Galleon Investments, LLC

Galleon Investments, LLCSailing the seas of finance. Together

Stock Snapshot & Rankings

Sharpe Ratio Rankings & Benchmarked Performance

Technical Analysis• Market is mostly forward thinking. (This means that the price will

move today based on news or guidance for the future. ex.- FB earnings vs. guidance)

The field of technical analysis is based on three assumptions:

• 1. The market discounts everything. (fundamentals, economic trends/events, and market psychology) • 2. Price moves in trends and patterns. • 3. History tends to repeat itself. (The repetitive nature of price

movements is attributed to market psychology; in other words, market participants tend to provide a consistent reaction to similar market stimuli over time.)

Technical Analysis• Market/sector direction• Market/stock momentum• Support/resistance levels• Charting patterns (Gaps, Breakouts, Breakdowns, Cup

and Handle, Head and Shoulders, Double Top/Bottom, Ranges)• Candlestick Charting( hammer, doji, bullish/bearish

engulfing)• Volume• Other technical indicators (Moving Averages, MACD,

RSI, Bollinger Bands, VWAP)

GoPro (GPRO)

10/30/2014Market - Buy Equities GPRO GoPro Inc. 800 67.72 -10 -54,176.003:13 PM

11/5/2014Market - Sell Equities GPRO GoPro Inc. -500 80.33 -10 40,165.0012:59 PM

11/28/2014Market - Sell Equities GPRO GoPro Inc. -300 76.52 -10 22,956.0010:50 AM

8,945.00

Stop – 62.99

• Bad news going into earnings (Michael Schumacher crash and CEO Nick Woodman moved shares into a trust before the end of the lockup period

• Earnings on Oct. 30 (growth stock)

• Double top with inverted hammer

Inverted Hammer Double Top

Tesla (TSLA)

10/30/2014Market - Buy Equities TSLA Tesla Motors

Inc. 500 238.42 -10 -119,210.003:14 PM

11/21/2014Market - Sell Equities TSLA Tesla Motors

Inc. -375 245.13 -10 91,923.7511:01 AM

11/28/2014Market - Sell Equities TSLA Tesla Motors

Inc. -125 242.76 -10 30,345.0010:50 AM

3,058.75

Stop – 214.99Support going back to beginning of year

• Fill the Gap• Earnings report on

Nov. 5 (2 cents profit vs. 1 cent expected loss)

• Filled Gap with inverted hammer

Inverted hammer

ShoulderHead

Shoulder

Trend line

IBM (IBM)

10/30/2014

Market - Buy Equities IBM

International Business Machines Corporation 400 163.94 -10 -65,576.003:17 PM

11/11/2014

Market - Sell Equities IBM

International Business Machines Corporation -400 163.27 -10 65,308.009:58 AM

-268.00Stop – 159.75

Gap Fill after Earnings drop

Range bound

Possible trades:1) Over 1652) Below 160

SolarCity (SCTY)

10/30/2014

Market - Buy Equities SCTY SolarCity

Corporation 600 55.98 -10 -33,588.003:40 PM

11/6/2014

Stop - Sell Equities SCTY SolarCity

Corporation -600 51 -10 30,600.0010:36 AM

-2,988.00

Stop – 44.50 • Cup formation on an upswing with 56/57 resistance

• Market momentum

Inverted Hammer

Alibaba (BABA)

10/30/2014Market - Buy Equities BABA Alibaba Group

Holding 600 98.72 -10 -59,232.003:52 PM

11/5/2014Market - Sell Equities BABA Alibaba Group

Holding -450 109.16 -10 49,122.001:37 PM

11/13/2014Market - Sell Equities BABA Alibaba Group

Holding -150 117.36 -10 17,604.0011:02 AM

7,494.00

Stop – 96.98• Cup formation with $100 resistance• Market momentum• Earnings report on Nov. 4th• Double top

CupHandle

Volume Confirmation

Triple Top

Doji

Facebook (FB)

10/31/2014Market - Buy Equities FB Facebook Inc. 600 74.95 -10 -44,970.001:19 PM

11/11/2014Market - Sell Equities FB Facebook Inc. -600 74.44 -10 44,664.009:58 AM

-306.00

Stop – 71.48 • Fb had record earnings but had lower 2015 guidance for investment spending

• Gap fill• Market climbed and FB and TWTR

didn’t

Michael Kors (KORS

11/14/2014

Market - Buy Equities KORS

Michael Kors Holdings Limited 800 70.99 -10 -56,792.009:53 AM

11/26/2014Stop - Sell Equities KORS

Michael Kors Holdings Limited -600 75.48 -10 45,288.002:19 PM

11/28/2014Market - Sell Equities KORS

Michael Kors Holdings Limited -200 75.98 -10 15,196.0010:50 AM

3,692.00

11/4/2014

Market - Buy Equities KORS

Michael Kors Holdings Limited 1,000 71.8 -10 -71,800.0012:42 PM

11/11/2014Market - Sell Equities KORS

Michael Kors Holdings Limited -1,000 68.4 -10 68,400.009:51 AM

-3,400.00

• Gap Fill• Bottoming tail/ doji on

support• Bullish Engulfing with

volume confirmation

Good support dating back to August 19, 2013

Stop- 68.50. LOD was 68.25 Doji Bullish Engulfing/ High

Volume

TQQQ, UPRO, SQQQ• Leveraged ETFs (3x and 2x)• UPRO – S&P 500 3x bull (500) ($125) – $7,985 or 13.35% profit• TQQQ - Nasdaq 3x bull (600) ($95) – $9,210 or 17.47% profit• SQQQ – Nasdaq 3x bear (300) ($28) - $1,548 or 15.21% loss• We took SQQQ instead of SPXU because Nasdaq is more

volatile, and if market drops, it will make more than SPXU. In short, it is a better hedge and diversification of risk.• We watched the charts to see when to sell out of TQQQ and

UPRO and to buy more of SQQQ.

Bonds and The Market• Corporate• Highest coupon rate• Earliest maturity date

Market is getting a little “toppy” and is long overdue for a correction (10% down from the high). After correction, we would sell most of our bond position and go long again.