WORKING PAPER – [email protected]1 Freedom as nondomination in the jurisprudence of constitutional rights Eoin Daly School of Law, NUI Galway Abstract In recent decades, neorepublican philosophers have developed a theory of freedom as nondomination, which, they claim, is conceptually and analytically distinct from the “liberal” concept of freedom as noninterference. However, neorepublicans have intervened in constitutional debate almost exclusively in relation to structural issues of institutional competence, and have made little impact on the analytical jurisprudence of constitutional rights. While judicial review seems ill equipped to respond to the distributive dimensions of republican freedom, republicans like Richard Bellamy have argued that the whole edifice of countermajoritarian, strong form judicial review is itself an affront to freedom as nondomination properly understood. Republican freedom, in this lens, is defined structurally, procedurally and politically rather than in relation to a definite set, concept or theory of rights that is put outside and beyond politics. And partly for this reason, there has been little commentary concerning how the theory of freedom as nondomination might inform constitutionalrights doctrine. This article will argue, first, that the neo republican view can usefully inform constitutionalrights doctrine notwithstanding republican reservations concerning judicial power. Second, it will propose a number of specific ways in which the jurisprudence of constitutional rights might account for the central concerns of the republican idea. Introduction Perhaps the single most important claim of republican legal theory is that freedom is best understood not as an absence of interference or coercion as such,
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that he attributes chiefly to Hobbes.2 For Hobbes, “a free man is he that in those
things which by his strength and wit he is able to do is not hindered to do what he
hath the will to do.”3 In contrast, republicans understand freedom not as the
absence of interference as such, but rather as a broader guarantee of security
against arbitrary power. This Roman concept – what Skinner coined as “liberty
before liberalism” – runs through thinkers as diverse as Cicero, Harrington and
Machiavelli, and is often contrasted a “positive liberty” concept, whether
Aristotelian or Arendtian, as much as with the “negative” liberal account.4
Building on Skinner’s historical work, Philip Pettit in particular has
elaborated the analytical dimensions of freedom in this neo-‐Roman sense. We are
not unfree, he suggests, where we suffer interference understood as coercion of
choice, but rather where other agents have an unchecked capacity to interfere, on
an arbitrary basis, in choices we are positioned to make.5 Unfreedom is not a
function of the interference agents actually suffer, however it is measured – or
even of the probability of such interference – but rather of the powers of
interference that other agents enjoy, independently of whether or not, and to
what extent these powers are ever exercised.
This makes the non-‐domination concept analytically distinctive in two
respects (although this distinctiveness has been contested).6 First, interference as
such carries no automatic “cost” for freedom, even in an initial prima facie sense.
Pettit contrasts this with Bentham’s claim that all coercive laws are intrinsically
abrogative of freedom prima facie.7 He argues that, far from abrogating freedom,
public interference – exercised under democratic control – in fact constitutes
2 See generally Quentin Skinner, Liberty before Liberalism (Cambridge: Cambridge University
Press, 1998). 3 Thomas Hobbes, Leviathan: Or the Matter, Forme, and Power of a Common-‐Wealth Ecclesiasticall
and Civill, ed. by Ian Shapiro (Yale: Yale University Press, 2010), Chapter XXI. 4 Pettit (n 1), 18 5 See generally Republicanism (n 1) 6 See e.g. Matthew Kramer, “Liberty and Domination” in C. Laborde and J. Maynor, Republicanism
and Political Theory (London: Blackwell, 2008), pp 37-‐51 7 Philip Pettit, “Law and liberty”, in Samantha Besson and José Luis Martí, Legal Republicanism:
National and International Perspectives. (Oxford University Press, 2009).
democracy in a conceptual, and not merely a contingent sense. Even those living
tranquilly under a non-‐democratic regime remain subject to a power that is alien
in that it evades their control, checked only by the goodwill of the power-‐wielder.
Although often traced to Roman thinking, these insights were reflected, in the
early-‐modern period, in Rousseau’s theory of political freedom. He rejected
Hobbes’ contractarian defence of absolutism not merely because he disputed the
egocentric moral psychology on which the “state of nature” was predicated, but
also because he maintained that servitude consists not of subjection to an
external will as such, but rather to an arbitrary or alien will. Even where we avoid
coercion or interference, we remain deeply dependent on the will of alien others;
in particular, we depend on them for recognition and self-‐respect. While
dependency as such is intractable in human societies, Rousseau conjectures that
through the social contract, we can replace dependency on arbitrary power with
mutual inter-‐dependency in the form of political community.14 In a self-‐governing
political community, we are equally inter-‐dependent because we are subject to a
will – the infamous “general will” – that we can recognise as being our own: we
realise political freedom by internalising the source of our social dependency. And
we enter into political society not to guarantee ourselves a sphere of non-‐
interference for our private ends, but rather to free ourselves of domination in all
its insidious social forms.
In contemporary political philosophy, Pettit suggests freedom as non-‐
domination can be secured where public power is subject to certain systems of
popular control and where power disparities in the private sphere are checked
through appropriate distributive mechanisms. 15 While Pettit’s neo-‐Roman
account rejects Rousseau’s communitarian and “authorial” understanding of
democracy, both insist that since freedom is an intrinsically political relation, it
can only be enjoyed through and in the context of political community. Politics
does not preserve freedom, but rather constitutes it. And ostensibly at least, this
republican perspective seems inconsistent with the dominant understanding of
constitutional rights as limits or barriers against state power. 14 Frederick Neuhouser, ‘Freedom, Dependence and the General Will’ (1993) 102 Philosophical
agencies; more fundamentally, it is irreducible to any enumerated list of specific
rights.17 It is realised, in large part, through distributions of social, economic and
political power, that judiciaries are ill equipped to effectuate or even decisively
influence.
In the Rousseauan tradition, this objection is foundational and intractable,
given the conceptual inseparability of freedom and collective self-‐rule. Insofar as
political freedom requires the rule of a non-‐arbitrary “general” will across all
areas and interests, it cannot be captured as a list of codified rights, understood as
immunities or spheres of non-‐interference, that are defined independently of
legislative process. Moreover, since a non-‐dominating general will must be given
expression democratically and in legislative form, political freedom precludes any
substantive constitutional restraints on legislative power. Since neo-‐Roman
republicans reject Rousseau’s “authorial” concept of democracy and its emphasis
on popular sovereignty,18 rights-‐based constitutional review is not objectionable
in this foundational sense; in fact Pettit, in particular, embraces “legal
constitutionalism” as an important institutional buttress of non-‐domination.
Nonetheless, even if the democratic objection is disregarded, it may still be
impossible to capture the social breadth of freedom as non-‐domination within the
formal and institutional constraints of judicial decision-‐making.19 Since non-‐
domination depends on people’s “relative powers” 20 – and thus, the opportunities
and resources they enjoy relative to others – it requires a strong commitment to
social and distributive justice that cannot be captured or realised as a set of
judicially enforced individual rights, or might even be thwarted by it. If, as
outlined, freedom as non-‐domination can be undermined simply by power
disparities that make some dependent on the goodwill of others, republican social
justice – and thus republican freedom – will be effectuated through, for example,
social-‐welfare systems and wealth redistribution, domestic-‐violence legislation,
17 On social justice and non-‐domination, see Pettit (n 11), Chapter 2. 18 Pettit (n 1), 18. 19 See generally Lon Fuller, ‘The forms and limits of adjudication’, (1978) 92 Harvard Law Review
violation of rights. The mere existence of a power differential, the kind of which
causes domination, is difficult to frame in this way, not least because there may
not be a definite party against whom the complaint can be levelled, and because
the complaint embraces a multitude of hypothetical future interferences. (This
problem is discussed further in the final section).
It might be argued that these are historically contingent, rather than intrinsic
limits on judicial power; indeed, judicial remedies for constitutional rights might
be affirmative or declaratory rather than negative, while constitutionalised socio-‐
economic rights might partly capture the distributive nature of non-‐domination.24
Yet given the polycentric and complex nature of distributive problems, even
successful models of constitutionalised socio-‐economic rights will not usually
define such rights in relative terms – but rather in terms of rights to say, housing,
education or health – and so they fail to capture the problem of power
differentials as such. For example, a person might enjoy a satisfactory standard of
housing and healthcare in absolute terms, but remain economically vulnerable to
a capricious family and indeed, dominated in a structural/social way by virtue of
patterns of class and wealth reproduction.
Non-‐domination, then, could certainly, in principle, be formulated as a
constitutional right (“nobody shall be subject to arbitrary power”), but judicial
enforcement would prove peculiarly inapt to enforce or promote the substance of
non-‐domination, even assuming, provisionally, that it would not actively
undermine it. Even judges who might be sympathetic to social and economic
dimensions of freedom are limited by what are arguably intrinsic or at least
intractable formal limits on judicial power, which make it unsuitable to address
the distributive dimensions of domination. And importantly, this remains true
without considering any more radical theories of structural or “constitutive”
domination focussed on ideology or exploitation, on the control of social
rationalities and value systems and so forth; 25 it applies to the relatively
conservative account of domination embraced by the neo-‐Roman writers, which if
24 On the constitutionalisation of social rights generally, see Fabre (n 21). 25 See e.g. Michael Thompson, “The two faces of domination in republican political theory” (2015)
European Journal of Political Theory Published online before print April 15, 2015, doi:
10.1177/1474885115580352, last accessed April 16, 2015.
focused more narrowly on the relational control of individual choice. Accordingly,
it seems that the distributive dimensions of non-‐domination – understood as a
pattern of resourcing across all social relationships – can only be realised through
legislative and administrative channels, and could only ever be affected by judicial
doctrines (or indeed constitutional drafting) in a piecemeal or indirect way at
best.
Freedom and political constitutionalism
Leaving aside efficacy, a more fundamental republican objection centres on the
political effects and the political legitimacy of strong-‐form judicial review. While
some republicans embrace strong-‐form judicial review as a vital check on
arbitrary power and a conduit of principled public deliberation,26 others argue
that rights-‐based constitutional review of legislation is not merely inefficacious in
securing freedom as domination, but in fact, actively negates it. Specifically, these
scholars argue that freedom, understood as non-‐domination, is inconsistent with
any concept of “rights” that aims to identify areas of immunity for individuals, and
thus to define, in advance, those questions that are placed beyond ordinary
political contestation. From this perspective, the problem with constitutional
adjudication is not merely that it is ineffective as an institutional response to
social and economic domination. Rather, in attempting to depoliticise “rights”
issues – that is, to take them out of the ordinary political domain and entrust them
to an independent judicial sphere – it establishes a form of political domination,
independently of issues of efficacy.
As already noted, the Rousseauan strand of republican thought embraced an
“authorial” theory of democracy – and thus an unbridled account of popular
sovereignty – that necessarily rejects any judicial constraints on legislative power
in the guise of constitutional rights or otherwise.27 Beyond Rousseau, some
26 See e.g. Iseult Honohan, ‘Republicans, Rights and Constitutions: Is Judicial Review Compatible
with Republican Self-‐Government’ in S. Besson and J.L. Marti (eds), Legal Republicanism: National
and International Perspectives (Oxford: Oxford University Press, 2009). 27 Mortimer Sellers, The Sacred Fire of Liberty: Republicanism, Liberalism and the Law (New York:
republicans argue that “tights talk” generally, or a juridified culture opposing legal
rights against democratic process, tends to “depoliticise” freedom both
conceptually and institutionally, depicting it as a “boundary around the individual
… against the state.”28 Republicans of any ilk will insist that since freedom
consists of security from arbitrary power, it is constituted (rather than caused)
through politics – not against or despite it.29 Thus, in the Rousseauan-‐influenced
French constitutional tradition, for example, republican scepticism towards
justiciable constitutional rights historically translated to a doctrine of strong
legislative supremacy.30
Arguably this doctrine leaves individuals and minorities vulnerable to
societal animus; in extremis it suggests rights are “nothing but determinations of
the prevailing political will”.31 However, contemporary republican like Richard
Bellamy have offered a more subtle defence of legislative supremacy. Bellamy
defends “political” against “legal” constitutionalism not from within Rousseau’s
demanding “authorial” understanding of democracy, but rather, using the familiar
neo-‐Roman account of freedom as a resilient security against arbitrary power.
While Pettit argues that freedom as non-‐domination requires checks on
majoritarian politics, Bellamy insists, in contrast, that the non-‐domination ideal is
best realised through a relatively unbridled and procedural version of
majoritarian parliamentary democracy, unconstrained by any justiciable
constitution. He argues that we cannot realise freedom, in the republican sense,
by somehow settling, in advance, on a concept of rights that is to be placed
beyond politics and hived off from the ordinary procedures of contestation.
Inevitably, such determinations prove ad hoc and historically arbitrary: a state
cannot be built on a durable consensus about “rights”. Contra Rawls, the starting
point for political philosophy is the fact that reasonable citizens disagree, in a
28 Duncan Ivison, ‘Republican Human Rights?’ (2010) 9 European Journal of Political Theory 34. 29 ibid 30 Rousseau, Du Contrat Social, Books II and III. See also Peter Lindseth. Law, History, and Memory:
Republican Moments and the Legitimacy of Constitutional Review in France (1996) 3 Columbia
Journal of European Law 49 31 Frank Michelman, (1989) 41 ‘Conceptions of Democracy in American Constitutional Argument:
permanent and intractable way, not only on the good, but also questions of right.
Therefore, freedom as non-‐domination is not realised by enshrining any specific
concept or content of rights; rather, it is realised in the institutional process for
reconciling competing rights-‐claims. Thus, it is realised specifically through a
majoritarian parliamentary politics which, by according equal weight to each
vote, enshrines “equal concern and respect” for citizens who (quite reasonably)
disagree on the content of rights.32 Conversely – as Waldron has equally argued –
there is no reason to believe that any specific institution, judicial or otherwise,
can claim a privileged perspective on the content of rights. In effect, then, Bellamy
– along with Tomkins and others – argues that the indeterminacy (or uncertainty)
of “rights”, combined with a principle of political equality, must yield a strongly
procedural account of democracy.33 To map this on to the broader republican
lexicon, he effectively contends that public power is non-‐arbitrary (and thus non-‐
dominating) only if it enshrines political equality (understood procedurally), and
in turn that procedural political equality requires a majoritarian democracy
unhindered by strong-‐form judicial review.
Bellamy’s starting point is a realist one – it is not the hope of successfully
capturing or enshrining a true or even a politically authoritative concept of rights;
rather it lies in recognising, and accommodating the fact of disagreement
concerning rights. And this gives a republican flavour to Griffith’s influential claim
that “rights” are best understood as political claims rather than as objective moral
propositions.34 He argues that unfettered majoritarian democracy permits on-‐
going contestation about the meaning of rights in a way that respects and
enshrines citizens’ political equality. In contrast, the very features that are
thought to make constitutional courts uniquely suited to protecting rights – their
non-‐political nature non-‐contestatory character – undermines political freedom
in this republican sense. More fundamentally, it is the very attempt to determine
32 Richard Bellamy, Political Constitutionalism (Cambridge: Cambridge University Press, 2007). 33 Adam Tomkins, Our Republican Constitution (Hart, 2005). 34 John Griffith, “The Political Constitution” (1979) 42 Modern Law Review 1… Alternatively,
strong-‐form judicial review has equally been challenged from within rights-‐centred liberalism.)
See e.g. James Allan, ‘Bills of rights and judicial power: a liberal's quandary’ (1996) 16 Oxford
III. Non-‐domination and constitutional rights: propositions
Having defended the idea that it can usefully inform constitutional rights doctrine,
I now suggest specific ways in which the theory of freedom as non-‐domination
can inform constitutional-‐rights doctrine, while taking into account the
institutional limits of judicial power. While this discussion begins in rather
abstract terms, the following section suggests more concrete doctrinal
applications.
Firstly, freedom as non-‐domination can inform judicial understandings of
rights that are connected to political activity specifically. As discussed earlier,
republicanism emphasises popular contestation and control of government as
criteria of non-‐domination. State power is non-‐dominating to the extent that it is
subject to a system of “jointly shared” democratic control and thus a directive
popular influence.41 Of course, democratic control, in Pettit’s sense, will not be
secured solely through constitutional rights; mechanisms such as freedom of
information – typically protected in statutory form – will enable informed citizens
to challenge and contest abuses of state power.42 Nevertheless, the idea of
democratic control as a component of non-‐domination can inform our
understanding of the scope of some constitutional rights. For example, it suggests
that freedoms of expression and association cannot be understood simply as
rights of private autonomy, guaranteeing rights of non-‐interference for
individuals considered independently of the political domain: rather, they must
be understood as playing an essential role in subjecting state power to
individualized contestation and directive popular control. 43 Indeed in
jurisdictions such as the United States, political expression has received a higher
degree of protection given its role in democratic citizenship.44 Similarly, since
freedom of association protects the associational infrastructure of civic life as well
41 Pettit (n 11), Chapters 4 and 5. 42 See Tomkins (n 33), Chapter 4. 43 See Julia Guttman, ‘Primary elections and the collective right of freedom of association’, (1984)
94 Yale Law Journal 117; Samuel Issacharoff, ‘Private Parties with Public Purposes: Political
Parties, Associational Freedoms, and Partisan Competition’ (2001) 101 Columbia Law Review 274 44 Issacharoff, ibid
as “private” collective activities, political associations might receive a higher level
of constitutional protection.45
Secondly, the idea of non-‐domination can inform the interpretation of
constitutional rights that are not directly connected to civic and political activities
– for example, personal liberty or freedom of religion. It might inform the scope of
these rights in the sense of the particular safeguards and resourcing they require,
the activities they protect, and the demarcation of those state actions and
omissions that violate those rights. More importantly, however, the republican
idea can inform doctrinal standards of review for constitutional rights. The most
familiar doctrinal approach to interpreting fundamental rights involves a two-‐
stage analysis whereby the court establishes first whether “interference” in the
relevant right has occurred, and secondly whether that interference is
nonetheless justified as a proportionate mechanism for pursuing certain public
interests. For example, Articles 8-‐11 of the European Convention on Human
Rights (EHCR) specify the grounds based on which the freedoms of religion and
expression, as well as family rights and privacy rights can be limited “in
accordance with law” (e.g. “public order” and “the rights of others”).46
Interference without domination
Using the template of this two-‐stage analysis, republican theory can inform our
understanding first, of what constitutes “interference” in a right prima facie, and
second, what constitutes sufficient justification for such interference. On the one
hand, since republicans suggest interference as such carries no necessary “cost”
for freedom, it follows that state actions which coerce the relevant choices or
actions will not necessarily count as prima facie infringements of the relevant
constitutional rights, of the sort that require some special justification at the
second stage of analysis. For example, where a religiously motivated practice is
prohibited by virtue of the general application of an otherwise legitimate law that
is not itself targeted at religious practice, arguably there is no “interference” in 45 ibid. 46 See generally Pieter Van Dijk, Fried Van Hoof and Arjen Van Rijn (eds.), Theory and Practice of
the European Convention on Human Rights (The Hague: Kluwer, 1998).
religious freedom at the first stage of analysis.47 Nor, then, does it have to be
subject to any special justification or proportionality test at the second stage,
provided that the prohibition meets certain criteria that qualify it as a non-‐
dominating form of interference – say, where it is exercised pursuant to a
contestatory legislative process rather than official discretion, and where it tracks
interests that are shared by those it affects.48 Effectively, the U.S. Supreme Court
endorsed a similar conceptual schema in Employment Division v Smith.49
This approach defines “rights” in a very particular way – not as granting
immunities, or guarantees of non-‐interference, to privileged areas of activity (e.g.
religious practice), but rather as controlling the criteria of state action in
particular domains. Thus it makes constitutional rights appear less as guarantees
of non-‐interference for individuals as such than as controls on the predicates and
grounds of state action, and specifically, then, as bulwarks against arbitrariness in
its republican sense. And indeed this seems attractive from the standpoint of
institutional competence: using the religious-‐freedom example, again, judges
seem better equipped to decide whether a law restricting religious practices
reflects legislative animus – or spurious policy justifications – than to understand
the spiritual importance, or even the theological authenticity of the practices
affected (that is, to say whether or not they come within the category of activity
that defines the right in question).50 There are no clear grounds on which a court
might decide whether a particular religious practice is of sufficient importance to
warrant exemption from otherwise valid laws, but it might discern whether or not
the law in question is implicitly sectarian or discriminatory.51
This might seem a stark position. Taken to its logical conclusion, it would
reject any right, however limited, for religious believers to be exempted from
neutral and generally applicable legislation (for example, to use prohibited drugs
47 Here I distinguish “interference” in the ECtHR’s terminology – a prima facie infringement of a
right at the first stage of analysis – from the more technical sense of the term used in analytical
legal/political philosophy. 48 Pettit (n 1), Chapter 7, (n 11), Chapters 4-‐5. 49 494 US 872 (1990). 50 ibid 51 See Church of Lukumi Babalu Aye v City of Hialeah, 508 US 520 (1993).
for sacramental purposes).52 Facially neutral laws impeding religious practices
might count as “arbitrary” interference if they are non-‐neutral in the sense of
being motivated by sectional or sectarian interest; it is less clear, however,
whether laws could be overturned simply because they are indifferent or
negligent to minority religious needs.53
Nonetheless, the republican perspective suggests that the role of the
constitutional judge is not to define privileged spheres of activity that are to
remain presumptively free of coercive interference or regulation – not least
because such decisions often prove somewhat ad hoc. Instead, their role is to
police the procedural and justificatory basis for administrative and legislative
coercion. Of course, rights are ostensibly defined in relation to specific activities
(religion, expression, association, etc.), and Pettit, for example, acknowledges that
the republican state will entrench and protect only certain choices against
domination (the domain of the “basic liberties”).54 But the point remains that
these rights do not protect citizens from interference as such, but only arbitrary
interference, albeit within specific domains of activity, and thus they can be seen
as instrumental guarantees of non-‐arbitrary government rather than safeguards
against interference as such.55
The idea of non-‐domination – and particularly the republican concept of
arbitrariness – can inform the legitimate limits of rights as well as their prima
facie scope. Specifically, the legal-‐doctrinal idea of proportionate “interference” in
rights roughly maps on to the theoretical understanding of interference without
domination. For republicans, non-‐dominating interference must pursue a
legitimate aim connected to a common public good – that is, an interest shared at
some level by all those affected – rather than say, a factional or sectional interest. 52 On this issue, see Christopher Eisgruber and Lawrence Sager, Religious Freedom and the
Constitution (Cambridge, MA: Harvard University Press, 2007) 53 See generally Douglas Laycock, ‘Formal, Substantive, and Disaggregated Neutrality towards
Religion’ (1990) 39 DePaul Law Review 993, 54 Pettit (n 11), 83 55 Pettit insists that a broad range of activities and choices, but not “any old choices”, must be
protected by the basic liberties; they “need resources and protection in a range of choice where all
can operate at once without getting in another’s way…. [this is] the domain of the fundamental
And this quintessentially republican concern is captured, at least in part, in the
existing methodologies of constitutional and human-‐rights courts. For example,
articles 8-‐11 of the ECHR define the criteria based on which freedom of
expression, religion, assembly, etc., may legitimately be limited. These arguably
echo the republican concept of arbitrariness in many respects – for example, in
the requirements that interferences are “prescribed by law” (rather than based on
administrative discretion) – a formula echoed in the Canadian Charter56 – and
that they must be “necessary in a democratic society ... or for the protection of the
rights and freedoms of others”. National constitutions are often less specific. The
rights encompassed by the First Amendment to the United States Constitution
(religion, association, expression, assembly, “petition” of government) offer no
definition of limiting criteria.57 The Irish Constitution uses vague formulae such as
“public order and morality” (Article 44) or “the exigencies of the common good”
(Article 43), while the Canadian Charter refers to the “such reasonable limits … as
can be demonstrably justified in a free and democratic society” (Article 1). Yet
irrespective of textual and stylistic variations, the two-‐stage structure of much of
constitutional-‐rights doctrine arguably shows that the function of constitutional
judges is to safeguard against arbitrary interferences in rights specifically, and
thus that their role can ultimately be understood in light of freedom as non-‐
domination rather than the more familiar liberal concept.
This idea is also reflected in the structure of proportionality doctrine.58
Generally speaking, proportionality analysis requires that restrictions on rights
have a legislative basis, that they pursue a legitimate aim, and that rights are
impaired no further than is necessary to realise such aims.59 Since limitations on
rights must be “rationally connected to the objective and not be arbitrary, unfair
56 Canadian Charter of Rights and Freedoms, 1982, Article 1. 57 The first amendment provides: “Congress shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the
press; or the right of the people peaceably to assemble, and to petition the Government for a
redress of grievances.” 58 Heaney v Ireland [1994] 3 IR 593; Cox v Ireland 14 [1992] 2 IR 503. 59 For discussion see generally Tom Hickman, ‘The substance and structure of proportionality’
or based on irrational considerations”,60 this can be interpreted as a mechanism
for ensuring that coercive state interference remains non-‐arbitrary in the
republican sense, in that it tracks “commonly avowable” public interests.61 Again
this helps to show that constitutional rights are not moral rights, institutionalised,
but rather, controls on the predicates of state power – entirely consistent with a
“political” concept of rights, and accommodating of the fact of “disagreement”
about rights.
This understanding of constitutional rights has received support beyond the
domain of republican theory. Adler, for example, argues that American
constitutional law is not concerned, primarily, with the moral rights of
individuals, but rather the “predicates of Government action”.62 This is given
expression, as already argued, in the Supreme Court’s recent jurisprudence on
religious liberty, which focuses not on the religious harm caused by government
actions (say, with reference to the spiritual importance of the restricted practices)
but rather on whether laws restricting such practices are “neutral and generally
applicable.”63 Similarly, Kagan has argued that free-‐speech doctrine is focused
primarily on the purpose rather than the effects of state action.64 And in turn, if
constitutional review focuses on the “pattern, purpose or context of government
action” rather than “some specific aspect of one’s liberty or welfare”,65 this
illustrates, again, that constitutional rights are not concerned primarily with
preserving, for individuals, a pre-‐defined sphere of non-‐interference, but rather
with checking arbitrariness in state power.
60 Heaney v. Ireland [1994] 3 IR 593, 607. 61 Pettit (n 11), Chapters 4 and 5. 62 Matthew Adler, ‘ Rights against Rules: The Moral Structure of American Constitutional Law’
(1998) 97 Michigan Law Review 1 63 Employment Division v Smith 494 US 872 (1990). 64 Elena Kagan, Private Speech, Public Purpose: The Role of Governmental Motive in First
Amendment Doctrine’ (1996) 63 University of Chicago Law Review 413. Pildes cites Board of
Education v Pico 457 U.S. 853 (1982) to support this view. Richard Pildes, ‘Why Rights Are Not
Trumps: Social Meanings, Expressive Harms, and Constitutionalism’ (1998) 27 The Journal of
Legal Studies 725 65 Christopher Eisgruber and Lawrence Sager, ‘Religious liberty and the moral structure of
non-‐domination which a person enjoys in a society is a function of other people’s
powers as well as of their own.”70
Thus, again, it bears repeating that non-‐domination – defined by the
resources and guarantees we need to resist arbitrary power in whatever form –
will be realised through a “pattern of resourcing” across social relationships
generally – of the sort that enables us to “walk tall and look others in the eye.” 71
Therefore, the polycentric nature of distributive questions – difficult to capture in
an adjudicative format – means that non-‐domination will inevitably be effectuated
at various sub-‐constitutional levels – for example, in the security or paths of exit
that a welfare state might provide.72
Moreover, this is conceptually intractable: it applies no matter how
extensively or radically constitutional rights might be re-‐cast. This is not to claim
that say, “positive” or socio-‐economic rights cannot effectively be
constitutionalised;73 perhaps constitutional judges could usefully be empowered
to protect say, rights to housing or subsistence.74 Similarly, courts in some
jurisdictions have allowed “horizontal” enforcement of constitutional rights
against private actors, such as trade unions or private employers, as well as public
and governmental agencies. 75 But as already argued, these innovations fail to
capture the complex distributive nature of non-‐domination as a “status” freedom,
70 Pettit, Pettit (n 1), 113. 71 Pettit (n 11), 88, 84 72 See e.g. Lena Halldenius, 'Non-‐Domination and Egalitarian Welfare Politics’ (1998) 1 Ethical
Theory and Moral Practice 335; Stuart White, ‘The republican critique of capitalism’ (2011)
14Critical Review of International Social and Political Philosophy 561. 73 Fabre (n 21). 74 On the South African experience see Mark Kende, ‘The South African Constitutional Court's.
Embrace of Socio-‐Economic Rights: A Comparative Perspective’ (2003) 6 Chapman Law Review
137. 75 Danwood Chirwa, ‘The horizontal application of constitutional rights in a comparative
perspective' (2006) 10 Law, Democracy and Development 21. On the Irish example specifically, see
See eg Meskell v CIE [1973] 1 IR 121; Educational Co. of Ireland v Fitzpatrick (No 2) [1961] IR 345;
SPUC v Grogan [1989] IR 761. Sibo Banda, ‘Taking Indirect Horizontality Seriously in Ireland: A
Time to Magnify the Nuance’, Dublin University Law Journal, 31 (2009); Colm O’Cinnéide, ‘Irish
Constitutional Law and Direct Horizontal Effect’, in Oliver and Fedkte, Human Rights and the
take for granted as aspects of the necessary expression of their human
personality and as ordinary incidents of their citizenship.78
Elsewhere, the Supreme Court stated it is obliged “not merely redress a
wrong resulting from an infringement of the [constitutional] guarantees but also
prevent [their] threatened or impending infringement.”79
Certainly, in some instances standing rules are drawn more narrowly. For
example, in United States constitutional law some authorities have insisted that
injuries suffered must be actual or “imminent”, rather than merely apprehended –
which seems closer to the logic of non-‐interference than that of non-‐domination.80
Yet Pildes argues that an insistence on litigants suffering direct and actual injury
may reflect separations of powers concerns rather than any essential feature of
the “rights” in question; it is quite consistent with the aforementioned
understanding of constitutional rights as instruments of the “common good”
rather than as protections for atomistic individual interests.81
And going further again, some constitutional systems will allow challenges to
legislation not only from individuals who merely apprehend interference, but also
from those who suffer no particular harm or prejudice at all, even in an
apprehensive or anticipatory sense. For example, rules of standing might be
waived where no particular citizen is especially affected by a government wrong
(i.e. an unconstitutional ratification of a treaty). 82 Under the “overbreadth”
doctrine in American constitutional law, citizens whose conduct can
constitutionally be regulated can challenge a law that regulates the relevant
category of conduct (e.g. speech) too broadly and thus, which violates the rights of
78 [1984] IR 36, 69, emphasis added. 79 East Donegal Co-‐Operative Ltd v Att. Gen [1970] IR 317, 338, emphasis added. 80 See Northeastern Fla. Chapter of the Associated Gen. Contractors of Am. v. City of Jacksonville,
508 U.S. 656, 662–63 (1993); (quoting Lujan v. Defenders of Wildlife, 504 U.S. 555, 560 (1992);
Simon v. Eastern Ky. Welfare Rights Org., 426 U.S. 26, 41–42 (1976); Allen v. Wright, 468 U.S. 737,
752 (1984), all cited in Adler (n 56) See also Cass Sunstein,’ What’s Standing after Lujan? Of
Citizen Suits, ‘‘Injuries,’’ and Article III’ (1992) 91 Michigan Law Review 163. 81 Pildes (n 64) 733 82 See e.g. the Irish case Crotty v An Taoiseach [1987] IR 713
hypothetical third parties.83 And in European-‐style systems that practice “abstract
review” of legislation via specialised tribunals, this feature is obviously present
given the absence of any individual litigant.
This supports, again, the idea that constitutional justice may be concerned
with the predicates of government action (and thus non-‐arbitrariness) rather
than definite rights of non-‐interference as such; moreover, that citizens can
challenge laws without suffering any direct prejudice themselves supports the
idea that constitutional justice can be understood as a mechanism for checking
government power, even where such challenges are shoe-‐horned in the
terminologies of “rights”. It supports the idea that the starting point for “rights” is
not a moral concept of the person that yields, in turn, certain immunities or
spheres of non-‐interference, but rather a particular concept of government.84
Rights, in this sense, are merely “linguistic or rhetorical tools the law deploys for
pragmatic reasons and aims” and “techniques by which courts police the kinds of
purposes government can offer to justify its action.”85 Of course, such normative
concepts of government – say, non-‐arbitrary rule – are not unconnected to moral
understandings of individual “rights”. Yet “rights”-‐based constitutional
adjudication does not necessarily take, as its starting point, some idea of defined
areas of “non-‐interference” for individuals: it is consistent with an idea of rights
as “political” or even determinate.
Perhaps constitutional rights, then, are not “subjective” rights at all,86 and
citizens are “rights-‐holders”, constitutionally speaking, only in a highly procedural
and instrumental way, in that they may challenge the predicate, criteria or
purpose of state action in some domain where they happen to be affected. Some
constitutional provisions ostensibly relating to the structure, predicates and
purpose of government – for example, the American prohibition on
“establishment” of religion – have been understood being nothing more than
corollaries of individual rights, such as religious freedom. 87 However, on a
83 Hoffman Estates v. The Flipside, Hoffman Estates 455 U.S. 489 (1982). 84 Pildes (n 64) 85 ibid 730 86 See Raymond Geuss, Philosophy and Real Politics (Princeton: Princeton University Press, 2008). 87 See Lee v Weisman 505 US 577, 689 (1992).
republican view, sceptical of “rights talk”, the reverse idea is more compelling:
constitutional “rights” are not definite moral rights, for individuals but signposts
for government power. The fact that such provisions are, in the Anglophone
world, invoked through judicial review by individuals can lead to confusion
concerning their scope and moral structure. That a constitutional injunction on
state power is phrased in “rights” terms may be little more, then, than linguistic
and procedural accident. Again, this suggests that the institutional edifice of
constitutional rights is not inconsistent with Bellamy’s insistence that “rights” in
the narrow sense – of what legal immunities people enjoy – must be left open to
on-‐going political contestation as part of the “circumstances of politics”.
Standing rules aside, there are ways in which substantive constitutional
doctrine captures domination without interference. For example, constitutional
rights to personal liberty may be violated where criminal offences are defined too
vaguely or imprecisely.88 Again this reflects the familiar republican idea that
unfreedom may be experienced by those who never suffer any sanction or
interference but whose conduct is self-‐restricted as a result of apprehension and
fear. And again, this shows that constitutional rights are rarely defined in relation
to a sphere of non-‐interference for some specified, privileged sphere activity; they
are often silent as to which kinds of human activities are deserving of privileged
protection, focusing instead on the arbitrariness of the means of restriction or
regulation. As noted in the context of religious-‐freedom law, whether or not
domination is suffered will not depend, primarily, on the importance of the
activity restricted – or of the interests underlying the interference – but rather the
process through which it is restricted.
Similarly, constitutional rights might be violated by the excessive discretion
enjoyed by officials in respect of the exercise of a particular choice or activity
rather than by the fact of interference in that choice as such. Most fundamentally,
certain activities might permissibly be restricted by clear statutory language but
not by executive, administrative or judicial discretion. Indeed, republican thought
defines arbitrariness partly in relation to discretion, in the sense of powers that
are exercised based on the private judgement of the decision-‐maker. Indeed, 88 See Irish cases King v Attorney General [1981] IR 233; Douglas v. Director of Public
Pettit suggests that an “arbitrary” act is one that is “chosen at the agent’s
pleasure.” 89 However some degree of discretion is, of course, inherent in
adjudication and administration alike, given the indeterminacy of legal rules. 90
Certainly, non-‐domination can only ever be achieved as a matter of degree, and so
republicans might legitimately seek to minimise rather than eliminate discretion.
However, a republican social politics concerned with combatting non-‐domination
in various social domains will, correspondingly, increase the size and scope of the
public administration – and thus in turn, the extent and range of discretionary
powers enjoyed by administrators. Dicey argued that an expanding
administrative bureaucracy would undermine the “rule of law”, by allowing state
coercion to be exercised based on officials’ subjective preferences rather than
enacted legal rules.91
Certainly, progressive social policies will necessarily require giving
potentially extensive discretionary powers to public agencies Arguably, a
republican conundrum emerges because attempts to alleviate social and
economic domination through the administrative state, by redistributing power
and resources, will likely entail a corresponding increase in bureaucratic
discretion and thus (arguably) increased domination. Even with the requirement
of legislation authorisation, there is always a risk of administrative abuse even
within the discretion permitted by the relevant statute.92 Since non-‐domination is
social calculus and a matter of degree,93 perhaps bureaucratic domination is an
acceptable trade-‐off for enhancing non-‐domination in the economy and society:
more intense forms of domination would arise were the state to retreat to its
minimal functions.
89 Pettit (n 1), 55; see also Frank Lovett, “What counts as arbitrary power” (2012) 5 Journal of
Political Power 137 90 Timothy O’Neill, ‘Liberal Constitutionalism & Bureaucratic Discretion’, (1988) 20 Polity 371. 91 Albert Dicey, Introduction to the Study of the Law of the Constitution (London: Macmillan, 1897),
Part 2, Chapter 4. 92 ibid; see also Patrick McAuslan, ‘Administrative law, collective consumption and judicial policy’,
(1983) 46 Modern Law Review 1; Ronald Pestritto, ‘The progressive origins of the administrative
state’, (2007) 24 Social Philosophy & Policy 16
93 As a consequentialist, Pettit assumes non-‐domination is a value to be maximized. Philip Pettit,
‘The Consequentialist Can Recognise Rights’ (1998) 35 Philosophical Quarterly 537
In turn, this republican concern for controlling arbitrary administrative
power is reflected – at least obliquely – in a number of familiar doctrines of
constitutional jurisprudence. It is well established, for example, that limitations
on basic liberties must have a legislative basis,99 or at least be “in accordance with
law”, using the ECHR phraseology. Similarly, through the doctrine of
proportionality, domestic constitutional courts have acknowledged the central
role of parliamentary legislation in reconciling the exercise of constitutional
rights with public interests100 Of course, a requirement of legislative authorization
for administrative interference provides no absolute guarantee against
arbitrariness in Pettit’s sense, as legislation, using vague criteria, may accord
wide, almost unlimited discretion to decision-‐makers. Thus, constitutional and
human-‐rights jurisprudence does not usually insist merely that administrative
interferences in rights be legislatively authorised in the bare sense. It has been
recognised in ECtHR jurisprudence, for example, that laws authorising limitations
on rights must indicate the extent of the executive discretion through which such
limitations are imposed in particular cases.101 Yet even where administrative
interference is both legislatively authorised and constrained by legislative
criteria, it will usually be exercised based on a degree of non-‐legal judgement or
appraisal. The fact that a decision is determined, in part, by non-‐legal standards
does not make it arbitrary in Pettit’s sense; conversely, however, the mere fact of
legislative authorisation for discretionary decisions is not an absolute safeguard
against the abuse of discretionary powers for sectional or factional purposes.
Therefore, in addition to legislative authorisation and the (weaker)
requirement of legislative constraint, non-‐arbitrariness will require procedural
constraints that can prevent statutory discretion being abused for sectional or
factional purposes. Pettit insists that an act is arbitrary “by virtue of the controls –
99 See the limiting provisos in Articles 8-‐11 of the European Convention on Human Rights. See also
DPP v Fagan [1994] 2 IR 265; Howard v Commissioners of Public Works [1994] 1 IR 101.
Articulating a more general principle of legality, Justice Kearns stated: “every executive or
administrative act which affects legal rights, interests or legitimate expectations must be legally
justified.” Browne v Attorney General [2002] IEHC 47. 100 Heaney v Ireland [1994] 3 IR 593. 101 Malone v United Kingdom (App. 8691/79), 2 August 1984, (1985) EHRR 14.
a procedural understanding (i.e. that the relevant decisions are checked by
suitable procedures).105 Pettit does insist, additionally, that while state power
generally (presumably in its legislative guise) should be subject to an equally
shared system of “popular control”, state actions should also be contestable by
those affected. Thus “filters”, it seems, cannot be checks that operate
independently of those affected: “it must always be possible”, Petit says, “for
people in the society … to contest the assumption that the guiding interests and
ideas [of state power] really are shared and, if the challenge proves sustainable, to
alter the pattern of state activity.”106 In practice, contestability is secured, first, by the requirement that individuals affected must be heard by decision-‐makers, but
secondly, also, in the quasi-‐constitutional right to access judicial review of
administrative actions.107
In summary, then, the gist of existing constitutional tradition roughly
corresponds to Pettit’s neo-‐republican understanding of non-‐arbitrariness in the
administrative and bureaucratic contexts.
Freedom and equality in constitutional jurisprudence
Thus far, I have focused primarily on the constitutional control of discretionary
legislative powers, sanctioned by state coercion. As discussed, however, agents
can be dominated simply by virtue of a disparity of bargaining powers, of the sort
that enables others to control their choices, whether by way of “intimidation” or
105 On the distinction between procedural and substantive understandings of arbitrariness, see
Lovett (n 89). 106 Pettit (n 1), 62 107 The “constitutional” status of the right to judicial review varies across different common-‐law
jurisdictions. While its “constitutional” status is obviously most ephemeral in the United Kingdom,
the right to judicial review of administrative action is implicit in Article 34 of the Irish Constitution
of 1937, while Article 24 of the Canadian Charter guarantees the right to apply to a court for a
remedy for infringement of Charter rights. Article 6 of the ECHR guarantees a “fair and public
hearing within a reasonable time by an independent and impartial tribunal established by law”.
equality where these values conflict. Thus, in constitutional doctrine, equality (in
the sense of non-‐discrimination) usually features only as a policy-‐based limit on
freedom (e.g. freedoms of association and religion) rather than as a freedom-‐
based goal in its own right.110
However, freedom as non-‐domination challenges this traditional doctrinal
stricture. Insofar as non-‐discrimination is understood as a safeguard for
individual freedom rather than a limit on it, this might, on the one hand, support a
broader interpretation and application of constitutional equality clauses that are
usually applied only to state actors in the narrow sense – for example, the “equal
protection of the laws” clause in the United States Constitution or the equality
“before the law” clause in the Irish Constitution.111 These have been interpreted
as inapplicable to private bodies, even where publicly funded or where exercising
public functions.112 Yet the understanding of non-‐discrimination as a freedom-‐
based concern might support a more generous demarcation of those actors to
whom such clauses apply.
Moreover, constitutional equality law has been demarcated narrowly, in this
sense, partly because discrimination by private bodies has been considered an
exercise of freedom of association and of religion.113 Accordingly, in jurisdictions
like the United States and Ireland, equality legislation has been limited by virtue
of a pervasive understanding of equality and individual freedom as antagonistic
constitutional values. Some forms of discrimination, it is assumed, are an exercise
of constitutionally protected freedoms – and since freedom must be understood
as taking precedence over equality in the hierarchy of constitutional values,
legislation prohibiting certain forms of discrimination – say, discrimination by
religious bodies – may be regarded as unconstitutional. For example, the Irish
Supreme Court held that a constitutional religious-‐equality principle could not be
applied to private bodies, even where publicly funded, partly because this would
110 See e.g. See Eoin Daly and Tom Hickey, “ Religious freedom and the 'right to discriminate' in the
school admissions context: a neo-‐republican critique” (2011) 31 Legal Studies 615 111 Article 40.1, Constitution of Ireland, 1937 112 See e.g. Murtagh Properties v Cleary [1972] IR 330. 113 See e.g. the Irish case Schlegel v Corcoran and Gross [1942] IR 19.
“lead to a sapping and debilitation” of religious autonomy, 114 and that
denominational exemptions from equality statutes were necessary to give “life
and reality” to religious freedom.115 Similarly, exemptions in equality statutes are
typically justified based on an understanding of freedom and equality as separate
and conflicting goals.116 In United States constitutional law, first-‐amendment
freedoms are also used to trump and negate equality guarantees.117 For example,
religious freedom prevents equality protections from being applied to certain
categories of religious hiring (posts equivalent to “ministers” of religion).118 Yet
while the “ministerial exemption” frames religious freedom as a freedom of non-‐
interference, conversely it ignores the freedom-‐based interest of those who are
discriminated against, or who face employment insecurity: indeed this kind of
interest cannot be captured by the prevalent non-‐interference concept. And
where “freedom” takes this narrow form, correspondingly equality receives a
relatively low priority.
However, insofar as equality legislation can be valued as a safeguard against
domination – and thus unfreedom – in various “private” relationships, this
undercuts freedom-‐based arguments against the extension of non-‐discrimination
principles to these domains.119 From this perspective, the dichotomy of freedom
and equality overstates the degree to which discrimination constitutes an
exercise of freedom, and more importantly, it overlooks how discrimination itself 114 McGrath and Ó Ruairc v Trustees of Maynooth College [1979] ILRM 166. 115 Re Article 26 and the Employment Equality Bill 1996, [1997] 3 IR 321, 360. 116 In Ireland, the Equal Status Act 2000 while prohibiting discrimination on religious grounds in
the provision of goods and services, exempts “educational establishments”, “whether or not
supported by public funds”, where “the objective of the school is to provide education in an
environment which promotes certain religious values”. See sections 7 (1) and 7 (2). See similarly
section 37 of the Employment Equality Act 1998. These exemptions are typically rationalised in
constitutional terms; see Seanad Éireann, Volume 150, 15 April, 1997, 1488, emphasis added. 117 Hurley v. Irish American Gay, Lesbian, and Bisexual Group of Boston 515 US 557 (1995); Boy
Scouts of America v Dale 530 US 640 (2000). However, see also Bob Jones University v United States,
461 US 574 (1983), In relation to religious freedom as distinct from freedom of association, see
Bruce Bagni, “Discrimination in the Name of the Lord: A Critical Evaluation of Discrimination by
Religious Organisations” (1979) 79 Columbia Law Review 1514. 118 Hosanna-‐Tabor Evangelical Lutheran Church and School v EEOC 565 US _ (2012). 119 See Daly and Hickey (n 110).