Slide 1 GUDID Overview June 25, 2015 Indira Konduri GUDID Program Manager FDA\CDRH\OSB\Informatics Staff
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GUDID OverviewJune 25, 2015
Indira KonduriGUDID Program Manager
FDA\CDRH\OSB\Informatics Staff
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UDI = DI + PI
Device Identifier = mandatory, fixed portion of a UDI that identifies the specific version or model of a device and the labeler of that device
Production Identifier = a conditional, variable portion of a UDI that identifies one or more of the following when included on device label : Lot or batch number, Serial number, Expiration date, Manufacturing date, and, for an HCT/P regulated as a device, the distinct identification code
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• Repository of key device identification information
• Contains ONLY the DI; PIs are not submitted to or stored in the GUDID– Contains only PI flags to indicate which PI attribute(s) are on the device label
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GUDID Overview
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GUDID Web Interface
• Secure Web Application
• Submission of device information one record at a time by Labelers
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GUDID HL7 SPL Submission Option• HL7 = Health Level 7• SPL = Structured Product Labeling• Submission of device information as xml files, one
record at a time• Technical specifications available on the UDI website• Submissions sent via the FDA Electronic Submissions
Gateway (ESG) • Testing required prior to production submission
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• Public “Access” to GUDID– GUDID public search– GUDID download files– GUDID web services – future
GUDID Public Search & Retrieval
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GUDID Key Concepts
• GUDID Account• The DI Record
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GUDID Account Structure
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GUDID Account• Required for submission to GUDID• Identifies Labeler organization ‐ DUNS Number
– Labeler name and address is pulled from DUNS database
• Enables labelers to manage access to GUDID within their organization
• GUDID account is created by FDA Staff
• GUDID account user information is not made public
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Organization DUNS • Identifies the labeler organization
for a GUDID Account
Labeler DUNS • Identifies the Labeler as shown
on the medical device label
Third-Party DUNS• Identifies the individual/company
authorized to submit information to GUDID on behalf of labeler
DUNS Numbers in GUDID
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GUDID User RolesRegulatory Contact
• Responsible for GUDID submission requirementsCoordinator
• Manages the GUDID account for assigned Labeler DUNS numbersLabeler Data Entry (LDE) User
• Responsible for day to day entry, submission and management of device identification (DI) records
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Third‐Party Submitter• Company/Individual authorized to submit to GUDID on behalf
of the labeler
• Web Interface Submitters – Labeler may designate third‐party as Coordinator or LDE User
• HL7 SPL Submitters– Labelers must identify third‐parties on their GUDID Account Request– Only those identified will be allowed to submit on behalf of labeler
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GUDID Account – Organization DUNS
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GUDID Account – Labeler DUNS
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Labeler DUNS company name should match company name on device label; prefer that address match also
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Labeler DUNS and the DI Record
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GUDID Account – User Roles
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GUDID Account – More Information
GUDID Guidance for Industry and FDA Staff http://www.fda.gov/downloads/medicaldevices/deviceregulationandguidance/guidancedocuments/ucm369248.pdf
GUDID Account Setup – webinar http://www.fda.gov/Training/CDRHLearn/default.htm
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Please Note ‐ GUDID Account
• You need a GUDID Account regardless of the submission option you choose
• GUDID Accounts presently open to Class III, Life Supporting, Life Sustaining and Implant Labelers ONLY
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GUDID Account – TO DOGather and prepare information needed to request a GUDID Account• DUNS Numbers
– Identify and obtain appropriate DUNS Numbers– Verify information in the D&B database is correct; update if needed
• GUDID User Roles – Identify individuals for the different GUDID User Roles– Ensure they understand GUDID functionality and responsibility for their
user role
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GUDID Account – TO DOSubmit a “GUDID New Account Inquiry” by visiting http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/UniqueDeviceIdentification/GlobalUDIDatabaseGUDID/ucm416113.htm
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GUDID Key Concepts
• GUDID Account• The DI Record
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DI Record = Device Identifier (DI) + GUDID Data ElementsDevice Identifier Record
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GUDID Data Elements Reference Table
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DI Record Life Cycle• DI Record Life Cycle = DI record states + business rules• DI record state determines applicable business rule
Draft DI Record
• Publish Date = N/A• Business rules = N/A• Editing = unlimited• Public Search = NO• Not available via HL7 SPL Submission Option
Unpublished DI Record
• Publish Date > today• Business rules = pass• Editing = unlimited• Public Search = NO
Published DI Record
• Publish Date<=today• Business rules = pass• Editing = limited• Public Search = YES, after grace period
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DI Record Publish Date
• Determines when a DI record is “published”• DI record edit rules come into play• Published records are “ready” for public access
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Draft DI Record
Published DI Record
Unpublished DI Record
Moving Between DI Record States
Business rules = pass&
Publish Date > today
Business rules = pass&
Publish Date = today
Nightly automated checkIf Publish Date = today
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• Unlimited Editing, except for Publish Date
• Cannot switch submission options
Within Grace Period
• No Edits to New DI Trigger Data Elements
• Limited Editing for some data elements
After Grace Period
Grace Period = 30 calendar days*
Publish Date Grace Period Start Date Grace Period End Date
Friday, May 8, 2015 Saturday, May 9, 2015 Sunday, June 7, 2015
New DI Trigger Data Elements –when changed, no longer represent the same device and require a new DI, e.g., “Device Packaged as Sterile?”
Grace Period Applies to Published DI Records
*Grace period subject to change
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Device PackageA package contains a fixed quantity of a particular version or model of a device
Each level of packaging requires a different UDI
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Levels of Packaging
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Packages in GUDID
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GUDID DI Record – More InformationGUDID Guidance for Industry and FDA Staff http://www.fda.gov/downloads/medicaldevices/deviceregulationandguidance/guidancedocuments/ucm369248.pdf
Webinars– GUDID Device Identifier Record – GUDID HL7 SPL Submission Option Overviewhttp://www.fda.gov/Training/CDRHLearn/default.htm
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DI Record – TO DO• Gather your data
– GUDID Data Elements Reference Table, www.fda.gov/udi– Global Medical Device Nomenclature (GMDN) Preferred Terms‐ *Required
• Identify/obtain active GMDN preferred terms for your devices, www.gmdnagency.org
– FDA Listing Number ‐ *Required• Identify/obtain correct Listing Number for your devices
• Determine Submission Option• HL7 SPL Submitters – establish FDA ESG account, complete testing• “Bake‐in” data quality processes
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Data Quality• Focus on accuracy –information is available for all to see!
• Common issues seen –‒ Primary DI number typos/check digit errors‒ Package DIs entered as Primary DIs‒ Package DIs associated to wrong Primary DIs‒ Records with incorrect publish dates
• Learn and follow DI record edit rules‒ Use the “grace‐period” – review your records, edit as necessary
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Data Quality• Provide information for the correct device element
– Size ‐‐ frequently provided as part of Brand Name or Device Description• Provide size information under “Clinically Relevant Size” section• Use the List of Values vs. “Device Size Text, specify”
– Version or Model ‐ do not include the word “Version” or “Model”, just provide value for model or version
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Data Quality• Provide full and complete information
– Device Description – provide relevant information; approved/cleared indications for use
• Data consistency throughout the product life cycle
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Please NOTE…HL7 SPL Submitters• Please do thorough testing• Those using third‐party submitters – note that Labeler is
ultimately responsible for GUDID submissions• Establish SOPs for record management• Ack1 and Ack2 questions, please contact FDA ESG Help
Desk, [email protected]• Start with a few submissions and slowly ramp‐up; submit
no more than 500 files at one time via ESG• Do not submit when the system is down
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GUDID System Status• Unscheduled downtimes
– Visit www.fda.gov/udi for information– If no information, report issue via Help Desk
• Scheduled downtimes will be posted on www.fda.gov/udi, look for GUDID System Status
• Subscribe to GUDID Email Alerts ‐http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/UniqueDeviceIdentification/GlobalUDIDatabaseGUDID/default.htm
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GUDID Enhancements and Updates ‐ Completed• Ability to edit via either submission option after the grace
period• Increased grace period from 7‐days to 30‐days• Increased Version or Model and Catalog Number field length to
80 characters• Revised HL7 SPL Implementation package of files and Data
Elements Reference Table• AccessGUDID
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GUDID Enhancements – in the Pipeline
• Data Quality enhancements• DI record changes as a result of mergers and acquisitions• Updates to packages• Ability for Coordinator user to view DI records• Ability for LDE user to view Draft DI records for all Labeler DUNS
assigned to them• Soft Contact Lens submissions
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UDI Resources – www.fda.gov/udi• GUDID: Guidance for Industry and FDA Staff• GUDID HL7 SPL Implementation Files• GUDID Webinars – Getting Ready for GUDID, Accounts, DI
Module, HL7 SPL Submission Option• GUDID User Group Sessions – held 3 this year, additional
planned
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How to Contact Us• HL7 SPL submitters with FDA ESG questions ‐
• All other inquiries via FDA UDI Help Desk– GUDID Account Request – production and test– Regulatory questions– Technical questions– Data Quality
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• If you are submitting, how is it going?• How can we improve?• Are GUDID User Group Sessions helpful?
Please share your experiences and suggestions for improvements – via email/help desk
We want to hear from you…
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Thank you for your attention!