting a
commonmechanism by which excess glucocorticoids and malnutrition
canprogramme adult biology (e.g. Bertram et al., 2001;
Langley-Evanset al., 1996b). Indeed, in the maternal protein
restriction diet model,antenatal prevention of glucocorticoid
synthesis prevents the devel-opment of hypertension in the adult
offspring (Langley-Evans, 1997).And there is also evidence to
suggest that placental HSD2 expressionand activity levels are
oxygen dependent in the rst and thirdtrimesters during human
gestation (Alfaidy et al., 2002). It is currentlyunclear what
effect various drugs and chemicals (e.g. caffeine, envi-ronmental
pollutants, and anti-depressants) or life style factors
(e.g.working night shifts) have on placental HSD2 levels and thus
foetalprogramming.
In vitro studies using humanplacental cell lines reveal that
hypoxia,catecholamines and inammatory cytokines can down-regulate
HSD2levels (Sarkar et al., 2001; Tsugita et al., 2008).
Conversely,physiologically relevant levels of ethanol and nicotine
do not appearto inuence the activity of HSD2 in clonal cell
cultures, freshly isolateddually-perfused intact human placentas or
placentas from in vivotreated rats (Benediktsson et al.,
1997b).
In addition to placental HSD2, foetal tissueHSD2 levelsmay also
playa role in programming adult disease. The impact of altered
foetal HSD2levels on adult biology are, as yet, not fully
elucidated, but there is someevidence that restricted maternal
oxygen intake leads to foetalhypoxemia-induced acidosis which
selectively down-regulates HSD2mRNAexpression in the preterm foetal
sheep kidney (Yang et al., 1997).These data indicate a potential
mechanism whereby altered oxygenlevels inuencedevelopmental
processes by alteringHSD2 levels,whichultimately regulates the
bioavailability of glucocorticoids in specicfoetal organs, altering
maturational trajectories and programmingoffspring biology and
adult disease risk.
Other stress-related programming mediators
Glucocorticoids clearly inuence development, but other
substancesare released by the mother and foetus in response to
stress, andrelatively little is known about the impact of these
onplacental function,foetal development and disease susceptibility.
The catecholamines,adrenaline and noradrenaline, are of particular
relevance since they arereleased by stress and the placenta has
adrenergic receptors suggestingthat catecholaminesmay inuence
placental function (Ganapathy et al.,1993). And there is evidence
that catecholamines can be transportedacross the placenta between
foetus and mother (Morgan et al., 1972;Thomas et al., 1995).
Crucially, in vitro studies have demonstrated
thatnoradrenalineandadrenaline rapidly
down-regulateHSD2mRNAlevelsin early and late gestation human
trophoblast cell lines (Sarkar et al.,2001). The suppression of
HSD2 was mediated via both alpha (1)- andalpha (2)-adrenoceptors
and was independent of beta-adrenergicstimulation. Therefore, it is
plausible that in vivo, high circulating levelsof catecholamines
(from mother or foetus) play a role in programmingdisease by
altering placental and/or foetal HSD2 levels/activity,
nutrienttransport, and/orGR density. This certainlymerits
exploration. The feto-placental unit is protected to some extent by
placental expression of the
enzyme monoamine oxidase A (MAO-A) which catalyses the
oxidationof monoamines, but it is currently unclear how, if at all,
stress affectsplacental MOA-A levels/activity, or how other factors
inuence MAO-Ain the placenta, and potentially, programming of
target tissues andperhaps disease risk.
Intriguingly, excess foetal glucocorticoid exposure
programmescatecholamine sensitivity in adulthood. For example,
prenataldexamethasone treatment associates with exaggerated
hypertensiveresponses to catecholaminergic stimulation in offspring
rats (O'Reganet al., 2008). Furthermore, in vitro stimulation of
isolated mesentericvasculature with noradrenaline and vasopressin
had greater vaso-constricting effects in rats from dexamethasone
treated mothers(O'Regan et al., 2008). Therefore, it is plausible
that alteredsympathetic responses to noradrenaline underlie the
developmentof hypertension in the glucocorticoid programming
models.
Excess glucocorticoids and the brain
High levels of glucocorticoids impact on brain structure
duringdevelopment, which may alter neurotransmitter activity and
synapticplasticity resulting in subtle or drastic changes in
subsequent function,notably altering behaviour and cognition, as
well as diseasesusceptibility in adulthood (Weinstock 2008).
Cells and structure
During development sufcient glucocorticoid levels are
essentialfor normal maturation of many parts of the central nervous
system.However, either excess or decient glucocorticoid signalling
duringcritical windows of development alters the developmental
trajectoryof vulnerable brain structures often with permanent
consequences.For example, antenatal betamethasone injections retard
foetal braingrowth in sheep (Huang et al., 1999) and are associated
with areduced cortex convolutions index and surface area in
humanoffspring (Modi et al., 2001). And prenatal stress in rats
signicantlydecreases dendritic spine density in the anterior
cingulate gyrus andorbitofrontal cortex (Murmu et al., 2006).
Additionally, repeatedadministration of synthetic glucocorticoids
to pregnant sheep delaysastrocyte and capillary tight junction
maturation, and delaysmyelination of the corpus callosum in the
brains of the developingfoetuses (Antonow-Schlorke et al., 2009;
Huang et al., 2001a,b). Thisdelay in maturation does not appear to
be simply due to a lack of CNSglucose, uptake of which is affected
by glucocorticoids (Virgin et al.,1991) since the structural
changes are not associated with changes inglucose transporter
protein GLUT1 in the blood brain barrier or GLUT3in neuronal
membranes (Antonow-Schlorke et al., 2006).
The hippocampus highly expresses GR and MR (Reul and de
Kloet,1985) and is particularly vulnerable to glucocorticoid
manipulations,especially in early life. In rats, prenatal stress
signicantly decreasessynaptic spine density of the hippocampus (by
32%) on postnatal day(P) 35, and subsequently reversal learning is
impaired (Hayashi et al.,1998). Also, maternal stress reduces
offspring neurogenesis and resultsin faster ageing (i.e. decline in
cell proliferation associated withlearning) which correlates with
decits in cognition (Lemaire et al.,2000). Similar effects are also
seen in primates. Thus, in foetal baboons,betamethasone exposure
decreases cytoskeletalmicrotubule associatedproteins and the
presynaptic marker protein synaptophysin, whichmay cause reduced
levels of neuritogenesis and neuronal plasticity(Antonow-Schlorke
et al., 2003). And in rhesus monkeys prenataladministration of
dexamethasone decreases the number of pyramidalneurons in the
hippocampal CA regions and granular neurons in thedentate gyrus and
causes pronounced degeneration of the axodendriticsynaptic
terminals of the mossy bres in the CA3 hippocampal region(Uno et
al., 1990). Moreover, these effects are dose-associated
withmultiple injections inducingmore severe damage than single
injectionsof the same total dose (Uno et al., 1990). These ndings
raise the
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intriguing question of whether chronic, but low level, stress is
moredetrimental than a short sharp trauma to foetal development.
Perhapsdifferent types of stress confer adaptation to specic types
of challengein later life, though the mechanisms of such ne-tuning
are moot.However, the complexity of hormonal responses to stress
(e.g.glucocorticoids, catecholamines etc. versus straight synthetic
glucocor-ticoid treatment) and the substantial interindividual
differences instress responses in humans make extrapolation to our
species fraught.Whatever, if early exposure affects hippocampal
structure and altersfunction, myriad studies in animal models and
humans illustrate thatsuch effects are likely to alter cognitive
ability, behaviour and the risk ofpsychological disorders (e.g.
Sheline et al., 1996).
Gene targets of programming in the brain
Exploration of glucocorticoid-responsive genes in the brains
ofprenatally stressed rats has provided insight into mechanisms
thatmay underlie glucocorticoid-related neurodevelopmental
disorders.Fukumoto et al. (2009) demonstrated that defective
neuronalmigration, essential for normal network formation, is
caused by excessglucocorticoid-activated GR binding to the CALD1
gene whichincreases Caldesmon1 (CaD) protein levels in the
developing cerebralcortex in vivo and in vitro. CaD is a
cytoskeletal related protein involvedin negative regulation of
myosin II function. Increased CaD levels incerebral cortex cause
neuronal precursor cells to change shapeimpairing their migration
(Fukumoto et al., 2009). These ndingsraise intriguing questions as
to which other genes and structures aretargeted by GR andMR during
excess glucocorticoid exposure in utero.
Programming of the HPA axis
The HPA axis and its key limbic regulator, the hippocampus,
areparticularly sensitive to glucocorticoid levels during
development(Gould and Tanapat, 1999; Gould et al., 1991; Welberg
and Seckl,2001). High glucocorticoid exposure during foetal
development in ratsand primates permanently elevates basal
glucocorticoid levels inoffspring (de Vries et al., 2007; Levitt et
al., 1996; Welberg et al., 2000,2001), often with sex differences
(Weinstock et al., 1992). Maternalstresshas similar effects. Thus
restraint stress in pregnant rats during thethirdweek of gestation
is associatedwith greater plasma corticosteronelevels in response
to novelty in the offspring (Henry et al., 1994).
Intriguingly, the human literature, though far from
complete,suggests that antenatal glucocorticoid exposure reduces
HPA activityin the neonate (perhaps expectedly), but does not
clearly associatewithelevated glucocorticoid levels in later life
(Tegethoff et al., 2009). It maybe that following prenatal
glucocorticoid overexposure in humans,offspringHPA axis changes
occur but that the direction of change varies,perhaps related to
developmental timing, genetics or other factors. Insupport of this
notion, healthy young adult humans whose mothersexperienced severe
stress during their pregnancy have greater cortisolresponses during
a psychological challenge, the Trier Social Stress Test(TSST)
(Entringer et al., 2009). Salivary cortisol responses to
theTSSTarealso signicantly and inversely related to birth weight
(Wust et al.,2005). In contrast, pregnant women directly exposed to
the 9.11WorldTrade Centre atrocity in 2001 gave birth to babies
which showed lowersalivary cortisol aged 1 year, but only if
themother developed PTSD andwas exposed in the last trimester of
pregnancy (Yehuda et al., 2005).Neither maternal PTSD nor exposure
alone were sufcient to producethis effect in the offspring. These
data suggest that underlyingvulnerability factors and developmental
timing critically determinethe occurrence and vector of HPA axis
programming in humans.
Prenatal stress and PTSD
Approximately 1040% of trauma sufferers develop PSTD (Davidsonet
al., 2004). HPA axis perturbations are associated with PTSD:
typically
reduced urinary, plasma and salivary cortisol levels
suggestingenhanced negative feedback on the HPA axis and/or
increased tissuesensitivity to glucocorticoids (Yehuda et al.,
2009b, 2004). Indeed, PTSDpatients show greater suppression of
cortisol in response to dexameth-asone than normal subjects (Yehuda
et al., 1993).
Though it was not initially clear if an attenuated HPA axis is a
causeor a consequence of PTSD, recent data suggest that low HPA
axisreactivity may actually be a vulnerability factor. Data from
pregnantwomen that were in or near the World Trade Centre attack on
Sept11th 2001 show that womenwho went on to develop PTSD had
lowercortisol levels than women who did not develop PTSD (Yehuda et
al.,2005). The effect on the offspring's HPA axis (Yehuda et al.,
2005),appears corroborated in studies of Nazi Holocaust survivors
and theirchildren. Healthy offspring of women with PTSD who
survived havesignicantly lower cortisol levels than do offspring of
survivorswithout PTSD or control mothers (Yehuda, 2002). To
convince, moreprospective studies are needed on vulnerability to
PTSD in suchoffspring (and e.g. the grandchildren).
Glucocorticoid metabolism may also play a role. A recent
studyshowed that Holocaust survivors with PSTD who underwent
extrememalnutrition/stress during early life had lowered
glucocorticoidcatabolism by 5alpha-reductase and HSD2 (Yehuda et
al., 2009b).These effects are thought to be adaptive, sustaining
metabolic andmineralocorticoid actions of glucocorticoids within
liver and kidneywithout generalised glucocorticoid excess, which
exerts deleteriouseffects on muscle and CNS (Yehuda et al., 2009a).
However, recentdata suggests that diminished 5alpha-reductase
activity may mark astate of primary vulnerability, perhaps via
attenuated peripheralcatabolism of cortisol resulting in the
suppression of HPA axisresponsiveness (Yehuda et al., 2009b).
Neurochemical changes in HPA axis programming
Prenatal dexamethasone treatment in rats increases
circulatingcorticosterone and ACTH levels in the offspring (e.g.
Levitt et al.,1996), which is associated with increased CRH in the
paraventricularnucleus of the hypothalamus (PVN), and in the
central nucleus of theamygdala, where it is key for the expression
of fear and anxiety(Welberg et al., 2000, 2001). Prenatal stress
also impacts upon thedevelopment of CRH neurons in the PVN (Fujioka
et al., 1999; Shoeneret al., 2006) with greater vulnerability to
PVN cell death (Tobe et al.,2005), which has implications for HPA
axis programming. Theresulting mild chronic glucocorticoid excess
can be further exacer-bated by increased hepatic and visceral
adipose tissue glucocorticoidactivity due to increased tissue
levels of 11-hydroxysteroid dehy-drogenase type 1 (HSD1) (Cleasby
et al., 2003; Nyirenda et al., 2009,2006). HSD1 catalyzes the
reverse reaction to HSD2, thus regeneratingactive glucocorticoids
from inert 11-keto metabolites (Rajan et al.,1996; Yau et al.,
2001) in CNS and peripheral metabolic organs (e.g.liver, adipose
tissue). The resulting chronic mild intracellularglucocorticoid
excess may lead to the development of hypertensionand
hyperglycemia, cognitive decits, affective disorders,
immuno-suppression and cardio-metabolic disease, as seen in
Cushing'ssyndrome. Antenatal glucocorticoid exposure also
up-regulatesHSD1 in the hippocampus (Shoener et al., 2006). Whilst
this mightseem at odds with the HPA axis feedback decits observed,
increasedlevels of HSD1 is glucocorticoid-induced, has little
effect on HPA axisfeedback in most situations (Carter et al.,
2009), and may underpinlater neuronal toxicity (e.g. Yau et al.,
2007).
Programming brain MR/GR balance
Programmed HPA axis activation has plausibly been ascribed
torelative deciency of glucocorticoid feedback sensitivity with
reducedGR and MR in the hippocampus and other feedback sites
(Muellerand Bale, 2008; Noorlander et al., 2006; Shoener et al.,
2006; Welberg
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et al., 2000). Thus glucocorticoid excess in the last trimester
of ratpregnancy permanently attenuates GR and MR mRNA expressions
inspecic hippocampal subelds (Henry et al., 1994; Levitt et al.,
1996;Noorlander et al., 2006; Shoener et al., 2006; Welberg et al.,
2000).Similarly, in guinea-pigs prenatal dexamethasone exposure
results insex and region-specic changes in MR and GR mRNA in foetal
brains(Dean andMatthews, 1999). This not only impacts directly on
the HPAaxis, but also mediates glucocorticoid actions on behaviour,
cognitionand disease susceptibility. Offspring whosemothers
received an HSD2inhibitor during pregnancy, have increased GR mRNA
expression inthe amygdala and increased anxiety-like behaviour in
adulthood(Welberg et al., 2000). It is also plausible that
increases in GR levels inthe basolateral, central and medial nuclei
of the amygdala increasepositive drive onto the HPA axis which
increases stress responsivity(Welberg et al., 2000).
The balance between MR and GR in hippocampus and other
CNSregions is an important factor determining individual
susceptibility orresilience to disease in adulthood (de Kloet,
2004, 1991; de Kloet andReul, 1987; De Kloet et al., 1998). MR and
GR gene variants in thehuman population which associate with
altered MR and GRexpression/activity have consequences for stress
responsivity, cogni-tive performance and emotional arousal in later
life (DeRijk and deKloet, 2005; DeRijk, 2009). Thus, an imbalance
in MR/GR caused bygenetic factors and/or early life experience my
give rise to a particularphenotype that is vulnerable to later life
stressors. Clearly the adultenvironment plays a crucial role here
too.
Further, evidence for the importance of MR and GR signalling
inemotional behaviour comes from studies using mutant mice
withaltered GR levels in the brain. Mice with selective loss of GR
in thebrain show impaired behavioural response to stress and
displayreduced anxiety relative to littermate controls (Tronche et
al., 1999).Although, a global reduction of GR, which more closely
models thehuman gene variant condition, has no impact on
anxiety-likebehaviour, but impairs cognition in mice (Oitzl et al.,
2001; Ridderet al., 2005). Forebrain specic loss of MR leads to
impaired learningand memory and increased behavioural perseverance
and stereotypy(Berger et al., 2006), whereas forebrain
overexpression of MRfacilitates learning and reduces anxiety-like
behaviours (Lai et al.,2007; Rozeboom et al., 2007). Undoubtedly,
total body and brainmanipulations of MR or GR may cause multiple or
compensatoryeffects that either cancel out ormask other subtle
effects. One solutionis to use an inducible gene manipulation
methodology (e.g. Mitraet al., 2009). Simultaneous manipulation of
MR and GR in a region-specic manner using gene inducible methods
may prove to be aparticularly fruitful avenue for future research
into the role of MR/GRbalance in affective health. Moreover, the
impact of early life, prenataland/or chronic stress paradigms on
these mutant mice will beespecially illuminating in dissecting out
the role of adult environment,genes and development in resilience
and susceptibility to chronicdisease.
The programming of affective disease
In humans, maternal stress has been linked with poor
copingbehaviour under adversity, aggressive and antisocial
behaviour,attention decit and hyperactivity disorders and
depression inchildren and adults (Weinstock, 2008). For example, a
retrospectivestudy of severely emotionally disturbed children and
adolescents,revealed that these children were signicantly more
likely to havemothers that had experienced chronic prenatal stress
than emotion-ally stable children (Ward, 1991). Maternal anxiety
has been linked togreater levels of self-reported anxiety in 8 and
9 year old offspring(Van den Berg and Marcoen, 2004). However, as
with all observa-tional human data, it is difcult to imply
causation because maternalanxiety may be transmitted to offspring
via genes, prenatal and/orpostnatal effects. In other words, babies
from anxious mothers may
be genetically anxious, may learn to be anxious or may indeed
beprogrammed to be anxious.
Fortunately, there are myriad data from rodentmodels of
maternalstress (in which cross-fostering removes confounding
maternaleffects) that substantiate the relationship between excess
foetalglucocorticoid exposure and unfavourable behavioural traits.
Forexample, comparedwith non-stressed control rats, prenatally
stressedrats exhibit impaired social behaviour and a reduced
propensity toplay (Takahashi et al., 1992a). Depressive-like
behaviours are alsoaltered. In rodents, prenatal stress increases
immobility time in theforced swim test and tail suspension test and
leads to anhedonia(Alonso et al., 2000; Sobrian et al., 2000)
though not always (Hauseret al., 2009). And anxiety is increased
too. The offspring of prenatallystressed rats spend less time than
controls in the open arms of anelevated plus maze (Estanislau
andMorato, 2005; Murmu et al., 2006;Vallee et al., 1997). And rats
from mothers that were prenatallystressed exhibit higher levels of
anxiety (such as defensive freezingbehaviour or thigmotaxis) than
control rats in novel environments,such as the open eld (Dickerson
et al., 2005; Takahashi et al., 1992b;Ward et al., 2000). While it
is tempting to conclude that changes inanxiety-related behaviour
are the direct result of an altered HPA axisresponse to novelty, it
is possible to see increased anxiety-relatedbehaviour in the
absence of HPA axis changes (Fride and Weinstock,1988; Holmes et
al., 2006; Takahashi et al., 1992b).
A plausible alternative explanation for the increased
hyper-emotional state of prenatally stressed rats is altered
functioning ofthe amygdala. The amygdala mediates fear and
anxiety-relatedbehaviour, learning and memory and thus, is
instrumental in theexpression of fear-conditioned learning (Davis,
1992). The amygdalacontains MR, GR and CRH receptors and CRH
producing cells. Indeed,CRH may be the key neurotransmitter that
mediates the effect ofprenatal stress on anxiety. Firstly, CRH
levels are increased in thecentral nucleus of the amygdala in
prenatally stressed or glucocor-ticoid-overexposed rats (Cratty et
al., 1995; Welberg et al., 2000,2001). And secondly, CRH injections
directly into the amygdalaincrease anxiety-related behaviour in
rats (Dunn and Berridge, 1990).
Central nervous system programming mechanisms: hippocampal GR
asan exemplary target
How do prenatal environmental factors programme
lifespanphysiology and chronic disease? Looking to mechanisms of
postnatalprogramming provides some ideas. In rats, for example,
high levels ofmaternal care permanently increase GR levels in the
hippocampus andprefrontal cortex (Liu et al., 1997). This results
in lower plasmaglucocorticoid levels and tighter feedback (Meaney
et al., 1989).Increased GR expression is thought to involve
increased serotonergic(5HT) release in response to tactile
stimulation (Smythe et al., 1994)and increasedhippocampal
expressionof the transcription factornerve-growth-factor-inducible
factor-A (NGFI-A). In vitro and in vivo studiesshow that increased
5HT signalling induces GR expression in hippo-campalneurons
(Mitchell et al., 1990; Yauet al., 1997) andNGFI-Abindsto the GR
promoter to induce GR expression (Weaver et al., 2007). It
isplausible that this post-natal mechanism may also be responsible
forprenatalprogramming, since dexamethasone treatment in the
lastweekof pregnancy in rats increases 5HT transporter expression
in the brain(Fumagalli et al., 1996), an effect that is predicted
to reduce local 5HTlevels in the brain and thus reduce MR and GR in
the hippocampus.
How is tissue-specic GR expression regulated by early
environ-mental manipulations? Although GR is present in most cells,
GR geneexpression is regulated in a tissue-specic manner. This is
because theGR promoter has multiple tissue-specic untranslated rst
exons,most within a transcriptionally active CpG island (McCormick
et al.,2000; Turner and Muller, 2005). All of the GR mRNA species
aretranslated into the same receptor protein, which is encoded by
exons29. Crucially, perinatal manipulations permanently
programme
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increased expression of exon 17 which is relatively specic to
thehippocampus (McCormick et al., 2000). NGF1-A can bind to
thisexon's promoter (Weaver et al., 2005).
Epigenetics as a mediator of programming
How is, for example, GR exon 17 permanently programmed?Emerging
data suggest that early life experiences cause
selectivemethylation/demethylation of specic cytosine residues, for
instancein the GR 17 promoter. DNA hypermethylation and specic
histoneresidue hypoactylation are epigenetic modications that are
usuallyassociated with reduced gene expression. Offspring that
haveincreased GR expression levels in the hippocampus as a result
ofhigh levels of maternal care, also have lower levels of
DNAmethylation in the NGFI-A binding site of the GR 17
promoter,increased histone H3-K9 acetylation (a marker of
transcriptionalactivation) and increased NGFI-A binding to the 17
promoter relativeto offspring from low care mothers (Weaver et al.,
2004, 2007).
The GR gene is not the only HPA axis target to undergo
epigeneticmodication in early life. Early life stress in mice
results in elevatedCRH and AVP transcription in the PVN. Increased
AVP gene expressionis associated with DNA hypomethylation of a
regulatory region thatserves as a DNA binding site for the methyl
CpG-binding protein 2(MeCP2; involved in silencing gene
expression). Persistently reducedMeCP2 binding results in permanent
increases in AVP gene expressionand thus sustained hyperactivity of
the HPA axis (Murgatroyd et al.,2009). Similarly, there is evidence
that differential expression levels ofthe HSD2 enzyme correlate
with differential levels of methylation ofCpG islands covering the
promoter and exon 1 region of the HSD11B2gene in human cells in
vitro and in rats in vivo, suggesting thatepigenetic mechanisms may
play a role in regulating HSD2 levels(Alikhani-Koopaei et al.,
2004). In addition, in the placenta, thisenzyme is regulated by a
host of factors including cytokines, hypoxia,glucocorticoids,
peptide hormones and maternal nutritional cues,though the precise
molecular mechanisms remain to be determined.
Human epidemiological studies also show that early life
environ-mental conditions can cause epigenetic changes in humans
that canpersist throughout life. For example, individuals that were
prenatallyexposed to famine during the Dutch Hunger Winter have
less DNAmethylation of the maternally imprinted IGF2 gene compared
to theirunexposed same sex siblings some six decades later
(Heijmans et al.,2008). At present, the phenotypic consequences of
these epigeneticmarks remain to be determined, but prenatal famine
is associatedwith schizophrenia and coronary heart disease (Painter
et al., 2005;Susser et al., 1996; Susser and Lin, 1992). And
examination of thebrains from suicide victims who experienced
childhood abuse,revealed reduced GR mRNA and correspondingly
increased levels ofmethylation of the NR3C1 exon 1F (the human
homolog of the ratexon 17 region) which regulates GR expression in
the hippocampus,relative to control humans (McGowan et al.,
2009).
Transgenerational effects
Programmingmay not be restricted to the immediate offspring of
achallenged pregnancy, but may also affect subsequent generations,
socalled transgenerational effects. For this to happen, exposure to
thefoetus must induce chromosomal alterations and/or
epigeneticmodications that are stable and maintained down the germ
line.Indeed, there is evidence that this can occur. In rats, the
offspring fromF1 progeny that were prenatally exposed to
dexamethasone alsoshow reductions in birth weight and persisting
neuroendocrinechanges even though they themselves were not
prenatally exposedto dexamethasone (Drake et al., 2005). This
transgenerationalprogramming stopped at the third generation,
suggesting againsta uterine effect. Moreover, programming effects
were transmittedby either maternal or paternal lines, implying an
epigenetic and/or
nucleic acid associated mechanism. Similarly, moderate
maternalundernutrition was found to modify heart structure and HPA
axisfunction in adult male offspring for two generations in a
guinea pigmodel of maternal undernutrition (Bertram et al., 2008).
In humansepidemiological surveys have linked grand-parental
nutrition withdisease rates in the second generation (Kaati et al.,
2002, 2007). Thefundamental processes that underpin such effects
remain largelyunexplored but have been reviewed recently (Drake and
Walker,2004; Gluckman et al., 2007; Matthews and Phillips,
2010).
In summary, prenatal exposure to stress and its
glucocorticoidmediators exerts long-term effects on the offspring,
altering brain andperipheral biology and changing the lifetime risk
of disease. Sucheffects are clear in animal models and supported to
an increasingextent by human observations. Major challenges include
establishingthe fundamental mechanisms underpinning such effects,
dissectingtheir importance versus other factors causing disease and
determin-ing the impact or otherwise of intergenerational
effects.
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