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Frank Morano CRC-FINAL

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    A BLUEPRINT FOR REFORM:The collective testimonies, proposals and suggestions of

    Frank Morano to the Charter Revision Commission

    Enhancing Accountability and transparency in city government;

    Empowering Voters and make New Yorks Civic Life More Participatory

    June 24th, 2010

    Frank Morano

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    (347) [email protected]

    Introduction

    As someone who has been proud to attend each Charter Revision Commission hearing

    in every borough thus far, I want to begin simply by saying thank you. I know how hard

    each of the Commissioners have worked, how much time youve put in, how much grief

    youve taken (and will continue to take) from the public and that its all been for no

    additional compensation, glory or fame. New Yorkers are rarely hesitant to vent their

    frustrations or complaints about anything, but we often overlook the time, energy and

    effort you put in to what can more often than not be a thankless job. Thank you. Your

    work isnt going unappreciated and I think all New Yorkers owe you a sincere debt of

    gratitude. On a personal note, in attending each hearing, listening to public input, taking

    in the advice and suggestions from elected officials and community leaders, listening to

    each of the commissioners and hearing from the experts at each of the expert forums, Ive

    learned more about city government (as its currently constituted) than I couldve ever

    imagined. I know too, that Im not alone. As Ive sat in the gallery, Ive repeatedly

    heard New Yorkers say to one another, I didnt know that, thats a good idea or

    Really? Is that really what happens?. If youve done nothing else, I think youve

    dramatically enhanced the civic education of this city (perhaps I shouldnt be surprised

    by this given the Chairmans background as an educator). Youve done much more

    though.

    Even if not a single question is put before the voters (which I sincerely hope will not

    be the case), the work of this commission will have been a success. More so than any

    Charter Commission since 1989, this commission has undertaken a thorough, complete

    and substantive review of virtually every aspect of city government. While previous

    commissions were very narrow in their scope (2002-3- non-partisan elections and

    Mayoral succession; 2005 budget), this commission truly has taken the mandate of

    reviewing the entire city charter to a new level. Every future Charter Revision

    Commission thats empanelled going forward will be referring to the work that this

    Commission has done as a foundation and a template for their own work going forward.

    Just as Fritz Schwarz suggested you look at the process of charter revision as a

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    foundation rather than a house, I think you could also look at your work in this particular

    instance as a foundation for all future foundations.

    Chairman Matthew Goldstein has done what I believe is a masterful job throughout

    the conduct of this process. For starters, the selections in terms of staff, etc. have

    underscored the independence of this commission and taken the wind out of the sails of

    critics who tried to portray this Commission as little more than a Mayoral task force. The

    efforts to include public input have been the greatest Ive ever seen (particularly

    incorporating new media like facebook). Having the commission hearings webcast (both

    live and archived) have brought these hearings to anyone who has even a passing interest

    and I think the use of technology has been superb. The diversity of locations (from

    Harlem to the middle of Staten Island) and the willingness of the Commission to stay

    until EVERY New Yorker has had their say has really achieved the goal of casting a

    wide net and soliciting input from every New Yorker who cared to offer it. I believe his

    stewardship of this process serves as a model for all future Chairs going forward.

    Commissioner Stephen Fiala (who as the only representative of my home borough,

    Staten Island, is naturally my favorite Commissioner) has said several times (most

    recently at the June 16th panel on Public integrity), this commission wasnt necessitated

    by a court decision (like the ones in the 1980s basically forcing New York City to rewrite

    its entire playbook from scratch) but I believe the work done by this Commission and the

    proposals you put forward are just as necessary and will have as serious an impact on our

    city. The sad reality is that in the minds of New York City voters, government is

    hopelessly dysfunctional, corrupt and incompetent. Cynicism and frustration are found in

    endless supply amongst the electorate whereas optimism, hope and faith that our

    government is out to protect the rights of taxpayers is in short supply. Because of many

    factors including, but not limited to, the decision to overturn the will of the voters with

    respect to term limits, the corruption scandals and criminal conduct involving scores of

    government officials, the increasingly burdensome taxes that New Yorkers are forced to

    bare and the very real sense that rank-and-file New Yorkers have no real voice in their

    own city, doubt, suspicion and distrust is now the norm. Ironically, it seems that in the

    days of Tammany Hall and Boss Tweed, New Yorkers werent as skeptical of their

    government as they are today. In those days at least, government may have been corrupt,

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    but at least it seemed functional.these days that doesnt seem to be the case. Francis

    Barrys book The Scandal of Reform does a masterful job detailing the history of

    corruption in this city and the efforts of (so-called) reformers to remedy them. If you

    havent read it already, I would humbly suggest that you pick up a copy right away.

    I think the current City Charter is far too large and covers many areas of public life,

    which would more properly be handled by amending the New York City administrative

    code or doing other things that a functional legislature might view as within its domain.

    That being said, Ive outlined a series of proposals that I think will serve the principles

    and values that Chairman Goldstein laid out in the initial meeting of this commission,

    those being:

    - Improving the accountability and transparency of the workings of government

    - Making government more efficient and effective

    - Making civic life more participatory and representative

    These are by no means the be all and end all of things that I believe need to change in

    New York City government, Ive just sought to highlight a few key areas that I believe

    the commission is likely to (and should) focus.

    Process

    Ive been attending Charter Revision Commission hearings since 2002 and been

    following the Charter Revision process for far longer than that. Every year that there is a

    charter revision commission it seems as if the arguments are the same: theres not enough

    time, the commission isnt truly independent, there arent sufficient efforts at outreach

    and to include public input and not enough people are participating. This year has been

    no different.

    Timing. Literally every meeting has heard from someone saying that this process

    shouldnt be rushed and that there should be no question(s) placed on the ballot this year.

    I couldnt disagree with this notion more. I would implore the commission to place at

    least one (and hopefully more) proposals on the ballot this year. For starters, a question

    should be placed on the ballot this year, because this is a year where voters will actually

    show up! With elections for U.S. Senate, Governor, Congress and the state legislature in

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    every district in this city, theres likely to be a far higher turnout this year than next year

    when turnout will be anemic. If the voters of this city are going to be making decisions

    that will effect their futures for decades to come, dont you want the widest possible pool

    of participants deciding their own fate? I think it would be incredibly short sighted not to

    at least place proposals on the ballot this year regarding term limits and non-partisan

    elections. The voters are familiar with these issues, have voted on them before, have

    debated them around the water cooler and the kitchen table and in the case of these two

    issues seen several previous charter revision commissions study them. Ive even heard

    some elected officials say that to focus on federal, state and city issues at the ballot box

    all in one election cycle would prove too confusing to the voters. I find this assertion

    incredibly insulting to the voters of this city. With so much of the citys public policy

    areas (including budget, education and public safety) being directly impacted by federal

    and state policy, I think to have all of those choices in the same election cycle could

    actually serve to enhance the civic debate at every level of government. Imagine voters

    asking their state legislators about financial aid for New York City or asking candidates

    for Congress how they would alter the Medicaid funding formula. In a very real sense it

    makes it harder for some government officials to pass the buck to another layer of

    government.

    If the commission wants to further study more esoteric of wonky issues like budget

    reform or decentralization, then I would encourage you to put the big-ticket items on the

    ballot this year, ask the Mayor to re-appoint you in the hopes of putting additional

    questions on the ballot next year, a year where only charter revision junkies are likely

    to turn out.

    The notion of their not being enough time for proper study, review and debate, is

    totally fallacious in my view. The entire constitution of post WWII Japan (which still

    largely serves as the framework of that nations government) was written in just a few

    days. Even the U.S. Constitution (which many of those who have asked for more time

    have compared the city charter to) was written in just four months.THATS LESS

    TIME THAN THIS CURRENT CHARTER REVISION PROCESS!! New Yorkers

    arent stupid; they can review proposals and make a decision about their position on it.

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    Theres plenty of time for interested parties on both sides of an issue to make their case to

    the public and plenty of opportunity for interested parties to make their voices heard.

    Attendance. The attendance at the vast majority of these hearings has been impressive.

    Several times, Ive found myself in the standing room only section of the meeting room,

    even though I arrived only a few minutes late. Still though, Ive heard some critics of

    this years process try to compare the attendance at these hearings to the often larger

    attendance at MTA and Rent guidelines hearings, to make whatever point they seek to

    make (which is usually dont do anything). I would strongly urge you not to take these

    criticisms to heart. The bottom line is that the city charter will never be a sexy issue.

    People dont see the direct day-to-day impact on their daily lives of something like

    ULURP reform or altering Community Boards that they might with an MTA fare hike.

    In many ways, those issues are simpler and populist partisans are better able to galvanize

    public input. I think you should be incredibly pleased with the public attendance (and

    participation) at each of these hearings, while still seeking to build on it in your third

    round of hearings.

    Put each question on the ballot individually. As to how the questions should appear on

    the ballot, I would urge the commission to put each and every proposal that you come up

    with on the ballot as individual questions. I know that the 1999 Charter Commission put

    all of its proposals into a single omnibus question encompassing all of the proposals,

    rather than listing each on the ballot individually. I know that this is something that some

    members of the Commission have discussed with the media and indicated they were

    uncertain about. I would urge you to put each on the ballot to pass or fail on its own

    merits, rather than lump less well known or less popular questions in with big-ticket or

    very popular items. I know that this is an approach shared by former Parks

    Commissioner Henry Stern and I think its a sound one. To do otherwise in my view,

    would be a grave disservice to both the public and to all the great work done by the

    commission and the commission staff.

    Elected Officials speaking first. One practice I would encourage you to revisit though is

    having all the elected officials speak before the public. I have a great deal of respect for

    elected officials as well (some more than others), but I think if they were forced to wait

    their turn on a first come, first serve basis like everyone else, they would have a better

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    appreciation for what the public really wants. Too often it seems as if elected officials

    are just able to deliver their prepared remarks and leave, rarely hearing what actual

    citizens believe. Additionally, make elected officials give precisely the same testimony

    at multiple hearings, while members of the community where the hearing is being held

    are forced to go home because theyve had to suffer through endless meandering by

    politicians. Assemblyman Jim Brennan and Manhattan Borough President Scott Stringer

    are the best examples of his but far from the only ones. Additionally, I think theres

    absolutely no excuse for the practice of allowing the staffers of elected officials to speak

    before the public. To suggest that the testimony of politicians or their staffers have more

    merit than testimony from the public sends precisely the wrong message. I think perhaps

    if elected officials were in the habit of being treated like everyone else, they wouldnt be

    so quick to disregard the will of the public when it comes to things like overturning the

    twice expressed will of the voters, as they did with term limits. I would suggest that

    going forward, there be NO exceptions to the first-come, first-serve policy.

    State Law recommendations. So much of the government of New York City is not found

    in the city charter, but in state law. Several of the experts heard at the panels and several

    members of the public offering testimony offered many common sense improvements to

    government, which you will no doubt find is more appropriately within the purview of

    the state legislature. To that end, I would encourage you to itemize a list of suggested

    improvements to New York City government, which you dont have the power to put

    before the voters yourselves and ask the state legislature to consider taking these matters

    up. Who better than the sixteen of you whove spent the last several months researching

    every aspect of city government to tell Albany how it could be better? This is something

    that I dont believe any recent charter commission has taken the opportunity to do, but I

    believe could have great long term impact not only on public policy in this city but on the

    debate about municipal government as a whole.

    Term Limits

    Making Referenda binding. Obviously, much of the reason that your work has garnered

    so much attention is because of what happened last year with term limits. Its been my

    experience, that there are few who believe that what occurred last year was anything

    short of an outrage. Primarily, Ive found this to be the case because the city council

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    overrode by legislative fiat, the will of the voters, which was made clear twice. I believe

    that this was not only improper, but illegal, even if the courts disagreed with me. I think

    it would go a long way towards reducing cynicism towards city government and restoring

    faith in the city charter if you were to codify in the charter that the City Council be

    prohibited from altering any question approved by city voters, without first returning to

    them and seeking their consent to do so. It would seem like this is nothing less than

    common sense, unfortunately this is something that seems to be in short supply among

    NYC elected leaders. Please, once the voters speak, dont allow politicians to mute their

    voices.

    The Merits of term limits. Show me someone who thought they were irreplaceable andIll show you someone whose successor inevitably did a better job- Mayor Bloomberg,before he changed his position on term limits.

    When people first seek to get involved in politics or run for public office, they have no

    idea whats not possible. They approach government with the energy and fervor of a

    wide-eyed high school civics student trying to win an essay contest. After years (or

    decades) in elective office though, they often become overcome and overwhelmed with

    the same sort of cynicism and frustration that their constituents know all too well. They

    feel overwhelmed by the institutional barriers inherent in government and often seem to

    view their public service as nothing more than a means to collecting a paycheck and

    securing a generous pension. I recall talking with one Council member who had been in

    office for several years and appeared to be at the end of his rope with pothole complaints

    and double talking lobbyists. He said to me, Im done. The people beat me. Whatever

    it is they want from me, I cant give them. If I was half the Councilman I was five years

    ago, maybe I wouldnt feel this way, but after seeing what Ive seen and going through

    what Ive gone through, Ive realized were always going to lose. I cant tell you how

    sad that sentiment made me. Here was an immensely talented, incredibly brilliant elected

    official, who was incredibly honest and very hard working, who had come to resent the

    very people he was elected to serve. This person still serves in elective office today.

    Term Limits provides government with several key benefits. For starters (at least once

    every few election cycles), it produces competitive elections. Im of the belief that

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    competitive elections are a good thing. With multiple candidates seemingly willing to

    crawl over glass to beg voters for their support, I think the public becomes the biggest

    beneficiaries of that. Additionally, while there are no state legislative term limits, I think

    we can potentially observe the indirect benefit of municipal term limits on state

    legislative elections. With scores of city elected officials (who often still possess great

    talents and great ambitions) faced with the prospect of not being able to serve the public

    any longer, they will seek other means to do so, the most natural one being state

    government. Council members and city wide elected officials have chosen to run for

    state office, often against incumbents, giving a lethargic legislature what it fears most,

    challenges from intelligent, well known candidates who already have a base of support

    within their own districts. Had term limits not been altered, I believe that 2010 wouldve

    seen a record number of longtime state legislative incumbents challenged and defeated.

    Additionally, I think recent history has shown us that elected officials who enter into

    office as a result of term limits are no more or less capable than their more experienced

    predecessors. Is Mayor Bloomberg less able to handle the affairs of city government than

    Mayor Giuliani (indeed his appointment of such a talented and intelligent charter revision

    commission would seem to indicate the contrary)? If so, its not because of term limits. I

    think the current members of the city council (who thought themselves so worthy of their

    positions that they overrode the twice spoken will of the voters) would disagree with the

    notion that theyre less capable than their more experienced predecessors. At the end of

    the day, term limits provides us with new blood, fresh ideas, new opportunities, more

    competitive elections less lethargic leadership, its no wonder why the public has

    embraced them time and again.

    I would urge you to put a question on the ballot giving voters the choice to restore term

    limits of no more than eight years for all municipal elected officials.

    Voter Participation

    Proportional Representation. If theres one aspect of this commissions work that Im

    disappointed in, its this one. In spite of detailed written and oral testimony from me and

    others, the issue of restoring proportional representation hasnt seemed to be on your

    radar screen at all. Not a single question was asked to a single expert witness on the

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    subject and there seems to be little hope of your putting a question on ballot that would

    restore its implementation. However, I remain hopeful that you will consider doing so,

    so allow me to reiterate the need for this critical reform and outline how it might work.

    What is it?

    In the current system we have 51 separate city council districts. In each of these

    districts the parties select a candidate in the primaries all of whom face off in the general

    election. The candidate who gets a plurality of votes wins. It doesnt matter whether this

    candidate wins with 94% or 25% of the vote as long as they get one more vote than their

    nearest competitor theyre elected. Under proportional representation, each borough

    would be allocated a certain number of seats in proportion to its population. Perhaps

    somewhere along the line of one council person for every 75,000 voters, which might

    lead to three council members in a place like Staten island and a great deal more in

    boroughs like Queens or Brooklyn. Then each voter would go to the polls and see all the

    candidates on the ballot in their borough. Every voter would have an opportunity to vote

    at every stage of the process. The voters simply rank candidates in order of their

    preference, putting a one beside their first choice, a two beside their second choice and so

    on. (chart below) To win under choice voting candidates need an exact number of votes

    called a threshold, for example if we were electing ten seats candidates they would need

    10% of the votes to win and the threshold would be approximately 10% of the total

    number of votes cast. So in the voting booth all the voters have to do is rank 1, 2 and 3

    and it is really that simple. its as easy as ONE, TWO AND THREE After counting first

    choice votes candidates with the winning threshold are elected. To maximize the number

    of voters who help elect someone, surplus ballots beyond the threshold are transferred to

    that voters second choice and this continues in this precise method until all the seats are

    filled.

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    Why? Whats wrong with the current system??

    Now why we do need to do this? Well let me explain a few problems with the current

    system of electing City Council members as I see it:

    For starters in the current system two many voters dont get to participate. In all but a

    few council districts in this city, one party dominates the district. In most districts thats

    the Democratic party but in one district thats the Republican party. If you dont get to

    vote in this party primary youre essentially left out of the only stage of the process that

    matters. That means if youre a Republican and you live in a heavily Democratic district

    or youre an independent voter-someone whos not enrolled in any party, you are paying

    taxes to administer an election that you dont get to participate in and is essentially

    decided long before youll ever get to vote. Now its bad enough that many voters dont

    get to participate in the only stage of the process that matters but even voters who are

    eligible and vote in that partys primary often see the actual impact of their vote

    minimized by party bosses who control almost every stage of the process from ballot

    access to distributing ballots to counting the votes.

    One of the many other problems with the way we elect council members now is that

    because these districts are tiny, council members are concerned not with issues of

    borough wide importance but by and large local parochial issues. In addition to this

    shortsightedness with respect to policymaking, this also leads to distribution of member

    items of which the city council member has almost sole discretion to nonprofit groups or

    charities that might have a lot of political clout in one neighborhood. Through the slush

    fund scandal weve seen exactly how dangerous that can be. I can assure you as a Staten

    Islander, voters in Tottenville are just as upset as voters are in Saint George about traffic,

    about tolls, about taxes and about the Fresh Kills landfill. Under Proportional

    Representation, we would have three pit-bulls fighting for Staten Island, rather than three

    members who are concerned largely with their own backyards.

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    One of the many other problems with our current system is that it doesnt encourage

    voters to vote for the candidate they like most, it encourages them to pick winners. For

    instance, I worked on two campaigns for nonpartisan special elections in New York City

    in which there were multiple candidates in both of those elections. I encountered literally

    hundreds of voters that told me they would not be voting for the candidate they liked the

    most because they feared it would only lead to the election of the candidate they liked the

    least. This is the so called spoiler effect. With proportional representation voters get the

    opportunity to vote for the candidate they like best without fear of splitting votes from the

    candidate they might prefer more than others.

    Another problem with the current system is that it promotes the election of radical

    members because the election is decided largely by the democratic primary, those that

    come out to vote are often the most partisan, militant left wingers the city has, many of

    whom put whats best for their party or their narrow, ideological agenda ahead of whats

    best for the city. Because this is who votes in the primary and because the primary is all

    but decisive as to who gets elected we end up with a crop of elected officials that

    represent the most extreme ends of the political spectrum. This is not a group which

    lends itself to consensus building or finding non-ideological ways to administer city

    government. If everyone had an opportunity to vote in every stage of the process,

    chances are candidates would have to appeal to a broader constituency.

    Although there are many other problems with the current system, the last one that Ill

    mention here is that its not really reflective of the voters wishes. Lets take a look at the

    current system. In theory you could have one party, let say the republicans get 49% of the

    vote in all 51 city council districts. So with essentially half the city supporting how

    republicans want to administer city government, how many votes would they then get in

    the City Council? What percentage of the power would they get in the City Council?

    Zero! You may think that Im being silly using that sort of an example, but thats actually

    not that far off from what we have now. In 2001 for instance, which is the last year that

    we had a whole new crop of Council members because of term limits, the republicans

    received about 31% of the vote in City Council elections across the city, now what

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    percentage of the seats did they then get in the city council? 8%!!! So even though they

    got 31% of the vote, they only got 8% of the power. Thats not that far off from my 49%

    to zero example.

    Advantages of PR?

    So what are the advantages of proportional representation? One, it completely

    eliminates the so called spoiler effect. No longer will any voter in New York City ever

    get told that their vote for one candidate over another is a wasted vote. This would lead

    to voters truly voting for the candidate that best articulates their vision for NY.

    Second, and this cant be understated in this time of fiscal catastrophe, is it completely

    saves the cost of a second election. No primary election and then a general, no primary

    and then run often then a general its just one election. And, that election is more

    reflective of a voters wishes than the current system that we have now. So we have a

    chance, as taxpayers to save literally millions of dollars by having elections for City

    Council decided in one election rather than two.

    The next biggest advantage of proportional representation and this might even be the

    most important one as far as Im concerned is it includes every voter at every stage of the

    process. Republicans, Democrats, independents, libertarians and vegetarians. they all

    get to vote and theyll have an equal say which is how it should be, not the system we

    have now where if youre not a member of one party or another you get treated for all

    intents and purposes as a second class citizen.

    Now be cause thered be a much more diverse group of a political ideologies

    represented in the City Council this will also go a long way towards promoting consensus

    building. For example, right now if the speaker the City Council wanted to ignore the

    five republicans on the City Council, she could just ignore them without fear of seriously

    jeopardizing the coalition she needs to have in place to govern. However if there were

    ten republicans or eight republicans, three greens, two working families parties members

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    and for independents, the speaker would seriously need to listen to the members that were

    elected by their constituents rather than holding this giant pot of money which she can

    use to reward allies or punish dissent, as is the current case.

    With all these great reasons to support proportional representation, you might wonder

    why in the world did New York City get rid of it. Well, the actual reason is because

    Tammany Hall was beginning to lose control of New York City government. I think that

    was a good thing. I think most of us would probably agree that was a good thing but the

    reason they gave the voters of New York City at the time, through code language,

    smacking of red-baiting and race-baiting was very different. Party bosses convinced the

    voters that if we kept proportional representation, more black City Council members

    would get elected and more communists would get elected. Two Communists did get

    elected, yes, but you know what they were elected by the voters and I think just as you

    saw from 1937 to 1949, you will again see proportional representation providing fair

    representation to both racial and ethnic minorities, as well as to political minorities who

    have since 1949 been unrepresented in New York City government.

    As I mentioned though, its my belief that you wont see scores of extremists getting

    elected, because every voter including general election voters who are generally far more

    moderate than primary voters get to participate, you will see much more moderate and

    sober candidates for public office getting elected. This is a good thing for New York

    City.

    Perhaps the most exciting aspect of this though, is that it will lead to competitive

    elections. Too often it seems as if aside from when theres an open seat, there are no

    competitive elections for City Council in this city. No one wants to challenge an

    incumbent. No one wants to defy the party bosses and no one wants to go through the

    Herculean task of running for office against an all but certain winner. This system (PR)

    makes it so that youre not running against an incumbent; it makes it so that youre

    running for City Council! Youll have more candidates running from a diverse

    background and it will lead to more compatible elections. Im of the belief that

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    competitive elections will lead to more voter choice and then whoever emerges, will be a

    better council member for it. Lets have proportional representation. Lets have

    competitive elections and lets have voter choice.

    The last thing that Ill mention in terms of an advantage for proportional

    representation is that it does away with the silly redistricting and gerrymandering process

    that we go through every ten years. Every single special interest, every racial or ethnic

    group, every political party, and every politician, wants the City Council lines redrawn to

    benefit them, their political party, their ethnic group, their friends, etc. This proposal

    does away with the politicization of that process. This makes it so that Staten Island is

    Staten Island, Brooklyn is Brooklyn, Manhattan is Manhattan. No longer will a partisan

    redistricting commission carve up half a block here or there that might have a

    constituency thats favorable to you and carve out a half a block there, which might have

    a political party thats not to your registration advantage. Now you have to reach out to

    everybody and the voters are going to get to choose their elected officials and gone will

    be the days of elected officials choosing their own constituents.

    So I hope youll strongly consider putting this proposal on the ballot. I think this is one

    of the most fundamental reforms New York City can adopt a hope youll join me in

    fighting for it.

    Non-Partisan Elections. Barring the re-implementation of Proportional Representation, I

    hope the Commission will put the question of non-partisan elections on the ballot once

    again, for all of the reasons referenced above. I think a proposal similar to the 2003

    proposal would be fine and in this political climate, believe it would pass. I would

    suggest at least two alterations to the 2003 proposal.

    a) the option to put your party label- The 2003 proposal included a provision that

    would allow candidates to put on the ballot the party in which they were registered

    with. I think this is a huge mistake. For starters, by only allowing candidates to

    put this single piece of information on the ballot (and not education, beliefs,

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    experience, background, etc.) were implicitly telling the voters that this is the

    single piece of information that should matter most to voters. Its not. Lets not

    put more emphasis on this one aspect of a candidates profile than any other. If a

    candidates registration is something that he wants known, believe me, its not

    something that hell have a hard time communicating to his constituents. Lets not

    advertise it for him at the publics expense. Second, allowing this practice creates

    a false impression to voters. Theres nothing to stop a militant right winger or

    radical leftist from both registering as Democrats. Democrats in that district might

    then wrongly assume that because there is a Democratic label next to a candidates

    name, that the candidate represents the same values that they do, when thats not

    the case. Charles Barron and Peter Vallone are both registered in the same party,

    but their ideologies couldnt be farther apart. Mike Bloomberg and Tom Delay

    were both enrolled in the same party, but their politics couldnt be more

    diametrically opposed. Why create this false impression to voters? Let people run

    as people and let candidates communicate whatever information they think is

    important to the voters in their district.

    b) Replace the run-off with instant run-off voting. The 2003 proposal wouldve

    called for the first two candidates to face off against one another in a run-off.

    Were in the midst of a fiscal crisis. Why force the taxpayers to pay for a second

    election when theres no need to? With a system of instant runoff voting (IRV),

    voters rank their choices in order of preference. If one candidate gets a majority

    then hes elected. Case closed. If no candidate gets a majority, then the candidate

    with the least number of first choice votes is eliminated and all of that candidates

    votes would go to those voters second choice. This system is just as

    representative as run-off voting and far less expensive. Additionally, it does away

    with the wasted vote stigma, in which voters fear voting for the candidate they

    truly support so as not to split the vote with another candidate. As I did in 2003, I

    would urge the commission to adopt IRV for all non-partisan elections.

    Petitioning and ballot access. In every City Council district in this city, you need only

    900 signatures to run for City Council as a Democrat. In some cases, this can mean that

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    you need as little as 1% or even less of the active registrants in that district to sign your

    petition. In each of these districts though, to run as an Independence Party candidate,

    Working Families candidate and Conservative candidate (and in most instances this also

    applies to Republicans), you need 5% of the registrants to sign your petition to get on the

    ballot. So, even in areas like Manhattan or the Bronx, where collecting Democratic

    petitions is usually as easy as standing on a street corner, you need a markedly lower

    threshold for signatures than you do running as the candidate of a minor party. If you run

    for office as an independent (with a small i) or the candidate of any independent body,

    you need THREE TIMES the number of signatures as someone running as a Democrat or

    Republican. Is this fair? In my view, the answer is clearly no. I would encourage the

    commission to explore offering an alternative method for getting on the ballot other than

    petitioning. For instance, what about a filing fee of 1% of the salary for the office youre

    seeking. In a year with many candidates running for office, this could provide some

    welcome relief to city coffers, as opposed to the current costly and wasteful process of

    administering petitioning and the challenges to individual candidate petitions. At a time

    when the city is facing a fiscal crisis of epic proportions, wouldnt this be a better way of

    putting candidates on the ballot? I, understand that the state election law specifically

    mentions the 900 number as a signature requirement and that the Charter Commission

    may not be able to reduce either that number or the percentage without a change in state

    law. If thats the case, I would urge the commission to make it easier in other ways. For

    instance, perhaps that 900 number could apply to candidates running in non-partisan

    special elections, just as it does in party primaries. This 900 number could also apply to

    candidates running as independents or the candidates of independent bodies. Because

    any registered voter is eligible to sign these petitions and any registered voter is eligible

    to collect them, this would make petitioning far less onerous for candidates, volunteers

    and voters alike, thereby achieving Chairman Goldsteins stated objective of making

    civic life more participatory. Lastly, if the commission does choose to adopt my

    proposal, reinstituting Proportional Representation, I would encourage you not to raise

    the 900 signature limit, thus enlarging the pool of voters eligible to sign the petition.

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    Make the referendum process easier. Currently, the power of the voters to amend public

    policy themselves is very narrow in this city and this state. I would encourage you to

    look at steps that can be taken to allow the voters to amend any city law through Initiative

    and Referendum, rather than just charter revisions. Its a common sense step which

    would dramatically enhance the voters desire to participate. I think this would also go a

    long way towards reducing cynicism.

    Government Structure

    Community Board Structure and Composition. Currently, the Borough Presidents have

    complete and final say over who is appointed to the Community Board. This often leads

    to many boards being comprised of yes men to the Borough President and his agenda.

    While, there can be no doubt that the Borough Presidents play a crucial role in land use

    issues and in representing the conscience of their community, it could be argued that the

    City Council members from that individual district (although as Ive stated time and

    again, I believe the City Council would be better served if the Single Member District

    Plurality- SMDP model were replaced with Proportional Representation in borough wide

    districts) has a better sense of whats going on in that individual community than the

    Borough President has. It could also be argued (as it has by Senate Majority Leader

    Pedro Espada and former Republican candidate for Public Advocate Alex Zablocki, etc.)

    that its the voters themselves rather than any politician that has the best sense of who

    should speak for their community on local issues. Im most sympathetic to this line of

    thinking, as Ive always been of the belief that we should err on the side of giving voters

    greater choice. However, Im reminded of the testimony of former Parks Commissioner

    Henry Stern, of New York Civic, who has far greater expertise in city government than I

    could ever hope to attain. In contrasting the successes of Community Boards with the

    failures of the Community School Boards, he indicated that it was precisely because the

    CBs were appointed and the CSBs were elected, that the former has had far greater

    success than the latter. Im still of the belief that the voters might be entitled to some say

    in Community Board composition though, and I would love to see the Commission

    examine a hybrid approach in which the Borough Presidents would be able to appoint a

    third of the members, the individual Council Members (should you choose to retain the

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    SMDP model) would get to appoint a third (without approval by the Borough President

    as all their picks most currently be subject to) and the public would get to elect a third.

    This would diversify the makeup the Community Boards and provide that a multitude of

    voices from every sector of the community are heard.

    Full-Time Council. I was once with one Council member as he was struggling to reach

    another Council member to discuss either some committee work or issues pertinent to

    their borough delegation. After several failed attempts to reach his colleague, he finally

    did and said Where have you been? Ive been trying to reach you all day, to which his

    colleague replied, Hey. I gotta pay the bills. The latter member had been in court all

    day because hes an attorney in private practice. There are currently several council

    members who earn more money from their outside job than they do from their job as a

    council member. If their employer is paying them more than the public is, whose interest

    do they really have first and foremost on their mind? I think the answer is clear. This

    creates the appearance of impropriety if nothing more and just doesnt smell right.

    Currently, council members earn over one hundred thousand dollars a year. Thats

    certainly no princely sum, but its more than most state and municipal legislators around

    the country earn, and its a salary that you can certainly get by on. If the current

    members of the city council cant find a way to live on $112,000 per year, Im sure the

    public can find others who will. I would urge you to consider making the council a full-

    time position.

    The Public Advocates office and Mayoral succession. What function does the Public

    Advocates job really serve? I think if it were abolished tomorrow, most New Yorkers

    wouldnt even know the difference (aside from maybe the money wed be saving that

    could be used to pay police officers, firemen or teachers). Its a total waste and serves

    only to act as a bully pulpit for ambitious politicians. I would urge the Commission to

    put a question on the ballot abolishing this office and give the ability to cast tie-breaking

    votes in the City Council to another citywide elected official, the comptroller and give the

    ability to succeed the Mayor (temporarily before a special election) to a Deputy Mayor of

    the Mayors choosing. What is the real benefit of keeping it? I cant figure it out and I

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    became more convinced of the need to do away with it after hearing the testimony of

    Frank Macchiarola before the commission.

    A cost estimate for all legislation. One of the ideas that Commissioner Fiala put forward,

    which I thought had a lot of merit particularly in this era of fiscal austerity was to have

    the city council explain exactly how its going to offset the costs for all proposed

    legislation, rather than leave it to the Mayor to figure it out afterwards. This sort of

    Revenue Impact Estimate would force individual legislators to act responsibly before

    proposing popular legislation, which theyll never have to worry about paying for. As

    Councilman Fiala put it, if left unchecked, a legislature would spend not only every last

    dime but the unearned dimes of my grandchildren. In a similar vein, I really like

    Councilman Oddos proposal of requiring the Independent Budget Office to conduct a

    cost estimate of every council bill, rather than leaving it to the council itself to estimate

    costs. These are the sorts of budget related questions which I think it might do the

    commission well to study over the course of the next year and place on the ballot next

    year.

    Procurement. One question that the 2003 commission placed on the ballot, which I think

    is certainly worthy of revisiting is simplifying the procurement process, particularly

    making it easier for individual agencies to make purchases themselves rather than go

    through the PPB. Commissioner Crowell wrote eloquently on all the aspect of the

    proposed charter changes in 2003 and its my hope that hell be equally vocal this year. I

    think the defeat of this proposal in 2003 was less of a judgment based on the merits of

    this proposal, but more of a reflection of low voter turnout, lack of voter education on this

    question and the coat-tail effect of the defeat of another high profile proposition.

    The Borough Presidents. I think Commissioner Scissura has spoken eloquently about the

    awkwardness of Borough Presidents going hat-in-hand to their council delegation to beg

    for funding. This seems totally out of whack for an independently elected official. I

    think the proposal to allow the Borough Presidents to have independent budgets is a

    sound one. I also think that Councilman Oddos proposal to give Borough Presidents a

    hand in picking agency commissioners is worthy of consideration. This could take many

    forms including allowing them to submit several names to the agency commissioners for

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    review. At the end of the day, Staten Islanders know a lot more about the transit and

    infrastructure needs of their community than a Manhattan based bureaucrat. I also think

    little value could be served by abolishing the office of the Borough President. Presently,

    theres no voice for voters at the borough level. This is critically important. I also think

    that the ceremonial and cheer-leading aspects of the BP job are important. The

    borough bully pulpit is something thats been shown time and again to have a great

    impact on the lives of city residents. In my view, Guy Molinari (of Staten Island) and

    Marty Markowitz (of Brooklyn) have set the standard for what a post Board of Estimate

    Borough President should be. Its my hope that once these offices are enhanced, the next

    generation of Borough Presidents can achieve even greater results for borough residents

    than these distinguished public servants.

    The Mayors impoundment power. I think Speaker Quinn and Council member Brewer

    outlined brilliantly in their report the need to reform the current impoundment practices.

    As Fritz Schwartz pointed out in his testimony to you, New York City has a strong

    mayoralty and for all the reasons he laid out, I think thats a good thing. However,

    theres still a legislature, which has law-making and budgetary authority and to diminish

    their already (in comparison to the Mayor) insignificant power would be unwise, but

    thats exactly whats occurred as a de facto result of the Mayor deciding what to spend

    money in. In 1998, when the council passed its own budget over the Mayors veto, the

    Mayor simply refused to implement many aspects of it. This left groups struggling to

    patch together a means of survival in the absence of funds that they were not only

    counting on, but that had been allocated. In short, it was a disaster. As a city thats

    waiting anxiously for Albany to pass a budget to find out how much state aid we can

    expect, we know better than anyone the perils of not getting promised funds. Why would

    we do that within our own city? As the Speaker points out in her report, the Mayor

    should be able to retain these powers, but they should be mandated for use only for

    financial reasons, not for political or policy implementing purposes. I would love to see

    the Commission do something about altering this formula. I think this is another area that

    could do well to have another year of study.

    Public Integrity

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    Publicly funded legal bills. I was disgusted two years ago during the slush fund scandal

    as the city council hired high priced attorneys in private practice, to guide individual

    members through the perils of a criminal investigation. If Im under criminal

    investigation at my job, I dont have the luxury of having my employer pay for it, why

    should council members? In my view, they shouldnt. I think this is yet another perk of

    public office that elected officials have taken for themselves and in my view, it needs to

    end. If public officials know theyre going to be paying their own legal bills, perhaps

    theyll think twice before engaging in questionably legal or ethically murky conduct.

    Regardless, I shouldnt be paying for them. There are attorneys on the central staff of the

    counsel, who should be able to handle the legal work involved in issues that involve the

    institution as a whole, barring that, the taxpayers just cant afford to continue paying for

    the criminal conduct of politicians.

    Member-Items, Discretionary Spending and Non-Profits. I think if we learned anything

    from the slush fund scandal, the indictment of Councilman Seabrook, the indictment of

    Councilman Stewarts aides and the indictment of Councilman Martinez, its that the

    system needs to be reformed. As some have proposed, I think the idea of eliminating

    member items (or discretionary spending) over which members have almost dictatorial

    control, with little or no oversight deserves to be explored. Barring that though, there are

    two common sense reforms, which I think should be enshrined in the city charter with

    respect to discretionary spending for non-profits. First and foremost, you should not be

    able to serve simultaneously as a member of the City Council and the head (or officer) of

    a non-profit group that seeks public funding. To me, this is a no-brainer. I would like to

    see this ban extend to family members of council members, staff members of council

    members and family members of council members.

    A slightly less overt form of influence peddling is also common place though.

    Employees of non-profit groups routinely make campaign contributions to the very same

    council members who fund their non-profits. These contributions are then matched 6-1

    by the public. I think this might put pressure on those affiliated with particular non-profit

    groups to contribute to candidates in the hopes that they will keep that member-item

    money coming to their groups. I also think it provides special access to donors who are

    affiliated with certain groups as opposed to non-profits who dont have any campaign

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    contributors associated with it. At the very least, it gives the appearance of impropriety,

    which could be just as devastating towards damaging public confidence in the system as

    actual impropriety. I would urge the commission to prohibit council members from

    accepting money from any non-profit employee, working for a group that this particular

    member is funding. This is the same rational that led to the Mayor and good government

    groups seeking to reign in contributions to politicians from those who do business with

    the city. Donors should not be able to use their private finances to achieve public gain

    and council members shouldnt be able to use the public treasury to ensure their political

    survival.

    Allow Party Chairs to serve in government. Currently county chairmen of political

    parties are barred from serving as Borough Presidents or Council members. I think this

    prohibition is silly and discriminatory towards minor parties. In practice, I think it does

    little to serve its intended goal of prohibiting conflicts-of-interest, because if a party

    leader achieves a position in elective office, they merely install a hand picked partisan

    puppet to do their bidding. For instance, in Staten Island, no one disputes the fact that

    Staten Island Borough President Jim Molinaro yields total and complete control over the

    Conservative Party in that borough. So what does preventing him from actually being

    county chairman actually accomplish? In my view, it only serves to deceive the voters.

    Additionally, for county chairs other than Democrats who somehow achieve elective

    office in New York City, there often isnt a lot of talent to draw upon from within their

    own parties. A GOP, Independence of Conservative County Chairmanship can often be

    as time consuming, pain-staking and thankless a task as serving on the charter revision

    commission (if not more so). To discourage bright, reform minded minor party chairs

    from seeking elective office does a disservice to the public. Should these folks get

    elected, to deprive them of the ability to serve in a party leadership function does a

    disservice to the members of that party. I would suggest that County leaders be permitted

    to serve openly and the voters can decide for themselves whether thats too much of a

    conflict for their liking.

    Pensions for criminal politicos. While it may have been a bit unorthodox, I think having

    Kristin Davis, aka the Manhattan Madam testify on this issue gave a lot of perspective

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    on it. She of course provided prostitutes for former Governor Eliot Spitzer and went to

    jail for her crimes. Yesterday, how did each of them spend their day? Kristin Davis went

    to her probation officer and Eliot Spitzer got a primetime TV show on CNN. Spitzer also

    gets to continue to enjoy his lavish public pension, while Ms. Davis had all of her assets

    seized by authorities. I realize that Spitzer was a state official, but to me the principle is

    the same. There have been scores of municipal elected officials whove left office in

    disgrace, why should the taxpayers be forced to subsidize their retirement? I would urge

    you to consider making a criminal misdemeanor or felony conviction grounds for losing

    your pension. As I mentioned in my oral testimony, so many corrupt politicians are

    nothing more than prostitutes, theyre only less honest about it.

    Land-UseIn Staten Island, we know first hand about the perils of overdevelopment andirresponsible planning, so while Im no expert, there are a few common sense reformsthat I think would go a long way towards streamlining the land-use process.

    Consolidate the Department of City Planning and the Department of Buildings into asingle agency. This was another idea first introduced by Councilman Oddo and I think itmakes all the sense in the world. To do so would serve the commissions stated principleof increasing transparency and enhancing accountability. In my view, such aconsolidation is logical and as Oddo points out would make the people who write thezoning rules the same people who enforce them.

    Remove rulings on scope from the City Planning Commission and allow the City Councilto do it. This was something initially proposed by Councilman Ignizio, but echoed byseveral other council members around the city. I think its very sound in both a theoreticaland practical sense. In a theoretical sense, we elect a legislature (which is empoweredwith land-use authority); they are accountable to the voters. If we, the voters dont agreewith the decisions the legislatures makes, we can throw them out. If we dont like thedecisions the City Planning commission makes, were virtually powerless to alter it. In apractical sense, the individual members know their communities far better thanbureaucrats do. At the end of the day, I believe this will lead to better land use decisionsand more accountable public officials.

    Give Borough Presidents a full vote each on the Franchise Concession ReviewCommittee rather than have them share a vote on issues pertaining to multiple boroughs.This is another common sense proposal that comes out of the Speakers report. I thinkthis would further the notion of local control and I cant see a single reason not to do it.

    Other:

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    As I mentioned, I do hope the Mayor re-appoints you for another year. Look at what

    youve been able to achieve and how far the debate about municipal government as

    already advanced. Regardless of your re-appointment though, Id like you to consider a

    novel approach which I think would have a positive impact on generations of munipal

    government. At the conclusion of this commissions work (whether that happens this

    year or next year), what if you were to voluntarily continue to meet, perhaps each month

    or so and continue to hold hearings and solicit public input and do all of the things youre

    presently doing even though you wouldnt have the ability to place questions directly on

    the ballot. You could serve as a sort of City Government Recommendation Commission

    and annually make recommendations (with the same stated goals of enhanced civic

    participation and government accountability) for charter changes, changes in state law

    and changed in the administrative code. I think there would be no shortage of private

    donors willing to subsidize the fairly low staffing and administrative costs of such a

    venture and the value this would bring to city government would be incalculably high.

    Going forward, perhaps this Recommendation Commission would even choose to put

    questions on the ballot through the petition process. I think with a group like you looking

    out for New Yorkers, theyd feel far more reassured than just having politicians do it. If

    some Commissioners choose not to participate, theres no reason you couldnt choose to

    add other distinguished persons to fill their place like former Commission Chairs Ester

    Fuchs or Randy Mastro. I think this would have the potential to create a dynamic, on-

    going conversation about how best to govern New York City.

    I hope that even after coming up with the drafts of the proposals you wish to put on the

    ballot, youll keep an open mind throughout the next round of hearings just as you have

    until this point and not hesitate to add additional ballot proposals or alter the drafts of

    what you come up with if a compelling case can be made to do so.

    Im sorry to have made this so lengthy, but believe it or not, I did seek to make it pithy.

    I know you have literally thousands of pages of documents to work through and I didnt

    want to add to it. However, I do hope youve gotten something out of this. Ive really

    enjoyed the last few months and in many ways feel as if Ive been through this process

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    with you. In many respects, I feel as if were all somehow part of the charter revision

    family and I look forward to participating in future hearings.