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1 Generational Restraint Brent J. Steele [email protected] University of Utah Paper presented at the 2015 ISA annual meeting, New Orleans This paper combines insights from both generational analysis, and a broader theorization of restraint, to examine the challenges of restraint during times of expected ‘change’. The paper theorizes restraint as a combination of mind and body, agents and structures, and a value retained and respected, or resisted and ridiculed, by particular generations. Restraint can be applied to generational rhythms, as the latter have been used to understand more interventionist (vitalist) and noninterventionist (restrained) moods and paradigms of US foreign policy through time. Yet while liberal democracies are known for being more willing to enter into reciprocally restrained relationships (Kupchan 2010), such polities can also be activated or stimulated (emotionally, visually, and physically) in ways that make restraint difficult to realize. We may consider in this sense how quickly the ISIS beheadings in 2014 were able to transform US and UK public opinion in favor of air strikes. 1 Further, because of the contested nature of restraint as not only a policy mood, but a value, and because polities have mixed ‘levels’ and factors that influence policy preferences, the transition from vitalism to restraint in foreign policy is wrought with political contestation. In this brief Introduction, I seek to establish how restraint is important, its stakes quite high, and then lay out the goals of the paper. I then discuss how restraint can be enriched by consulting generational analysis, especially the ‘non intervention v. intervention’ cycles sometimes used in generational frameworks. An investigation of restraint proves worthy for several nonmutually exclusive reasons. First, restraint is highly relevant, and even urgent, for understanding and coping with our contemporary IR ‘setting’. What Michael C. Williams noted almost a decade ago that ‘haunts’ the type of Wilful Realism he advocated for remains even more true today, namely that restraint is a rhetoric of limitation which seems ‘difficult … to 1 This transformation is especially stark considering the general fatigue with intervention that prevailed amongst the US public in the late 2000s and early 2010s following the winddown of US involvement in Iraq and Afghanistan. http://www.huffingtonpost.com/davidwkearn/attackingthe
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Generational Restraint

May 14, 2023

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Generational  Restraint  Brent  J.  Steele  

[email protected]    University  of  Utah  

Paper  presented  at  the  2015  ISA  annual  meeting,  New  Orleans    This  paper  combines  insights  from  both  generational  analysis,  and  a  broader  

theorization  of  restraint,  to  examine  the  challenges  of  restraint  during  times  of  expected  

‘change’.  The  paper  theorizes  restraint  as  a  combination  of  mind  and  body,  agents  and  

structures,  and  a  value  retained  and  respected,  or  resisted  and  ridiculed,  by  particular  

generations.    Restraint  can  be  applied  to  generational  rhythms,  as  the  latter  have  been  

used  to  understand  more  interventionist  (vitalist)  and  non-­‐interventionist  (restrained)  

moods  and  paradigms  of  US  foreign  policy  through  time.  Yet  while  liberal  democracies  

are  known  for  being  more  willing  to  enter  into  reciprocally  restrained  relationships  

(Kupchan  2010),  such  polities  can  also  be  activated  or  stimulated  (emotionally,  visually,  

and  physically)  in  ways  that  make  restraint  difficult  to  realize.  We  may  consider  in  this  

sense  how  quickly  the  ISIS  beheadings  in  2014  were  able  to  transform  US  and  UK  public  

opinion  in  favor  of  air  strikes.1    

  Further,  because  of  the  contested  nature  of  restraint  as  not  only  a  policy  mood,  

but  a  value,  and  because  polities  have  mixed  ‘levels’  and  factors  that  influence  policy  

preferences,  the  transition  from  vitalism  to  restraint  in  foreign  policy  is  wrought  with  

political  contestation.  In  this  brief  Introduction,  I  seek  to  establish  how  restraint  is  

important,  its  stakes  quite  high,  and  then  lay  out  the  goals  of  the  paper.  I  then  discuss  

how  restraint  can  be  enriched  by  consulting  generational  analysis,  especially  the  ‘non-­‐

intervention  v.  intervention’  cycles  sometimes  used  in  generational  frameworks.      

  An  investigation  of  restraint  proves  worthy  for  several  non-­‐mutually  exclusive  

reasons.    First,  restraint  is  highly  relevant,  and  even  urgent,  for  understanding  and  

coping  with  our  contemporary  IR  ‘setting’.  What  Michael  C.  Williams  noted  almost  a  

decade  ago  that  ‘haunts’  the  type  of  Wilful  Realism  he  advocated  for  remains  even  more  

true  today,  namely  that  restraint  is  a  rhetoric  of  limitation  which  seems  ‘difficult  …  to                                                                                                                  1  This  transformation  is  especially  stark  considering  the  general  fatigue  with  intervention  that  prevailed  amongst  the  US  public  in  the  late  2000s  and  early  2010s  following  the  wind-­‐down  of  US  involvement  in  Iraq  and  Afghanistan.  http://www.huffingtonpost.com/david-­‐w-­‐kearn/attacking-­‐the-­‐

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propagate  politically  –  especially  in  an  era  where  the  chastening  effects  of  a  material  

balance  of  power  are  less  available  to  support  a  policy  of  restraint’  (2005:  203).  An  era  

of  what  Simon  Glezos  titles  a  ‘ressentiment  against  speed’,  and  specifically,  the  

acceleration  of  globalization,  seems  upon  us  (Glezos  2014).  Yet  the  dearth  of  restraint’s  

conceptual  treatment  in  International  Relations  is  somewhat  inversely  related  to  this  

contemporary  urgency,  towards  the  speed  and  hyperactivity  of  late  modernity.  Put  

another  way,  if  we  surmise  that  international  politics  is  characterized  by  anarchy,  or  

even  hierarchy  or  ‘negarchy’  (Deudney  2007),  then  the  restraining  of  nation-­‐states,  and  

their  political  communities,  is  a  historical  and  social  possibility  that  requires  some  

deliberation  and  exploration.    

  Second,  restraint  is  a  referent  –  or  process  –  shot  through  with  politics  and,  

especially  if  we  so  define  it  using  Lasswell’s  (1936)  oft-­‐repeated  understanding  of  it  as  

‘who  gets  what,  when  and  how’.  Who  or  what  or  when  or  how  someone,  or  some  thing,  

is  restrained,  are  key  questions  that  can  only  be  answered  via  political  processes  related  

to  power,  authority,  and  discipline  (of  the  self  or  others).  Further  to  this,  restraint  is  a  

philosophically  and  theoretically  important  practice  and  process,  one  that  shatters  the  

binaries  oft-­‐assumed  in  political  theoretical  investigations.  We  may  consider  restraint  to  

be  focused  on  the  individual  –  yet  if  this  was  the  case,  then  the  term  ‘self-­‐restraint’  

would  be  redundant.  Instead,  such  a  term  implies  that  restraint  is  conditioned  by  a  

variety  of  factors,  including  what  force  or  influence  one  restrains  themselves  from,  as  

well  as  who  is  doing  the  restraining.  Restraint  is  both  relevant  as  a  mental  and  bodily  

process  –  in  fact  in  cannot  be  understood  without  reference  to  both  mental  processes  

and  bodily  control.  In  this  mind-­‐body  binary  we  also  see  analogies  to  agents  and  

structures(see  Kessler  2007).    

  As  a  result,  a  third  set  of  issues  restraint  recalls  are  normative  ones.  How  can  we  

restrain,  who  should  be  restrained,  how  should  we  restrain,  and  when?  Put  another  

way,  which  processes  may  stimulate  calls  for  action,  or  reaction,  and  what  accounts  or  

arguments  are  used  to  resist  such  action?    This  normative  contestation  of  and  over  

restraint  is  considered  especially  during  times  of  generational  conflict  below.  

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  I  provide  no  overarching  definition  of  restraint,  but  I  can  provide  a  quick  

reference  to  several  lay  definitions  of  restraint.  Restraint  is    ‘a  way  of  limiting’,  ‘a  device  

that  limits  a  person’s  movement’,  and  ‘control  over  your  emotions  and  behavior’.2  It  is  a  

‘measure  or  condition  that  keeps  someone  under  control  or  within  limits’,  and,  perhaps  

tellingly,  ‘unemotional,  dispassionate,  or  moderate  behavior’.3  Note  here  that  there  is  

still  movement  within  the  restrained  entity,  but  it  is  a  channeled  or  conditioned  

movement,  and  there  is  an  assumed  agency  on  the  part  of  the  restraining  party  –  they  

have  a  choice  to  restrain,  and  by  how  much,  or  to  not  restrain  at  all.4  Restraint  can  be  

confused  with  aloofness  –  it  may  even  include  some  genuine  aloofness  or  even  

disinterest.  But  restraint  as  both  idea  and  material,  mind  and  body,  sees  an  urge  to  act  

that  is  resisted  or  conditioned  otherwise.  

  With  these  purposes  and  informal  definitions  foregrounded  ,  we  can  here  posit,  

and  then  on  occasion  revisit,  three  assertions  regarding  restraint:    

 1. Restraint  involves  both  the  body  and  mind,  materials  and  ‘ideas’    2. Restraint  involves  both  agents  and  structures  3. Restraint  has  a  moral  quality,  but  one  that  is  polyvalent  (subject  to  competing  

interpretations  and  judgments)    As  I  discuss  below,  the  generation  overlaps  with  all  three  of  these  assertions  as  well.  

Generations  have  particular  ideas  about  the  proper  role  of  their  nation  or  groups  vis-­‐à-­‐

vis  the  world,  and  they  also  occupy  the  resources  (materials)  of  a  society  to  implement  

those  ideas.  Generations  are  both  agents  (of  a  nation)  as  well  as  a  structure  (group  

within  the  nation).  And,  they  contain  a  moral  quality  –  not  only  seeing  their  

understanding  of  causal  logics  as  a  ‘truth’  regarding  social  relations,  but  imbuing  those  

with  a  normative  sense  of  what  is  right  and  wrong.  

  The  main  overarching  goal  of  the  paper  is  to  evaluate  restraint  as  its  own  

explanandum,  as  a  phenomena  that  appears  and  then  dissolves  in  social  relations  

                                                                                                               2  http://www.merriam-­‐webster.com/dictionary/restraint  3  http://www.oxforddictionaries.com/us/definition/american_english/restraint    4  This  is  captured  nicely  in  the  title  of  Stanley  Hoffmann’s  1962  study  on  ‘Restraints  and  Choices  in  American  Foreign  Policy’  (Hoffmann  1962).  

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through  time.  More  specifically,  I  ask  if  the  rarity  or  unpopularity  of  restraint  is  unique  

to  contemporary  politics  –  specifically  to  the  increased  speed  of  late  or  post-­‐modernity  

and  the  vitalist  mood  to  do  something  in  the  face  of  an  event  or  visceral  development?  

Or,  is  restraint  a  value  we  see  invoked,  albeit  rarely,  in  eras  past?  If  so,  what  explains  the  

appearance/valuing  of  restraint,  and  then  in  periods  of  change  its  denigration  or  

dismissal?    I  use  insights  from  generational  analysis  to  explore  the  possibility  that  

restraint  appears  for  ‘reactive’  generations  in  the  form  of  a  rejection  of  the  ideologies  

and  practices  of  vitalist  generations.  Following  specifically  from  William  Howe  and  Neil  

Strauss’s  four-­‐part  typology  of  generations  (1991;  1997),  the  infrequency  of  restraint  in  

at  least  American  settings  over  the  past  three  centuries  can  be  explained  because  (1)  

reactive  generations  are  only  one  of  four  generations  to  emerge  in  US  political  settings  

and  (2)  reactive  generations  are  ‘recessive’  (as  opposed  to  dominant)  and  play  a  

prominent  role  in  the  political,  social,  and  cultural  institutional  settings  of  a  polity  for  

only  brief  (~one  or  two  decades)  period  of  time.    

  One  related  point  of  the  paper,  sketched  briefly  in  the  following  section,  is  that  

structurationist  social  theory  (with  its  centralizing  of  these  themes)  is  particularly  suited  

towards  explicating  restraint’s  import  for  International  Relations.  Because  restraint  is  

relevant  to  both  agents  –  who  are  restrained  or  restrain  themselves  or  others  –  and  

‘structures’,  which  constrain  or  stimulate  behaviors  that  facilitate  (or  preclude)  restraint  

by  agents,  opportunities  arise  with  viewing  restraint  within  national  generations  –  which  

are  both  structures  and  agents.  Restraint  inevitably  involves  the  mixing  of  materials  and  

ideas  –  connected  both  to  physical  processes  that  check  actions  and  reactions  as  well  as  

philosophies  that  either  valorize,  genderize  and/or  castigate  restraint  as  a  policy  or  

practice.  Generations,  too,  come  into  being  both  through  ideational/social  processes  

and  through  their  access  to  a  society’s  material/institutional  resources,  the  latter  used  

to  shape  the  national  Self  and  its  expressions  in  a  variety  of  ways.    

  Thus,  like  the  generation,  restraint  is  both  an  inward-­‐focused  phenomenon,  but  

also  a  relational  and  societal  one  as  well.  It  is  thus  uniquely  situated  for  scaling  to  a  

variety  of  ‘levels’  that  have  been  centralized  in  global  politics  (Waltz  1959;  Singer  1961).  

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Jonathan  Acuff  and  I  flirted  (to  the  extent  that  two  old  men  like  us  flirt  with  anything  

anymore)  with  this  idea  –  that  generations  relate  to  agents  and  structures  -­‐  in  the  

Introductory  chapter  to  our  generational  analysis  volume  (Steele  and  Acuff  2012,  9-­‐10):  

 More  than  just  …  ‘responsible’  state  agents  enter  into  a  national  context.  Generations  do  as  well,  and  when  in  power  are  to  some  degree  ‘structured’  by  the  agency  of  the  state.  While  rearticulating  what  the  nation  ‘is’  (a  matter  of  ontology),  they  must  also  act  within  the  context  of  what  it  has  been  …  In  Giddensian  terms,  generations  have  the  ability  to  shape  and  be  shaped  by  a  nation-­‐state.    Thus,  structuration  theory,  an  old  tune  I  and  others  have  played  before,  provides  the  

central  ground  from  which  I  theorize  both  restraint  and  generational  change  in  this  

paper.  I  develop  this  argument  and  provocation  through  two  further  sections.  The  

following  reviews  how  generational  analysts  have  theorized  ‘change’,  and  how  restraint  

fits  into  that  theorization,  if  it  does.  The  second  section  provides  some  illustrations  of  

generational  conflict  regarding  change,  with  special  focus  on  the  tensions  between  two  

well-­‐known  US  Cold  War  force  postures  –  containment  and  ‘rollback’  –  within  a  broader  

context  of  a  shift  in  the  1960s  to  a  broader,  more  vitalist  ‘national  purpose’  of  US  

politics,  as  sensed  by  the  work  of  Arthur  Schlesinger  (1960).    Bringing  the  discussion  to  

contemporary  global  politics,  that  section  engages  how  some  national  and  transnational  

structures  confound  the  ability  to  restrain  a  polity  based  on  their  own  routines,  standard  

operating  procedures  and  the  like.    

   Generations,  Change,  Structuration,  and  Vitalism  versus  Restraint         One  additional  point,  relevant  to  the  panel  theme,  that  has  yet  to  be  addressed  

up  front  is  how  restraint,  and  the  generation,  relate  to  change.  What  does  restraint  

have  to  do  with  ‘change’?  Considering  that  restraint  is  perhaps  the  prevention  or  

slowing  down  of  action  that  could  itself  lead  to  change,  this  may  seem  to  be  a  curious  

and  even  contentious  thematic  pairing.  Yet,  restraint  has  usually  been  invoked  

historically  in  relation  (and  reaction)  to  times  of  traumatic  or  disruptive  change.  Some  

examples  may  illustrate  this  relationship.  

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  As  articulated  by  Luke  Ashworth’s  recent  study  (2014)  and  Halvard  Leira’s  

seminal  engagement  of  his  thought  (2008),  Justus  Lipsius’s  writings  in  the  early  17th  

Century  provide  a  sustained  articulation  for  the  value  of  restraint  –  both  of  the  prince  

and  of  his  subjects.  As  Ashworth  notes,  Lipsius’s  ‘striving  for  a  stoic  Senecan  aloofness  

can  in  part  be  seen  as  a  reaction  to  the  passions  released  by  the  religious  conflicts  that  

haunted  him  throughout  his  life’  (2014,  31).  More  broadly,  the  restraining  potential  of  

the  secular,  sovereign  state  was  supposed  to  be  one  of  its  foremost  virtues  and  

functions  in  the  dawn  of  the  Westphalian  system,  or  at  least  in  the  wake  of  the  Thirty  

Years  War  and  other  religious  conflicts  in  Europe.  

  Emile  Durkheim’s  later  work  focused  on  a  similar  transitional  crisis,  that  which  

characterized  the  change  from  pre-­‐modern  to  modern  society.  How,  Durkheim  explored  

(1951),  might  we  effectively  restrain  individuals  and  groups  in  a  time  when  pre-­‐modern  

societies  and  institutions  were  being  fragmented  by  modernity?  How,  put  another  way  

could  ‘anomie  from  the  excessive  individual  freedom  and  lack  of  moral  control  that  is  an  

extension  of  the  capitalist  order’  be  confronted,  if  not  eliminated  (Acevedo  2005,  83)?  

  Restraint  has  also  proven  to  be  attractive  when  the  forces  of  order  face  a  

potential  opening  of  political  rights  in  a  society,  and  thus  as  a  disciplinary  device  that  

orders  society  and  re-­‐imposes  existing  lines  of  authority.  Ethan  Shagan’s  (2011)  work  on  

moderation  shows  how  restraint  in  early  modern  England  was  used  as  a  device  to  corral  

particular  segments  of  society  deemed  incapable  of  moderation  on  their  own  –  

including  women,  the  poor,  and  minorities.  More  broadly,  restraint  is  invoked  as  a  

counter-­‐weight  to  more  democratic  or  populist  influences  on  society.  The  more  

irrational  or  unpredictable  judgments  and  preferences  of  the  public,  for  instance,  

concerned  a  variety  of  elites  in  the  early  stages  of  the  Cold  War.  From  Gabriel  Almond  

(1950)  and  Walter  Lippmann,  whose  ‘consensus’  on  public  opinion  shaped  that  field’s  

analysis  in  the  1950s,  to  the  early  Cold  War  ‘realists’  who  were  concerned  that  elites  

would  succumb  to  the  electoral  incentives  present  in  turning  up  the  rhetorical  heat  on  

the  Soviet  adversary,  restraint  proves  on  occasion  a  prudential  sensibility  in  the  face  of  

populist  activation.  

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  The  1990s  provide  another  setting  where  the  topic  of  restraint  re-­‐emerged,  

especially  for  policy-­‐linked  IR  scholars  who  were  concerned  about  the  ways  in  which  the  

one  remaining  superpower  might  engage  the  world  following  the  end  of  bipolarity.  G.  

John  Ikenberry  articulated  the  concept  of  strategic  restraint  in  a  series  of  studies  (1998;  

2001).  Strategic  restraint  could  be  both  a  conscious  choice  by  the  United  States  (to  

reassure  ‘weaker  states  that  it  would  not  abandon  or  dominate  them’)  as  well  as  an  

outcome  of  international  institutions,  and  especially  their  ‘stickiness’  (Ikenberry  1998,  

45).    The  flipside  of  this  coin  was  the  possibility  that  a  hyper-­‐active  US  hegemon  could  

instead  generate  resistance  and  balancing  on  the  part  of  other  rising  or  great  powers  if  

it  too  enthusiastically  engaged  in  moves  to  maintain  a  preponderance  of  power,  let  

alone  a  remaking  of  the  international  system  in  liberal  democratic  form.  Considering  the  

preferences  of  the  liberal  internationalists  and  neoconservatives  in  the  1990s,  many  of  

which  would  find  their  expression  in  the  policies  of  the  2000s,  this  concern  was  not  

unfounded.  

  Thus,  it  is  in  the  wake  of  or  shortly  following  periods  of  perceived  change  where  

restraint  emerges  as  a  possible  function  or  value  for  certain  polities  to  pursue.      

In  this  section  I  briefly  engage  how  change  is  theorized  in  some  uses  of  generational  

analysis.  I  attempt  to  re-­‐articulate  generational  ‘types’  –  the  interventionist  (and  its  

complements)  as  ‘vitalist-­‐progressive’,  the  non-­‐interventionist  as  ‘restraint-­‐

conservative’,  which  allows  for  several  further  assertions  or  theoretical  expectations.  

This  re-­‐articulation  of  types  sees  change  and  stasis  as  less  symbiotic  than  other  accounts  

of  generational  change  or  transition  by  demonstrating  through  Strauss  and  Howe’s  

typology  that  only  one  of  every  four  generational  types  are  prone  to  restrain  their  

polity.      

Generations  as  Structures  and  Agents  

  Acuff  and  I  characterized  generational  analysis  research  as  developing  through  

the  20th  Century  in  several  waves  or  series’.  We  claimed  that  the  first  wave  went  back  to  

the  1930s  through  the  early  1960s,  focusing  on  the  ‘moods’  or  ‘tides’  of  especially  

American  politics  (Schlesinger  1939;  Klingberg  1952).  A  second  wave  of  research,  from  

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the  1970s  and  1980s,  engaged  the  rise  and  fall  of  generations.  These  works  were  

influenced  heavily  by  Thomas  Kuhn’s  work  on  scientific  revolutions  and  specifically  the  

rise  and  fall  of  analytical  paradigms.  Kuhn’s  (1962)  argument  in  the  Structure  of  Scientific  

Revolutions  formulated  how  different  paradigms  lead  to  different  perceptions  of  the  

same  phenomenon.  Yet  it  is  not  simply  that  there  is  disagreement  stemming  from  

different  perceptions  that  characterize  different  paradigms,  but  that  what  is  actually  

seen  and  not  seen  depends  on  a  variety  of  factors  including  the  socialization  of  one  into  

a  paradigm.  The  paradigm  enables  and  limits  what  one  sees,  leading  to  intense  

disagreement  during  times  of  scientific  ‘crisis’  and,  thereafter,  revolution.5  Roskin’s  

(1974)  Kuhnian  interpretation  of  generational  ‘paradigms’  proffered  the  ways  in  which  

two  sets  of  elites,  especially  in  policy  discussions,  completely  talk  past  one  another.  

Such  generational  conflicts  ensue  and  are  intense  precisely  because  the  two  generations  

–  based  on  different  traumatic  periods  and  collective  experiences  –  not  only  see  the  

world  differently  but  experience  it  differently,  in  space  and  time,  as  well.    Roskin  settled  

on  the  terms  ‘interventionist’  and  ‘non-­‐interventionist’  to  distinguish  the  different  

generational  paradigms  that  have  constituted  US  foreign  policy,  and  extended  this  

typology  back  through  the  middle  part  of  the  19th  Century.    

  Acuff  and  I  then  posited  that  several  developments  in  IR  theory  in  the  1990s  

through  today  –  most  especially  the  increasing  prominence  of  ‘constructivist’  social  

theory  in  IR  –  could  be  paving  the  way  for  a  ‘natural  affinity’  with  generational  analysis.    

As  suggested  by  the  aforementioned  pairing  of  generational  analysis  with  structuration  

theory  that  Acuff  and  I  engaged  in  our  2012,  generations  can  be  considered  both  agents  

and  (social)  structures  because  they  exert  an  influence  upon  a  society  when  they  

capture  the  latter’s  resources.  This  is  a  key  aspect  of  Giddens’s  social  theory  combining  

active  agents  with  changeable  structures  (1984;  1991).  Agency  is  not  the  same  as  free  

will,  to  wit  it  ‘refers  not  to  the  intentions  people  have  in  doings  things  but  to  their  

capability  of  doing  those  things  in  the  first  place  (which  is  why  agency  implies  power),  

                                                                                                               5  For  a  take  on  the  possibility  that  Kuhn’s  work  was  influenced  by  not  only  the  intense  political  times  leading  up  to  his  publication  of  Structure,  but  also  Richard  Hofstadter’s  ‘take’  regarding  certain  ‘paranoid’  US  political  styles,  see  Reisch  (2012).  

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(Giddens  1984,  9).    Resources  ‘are  structured  properties  of  social  systems,  drawn  upon  

and  reproduced  by  knowledgeable  agents  in  the  course  of  interaction  …[they  are  also]  

media  through  which  power  is  exercised’  (15-­‐16).  Both  ‘allocative’  (materials)  and  

‘authoritative’  (rules)  resources  are  equally  important  for  a  generation  to  shape  its  

society  (as  structure)  and  transform  its  routines,  cadences,  sensibilities,  and  policies.    

  Giddens  uses  the  term  ‘storage’  of  these  resources  as  referring  to  ‘the  retention  

and  control  of  information  or  knowledge’,  such  storage  includes  three  aspects.  First,  it  

‘presumes  media  of  information  representation,  [second]  modes  of  information  

retrieval  or  recall  and,  as  with  all  power  resources,  [third]  modes  of  its  dissemination’  

(1984,  261,  emphasis  original).  Generational  cohorts  thus  do  not  unproblematically  

transform  a  polity  or  community  by  their  mere  emerging  presence  –  they  must  capture  

the  storage  sites  for  these  resources,  and  then  deploy  them  to  shape,  routinize  and  

habitualize  actions  going  forward.    We  can  graft  the  generational  analysis  ‘story’  onto  

Giddens’s  structurationist  take  on  ‘resources’  to  delineate  the  politically-­‐contested  

manner  in  which  change  occurs.  

  The  set  of  traumatic  experiences  or  ruptures  (akin  to  the  ‘critical  situations’  of  a  

‘radical  or  unpredictable  kind’  discussed  by  Giddens,  1984,  61)  coloring  an  emerging  

generation’s  formative  years  provide  an  opportunity  or  opening  for  that  generation  

once  it  accesses  that  society’s  resources.  The  opportunity  is  for  not  only  a  public  recall  

of  this  traumatic  national  experience,  but  a  dissemination  of  a  causal  narrative  linking  

the  previous  thinking  and  action  (interventionist  or  not)  of  the  generation  waning  from  

power  to  that  traumatic  experience.  In  a  previous  study,  I  discussed  this  ‘causal  story’  

contestation  occurring  during  generational  transitions  through  an  ‘if-­‐then’  formulation:  

if  there  is:  (a)  a  formative  event  and  (b)  a  strong  “cut-­‐point”  of  a  politically  awakening  generational  cohort  that  can  (c)  causally  link  such  an  event  to  the  excesses  of  a  previous  generation,  then  such  an  experience  will  generate  momentum  for  a  “gestalt  shift”—a  different  way  of  thinking  about  the  world  to  avoid  this  event’s  recurrence  (Steele  2012,  40)    This  transition  is  thus  not  inevitable  (although  evaluating  other  generational  analysis  

accounts  makes  it  seem  that  way),  but  contingent.  One  of  the  key  aspects  that  

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influences  this  contingency  is  not  only  the  amount  or  depth  of  access  to  resources,  but  

to  the  general  reception  and  affirmation  by  the  wider  polity  or  society  to  the  type  of  

causal  narrative  that  the  emerging  generation  tells.  Some  narratives  (what  I  term  below  

‘vitalist’)  may  be  more  inspirational  or  influential  than  others  (ie:  those  foregrounding  

restraint).      

 

Vitalist-­‐Progressive  Generations  

  An  interesting  angle,  or  twist,  on  the  generational  cycle  argument  can  be  found  

in  Kustermans  and  Ringmar’s  study  on  boredom  and  war  (2011),  which  both  invokes  the  

concept  of  a  generation  and  also  refers  to  work  on  moods  by  Dallek  (1982).  Kustermans  

and  Ringmar  posit  boredom  as  a  function  of  modernity.  Both  the  eras  they  examine  –  

prior  to  WWI  and  the  1990s  into  the  early  2000s  –  are  characterized  through  

generations  who  experienced  ennui  or  an  emptiness.  In  the  former  case,  the  two  refer  

to  a  study  conducted  in  1913  by  Henri  Massis  and  Alfred  de  Tarde,  who  found  by  then  

that:  

 A  generational  shift  had  taken  place.  For  much  of  the  nineteenth  century  young  people  had  indeed  been  listless  and  lacking  in  direction,  but  now  things  were  rapidly  improving.  The  new  generation  is  not  sitting  around  philosophising,  they  concluded,  instead  they  want  ‘to  get  things  done’  (Kustermans  and  Ringerman  2011:  1784).    The  two  found  in  students  of  that  era  a  ‘vitality  in  action’.  This  was  an  expression  of  a  

wider  form  of  what  was  being  termed  then  ‘vitalism’,  popularized  during  that  time  in  

both  the  sciences  (biology  especially),  and  through  the  work  of  philosophers  such  as  

Henri  Bergson  (1907).6    

  The  term  ‘vitalist’  may  better  characterize  broader  ‘interventionist’  generations,  

because  it  provides  an  even  starker  juxtaposition  with  non-­‐interventionist  ones  on  

questions  that  go  much  deeper  than  simply  whether  a  national  polity  should  ‘intervene’  

or  not  abroad.  Let  me  provide  some  background  on  this  term,  and  why  it  may  be  a  

better  referent  than  Roskin’s  ‘interventionist’  one  for  these  types  of  generations.                                                                                                                  6  Bechtel  and  Richardson  (1998)  provide  an  overview  of  vitalist  philosophies  and  accounts  from  the  early  20th  Century.  

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  A  somewhat  casual  understanding  of  vitalism  is  found  in  Merriam-­‐Webster  

definition  of  it  as  ‘a  doctrine  that  the  processes  of  life  are  not  explicable  by  the  laws  of  

physics  and  chemistry  alone  and  that  life  is  in  some  part  self-­‐determining’.7  Vitalism  has  

a  long  and  varied  history,  perhaps  dating  back  to  the  work  of  Aristotle,  and  extending  

into  both  the  life  sciences  as  well  as  the  humanities  and  arts  (Driesch  2010),  permeating  

and  sometimes  embodied  through  the  work  of  a  variety  of  modern  thinkers  from  

Bergson  (Burwick  and  Douglass  2010)  to  Nietzsche  (Reichert  1964).  As  it  relates  to  global  

politics,  few  of  us  would  deny  that  human  forces  are  at  work  in  helping  to  shape  (if  not  

determine,  let  alone  self-­‐determine)  relations.  But  ‘vitalist’  views  tend  to  take  this  

assumption  to  another  level,  asserting  that  particular  decisions  or  forceful  events  can  

overwhelm  the  agency  of  others  and  that  these  decisions  can  help  shape  history.  

Richard  Wolin,  for  instance,  understands  political  vitalists  as  those  who  assume  a  

political  action  as  having  the  potential  for  a  ‘magical  omnipotence’  which  helps  to  bridge  

the  ‘gulf  between  the  abstract  and  concrete’  (Wolin  1990:  298).  Such  views  also  focus  

on  how  such  action  re-­‐vitalizes  a  particular  community  behind  a  common  cause.  Such  

vitalization  is  both  ideational  and  emotional,  but  also  material  and  physical  –  (de)-­‐

‘positing’  members  of  a  community  towards  some  crisis  or  occurrence  ‘out  there’  that  

vitalists  find  needing  rectification.8    

  Vitalist-­‐progressive  generations  are  more  popular  and  influential  through  time.  

To  see  this,  and  how  less  influential  or  visible  what  I  title  ‘conservative-­‐restrained’  

generations  to  be,  we  can  engage  one  ambitious,  bold,  and  somewhat  overly  confident  

thesis  on  generations  that  was  proffered  by  William  Strauss  and  Neil  Howe  in  their  1990  

book,  as  well  as  their  follow-­‐up  study  (1997).  Stauss  and  Howe  argue  that  the  ‘great  

failure  of  generations  writing’  was  that  even  if  writers  from  ‘Comte  through  Mannheim’  

produced  works  on  the  generation  that  were  ‘colorful,  eloquent,  and  painstakingly  

empirical’  they  were  ‘seldom  explanatory’.  For  Strauss  and  Howe,  the  key  towards  

                                                                                                               7  http://www.merriam-­‐webster.com/dictionary/vitalism    8  This  is  an  oblique  reference  to  Tarik  Kochi’s  lively  concept  of  ‘positing’,  and  specifically  his  understanding  of  war  as  an  ‘act  of  positing’.  Kochi  defines  this  as  both  an  ‘act  of  thinking  and  acting’,  and  sees  positing  as  a  practice  of  ‘humans  in  modernity  attempt[ing]  to  control,  shape,  and  re-­‐create  our  physical  and  social  world  through  action’  (2009,  236).  

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engaging  the  explanatory  (ie;  predictive)  power  of  generational  cohorts  was  in  providing  

an  account  of  how  they  arise,  how  they  change,  and  how  they  have  any  particular  

length.  Such  an  account  is  needed  since  ‘you  can  read  endless  tomes  of  generations  

literature  looking  for  answers  to  these  questions.  [But]  you  won’t  find  any’  (Strauss  and  

Howe  1991,  440).  

  Of  course,  this  isn’t  quite  the  case,  for  perhaps  the  only  two  aspects  separating  

Strauss  and  Howe’s  articulation  of  generational  change  from  others  before  them  is  (1)  

the  purpose  of  explanation  and  (2)  the  comprehensive,  clean  (regulatory  or  rational  

checking  and  balancing  through  time),  and  confident  theorization  of  generational  cycles.  

Considering  that  their  typology  does  overlap,  if  not  perfectly  graft-­‐upon,  the  

interventionist-­‐noninterventionist  typology  of  others  working  on  generations,  it  bears  

some  notice  for  our  purposes  here.  

  Strauss  and  Howe’s  typology  presented  four  ‘types’  of  generations  which  recycle  

every  200  years  –  Idealist,  Reactive,  Civic  and  Adaptive.  All  generations  are  formed  by  

‘social  moments’  –  a  set  of  traumatic  or  iconic  experiences  that  each  generation  

engages  during  its  formative  years  (~18-­‐29  years  of  age).  The  formative  experience  

socializes  a  generation  –  and  it  can  encode  particular  causal  logics  for  that  generation  

that  distinguish  it  from  the  generation  in  power,  and  others  emerging  after  it  (Steele  

2012).    

  Idealist  and  Civic  generations  are  both  interventionist,  and  they  are  both  vitalist-­‐

progressive  in  the  sense  that  they  associate  their  views  of  policy  as  imbued  with  a  

universal  meaning  connecting  to  something  greater,  broader,  and  grander  than  their  

own  temporally  contextualized  formative  experiences.  Idealist  generations  –  

exemplified  by  the  Missionary  generation  of  the  late  19th  Century,  and  the  more  recent  

Baby  Boomer  generation  (George  W.  Bush,  Bill  Clinton),  see  progress  in  breaking  down  

existing  institutions  that  are  in  the  way  of  progress.  Civic  generations  seek  out  progress  

not  by  tearing  down  institutions,  but  by  building  them.    Adaptive  generations  are  just  

that  –  complementary  and  conforming  to  the  directions  the  older  Civic  or  the  younger  

Idealist  generations  seek  to  channel  the  national  community  (see  also  Winograd  and  

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Hais  2008,  25-­‐26).  Yet  in  some  instances  adaptive  generations,  too,  are  filled  with  a  

universalist  faith,  as  evidenced  by  Woodrow  Wilson’s  generation,  which  Strauss  and  

Howe  title  ‘Progressive’  (1991,  217-­‐227).  

  It  is  only  the  Reactive  generations  –who  when  reaching  mid-­‐life  prove  to  be  

‘pragmatic  managers  of  secular  crises’  –  that  can  be  characterized  as  prone  to  a  type  of  

restraint  (Strauss  and  Howe  1991,  74).  This  generation-­‐type  in  its  early  years  can  be  

characterized  as  counter-­‐cultural  and  somewhat  reckless,  but  tends  to  be  pragmatic,  

reserved,  and  philosophically  conservative  when  and  if  it  comes  to  power.  

  Caveats  abound,  of  course,  for  once  again  we  are  making  generalizations  (gen  

type)  upon  a  generalization  (generation).    This  ignores  the  agency  of  individuals  and  

groups  within  these  generations  let  alone  the  fact  that  the  referent  of  the  national  Self  

is  also  being  totalized  as  a  (perhaps  the  only?)  referent.  Indeed,  as  the  brief  discussion  

of  containment  and  US  foreign  policy  in  the  early  stages  of  the  Cold  War  illustrates  

below,  certain  individuals  (even  elites)  buck  their  generational  type.  Further,  one  

problem  that  continues  to  bedevil  the  generation  and  noted  by  even  some  of  its  

analytical  proponents  (see  Steele  and  Acuff  2012,  6)  is  whether  it  is  a  relevant  referent  

or  phenomena  outside  of  particular  national  contexts  and  societies,  including  as  

Tocqueville  (1945,  62)  suggested  the  egalitarian  American  one  where  generations  seem  

to  be  uniquely  prominent.    

 

Reactive  Generations  through  time  

  Nevertheless,  with  these  caveats  in  mind,  I  would  like  to  push  nward  with  

Strauss  and  Howe’s  characterizations  of  Reactive  generations.  Doing  so  discloses  the  

possibility  for  discovering  what  generates,  and  conversely  overwhelms,  restraint  in  a  

polity.  For  of  the  four  generational  types  in  Strauss  and  Howe’s  cycle,  the  Reactive  

(precisely  because  it  rejects  universalism)  is  the  only  one  prone  towards  changing  a  

polity  by  restraining  it.  This  particular  context  and  typology  still  provides  an  opportunity  

for  a  plausibility  probe  inquiring  to  the  challenge  of  restraint  and  its  relationship  to  

change.  If,  again,  plausible,  this  paper  seeks  to  augment  Roskin’s  ‘interventionist-­‐

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noninterventionist’  framework.  An  examination  of  restraint’s  presence  or  absence  

through  time  may  help  explain,  in  inverse  fashion,  why  vitalist-­‐progressivism  in  the  

United  States  is  the  more  dominant  generational  type  (more  dominant  than  Roskin’s  

interventionist-­‐non-­‐interventionist  cycle  would  suggest).  Further,  while  Strauss  and  

Howe’s  four-­‐century-­‐long  grand-­‐sweep  of  American  history  is  indeed  too  

comprehensive  and  overwhelming  of  a  dataset  to  effectively  analyze  in  one  paper,  by  

reducing  our  focus  upon  the  Reactive  generations  they  identify  we  can  in  an  albeit  

cursory  manner  assess  what  factors  may  predispose  such  generations  towards  restraint.    

  Strauss  and  Howe  examine  five  Reactive  generations.  In  general,  these  

generations  tend  to  experience  some  type  of  hardship  as  children  and  young  adults,  and  

being  children  of  Idealist  generation-­‐type  parents,  are  raised  with  more  neglect  or  

indifference  than  any  other  generational  type.  Examining  each  of  the  five  Reactive  

generations  discussed  in  Strauss  and  Howe’s  1991  study  provides  further  inductive  

generalizations  about  Reactive  generations.  

  The  first  of  these  that  prove  the  most  difficult  to  evaluate  is  the  Cavalier  

generation,  born  between  1615-­‐1647.    Like  other  generations  examined  in  their  

‘Colonial’  cycle,  this  generation  was  one  of  immigrants,  originating  according  to  Strauss  

and  Howe  mainly  from  southwestern  England  before  settling  in  the  New  World.    The  

formative  experiences  for  this  generation  are  thus  harder  to  peg,  although  like  the  

aforementioned  Lipsius  whose  work  was  being  disseminated  around  this  time,  Strauss  

and  Howe  point  to  the  ending  of  the  wars  of  Religion  and  the  emergence  of  a  ‘realpolitik  

of  hungry  new  superpowers’  characterizing  the  environment  of  the  ‘Cavalier  character’  

that  first  ‘took  shape  in  the  Old  World’  (131).    One  key  aspect  of  the  Cavalier  that  

Strauss  and  Howe  focus  upon  is  their  rejection  of  the  moral  authority  of  the  Puritan  

generation  preceding  them,  and  a  general  skepticism  regarding  the  ‘lies’  told  by  that  

Idealist  generation.    One  prominent  member  the  two  identify  is  Increase  Mather,  whose  

general  pragmatism  and  restraint  was  evidenced  in  his  calls  for  a  restrained  treatment  

of  evidence  during  the  Salem  Witch  Trials,  as  well  as  a  less  ideological  approach  towards  

restoring  the  Massachusetts  Charter.  This  restraint  contrasts  starkly  with  those  of  an  

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emerging  ‘Glorious’  generation  –  including  Mather’s  son  Cotton  –  the  latter  

enthusiastically  supported  the  trying  and  execution  of  the  Salem  ‘witches’.    

  The  second  Reactive  generation  Strauss  and  Howe  title,  appropriately,  the  

‘Liberty’  generation.  With  members  born  between  1724-­‐1741,  it  included  some  of  the  

United  States’s  Founding  Fathers,  most  prominently  George  Washington,  John  Adams,  

Patrick  Henry,  and  Paul  Revere  (1991  166).  The  Liberty  generation  could  be  considered  a  

revolutionary  and  thus  Idealist  one  considering  that  their  rise  to  prominence  coincided  

with  the  Revolutionary  War.  Yet  Strauss  and  Howe  argue  that  the  bloody,  ambiguous  

and  costly  French  and  Indian  War  –  within  which  many  Liberty  members  fought  –  was  a  

much  more  visceral  formative  experience  from  which  this  generation  took  its  instruction  

on  social  relations.  The  authors  argue  that  it  is  Washington’s  prudence  both  as  a  general  

and  then  in  two-­‐terms  as  the  US’s  first  President  that  exemplifies  this  generation’s  

pragmatic  and  even  restrained  stance  towards  politics.  It  should  be  noted  that  Hans  

Morgenthau,  writing  (not  coincidentally)  in  1950,  argued  that  the  United  States:  

 Owed  its  existence  and  survival  as  an  independent  nation  to  those  extraordinary  qualities  of  political  insight,  historic  perspective,  and  common-­‐sense  which  the  first  generation  of  Americans  applied  to  the  affairs  of  state  (Morgenthau  1950,  833)9       Strauss  and  Howe,  following  the  satirical  novel  of  Twain  and  Warner  (1873)  that  

titled  the  era,  call  America’s  next  Reactive  generation  the  ‘Gilded’,  born  between  1822-­‐

1842.  The  Gilded  were  the  most  remarkable  and  ‘un’-­‐Reactive  generation  in  the  sense  

that  due  to  the  US  Civil  War  in  the  middle  of  the  century,  they  were  required  (again,  

according  to  Strauss  and  Howe)  to  ‘fuse’  their  reactive  tendencies  with  a  Civic  duty  to  

correct  and  reconstruct  American  society  in  the  latter  half  of  the  19th  Century.  Thus,  and  

beginning  with  Ulysses  S.  Grant,  the  Gilded  produced  more  US  Presidents  (six)  than  any  

other  Reactive  generation  before  or  since.  Yet  their  traumatic  experiences  in  the  US  Civil  

War,  and  their  skepticism  and  reactions  to  the  moralism  surrounding  the  US  

                                                                                                               9  Morgenthau,  like  Strauss  and  Howe,  place  the  ‘break’  in  generation  between  Adams  and  Thomas  Jefferson,  with  Morgenthau  characterizing  Jefferson’s  foreign  policy  as  part  of  the  ‘Ideological’  (rather  than  Realistic)  era  of  American  Foreign  Policy  and  Strauss  and  Howe  pegging  Jefferson  as  part  of  the  Republican  generation  that  followed  the  Liberty.  

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participation  in  the  Spanish-­‐American  War,  evince  a  concern  with  and  even  rejection  of  

absolutist  or  universalist  understandings  of  the  US’s  place  and  ‘mission’  in  the  world.    To  

illustrate,  in  a  1906  speech,  Mark  Twain  reflected  on  the  assertions  by  then  President  

Theodore  Roosevelt  (a  member,  like  Wilson,  of  the  Progressive  generation  which  

followed  Twain’s  Gilded)  that  the  recent  Battle  of  Moro  Crater  (termed  the  ‘Moro  

Massacre’  thereafter),  was  a  ‘brilliant  feat  which  upheld  the  honor  of  the  American  flag’.  

Twain  responded:  

with  six  hundred  engaged  on  each  side,  we  lost  fifteen  men  killed  outright,  and  we  had  thirty-­‐two  wounded-­‐counting  that  nose  and  that  elbow.  The  enemy  numbered  six  hundred  -­‐-­‐  including  women  and  children  -­‐-­‐  and  we  abolished  them  utterly,  leaving  not  even  a  baby  alive  to  cry  for  its  dead  mother.  This  is  incomparably  the  greatest  victory  that  was  ever  achieved  by  the  Christian  soldiers  of  the  United  States.    

And  then,  with  the  updated  news  that  the  number  was  closer  to  900,  Twain  updated  his  

assessment,  ‘I  was  never  so  enthusiastically  proud  of  the  flag  till  now’  (Clemens  1906).10    

  The  fourth  Reactive  generation  engaged  by  Strauss  and  Howe  is  the  Lost  

generation,  born  between  1883  and  1900.  Here  we  find  a  host  of  familiar  members,  

including  Reinhold  Niebuhr,  William  James,  F.  Scott  Fitzgerald,  Ernest  Hemingway,  and  

Walter  Lippmann.  This  generation’s  key  formative  experiences  were  the  First  World  War  

and  the  decadent  Roaring  20s.  Strauss  and  Howe  again  focus  on  the  more  reckless  years  

of  youth,  and  then  the  pragmatic  and  restrained  middle-­‐age  years,  that  like  other  

Reactive  generations  characterized  the  Lost.    I  discuss  this  generation  and  its  ‘moment’  

of  restraint  when  in  power  in  the  late  1940s  and  1950s  below.  

  The  final  Reactive  generation,  and  the  one  still  present  in  contemporary  US  

society,  is  what  Strauss  and  Howe  title  the  ‘13er’  generation,  born  between  1961  and  

1981  (ages  34-­‐54  in  2015).  The  formative  experiences  and  tendencies  characterizing  this  

generation  are  harder  to  identify  for  Strauss  and  Howe,  since  they  are  writing  their  

study  at  a  time  when  the  13er  generation  is  emerging  (1991).  Nevertheless,  this                                                                                                                  10  Twain’s  sarcasm,  perhaps  difficult  to  detect  for  the  innocent,  is  revealed  in  a  juxtaposed  assertion  later  in  the  speech.  Regarding  Roosevelt,    Twain  notes  ‘He  knew  perfectly  well  that  to  pen  six  hundred  helpless  and  weaponless  savages  in  a  hole  like  rats  in  a  trap  and  massacre  them  in  detail  during  a  stretch  of  a  day  and  a  half,  from  a  safe  position  on  the  heights  above,  was  no  brilliant  feat  of  arms’,  Ibid.  

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generation,  titled  following  Douglas  Coupland’s  novel  of  the  same  year  ‘Generation  X’,  

has  been  the  subject  of  a  number  of  studies  and  is  invoked  in  popular  discussions  on  

generations  quite  frequently  with  terms  hearkening  to  the  Reactive  type  (see  Winograd  

and  Hais  2008;  Gordinier  2008).    

  What  does  this  whirlwind  tour  of  Reactive  generations  tell  us  about  the  

tendencies,  experiences,  or  general  outlooks  that  could  explain  a  propensity  for  valuing  

restraint?  There  are,  generally,  three  factors  in  common  across  these  five  Reactive  types  

that  can  be  posited  as  making  Reactive  generations  the  unique  ones  in  terms  of  valuing  

restraint.  First,  each  Reactive  generation  was  sandwiched  in-­‐between  generations  who  

considered  their  outlook  on  America,  and  its  place  in  the  world,  through  divine,  

absolutist,  or  universal  notions.  Second,  and  not  unrelated,  most  (Cavalier  excepted)11  

experienced  and  in  many  cases  participated  in  a  costly  and  even  catastrophic  war  

(French-­‐Indian  [Liberty],  US  Civil  War  [Gilded],  WWI  [Lost],  US  War  on  Terror  [Gen  X]).  

That  these  wars  were  often  accompanied  by  lofty  rhetoric  to  justify  US  or  American  

participation  is  also  noteworthy.    Third,  and  again  not  unrelated  to  the  first  and  second,  

all  witnessed  at  some  point  a  general  domestic  crisis  where  civil  liberties  were  curtailed,  

with  particular  groups  within  American  society  targeted,  swamping  or  overcoming  any  

of  the  protections  in  place  to  protect  such  liberties.  Government  intrusion,  with  the  

support  of  the  wider  society,  was  the  hallmark  of  each  of  these  crises  {Salem  Witch  

Trials  [Cavalier],  suspension  of  Habeus  Corpus  [Gilded];  Alien  and  Sedition  Acts  and  

McCarthyism  [Lost],  Patriot  Act,  the  return  of  torture,  and  its  complements  [Gen  X]).  

  What  this  whirlwind  does  not  provide  us  is  any  explanatory  account  for  how  

such  sensibilities  become  internalize,  let  alone  promoted,  in  these  Reactive  generations.  

The  most  we  might  expect  is  an  illustration  of  how  one  of  these  may  have  sought  –  

through  policy,  writings,  and  organized  theoretical  arguments  and  referents  –  to  

promote  restraint  to  the  wider  US  public  for  the  (brief)  period  of  time  it  contained  the  

allocative  and  authoritative  resources  to  do  so.  

                                                                                                                   11  Although  as  mentioned,  some  of  the  Cavalier  generation  did  experience  the  end  of  the  Relgious  Wars  of  Europe,  including  the  Thirty  Years  War,  before  emigrating  to  America.  

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Containment,  Rollback,  and  National  Purpose    Following  the  end  of  the  Second  World  War,  and  with  the  emergence  of  the  bipolar  

structure,  the  United  States  embarked  on  a  strategy  of  containment  of  the  Soviet  Union.  

George  Kennan,  under  the  pseudonym  ‘X’,  discussed  the  nature  of  the  Soviet  threat  in  

his  famous  ‘Sources  of  Soviet  Conduct’.  For  Kennan,  the  Soviet  Union’s:  

 political  action  is  a  fluid  stream  which  moves  constantly,  wherever  it  is  permitted  to  move,  toward  a  given  goal.  Its  main  concern  is  to  make  sure  that  it  has  filled  every  nook  and  cranny  available  to  it  in  the  basin  of  world  power.  But  if  it  finds  unassailable  barriers  in  its  path,  it  accepts  these  philosophically  and  accommodates  itself  to  them  (1947)      Thus,  such  ‘barriers’  could  be  placed  in  the  Soviet  Union’s  path  by  containment,  via  ‘the  

adroit  and  vigilant  application  of  counterforce  at  a  series  of  constantly  shifting  

geographical  and  political  points,  corresponding  to  the  shifts  and  maneuvers  of  Soviet  

policy’  (1947).12  

    These  are  often  the  only  points  emphasized  regarding  Kennan’s  missive,  but  

further  sensibilities,  relevant  to  a  Lost  Generation  sense  of  stoicism  and  restraint,13  

should  be  noted  from  this  key  document.    The  following  passage,  quoted  at-­‐length  for  

purposes  of  its  vivid  illustration  of  the  conservative-­‐restrained  sensibility,  captures  the  

more  important  practice  of  containment  (one  that  implies  continuous  effort  rather  than  

static  ‘blocking’  of  the  Soviet  threat):  

 such  a  policy  has  nothing  to  do  with  outward  histrionics:  with  threats  or  blustering  or  superfluous  gestures  of  outward  "toughness."  While  the  Kremlin  is  basically  flexible  in  its  reaction  to  political  realities,  it  is  by  no  means  unamenable  to  considerations  of  prestige.  Like  almost  any  other  government,  it  can  be  placed  by  tactless  and  threatening  gestures  in  a  position  where  it  cannot  afford  to  yield  even  though  this  might  be  dictated  by  its  sense  of  realism.  The  Russian  leaders  are  keen  judges  of  human  psychology,  and  as  such  they  are  highly  conscious  that  loss  of  temper  and  of  self-­‐control  is  never  a  source  of  strength  in  political  affairs.  They  are  quick  to  exploit  such  evidences  of  weakness.  For  

                                                                                                               12  http://www.foreignaffairs.com/articles/23331/x/the-­‐sources-­‐of-­‐soviet-­‐conduct    13  Strauss  and  Howe  place  Kennan  in  the  GI  (or  today  sometimes  called  the  ‘Greatest’  or  WWII  generation),  although  his  birth  of  1904  puts  Kennan  on  the  borderline  between  that  cohort  and  the  slightly  older  Lost  Generation  of  Truman  and  Eisenhower  (and  Lippmann  and  Niebuhr,  for  that  matter).    

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these  reasons,  it  is  a  sine  qua  non  of  successful  dealing  with  Russia  that  the  foreign  government  in  question  should  remain  at  all  times  cool  and  collected  and  that  its  demands  on  Russian  policy  should  be  put  forward  in  such  a  manner  as  to  leave  the  way  open  for  a  compliance  not  too  detrimental  to  Russian  prestige  (1947,  emphases  added)    Containment  can  be,  and  often  is,  considered  as  part  an  interventionist  policy.  Indeed,  

the  ‘Truman  Doctrine’  speech  from  March  1947,  often  combined  with  Kennan’s  dispatch  

as  a  cornerstone  document  of  containment,  was  an  address  to  the  US  Congress  calling  

for  aid  to  assist  the  Greek  and  Turkish  governments  in  their  fight  against  Communist  

adversaries.  That  document  also  served  as  a  blueprint  for  ‘economic  and  financial’  

assistance  extended  to  all    ‘free  peoples  …  resisting  attempted  subjugation  by  armed  

minorities  or  by  outside  pressures’.14    

  Yet  containment,  once  implemented,  involved  consistent  and  continuous  effort  

to  realize  restraint.  Two  items,  at  minimum,  bear  notice  here.  First,  Kennan  reorients  an  

understanding  of  strength,  criticizing  ‘histrionics’,  ‘gestures  of  outward  “toughness”’,  or  

otherwise  ‘tactless’  gestures.  Rhetoric  and  emotions  of  the  US  Self,  its  politicians,  and  its  

citizens  should  be  restrained  in  containment.  Second,  restraint  is  important  for  social  

reasons  –  it  demonstrates  to  Russia  more  resolve  and  strength  via  ‘self-­‐control’  than  a  

more  ‘forceful’  or  ‘hawkish’  rhetorical  stance  ever  could.        

  But  it  is  not  just  the  document  formulated  by  a  state  agent  like  Kennan  that  

bears  notice  here  –  for  the  policy  of  containment  would  not  only  be  tested  in  its  infancy  

but  also  throughout  the  following  decades  precisely  for  its  restraint  and  seemingly  

limited  nature.    It  is  the  context  within  which  Kennan  issues  containment,  the  ways  in  

which  other  early  Cold  War  ‘realists’  would  seek  to  imbue  a  type  of  restraint  into  US  

foreign  policy  during  this  time,  and  the  ways  in  which  the  challenge  that  modifications  

or  even  rejections  of  containment  were  confronted  or  resisted  during  the  1950s.    

  With  the  knowledge,  especially  after  the  first  successful  Soviet  atomic  test  in  

August  of  1949,  that  both  superpowers  could  annihilate  one  another,  came  a  particular  

urgency  and  set  of  reflections  regarding  the  proper  strategy  to  engage  the  Soviet  threat.  

In  this  context,  it  was  the  voice  of  the  US-­‐based  ‘Realists’  who,  in  the  words  of  David  

                                                                                                               14  Truman  Doctrine  speech  accessed  at:  http://www.trumanlibrary.org/teacher/doctrine.htm    

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McCourt,  ‘chime[d]  in  with  the  zeitgeist  so  strongly’  in  the  1950s  (2012,  62;  see  also  

Guilhot  2008).  Calling  these  realists  a  ‘generation  unit’,  McCourt  notes  three  assertions  

for  the  rise  (and  fall)  of  this  group:  (1)  Institutional  support  from  the  Rockefeller  

foundation;  (2)  Realists’  ideas  were  taken  on  by  both  the  academy  and  the  

governmental  sphere  (evidenced  by  Kennan’s  role  in  both);  and  (3)  realists  would,  by  

the  1960s,  and  for  generational  reasons  of  wane,  lose  ‘control’  over  their  realism  to  the  

behavioralists  (McCourt  2012,  62-­‐64).  

  Indeed,  if  we  review  some  of  the  works  appearing  by  this  group  of  realists  in  the  

1950s,  we  can  see  the  theme  of  restraint  appearing  quite  frequently.  Robert  Jervis,  in  

Guilhot’s  (2011)  more  recent  edited  volume  on  this  period,  summarizes  the  context  

quite  succinctly:  

 In  the  mid-­‐1950s,  with  the  memory  of  Hitler  still  fresh,  with  Stalin  just  having  died,  and  with  the  behavior  of  Joseph  McCarthy  looming  large  …  realists  believed  that  …  Leaders  had  to  fight  some  of  the  impulses  they  were  sure  to  harbor,  had  to  resist  the  easy  rationalization  that  the  requirements  of  national  security  always  trumped  other  values  …Furthermore,  this  struggle  would  never  end  (Jervis  2011,  34,  emphasis  added)    That  it  would  never  end  meant  (again)  that  restraint  required  constant  effort  and  

vigilance.  It  also  motivated  the  realists  to  find  some  particular  devices  –  analytical,  

normative  or  otherwise  –  that  could  ‘teach’  policymakers  and  other  scholars  alike  about  

the  ‘realities’  and  contingencies  of  international  politics.  Morgenthau’s  1950  

‘Mainsprings’  article  promoting  the  balance  of  power  ,  which  invoked  Washington’s  

Liberty  generation  as  a  favorable  model  of  ‘realistic’  foreign  policy,  was  mentioned  

above.  It  too  should  be  read  in  light  of  the  cautionary  tale  of  restraint  invoked  during  

this  period.    

  Let  me  provide  a  further  example  from  John  Herz’s  formulation  in  1950  of  the  

‘security  dilemma’.      Through  careful  examination  of  a  variety  of  Idealist  ‘Nationalisms’  

that  were  purposed  in  intent  and  identity  as  Inter-­‐Nationalisms,  Herz  evaluated  what  

has  been  the  general  pattern  across  these  movements,  from  the  French  to  the  

Bolsheviks.    These  movements  were  ‘revolutionary’  ones  whose  ‘birthplace  and  actual  

theater’  were  ‘regarded  as  merely  accidental  starting  points  of  what  was  conceived  as  a  

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world-­‐embracing  development;  such  movements  were  thus  world-­‐revolutionary  in  the  

strict  sense’  (Herz  1950:  164).      

  Herz  progresses  through  each  of  these  idealisms  –  and  how  their  certainty  as  

universalisms  ran  into,  eventually,  the  security  dilemma.    Each  revolutionary  movement  

thought  that  they  were  part  of  a  historical  cut-­‐point,  representing  a  universally  valid  

movement  and  set  of  principles  that  translated  across  national  boundaries.    Yet  each,  

when  seeking  out  a  broader  movement,  were  greeted  with  resistance,  triggering  a  

security  dilemma,  defined  by  Herz  as  when  groups  seeking  to  acquire  more  power  ‘can  

ever  feel  entirely  secure  in  such  a  world  of  competing  units,  power  competition  ensues,  

and  the  vicious  circle  of  security  and  power  accumulation  is  on’  (Herz  1950:  164).    

Mentioning  in  the  case  of  the  Soviets  that  the  transition  from  an  idealistic  universalism  

(World  Communism)  to  Stalinism  took  around  ‘thirty  years’,  Herz  observed  that    

 As  a  unit  in  international  affairs  the  Soviet  Union  now  acts  with  at  least  the  same  degree  of  insistence  on  self-­‐preservation  "sovereignty,"  security,  and  power  considerations  as  do  other  countries.  Whereas  world-­‐revolutionary  ideology  upheld  the  primacy  of  international  over  "national"  proletarian  considerations,  Stalinism  acts  on  the  assumption  that  no  interest  anywhere  can  possibly  be  above  the  existence  and  maintenance  of  Soviet  rule  in  Russia.  Whatever  appears  today  as  Soviet  internationalism  has  in  reality  become  subservient  to  a  primarily  "national"  cause,  or  rather,  the  maintenance  of  the  regime  of  one  specific  "big  power."  (Herz  1950:  171,  emphasis  added)    

One  reading  of  Herz’s  claim  sees  it  as  a  warning  call  -­‐  one  perfectly  in-­‐line  with  the  

realist  admonition  to  idealists  to  beware  of  adversaries,  to  be  skeptical  of  trust  in  an  

anarchic  world.    Yet,  imagine  an  American  reading  this  in,  say,  1950  -­‐  why  is  a  statement  

like  this,  at  that  time,  so  important?      

  One  answer  is  that  it  is  a  forceful,  although  nuanced,  call  for  a  multilayered  form  

of  restraint  in  US  foreign  policy.    If  every  case  of  revolutionary  universalism  collapsed,  

ultimately,  into  a  realist  nationalist  project,  then  while  such  countries  represent  a  threat  

in  terms  of  a  clash  of  national  interests,  one  need  not  meet  them  as  if  they  represent  an  

existential  threat  to  humanity  itself.      The  United  States  need  not  over-­‐react  to  the  

Soviet  threat,  because  international  politics  has  already  social  and  structurally  

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restrained  it  as  a  transnational  movement  into  something  still  serious  but  more  

colloquial  –  a  great  power  that  seeks  out  national  interests  first  and  foremost,  even  

though  it  continues  to  deploy  the  rhetoric  of  transnational  revolution  and  idealism.  

Thus,  armed  with  the  knowledge  in  an  ‘atomic  age’  that  the  security  dilemma  provided  

‘some  kind  of  stability  and  order  from  which  to  work’,  Herz  could  then  ‘reinvigorate’  the  

‘art  of  diplomacy’  (Sylvest  2008:  448).      

  My  argument  here,  to  re-­‐set,  is  that  these  foci  on  restraint  were  conditioned  by  

generational  factors  –  it  was  the  Lost  generation,  which  included  Kennan,  but  also  

Truman,  Eisenhower,  and  many  other  state  agents  (including  a  swath  of  the  US  public  as  

well),  that  as  a  Reactive  generation  was  receptive  (again,  on  the  whole)  to  such  calls  for  

restraint.  In  this  context,  we  might  also  evaluate  the  key  policy  departure  of  the  

Eisenhower  administration  from  the  previous  Truman  administration.  The  move  was  

from  containing  the  Soviet  threat,  to  rolling  it  back  –  Kennan’s  ‘containment’  to  John  

Foster  Dulles’s  ‘Rollback’.    Containment  was  not  enough  –  and  in  fact  according  to  Dulles  

it  was  was  an  immoral  and  even  ‘evil’  policy  that  ‘abandons  countless  human  beings  to  a  

despotic  and  godless  terrorism’  (quoted  in  Bodenheimer  and  Gould,  12).    

  And  yet,  during  this  time,  as  one  historian  notes,  ‘rollback  was  never  a  realistic  

alternative.  Eisenhower,  once  installed  in  the  White  House,  confronted  the  same  grim  

realities  as  had  his  predecessor’  (Mayers  1983,  59).  A  policy  of  rollback  that  even  

included  the  possibility  of  a  pre-­‐emptive  nuclear  strike  on  the  Soviet  Union  instead  was  

‘rejected’  (Bodenheimer  and  Gould,  13),  and  the  Eisenhower  administration  continued,  

overall,  the  containment  policies  of  its  predecessor.  The  restraint  of  Eisenhower’s  

foreign  policy  was  illustrated  in  several  key  moments  of  the  1950s,  including  the  

reactions  (or  lack  thereof),  to  the  East  German  revolt  of  1953,  Hungary  intervention  by  

Soviet  forces  (Morgenthau  1961/1970,  91-­‐92),  the  break  with  the  Brits,  French,  and  

Israelis  during  the  Suez  Crisis  (both  in  1956),  the  Berlin  crisis  of  1958,  and  the  muted  

response  to  the  shooting  down  of  the  U-­‐2  spy  plane  in  1960.  Rollback,  on  the  other  

hand,  went  beyond  the  measured  sensibilities  of  Eisenhower,  and  although  rhetorically  

powerful  it  went  against,  ultimately,  the  prevailing  ‘mood’  of  the  US  as  a  polity  in  the  

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1950s.  As  Arthur  Schlesinger  would  note  in  his  1960  essay,  looking  back  on  the  previous  

decade,  the  mood  was  of  ‘passivity  and  acquiescence’.  

  By  1960,  Schlesinger’s  essay,  printed  in  Esquire,  seems  quite  prescient  for  the  

contrasts  it  draws  between  the  two  decades  it  was  published  (1950s  v.  1960s),  and  

especially  its  predictions  or  suggestions  of  a  vitalism  brewing  in  the  US  polity  that  would  

suggest  a  much  more  active  country  on  the  world  stage  in  the  decade  to  follow.  

‘Somehow  the  wind  is  beginning  to  change’,  Schlesinger  wrote,  with  Americans  

‘seek[ing]  a  renewal  of  conviction,  a  new  sense  of  national  purpose’  (Schlesigner  1960).  

Such  a  renewal  may  after  the  1950s  seem  to  be  intuitive,  yet  even  during  that  decade,  

Schlesinger  notes,  there  were  ‘the  threats  of  communism  and  nuclear  catastrophe’  that  

should  have  been  ‘enough  to  give  us  this  sense  of  purpose’.  But  alas,  those  threats  did  

not.  What  explains  this  shifting  mood  in  1960?  

  Schlesinger  doesn’t  clearly  state  a  reason  –  he  does  explain  the  ‘torpor’  of  the  

1950s  as  a  result  of  ‘exhaustion’  from  the  crises  of  the  1930s  and  40s.  But  the  transition  

coincides  with  the  increased  emergence  and  visibility  of  the  GI  or  ‘greatest’  generation  

in  American  society.  Such  contrast  between  ‘exhaustion’  and  ‘vitalism’  appeared  with  no  

greater  clarity  than  in  the  transition  of  administrations  and  presidencies  from  

Eisenhower  to  Kennedy.  The  1960s  were  marked  by  the  escalating  US  presence  in  

Vietnam,  an  escalation  opposed  by  almost  all  US-­‐based  realists  at  the  time  (‘a  greviously  

unsound  venture’,  in  Kennan’s  assessment).15    That  decade  may  better  be  considered  

the  genuine  shift  from  Containment  to  Rollback,  from  restraint  to  vitalism.    It  should  

also  be  noted  that  Schlesinger’s  ‘analysis’  is  really  a  political  document  advocating  for  

this  precise  ‘shift’  in  the  societal  mood,  meant  to  critique  the  ‘holiday  from  

responsibility’  that  the  United  States  took  in  the  1950s,  that  the  ‘1950s  were  fatal  years  

for  us  to  relax  on  the  sidelines’  (1960).    And,  of  course,  when  we  also  duly  note  that  

Schlesinger  was  a  speechwriter,  advisor  and  assistant  to  John  F.  Kennedy,  this  makes  

even  more  sense.  

                                                                                                                 15  Frank  Costigliola,  (2011)  Is  this  George  Kennan?  New  york  review  of  books,  December  8,  http://www.nybooks.com/articles/archives/2011/dec/08/is-­‐this-­‐george-­‐kennan/    

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Conclusions,  Caveats  and  Shortcomings    As  mentioned  above,  this  study  was  more  of  a  plausibility  probe  into  the  relationship  

between  generational  cycles  and  restraint,  and  following  from  Strauss  and  Howe’s  

typology  contextualized  only  within  the  United  States.  The  conclusions  reached,  already  

conditioned  and  caveated,  are  no  more  than  mildly  suggestive.  There  are  even  in  the  

context  of  the  United  States  in  the  1950s  two  important,  thorny  issues  for  a  ‘clean’  

reading  on  that  decade  as  one  articulated  via  a  Lost  generational  sensibility  of  restraint.  

 

First,  there  is  the  notable  anomaly  of  John  Foster  Dulles,  the  architect  of  rollback.  

Despite  the  fact  that  rollback  was  not  effectively  or  even  partially  implemented  even  

after  the  Eisenhower  administration  took  over,  it  needs  to  be  noted  that  Dulles,  too,  

was  a  member  of  the  Lost  generation.  Some  of  his  unique  sensibilities  compared  to  

others  of  the  same  generation  can  be  explained  via  his  more  unique  experiences  –  he  

did  not  serve  in  WWI  (the  army  rejected  him  because  of  bad  eyesight)  and  he  was  much  

more  deeply  religious  than  many  other  government  officials.  The  influence  of  his  family  

–  namely  his  grandfather  John  W.  Foster  and  his  uncle  Robert  Lansing  (both  of  whom  

served  as  Secretaries  of  State  as  well),  seem  to  have  shaped  Dulles  more  than  any  

experiences  he  had  during  the  First  World  War  (see  Morgenthau  1961/1970,  89).  Like  

the  distinctions  Acuff  (2012)  details  between  different  First  World  War  German  soldiers  

(front  line  service  or  not)  that  built  different  ‘entelechies’  that  would  clash  when  it  came  

to  the  German  doctrine  of  blitzkrieg  in  World  War  II,  such  formative  experiences  can  

differ  within  the  same  ‘age-­‐unit’  of  a  generation.    Further,  the  rhetorical  radicalization  

within  the  US  Republican  Party,  of  which  Dulles  had  been  a  member,  and  the  ‘fate’  of  

Truman’s  Secretary  of  State,  Dean  Acheson,  also  seem  to  have  influenced  Dulles’  public  

stance,  making  him  much  more  evangelical  in  his  public  pronouncements  against  

Communism  (Morgenthau  1961/1970).    

  Second,  while  we  can  point  to  the  late  1940s  and  the  entire  decade  of  the  1950s  

as  exemplifying  the  restraint  intended  by  the  Containment  doctrine,  we  must  also,  to  be  

honest,  disclose  the  covert  departures  from  restraint  that  also  characterized  that  

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decade,  including  the  CIA-­‐led  overthrows  of  the  Mossadeqh  government  in  Iran  and  the  

Arbenz  government  in  Guatemala.  As  historians  have  noted  for  at  least  a  decade  or  

more  (Mitrovich  2000;  Grose  2000),  and  as  Kennan  intimated  as  far  back  as  a  mid-­‐1980s  

article  in  Foreign  Affairs,  many  containment  advocates  including  Kennan  himself  would  

support  this  more  subterranean  form  of  conflicts.  That  it  would  appear  to  be,  in  

Kennan’s  words,  ‘clandestine  skullduggery’  that  he  would  ‘regret’  looking  back  on  the  

period  (1985/1986)  does  not  detract  from  the  ways  in  which  such  covert  operations  ran  

against  the  sensibilities  of  a  supposedly  restrained  containment  policy.  

  And  yet,  these  caveats  return  us  to  what  was  observed  earlier  in  this  paper  and  

returned  to  obliquely  throughout  –  restraint  may  often  times  be  necessary  and  

preferred.  But  it  is  also,  at  least  in  the  context  of  different  US  interactions  with  the  

broader  world,  a  challenge  that  its  citizens,  leaders,  and  even  its  most  skeptical  

generations  are  for  the  most  part  not  up  to  fulfilling.  In  an  era  of  late  (post?)  modernity  

where  hyper-­‐reactions  are  the  norm,  it  is  on  this  grim  and  saturnine  note  where  I  will  

end  my  paper.  

   

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