ao ~0 FINANCIAL DI SCLOSURE REPORT ,~,,,,-, Req uired by the Ethics" in Government ,4ct of 1978 ~e,,. 1/2010 FOR CALENDAR YEAR 2009 0 u.s.¢, app. ,~’k’ lO1-1!1) i. Person Reporting (last name, firsl, middle initial) 2. Court or Org:mizatlon 3. Date of Report MULLEN, GRAH~\iVt C. WESTERN DISTRICT OF N.C. 7/15/2010 4. Title (Article III judger; indicate active or senior statusi 5a . Report Ty e (check approprialc Ivpe) 6. Reporting Period magistrate judges indicate full- or part-time) r--] Nomination, Date 01/01/2009 U.S. DISTRICTJUDG E-SENIOR [] Initial [] Annnal [] t-’inal 12/31/2009 5b. [] Amended Report 7, Chambers or Office Address 8. On the basis of the information contained in this Report and an)’ modifications pertniuing thereto, il is, in my opinion, in compliance 230 CHARLES R. JONAS BUILDING with applicable lairs and regulations. 401 WEST TRADE STREET CHARLOTTE, NC 28202 Reviewing Officer Date I~WPOR TA N T NO TES: The instrm-tio~s a~’companying this form must be followed. Complete all parts, checking the NON E box for each part where y~u have no reportable information. Sign on last page. ~ NON E (No reportable positions.) pOSITION NAME OF ORGANIZATION/~NTITY I. ~ ~: ~l _. :~ ~ ] : ~, :~ 3. 5. I I . AG REEM ENTS. mworting individual only; s,’," pp. 14-16 ,¢filiu# iuatruction~) NONE (N o reportable agreements.) DATE PARTIES AND TERM S I. Mullen, Graham C.
16
Embed
Graham C Mullen Financial Disclosure Report for 2009
This document is posted to help you gain knowledge. Please leave a comment to let me know what you think about it! Share it to your friends and learn new things together.
Transcript
8/3/2019 Graham C Mullen Financial Disclosure Report for 2009
a o ~ 0 FINANCIAL DI SCLOSURE REPORT , ~ , , , , - , R e q u i r e d b y t h e E t h i c s "in Government ,4ct of 1978
~e,,. 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 0 u . s . ¢ , a p p . , ~ ’ k ’ l O 1 - 1 ! 1 )
i. Person Reporting (last name, firsl, middle initial) 2. Court or Org:m izatlon 3. D ate of Report
MULLEN, GRAH~\iVt C. WESTERN DISTRICT OF N.C. 7/15/2010
4. Title (Article III judger; indicate active or senior statusi 5a. Report Type (check approprialc Ivpe) 6. Reporting Periodmagistrate judges indicate full- or part-time)
r--] Nomination, Date 01/01/2009
U.S. DISTRICTJUDGE-SENIOR [] Initial [] Annnal [] t-’inal
12/31/2009
5b. [] Amended Report
7, Chambers or Office Address 8. On the basis of the information contained in this Report and an)’modifications pertniuing thereto, il is, in my opinion, in compliance
230 CHARLESR. JONAS BUILDING with applicable lairs and regulations.
401 WEST TRADE STREET
CHARLOTTE, NC 28202Reviewing Officer Date
I~WPOR TA N T NO TES: The instrm-tio~s a~’companying this form must be followed. Complete all parts,
checking the NON E box for each part where y~u have no reportable information. Sign on last page.
~ NON E (No reportable positions.)
pOSITION NAME OF ORGANIZATION/~NTITY
I.~ ~: ~l
_. :~ ~ ] : ~, :~
3.
5.
I I . A G R E E M E N T S . mworting individual only; s,’," pp. 14-16 ,¢filiu# iuatruction~)
N O N E (N o reportable agreements.)
DATE PARTIES AND TERM S
I.
8/3/2019 Graham C Mullen Financial Disclosure Report for 2009
V I I . I N V E S T M E N T S a n d T R U S T S - -~ .. . .. .. . ~.,.,, ...... , i o . ~ a ~ . ~ . , t ~ o ~ . 4 . v ....... ddepenaentcmtaren;seepg34-6#off!linginstrucaons.)
N O N E (No reportable income, assets, or transactiom’.)
Description of Assets Income during Gross value at end "J’ransaclions during reporting period
(including trust ~sets) reporting period ol’rcporling period
Place"iXaft ..... basset ~A .....t: q’vpc(e,g.+ Value Value Type(e .g, + Date Value ]Gain Idcntityof
F I N A N C I A L D I S C L O S U R E R E P O R T s .... r r , t .s o ~ R ~ p o r t i .~]
I , ., c o f a ~ o o ~ ,
Page 5 of 1 6 MULLEN, G R A H A M C.
]
7 / 1 5 / 2 0 1 0
V ! I. INVESTM ENTS and TRUSTS -- i ......... ~,,e. t ........ions an¢ludes those of sp ...... d depended, children; seepp. 34-60 of filing instruclions.)
~ NONE (No reportable income, a~sets, or lransactions.)
............. ~. ..................... ~ ............... ~ . . . . . . . . . . . ~ ............................... ~ ................[~scription of Assets lncomc during Gross value at end Transactions during fcporting ~riod
(including t~st assets) reporting period of reporting period
t~ .....
(A-tf) [ or int.) (J-P) ~ Code 3 ~ redemption) [ [ ~ J - e ) ( A -a ) (if private
) I / : i *~ i (Q wl I ] ..............., ~amaciion)
............................................................ ~ .......... ¯ ........................ i [ ’
18 .
~ 2 0 .
2 2 .
24 .
8/3/2019 Graham C Mullen Financial Disclosure Report for 2009
F I N A N C I A L D I SC L O S U R E R E P O R T : N ~ e o f V ..... Reportiag
[
Date o f Report
Page 6 of ! 6 M U LLEN , G R A i i A M C . 7 / 1 5 / 2 0 1 0
V II. 1 NVESTM ENTS and TRUSTS -- i ....... .,t,~. tranyactbms ancludes those of spou .... d dependent children; see pp. 34-60 of filitlg instructions.)
N O N E (No reportable income, assets, or transactions.)
Description of A ssets r Income dur ing Gross value at end ] T~an~ctions during rcpoaing ~riod
(including t~st assels) rcpordng period of rcporling period [
Place "(Xj" after cac~ asset iAmount Type le.g., Value Value~
Type (e.g, ~ Date V~luc ’ Gain Identi~, of
excmp~ from prior disclosure ’ , Code I div, tent, Code 2 ~ Method ] buy, ~ell,]m~d&’~’ Code 2 Code I
F I N A N C IA L D I SC L O S U R E R E P O R T N .......f P .....R¢porting]
Date of Report
Page 7 of t 6 ML’LLEN, G R A I H A M C, I 7 / 1 5 1 2 0 1 0
V I I . I N V E S T M E N T S a n d T R U S T S --i,,. ...... ~ , , . . t . . . . . . , i o . ~ (1re’tortes tt~ase of spouse and depenctem children; seept,.
N O N E ( N o reportable income, a.~sets, or transactions.)
Description of Asse~ income during Grots value at end ] Transactions during rcpoaing period
(including t~sl assetsj ~ reporting period of reporting period
Place"(XV af ter each asset Amoum ~ Type (c .g. , Vahc Va ue T~e (c.g, / Date Value
exempt from prior disclosure~ (A-H) i or ira.) 0-P) [ Code 3 ~ redemption) {J-P) (A-II) I (if private
53 .
54 .
57.
6 2 .
I. Inc¢olc Gain Codes A , $ 1,l)l~) or less |] = $ 1,0tH . $ 2,500 C =$2,501 - $5,000 D =$ 5.00} - $15,009 E ~ $ I 5 ,001
8/3/2019 Graham C Mullen Financial Disclosure Report for 2009
F I N A N C I A L D I SC L O S U R E R E P O R T ,~a,. ,, Ol’ |’e . . . . Reporting Dale of Repurl
Page 8 of 1 6 ~lU~LtN, G RAIIAM C. 7 / 1 5 / 2 0 1 0
V I I . I N V E S T M E N T S a n d T R U S T S -- i,, ..... ., vatue, t ...... lions (Includes those of sp ...... d dependent children; seepp. 34-60 of filing instructions.)
-"-] N O N E (No reportable income, assets, or transactions.)
B D.
Description of Assets Income during Gross value al end
[
Transactions during reporting period
(inciudine~ trust assets) rep ortin g perio d o f c cp orting p erio d
Place "(X)" after each asset A " .’[ " (’.g.. ~ " ~ " " ~e (e.g., ] Date Value Gain [ Identityof
F I N A N C I A L D IS C L O S U R E R E P O R T N , ., ¢ o r P e r s o n R e p o r t i n gI
l ) a , e o f R e p o r t
Page 9 of 1 6 M U L L F - N , { . :R A l lA t ’ % I C.
~7 / 1 5 / 2 0 1 0
V I I . 1 N V E S T M E N T S a n d T R U S T S ~ i .......... ~ . ~ , , ~ o . . . . . , i o ~ s a ~ , . tu a ~ s , h o . ~ e o f s p . . . . . .. . d a~p~.ae.~ children; see p p . 3 4 - 6 0 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
.... A . " ~, ~ .... ~:.: .............................. 6.Description of Assets Income during Gross value at end Transactions during re~ing period
Iame of Person Reporting Date of ReportF I N A N CI A L D I S C L O S U R E REPORTPage 10 of 16 7 / 1 5 / 2 0 1 0
V I I . I N V E S T M E N T S a n d TR_USTS - i . . . . . 2 , v a l u e , t . . .. . . l io n s ( t n c t u a e s awse ofs , ouse ana ae~naent ¢~itarem seeps. Z4-aa af ~ting i,,s~uctions.)
N O N E (No reportable income, assets, or transactions.)
Description of Assel~ [ Income during Gross value at elld Tra~sa¢lions during le~i~lg period ,
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of R eport
Page 1 ] of 16 M ULI~EN, ( g R A I l,A M C . 7 / 1 5 1 2 0 1 0
V I I . I N V E S T M E N T S a n d TRUSTS --i,,,. . . . . . . . ~ , , , , , . . . . . . . , i o . , ( I n e t u d e s t h o s e of sp ...... d dependent cM ldren; seepp. 34-60 olfiling instructions.)
N O N E (No reportable income, assets, or transactions,)
A. B. C. D.
Descdptio~ of A~scts ~ Income during ] Gross value at end Transactions during reporting period
(including trust assets) ~ reporting period~
ofrepoOing period
Place "(X)" aft .....a s s e t A ...... t Type(e.g., / Value ] Value Type(e .g. , Date Value I GMn Ideatityof
exempt from prior disclosure ’, Code I div rcnk [ Code 2 I Me thod buy, se I, I m ~ d ~ y y Code 2 ~ Code buyer/se let(A-H) ~ orint) [ (J-P) [ Code3 redemption) (J-P) (A-H) (ifpfivate
] ..... ...........
121.
i123.
1 2 4 .
’ 125.
1 2 7 .
129.
1 3 1 .
1 3 3 .
135.
8/3/2019 Graham C Mullen Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REPORT N~me of Persou Reporting Date of Repor~
Page ] 3 of 1 6 MtILLEN, G R A I lA M C . 7 / 1 5 / 2 0 t 0
VI.I. INVESTMENTS and TRUSTS -- i ..... ,, value, t .......ions (Includes thas¢ of sp ...... d dependent children; seepp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
Description of Assets Incom e during Gross vzlue at end [D.
, Trnns~ctions during reporting ~riod
including ~sl ~scts) reporting period of reporting period
Place"(X)" af ter each assel Amount : T~c (e.g.. Value Value Type (e g [ Date Value~ Gain IdentRy of
exempt from prior &sc osure Code I ~ iv.. rent Code 2 Me hod bt y, se . ~ n~d~yy Code 2 ] ~ ode I buver/~ller(A-H) or at I I [J’P} ~ Code 3 redemption) [ (J-P) ] (A-H) (~p, rate
154.
!55~" ~,~! ~"
157.
1~.
!63.
169.
8/3/2019 Graham C Mullen Financial Disclosure Report for 2009
FINANCIAL D I SCLOSU R E R EP OR T ~.,~ of Person ReporliagI Date of Report
Page 14 of 1 6 ~ L , L ~ . V . ~ ’ , G R A I I A M t 2 . 7 / 1 5 / 2 0 1 0
~NONE (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t c a d Transactioos during re~ing ~riod( i n c l u d i n g I ~ s t a s s e l s ) i r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
P l a c e " ( X ) " a f t e r e a c h a s s e ~ [Amounl Type (e.g., Value Value T~e (e.g.. } Date Value {.lain I d e n t i t y ’ o f
e x e m p t l } o m p r i o r d i s c l o s u r e i Codc I { d l v , , r c n t , C o d e 2 M e th o d b u y . s e n , /mm/d~’yy Code 2 ~ Code 1 [ buyerisdler’, I.A-H) , urint.) 0-P) C od e 3 r e d e m pt i o n )
[ j (J-P) ~ (A-H) ( i f p r i v a t e
i { Q -W ) / t { t r a n s a c t i o n )............................. ~ ....... a . . . . . . . ] ...... L ...................
~71. I 3 -
1 7 2 .
1 7 5 .
176
1 7 7 .
1 7 8 .
1 7 9 .
8/3/2019 Graham C Mullen Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REPORT N ..... fP ..... Reporting
Page 16 of 16 ~ U ~ L L f :N , G I ~ A I IA M C .
IX. CERTIFICATION.
I certify that all information given above (including inform ation pertaining to Iny spouse and m inor or depeudenI ch ildren, if any) isaccurate, true, and comp lete to the best of my knowledge and b elief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting uon-disclosure.
I further certi~’ that earned income from outside employment and h onoraria and the acceptance of gifts which hav e been reported are ineompllauce with the provisions of 5 U,S.C. app. § 501 et, seq., 5 U,S.C. § 7353, aud Judicial Conference reg ulations.
Signatu
NOTE: ANY INDIVIDUAL WitO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL
AND CRIMINAL SANCTIONS (.5 U.S,C. app. § 104)
F1L1NG INSTRUCTIONS
Mail sighted original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544