ACTIVITY REPORT REGIONAL TRAINING WORKSHOP ON COMPLIANCE, MONITORING AND ENFORCEMENT (CME) OF THE BALLAST WATER MANAGEMENT (BWM) CONVENTION KINGSTON, JAMAICA, 14-15 NOVEMBER 2011 Organized by The International Maritime Organisation, the GEF-UNDP-IMO GloBallast Partnerships project and RAC/ REMPEITC-Carib
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ACTIVITY REPORT
REGIONAL TRAINING WORKSHOP ON COMPLIANCE, MONITORING AND ENFORCEMENT
(CME) OF THE BALLAST WATER MANAGEMENT (BWM) CONVENTION
KINGSTON, JAMAICA,
14-15 NOVEMBER 2011
Organized by
The International Maritime Organisation,
the GEF-UNDP-IMO GloBallast Partnerships project and RAC/ REMPEITC-Carib
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REGIONAL TRAINING WORKSHOP ON COMPLIANCE, MONITORING AND ENFORCEMENT (CME) OF THE BALLAST WATER MANAGEMENT (BWM)
CONVENTION
KINGSTON, JAMAICA, 14-15 NOVEMBER 2011
Host: Maritime Authority of Jamaica Venue: Knutsford Court Hotel, Kingston Date: 14-15 November 2011 Type: Regional Training Workshop Organised by: Maritime Authority of Jamaica, RAC/REMPEITC-Caribe (IMO
regional coordinators in the Wider Caribbean Region) in cooperation with the GloBallast Partnerships Project Coordination Unit (PCU)
Supported by: IMO Technical Cooperation Fund (WBS TC/0218-61-2000 and TC/0201-64-2000) and GloBallast Partnerships Project Funds (XB/0102-02-18-01-2270), as well as the Caribbean Environment Programme of UNEP
No of Participants: 39 participants in total No. of Countries: 23 countries from the Wider Caribbean Region (WCR)
SUMMARY
A two-day Regional training workshop on Compliance, Monitoring and Enforcement (CME) of the Ballast Water Management Convention for Flag and Port State Control Officers was organized in Kingston, Jamaica, from 14-15 November 2011. The regional activity was funded by the ITCP, the GloBallast Partnerships Project and the CAP-UNEP, and was implemented by RAC/REMPEITC-Caribe in cooperation with the GloBallast Partnerships Project Coordination Unit. The training was the second delivery (first in this region) of the finalized CME training package developed by the GloBallast Partnerships Project in conjunction with the International Union for Conservation of Nature (IUCN) and the World Maritime University (WMU), with support from IMO ITCP, the Total Foundation, and the MPA of Singapore. The CME training workshop was delivered by a GloBallast PCU expert and a team of consultants. The lead consultant for the training was Dr. Raphael Baumler, World Maritime University, Malmo, Sweden, who has also been pivotal in the development of the training
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package. He was supported by a consultant from the region, CDR Henry Tomlinson, from Jamaica. TABLE OF CONTENTS
Summary Table of Contents 1. Introduction 4
2. Objective 4
3. Venue, dates, roles and participants 4
4. Cost 5
5. Breakdown of expenditure 5
6. Activities and proceedings 5
7. Achievement and conclusions 6
8. Follow-up Action 7
Annexes
Annex 1 – List of Participants 8 Annex 2 - List of Lecturers and Subjects Covered by each 18 Annex 3 – Synopsis of Lectures 19 Annex 4 – Synopsis of Evaluation questionnaires 20
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REGIONAL TRAINING WORKSHOP ON COMPLIANCE, MONITORING AND ENFORCEMENT OF THE
BALLAST WATER MANAGEMENT CONVENTION
KINGSTON, JAMAICA, 14-15 NOVEMBER 2011 1 INTRODUCTION This was a regional training workshop on the Compliance, Monitoring and Enforcement of the Ballast Water Management (BWM) Convention held in Kingston, Jamaica from 14-15 November, 2011 for representatives from the Wider Caribbean Region, listed in Annex 2. The training workshop aimed to assist IMO Member States in preparing for the implementation of the 2004 BWM Convention. 2 OBJECTIVE The Training Workshop provided practical knowledge on approaches to Compliance, Monitoring and Enforcement related to the implementation of the Ballast Water Management (BWM) Convention. In particular, Port and Flag State Control procedures required under the Convention were emphasized, as well as the links between the BWM Convention and other related Conventions. Enforcing ballast water management requirements involves flag and port State control authorities inspecting national and foreign ships, reviewing ballast water certificates and record books, boarding selected ships to review documents and inspect/test equipment and, when necessary, to use sanctioning powers to detain or impose monetary penalties on vessels for failure to meet their legal obligations. 3 VENUE, DATES, ROLES AND PARTICIPANTS
(i) VENUE
This Regional Training Workshop was held at the Knutsford Court Hotel, Kingston Jamaica.
(ii) DATES
The training workshop was held from 14 – 15 November, 2011.
(iii) ROLES
The workshop was hosted by the Maritime Authority of Jamaica.
RAC/REMPEITC coordinated the sponsored participants and lecturers.
The GloBallast PCU provided additional technical expertise and back stopping.
(iv) PARTICIPANTS
There were thirty-nine participants from 23 countries and territories in the region. Most of the delegates, as we requested, were from Government Agencies charged with the responsibility of Flag and Port State Control.
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4 COST
Funds for this activity were provided through the IMO Technical Cooperation Fund (WBS TC/0218-61-2000 and TC/0201-64-2000), and GloBallast Partnerships Project Funds (XB/0102-02-18-01-2270), as well as the Caribbean Environment Programme of UNEP. The regional activity was funded by the ITCP, the GloBallast Partnerships Project and the CAP-UNEP, and was implemented by RAC/REMPEITC-Caribe in cooperation with the GloBallast Partnerships Projects Coordination Unit. Several states recognized the importance of this workshop and funded their own participants. 5 BREAKDOWN OF EXPENDITURE Filed with IMO and GloBallast PCU under separate correspondence. 6 ACTIVITIES AND PROCEEDINGS The detailed daily program was as follows: DAY 1 – 14 NOVEMBER 2011
Time Training session
0800-0900 Registration
0900-0930 Opening ceremony and introduction to the course
0930-1030 Module 1: Introduction to Ballast Water Management
Video ”Invaders from the Sea”
1030-1100 Coffee break
1100-1130 Module 1, continued
1130-1230 Module 2: Ballast Water Management Convention and Guidelines
1230-1400 LUNCH
1400-1530 Module 3 and Exercise: Other relevant instruments, principles and
strategies
1530-1600 Coffee break
1600-1730 Module 4: Flag, Port and Coastal State Aspects of Ballast Water
Management
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DAY 2 - 15 NOVEMBER 2011
Time Training session
0900-1030 Module 4, continued.
1030-1100 Coffee break
1100-1230 Module 5: Compliance Monitoring and Enforcement (CME)
1230-1400 LUNCH
1400-1500 Module 5, continued
1500-1530 Role Play
1530-1600 Coffee break
1600-1700 Role Play, cont.
1700- Closing ceremony, certificates
It should be noted that, as for all GloBallast training courses, the lecturers form part of a team and actively engage in all discussions throughout the delivery, not only in the Modules they have been assigned as lead lecturer. This encourages a lively dialogue, and makes it easier for all participants to take part in the discussions. 7 ACHIEVEMENT AND CONCLUSIONS During the Training Workshop, the participants reviewed and discussed jointly issues of common interest. The working language of the workshop was English with simultaneous Spanish interpretation. The training was the CME training package developed by the GloBallast Partnerships Project in conjunction with the International Union for Conservation of Nature (IUCN) and the World Maritime University (WMU), with support from IMO ITCP, the Total Foundation, and the MPA of Singapore. The training package consists of a trainee’s manual (5 Modules), PowerPoint presentations, exercises, and an instructor’s manual. Since the training package was finalized as in September, only an English version of the course materials was available. The Lead Consultant for the training was Dr. Raphael Baumler, (WMU), who also was very valuable in the development of the training package. He was supported by a consultant from the region, CDR Henry Tomlinson (Jamaica). During the workshop, notes were taken to make final tweaks to improve the course. Throughout the workshop there was active engagement by the all participants, many of whom have years of experience as flag State or Port State Control Officers. It was clearly a professional exchange of information rather than a one sided lecture which benefitted all. Several discussions ensued on the fundamentals of Port State Control such as defining “undue delay”, actions when discrepancies in documentation are discovered and at what point should the vessel be detained. Also several questions were raised regarding ballast water sample techniques and protocols, however not much detail could be provided due to the ongoing discussions at IMO. All of these discussions contributed to the value of the workshop.
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8 FOLLOW-UP ACTION All participants received a good understanding of the requirements for Compliance Monitoring and Enforcement under the BWM Convention, in particular its links to other relevant IMO conventions. However, as the Port State Control Guidelines for the Convention are not yet finalized, there are aspects of Flag and Port State Control that could not be addressed in detail in the training course. Some additional/supplementary training may therefore be required once the PSC guidelines for the Convention are adopted and the Convention enters into force. As this was the most recent of a series of regional training programs delivered in the region (previously; an introductory to the Convention and the GloBallast Partnerships program, training on the legal implementation of the Convention, and a training on Port Biological Baseline Surveys), it is expected that States within the region will now be in a better position to ratify the BWM Convention by their Governments and implement the Convention into their national legislation. *****
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Annex 1
Participants List Regional Training Workshop on the Compliance, Monitoring and Enforcement of
the Ballast Water Management Convention. Kingston, Jamaica 14 – 15 November 2011
1. Antigua and Barbuda
Wayne Mykoo
Head of Division Maritime Affairs
Antigua and Barbuda Department of Marine services and Merchant Shipping
Module 2. Ballast Water Management Convention and Guidelines
Raphael Baumler
Module 3. Relevant Instruments, Principles and Strategies
Raphael Baumler
Module 4. Flag, Port and Coastal State Aspects of Ballast Water Management
Raphael Baumler Henry Tomlinson
Module 5. Compliance Monitoring and Enforcement
Henry Tomlinson
***
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Annex 3
FLOWCHART OF MODULES
***
1. Introduction to Ballast Water Management
3. Relevant Instruments, Principles and Strategies
4. Flag, Port and Coastal State Aspects of Ballast Water Management
5. Compliance Monitoring and Enforcement
2. Ballast Water Management Convention and Guidelines
Based on
Manual Trainees Instructor Examples
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Annex 4
SYNOPSIS OF EVALUATION QUESTIONNAIRES
CME Training workshop
Jamaica 2011
Total number of participants: 39 Total number of completed questionnaires: 31
Part I/9 – Information received prior to participation?
YES: 30
NO: 1
Part I/10 – Pre-event assignment given?
YES: 6
NO: 25
Part I/11 – Pre-event assignment practical?
YES: 6
NO: 3
N/A: 20
Part I/12 – Any problems applying for or preparing to attend?
YES: 1
NO: 30
N/A: 0
Part I/13 – What do you hope to gain from the event?
Comments: Proper knowledge of the convention, knowledge of ballast water convention. Port State control requirements under the BWM Convention. How to implement the BWM Convention. Share knowledge and experiences on ships inspection when it comes to the BWM requirements.
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Part I/14 – Any suggestions for improving advance administrative arrangements for similar events? YES: 6
NO: 24 Part II/3
Too long Just right Too short
The event 0 23 8
Part II/4
Excellent Good Satisfactory Poor N/A
Organization 18 11 2 0 0
Facilities 14 13 4 0 0
Equipment 14 15 2 0 0
Venue 11 14 5 1 0
Part II/5
Excellent Good Satisfactory Poor N/A
Presentation 19 12 0 0 0
Clarity 14 16 1 0 0
Technical/Analytical
rigour
14 15 2 0 0
Comprehensiveness 15 15 1 0 0
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Part II/6
Make greater
use
Just right Make less use No answer
Audio visual aids 2 29 0 0
IMO references 3 28 0 0
Bibliography 3 26 1 1
Textbooks or
compendium
2 29 0 0
Group or
practical
activities
7 23 0 1
Part II/7 – Assessment of lecturers
LECTURER 1
RB
Excellent Good Satisfactory Poor N/A
Content of
lecture
13 15 2 0 0
Presentation 13 16 1 0 0
Ability to
Transfer
knowledge
15 13 2 0 0
Effectiveness
in answering
Questions
and
suggesting
solutions to
problems
15 13 2 0 0
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LECTURER 2
FH
Excellent Good Satisfactory Poor N/A
Content of
lecture
13 17 0 0 0
Presentation 14 16 0 0 0
Ability to
Transfer
knowledge
13 17 0 0 0
Effectiveness
in answering
Questions
and
suggesting
solutions to
problems
14 16 0 0 0
LECTURER 3
AW
Excellent Good Satisfactory Poor N/A
Content of
lecture
11 13 0 0 0
Presentation 11
12 1 0 0
Ability to
Transfer
knowledge
11 12 1 0 0
Effectiveness
in answering
Questions
and
suggesting
solutions to
problems
12 10 2 0 0
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LECTURER 3
HT
Excellent Good Satisfactory Poor N/A
Content of
lecture
12 14 2 0 0
Presentation 11
13 4 0 0
Ability to
Transfer
knowledge
11 12 5 0 0
Effectiveness
in answering
Questions
and
suggesting
solutions to
problems
11 13 3 1 0
Part II/8 – Observations on the performance of lecturers (some comments)
Comments: the topics were not discussed in depth enough. Part II/9 – Topics of most interest (some of the participant’s views)
Comments: Compliance and Monitoring, Sampling, Drafting of national BWM legislation, Inspection of ships, Treatment systems
Topics of least interest
Comments: N/A Part II/10 – Topics to be added to programme Yes: 7
Comments: how to take samples from ballast water tanks.
No: 23
Comments-
N/A: 0
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Part II/11 – Pre-event assignments useful? YES: 10
Comments: -
NO: 4
Comments –
N/A: 15 Part II/12 – Expectations fulfilled? YES: 29
Comments: well presented. Fully.
NO: 1
Comments: ___
N/A: 0
Part II/13 – Objective of the event met?
YES: 29
NO: 0
N/A: 0
Part II/14 – IMO intends to organize events similar to this one. Have you any
suggestions for their further improvement?
YES: 14
Comments: A follow up event focusing in the details of coming to force of BWMC. Wording of questionnaire should be reviewed for clarity, Less lectures and more assignments, More practical exercises.
NO: 15
N/A: 0
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Part II/15 – Do you need any further assistance from IMO in the field covered by this event? YES: 26
Comments: Support for organising similar training or workshop on PBBS and MBW convention implementation on national level.
NO: 3
Comments: further training when the Convention comes in to force, Assistance in terms of funding and training in development of implementation and development of legislation. Assistance programme in practical sampling, An additional day to cover topics in depth and more practical activities, Regional BWM harmonisation.