Gordon Thompson Financial Disclosure Report for 2010

8/3/2019 Gordon Thompson Financial Disclosure Report for 2010

1/16

AO 10Rev. 1/2011FINANCIAL DISCLOSURE REPO RT

FOR CALENDAR YEAR 2010Report Required by the E thics

in Government Act o fl978(5 U.S.C. app. ,~f 101-111)

L Person R eport ing { last name, f i rs t , middle ini t ia l )T h o m p s o n J r , G o r d o n

4. Tit le (Art ic le I I I judges indicate act ive or senior s ta tus;magistrate judges indicate full- or part-time)

2 . C o u r t o r O r g a n i z a t io nU n i t e d S t a t e s D i s t r ic t C o u r t

5a. Report Type (check ap propriate q . pe)] N o m i n a t i o n , D a t eS e n i o r J u d g e

7. Chambers or Office Address

United States Distr ic t Court940 Fron! StreetSan Diego , C a 92101

[] Initial [] Annual [] Final5 b . [] A m e n d e d R e p o r t8. On the basis of the informat ion contained in th is Report and an ymodif icat ions per taining thereto, i t i s , in my opinion, in compliancewith applicable laws and regula t ions .

Reviewing Off icer D a t e

3. Date of R e p o r t05/3/2011

6. Report ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : T h e i n s tr u c a o n s ac c ompany ing th i s f orm m us t be followe,; Comple te a l l parts ,checking the NONE bo x for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ( R o p o , ~ , g i , ,, l~ v i , ~ . , ,t o . V ; s e , p ~ . 9 - 1 3 o f f i l i n g instructions.)[-~ N O N E (No reportable positions.)

POSITION

2.

3.

4.5.

NAM E OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . ~ R o ~ , o r a . g i , ~ i v ~ d , = t o , ~ ; s o e ~ , ~ , . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


2/16

F I N A N C I A L D I SC L O S U R E R E P O R TP ag e 2 o f 8

N a m e o f P e r s o n R e p o r t in gT h o m p s o n J r , G o r d o n

D a t e o f R e p o r t05 /3/2011

III. NON-INVESTM ENT INCOM E. ~aeeo,~.~A. Filers Non-Investment Incom e

~] N O N E non-investment income.)eportableDATE SOURCE AND TYPE

2.

3.

4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S --transportation, Iodglng, food, entertainment.(includes those to spouse and dependent children: see pp. 25-27 of filing instructions.)

~] (No reportable reimbursements . )ON E

2.3.

4.

5.

S O U R C E D A T E . ~ _ S L O C A T I O N PURPOSE ITEM S PAID OR PROVIDED


3/16

FINANCIAL DISCLOSURE REPOR TPage 3 o f 8

N a m e o f P e r s o n R e p o r t in gThompson Jr , Gordon

D a t e o f R e p o r t05/3/2011

V . G I F T S . a n c l u d e s , h o s e t o s p o u s e o .d d e p e n d c n , children: s e e p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable g~s.)

S O U R C E D E S C R I P T I O N1 .2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n e l ~ d e s t h o s e o f s p o u s e a . d d e p e . d e n , chi ldren; see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

C R E D I T O R D E S C R I P T I O NI.2.

3.

4.5.

VALUECODE


4/16

F I N A N C I A L D I S C L O S U R E R E P O R TP ag e 4 o f 8

N a m e o 1 P e r so n R e p o r t i n gThompson Jr , Gordon

D a t e o f R e p o r t05/3/2011

V I I. I N V E S T M E N T S a n d T R U S T S - i , ,c o n , e , v o t ,, e , t ~ o , ~ o c t l o , ~ (Include~ those of spouse an d d e p e n d e n t c h i ld r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)~-~ (No reportable asse ts , orONE incom e, tra nsactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i ncl udi ng t r us t asse t s)

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

I. C i t i b a n k

2. C i t i b a n k

3. AT&T Inc

4. BP PLC Spons ADR.5. Bristol Myers Squibb Co

6. Colgate Palmolive Co Com. Stock

7. Johnson & Johnson Com. Stock

8. Kinder M organ Energy Prtnrs LP

9. Nike Inc

1 0 . Qualcomm Inc Com Stock

I1 . Smith Barney IRA1 2 . Smith Barney IRA

1 3 . HW I Industries , lnc.

1 4 . F r a n k l in F u n d T a x F r e e

1 5 . Smith Barney Money M arketFNAWashington Mutual Fund

1 6 . Brokerage Account #1

1 7 . -Loreal Ord-Eur

Income dur i ng G r o s s v a l u e a t en dre po rtin g p er io d o f re po rt in g p er io d

O) ( 2 ) (I) (2)A m o u n t T y p e ( e . g . , Va lu e V a lu eC o d e 1 d iv ., r e n t , C od e 2 M e t h o d( A - H ) or i n t . ) ( J - P ) C o d e 3

A I n t e r e s t K T

A I n t e r e s t J T

A Dividend J T

A Dividend J T

A Dividend J TA Dividend .I T

A Dividend J T

A Dividend J T

A Dividend J TA Dividend J T



None J T

B Dividend K T

C Dividend M T

A Dividend J T

A Dividend J T

(I) (2) (3) (4) (5 )T y p e ( e . g . , D a t e V a l u e Gain Iden t i ty o fb uy, se l l , m m / d d / y y C o d e 2 C o d e I b uyer / se l l er

r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f pr i va t et r ansact i on)

I . I ncome G ain C odcs : A =$1.000 or less B = $1.001 - $ 2.5 00 C = $ 2,501 - $ 5 ,000 D =$5.001 - $15.000(S e e Co lu m n s B I a n d D 4 ) F =$50.001 - $ 100.000 G =$ 10 0.0 01 - $ 1.0 90 .0 00 II 1 =$ 1.0 00 .0 01 - $ 5.0 00 .0 00 112 =M ore than $5 .000.000

2. Value Codes J = $ 15 .0~0 o r less K = $15 .001 - $ 50 .000 L = $ 50.001 - $100.000 M ~$100.001 - $250.000(S e e Co h lm n s CI a n d D3 ) N = $ 2 5 0 . 0 0 1 - $ 5 C O . 0 0 0 O =$500,001 - $1.000.000 P I =$ 1. 00 0, 00 1 - $ 5.0 00 .0 00 P 2 =$ 5. 00 0. 00 1 - $2 5. 00 0. 00 0

P3 =$25.000.001 - $50.0~0.000 P4 =More than $50.000.0003 . V alue M ethod C odes Q =Appraisal R =Cost {Real Es tate Onlyl S = As s es s men t T =Ca s h M a rke t(See Colt,tort C2) U B o o k V a l u e V =Olho" W ~E s t imatcd

E =$15.001 - $50.000


5/16

F I N A N C IA L D I S C L O S U R E R E P O R TP ag e 5 o f 8


D a t e o f R e p o r t05 /3/2011

V I I. I N V E S T M E N T S a n d T R U S T S -i, come, .oluo, ,ro ....i o , ~ (Includes those of spouse and dependent children; see pl ~ 3 4 - 6 0 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t io n o f A s s e t s In c o m e d u rin g G ro s s v a lu e a t en d

( in c lu d in g tru s t a sse ts) re p o rtin g p e r io d o f re p o r tin g p e r io d(I) (2) (i) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c lo s u r e

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(I) (2) (3) (4)A m o un t T y p e ( e . g . , ValueC ode I ~ l i v . , r e n t , Code 2

( A - H ) o r i n t . ) ( J - P )

1 8 . -Alnylam Pharm aceu tica ls Inc None

1 9 . -Apple None

20 . -Best Buy A Dividend21 . - C i t i g r o u p A Dividend2 2. - Co s tc o W h o le s al eC or p A Dividend

23 . -Elan CorpADR None24 . -Ford Motor Co None

25 . -Frontier Comm unications Corp A Dividend

26 . A Dividend2 7 . - H a rl ey -D av id so n I nc A Dividend

2 8. -J ac k i n t he Bo x None

29 . -Eli Lilly & Co A Dividend

30 . -Manha S tewart L iv ing None

31 . -Medtronic A Dividend

32 . -Microsoft A Dividend33 . - N i k e A Dividend

34 . - N o k i a None

J

J

J

JJ

JJ

J

J

J

J

ValueM e t h o dCode 3( Q - W )

T

T

T

T

T

T

TT

T

T

T

T y p e ( e . g ., D a t e Valueb u y , s e l l , m m / d d ? y y C o d e 2r e d e m p t i o n ) ( J - P )

Bu y 04 /22 /10 J

S o l d 10/20/10 J A

Bu y 06/17/10 JS o l d 07/02/10 J A

Sold 05/20/10 J A

B uy 06/17/10 J

GainC o d e I( A - H )

( : 5 )I d e n t i t y o f

buyer/seller( i f p r i v a t e

t r a n s a c t i o n )

I . Income Gain Codes: A = $ 1 , 0 ( 3 0 o r l e ss B = $ 1,001 - $ 2.5 00 C = $ 2.5 01 - $ 5 .000 D =$5,001 - $15.000(Sc Columns fi [ a n d D 4 , 1 F =$50.001 - $ 100,000 G ~$100.001 - $1.000.000 I I I = $ 1 . 0 0 0 , 0 0 1 - $ 5 . 0 0 0 . 0 0 0 t 12 =More than $ 5 .000.000

2. Value C odes J = $15.000 o," less K 3515.0OI - $50.000 L =$50.001 - $100.04~ M = $ 1 0 0 . 0 0 1 - $ 2 5 0 . 1 ~ 2 0IS e e Co lu m n s CI a n d D3 ) N =$250.001 - $500.000 O =$500.001 - $1.000.000 PI =$1.000.001 - $5.000,000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.001 - $50.000.000 P 4 = M or e than $ 5 0 . 000 . 0003 . V alue M clhod C odes Q = Appr a i sa l R ==C ost (Real Eslate Only) S =Assessment T - ~ash Mark e t(S e e Co lu m n C2) U = Book V alue V =Othcr W = E s t imated

E =$15.001 - $50.000


6/16

F I N A N C I A L D I S C L O S U R E R E P O R TP ag e 6 o f 8


D a t e o f R e p o r t05/3 /201 I

V I I. I N V E S T M E N T S a n d T R U S T S - i .c o m c , v o lu o . , r o ,~ a a i o n s a n c l u d . ~ ,h o s e o / ~ p o u ~ e o n d d e p e n d e n t children; see pp. 3 4 - 6 0 of filing instructions.)D (No reportable asse ts , orONE income, transact ions. )

A. B. C.Description of Assets Income during Gross value at end

(including trust asse~s) reporting period o f r e p o r t i n g p e r i o dA~(I) (2) (I) (2)Place "(X)" after each asset o u n t T y p e ( e . g . , Value Valu eexempt from prior disclosure [ Code I d i v . , r e n t , Code 2 M e t h o d(A-H) o r i n t . ) ( J - P ) Code 3

35 . N o n e

36 . - O r a c l e N o n e J T

37 . - Q u a l c o m m I n c A D i v i d en d J T

38 . - R e v l o n N o n e J T

39 . -S t a r bu cks A D i v i d en d

40 . -Sysco A D i v i d e n d J T

41 . -Targe t A D i v i d en d J T

42 . - T J X C o m p a n i e s ln c A D i v i d en d J T

43 . - T o y o ta Mo to r Co r p A D i v i d en d J T44 . -Ver izon A D i v i d e n d J T

45 . - W a s t e M g m t I nc D E L A Div idend J T46 . - Ya h o o N o n e J T47 . S a n D i e g o C o u n t y C r e d i t U n io n A Interest M T48 . B a n k D e p o s i t P r o g ra m A Interest K T

(i )T y p e ( e . g . ,

buy, sell,~: lemption)

T r a n s a c t i o n s during reporting period(2) (3) (4) (5)

D a t e V a l u e G a i n I d e n t i t y o fm m / d d / ~ / C ode 2 C ode I buyer/seller

( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

S o ld 10/20/10 J A

S o ld 05/20/10 J A

B uy 04/22/10 J

B uy 06/17/10 J

I . I n c o m e G a i n C o d e s : A = $ 1 .0 0 0 o r le s s B = $ 1,0 0 1 - $ 2 .5 0 0 C = $ 2 ,5 0 1 - $ 5 ,0 0 0 D = $ 5 ,0 0 1 - $ 15 ,0 0 0(Se e C olu mn s B I a nd IM ) F =$ 50 .0 01 - $ 10 0.0 00 G =$ 10 0.0 01 - $1 .0 00 .0 00 II I = $1 ,0 00 ,0 01 - $ 5.0 00 .0 00 1 1 2 = M o r e t h a n $ 5 . 0 0 0 . 0 0 9

2 . V a l u e C o d e s J = $ I 5 . 0 0 0 o t l e s s K = $ 1 5 , 0 0 1 . $ 5 0 . 0 0 ~ L =$ 5 0 ,0 0 1 - $1 0 0 ,0 0 0 M = $10 0 .0 0 1 - $ 25 0 .0 0 0( S e e C o l u m n s C I a n d D 3 ) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 0 0 O = $ 5 0 0 , 0 0 1 - $ 1 . 0 0 0 . 0 0 0 P I = $ 1 . 0 0 0 . 0 0 1 - $ 5 , 0 0 0 . 0 0 0 P 2 = $ 5 . 0 0 0 . 0 0 1 -

P 3 = $ 2 5 , 0 0 0 .0 0 1 - $ 5 0 . 0 0 0 . 0 0 0 P 4 = M o r e t h a n $ 5 0 . 0 0 0 .0 0 03 . V a l u e M e t h o d C o d e s Q = A p p r a i sa l R = C o s t ( R e a l E s t a t e O n l y ) S = A s s e s s m e n t T = C a s h M a r k e t

( S e e C o l u m n C 2 ) O = B o o k V a l u e V :(hhcr W = E s t i m a t ed

E ~$15.001 - $50,000


7/16

FINANCIAL DISCLOSURE REPORTP a g e 7 o f 8

N a m e o f P e r s o n R e p o r t in gT h o m p s o n J r , G o r d o n

Date of R e p o r t05/3/2011

V II I. A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T IO N S . (lndlcate part of report.)


8/16

F I N A N C I A L D I SC L O S U R E R E P O R TPage 8 o f 8

IX. CERTIFICATION .Iame of Person Report ingT h o m p s o n J r , G o r d o n Date of Repor t05/312011

I c e r t i f y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u ra t e , t ru e , a n d c o mp le t e t o the b e s t o f my k n o w le d g e a n d b e l i e f , a n d tha t a n y in fo rma l io n n o t r e p o r t e d w a s w i thhe ld b e c a u se i t me t a p p l i c a b le s t a tu to ryp r o v i s io n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the p rov is ions o f 5 U.S.C . app . 501 e t . seq . , 5 U.S,C . 7353, and Jud ic ia l Conference r egu la t ions .

S ig n a t u r e : S/ G o r d o n T h o m p s o n J r

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 104)

C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t r a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i te 2 - 3 0 1One Columbus Circle, N.E.W a s h in g t o n , D . C . 2 0 5 4 4


9/16

AO IORev . 1 /2011FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

I . Person Reporting (last name, f irst, middle initial)T h o m p s o n J r , G o r d o n

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part- time)S e n i o r J u d g e

7. Chambers or Of f ice AddressUnited States Distr ic t Court940 Front StreetSan Dieg o , Ca 92101

2. Court or Organizat ionUnited States Dist r ict Court

3. Date of Repor t07/I 9 /2011

5a. Report Type (check appropriate type)] N o m in a tio n , D a te[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Of f ice r Date

6. Repor ting Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NON E box for each part where you hav e no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R , p o r a , g i , d l v id u a t o ~ l y ; s , , p p . 9 - 1 3 of filing instructions.)I-~ N O N E (No reportable positions.)

POSITION

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . e R ~ , o ,~ i , , g i , a i v ~ a u a t o , t y ; s ~ , t , t , . 1 4 - 1 6 of filing instructions.)[~] N O N E (No reportable agreemen ts.)

D A T E PARTIES AND TERMS


10/16

F I N A N C I A L D I SC L O S U R E R E P O R TPage 2 of 8

N a m e o f P e r s o n R e p o r t in gThompson Jr, Gordon

111. N O N - I N V E S T M E N T I N C O M E . (Reporting indi vidual and s pous e; see pp. i 7-24 of filing instruction~.)A. Filers Non-Investment Income

~] NONE non-investment income.)N o reportableD A T E SOURCE AND TYPE

D a t e o f R e p o r t07/19 /2011

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - I f you were married during a n y p o r t io n o f t h e r e p o r t l n g y e a r , complete this sect ion.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1.2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enter tainment .(Includes those to spouse and depen dent children," see pp . 25-27 of filing instructions.)

~ (No reportable reimbursements.)O NE

2.3.4.5.

SO U R C E D A TES L O C A T I O N P U R P OSE ITEMS PAID OR PROVIDED


11/16

FI N A N C I A L D I SC L O S U R E R E PO R TPag e 3 o f 8


D a t e o f R e p o r t07/19/201 I

V . G I F T S . t ~ , c l ,, d e s t h o s e , o s p o n s e a , d d e ~ , d e , t ch i ldren; see p p . 2 8 - 3 ! of fi l ing instructions.)NONE (No reportable gifts.)

SO U R C E D E SC R IPT IO NI.2.3.4.

5.

VALUE

V I . L I A B I L I T I E S . t n c l u d e s , h o s e o / s p o , s e o , d dependent chi ldr en; see p p . 3 2 - 3 3 off i l lng instruct ions.)N O N E ( N o r e p o r t a b le l i a b i l it i e s . )

C R E D IT O R D E SC R IPT IO N1 .2.3.

4.5.

VALUE CODE


12/16

F IN A N C I A L D I SC L O S U R E R E P O R TPage 4 of 8

N a m e o f P e r s o n R e p o r t i n gThompson Jr, Gordon

D a t e o f R e p o r t07 /19 /201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n co n , . , v o g u e , , ~ o . s a ~ t lo , ~ a n c l u d . $ , h o s e o / s ~ , o . s e a . d d e ~ , d c . t children; see pl~ 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )D ( N o re p o r t a b le i n c o m e , a s s e t s , o rONE t r a n s a c t i o n s . )

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g(in c lu d in g tru s t a ss e ts ) re p o rt in g p e r io di (I) (2)Place "(X)" after each asset I A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e I Code I d i v . , r ~m ,( A - H ) or i n t . )

I. Ci t iban k A Interest2. Citibank A Interest

3. AT &T Inc A Div id en d4. BP PLC Spons ADR. A D i v i d e n d5. Bristol M yers Squibb Co A Dividend6. Colgate Palmoliv e Co Com. Stock A Dividend7. Johnson & Johnson Com. Stock A Dividend8. Kinder M organ Energy Prtnrs LP A Dividend9. Nike lnc A Dividend1 0 . Qu alcomm Inc Com Stock A Dividend1 1 . Smith Barney IRA A I n t e r e s t1 2 . S m i t h B a r n e y I R A A Interest13 . HWI Industries, Inc. None

14 . Franklin FundTax Free B Dividend

15 . Smith Barney Money Market C DividendFNAWashington Mutual Fund

16 . Brokerage Account #1 A Dividend17. -Loreal Ord-Eur A Dividend

G r o s s v a l u e a t e n dof re l~r t ing per iod(i) (2)

V a lue V a l u eC o d e 2 M e t h od

(J-P) C o d e 3( Q - W )K TJ T

J TJ TJ TJ T

J TJ TJ TJ T

J TJ TJ TK T

M T

J TJ T

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(I ) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Value Gain I d e n t i ty o fbuy, sell, m m / d ~ L h ~ j Code 2 C ode I buye r/se ller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

I . Income Gain Codes: A = $1.000 or less B = $1,001 - $ 2,500 C = $ 2,501 - $ 5,000 D = $5.0~1 - $ 15.000(See Columns B I and IM ) F = $ 5 0 , 0 0 1 - $ I 0 ~ , 0 O 0 G =$ 100.001 - $ 1 .000,000 I I I =$ 1.0(~,001 - $5.0(X).000 1 1 2 = M o r e t h a n $ 5 . 0 0 0 , 0 0 0

2. V a lue C odes J = $ 15.000 o r le ss K =$15,001 - $50.00~ L =$50.001 - $ 100.000 hi = $100 ,001 - $250 .000(S e e C o lu m n s C I a n d D3 ) N =$250,001 - $500.000 O = $ 5 0 0 . 1 3 0 1 - $ 1 . 00 0 , 0 0 0 PI =$1,000.001 - $ 5 , 0 0 0 . 1 9 0 0 P2 =$5.000.001 - $25.000.000

P3 =$25,000.001 - $50.000.000 P4 =More than $50.000.0~03 . Va lue M ethod Codes Q = Appr a i sa l R =Co st tRcal E~tate Only) S =A s s c s s m c m T =Cash MarketIS le C o lu m n C 2) U B o o k V a l u e V =O~hcr W = E s timated

E = $ 1 5 . 0 < ) 1 -


13/16



D a t e o f R e p o r t07/19/2011

VII. INVESTM ENTS and TRUSTS - i.co ..... I , , e . t r a n s a c t i o n s (Includes those of sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)D (No r epor table asse ts , orO NE i ncome, transact ions . )

Description of Assets Income during(including trust assets) r e p o r t i n g p e r i o dI (i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

exempt from prior disclosure C ode I d i v . , r e n t ,(A-H) o r i n t . )

1 8 . - A I n y l a m Ph a r m a c e u t i c a ls I n c N o n e

1 9 . - A p p l e N o n e

20 . -Bes t Bu y A D i v i d en d

21 . -C i t i g r o u p A D i v i d en d

22 . - Co s t c o W h o l e s a le Co r p A D i v i d e n d

23 . - E la n C o r p A D R N o n e

24 . - F o r d M o t o r Co N o n e

25 . - F r o n t i e r Co m m u n i c a t io n s Co r p A D i v i d en d

26 . A D i v i d e n d

27 . -H ar l ey-D av i d so n I n e A D i v i d en d

28 . -Ja c k in the B o x No n e

29 . - E l i L i lly &C o A D i v i d en d

30 . -M ar t h a S t ew art L i v i n g N o n e

31 . - M e d t r o n i c A D i v i d en d

32 . - M i c r o s o f t A D i v i d en d33. -Nike A D i v i d en d

34 . -Nokia N o n e

Gross value at endo f r e p o r t i n g p e r i o d0 ) (2)V a l u e V a lu e

Code 2 M e t h o d( J - P ) Code 3

J T

J T

J T

J T

J T

] T

J T

J T

J T

J T

J T

J T

Transactions during reporting period(0 (2) (3) (4) ( 5 )

T y p e ( e . g . , D a t e Value Gain I d e n t i ty o fbuy, sell, m m/dd/yy Code 2 C o d e 1 buyer/sel ler

r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

Bu y 04/22/10 J

Sold 10/20/10 J A

B uy 06/17/10 J

S o ld 07/02/10 J A

Sold 05/20/10 J A

Buy !06/17/10 J

I . Incom e Gain Codes: A =$ !,000 or less B = $ 1,001 - $ 2,500 C = $ 2,501 - $ 5.000 D =$5.001 - $15.000(S e e C o lu m n s BI a n d IM) F =$50,001 - $100.000 G =$100.001 - $1.000.000 III =$1.000.001 . $5.000.000 1 1 2 = M o r e ~ h a n $ 5 , 0 0 0 ,0 0 0

2. V a lue C ode~ J = $ 15.000 o r Ices K = $ 1 5 . 1 D 0 1 - $ 5 0 . 0 0 0 L =$50,001 - $100.0~) M =$100.001 - $250.000(See Columrts CI and D3) N = $250.001 - $500 .000 O =$50


14/16



D a t e o f R e p o r t07/19/201 I

VII . I N V E S T M E N T S a n d T R U S T S - income, value, tra .... t i ons (Inc ludes those o f spouse and dependent chi ldren; seepp. 34-60 of fillng instructions.)D (No r epor table asse ts , orONE incom e, transactions.)

A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d(in c lu d in g tru s t a ss e ts ) re p o rt in g p e r io d o f re p o rt in g pe r io d

[ (I) (2) (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u ee x e m p t f ro m p r i o r d i sc l o s u re C o d e 1 div., r e n t , C o d e 2 M e th o d

( A - H ) or i n t . ) ( J - P ) C o d e 3~ ( Q - W )

35. None

36. -Oracle None J T

37 . - Q u a l c o m m I n c A Div id en d J T38. -Revlon None J T

39. -Starbucks A Dividend

40. -Sysco A Dividend J T

41. -Target A Dividend J T

42. -TJX Companies Inc A Dividend J T

43. -Toyota Motor Corp A Dividend J T

44. -Verizon A Dividend J T

45. -Waste Mgmt Inc DEL A Dividend J T

46. -Yahoo None J T

47. San Diego County Credit Union A Interest M T

48. Smith Barney Bank Deposit Program A Interest K T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(i ) (2) (3) (4) ( 5 )T y p e (e.g., D a t e Value G a i n I d e n t i t y o fb u y , s e l l . m m ! d d ~ /y C o d e 2 C o d e 1 b u y e r / s e l l e rr e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

S o ld 10/20/10 J A

S o ld 05/20/10 J A

Bu y 04/22110 J

Buy 06/17/10 J

I . Income Gain Codes: A = $1.000 or less B = $ 1.001 - $ 2.500 C = $ 2.501 - $ 5.000 D =$5.001 - $15.0~O(See Columns B I and D4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 G =$100.001 - $ 1 .000.000 I I I =$ 1.000.001 - $5.0~0.000 1 1 2 = M o r e t h a n $ 5 . 0 0 0 .0 0 0

2 . Va lue Codes J = $ I 5 . 0 0 0 o r h . - s s K =$15.001 - $50.0~0 L $50 .0 0 1 . $10 0 .0 0 0 M =$100.001 - $250.000(S c C o lu m n s C I a n d D3 ) N =$250.001 - $500 .000 O =$50~.001 - $ 1.000 .000 P I -$ 1.000 .001 - $ 5.0~0.000 P2 =$5.000.001 - $25,000.000

P3 =$25.000.0OI - $ 50.0(~.00~ P4 =More Ihan $50.000.0003. V a lue M ethod C odes Q = A ppraisal R =Cost (Real Eslatc Only) S = As s es s men t T = Cas h M ar k e t

( .Sc Column C2) U = Book Value V = O lhcr W E st ima ted


15/16

F IN A N C I A L D I SC L O S U R E R E P O R TPage 7 o f 8


D a t e o f R e p o r t07/19/2011

V III. A D D IT ION A L IN F OR M A T ION OR E XP L A N A T ION S .


16/16

FINANCIAL DISCLOSURE REPORTP a g e 8 o f 8

Name of Person Report ingT h o m p s o n J r , G o r d o n

D a t e o f R e p o r t07/19/2011

IX . CER TIFICATION.I c e r t i fy tha t a l l i n fo rma t io n g iv e n a bo v e ( i n c lu d in g in fo rma t io n p e r t a in in g to my sp o u se a n d min o r o r d e p e n d e n t c h i ld re n , i f a n y ) i s

a c c u ra t e , t ru e , a n d c o mp le t e t o the be s t o f my k n o wle d g e a n d be l i e f , a n d tha t a n y in fo rma t io n n o t r e p o r t e d wa s wi thhe ld be c a u se i t me t a p p l i c a b l e s t a tu to ryp ro v i s io n s p e rmi t t i n g n o n - d i sc lo su re .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h ic h h a v e b e e n r e p o r t e d a r e i ncom pl iance wi th the p rov is ions o f 5 U.S.C. app . 501 e t . seq . , 5 U.S.C. 7353, and Jud ic ia l Conferen ce r egu la t ions .

Signatu re: S/Gordon Thompson Jr

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T HI S R E P O R T M A Y B E S U B J EC T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eA d m i n i st r a ti v e O f f ic e o f t h e U n i te d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

Gordon Thompson Financial Disclosure Report for 2010

Documents