-
Appeal:
___ _
December
______________ ____ _
acc inp nylijg pa t,whe yb
Advisory Board, Ch1ldhelp USA
3 Federation Council of Greater Los Angeles
The Salvation Army
'------.}
DATE
:-!
i i
Angeles Community College
�� 2
A0.10 (WP) Rev. 112006
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2005
Report Required by the Ethics in Government Act of1978, (S U.S.C
app. §§101-JJJ)
1. Person Reporting (Last name.just, middle initial) 2. Court or
Organization 3. Date of Report United States Court of
PREGERSON, HARRY for the Ninth Circuit May 15, 2006
4. Title (Article Ill judges indicate active or senior status;
Sa. Report Type (check appropriate type) 6. Reporting Period
magi.stratejudges indicate full- or part-time)
January 1, 2005-31, 2005
_Nomination, Date
United States Circuit Judge _Initial _x Annual _Final
Sb. Amended Report 7. Chambers or Office Address 8. On the basis
of the information contained in this Report and any
modifications
pertaining thereto, it is, in my opinion, in compliance with
applicable laws and 21800 Oxnard Street regulations.
Suite 1140 Reviewing Officer Date.I
·
Woodland Hills, CA 91367
.
-
--
,_____,
Glazer, Angeles, K
a������
FINANCIAL DISCLOSURE REPORT Name of Person Reporting PREGERSON,
HARRY
Date of Report
5/15/06
IV. REIMBURSEMENTS transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children. See pp. 25-27 of
Instructions.)
DESCRIPTION
GJ SOURCE
NONE (No such reportable reimbursements.)
I
2
3
4
5
6
7
V. GIFTS. (Includes those to spouse and dependent children. See
pp. 28-31 of Instructions.)
SOURCE
GJ NONE (No such reportable gifts.)
2
3
4
DESCRIPTION VALUE
$
$
$
$
VI. LIABILITIES. (Includes those of spouse and dependent
children See pp. 32-33 of Instructions.)
CREDITOR DESCRIPTION VALUE CODE*
nli NONE (No reportable liabilities.)
1
G. Los CA Loan in connection with 2 acquisition of Limited
Partnership
3
4
5
interest in Penn Cal Investors, California Limited
Partnership
-2-
-
4
5
6
7
B J
0
!
i
T
2
Name of Person Reporting Date ofRepon
PREGERSON, HARRY 5/15/06 FINANCIAL DISCLOSURE REPORT
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
NONE (No reportable income, D assets, or transactions.)
U-Haul International. Inc. Rent T Condominium in Palm Desert CA
1979 A Rent M T
Oxnard Shores CA (1964 None 0 T
Shores CA None 0 T
None T
Woodland H1lls, CA None N T (1979)8
9 . r Woodland Hills, CA None· N T (1984)
10
Limited Partnership I I I
Interest, Penn Cal G 1 Rent Pl w Investors, A Calif.
12 Limited Partnership CGM 403(B) Custodian
IJ UIPL L.A. Community D Div 0 T College District
14I Minnesota Life Ins.
15 Single Payment Annui t E Int. N Non-Qua i ied
16
I17 I.
J Value Method Codes: Q=Appraisal > , i R:Cost (real estate
only) · . S='Assessment · ,. _·: T=Cash/Market ... ·(See Col. C2)
.. : ">: U=Book value·· . . .,:V=Other. :· ·/:;/ .>:
:C.W=:Estimated. · .. ;>,,:>::·: ,;; ... · . :f,.'
-
.;
2
3
4
5
6
7
1
s
!
;
L
Name of Person Reporting Da ofRcpon FINANCIAL DISCLOSURE
REPORT
5/15/06PREGERSON, HARRY
VII. Page 1 INVESTMENTS and TRUSTS - income, value, transactions
(Includes those of spouse and dependent children. See pp. 34-60 of
Instructions.)
D NONE (No reportable in
-
2
3
4
5
7
8
9
TI-....-..... .C , ..: - l"'1T"\T
I
i
in
• fn;ori;e70ahi C es7':A�$i,0oo
s
6
Time Warner, Inc. 10
12
I Fund II (formerly
17 Nuveen INSD Calif.
Buy
Buy
Buy
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE
REPORT 5/15/06PREGERSON, HARRY
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
NONE (No reportable income, D assets, or transactions.)
Cisco Sys Inc. None J T Buy J
. : e 6/04-Partial
Partial Sell 6 6 J A
Schlumberger LTD Stock A Div J T
Wyeth A Div J T Buy J NOTE: Addl Bu 2004--4 dates
J" Buy J
J"
J J
" Buy
Partial Sell 6/6 J A
Yahoo Inc. Stock None J T
New A Div J T Sun Microsystems Inc. None J T Transocean Inc.
Ordinar Shares None I J T
13 Franklin Strategic Ser Franklin
14 Biotechnolo,9.y Discovery Fund Class None J T
15 Smith Barney FDS CA Money
Muni Mkt. A Div J T
Nuveen Preferred & 16 Convertible Income B Div J T
ree ncome .. . . .I or'Je5si,'.: :13;,$j;oof"$2,So0-,::• , :,:
C=$2,501-S5·,ooo · $5,00l-Sl5,000 E=SlS,OOJ-S50;ooo ' ,. ..
,· (See Col. B1, D4) :.: •.( F;;$50,00 I $ )00,000 ;ik:rn=$ l
00,001 $1,000,000 ,: - HI =$1,000,001-$5,000,000 .;: H2=:More than
$5,000,000 '
3 · Value Method Codes: ()=Appraisal - . . ... R=co·st (real
estate only) ·_ S=Assessment · .· T=Cash/Market /(SeeCol..C2))'.'d
-' ;U J?ookvalue:.:;:;:;:;,,:,\•::V'7
-
c 2
3
4
5
6
7
8
9
JO 26
I
12/3]
I I
rf1
2 J
- -
I
I I
]
3/1
12
13
Date ofRcport Name of Person ReportingFINANCIAL DISCLOSURE
REPORT 5/15/06PREGERSON, HARRY
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
D NONE (No reportable income,
assets, or transactions.)
Smith Barney Agressive Growth A Div L T Fun B
Smit Barney Apprecia ion Fund Cl B A Div K T Citigroup, Inc. A
Div J T Buy 2/2 J
" Buy 5/3 J
" Sell 6/1 J Loss
Microsoft_.Corp. A Div K T Buy J
" Partial· Sell 6/6 J Loss
II 167'7 J Loss Lucent Technologies
1 J II/ 11 Sell 6/6 J Loss
H.B.
14 Hewlett Packard Co. A T
Centennial MoneyMKT TR A Div J T
Mesa Trust c DistJ !>l T Sell I
F
15 Alliance Bernstein NOTE: Last yr.;,Value I
16 W.ori'a Savings Bafik D Int M T
I 7 Nuveen Preferred & Conv Income Fund A Div T
- .- :'D=ss,0Ql"Sl5 000 ''''··"-·· 'E,;$15,001-$50,000I Inc
me/Gain Ccides·: :A=$l,OOO or'Jess·' ·.: B=Si,001:$2,soa··
:'"c,;s2,501'-s5·,oao· . · . (See Col. B1, D4) .,, : F:=.S50,0QI-
S100,000 _:;._;; G=$100,00 I $1,000,000 '. lI I;=$!
,OOO,OOJ-$5,000,000,;;'•-H.2':More than $5,000,000 • -<
3 Value Method Codes: Q=Appraisal .R=cost (real estate only) _
S=Assessment T=Cash/Market-. : (See Col. C2) . :::.:; ;:•U=Book
value
-
2
3
4
7
8
9
II
s
I
f I
I
I
I
I I
I
I A
. I
5
6
Dale ofRepon Name of Person Reporting FINANCIAL DISCLOSURE
REPORT
5/15/06PREGERSON, HARRY
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. see
pp. 34-60 of Instructions.)
NONE (No reportable income, D assets, or transactions.)
Liberty Media CorpA 6/6 A Liberty Medial Intl
SellNone J T NOTE: Last yr
Inc. Class A None J T Sell 6;16 A as partial sa Cable Vision
SystemCor NY Grou Cl A None ,J T Sell 6/6': A
None J T Sell 6/6 ·: ADell Inc. Engelhard Corp. A Div J T Buy
1/31 J
" Partial
" LossSell 6/6 J Genzyme Corp.General Div. cJ T Sell 6/6None
Johnson Johnson A Div J T Buy 3/9/ J&
10 " II !Partial
111 " Sell J IB L 3 Communications 12 Hldgs Inc. A Div J T Buy
/16/ J
13 " Sell 16/6! J IA 14
Mitsubishi TokyoFinancial Gr A Div J T Sell
I
6/6 J Loss I 1s ADR
I
16 Nokia Corp.on sored ADR A Div J T !!Partial
A 17 "
I . 1Partia . I
I(stock continued next page)
. ....·Income/Gain Codes: :A;,,$i,ooo or lesS': ,· · .·
B,,:,$1,001-$2,500 .... .· C=S2,501-ss·.oao· .- · .•:
b=$5,00PSJ5,000 ·· • ·· E=s1s,001 sso,ooo . (See Col. Bl, D4)
-
D 2
3
6
7
8
I
j I I
I J
I
I I I I
i SJ
I
61 0/26
I '
I
' '
i
I
'
i I : I
I / I
i
'
i !
Sponsored ADR (cont)
Interactive Corp.
Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE
REPORT PREGERSON, HARRY 5/15/06
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
tr"ansactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
NONE (No report:ible income, assets, or transactions.)
Nokia Corp. Bu 5 2 J
" Sell 6 6 J A
Solectron Corp. None J T Sell 6 6 J Loss 4 .Time-Warner Inc. s
Vodafone Group
"
A
None
Div I J
J
"
II
9 Global Santa
i 10 "
Fe Corp. I None! J
II
I! 12FLAXOSMITHKLINE
SP ADR II
PLC
I 14Honeywell Intl II
! 15
16Intel Corp.
Inc. A
A
Div
Div
J
J
/ !7 "
T Sell 6 6 J A
T Bu 71 J Bu J
T
I . ,Partia ... :6 J JSell
Buy 1/1 J Buy 4/18 J
A Loss
Sell I 6/7!
!PartialI
J f A
T
T
Sell
Buy Sell
Buy .
I
13/ll 16/7 •
I 3/2:
J
J
J
J J J
! A
: I
Loss
Loss None J T Sell 6 6 J A
B=$.1.001-S2,500 · ·. C=$2,501-S5.•000 · · ">
D=$5,001-S15,000 · E=SI 5,00 I -S50,000 ,:.0=$100,001-Sl ,000,000 :
... H l:=Sl,000,001 ·$5,000,000 .;.H2=;Morc than $5,000,000
Income/Gain C des: A=Sl,000 or le;s (See Col. Bl, D4) ..• :
F:=$50,001-S100,000,
· .
2 Value Codes: ·:•;': , J=.$15,000 or.less .. '
+:;:;i;:;:K:=.$15,001-$50,000 '·:' · ·'·.L=S50,00 i.:$100,000 :::
?S=J!· M-:'S100,001-$250,000 ' · : · .(Sec Col. ct, DJ).<
:N=S25o,oo 1 "S5oo,ooo =,;:. o=ssoo,oo t-s 1,000,000 : Pl =:s
1,000.001 ;ss.000,000 .:;: r2 s,?.qoo.oo I.:S25,ooo,ooo
... •·· ·· :•.::. :·,.:. P3:=S25,000,00l-S50,ooo,ooo ?'"·:•
-
2
3
4
5
6
7
8
'
II
f-
! 13 uthwest
i A
I
!
i
Di z J 'J'
Djv ,J T
J
Sell
. I
I
I
;/8 /6
I I
:: e !
Sell L'.6 I' I
J A
.J bGSli>
,J A ! 15GrupoTelevisa
-r-
Name of Person Reporting Date orRepon FINANCIAL DISCLOSURE
REPORT 5/15/06PREGERSON, HARRY
VII. Page 1 INVESTMENTS and TRUSTS - income, value, transactions
(Includes those of spouse and dependent children. See pp. 34-60 of
Instructions.)
D NONE (No reportable income, assets, or transactions.) Lehman
Bros.
II . I II
B Micron Technology
Rio Tinto Plc-GRB A II
II
SK Telecom Ltd. SponR
Sandisk Corp.
19 BP PLC Spons ADR A II
/ 10
Div J T
None / J T Div J T
: '.Buy Buy
Buy Buy
/141 I/Si
;1s! ';7
J NOTE:
J II
A
J J
Buy '
was: !
! 11Merck & Co. Inc. None; J T Sell I
j 12Safeway Inc. New None. J T Sell J Loss Airlines
114ALCOA Inc. A Div J T -: J Loss DE CV
SA
116Honda Motor Co.
17Ireland BankJ, S ons ADR Eur A Div · ·Income/Gain Codes:
A=Sl,000 or Jess · B;,S.l.00l-S2,500 C=S2,501-S5,000
D=S5,001-Sl5,000 E=Sl5,00J-S50,000
(See Col. BI, 04) . F=;$50,001- S l 00,000
:'.G=$100,001-S1,000,000 ,.HI =S 1,000,001-S5,000,000 ·-- H2=:More
than $5,000,000 · 2 . Value Codes: ''.';" · J=S15,000 orless
.i:f.;;.-;.,:K=$15,00l-S50,000 ;,: : '•c,L=S50,001,:SI00,000
l'':;·:>_;; :M=SI00,001-$250,000.'
,. (See Col. Cl' D3). " N=S250,00 I $500,000 ',. W=;$500,001-Sl
,000,000 :: p I $1,000,00 I ss.000,000 ,\; P26$5,000,ooI
$25,QOO,OOO· .. · · ·· ·· · '". · , .. ·, : .... > ·
P3=S25,000,001-sso,ooo,ooo .'.''': · ·,.. :;:''=- ;; .• :·,-·.•;- :
P4=More than·s50,ooo,ooo .-· "·' :· · 3 Value Method Codes:
Q=Appraisal . R=Cost (real estate only) . S=Assessment
T=CasW:..larket
(SCI! Col. C2) : ., U=Book value .V=Other · - · W=Estimated·
-
D
2
3
4
6 s
&
9
;. C=$2,501-S5',ooo . ·; ' ._ IF.$5,001-$15',ooo (See Col. B 1,
D4) ·· .F=:$50,001- $100,000, ;;.G,,,$100,00\,$1,000,000 . H1 =$ l
,000,001-$5,000,000 ,:· H2=:More lhari $5,000,000 .
....... I 3 Value Method Codes : Q=Appraisal R-'cCost (real
estate only) . S=Assessment ·· . T=Cash/Market ..
(SeeCol.C2) -.'·" ·:U=Bookvalue (·::,. :·;.v".'Other·;,-'. · ,
W=Estimated · · . ·' . -.. :"c.·
-10 -
-
2
3
4
5
6
7
8
9
I I
I
I
J
J'
I
!
I i Al ' i
!
·,f.:·. ss ooi-s1s,ooo. [
14
Name of Person Reporting Date ofReport FINANCIAL DISCLOSURE
REPORT 5/15/06PREGERSON, HARRY
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
D NONE (No reportable income,
assets, or transactions.)
Forest Laboratories Sell 6 J Loss
Mettler Toledo None J T Sell 6 J A
Partial Plizer Inc. A
II
Verizon
Sell J ACRH Plc ADR New None J T
Sell 6/ J ACree Inc . . · None J T
Div J T Sell
Sell
Sell
J Loss
J II
Loss
End es a SA Sponsored ADR None J T Sell J A
Groupe Danone A Div J T A
10 Murphy Oil Corp. A Div J T Al 111 II Sell
Overseas 12 D A Div J T Sell
13 A Div J T SellBa sf AG Spans ADR
Canon Inc. ADR A Div J T Selli
I 1s Novartis AG ADR A Div J T Sell I •Texas Instruments 1
Part1a16
A: Div J TInc .
17 II Sell
Income/G in Codes:·:A;;,si,ooo oi:less ;>,: ·
B=s·i:oo1-s2,soo · ·. ·: : c=-s2;501-ss,ooo _, ·· · ·
6/ J Ai
6 J
6/ J A
6/ J A
AJ6/
I AJ
·, · · E=s1s,001-sso,ooo· · (See Col. B I , D4) : ; F7'$50,001
.$100,000 ,' :: G=-$100,001-$1 ,000,000
Hl=$1,000,00!-$5,000,000-;;,H2=:Morc thah $5,000,000 . _
-11-
-
2
3
4
5
6
7
8
9
,, " s
JO I 117
I I I I ! i I
I I Div)
I I i i i
I I l I
i I
i i I
i
I
I
' i !
I
5/2 i
6/61
' '
I I ;
! I
'
I A ! I I I 16/61 ! JI I I I ' :,;,;;:;i/:,;
:tHI
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Dale of
Report
PREGERSON, HARRY 5/15/06
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
(No reportable income, assets, or transactions.)
I Koninklijke Phillips;. A Div J T Pg Ja J II Sell J
Nippon Tel on ADR
& Tel A Div J T
II
II Sell 6/71 J UBS-AD-CHP None J T Buy 4/2 J
II Sell 6/6 J A Hutchinson Whampoa
T Sell 6 6 J A SAP AKLENGESELLSCHAFT
J T Sell 6 61 J A ING Group NV
iv J T Bu 5 J 111 II e J A
16 fl I Sell J I
J A I
j 6/71 Seven Eleven Japan I 17 LTD ADR Div J T Sell
.lncorrieJGai C es: :A=;$i ,000 or'Je5s .. : ·;'• . . ··:
:.B="s"i ,oO I $2,500° c $2,so I:ss',ooci · ·•)./(''··· .. :
'1F$5,CfoI SI 5,000 ;:fc'' .-.. · . (See Col. Bl, 04):;<
F=$50,00 I $100,000; '..TG;',$1 oo;oo I s 1 ;000,000
;"$1,000,00J-$5,000,000,•'.;Hl=:More than $5,000,000 :
Nestle SA Sponsored . IDiv J T Buy 5/2 J12 ADR I
fl
A Sell 6/6 ! J I13
I I
14 Telefonica SA Spons Buy JJ TADR A II Partia i15 I Sell J
A
Loss
II
"
Loss
Loss
: E $1 S,Oo(s.5o,ooo
3 Value Method Codes: Q=Appraisal .. . . .
-
3
5
6
7
8
I l I I I I
! i I
i I
I
. ; ·: ::;-.·.'..};;· .• . ·.,;· ··--"'
,,, i f Ai\ i 11E1f 'J i
i l E:t iirt4
i
I I
4/lD
I
i
I i i ! ' I Once I I j Sell 3/11 I ' I i I i If
! / i I I I I
/ I i
! ' I j I 4/2' I I I I
Codes:.Q=Appraisal A:}.i«.:::;;u;=Book
Name of Person Reporting Dale ofRepon FINANCIAL DISCLOSURE
REPORT PREGERSON, HARRY 5/15/06
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
.·· c ·
-
2
3
4
5
6
7
8
114
MF
i !
I I
I
I I
I
i
Q=Appraisal U,,OBook_value
Name of Person Reporting Date orRcport FINANCIAL DISCLOSURE
REPORT 5/15/06PREGERSON, HARRY
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
D NONE Taiwan
Co. LTD
Realnetworks
Weyerhaeuser
General
Emerson Electric
(No reportable income, assets, or transactions.)
Semiconductor. ADR
Inc.
Co.
Electric Co.
Co.
A
A
A
None J T
Div J T Sell 6/7 J A
None J T
Div J T
Div J T
Sell 6 6 J A Sell 5/2 J Loss
Sell 6/7 J A
Sell 6/7/ J A
American Express Co. A Div J T. Buy J
II II Buy J
" " Sell 6/6 J A
9 Walt Disney Co. None J T Buy l/7i J "10 Sell 6/61 J \A
/11 Chubb Corp. A Div J T Buy I 1/5: J
12 " Buy 4/6j J 13 " Sell 6/6 J A!
Autodesk Inc. A Div J T Buy l/lio J "/ 15 4/111 JBuy
16 " cSell 6/6: J A6/6! J117 Mattel Inc. DE None / J T Sell
·Income/Gain Cixles: >A=$t ,000 orle;s : . '' . B,,;,$iOOI
$2,SOO: . ' ' c,,;s2.501-s.5,oo0 ; ' :::: ·::!?ss,601;$1s,ooo : •..
.(See Col. Bl, D4) ·. ,E;c$50,00l-$100,000,• .,:_G=$100,00t
$1,000,000 . :Hl:=Sl,o00,001-$5,000,000/:,H2=;More than $5,000,000
:- ..
E=SIS,OOl:sso,ooo ..
. . ;. 3 Value Method Codes:
. (See Co). C2) :;::;:.•'.•.·_,; . .
· .. . • R:.Cost (real estate only) . S:=Assessment
·:c· ., _; •V=:-Other ,;,::: /C> ;;• :: .,,W:=Estimated. · ..
.. , . T=Cashllv!arket ... : . .
:·."°. ' .i••X'' ·: :· '"
- l'f-
-
2
3
4
5
6
7
8
9
. A
A i
J
-1.r-
Name of Person Reporting Date ofReport FINANCIAL DISCLOSURE
REPORT
5/15/06PREGERSON, HARRY
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
(No reportable income, assets, or transactions.)
Gillette Co. A Div J T Buy J
II Buy J
II Sell J B
Mor an Stan le A Div J T J
II J
II J
II Sell J
Newmont Mining Corp. A Div J T Buy J
II Buy J
II10 Sell J
Intl Business/ 11 Machines Cor Div J T J
12 II
J
13 II J
14 Pe sico Inc. Div J T J
/ 15 II J 16 II Sell BI117
Income/Gain Codes: · A=$l,Ooo odess . . B;,$1,001-S2,50() .:'.
"'. c,,,;$2,501:s5',ooo. '.;;;:-,:, :: . o.,;$5,001 $15,000 : '": ;
E=Sl5,00!-S50,000
(See Col. Bl, D4) ,. . F'.7$50,001- $100,000, :,G=$100,001c$1
,000,000 ;:�HI ;=$1,000,001-$5,000,000 .;'.,H2=.:More than
S5,000,000
·3 ·Value Method Codes: Q=Appraisal . · .: .. R=C9st (real
estate only) .o.,S=Assessment . . T=Cash/Market :·' (See Col. C2)
·;. :'.:;!;;: :. : ::.: •.:,:;W='Estimated
-
R
2
4
6
7
8
I
I :
I
I
I
T Bu
6/6
>
1 Nomura Holdings Inc.
II
II
Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE
REPORT
PREGERSON, HARRY 5/15/06
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
NONE (No reportable income, D assets, or transactions.)
Partial
II II/6 JSell
3 MGIC INVT Corp. Wis A Div J T Buy /2 J Sell /6 J Loss
s Wm Wrigley Jr. Co. A Div J T Buy J
Buy J
II Buy /3 J II Sell /6 J A
9 Amazon Com Inc. None / J T Buy /271 J IIJO ;2s!Buy J
Iii II
12Andarako Petroleum Cor . A Div J T
Sell
Buy
Ei/6 i I
/15/
J
J
A
13 II II
14Applied Materials Inc. Delaware A Div J
Sell /6 J A
INOTE: A 2004
15
16
17
II
II
II
Buy
Sell
p/24,I
i
J
J Loss
IncorndGai COdes:
-
:'..>.
2
3
5
6 I
7
8
9
4
I
I
i
I
6/6 i
16/7
. . •. . ·· . . ,
- 11 -
Name of Person Reporting Date ofRcpon FINANCIAL DISCLOSURE
REPORT 5/15/06PREGERSON, HARRY
VII. Page l INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
. ·.. . . :.
''buyer/seller':: '?.'. \."(ifp_�vate transactio�) _- ·
NONE (No reportable income, D assets, or transactions.)
1 J T Buy JAXA S.A. SPONS ADR A Div
II Buy J
II LossSell J
4 Baker Hughes Inc. A Buy JDiv J T
II Buy J
II Buy 5/31; J
II Sell J A
Bed, Bath & Beyond None J T Buy 1/1 J
II Sell 6/6 J A Scienticif I
None I J T Bu 19 J
111 LossII Sell 6 6 ' J
T Buy 1/25 J12 Caterpillar Inc. A Div J
"13 1/27 JBuy 5/23 JII Buy
I Partial. 115
II
Sell 6/6 J A i16 II Sell J A 1 17
Income/Gain Codes: :A=$1,000 or less · · · .
B=$l,OO!-S2,500 . · C=$2,501-S5,000 D=$5,001-Sl5,000 E=SJ5,00l
S50,000·· · ··· (See Col.BI, D4) C: . ; F=;$50,001-.$100,000 . .·
G=$100,00l-$1,000,000 : Hl=Sl,000,001-$5,000,000 .-H2=More than
$5,000,000
-
2
3 II
4
5
6
8
II
: l Imaqing
I
;
Sell f /6 J Loss Buy
t/: J
I
2004
A
! i
&
Buy 2/2b
l/7 I i I
/3 I
:.;HI O F:;- :.:.;;;(M-='._.SIOO,OOl-$250,000
O y 2':'S5,o_00,\)01-S25,000,000 >>
Name of Pmon Reporting Date ofRcpon FINANCIAL DISCLOSURE REPORT
'5/15/06PREGERSON, HARRY
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
D NONE (No reportable income, assets, or transactions.) Chevron
Corp. A Div J T Buy J
II Buy J
II J Loss
Clear Channel None / J T
7 Dow Chemicq..l Co. None / J T Buy
Communications
"
I I
J
" Sell J A
E 1 Du Pont De9 I Nemours Co. A Div J T
i 10 11 Electronics for NOTE: Buy was
I • I None: J T
i 12 " Sell J A/ 13Fuj i Photo Film Co. NOTE: Buy was-ADR New
Div J T J 2004
! 14 II Sell J Loss . I 15
Imclone Sys Inc. None : J T Bu /31\ J 16
/11Jp II Sell /6 J Loss
NOTE: Buy was; Morgan Chase Co. A Div J T Buy J 2004
stock continued next a e ·. ··Income/Gain Codes: A=S!,OOO or
less · · :ool-S2,500 , · · ., C,,;Sl,501 "ss,ooo · ·_; :': : $5
001-Sl5 000 < > . E=Sl5,00l-S50,000B,;S·l
(See Col. BI , 04) . • F:=S50,001- SI 00,000, ::. G=SI 00,oo 1-S
I ,000,000 :=S 1,000,00 l-S5,000,000 .. ;':}I2=:More than
$5,000,000 • .2 · $50,000 ' '.�',..:t=S50,00l ;SlqO,OO ·: ·Value
Ccides: ,,;.,; J=Sl5,000 orless ,;;;.'.;.
-
2
3
4
5
I
I '
I
I !
J
l111: 115 I
' E=Sl5,00l-S50,000
Name of Person Reponing Date of Report FINANCIAL DISCLOSURE
REPORT PREGERSON, HARRY 5/15/06
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
D NONE . (No reportable income, assets, or transactions.)
NOTJ::: Buy was JP Morgan Chase & Co.; . B
IIII Buy J II Buy J II Buy J II Sell J Loss
6 Hascro Inc. A Div J T Buy J 7 II Buy J 8 II Sell /6 J Loss
'NOTE: Buy was I9 Merrill Lynch & Co. Int A Div J T Buy /26!
J 2004
JO II Buy l/2p J II
I 11 II Buy /1 J 12/ II Buy /26! J I IJ II Sell f/6 J A 1140rix
Corp Spons ADR A Div J T Buy {;26!
II Buy J
16 II Sell /6 J A 117
(See Col. BI, D4) . T=SS0,001·S100,000. ,-.G=$ I 00,00 I-SI
,000,000 - -HI :=$1,000,00J-S5,000,000 ,;.H2=;More than $5,000,000
· 2 ·_Value Codes: :o:·•. , J=Sl5,000 orless ,; +::;
-:.:,K=$15,00l·S50,000 '·:> �>;.L=S50,001 :$100,000 J
-
' f ! #
2
4 6 5 3/ 6
7
8
9
/6L6 i I
I ' i Ji
I I ,2/2 I 15/3 !
I 16/6 I !
I
;;:::j'.\1;:.,M=SIOO,OOl-S250,000 U=BookValue . ; :V=Other : ·
.· W=Estimated
-za-
2
-
2
3
4
5
6 i
8 I
9
15/3 ! I i
I Spans ADR New A Div ,J T Buy J
Bny J I
I i Spon t\DB New Di:il
' \
J 'I'--' Buy I l/22 J
I
;": Y T-Cas!VMarket
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date
ofRepon PREGERSON, HARRY 5/15/06
VII. Page 1 INVESTMENTS and TRUSTS -- income, value,
transactions (Includes those of spouse and dependent children. See
pp. 34-60 of Instructions.)
D NONE (No reportable income, assets, or transactions.) SK
Telecom Ltd Spans:
. III Tomkins F H Plc Sp on ADR
II
6/6 J Loss II Buy 6/7 1 J II Sell 6/1.':1 J Loss
7 Tyco Intl Ltd New A Div J T Buy 2/2 J II Buy 4/2 J " Buy J
I JO " Sell 16/6 ! J A 111 Unilever PlCI
i 12 II
I 13 II i14 WPP Group Plc Buy 6/J J /NOTE: Buy was
2004
!15 " Buy '7/1 J 116 II :nartfyli Se / 11 II Sell 7/5 J
Income/Gain Codes: A=SI.000 or Jess B,;$·1 :ool-S2 ,500 , : .. C
S2,50 1-S5 " ,ooo · . _ · .
-
2
3
4
5
6
7
8
9
I
114
1 I
M
M '
6 24
/
Q=Appraisal A,•(SeeCol.C2).:
-
I
.,,. . Date _ _..M=a...._y-l'--_..1_5._,, ,____..._2
'""0_.....0_..6 ---
-· . INS UCTIONS:'.L>:\)'. !.)i'.>:
conllriittee"o '!lliancial cfuii@ tr?itfV ' 'O:ffic·� {lli -
3. ol·,:1 .). ;; - ; -
:: ;::,:'
Name orPerson Reporting Date of Report :FINANCIAL DISCLOSURE
REPORT PREGERSON, HARRY 5/15/06
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part of
Report.)
NOTE: We have tried to keep all items in Section VII listed in
the same order as previous report with new items being placed at
the end of the list. The exception is the IRA accounts--buy and
sell in the IRA accounts has remained within the IRA account
setup.
If you see a stock listed again on the report, it is because it
was purchased through a different brokerage firm
ALSO NOTE: Because bf the many buys and sells in the 2004
report, some additional buys are NOTED in this report.
Section I. POSITIONS (cont.)
Board of Trustees, Devil Pups, Inc.
IX. CERTIFICATION.
I certify that all information given above (including
information pertaining to my spouse and minor or dependent
children, if any) is accurate, true, and complete to the best of my
knowledge and belief, and that any information not reported was
withheld because it met applicable statutory provisions permitting
non-disclosure.
I further certify that earned income from outside employment and
honoraria and the acceptance of gifts which have been reported are
in compliance with the provisions of 5 U.S.C. app. § 501 et. seq.,
5 U.S.C. § 7353 and Judicial Conference regulations .
Signature . - ·
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR
FAILS TO FILE THIS REPORT MAY BE
SUBJECT TO CIVIL AND CRJMINAL SANCTIONS (5 U.S.C. app. § I
04.)
M il signed original and _ 3 additio ' 1 ·copie_sJo,.: ..
, .. , FILING
·. ·
,. . . DiSCio-s\rre: · · ••-A : ii;: // .
. '.l.Jnited'sb't · s cotirts ii':;;:·: '// .. ·s·,:
u".1;1.e···· .2···' .·; -- -: . ..< .. : . :... .: ; ::::
'";·".:·':·':; =.; .:-:: :'·· :- -· on� co1mhh�:cirC!e, NJF .
:;oc • .· ·; .Yta.s:��#.P:·P;P·'. ?s, �,;s1::·.::,'.':'.f•>..
.. .... , .. -:._: ::;