-
+ 2(,1 1/,1(Citation: 15 Law & Soc. Inquiry 135 1990
Content downloaded/printed from HeinOnline
(http://heinonline.org)Sat Nov 15 13:30:21 2014
-- Your use of this HeinOnline PDF indicates your acceptance of
HeinOnline's Terms and Conditions of the license agreement
available at http://heinonline.org/HOL/License
-- The search text of this PDF is generated from uncorrected OCR
text.
-- To obtain permission to use this article beyond the scope of
your HeinOnline license, please use:
https://www.copyright.com/ccc/basicSearch.do?
&operation=go&searchType=0
&lastSearch=simple&all=on&titleOrStdNo=0897-6546
-
Interpretive Sociolegal ResearchChristine B. Harrington and
Barbara Yngvesson
A major challenge for scholars seeking new directions in
sociolegalresearch is the persistence of old paradigms and
assumptions about law.The challenge for the new is not to be cast
as part of the old by efforts thatassimilate its methods, goals,
and results to earlier approaches.' Such ef-forts, aimed at
comparison and clarification, tend to "domesticate" thenew,2 or in
Boa Santos's words "doubly institutionalize" a developing proj-ect
by reading the order of a conventional analysis into the emergent
orderappearing in the interstices of new scholarly work.3 In this
essay we focuson interpretivism as a developing project in
sociolegal research. In particu-lar, we discuss three aspects of
interpretive research that are at the centerof current debates in
sociolegal theory: meaning construction and the dy-namics of power,
legal ideology, and knowledge as politics. Our discussionfocuses on
different readings of ideology, on different understandings
ofpower, and on the politics of interpretive research connected
with thesereadings. To illuminate the struggles over these points
and at the sametime illustrate the process of domestication, we
begin with a recent paperby David Trubek and John Esser, "'Critical
Empiricism' in AmericanLegal Studies."'4 Their paper lays out a
treatment of ideology and politics
Christine B. Harrington is a professor in the Department of
Politics at New YorkUniversity. Ph.D. 1982, University of
Wisconsin, Madison. Barbara Yngvesson isprofessor of anthropology
at Hampshire College. Ph.D. 1970, University of
California,Berkeley.
The authors appreciate the helpful comments several people made
on an earlier draft.In particular their thanks to John Brigham,
Lynn Mather, Peter Fitzpatrick, Patricia Ewick,Austin Sarat, David
Trubek, Alan Hunt, and Sally Merry.
1. David Nelken, "Beyond the Study of 'Law and Society,'" 1986
A.B.F. Res. J. 324.2. Id3. See Boaventura de Sousa Santos, "Room
for Manoeuver: Paradox, Program, or
Pandora's Box." 14 Law & Soc. Inquiry 157 (1989). Santos
uses Paul Bohannan's concept ofdouble institutionalization. See
Bohannan, "The Differing Realms of the Law," in L. Nader,ed., "The
Ethnography of Law," Special Publication, 67 Am. Anthropologist 33
(1964).
4. David M. Trubek & John Esser, "'Critical Empiricism' in
American Legal Studies:Paradox, Program, or Pandora's Box?" 14 Law
& Soc. Inquiry 3 (1989). 1990 American Bar Foundation 135
-
136 LAW AND SOCIAL INQUIRYthat provides a basis for our broader
discussion of interpretive work in thesecond half of this
essay.
I. "CRITICAL EMPIRICISM" AND SCIENCE
Trubek and Esser focus on the tension between "empiricism" 5
andcritical research, using the wofk of the Amherst Seminar on
Legal Ideologyand Legal Processes to discuss this tension. They
describe the work of theseminar as a project in "critical
empiricism" and draw on published workby members of this group to
explore how the interpretive turn in recentsociolegal work is
constrained by a continued adherence to the scientifictradition-a
tradition that values "valid descriptions of the world that canbe
used instrumentally for whatever purposes individuals find useful.
' 6They call this tradition "universal scientism," maintaining that
it demandsthat accounts be more " 'accurate,' more 'theoretical,'
less 'narrow,' more'complete,' [and] more 'sociologocial.' "7
Trubek and Esser contrast thisdescription of science with critical
research. For them, "critical" impliesnormative concerns, such as
the interrogation of legal values (particularlyclaims about the
centrality and neutrality of law), and "critical" requires avision
of "transformative politics."8 "Empirical," they argue by
contrast,values "an objectivist discourse and an apolitical
stance."9
Similarly, Trubek and Esser see a tension between interpretive
andempirical research. On the one hand, interpretive research
assumes thatactors are embedded in "a collectively held fabric of
social relations,"' 0 a"web of social meaning" described as
"ideology" by Trubek and Esser."Ideology is implicit, rather than
explicit (it must be uncovered through thecareful, interpretive
analysis of social practices); and it is contingent, tiedto
particular social and historical situations. On the other hand,
interpre-tive work, according to Trubek and Esser, uses "standard
social sciencemethods to provide valid descriptions of the
historical and contingentpractices the new paradigm [the
interpretive turn] identifies."' 12 If inter-
5. Trubek and Esser interchange the words "empiricism" and
"empirical." Empiri-cism, a theory that all knowledge and meaning
are dependent on experience, and empiricalresearch, which involves
the use of observation for the purpose of providing an account
ofthe social world, should be distinguished. Their definition of
empirical research seems toincorporate both meanings: "careful
observation of the external world for the purpose ofproviding valid
descriptions," id. at 39; and see Gary Peller, "The Metaphysics of
AmericanLaw," 73 CaL L Rev. 1159 (1985), whose definition of
empirical research they use.
6. Trubek & Esser, 14 Law & Soc. Inquiry at 36.7. Id. at
36-37.8. Id. at 12.9. Id.10. Id. at 17.11. Id.12. Id. at 25.
-
Interpretive Sociolegal Research 137
pretive scholars were truly critical, Trubek and Esser argue,
they woulddisavow "universal scientism" (a term they associate with
social sciencemethodology in general and with neo-Marxist theory
and anthropologicalmethod in particular) since, this, too, is a
contingent practice.
How might these tensions be resolved? Trubek and Esser suggest
thatinterpretive work has "radical implications ... for sociolegal
scholars' self-understanding of their own knowledge production" but
that only a fewmembers of the Amherst seminar have worked out these
implications intheir published writings.' 3 No one in the seminar,
they claim, has dis-avowed objectivity and neutrality in order to
"advance a particular ideol-ogy" and "explicitly champion" the
political agenda of a marginalizedgroup. 14 The implications of
this argument are that interpretive workshould be informed by a
politics that moves beyond self-consciousness ofits own ideological
stance to an awareness of its empirical effects.' 5
To understand Trubek and Esser's "critical empiricism" project
andhow it informs their reading of interpretive social science, it
is necessary tolook back at an earlier article by David Trubek
where he more clearly laysout his understanding of ideology,
interpretive work, and transformativepolitics. The premises that
inform Trubek and Esser's selection and inter-pretation of
particular passages from writings by seminar participants
aredeveloped in Trubek's statement of "critical empiricism" as his
own proj-ect. Significantly, however, Trubek and Esser use the
words of others16 torepresent this perspective and then attribute
it more generally to the Am-herst seminar. In attempting to
disentangle the meaning, let alone origins,of "critical
empiricism," we confront a rather complex task of unravelingwhat at
times appear to be the aspirations of Trubek's own project,
andcommon ground, or at least overlapping perspectives, on "where
the ac-tion is." There are, however, significant differences
between our approachto interpretive research 7 and the way Trubek
and Esser explain their proj-ect in "critical empiricism." Over the
years, some of these differences havealso emerged within the
Amherst seminar, as we have struggled with themeaning and
implications of an interpretive approach. Indeed, it is in de-bates
generated by these differences that we may come to a better
under-standing of these complex practices.
13. Id. at 40.14. Id. at 44.15. Trubek and Esser's argument is
grounded in references to Austin Sarat & Susan S.
Silbey, "The Pull of the Policy Audience," 10 Law & Pol'y 97
(1988), but is also closelylinked to earlier discussions of
transformative politics by David Trubek, "Where the ActionIs:
Critical Legal Studies and Empiricism," 36 Stan. L Rev. 575
(1984).
16. Susan S. Silbey & Austin Sarat, "Critical Traditions in
Law and Society Re-search," 21 Law & Soc'y Rev. 165 (1987); see
Trubek & Esser, 14 Law & Soc. Inquiry at 5 n.3.
17. We are social scientists (a political scientist and an
anthropologist) who do inter-pretive research. We are also
participants in the Amherst seminar.
-
138 LAW AND SOCIAL INQUIRY
I1. IDEOLOGY AND PRACTICE IN INTERPRETIVERESEARCH
In what follows, we discuss problems which the concept of
"criticalempiricism" poses for understanding the methods and
politics of interpre-tive analysis. Our argument is that Trubek and
Esser's "critical empiri-cism" project domesticates three aspects
of interpretive research: (1) thelocation of ideology in social
relations; (2) interpretive analysis and theconstruction of
meaning; and (3) the politics of interpretive social science.This
analysis of domestication allows us to move beyond the confines
of"critical empiricism" to central issues in interpretive
sociolegal research.
Ideology
We begin by examining Trubek and Esser's discussion of the way
ide-ology is understood in the work of the seminar in order to show
the influ-ence of Trubek's earlier work on his essay with Esser.' 8
Drawing onstatements by seminar members' 9 Trubek and Esser define
ideology as aweb of social meaning, an "accidental congery of
images and metaphors" 0that " 'appropriates' the individual so that
without self-conscious reflec-tion the actor comes to desire the
ends, use the perspectives, and apply therationality that makes up
the social fabric."' 2' It involves "implicit schemesof response,
disposition, or habit" which are "applied" in changing situa-tions,
but which constrain the range of activity that can take place.22
Eventhough ideologies are constraining, they are "open to
adaptation" whenactors are confronted with new situations. Change
is "especially evident"when ideologies "clash," resulting in
confusion, which in turn producesideological transformation.
"Practice" and "process," according to Tru-bek and Esser, are the
terms used in the seminar for the meeting and clash-ing of
ideologies.23
What is striking about Trubek and Esser's account is the degree
towhich ideology is disembodied from social relations. Ideologies
are "sys-tems of meaning" that people struggle over in an effort to
persuade othersto "take on your ideology as their own. ' 24
Ideologies "clash" and "inter-
18. Trubek, 36 Stan. L Rev,. at 592-600. See especially the
discussion of ideas as con-stituting society at 589 and of
transformative politics as changing consciousness at 591.
19. See Trubek & Esser, 14 Law & Soc. Inquiry at 17 n.
31, where they cite a statementby Sally Merry, "Everyday
Understandings of the Law in Working-Class America," 13
Am.Ethnologist 253 (1986).
20. Trubek & Esser, 14 Law & Soc. Inquiry at 30.21. Id.
at 17.22. Id. at 18.23. Id.24. Id. at 20.
-
Interpretive Sociolegal Research 139
act with one another," 25 and may be "carried back" by those
involved inan exchange with equally disembodied (and dichotomized)
spheres such as"society" and "law." Ideologies "originate" in
spheres such as "the legalsystem" and "the community," they are
"brought together" and "workedtogether" in processes such as the
handling of disputes, then they are " 're-turned'" to the legal
system and the community "in their new form. '26Here, Trubek and
Esser cast the critical concepts of interpretive sociolegalresearch
into the familiar law and society paradigm: ideology is
separatedfrom social relations and is seen as having effects on
society. Similarly theirconception of power is close to that found
in the legal impact model:"power is the ability to persuade,
coerce, or otherwise cause other actors totake on your ideology as
their own." 27 Because Trubek and Esser's "criti-cal empiricism"
project retains the old division within positivist epistemol-ogy
between "ideas" and "action," it insists on a much narrower field
ofmeaning for the term "ideology" than is used in contemporary
interpretivework.
The view that ideology is separate from social relations also
colorsTrubek and Esser's analysis of how structuralist and
poststructuralist the-ory has shaped interpretive research. They
briefly note the existence ofsome debate and revision within
Marxist structuralism. For example, theystate that neo-Marxist
theory "loosens the tight structuralist assumption ofa deep and
unalterable logic of social laws."'28 However, they remain
trou-bled by the presences of a " 'material' account of ideological
practice. '29The narrower meaning of ideology they insist on
obscures the theoreticaldifferences between structuralist and
poststructuralist studies of legal ideol-ogy on the one hand, and
conflates neo-Marxist critiques of determinismand orthodox Marxist
approaches, on the other. Trubek and Esser col-lapse these
different approaches into a common reading of ideology inMarxist
theory, one that, in their words, considers ideology "as a
relativelystable and definable" set of categories which can be
separated from thepolitical and economic institutions it is
associated with.30 They continueto associate a "materialist" theory
of legal ideology with the "program ofuniversal scientism [which]
emphasiz[es] the need to describe the structureof economic and
political institutions in order to 'explain' how
ideologiesfunction." 3'
25. Id. at 23. Also see Trubek, 36 Stan. L Rev. at 604.26.
Trubek & Esser, 14 Law & Soc. Inquiry at 23-24. In this
discussion, Trubek and
Esser refer to an article by Lynn Mather & Barbara
Yngvesson, "Language, Audience, andthe Transformation of Disputes,"
15 Law & Soc'y Rev. 775 (1980-81). However, none ofthis
terminology (including the concept of ideology) is used by these
two authors.
27. Trubek & Esser, 14 Law & Soc. Inquiry at 20.28. Id.
at 27.29. Id.30. Id. at 30.31. Id. Trubek and Esser's treatment of
Marxism and interpretive research is difficult
-
140 LAW AND SOCIAL INQUIRY
What is significant, if not defining, about interpretive studies
of legalideology is domesticated by the narrow definition of
ideology in Trubekand Esser's "critical empiricism" project. For
them, disembodied ideolo-gies (images, ideas, consciousness)
"constitute" society (social relations)through "practices" that sit
"between" these dual spheres.3 2 By their ac-count, neo-Marxist and
structuralist approaches are problematic becauseTrubek and Esser
insist on separating political and economic structuresfrom
ideology." The materialist conception of ideology34 in
interpretivework rejects these dualistic ways of framing the
sociolegal world, movingaway from the positivist distinction
between ideas and experience, consentand coercion, and between
subjective and objective "realities."
To speak of the constitutive dimension of ideology is to examine
legalideology as a form of power that also creates a peculiar kind
of world,specifically, a liberal-legal world constituted as
separate spheres of "law"and "community," with "practice" or
"process" located uneasily betweenthe two. In such a world, acts
impose ideologies or persuade others to takethem on as "voluntary."
35 Interpretive sociolegal inquiry is based on an
to unpack because here "critical empiricism" lumps complex
problems together, such as theconception of structure in
interpretive research, the revisions on materialist theory
withinthe Marxist tradition, and the ongoing debate within critical
legal studies between what thelawyers call "indeterminacy" and
"determinacy." It seem clear, however, that Trubek em-braces the
indeterminacy position, also fashionable among deconstructionists.
From thisangle a "material" or constitutive theory of law is
equated with "determinism" and "univer-sal science." For a
structural Marxist critique of orthodox determinism see Louis
Althusser,For Marx (London: New Left Books, 1977), and Nicos
Poulantzas, State, Power, Socialism(London: Verso, 1978).
32. Trubek, 36 Stan. L Rev. at 589; and Trubek & Esser, 14
Law & Soc. Inquiry at 23.33. Trubek and Esser are not always as
dualistic as they appear in the passages cited
here. Thus they note that anthropology is used by members of the
seminar "to identifymultiple, localized, and molecular forms of
both power and resistance" and that unlikeTrubek and Esser's
characterization of ideology in Marxist thought, the
anthropologicalinfluence in the seminar explains ideology by
"contextualizing" it (id. at 30). This morecomplex understanding of
power and of ideology (which is closer to our own
approach,discussed below) emerges most clearly in discussions of
specific ethnographic work (see e.g.,Trubek, 36 Stan. L Rev. at
619-21, for a discussion of Stewart Macaulay, "Lawyers andConsumer
Protection Law," 14 Law & Soc'y Rev. 115 (1979).
34. Generally see Maureen Cain, "The General Practice Lawyer and
the Client: To-wards a Radical Conception," 4 Int'l J. Sociology L
7 (1979); Roger Cotterrell, "The Socio-logical Concept of Law," 10
J.L & Soc'y 241 (1983); and Alan Hunt, "The Ideology of
Law:Advances and Problems in Recent Applications of the Concept of
Ideology to the Analysisof Law," 19 Law & Soc'y Rev. 11
(1985).
35. A constitutive concept of law differs from the liberal-legal
conception in that law isunderstood as having the power to frame
politics; see John Brigham & Christine B. Harring-ton, "Realism
and Its Consequences: An Inquiry into Contemporary Sociolegal
Research,"17 Int'l J. Sociology L 41 (1989). Legal processes,
doctrine, and institutions shape politicalpossibilities. Recent
examples of work on a constitutive approach to law include
RobertGordon's study of lawyer's work as ideology views "every
legal practice-from drafting acomplaint for simple debt to writing
a constitution-[as] mak[ing] a contribution to build-ing a general
ideological scheme or political language out of such explaining and
rational-izing conceptions" (see Robert W. Gordon, "Legal Thought
and Legal Practice in the Age ofAmerican Enterprise, 1870-1920," in
G. Gelson, ed., Professional Ideologies in America 72(Chapel Hill:
University of North Carolina Press 1983)); Maureen Cain's analyses
of work
-
Interpretive Sociolegal Research 141
interest in questions about the way law gets separated from
material life-from its own role in creating the relations of
material life. This questiondraws attention to practices of law
that are taken for granted, practicesthat make law appear to stand
apart from social relations and to be of adifferent and separate
order, rather than a continuous part of socialpractice.
A contemporary example of social theory that challenges these
dual-istic representations is Pierre Bourdieu's analysis of
"symbolic capital" and"symbolic violence."3 6 These concepts join
what are traditionally seen asseparate material and symbolic
spheres by linking economic and affectiverelations to explain the
exercise of power in domination. Symbolic capitaland symbolic
violence create and maintain "a lasting hold over someone"in
"euphemized" form. 37 "Symbolic violence is that form of
dominationwhich, transcending the opposition usually drawn between
sense relationsand power relations, communication and domination,
is only exertedthrough the communication in which it is disguised.
'38 It is the "gentle,invisible form of violence, which is never
recognized as such, and is not somuch undergone as chosen, the
violence of credit, confidence, obligation,personal loyalty,
hospitality, gifts, gratitude, piety."' 39 Bordieu argues
thatanalysis must attend to this "double reality of intrinsically
equivoca4 ambigu-ous conduct" and "hold together what holds
together in practice" ratherthan creating a "self-mystifying
demystification" through the creation ofwhat he terms "a naively
dualistic representation of the relationship be-tween practice and
ideology." 40
The concept of symbolic violence, which suggests how domination
iscreated and maintained through everyday relations, enables us to
see theway ideology is produced in relations that are, in turn,
ideologically consti-tuted. For example, in Barbara Yngvesson's
work this concept is used to
in civil courts as "conceptive ideological work: using old rules
to generate new ways ofthinking, of making sense of, and thereby of
constituting ideologically new and emergentmaterial forms" (see
Maureen Cain, "The General Practice Lawyer and the Client: Towardsa
Radical Conception," 4 Int'l J. Sociology L 13 (1983)); and John
Brigham's research onsocial movements as "constituted in legal
terms when they see the world in those terms andorganize themselves
accordingly.... Legal forms are evident in the language, purposes,
andstrategies of movement activity as practice" (see John Brigham,
"Right, Rage, and Remedy:Forms of Law in Political Discourse," 2
Studs. Am Political Development 306 (1987). Also seeChristine B.
Harrington, "Regulatory Reform: Creating Gaps and Making Markets,"
10Law & Policy 293 (1988), and Christine B. Harrington &
Sally Merry, "Ideological Produc-tion: The Making of Community
Mediation," 22 Law & Soc'y Rev. 709 (1988). Earliersources on
constitutive theory include Eugene Genovese, The World the
Slaveholders Made(New York: Vintage Books, 1969), and Karl Klare,
"Law-Making as Praxis," 40 TELOS 123(1979).
36. Pierre Bourdieu, Outline of a Theory of Practice 179, 191
(Cambridge: CambridgeUniversity Press, 1977) ("Bourdieu, Outline of
a Theory of Practice").
37. Id. at 191.38. Id. at 237 n. 47; emphasis in original.39.
Id. at 192.40. Id. at 179; emphasis in original.
-
142 LAW AND SOCIAL INQUIRY
analyze strategies of power in criminal complaint hearings. The
ideologyof relational complaints as "garbage" and of property
matters as "crime" isreproduced in distinctions drawn by the court
clerk between serious andtrivial events, as he negotiates the
withdrawal and dismissal of complaintsbrought by citizens.
Dismissals reproduce the separate spheres of commu-nity (held
together by ongoing ties) and law (a sphere defined in terms
ofrights and entitlement), but are carried out through the "gentle
violence"of dismissals "chosen" by the citizens themselves in the
context of anongoing relation with the court clerk. It is through
this relationship thatthe dependence of citizens on the court is
created (and the status of theclerk as the appropriate official for
handling "garbage" is produced), evenas it empowers citizens as
agents who "choose," and empowers the clerk asan official who
maintains the boundaries of law.41 In a related argument,Christine
Harrington and Sally Merry show how the concept of
mediatorneutrality and detachment emerges in diverse practices of
selectingmediators who unself-consciously "produce" a nonjudgmental
stance intheir approach to handling conflict.42 The mediator
selection process be-comes "a site for the ideological production
of 'neutrality' in the form of adetached stance," 43 just as the
process of handling complaints by the courtclerk becomes a site for
the ideological production of "garbage" in theongoing involvement
of the clerk with trouble that "won't go away."
These studies point to the differences between an analysis of
ideologyas consciousness and an analysis of ideology as practice
and suggests thepolitical significance of this move in decentering
the role of law. Law asideology is not a sphere from which meanings
emerge and to which mean-ings are carried back, and practice is not
a process separable from law.Rather, law is found, invented, and
made in a variety of locations (media-tion sessions, clerks'
hearings, welfare hearings, social movements, lawyers'offices,
classrooms), through a variety of practices which are themselves
ideo-logical. Key symbols such as "neutrality," "community,"
"family trouble,""neighborhood disturbance," or "lovers' quarrel"
are produced in thesepractices, rather than simply imposed by legal
authorities or "brought intocontact with one another" through the
agency of legal officials.
Modern mechanisms of power operate by constructing the
distinctionbetween ideology and practice, placing ideology
"outside" of social rela-tions, and thus creating a two-dimensional
world, one part of which ("cul-ture," "the symbolic," "the state,"
"law") is given and constitutes the
41. Barbara Yngvesson, "Making Law at the Doorway: The Clerk,
The Court, andThe Construction of Community in a New England Town,"
22 Law & Soc'y Rev. 409(1988).
42. Christine B. Harrington & Sally Merry, "Ideological
Production: The Making ofCommunity Mediation," 22 Law & Soc'y
Rev. 709 (1988).
43. Id. at 730.
-
Interpretive Sociolegal Research 143
other.44 While the givens may "clash" or "interact," it is
difficult to avoida determinist position in this kind of analysis,
because it locates the powerof law "outside actuality, outside
events, outside time, outside community,outside personhood." 45 Yet
the moment when power appears most exter-nal it has "in fact become
most internal, most integral and continuously atwork within social
and economic practices." 46
In this relational concept of power, 47 officials are seen as
participantsin power relations, both as constrainers and the
constrained. While offi-cial power is often more studied and even
at times more obvious thanpower that is not officially recognized,
interpretive analysis of power atwork in everyday practices
examines how common-sense understandingsare forged. The authority
of official power is produced not simply withinthe legal system but
in local interpretive communities where the commonsense of law in
society is created. When sites for the production of law
areclassified as "low" or "trivial," or when disputes in "lower"
courts andmediation programs are labeled "petty,"4 8 a hierarchy of
law is created,implying that there is a more or less "real" center
of law.49 To the extentthat Trubek and Esser's "critical
empiricism" project does this, their posi-tion reintroduces the law
and society perspective, distancing law from thesites where it is
produced, and locating power outside the relational con-texts in
which it operates.50
44. Timothy Mitchell, "Everyday Metaphors of Power" (unpublished
paper, 1989).Mitchell makes the argument that some interpretive
analyses, particularly those by anthro-pologists which locate
culture in "a textual structure" fall into this same problem.
Culturetends to be given an "existence or nature apart from ...
[its] repeated and yet alwaysdiffering performances. However much
cultural text 'finds articulation' in social practices, itis
assumed to retain a separate nature as an unphysical 'structure' or
'frame of meaning.'The distinction between particular practices and
their structure is problematic not simplybecause it is not shared
by other traditions but because ... it is precisely the effect
intro-duced by modern mechanisms of power." Id. at 23-24.
45. Id. at 35.46. Id. at 38, a point that is based on Michel
Foucault, Discipline and Punish: The Birth
of the Prison (New York: Pantheon, 1977).47. For a discussion of
relational conceptions of power see Peter Bachrach & M. S.
Baratz, "The Two Faces of Power," 57 Am. Pol. Sci. Rev. 947
(1962); Steven Lukes, Power: ARadical View (London: Macmillan
Press, 1974); and Michel Foucault, "The Subject andPower," in H. L.
Dreyfus & P. Rabinow, eds., Michel Foucault: Beyond
Structuralism andHermeneutics (Chicago: University of Chicago
Press, 1982).
48. Trubek & Esser, 14 Law & Soc. Inquiry at 24.49.
Interpretive research on appellate courts challenges this
hierarchy, particularly "the
upper court myth," as a political artifact of early legal
realism and examines these courts assites of law. See John Brigham,
The Cult of the Court (Philadelphia: Temple UniversityPress, 1987),
and also see Brigham & Harrington, 17 Int'l J. Sociology L at
46-50 (cited innote 35).
50. The move in recent work to a focus on sites rather than on
margins or centers isintended as a move away from assumptions about
core and periphery, without losing sightof the power relations that
shape meanings in these settings; see Harrington & Merry, 22Law
& Soc'y Rev. 709 (cited in note 35). Challenging conventional
scholarship that retainslegal hierarchies and expanding the
location of law not only decenters the conventionalhierarchy of
legal form, but also challenges the recent revival of political
pluralism in social
-
144 LAW AND SOCIAL INQUIRY
Interpretive Analysis and the Construction of Meaning
Trubek and Esser's reading of ideology as a realm of
consciousnessdistinct from practice parallels their reading of
interpretive method as arealm of science distinct from politics.
Anthropological methods are spe-cifically identified by Trubek and
Esser as the locus of "universal scien-tism" (a concept they
identify with accuracy, objectivity, and an apoliticalstance).51
They provide only minimal discussion of what
"anthropologicalprocedures" entail, however, and no discussion of
what the interpretivemethod in ethnographic research involves. The
superficial discussion ofanthropology as science, and the explicit
identification of science with ob-jectivity and universality, not
only masks the complexity of the scientificenterprise but obscures
the ambiguity and contradiction inherent in an-thropological
methods such as participant observation and, specifically,
ininterpretive approaches to fieldwork.
Contrast, for example, Trubek and Esser's characterization of
anthro-pological procedure as providing "accurate description" and
as "ad-vanc[ing] scientific knowledge" 52 with James Clifford's
description ofanthropological knowledge as "contingent, the
problematic outcome ofintersubjective dialogue, translation, and
projection" and interpretive ac-counts as "just one level of
allegory."'53 Referring to "the discipline's im-possible attempt to
fuse objective and subjective practices, '5 4 Clifford usesMarjorie
Shostak's ethnographic study of a !Kung woman55 to illustratethe
inherent tension in ethnographic work between scientific
discourse
theory-a revival best captured by the "many voices" view of
"legal discourse" and theembrace of Richard Rorty's philosophical
relativism; see Richard Rorty, Philosophy and theMirror of Nature
(Princeton, NJ.: Princeton University Press, 1979), and for an
example ofsociolegal work that embraces Rorty's position see Austin
Sarat & Susan S. Silbey, "ThePull of the Policy Audience," 10
Law & Policy 97 (1988). For critiques of this position seeAlan
Hunt, "The Critique of Law: What is 'Critical' about Critical Legal
Theory," in P.Fitzpatrick & A. Hunt, eds., Critical Legal
Studies (New York: Basil Blackwell, 1987), andBrigham &
Harrington, 17 Int'l.. Sociology L 41. As discussed above,
interpretive sociole-gal research building on constitutive theory
is interested in how modern forms of power,such as law, gets
separated from material life-from their own role in creating the
relationsof material life, see Christine B. Harrington, "Moving
from Integrative to Constitutive The-ories of Law: Comment on
Itzkowitz," 22 Law & Soc'y Rev. 963 (1988). If we limit
theinterpretive project to simply documenting "challenging voices"
or the "multi-vocality oflaw," we will indeed fall back into the
relativism of "descriptive" legal pluralism-a relativ-ism which
depoliticizes law by finding it "everywhere"-and implicitly
embraces the politicsof that epistemology.
51. Trubek & Esser, 14 Law & Soc. Inquiry at 34-40.52.
Id. at 37.53. James Clifford, "On Ethnography Allegory," in J.
Clifford & G. E. Marcus, eds.,
Writing Culture: The Politics and Poetics of Ethnography 109
(Berkeley: University of CaliforniaPress, 1986) ("Clifford &
Marcus, eds., Writing Culture").
54. Id.55. Marjorie Shostak, Nisa: The Life and Words of a !Kung
Woman (New York: Ran-
dom House, 1983).
-
Interpretive Sociolegal Research 145
and intersubjective dialogue.5 6 Vincent Crapanzano develops a
similartheme in his examination of Clifford Geertz's study of the
Balinese cock-fight.57 He illustrates the contradictions in a text
that purports to present"the native point of view," yet where the
anthropologist's position "be-hind and above the native, hidden but
at the top of the hierarchy of un-derstanding"' 58 undercuts the
capacity to present a view other than that ofan outsider and (in
consequence) the authority to re-present "the Balinesecockfight."
In other words, the authority of the anthropologist to portraythe
world of others is contingent on dialogue and engagement with
theparticular, rather than on distance and generalization.
This issue is central to an understanding of how accounts of the
soci-olegal world are produced. As Rosaldo has noted, "[t]he
ethnographer, asa positioned subject, can grasp certain
ethnographic phenomena betterthan others .... Consider for example,
how age, gender, being an out-sider, and association with a
neocolonial regime can influence what onelearns."'59 At the same
time, Rosaldo describes "routine interpretive pro-cedure" as a
methodology in which "ethnographers reposition themselvesas they go
about understanding other cultures. One begins with a set
ofquestions and subsequently revises them in the course of inquiry.
Thus,ethnographers emerge from fieldwork with a different set of
questionsthan those they posed on initial entry."60 There are
limits, however, to"repositioning" and thus analyses "always are
incomplete." 61
The tension between distance, inherent in the anthropologist's
"ob-jective situation" as outsider,62 and the engagement necessary
for reposi-tioning has been fundamental to the methodology of
participantobservation from its earliest practice in the work of
ethnographers such asMalinowski, Radcliffe-Brown, and Mead,63 and
undermines claims thatethnography and natural science have a
similar methodological stance.This same tension between distance
and engagement is built into all ethno-graphic studies of law, and
is explicitly acknowledged in works as diverse as
56. Id. at 104.57. Vincent Crapanzano, "Hermes' Dilemma: The
Masking of Subversion in Ethno-
graphic Description," in Clifford & Marcus, eds., Writing
Culture 74 ("Crapanzano, 'Her-mes' Dilemma' "); Clifford Geertz,
"Deep Play: Notes on a Balinese Cockfight," in C.Geertz, ed., The
Interpretation of Cultures 412 (New York: Basic Books, 1973).
58. Crapanzano, "Hermes' Dilemma" 74.59. Renato Rosaldo, "Grief
and a Headhunter's Rage," in E. M. Bruner, ed., Tex4 Play
and Story: The Construction and Reconstruction of Self and
Society, 178 Proceedings of theAmerican Ethnological Society 192-93
(Washington: American Ethnological Society,1983).
60. Id. at 182.61. Id. at 183.62. Bourdieu, Outline of a Theory
of Practice at 1 (cited in note 36).63. See James Clifford, "On
Ethnographic Authority," in J. Clifford, ed., The Predica-
ment of Culture 26 (Cambridge: Harvard University Press,
1988).
-
146 LAW AND SOCIAL INQUIRYEvans-Pritchard's study of the Nuer 64
and Carol Greenhouse's study ofGeorgia Baptists. 65
Central to this issue, as Rosaldo's discussion of positioning
implies, isthe role of power in the production of an ethnographic
account. The in-terpretive process, focused on an analysis of the
relational nature of powerand the production of ideology in power
relations, is itself embedded inthese relations and its product is
shaped in this context. In sum, the inter-pretive method is no less
dialectical than the product of the method itself.Its authority is
contingent on engagement, on a dialogue with others thatis produced
in relations of power. The interpretive process resists, by
defi-nition, any attempt to locate meaning "outside" these
relations in a realmof "objective" science. "66
The Politics of Interpretive Research
This brings us to the question of whether and how interpretive
analy-sis of the sociolegal world is a critical activity. As noted
above, Trubekand Esser suggest that "a politically self-conscious
practice of knowledgeconstruction" 67 involves scholars in work
that gives value to victims andintroduces marginal voices in
accounts of the sociolegal world.6 Theyclaim that thus far such
efforts in the seminar have been "timid" 69 and fall
64. E. E. Evans-Pritchard, The Nuer (Oxford: Oxford University
Press, 1940); and seeRenato Rosaldo, "From the Door of His Tent:
The Fieldworker and the Inquisitor," inClifford & Marcus, eds.,
Writing Culture 77, who discusses Evans-Pritchard's
relationshipwith the Nuer.
65. Carol J. Greenhouse, Praying for Justice 9-18 (Ithaca, N.Y.:
Cornell UniversityPress, 1987). And see Barbara Yngvesson,
"Responses to Grievance Behavior: ExtendedCases in a Fishing
Community," 3 Am. Ethnologist 353 (1976), for a discussion of the
impor-tance of attending to local interpretation and responses for
an understanding of acts andevents, rather than imposing a
conventional (scientific) discourse of "cases," "disputes,"and
"outcomes" on the material. See also Barbara Yngvesson, "What Is a
Dispute About?The Political Interpretation of Social Control," in 2
D. Black, ed., Toward a General Theoryof Social Control 257 (New
York: Academic Press, 1985), for a discussion of "point of view"in
ethnographic studies of law.
66. See Paul Rabinow & William M. Sullivan, eds.,
Interpretive Social Science (Berkeley:University of California
Press, 1979); W. J. T. Mitchell, ed., The Politics of
Interpretation (Chi-cago: University of Chicago Press, 1982); and
George E. Marcus & Michael M. J. Fischer,Anthropology as
Cultural Critique: An Experimental Moment in the Human Sciences
(Chicago:University of Chicago Press, 1986) ("Marcus & Fischer,
Anthropology as Cultural Critique").
67. Trubek & Esser, 14 Law & Soc. Inquiry at 45.68.
Trubek and Esser describe several approaches to critical research
which they attri-
bute to various members of the seminar (at 41-44). It is clear
from their discussion at 44and 45, however, that the approach they
endorse is one in which critical work "consciouslyconstruct[s] ...
a knowledge, which can be used to advance [the] ... politics" of "a
specificmarginalized group" (at 44). They suggest that only in
taking such a stance is it possible tomove beyond "partial
critique" and "partial adaptation of an interpretist stance" (at
45). Inwhat follows, we challenge this approach to the relationship
of knowledge and politics.
69. Id.
-
Interpretive Sociolegal Research 147
short of "a truly critical practice of knowledge construction."
70 Drawingon Sarat and Silbey's work, they distinguish research
aimed at a "real im-pact on persons, groups, and institutions in
[the] real world" from "a sim-ple process of interpreting
meaningful activity in unorthodox locales." 71
We question this instrumental approach to critical research. It
is anapproach requiring that the observer become advocate-a stance
whichsuggests that interests are given rather than constructed in
the interactionwith researchers and others, and also assumes that
scholars are those bestqualified to represent these interests. The
problem with Trubek andEsser's view of critical research is that it
collapses the differences betweenresearcher and subject and thus
disempowers both.72 An example of thisis found in Trubek and
Esser's support for research that "gives voice andcredibility to
those who question, in a fundamental way, state legality, ex-isting
practices and institutions."7 3 It is unclear in this example as to
what,exactly, is being transformed. What is going to happen that is
"transform-ative" once the "voices" of the "victims" are "voiced"
by the researcher?What seems to be happening in this example is
that the researcher's author-ity is enhanced by the use of the
voices of the "voiceless, '' 74 while thevictims of discrimination
are further disempowered by allowing the re-searcher to serve as
their spokesperson. Transformation must involvesome sense of
empowerment, of agency, and of change in the relative posi-tioning
of researcher and subject as well as in a broader field of
powerrelations of which they are both a part.
Rather than advocating an appropriation of the "interests" of
thosewe study (i.e., appellate litigators, property owners, Supreme
Court jus-tices, working class disputants, divorce lawyers, court
employees and re-formers, etc.), we believe the implications of the
interpretive turn arepotentially more radical. Recognition of the
contingency of interpreta-tion, and its location in social
practices, has the potential to transform therelationship between
researcher and subject in such as way that "indige-nous control
over knowledge gained in the field can be considerable, and
70. Id. at 46.71. Id. at 44.72. The collapse might be
accomplished, as Santos argues, without disempowerment if
the researcher is "personally and existentially involved in the
social context in which scien-tific knowledge transforms common
sense knowledge, thereby transforming itself"; Santos,14 Law &
Soc. Inquiry at 152 (cited in note 3). But this requires, as Santos
suggests, a specificset of social conditions (globalization of
participatory democracy). Scientific research cancontribute to
creating these conditions by "structural inquiry into the number
and nature ofsites" for the production of knowledge.
73. Trubek & Esser, 14 Law & Soc. Inquiry at 44, citing
Sarat & Silbey, 10 Law &?Policy at 140. Sarat & Silbey
cite Kristin Bumiller, The Civil Rights Society:
Antidiscrimination,Ideology and the Social Construction of Victims
(Baltimore: Johns Hopkins Press, 1987).
74. See Rosaldo's discussion of this issues in "From the Door of
His Tent" at 90 (citedin note 64).
-
148 LAW AND SOCIAL INQUIRY
even determining. '7 5 A striking example of this shift in
relationship is theethnographic film Two Laws, which involves a
collaboration betweenWestern filmmakers and native Australians.76
The construction of thefilm in a group process of decision-making
involving Australians and Wes-terners, the transformed construction
of history that results from this, andthe radical decentering of
knowledge and of power implied in the entireproduction, constitute
both a powerful political statement and a criticalethnography. Key
to this transformation, however, was a "repositioning"of the
relation of researcher to subject, since the filmmakers were
invited bythe native Australians to represent their history and
their law on film.
Work such as this suggests that it is important to distinguish
the repo-sitioning of researchers vis-a-vis subjects from the
notion that it is possible(or desirable) for researchers to promote
the political agenda of those theystudy. Repositioning can occur in
a range of ways, from the rephrasing ofquestions in response to
engagement with those studied, to the active in-volvement of
subjects in defining the research, as in Two Laws. It is in
thissense that interpretive work, particularly the new ethnography,
is seekingto move from a position in which the distance secured by
externality con-demns us "to see all practice as spectacle," 77 to
an engagement with whatwe study. This requires self-consciousness
about the location of our workin a specific disciplinary practice,
with particular subjects, at a specific his-torical moment.
The product of this work is by definition contingent, produced
inrelations of power in which researcher and subject are both
constrainerand constrained. The politics of interpretive sociolegal
research demandattention to power because interpretive work is
embedded in socialrelations.
In conclusion, we have a brief comment on the interpretive
processinvolved in making sense of interpretive sociolegal
research. This work,like that in other sites where sociolegal
knowledge is produced, also in-volves the construction of
"interests" and "positions." Most specifically,observers must be
attentive to power and avoid collapsing creative tensioninto common
perspectives in which struggles over meaning, and thus bydefinition
the politics of making meanings, are eclipsed.
75. Id. at 45. This approach is best articulated by Marcus &
Fischer, in Anthropology asCultural Critique.
76. See James R. MacBean, "'Two Laws' from Australia, One White,
One Black,"1983 Film Q. 30 (1983).
77. Bourdieu, Outline of a Theory of Practice at I (cited in
note 36).