27 Subtract tine 26 from tine 12 2 Excess of revenue wr eapensm uia abbunrmeno -1 , 2 37 ,086 . D Net investment Income (if rev .we ~htH o-) ^ 14 , 717 . 1 ' " - -~ c Adjusted net Income (if racative enter-0-1 ~ ( 14 , 717 . 1 oiisi ux LHA For Paperwork Reduction Act Nonce, tea the Instructions Form 990-PF (2001) 1 15401017 759327 32773 2001 .06000 GREENBAUM-STRAUSS FOUNDATIO 32773-1 n Form 990-PF Return of Private Foundation OMB No 157SOOSZ or Section 4947(a)(1) Nonexempt Charitable Trust 200 1 o.ow~~of Me Treasury Treated as a Private Foundation "t°'"°l R°`°""° serif . ~Note The organization may be able to use a copy of this return to satisfy state reporting mquilarnents " Forcalendar year 200t,ortaxyear beginning JUL 1, 2001 ,andending JUN 30, 2002 G Check all that a 0 Initial return ~ Final return 0 Amended return D Address Chang e 0 Name chan e Use tie IRS Name of organization A Employer Identification number label Otherwise, REENBAUM-STRAUSS FOUNDATION 33-0260006 print Number endstreet (orPOEOanumber llrtwlnnotdellvertObstreet Wdrnf) RooMfWte B Tele phone number orrypa 69844 HWY 111 STE H ( 760 ) 202-1708 See Specific Instructions City or town, state, and ZIP code C u uemooon aroPUmoon is pending u,.ck here CHO MIRAGE CA 92270 -U-1 Foreign organizations, check here- 0, ET H Check type otorganization X~Section 501(c)(3)exempt private foundation Z ~F,n° ;y°n°sre°'a~e;n°xnm c°~~;~%l°~ Section 4947(a)(1) nonexempt charitable trust [~] Other taxable private foundation E It private foundation status was terminated I Fart market value of all assets al end of year J Accounting method M Cash 0 Accrual under section 507(b)(1)(A), check here (from Part II, cot (c), line 16) = Other (specify) F It the foundation is in a 60-month termination 1$ 1 15 fi 2 9 6 . (Part 1, column (d) must be on cash basis) under section 507 ( b )( 1 I' ll ) , check here pad I Analysis of Revenue and Expenses (a) Revenue and (E) Disbursements (The total o! amounts in columns (b), expenses per (b) Net investment (s) Adjusted net for Charitable (c),and(~maynotnecessanyequal equal books income income purposes the amounts in column (~ (cash basis only) 1 Contributions, gifts, proofs etc , received cnsk " FX~ a melumcitemsnotreq u ired roamdi5me 2 Distributions from split-interest trusts interest on aavinp~ and temao~Y 3 trio mvesmenta e Dividends and interest from securities 14 717 . 14 1 71-7 . . 14 717 . '£ATEN3ENT 2 5a Gross rents O (Net rental in .me or Plus.) p fix Nne gain ~°'~"~°°f °'°"°°`°" -1 , 10-8,61-9 . ' ' S TATEMENT 1, a crom .ve .oAo.b .vi 1393131 . ' sxbonline8e I I O p ) CepiGl polo oat Inmme Whom Part N una 2) N/A 8 iJelshod" lermcapital am ,~p " =Fw 9 Income m 10a Gross adni return and all owan 6 lma Coato~ s o la ~ ` ` , e Gross proLt ~D s) NQ14 11 Other mcoma ~ 12 Total nadline ttnr E~+~ -1 093 902 . 14 , 717 . 14 , 717 . 0 13 Compenaauon at ten wsrom et, 0 . 0 . 0 . ~ . 14 Other employee salanes and wages LLj N 15 Pension plans, employee benefits I6a Legal fees oAccounting toes STMT 3 4 600 . 0 . 0 . 0 . cOther professional fees STMT 4 21,775 . 0 . 0 . 0 . i 17 Interest W to lazes STMT 5 24 . 0 . 0 . 0 . 19 Depreciation and depletion E 20 Occupancy 21 Travel, conterances,and meetings a or 22 Printing and publications 23 Other expenses I m 24 Total operating and administrative n expenses Add lines 13 through 23 26 , 399 . 0 . 0 . 0 . 0 25 Contributions gifls,grants paid 116 785 . 116 785 . 26 Total expenses and disbursements
66
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Form 990-PF Return of Private Foundation OMB No …990s.foundationcenter.org/990pf_pdf_archive/330/330260006/330260006_200206_990PF.pdfOrgan izatIons that to llow SFAS 117, check here
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D Net investment Income (if rev.we ~htH o-) ^ 14 , 717 . 1 ' " - -~ c Adjusted net Income (if racative enter-0-1 ~ ( 14 , 717 . 1
oiisi ux LHA For Paperwork Reduction Act Nonce, tea the Instructions Form 990-PF (2001) 1
15401017 759327 32773 2001 .06000 GREENBAUM-STRAUSS FOUNDATIO 32773-1 n
Form 990-PF Return of Private Foundation OMB No 157SOOSZ
or Section 4947(a)(1) Nonexempt Charitable Trust 200 1 o.ow~~of Me Treasury Treated as a Private Foundation
"t°'"°l R°`°""° serif. ~Note The organization may be able to use a copy of this return to satisfy state reporting mquilarnents " Forcalendar year 200t,ortaxyear beginning JUL 1, 2001 ,andending JUN 30, 2002
G Check all that a 0 Initial return ~ Final return 0 Amended return D Address Chang e 0 Name chan e
Use tie IRS Name of organization A Employer Identification number label
Otherwise, REENBAUM-STRAUSS FOUNDATION 33-0260006 print Number endstreet (orPOEOanumber llrtwlnnotdellvertObstreet Wdrnf) RooMfWte B Tele phone number orrypa 69844 HWY 111 STE H ( 760 ) 202-1708
See Specific Instructions City or town, state, and ZIP code C u uemooon aroPUmoon is pending u,.ck here
CHO MIRAGE CA 92270 -U-1 Foreign organizations, check here- 0, ET H Check type otorganization X~Section 501(c)(3)exempt private foundation Z ~F,n°;y°n°sre°'a~e;n°xnm c°~~;~%l°~
Section 4947(a)(1) nonexempt charitable trust [~] Other taxable private foundation E It private foundation status was terminated
I Fart market value of all assets al end of year J Accounting method M Cash 0 Accrual under section 507(b)(1)(A), check here (from Part II, cot (c), line 16) = Other (specify) F It the foundation is in a 60-month termination 1$ 1 15 fi 2 9 6 . (Part 1, column (d) must be on cash basis) under section 507 ( b )( 1 I' ll ) , check here pad I Analysis of Revenue and Expenses (a) Revenue and (E) Disbursements
(The total o! amounts in columns (b), expenses per (b) Net investment (s) Adjusted net for Charitable (c),and(~maynotnecessanyequal equal books income income purposes the amounts in column (~ (cash basis only)
1 Contributions, gifts, proofs etc , received cnsk " FX~ a melumcitemsnotreq u ired roamdi5me
2 Distributions from split-interest trusts interest on aavinp~ and temao~Y 3 trio mvesmenta
e Dividends and interest from securities 14 717 . 14 1 71-7 . . 14 717 . '£ATEN3ENT 2 5a Gross rents O (Net rental in.me or Plus.)
p fix Nne gain ~°'~"~°°f °'°"°°`°" -1 , 10-8,61-9 . ' ' S TATEMENT 1,
a crom .ve.oAo.b.vi 1393131 . ' sxbonline8e I I O p ) CepiGl polo oat Inmme Whom Part N una 2)
N/A 8 iJelshod" lermcapital am ,~p" =Fw 9 Income m 10a Gross adni
return and all owan
6 lma Coato~ s o la ~ ` ` ,
e Gross proLt ~D s) NQ14 11 Other mcoma ~ 12 Total nadline ttnr E~+~ -1 093 902 . 14 , 717 . 14 , 717 .
0 13 Compenaauon at ten wsrom et, 0 . 0 . 0 . ~ .
14 Other employee salanes and wages LLj
N 15 Pension plans, employee benefits I6a Legal fees
Less allowance for doubtful accounts 10, B Inventories for sale or use 9 Prepaid expenses and deferred charges 10a Investments -U S and state government obligations b investments-corporate stack STMT 7 c Investments - corporate bonds
11 m~s land wmngs. anaeononent eae I.Baavm~heartvreryom
111. 1
72 Investments - mortgage loans 13 Investments - other 19 Land, buildings, and equipment basis ~
Less aaumietatrsmdaem 110. 15 Other assets (descn6et STATEMENT 8
11 Accounts payable and accrued expenses 18 Grants payable
m 19 Deferred revenue 20 Loans from otficen directors trustees and o9ner anquaIlAeU panona
m 21 Mortgages and other notes payable _1 22 Other liabilities (describe Ills,
33-0260006 Page 2 of year End of ear Value (h) Book Value (e) Fair Market Value 3 , 450 . 244 493 . 244,493 .
8 OB1 . -8 , 08-1 .
9 F 597 . 1,307 950 . 903,722 .
7,133 . 0 . 0 .
0 .
I31 Total liabilities anEnetassetsllunabalanees 1 2,880,180 .E 1,560,524 .
Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year - Part II column (a) line 30 (must agree with end-of-year figure reported on poor years return) 1
2 Enter amount from Part I, line 27a 2 3 Other increases not included in line 2 (itemize) " FEDERAL TAX REFUND 4 Add lines 1, 2 and 3 q 5 Decreases not included in line 2 (itemize) " SEE STATEMENT 6 5 6 Total net assets or fund balances at end of year (line 4 minus line 51- Part II column f61 line 30 6
FOUNDATION 990-PF
- - - - - I--- -- - --
omplete any for asses showing pain in column (h) and owned by tie foundation on 12/31/69
(I) F M V as of 12/37/69 (1) Adjusted basis (k) Excess of col (i) as of 17131/69 over col (1), A any
l It 1 2 Capital gain net income or (net capital loss) l it ?,am
oss), also enter in Part 1 line 7 enter -0- in Part I line 7
3 Net Short-term capital pain or (loss) as defined in sections 1222(5) and (6) If pain, also enter in Part I line 8, column (c) It (loss) enter-0-in Part I line B -147 .031 .
(2) List and describe the kind(s) Of property sold (a g real estate, 2-story br¢k warehouse, or common stock, 200 shs MLC Co )
SEE ATTACHED STATEMENT
(e) Gross sales once (1) Depreciation allowed (g) cost or other basis (or allowable) plus expense otsale
3-02600
,ow acymrou I (C) Date acquired I (G) Date sold - Donation Purchase (mo , day, yr ) (mo , day, yr )
(h) Gam or (loss) (e) plus (1) minus (g)
-1,ivo,oiZr . (I) Gains (Cal (h) gain minus
cut (k), but not less than -0 ") or Losses (from col (h))
1 ran Y I Uualincation under bection aa4uie) for HeGUCed i ax on Net investment income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
If section 4940(d)(2) applies, leave this part blank
Was the organization liable for the section 4942 tax on the disiri0utable amount of any year in the base penod? 0 Yes [K] No It 'Yes,' tie organization does not quality under section 49401e1 Do not complete this part 1 Enter the appropriate amount in each column for each year, see instructions before making any entries
Base Denod years Adjusted '(~) Distnbuhon olio
Calendar veer for tax veer beainnina in, qualifying distributions Net value of nonchantable-use assets (cot (b) divided by cot (c))
1
2 Tote I otline 7 column (d) 2 .2926948 3 Average distribution ratio for tie 5-year base period - divide tie total on line 2 by 5 or by the number of years
the foundation has been in existence it less than 5 years 3 l .0585390
4 Enter tie net value of nancharitaDla-use assets for 2001 from Part X, line 5
. 5 Multiply line 4byline 3 1 5 1 80,328
6 Enter 1% of net investment income (1% of Part I line 27G) 1 6 1 14 / .
7 Add lines 5 and 6
8 Enter qualifying dislnDutions from Part %1I, line 4 1 8 ~ 116,785 .
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1 % tax rate See the Part VI instructions
Form 990-PF(200t) GREENBAUM-STRAUSS FOUNDATION 33-0260006 Page 4 PaR VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions) 1a Exempt operating foundations described in section 4940(0)(2), check here " L_j and enter 'N/A' on line t
Date of ruling letter , (attach copy of ruling latter If necessary-see Instructions) D Domestic organizations that meek the section 4940(e) requirements in Part V, check here " 171 and enter 1q 1, 147 .
of Part 1, line 27b c All other domestic organizations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I line 12, cot (b) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -D-) 2 -0 . 3 Add lines 1 and 2 3 147 . 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4 0 . 5 Tax based on Investment Income Subtract line 4 from line 3 If zero or less, enter- 5 1 4 7 .
-6 Credits/Payments a 2001 estimated tax payments and 2000 overpayment credited to 2007 6a 4 -4 0- Exempiforeignorpamzahons-laxwrthheldatsource 6b b
c Tax paid with application for extension of time to file (Farm 8868) 6e d Backup withholding erroneously withheld 6E 7 Total credits and payments Add lines Be through Ed 7 4 40 . 8 Enter any penalty for underpayment of estimated tax Check here 0 A Form 2220 is attached B 9 Tax due If the total of lines 5 and 8 is more than line 7, enter amount owed . 9- 10 Overpayment If line 7 is more than the total of lines 5 and 8 enter the amount overpaid " ~ 10 I 293 . 11 Enter the amount of line 10 to be Credited l0 2002 estimated tax " 16 0 . ~ Refunded Do- 133 . Part VII-A Statements Regarding Activities 1 a During the tax year, did the organization attempt to influence any national, state, or local legislation or did d participate or intervene in Yes No
any political campaign 1a X h Did d spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? lh X
N the answer is 'Yes' to 1 a or t b, attach a detailed description o/ the activities and copes o/ any matenals published or distnbuted by the organization in connection with the activities
e Didtheorganizationfile FOrm1120-POLforthisyear9 1c X d Enter the amount (d any) of tax on political expenditures (section 4955) imposed during the year
(1) On the organization " E 0 " (2) On organization managers " E 0e Enter the reimbursement (A any) paid by the organization during tie year for political expenditure tax imposed on organization
managers " $ 0 . 2 Has the organization engaged in any activities that have not previously been reported to the IRS 2 X
If "Yes,"attach a detailed description of the activities 3 Has the organization made any changes, not previously reported to the IRS, in its poveminp instrument, articles of incorporation, or
bylaws or other similar in5trumentsl H "Yes," attach a conformed copy of the changes 3 X 4a did the organization have unrelated business gross income of $1000 or more during the years Ca X 6 If Yes,' has it tiled a tax return on Form 990-T for this years N/A Cb
5 Was there a liquidation, termination, dissolution, or substantial contraction during the years 5 X I( "Yes, ̀ attach the statement required by General Instruction T
6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either " By language in the governing instrument or " By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the slate law
remain m the governing mstrument7 B X 7 Did the organization have at least $5,000 in assets at any time during the years 7 X
I( Yes.' complete Part II, cot (c), and Part XV 8a Enter the states to which the foundation reports or with which it is registered (sea instructions) 10'
CALIFORNIA b If tie answer is Yes'to line 7, has tie organization Nmished a copy at Form 990-PF to the Altomey General (or designate)
at each state as required by General Instruction 39 11 "No, ̀ attach explanation Bb X 9 Is the organization claiming status as a pmate operating foundation within the meaning of section 4942(j)(3) or 4942(1)(5) for calendar -
year 2001 or the taxable year beginning m 2001 (see instructions tar Part XIV)9 If 'Yes,' complete Part XIV 9 X 10 Did any persons become substantial contributors during the tax year9 10 X
II 'Yes,' attach e schedule listing then names and addresses 11 Did the organization comply with the public inspection requirements for its annual returns and exemption aDDhcaUOn9 11 X
Web site address 10, N/A 12 The books are in careot " P .S . GREENBAUM Telephone no "760 202-1708
lowteeat "69844 HWY 111 STE H RANCHO MIRAGE CA ZiP+4 .92270 13 Section 4947(a)(1) nonexempt charitable trusts tiling Form 990-PF in lieu of Form 1041 - Check here
and enter the amount 0/ tax-exempt interest received or accrued during the year 1 1 13 ~ N/A
Form 990-PF(2001) GREENBAUM-STRAUSS FOUNDATION 33-0260006 Papas Part VII-B Statements Regarding Activities for Which Forth 4720 May Be Required
File Form $720 if any item is checked in the "Yes" column, unless an exception applies Yes No 1a During the year did the organization (either directly or mhrecty)
(1) Engage in the sale or exchange or leasing of property with a disqualified persons ~ Yes MI No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified persons ~ Yes E2 No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified persons 0 Yes D No ' (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? =Yes ~X No (5) Transfer my income or asses t0 a disqualified person (Or make any of either available
- - for the benefit or use of a disqualified person) ~ Yes [71 No (6) Agree to pay money or property to a government official? (Exception Check 'No'
ii the organization agreed to make a grant to or to employ the official for a penod otter termination of government service, it terminating within 90 days ) D Yes 0 No
h It any answer is 'Yes to Sa(1)-(6~, did any of the acts tad to quafdy under the exceptions described m Regulations section 53 4941(4)-3 or in a current notice regarding disaster assistance (see page 19 of the insiructions)9 N/A 1. b_ Organizations relying on a current notice regarding disaster assistance check here 1 0
c Did the organization engage in a pnor year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2001? 1 e X
2 Taxes on failure to distribute income (section 4942) (does not apply for years tie organization was a private operating foundation defined in section 4942(1)(3) or 4942(j)(5))
a At the end of tax year 2001 aid the organization have any undistributed income (lines 6d and 6e, Part 7(111) for tax year(s) beginning before 2001 ? 0 Yes 0 No If Yes; list the years
b Are there any years listed in 2a for which the organization is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year s undistributed incomes (If applying section 4942(a)(2) to all years listed, answer 'No' and attach ` statement-see instructions ) N/A 2b
s If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here
3a Did tie organization hold more than a 2% direct or indirect interest in any business enterprise at any time during the years =Yes =X No
6 It Yes'did it have excess business holdings in 2001 as a result of (1) any purchase by the organization or disqualified persons after May 26 1969, (2) the lapse of the 5-year period (or longer penod approved by tie Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of tie 10- 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine it the organization had excess business holdings in 2007 ) NBA 311
4a Did the organization invest during the year any amount in a manner that would jeopardize R5 charitable purposes) 4a X h Did tie organization make any investment in a prior year (but otter December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2001 46 X
5a During the year did the organization pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ~ Yes 91 No (2) Influence tie outcome of any specific public election (see section 4955), or to carry on directly or indirectly
any voter registration OrNe9 E::] Yes EKI No (3) Provide a grant to an individual for travel, study, or other similar purposes 0 Yes 0 No (4) Provide a grant to an organization other than a charitable, etc , organization descn6ed in section
509(a)(1) (2) or (3) or section 4940(d)(2)) D Yes OX No (5) Provide for any purpose other than religious, charitable scientific, literary, or educational purposes, or for
the prevention of cruelty to children or animals ~ Yes 0 No b If any answer is'Yes'to 5a(t)-(5), did any of the transactions fail to qualdy under the exceptions descnbed m Regulations `
section 53 4945 or in a current notice regarding disaster assistance (see instructions) N/A 5b Organizations relying on a current notice regarding disaster assistance check here
e It the answer is Yes' la question Sa(4), does the organization claim exemption from the tax because it maintained expenditure responsibility tortheprant7 N/A Yes E:3 No // "Yes,' attach the statement required by Regulations section 53 4945-5(d)
6a Did the organization, during the year receive any funds, directly or indirectly, to pay premiums on a personal benefit contract9 0 Yes OX No
6 Did the organization, Ounng the year, pay premiums, directly or indirectly, on a personal benefit contract') 66 X If you answered "Yes' to 66, also 61e Form 8870
vo. 980-PF aooi)
t23547 Ol 24 02
2 Compensation of five highest-paid employees (other than those included on line 1) N none, enter "NONE " (b) Title and average
(a) Name and address of each employee paid more than E50 000 , hours per week (c) Compensation
Total number of other employees paid over $50,000 3 Five highest-paid independent contractors for professional services If none, enter "NONE
(a) Name and address of each person paid more than $50,000
Form 990-PF(200i) GREENBAUM-STRAUSS FOUNDATION 33-0260006 Papee
Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation (b) Title and averag e (c) Compensation (d'conviowac~o (e) Ex Vense
(a) Name and address hours per week devoted (II not pald, °`~~~ ̀°' ~'"` account, other --- -- ~ - - - ---
Total number of agars receivin g over $50,000 for professional services Part IX-A Summary of Direct Charitable Activities List the foundation s four largest direct charitable activities during the tax year Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced etc
N/A
2
3
1110.
(e) Ex ense accounR,other allowances
Total Add lines 1 through 3
Pmt X minimum investment Return (NJ domestic foundations must complete this part Foreign foundations, see instructions )
1 Fair market value o1 assets not used (or held for use) directly in carrying out charitable, etc purposes a Average monthly fair market value of securities h Average of monthly cash balances e Fair market value of all other assets d Total (add lines I a . b, and c) e Reduction claimed for blockage or other factors reported on lines 7a and
1c (attach detailed explanation) to 2 Acquisition indebtedness applicable to line 7 assets 3 Subtract line 2 from line 1d 4 Cash deemed held for charitable activities Enter 1 1/2Y of line 3 (far greater amount, see instructions) 5 Net value of noncharllahle"use assets Subtract line 4 from line 3 Enter here and on Part V line 4 6 Minimum Investment return Enter 5% of line 5
Form 990-PF(2oo1) GREENBAUM-STRAUSS FOUNDATION 33-0260006 Page
Part IX-8 Summary of Program-Related Investments
Describe the two largest program-related investments made by tie foundation during the tax year on lines 1 and 2 Amount i N/A
2
- - All other program-related investments See instructions
Gr X~ Dlstnbutable Amount (see instructions) (Section 4942(j)(3) and (1)(5) private operating foundations and certain foreign organizations check here " = and do not complete this gait
t Minimum investment return from Part x dine 6 1 68,611 . 2a Tax on investment income for 2001 from Part VI line 5 2a 147 . b Income tax far 2001 (This does not include the tax from Part VI 2b c Add lines 2a and 2b 2e 147 .
3 Disinbutable amount before adjustments Subtract line 2c from line 1 3 68, 464 . d a Recoveries of amounts treated as qualifying distributions 4a 0 . D Income distributions from section 4947(a)(2) trusts 4b - 0 . c Add lines 4a and 4b to ̀ 0 .
5 Add lines 3 and 4c 68,464 . 6 Deduction irom drstn6uta61a amount (see instructions) 6 ~ 0 . 7 Distrihutahle amount as adjusted Subtract line 61rom line 5 Enter here and on Part XIII, line 1 7 68,464 .
Part XII Qualifying Distributions (see instructions)
1 Amounts paid (including administrative expenses) to accomplish chantable, etc , purposes a Expenses, contributions . gifts, etc -loWl from Part I, column (d), line 26 1a 116 , 785 . G Program-relate0investments -Total from Pail IX-B 1D 0 "
2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc purposes 2 3 Amounts set aside for specific charitable protects that satisfy the a Suitability test (prior IRS approval required) 3a b Cash distribution test (attach the required schedule) 3b
4 Qua lllylny distributions Add lines 1a through 3D Enter here and on Pa R V, line 8, and Part XIII, line 4 4 116,785 . 5 Orpanrza6ons that quality under section 4940(e) for the reduced rate of fax on net investment
income Enter 1 % of Part I, line 27D 5 147 . 6 Adjusted qualifying distributions Subtract line 5 from line 4 ~ 6 ~ 116, 638 .
Note The amount online 6 will be used in Part V, column (b), In subsequent years when calculating whether the foundation qualities for the section 4940(e) reduction of tax in those years
Fom, 990-PF Room
123561 of 2a-02
for 2001 from Part XI line 7 68,464 . 2 unaisMOUteeincome It any as of Me and of 2000,
a Enter amount for 2000 only 0 . b Total for prior years 19 19 19 0 .
3 Ece.aieaeumn.canyoV« it my to 2001 - - -a From 1996-
b From 1997 c From 7998 d From 1999 eFrom 200o 15 , 752 .
' ITotal oflines 3athrough e 15 , 752 . 6 Qualifying distributions for 2001 from
Part Xll,line 4 " S 11( 785 " a Applies to 2000, but not more than line 2a ~ 0 . D Applied to undistributed income o1 poor years (Election required -see instructions) ~ 0 .
c Treated as distnbu6ons out of corpus < (Election required - see instructions) 0 .
E Applied to 2001 di5tributaDle amount 68,464 . e Remaining amount Oislnbuted out of corpus 48,32 1 .
5 Ego.as abmnuuonacertyover .ppoeatozom 0 . 0 . Of an amount appears in cdumn (E) Me same amount must De mown in column (a)1
6 Enter the net total of sash column as Indicated below
6 4,073 d Coryua Fed uno 31 ac xM b Subbed um. 5 " "
6 Pnor years undistributed income Subtract line 4b from line 2D - 0 . .
c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously " - assessed 0 . '
d Subtract hoe Sic from hoe 6b Taxable amount-see instructions 0 .
e UnAistnDuted income for 2000 Subtract line 4a from line 2a Taxable amount-see instr 0 .
1 Undistributed income for 2001 Subtract lines 4d and 5 tram line 1 This amount must be distributed in 2002 ~ 0 .
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(D)(1)(E)or4942(g)(3) 0 .
8 Excess distributions carryover from 1996 not applied on line 5 or line 7 0 .
9 Excess distributions carryover to 2002 ~ - Subtract lines 7 and e from dine 6a 64 , 073 .
10 Analysis of line 9 a Excess from 1997 D Excess from 7998 c Excess from 1999 d Excess from 2000 15 , 752 .
1 a It tie foundation has received a ruling or determination fetter that it is a private operating foundation, and the ruJinp is effective for 2001, enter the dale of the ruling
D Check box to indicate whether the organization is a ate o p eratin g foundation Gescnbs 2 a Enter the lesser at the adjusted net 7az mear
income from Part I or the minimum (a) 2001 (h) 2000
investment return from Part K for each year listed
D 85% of line 2a c Qualifying distributions from Past %1I, -line 4 for each yeas listed - - -d Amounts included in line 2c not
used directly for active conduct o1 exempt activities
e ovaldying distributions made directly far active conduct of exempt activities Subtract line 2d from line 2c
3 Complete 3a 6, or c for tie alternative test relied upon
a 'Assets' attemalrve test - enter 11) Value of all asses (2) Value of assets qualifying
under section 4942(p(3)(B)(i) 6 'Endowment' alternative test -
Enter 2/3 of minimum investment retain shown in Part X, line 6 for
PI art XV J Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the year-see page 26 of the instructions.)
1 information Regarding Foundation Managers a List any managers of the foundation who have contributed more than 2% of the total contributions recervad by tie foundation before tie close of any tax
year (but only if they have contributed more than $5,000) (See section 507(0)(2) )
b List any managers of the foundation who own 10°/, or more of the stock of a corporation (or an equally large portion of the ownership at a partnership or other entity) of which the foundation has a tOqo or greater interest
2 Information Regarding Contnbution, Grant, Gift, Loan, scholarship, etc, Programs Check here " EKii the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the organization makes gifts grants etc (see instructions) to individuals or organizations under other conditions, complete items 2a, b c and d
a Tie name, address, and telephone number of the person to whom applications should be addressed
b The farm in which applications should be submitted and information and materials they should include
c Any submission deadlines
E Any restrictions or limitations on awards, such as by geographical areas Charitable hells kinds of institutions, or other factors
33-0260 Form 990-PF(200t) GREENBAUM-57 ' Pmt XV Supplementary Infortnatic 3 Grants and Contributions Paid During the
Recipient
Name and address (home or business)
a Pad dunng the year
or npprovea ror ru7ure rayment
If recipient is an individual, show any relationship to Foundation Purpose of grant or any foundation manager status of contribution Amount
3a
NONE
133601N1 24 02
15401017 759327 32773
F..990-PF Root) 10
2001 .06000 GREENBAUM-STRAUSS FOUNDATIO 327731
SEE STATEMENT 10 Total
b Approved /or future payment
- - - -I - - - - - -1 - - - - - -
Form 990-PF(200i) GREENBAUM-STRAUSS FOUNDATION 33-0260006 Page 11 Pmt XVI-A Analysis of Income-Producing Activities
a 6 C O B
q fees and contracts from government agencies 2 Membership dues and assessments 3 Interest on savings and temporary cash
investments 0 Dividends and interest from securities 5 Net rental income or (loss) from real estate
a Debt-financed property b Not dobt-tinanced property
6 Net rental income of (loss) from personal property
7 Other investment income 8 Gain or (lass) from sales of assets other
than inventory 9 Net income or (loss) from special events
10 Gross profit or (loss) tram sales of inventory 11 Other revenue
a h
-1,108,619 .
Line No Explain below how each activity far which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of tie organization's exempt purposes (other than by providing funds for such purposes)
7 Program service revenue (b) (it) Related or exempt
Amount '~ Amount function income
c d ~ I ~ L I I
12 Subtotal Addcolumns (b),(n),anu(e) ~-~ 0 . -1, 093, 902 . 0 . 13 Total Add line 12, columns (D), (d), and (e) " 13 -1,093,902 . (See worksheet m line 13 instructions to verify calculations 1
Part WI-78 Relationship of Activities to the Accomplishment of Exempt Purposes
33-0260006 p With Nonchantable
FOUNDATION Form 990-PF and Transactions
Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of Ye
the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from tie reporting organization to a nonchantable exempt organization of , .
(t) Cash la ( l ) (2) Other assets 1a (2 )
b Other Transactions (1) Sales of assets to a noncharrtable exempt organization 1b ( l ) (2) Purchases of asses from a nonchanWble exempt organization 1 h 2
-(3)-Rental of facilities, equipment-or other assets - - - 1 h 3 (4) Reimbursement arrangements (5) Loans or loan guarantees ~h 5 (8) Performance of services or membership or tundraising solicitations
c Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1 c d If the answer to any of the above is *Yes,' complete the following schedule Column (h) should always show the fair market value of the goods other assets,
or services given by the reporting organization It the organization received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods other assets or services received
lal Line no (hl Amount involved fcl Name of noncharrtabla exempt oroanization fill Descnotion of transfers . transactions and sharina arrana
X
2a Is the organization directly or indirectly affiliated with or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527? Yes M No
h If Yes; complete the following schedule (a) Name of organization (h) Type of organization (c) Description of relationship
N/A
Under pendtlm of pxjuy 1 d *T
Net I nova exsmined Iliia reNm InduEinp eccempenyinp unetlulp and ~blartanb, end to the best of rtry YnoMeGpe and belie) it 1S hue caned end complete QederjGO (oNa Non Wpyc or IIGUaary) is DmeO on all Inbrmadon of whlcn Picpsrer nn my knvMedpa
15401017 759327 32773 2001 .0600
X
J m 1 Sipn to of inificerifi r trustee
Preparer's ' VI
m m c signature 9 " p MARY a pp FumswmluYUirs
a~ nmi~oicao 'P .O . ano~maZIPCOm PAT .M
123621 01 24 02
NOV MADSEN GORDON BOX 1826 SPRINGS . CA 92263
CONTINUATION FOR 990-PF, PART IV 33-0260006 PAGE 1 OF 1
(61 How acqwnred (c) Date icqwred (d) DatS sold P-Pwc,ase (mo day flnn ahn y r) (ml
day yr) fl -
Part IV ~ Capital Gains and Losses for Tax on Investment Income (a) List and Oescnta the kind(s) of Property gold ~ q rr al zMate 2-~toivbnrkwarahou .e or common stock 200shs WC Co
j,,MORGAN STANLEY #632 022006 - SEE SCHEDULE n MORGAN STANLEY #632 022006 - SEE SCHEDULE r MORGAN STANLEY #632 022008 - SEE SCHEDULE oMORGAN STANLEY #632 022008 - SEE SCHEDULE . MORGAN STANLEY #632 022010 - SEE SCHEDULE i MORGAN STANLEY #632 022010 - SEE SCHEDULE MORGAN STANLEY #632 022011 - SEE SCHEDULE
h MORGAN STANLEY #632 022011 - SEE SCHEDULE i MORGAN STANLEY #632 022013 - SEE SCHEDULE J MORGAN STANLEY #632 022013 - SEE SCHEDULE k I
on n
P P P P P P P P
(e) Cross ;ales pace (f) Depreciation allowed (g) Cost or other basis (or allowable) plus expense of sale
310,562 . ~ 323,348 u 365,964 . 1,082,174
69,058 . 98,496 140,983 . 303,731 39,904 . 43,455
i 43,997 . 62,699 a 117,517 . 150,877 i, 103, 199 . 110,292
129,091 . 191,937 L - _ 77,90 6 . 134,741 k
m_
n-
Complete only for assets showing gam in column (h) and owned 6y the fo undation on 12/31/b9
F M V is of 12/3L69 (I) Adjusted basis (k) Excess of col p) (q as of 12/31/b9 over rot (p it any
y- - °-
k
I
m
n
2 Capita1 gain net income of (net capital loss) ~ It gam ilso enter in Pad I line 7 It (loss) enter -0-' in Pad I line 7
3 Net Shod-leum capital gain or (loss) as delined m spchons 1222(5) and (6) If win also enter ~in Part I line Z column (c) It (l0>5) entei -0- in Part I line 8
FORM 990-PF OTHER DECREASES IN NET ASSETS OR FUND BALANCES STATEMENT 6
DESCRIPTION AMOUNT
REDUCE UNREALIZED GAIN FOR CONTRIBUTED STOCK SOLD 87,133 .
TOTAL TO FORM 990-PF, PART III, LINE 5 87,133 .
MORGAN STANLEY STATEMENT #632 022006 MORGAN STANLEY STATEMENT #632 022008 MORGAN STANLEY STATEMENT #632 022010 MORGAN STANLEY STATEMENT #632 022011 MORGAN STANLEY STATEMENT #632 022013
P .S . DESERT MUSEUM, PALM NONE SPRINGS, CA 6,285 .
PALM VALLEY SCHOOL, RANCHO NONE MIRAGE, CA 10,000 .
PLANNED PARENTHOOD NONE 60 .
SINATRA CHILDREN'S CENTER, NONE RANCHO MIRAGE, CA 1,000 .
TAMARISK UJC NONE 350 .
TEMPLE SINAI NONE 3,020 .
THE CLUB AT MORNINGSIDE NONE 1,000 .
THE JUVENILE DIABETES NONE FOUNDATION, RANCHO MIRAGE, CA 50 .
THE LIVING DESERT, PALM NONE DESERT, CA 75 .
VAIL VALLEY FOUNDATION, NONE VAIL, CO 15,000 .
VAIL VALLEY MEDICAL CENTER, NONE VAIL, COLORADO 250 .
TOTAL TO FORM 990-PF, PART XV, LINE 3A 116,785 .
`"'"' 2220 Underpayment of Estimated Tax by Corporations �� ~ .. � , I �� ,,~, . �~. I " See separate instructions .m .,1 A.,F~ .e sa~~= " Attach to the caroorahon s tax return FORM 990-E
OMB Nu 1545 n142
2001 Employer Identification number Name
GREENBAUM-S TRAUSS FOUNDATION 33-0260006 Note In must cases the corporation does not need to tue Porn 2220 (See Pad I below for Pxraptions ) The IFS will iigwe any penalty owed and bill the corporation It
the corporation does not need to tile Farm 2220 it may still use d to figure the penalty Enter the amount from line 36 on the estimated tax penalty line of the comoralion 5 income tax return but Do not attach Form 2220
Complete Part III on pace 2 to boors the penalty II there ate no entries on line 17 no penalty is owed u em
o: rn u; J,gA For Paperwork Reduction Act Notice see separate instructions 22 Form 2220 (2001 15401017 759327 32773 2001 .06000 GREENBAUM-STRAUSS FOUNDATIO 32773 1
- Check the boxes below teat appty to the corporation It any boxes are checked [hp corporation must tile Form 2220 naltv It tha box nn line 1 of line 2 aDnlias the commahon may he able to lower or eliminate the DenalN
1 0 The corporation is using IhP annuvlrzad income installment method
2 ~ The corpontion is using the adjusted seasonal mstallmenl method
3 ~ The corporation is , large corporation figuring its first required installment based on the prior year s tax Note The corporvtion also must tale Form 2220 if d has a suspended rasearch rredit allowed for the current year (see the instructions for tine 4) or R is an
indirectl y affected taM a e r see instructionsLPart II Figuring the Underpayment
4 Total tax sae instruction, a 147 .
5a Paisonal holding company tax (SchPdule PH (Form 1120) line 26) included on line a 5a h Lonk-back interest included on line 4 under section 460(0)(2) for completed long-term
contracts of of section 1671q) tot property depreciated under the income forecast method
c Updil for FPdeial tax paid nn liters (sap instructions) 5C tE d Total Add Imps 51 through Sc 5D
6 Subtract line Sd from lina q It the result is less than $500 do nod complete or tile this form The corporation does not nwa trip penalty 6 147 .
7 Enter lhp lax shown on thp corporation s 2000 income lax refine Caution See instructions before completing Inis line 7
8 Enl~~r tea smaller of IinF 5 of tin? 7 It the torpor rich must skip line 7 enter the amount from line 6 8 9 Installment due dales Enter in columns (a) through (d) (a) h t d
flip 15th day of the 4th Farm 990-PF tilers Use 5th month) 6th 9th and 12th months of the corporation c tax year Exception End+r OctoLpr 1 2001 instead of September 15 2001 . 9
10 Required installments It the box on line 1 and/or line 2 aOOVP is checked entar the imounls from Schedule A line 40 If the box on line 3 (Out not 1 of 2) is checked ,pa instructions for the amounts to enter It none of those boxes are checked antar 25', of line 8 above in each column 10
11 Estimated tae paid or uadiied for each period (see inctmctions) For c olumn (a) only enter the amount from line 11 an line 15 11 Complete lines 12 through 18 0l one column before going to the next column
12 Enter amount it any front line t8otthapreceding T column 12
13 Add lines 11 and 12 13 14 Add amounts on lines 16 and n of the piecpaing
column 14 15 Subtract line W from line 13 It zero or Ipss enter -0- 15 16 Ii the amount on line 15 Is zero subtract line 13 front
line 14 OlherwisR enter-0- 16 17 Underpayment It line 15 is Ipss lean or equal to tine
10 SuDtraU line 15 from line 10 Then an to line 12 at the next column Otherwisa go to line 13 17
18 Overpayment It lin " 10 is less than line 15 subtract line
FORM 'j90-PF
Form 22201200t1 GREENBAUM-STRAUSS FOUNDATION 33-0260006 Page 2
Partffl Figuring the Penalty L
-- lal b
19 Enter the date of payment of the 15th day, otthe aid
month after the close of the lax yeas whichever is e idiar
(see instructions) (Form 990-PF and Form 990-T filers
use Slh month instead of 3id month 1 19
20 NumbFr of days from due dire of mciallmant on line 9
to the data shown on line 19 20
21 Namo-i ~ 17avs on linF .'U she, Ill, 2001 ann in-l1, 7 i 70u t 21
22 u, n~, ,rnn, aon in-1i .m,o el oia, . ~~~ inst .0°~ 22 .̂ss
27 n .nrn . ~i o,, n ~~rv 20 ~n-1 e 11,211 .,1 oFm- , 1 20112 27
28 u.~.~c3.m<oi . ., ~~rP 17 . m1 1, o�i,vs o ., . e 28 .65
29 r,,, of ,n i,.=20 . .nF~ E u aoo. .n~ ~ urn= io , znoz 29
30 r, ,r.. n .n*~i �iaj.-- line z4 , 0 30 $ $ $ $ X65
31 rmr.n.m oavs ,n ior zo .ne~ . Ill 2111 ma bef' re Ill 2003 31
32 urn-m,r~nm ,~n i~~- n of �, ~ line n . , 32 $ $ a $ iES
33 n,1, nJ3v>>n line ,o,nF� .-, .~1n.,nowo-gez,m :uo, 33
34 unn-F,avmFn~~Ii line 1 7 .n-*in, ,ia . .rso .i ii 34 $ $ $ $ 1 65
35 Add lines 22 24 26 28 .i0 32 and 34 35 $ $
36 Penalty Add columns (a) breach id) of line 35 Enter the total here and on Form 1120 line 33 Form 1120-A line 0-- 29 or the corn arable IinF for other income tax returns 36$ 0 .
- For underpayments paid alter March 31 2002 For fines 28 30 32 and 34 use the penalty interest rotator each calendir quarter
which the IRS will determine during the test month m the preceding quarter These rates are published quarterly m an IRS News
RFlense and in v revenue ruling in the Internal Revenue Bulletin To obtain this information on the Internet access the IRS Web
Site at www its gov You can also call i-800-829-10x0 to gel interest rate infoimaliun
JWA Foam 2220 2001
~,zF0 : 2 3 oz a, o_ 15401017 759327 32773 2001 .06000 GREENBAUM-STRAUSS FOUNDATIO 32773- 1
MoRCaN srANLE r ACCOUNT NO 632 022006 REALIZED GAIN / (LOSS ; (JULY 2001 JUNE 20021
DATE DATE ADJUSTED REALIZED ORGANIZATION 4COUIRED SOLD TOTAL COST PROCEEDS GAINqL055)
Nov-01 AMAZON COM INC 0228/01 10/31/0 391 56 23444 (157 12) AMERICAN TOWER CP 02128101 11i09/01 30000 6481 (235 19) AMERICAN TOWER CP 02/28101 11112/01 1,65000 34870 (130130) HOMESTORE COM INC 02i28i01 11105/01 1 35844 12559 (1 23285)
Jan 0: June 02 MORGAN STANLEY SCHEDULE 6309700 56,503 00 (659400) TOTAL - SHORT TERM 98 496 12 6905835 (29,437 77)
MORGAN STANLEY ACCOUNT NO 632 022008 REALIZED GAIN i (LOSS) JULY 2001 - JUNE 2002)
DATE DATE ADJUSTED REALIZED ORGANIZATION ACQUIRED SOLD TOTAL COST PROCEEDS GAIN/(LOSS)
LONG TERM
Morgan Stanley is a service mark of Morgan Stanley Dean Wittei - Co Services are offered through Morgan Stanley DW Inc , member : . .,
Mo rga n Stanley ACTIVE ASSETSP ACCESS ACCOUNT FOR MONTH ENDING JUNE 30, 2002 PAGE 114 OF 212
GREENBAUM-STRAUSS FOUNDATION Account Number ATTENTION JAMES & PEGGY GREENBAUM 632 022008 145
Date Unit Adjusted Market Unrealized Additional Unrealized Gain/(Loss) Quantity AcqUired Cost Total Cost Value Gain/(Loss) Information
UNZSWRCE ENERGY CP IHLOG CO) 146 OS-21-02 19 5960 2,861 03 2,715 60 (145 43) Short Term
UNITED STS STL CP (NEW) 161 05-21-02 20 1900 3,250 59 3,202 29 148 301 Sort Term
US CELLULAR CP 48 O5-21-02 38 9500 1,869 60 1,221 60 (648 00) Short Term
XEROX CORP 257 O5-21-02 8 8200 2,266 74 1,791 29 1475 451 Short Term
Totals for positions with cost data available $141,317 63 (136,681 55 114,636 08)
Total Market Value for all positions $136,681 ss
The 'Total Cost' and "Unit Cost' for Fixed Income Unit Trusts, Mortgage-Backed Securities, and Zero Coupon bonds has been adjusted to reflect any partial return of principal or capital that may have been paid to you, or accreted interest earned, since your purchase date In the event that the accumulated total return of principal or capital is greater than the provided original cost, the adjusted cost will be '0 00'
Date Date Adjusted Realized Additional Realized Gam/(Loss) Quantity Acouired Sold Total Cost Proceeds GamilLossl Information
Short Term
ABGENIX INC 15 11-16-01 04-22-02 494 10 228 88 1265 221 Short Term ABGENIX INC 5 11-19-01 04-22-02 164 75 76 29 l88 461 Short Term AGILE SOFTWARE CORP OEL 65 12-18-01 OS-21-02 1,154 96 534 93 1620 031 Sort Term
AGILE SOFTWARE CORP OEL 30 03-OS-02 OS-21-02 133 90 82 30 151 60) Short Term AGILE SOFTWARE CORP DEL 65 03-19-02 OS-21-02 884 00 534 93 1349 071 Short Term AGILE SOFTWARE CORP DEL 20 OS-17-02 05-21-02 169 40 264 60 f4 80) Short Term ALTERA CP 20 11-16-01 O5-21-02 499 46 402 79 196 671 Short Term
qLiERA CP 10 05-17-02 O5-21-02 203 8O 201 39 (2 41) Short Term
AMAZON COl1 INC 55 04-24-02 O5-21-02 915 20 1,073 02 157 82 Short Term
AMAZON COM INC 55 04-26-02 05-21-02 904 .59 1,073 02 168 43 Short Term
AMAZON COM INC 55 05-16-02 05-21-02 1,069 56 1,073 02 3 46 Short Term
ANDRX CP-ANDRX GR 95 11-16-01 05-21-02 6,020 43 4,433 51 11,586 921 Short Term
ANDR% CP-ANORX GR 10 05-17-02 OS-21-02 453 00 466 69 13 69 Short Term
APPLIED MICRO CIRCUITS CP 65 06-OB-O1 05-21-02 1,270 68 462 78 1807 901 Short Term
APPLIED MICRO CIRCUITS CP 75 06-14-01 OS-21-02 1,259 03 533 98 (725 OS) Short Term
APPLIED MICRO CIRCUITS CP 5 06-18-01 05-21-02 75 16 35 60 l39 561 Short Term APPLIED MICRO CIRCUITS CP 70 10-17-01 OS-21-02 829 80 498 38 (331 42) Short Term
APPLIED MICRO CIRCUITS CP 10 11-16-01 05-21-02 156 32 71 20 lB5 121 Short Term
APPLIED MICRO CIRCUITS CP 5 11-19-01 OS-21-02 78 10 35 60 142 501 Short Term
APPLIED MICRO CIRCUITS CP 10 03-OS-02 05-21-02 100 20 71 20 f29 001 Short Term
BED BATH 8 BEYOND INC 10 11-16-01 05-21-02 303 60 349 99 46 39 Short Term
This summary is not part of your account statement It is for information purposes only and should not be used for tax preparation
MorganStanley ACTIVE ASSETS ACCESS ACCOUNT FOR MONTH ENDING JUNE 30, 2002 PAGE 115 OF 212
Morgan Stanley is a service mark of Morgan Stanley Dean Wetter & Co Services are offered through Morgan Stanley DW Inc , member SIPC
GREEN BAUM-STRAUSS FOUNDATION Account Number ATTENTION JAMES & PEGGY GREENBAUM 632 022008 145
Date Date Adjusted Realized Additional Realized Gain/(Loss) Quantity Acouired Sold Total Cost Proceeds Gain/(Loss) Information
BED BATH 8 BEYOND INC 5 OS-17-02 05-21-02 179 20 174 99 14 211 Short Term CABLEVISION SYS RNBH MEDIA 25 10-09-01 OS-21-02 536 21 537 48 1 27 Short Term CABLEVISION SYS RNBW MEDIA 15 11-16-01 05-21-02 299 93 322 49 22 56 Short Term CABLEVZSION SYS RNBN MEDIA 5 11-19-01 05-21-02 105 45 107 50 2 OS Short Term CABLEVISION SYSTEMS CORP 10 11-16-01 OS-21-02 355 12 209 59 (145 53) Short Term CABLEVISION SYSTEMS CORP 5 11-19-01 OS-21-02 186 25 104 80 181 451 Short Term CABLEVISION SYSTEMS CORP 5 OS-17-02 05-21-02 93 40 104 BO 11 40 Short Term CHECKFREE CORPORATION 39 07-31-01 OS-21-02 1,230 45 949 62 1280 831 Short Term CFIELKFREE CORPORATION 10 11-16-D1 OS-21-02 141 58 243 49 101 91 Short Term CHECKFREE CORPORATION 10 03-05-02 05-21-02 150 40 243 49 93 09 Short Term CINCINNATI FINANCIAL OHIO 20 30-05-01 OS-21-02 819 90 883 77 63 87 Short Term CLEAR CHANNEL COMMUNICATION 10 11-16-01 05-21-02 481 00 523 98 42 98 Short Term COX RADIO INC 5 11-16-01 05-21-02 123 70 143 70 20 00 Short Term COX RADIO INC 10 11-19-01 05-21-02 244 97 287 39 42 42 Short Term COX RADIO INC 5 05-17-02 OS-21-02 146 95 143 70 (3 25) Short Term EBAY INC 10 11-16-01 05-21-02 599 51 566 88 132 631 Short Term EBAY INC 15 O5-17-02 O5-21-02 848 10 850 32 2 22 Short Term ECHOSTAR COMM CORP CL A 40 11-16-01 OS-21-02 1,026 OS 992 37 (33 68) Short Term ECHOSTAR COMM CORP CL A 20 OS-17-02 OS-21-02 498 60 496 18 12 421 Short Term EXPEOIA INC 45 05-30-01 O5-21-02 1,167 67 3,481 09 2,113 42 Short Term EXPEDIA INC 5 11-16-01 05-21-02 152 10 386 79 234 69 Short Term EXPEDIA INC 5 05-17-02 O5-21-02 409 65 386 79 122 861 Short Term EXPEDIA INC 2009 WTS O5-30-O1 02-04-02 0 00 14 55 14 55 Cash in Lieu EXPEDIA INC 2009 WTS 8 05-30-01 O5-21-02 100 68 352 78 252 10 Short Term EXPEDIA INC 2009 NTS 1 11-16-01 05-21-02 13 12 44 10 30 98 Short Term EXPRESS SCRIPTS INC COMMON 30 05-02-02 05-21-02 570 22 527 98 l42 241 Short Term EXPRESS SCRIPTS INC COMMON 5 05-03-02 05-21-02 261 55 263 99 2 44 Short Term EXPRESS SCRIPTS INC COMMON 5 05-14-02 OS-21-02 274 91 263 99 110 921 Short Term EXPRESS SCRIPTS INC COMMON 5 05-17-02 05-21-02 267 90 263 99 (3 91) Short Term GEMSTAR-TV GUIDE INTERNATIONAL 75 09-26-01 05-21-02 1,398 OB 774 72 (623 36) Short Term GEMSTAR-TV GUIDE INTERNATIONAL 5 11-16-01 OS-21-02 129 40 51 65 (77 75) Short Term GENENTECH INC 10 11-16-01 05-21-02 549 96 371 59 1178 371 Short Term GENENTECH INC 10 O5-17-02 O5-21-02 374 10 371.59 (2 51) Short Term GILEAD SCIENCE 10 11-16-01 05-21-02 339 44 363 49 24 O5 Short Term GILEAD SCIENCE 15 05-17-02 O5-21-02 542 40 545 23 2 83 Short Term HISPANIC BROADCASTING CORP 5 11-16-01 OS-21-02 106 44 131 50 25 Ob Short Term HISPANIC BROADCASTING CORP 10 11-19-01 05-21-02 218 40 262 99 44 59 Short Term HISPANIC BROADCASTING CORP 5 05-17-02 OS-21-02 132 60 131 50 fl 10) Short Term HOTELS COM CL A 25 30-08-01 05-21-02 804 52 1,296 71 492 19 Short Term HOTELS COM CL A 5 11-16-01 05-21-02 174 85 259 34 84 49 Short Term HUMAN GENOME SCIENCES INC 15 11-16-01 05-21-02 672 60 240 31 (432 29) Short Term HUMAN GENOME SCIENCES INC 5 11-19-01 05-21-02 228 30 80 .10 1148 201 Short Term HUMAN GENOME SCIENCES INC 10 05-17-02 05-21-02 153 89 160 21 6 32 Short Term JUNIPER NETWORKS 20 11-16-01 05-21-02 508 64 198 19 1330 451 Short Term
This summary is not part of your account statement It is (or information purposes only and should not be used (or tax preparation
Mor¢an Stanley is a service mark of Morgan Stanley Dean Witte, Co Services are offered through Morgan Stanley DW Inc , member ,. .,
Q Morga n Sta n I ey ACTIVE ASSETS ACCESS ACCOUNT FOR MONTH ENDING JUNE 30, 2002 PAGE 176 OF 212
GREENBAUM-STRAUSS FOUNDATION Account Number ATTENTION JAMES & PEGGY GREENBAUM 632 022008 145
Date Date Adjusted Realized Additional Realized Gam/(Loss) Quantity Acowred Sold Total Cost Proceeds Gain/(Loss) In(ormafron
JUNIPER NETWORKS 15 05-17-02 05-21-02 150 90 148 64 l2 261 Short Term LIBERATE TECHNOLOGIES 40 11-16-01 05-02-02 319 03 204 06 1115 771 Short Term MAXIM INTEGRATED PRODUCTS INC 25 11-16-01 05-21-02 1,339 72 1,269 46 170 261 Short Term MAXIM INTEGRATED PRODUCTS INC 20 OS-17-02 OS-21-02 1,024 00 1,015 57 (8 43) Short Term MEDIACOM COMM CL A 90 08-15-01 05-21-02 1,485 41 1,115 97 1369 441 Short Term MEOIACOM COMM CL A 20 11-16-01 OS-21-02 308 87 247 99 160 BBI Short Term MEDIACOM COMM CL A 15 05-17-02 05-21-02 179 40 185 99 6 59 Short Term MEDIMMUNE INC 35 04-19-02 05-21-02 1,288 35 1,105 96 (182 39) Short Term MEDIMMUNE INC 5 04-22-02 O5-21-02 174 95 157 99 f16 96) Short Term MEDIMMUNE INC 5 05-17-02 05-21-02 156 O5 157 99 1 94 Short Term NETWORK APPLIANCE INC 50 05-21-01 OS-21-02 1,300 43 695 48 1604 951 Short Term NETWORK APPLIANCE INC 70 06-14-01 OS-21-02 1,076 43 973 67 1102 76) Short Term NETWORK APPLIANCE INC 50 11-12-01 05-21-02 858 78 695 48 1163 30) Short Term NETWORK APPLIANCE INC 10 11-16-01 05-21-02 159 90 139 30 (20 80) Short Term NETWORK APPLIANCE INC 10 03-05-02 OS-21-02 215 50 139 10 176 401 Short Term NETWORK APPLIANCE INC 15 OS-17-02 OS-21-02 230 10 206 64 l21 461 Short Term NOVELLUS SYSTEM 25 10-10-01 05-21-02 713 88 1,252 21 538 33 Short Term NOVELLUS SYSTEM 15 10-12-01 05-21-02 488 10 751 Si 263 23 Short Term NOVElLUS SYSTEM 10 11-16-01 O5-21-02 387 00 500 88 113 88 Short Term ONI SVS CORP 90 02-13-02 O5-21-02 501 78 436 49 f65 291 Short Term ONI SYS CORP 5 02-15-02 O5-21-02 26 16 24 25 11 911 Short Term ONI SYS CORP 10 03-05-02 O5-21-02 64 00 48 50 (15 50) Short Term ONI SYS CORP 20 05-17-02 O5-21-02 102 40 97 00 15 401 Short Term OPENHAVE SYSTEMS INC 35 06-01-01 05-21-02 1,395 16 241 84 (1,153 32) Short Term OPENWAVE SYSTEMS INC 25 05-17-02 OS-21-02 172 25 172 74 49 Short Term OVERTURE SERVICES INC 80 06-29-01 OS-21-02 1,571 56 1,550 35 121 211 Short Term OVERTURE SERVICES INC 20 10-30-01 OS-21-02 521 52 387 59 1133 931 Short Term OVERTURE SERVICES INC 15 11-16-01 OS-21-02 375 28 290 69 l84 59) Short Term OVERTIME SERVICES INC 10 05-17-02 OS-21-02 183 00 193 79 10 79 Short Term PAYCHEX INC 15 11-16-01 O5-21-02 538 O8 539 38 1 30 Short Term RATIONAL SOFTWARE CORP NEW 10 11-16-01 OS-21-02 172 21 130 20 (42 01) Short Term RATIONAL SOFTWARE CORP NEW 5 OS-17-02 OS-21-02 69 OS 65 10 (3 95) Short Term ROBERT HALF IM7 35 10-12-01 O5-21-02 802 90 929 57 126 67 Short Term SAPIENT CORP 20 03-05-02 05-10-02 89 00 28 49 (60 511 Short Term SEI INVESTMENTS CO 30 06-15-01 05-21-02 1,235 45 1,015 17 (220 281 Short Term SEI INVESTMENTS CO 25 04-02-02 OS-21-02 1,041 50 845 97 1195 531 Short Term SEI INVESTMENTS CO 20 04-04-02 OS-21-02 795 98 676 78 (119 20) Short Term SEPRACOR INC 10 11-16-01 05-13-02 450 15 114 35 (335 80) Short Term SIEBEL SYSTEMS INC 30 11-16-01 OS-21-02 744.59 647.08 197 511 Short Term SIEBEL SYSTEMS INC 10 03-OS-02 05-21-02 327 80 215 69 1112 111 Short Term
SONUS NETWKS INC 15 11-16-01 05-21-02 86 22 34 95 (51 27) Short Term SONUS NETWKS INC 35 05-17-02 05-21-02 74 20 81 55 7 35 Short Term SYMANTEC CORP 25 02-13-02 05-21-02 916 09 927.47 11 38 Short Term SYMANTEC CORP 30 04-24-02 05-21-02 1,058 10 1,112 96 54 86 Short Term
This summary is not part of your account statement It is for information purposes only and should not be used for tax preparation
Morgan Stanley is a service mark of Morgan Stanley Dean Wetter & Co Services are offered through Morgan Stanley DW Inc , member SIPC
M o rga n S la n I l,.y ACTIVE ASSETS ACCESS ACCOUNT MorgaFOR MONTH ENDING JUNE 30, 2002 PAGE 177 OF 212
GREEN BAUM-STRAUSS FOUNDATION Account Number ATTENTION JAMES & PEGGY GREENBAUM 632 022008 145
Date Date Adjusted Realized Additional ReahZed Galls/(Loss) Quantity Acouved Sold Total Cost Proceeds Gain/(Loss) Information
T ROME PRICE GROUP INC 5 11-16-01 OS-21-02 157 95 184 74 26 79 Short Term UNIVISION COMM INC CLASS A 15 11-16-01 05-21-02 505 17 601 48 96 31 Short Term VERISICN INC 10 11-16-01 04-26-02 448 70 99 42 (349 28) Short Term WESTWOOD ONE INCORPORATED 20 11-16-01 05-21-02 611 30 794 98 181 68 Short Term I(ILIN% INC 35 11-16-01 05-21-02 1,285 94 1,365 31 79 37 Short Term
YAHOO INC 10 11-16-01 O5-21-02 157 90 168 10 10 20 Short Term
Sub Total Short Term $63,097 22 $56,503 30 (16,593 92)
Long Term
ABGENIX INC 82 09-29-00 03-01-02 6,647 13 1,170 12 (5,277 01) Long Term
ABGENZX INC 10 09-29-00 03-05-02 810 63 198 60 (612 03) Long Term
ABGENIX INC 2 09-29-00 04-22-02 162 13 50 52 (131 61) Long Term ABG£NIX INC 60 02-28-O1 04-22-02 2,190 00 915 50 (1,274 50) Lang Term
ALTERA CP 67 09-29-00 05-21-02 3,266 25 1,349 34 (1,916 91) Long Term ALTERA CP 45 02-28-01 05-21-02 1,077 19 906 27 (170 92) Long Term
BED BATH 8 BEYOND INC 5 09-29-00 OS-16-02 127 81 177 47 49 66 Long Term BED BATH E BEYOND INC 147 09-29-00 05-21-02 1,757 69 5,144 84 1,187 15 Long Term BED BATH 9 BEYOND INC 120 02-28-01 05-21-02 3,075 00 4,199 87 1,124 87 Long Term
CABLEVISION SVS RNBW MEDIA 42 09-29-00 05-21-02 852 25 902 97 50 72 Long Term CABLEVISION SYS RNBW MEDIA 23 02-28-01 05-21-02 535 47 494 48 (40 99) Long Term CABLEVISION SYSTEMS CORP 41 09-29-00 05-21-02 2,289 44 859 35 (1,430 11) Long Term CABLEVISION SYSTEMS CORP 45 02-2B-O1 OS-21-02 3,017 28 945 17 (2,074 11) Long Term CHECKFREE CORPORATION 56 09-29-00 05-21-02 2,268 00 1,363 56 (904 44) Long Term CHECKFREE CORPORATION 35 02-28-01 05-21-02 1,739 06 852 22 (BB6 84) Long Term CLEAR CHANNEL COMMUNICATION 35 09-29-00 05-21-02 1,968 75 1,833 94 1134 811 Long Term CLEAR CHANNEL COMMUNICATION 15 02-28-01 05-21-02 859 20 785 90 (73 22) Long Term CAX RADIO INC 82 09-29-00 05-21-02 1,368 38 2,356 .61 988 23 Long Term
COX RADIO INC 35 02-28-01 O5-21-02 775 25 1,005 87 230 62 Long Term EBAV INC 109 09-29-00 O5-21-02 7,459 69 6,179 02 11,280 671 Long Term
EBAY INC 75 02-28-01 OS-21-02 3,262 50 4,251 62 989 12 Long Term ELHOSTAR COMM CORP CL A 172 09-29-00 05-21-02 9,062 .25 4,267 19 (4,795 06) Long Term ECHOSTAR COMM CORP CL A 95 02-28-01 OS-21-02 2,606 56 2,356 88 (249 68) Long Term ELANTEC SEMICONDUCTOR INC 30 01-22-01 OS-24-02 240 00 240 00 ELANTEC SEMICONDUCTOR INC 25 02-28-01 OS-24-02 0 00 200 00 200 00 Long Term
Adjusted 02/28/01 GENENTECH INC 56 09-29-00 05-21-02 5,180 .00 2,080 .89 (3,099 11) Long Term GENENTECH INC 35 02-28-01 05-21-02 1,863 75 1,300 56 (563 19) Long Term GILEAO SCIENCE 100 09-29-00 O5-21-02 2,775 00 3,634 89 859 89 Long Term GILEAD SCIENCE 70 02-28-O1 O5-21-02 1,301 56 2,544 .42 1,242 86 Long Term HISPANIC BROADCASTING CORP 65 09-29-00 OS-21-02 1,763 13 1,709 45 (53 68) Long Term
HISPANIC BROADCASTING CORP 45 02-28-01 OS-21-02 1,035 00 1,183 46 148 46 Long Term HUMAN GENOME SCIENCES INC 68 09-29-00 OS-21-02 5,860 75 1,089 39 14 .771 36) Long Term
This summary is not part of your account statement It is for information purposes only and should not be used for tax preparation
Morgan Stanley is a service mark of Morgan Stanley Dean Witte, - Co Services are offered through Morgan Stanley DW Inc , member :, .,
Morga ACTIVE ASSETS ACCESS ACCOUNT M o rga n S la n I Gy FOR MONiH ENDING JUNE 30, 2002 PAGE 118 OF 212
GREEN BAUM-STRAUSS FOUNDATION Account Number ATTENTION JAMES & PEGGY GREENBAUM 632 022008 745
Date Date Adjusted Realized Additional Realized Gain/(Loss) Quantity Acoutred Sold Total Cost Proceeds Gain/(Loss) Information
HUMAN GENOME SCIENCES INC 40 02-28-01 OS-21-02 2,227 50 640 82 11,586 681 Long Term INTERSIL HOLDINGS CP 01-22-01 OS-24-02 0 00 4 75 4 75 Cash in Lieu INTERSIL HOLDINGS CP 37 01-22-01 OS-29-02 1,334 47 903 18 (4i1 291 Long Term INTERSIL HOLDINGS CP 31 02-28-01 05-29-02 553 13 756 72 203 59 Long Term JUNIPER NETWORKS 10 08-23-00 05-21-02 1,902 46 99 10 I1,803 36) Long Term
Adjusted 12/04/00 JUNIPER NETWORKS 75 09-29-00 05-21-02 16,650 00 743 22 (15,906 78) Long Term JUNIPER NETWORKS 50 02-28-01 05-21-02 3,187 50 495 48 12,692 021 Long Term LIBERATE TECHNOLOGIES 160 01-22-01 05-02-02 2,700 00 816 23 X1,883 771 Long Term LIBERATE TECHNOLOGIES BO 02-28-01 OS-02-02 775 00 408 11 1366 891 Long Term MAXIM INTEGRATED PRODUCTS INC 157 09-29-00 05-21-02 12,874 00 7,972 22 14,901 781 Long Term MAXIM INTEGRATED PRODUCTS INC 100 02-28-01 05-21-02 4,687 37 5,077 84 390 47 Long Term MEDIACOM COMM CL A 106 09-29-00 05-21-02 1,590 00 1,314 36 1275 641 Long Term MEDIACOM COMM CL A 60 02-28-01 05-21-02 1,151 25 743 98 (407 27) Long Term ONI SYS CORP 65 04-20-01 05-21-02 2,559 27 315 24 12,244 031 Long Term OPENWAVE SYSTEMS INC 37 09-29-00 05-21-02 4,366 00 255 66 14,110 34) Long Term OPENNAVE SYSTEMS INC 20 02-28-01 OS-21-02 791 25 138 19 (653 06) Long Term OVERTURE SERVICES INC 65 05-03-01 05-21-02 1,297 63 1,259 66 137 971 Long Term PAYCHEX INC 87 09-29-00 05-21-02 4,649 06 3,128.42 !1,520 64) Long Term PAYCHEX INC 50 02-28-01 05-21-02 2,106 25 1,797 94 1308 311 Long Term RATIONAL SOFTWARE CORP NEW 54 09-29-00 OS-21-02 3,719 25 703 06 X3,016 191 Long Term RATIONAL SOFTWARE CORP NEW 30 02-28-01 OS-21-02 1,185 00 390 59 1794 411 Long Term RESEARCH IN MOTION 10 12-07-00 05-21-02 881 22 167 29 !713 93) Long Term RESEARCH IN MOTION 56 12-26-00 05-21-02 4,247 59 936 85 (3,310 74) Long Term RESEARCH IN MOTION 40 04-16-01 05-21-02 1,055 95 669 10 (386 77) Long Term SAPIENT CORP 70 01-24-01 05-10-02 1,334 08 99 70 11,234 381 Long Term SAPIENT CORP 45 02-28-01 05-10-02 601 88 64 09 (537 79) Long Term SEPRACAR INC 23 09-29-00 03-07-02 2,788 75 445.64 (2,143 11) Long Term SEPRACOR INC 17 09-29-00 03-07-02 2,061 25 356 75 11,704 50) Long Term SEPRACOR INC 3 09-29-00 05-13-02 363 75 34 30 (329 45) Long Term
SEPRACOR INC 25 02-28-01 05-13-02 1,339 06 285 87 (1,053 19) Long Term
SIESEL SYSTEMS INC 192 09-29-00 05-21-02 21,432 00 4,141 31 117,290 691 Long Term SIEBEL SYSTEMS INC 130 02-28-01 05-21-02 5,409 21 2,804 01 (2,605 20) Long Term
SONUS NE75iK5 INC 90 09-29-00 05-21-02 3,907 50 209 69 13,697 e11 Long Term
SONUS NETWKS INC 50 02-28-01 05-21-02 1,418 75 116 49 11,102 261 Long Term
T ROWE PRICE GROUP INC 55 09-29-00 05-21-02 2,581 56 2,032 19 1549 37) Long Term
T ROWE PRICE GROUP INC 35 02-28-01 05-21-02 1,270 94 1,293 21 22 27 Long Term
UNIVISION COMM INC CLASS A 131 09-29-00 OS-21-02 4,904 31 5,252 94 348 63 Long Term
UNIVISION COMM INC CLASS A 75 02-28-01 05-21-02 2,542 50 3,007 41 464 91 Long Term
VERISIGN INC 45 09-29-00 02-14-02 9,309 38 1,184 92 (8,124 46) Long Term
VERISIGN INC 50 09-29-00 04-24-02 10,343 75 908 35 19,435 401 Long Term
VERISIGN INC 6 09-29-00 04-24-02 1,241 25 106 46 11,134 79) Long Term
VERISIGN INC 44 02-28-01 04-24-02 2,191 75 780 68 11,411 07) Long Term
VERISIGN INC 36 02-28-01 04-26-02 1,793 25 357 89 11,435 36) Long Term
This summary is not part of your account statement It is for information purposes only and should not be used (or tax preparation
MorganStanley ACTIVE ASSETS° ACCESS ACCOUNT FOR MONTH ENDING JUNE 30, 2002 PAGE 119 OF 212
VERTEX PHARMACEUTICALS 27 01-04-01 05-21-02 1 .679 41 515 41 (1,164 00) Long Term
VERTEX PHARMACEUTICALS 20 02-28-01 OS-21-02 1,035 00 381 79 (653 21) Long Term
WESTWOOD ONE INCORPORATED 30 09-29-00 02-13-02 633 75 1,023 11 389 36 Long Term
WESTWOOD ONE INCORPORATED 116 09-29-00 05-21-02 2,450 50 4,610 86 2,160 36 Lang Term
WESTWOOD ONE INCORPORATED 90 02-2B-O1 OS-21-02 1,997 10 3,577 39 1,580 29 Long Term
XILINX INC 203 09-29-00 05-21-02 17,255 00 7,918 79 19,336 21) Long Term
XILINX INC 135 02-28-91 O5-21-02 5,290 31 5,266 19 (24 12) Long Term
YAHOO INC 127 09-29-00 05-21-02 11,755 44 2,134 93 (9,620 51) Long Term
YAHOO INC 85 02-28-01 05-21-02 2,098 44 1,428 89 (669 55) Long Term
Sub Total Long Term $276,718 12 $136,805 78 !5139,912 341
Totals for closing transactions with cost data available $339,815 .34 #193,109 .08 (6146,506 26)
Total Proceeds _ "193,309 08
Summary $0 00 $0 .00
$12,836 21 ($152,748 .55)
$2,721 74 ($7,357 82) $18,690 64
($165,196 90)
$2,721 74 ($7,357 82) $5,854 43
($12,448 .35)
Unrealized gain Unrealized (loss) Realized gain YTD Realized (loss) YTD
Morgan Stanley is a service mark of Morgan Stanley Dean Wetter & Co Services are offered through Morgan Stanley DW Inc , member SIPC
GREENBAUM-STRAUSS FOUNDATION Account Number
ATTENTION JAMES & PEGGY GREENBAUM 632 022008 145
Date Date Adjusted Realized Additional
Realized GS1R/(LOSS) O antrtv Acouired Sold Total Cost Proceeds GarnlILossl Information
Short Term Long Term Total
MORGAN STANLEY ACCOUNT NO 632 022010 REALIZED GAIN / (LOSS) (JULY 2001 JUNE 2002
DATE DATE ADJUSTED REALIZED ORGANIZATION ACQUIRED SOLD TOTAL COST PROCEEDS GAIN/(LOSS)
The 'Total Cost' and "tlnri£osC for Encert}riCome Unit Trusts, Mortgage-Backed Securities, and_Zero Coupon Bonds has been adjusted [o reflect any partial return of principal or capital [hat may have been paid to you, or accreted interest
- earned, since your purchase date, Ia-Ihe-egEni shat the accumulated total return of prmcJpaJ orcapltal !s greater than the provided original cost, the adjusted cost wdl be '0 00' _ _
- Date Date Adjusted Realized Additional ---R-GBIR{(L95s1 Quantity Aeaetred Sold Total Cost Proceeds -- Gain/ILossa Information
Short- Term pWR=pp7}j INC 27 13-01-01 02-22-02 781 90 698 .60 I83 301 Short Term gptKtEy w-R CORP 5 02n22-02 06-10-02 268 25 285_84 17 59 Short Term
C V TiERAPEItTICS INC 6 12-21-01 06-10-02 329 91 111 .17 (218 74) Short Term
Morgan Stanley is a service mark of Morgan Stanley Dean Witte~ - Co Services are offered through Morgan Stanley DW Inc , member � .;
MorganStanley Your Financial Advisor 6REENIMCUFRANK SENIOR VICE PRESIDENT - INVESTMENTS MORGAN STANLEY 950 EAST PACES FERRY NW STE 2700 ATLANTA, GA 30326 (77U) 754-6345
ACTIVE ASSETS ACCOUNT FOR MONTH ENDING JUNE 30, 2002
I I A I uuI I I J I I I I I nI I I I nnI I I I I uI uI uI I I I uI u1 1 11 111 1 1 1 11 1
GREENBAUM-STRAUSS FOUNDATION ATTENTION JAMES 8 PEGGY GREENBAUM MAIN ACCOUNT 69844 HIGHWAY 111 SUITE H RANCHO MIRAGE CA 92270-2849
PAGE 101 OF 212
Account Number 632 022006 145
The Gain acrd Loss information is provided for informational purposes only We recommend that you contact your tax advisor to determine the appropriate mformatron m 6e used mlhe pceparaGOn of your tax return This Gam and Loss Summary is not a substitute 1099 form (or any other appropriate tax form) and should not 6e filed with your taxes
For most securities purchased alter-1986 through Morgan Stanley DW Inc ,the necessary data, including cost-basis (purchase price), is provided to estimate gam or loss Please note that although Morgan Stanley DW Inc makes every effort to adjust the cost basis for such secvnGes' capital changes, it-does not adjust the cost basis (or all events, including amortization of non-municrpal bond premiums, exercise a( stock options, securities deemed to have been sold and simultaneously repurchased, receipt 07 sasfi in lieu ofTractTonal-shaar-es; or tie neC67lect of waiiNsa/es and/or short sales against the box
For securities not RprcFJa~4d_throunh hfoqan~iaole~flW fn4� for example .secuntres.purchased elsewhere and later transferred to it, you will need to supply the relevant information ether to your Financial Advisor or directly onto ClientServ, independently of lutarganSCanley 1riN Inc- in-either caserjlu-your cesponsrbGRy to ensure the accuracy of this information-, since Morgau Stanley Q49 Inc has no knowledge of such assets' cost basis To correct any information supplied by Morgan Stanley DIN Inc , please err7orm your Financial Advisor, to correct arty rrt(ormatromsupphed by you, you may either inform your Financial Advisor or input the data dtrectLK.yQUrselflhrnugiLClrentSerY_ -
For Managed Futures -funds, these funds may typically be redeemed only once monthly, of the fund's fowl net asset value (-NA V') as of sash month's end- The fun's final NAY for each- month - and therefore the exact amount of any investor's-gain or loss realized that month- becomes available, however, only midway into the to/lowing month Separately, all unrealized gain and loss -fryuresare only estimates -Macgan_1~twWeyfllY-lam ttnes-not guarantee nor will it independently verify the accuracy-of the information in the Gain and Loss Summary
Date Unit Adjusted Market Unrealized Additional Unlealized fealR/4IASS) - Quantity Acauir2d Cost Total Cost Value Gain//Loss) Information
Stocks
Common Stocks
DQE INC 2,000 06-20-02 13 5000 27,000 00 28,000 00 1,000 00 Short Term
EL PASO CORPORATION 500 06-20-02 19 9500 9,975 00 10,306 .00 330 00 Short Term
This summary is not part of your account statement It is for information purposes only and should not be used for tax preparation
ACTIVE ASSETS ACCOUNT FOR MONTH ENDING JUNE 30, 2002
NAn .,>- Coo^'~v -c > conv-,a ma " k of qrlnroan CtanlPVnpan Wittar R (n SPrvirac ara nffprari thrrniah Mnroan Ctanio,, nXni I, .*+,ko " riot
MorganStanley PAGE 102 OF 212
- Date- Urul- - Adjusted Market - UnrPalizedAddidnnal "El'-"~'ZCd"GW`&/(LOSS) QuaMv: Rcauifed Cost Total Cost Value Gain/(Loss) Information
THE ST- JOE COMPANY 1,000 06-17-02 29 0000 29,000 .00 30,020 .00 1,02 00 Short Term
-'mQn3B_H CORP 500 06-k1-02 i1 2000 15,600 00 15,760 00 160 BO Short Term
- VERIpAARK TECHNOLOGIES INC 1,UDD= DS=02-47 4.7050 4,705_0Q P 53Q .II0 [4 .175 OOJ Long Term ADJUSTED 09/13/00
- 2,080 06-3b-97- 4 8125 9,625 00 P 1,060 00 (8,565 04) Long Term ADJUSTED 09/13/00
3,000 -06-30-97 4.8140 14,442 00 P 1,390 .OD 112,852 001 Long germ _. ADJUSTED 09/13/OD
2,500 06-13-97 4 9720 12,430 00 P 1,125 00 111,105 001 Long Term - ADJUSTED -019/13/00
2,500 06-13-97 5.0952 12,738 00 P 1,325 00 (11,411.00) Long Term ADJUSTED 09/13/00
5,000_ 06-18-97 4 9384 24,692 00 P 2,650 00 (22,042 00) Long Term ADJUSTED 09/13/00
5,DOA 07-16-97 5 .2510 26,255 00 P 2,650 00 (23 .605 00) Long Term ADJUSTED 09/33/00
- 3,800 07-16-97 5 2500 15,750 00 P 1,590 00 (14,160 00) Long Tom ADJUSTED 09/13/00
2,500 08=06-97 4 7520 11,880 00 P 1 .325 00 (10,555 001 Long Term ADJUSTED 09/13/00
5,900 08-26-97 4 7510 23,755 00 P 2,650 00 121,105 001 Long Term - ADJUSTED 09/13/00
5,000 10-28-97 6.0910 30,455 00 P 2,650 00 (27,805 00) Long Term ADJUSTED 49/13/00
4500 01-13-98 5 9666 26,850 00 P 2,385 00 (24,465 00) Long Term - - ADJUSTED 04/13/00
5, an OZ-10.98 7.8550 39,275 00 P 2-,650.00 f36,b?3_QD1 Lung-Tom ADJUSTED 09/13/00
- 2.009 08-16-99 10 6445 21,289 00 P 1,060,-00 f20,229 DO) Long Tom ADJUSTED 09/13/00
1,000 O8-Z4=99 10 9800 10,980 00 P 530 .00 (10,450 00) Long Tern - ADJUSTED 04/13!00
1,080 08-24-99 11 0370 11,037 00 P 530 00 110,507 001 Long Term ADJUSTED 94/15/00
2,000 10-20-99 14 3790 28,758 00 P 1,06U 00 (27,698 00) Long Term - ADJUS7ED A9/13/-0D
?Mr summary Is not part of your account statement h is for Information purposes only and should not be used for-tax preparation
M o rga n Sta n I ey ACTIVE ASSETS ACCOUNT FOR MONTH ENDING JUNE 30, 2002 PAGE 103 Of 212
GREENBAUM-STR.4USS FOUNDATION Account Number ATTENTION JAMES & PEGGY GREENBAUM 632 022006 145
Date Unit Adjusted Market Unrealized Additional (Loss) Quantity Acowred Cost Total Cost Value Gain/(Loss) Information , _
VERAMARK TECHNOLOGIES INC 2,000 10-20-99 14 2565 28,513 00 P 1,060 00 127,453 001 Long Term ADJUSTED 09/li/00
54,000 6 5450 353,429 00 28,620 00 (324,809 00)
Totals for positions with cost data available - "415,004 00 i112,T05 .00 [t322,299 001 -
"112,7D5 .D4 Total Market Value for all positions
The "Total Cost* and "Unit Cost' (or Fixed Income Unit Truss, Mortgage-Backed Securities, and Zero Coupon Bonds has been adjusted to reflect any partial return a( principal or capital that may have been paid to you, or accreted interest earned, since your purchase date In the event chat the accumulated total return of principal or capital is greater than the provided original cost, the adjusted cost will be '0 00'
1,000 05-16-02 06-25-02 20,000 00 18,747 77 (1,252_23) Short Term 2,000 05-16-02 06-25-02 40,000 00 17,495 53 (2,504 47) Short Torte 1,000 03-21-02 03-22-02 27,000 00 26,444 60 1555 .40) Short Term 2,000 06-05-02 06-12-02 22,500 00 20,294 .38 (2,205 62) Short Term 500 -03-26-02 06-04-02 24,000 00 24-,961 02 461-02 Short Term 300 05-21-02 06-11-02 6,948 00 6,531 23 1416 771 Short Term 100 03-26-02 04^02-02 3,600 00 3,219 12 (380 .88) Short Term 150 03-26-02 04-02-02 5,400 00 4,691,14 (706 84) Short Term 150 03-26-02 04-02-02 5,400 00 4,828.68 (571 .32) Short Torn 500 OG-17-02 04-19-02 8,000 00 7,812 BO 1187 201 Short Terva 200 04-11-02 05-20-02 5,400 00 8,874 35 3,474 35 Short Term
2;000 05-0-1-02 05-10-02 54,500 00 53343.38 (1,106 62) Short Term 700 04-29-02 06-04-02 16,800 00 17,074.47 274 57 Short Term 300 04-29-02 06-04-02 7,200 00 7,469.78 269 78 Short Term 100 04-04-02 05-03-02 4,450 00 4,487.81 17.81 Short Term 100 04-04-02 05-03-02 4,450.00 4,487 81 37 81 Short Term 199 Qk-04-02 05-45-02 4,450.00 4-4a7.81 37.81 Short Term
1,000 05-07-02 05-30-02 13,750.00 11,447.15 (2,302 .85) Short Term 1,0040 45=07-02 05-30-02 13,750 00 11,447 15 (2,302 85) Short Torn 500 05-21-02 05-16-02 9,250 00 8,672 24 (577 76) Short Term 500 03-21-02 05-16-02 9,250 00 8,672 24 (577 76) Short Tern
$323;348 00 -8510,36Y01 - 1512,785 991 Sub Total Short Term
Morgan Stanley is a service mark of Morgan Stanley Dean Witte, - Co Services are offered through Morgan Stanley DW Inc , member �.
P - You have provided the trade history for this transaction, it was no[ available through Morgan Stanley OW Inc records
KCalll7ka Gd1AI(LOSS)
Short Term
ACCENTURE LTD ACCETlTURE LTD AMERN AXLE 8 MFG HLDGS INC AT&T CORPORATION C D W COMPUTER CENTERS CAL DIVE INTL INC COMMOTgALTH TELEPHONE ENTERPR COMMONEALTH TELEPHONE ENTERPR COMMONEpLiH TELEPHONE ENiERPR EYPRESSJET Lfl .OGS INC JETBLUE AIRWAYS CORP MILLS CADRPORATION PREMC08 INC PREMLOR INC SABRE HOLDINGS CP SABRE HOLDINGS CP SABREMO9IHGS CP TOWER AUTOMOTIVE TOWER AUTOMOTIVE TRAVELERS PROPERTY CAS CP A TRAVELERS PROPERTY CAS CP A %M SATELLITE . RADIO HLDG CL A
Date Date Adjusted Realized Additional Ouanntv Acaured Sold Total Cast Proceeds Gain!lLossl Information
ifis summary is not part otyouraacourtt statement It is !or information purposes only and should not 6e used-for tax preparation
AAA Customer Service 7-500-8693326
GREENBAUM-STR4USS FOUNDATION ATTENTION JAMES & PEGGY GREENHAUM ICS ACCOUNT - TCW 69844 HIGHWAY 11] W}TEH RANCHO MIRAGE CA 9Y270-2849
Fiscal Year Ends 12-37-02
~~~ .~a- cr~~lov ~ a CPIVIPP mArk of Mnrvan Stanlav f1Pan WiFFar & Cn Services are offered through Morgan Stanley DW Inr mamhPr CIP('
MorganStanley Your Financial Advisor frRffNFFhCUFRANK cpNttta vieF aRFCIDEN7 - INVESTMENTS UIORGAN STANLEY 1359-EASE-PACES-FERf2Y NW STS 2700 -ATLANTA.-GA 30326 (7M-734-b34S
ACTIVE ASSETS ACCESS ACCOUNT FOR MONTH ENDING JUNE 30, 2002 PAGE 117 OF 212
Account Number 632 022008 145
--GAIN AND LOSS SUMMARY The Gain and Loss information is provided for informational purposes only We recommend that you contact your tax advisor to
-the-appraprrate--rrrlarmation to-Reused -H+-tke-preparatron oFyedr-tax return This Gain acrd-Low Summary is not a substitute 1099 form (or any other appropriate tax form-) and should not be filed with your taxes --For-most securities purchased after 79B5-through#argarrSianleybWinc,ihe necessary data, including costirasis (purchase
price), is provided to estimate gain or loss Please note that although Morgan Stanley OW Inc makes every ef(art to adjust tFe-cost basis (or such secun6'es' capifa7_&harrges, -it-do-es not ad/usUlhe cost basis for all events, includingamorfizatiori of nanlnuntctpal trend premium- Cxersrsie of stock opU.on-ssecurrtresdeeme_d to have been sold and simultaneously repurchased, receipt of cash in lieu of fractional shares, or the net effect otwash sales and/or short sales against the box -_For securities ruN-puulaased-7brough-WoYgan-SUafcy--DWJnc , for- example,securJtles purchased elsewhere and later transferred to A_you will need to supply [he relevant information ether to your Financial Advisor or directly onto ChentServ, independently of-Moryan-SYarrfeq t3W-Inc -trr either case-,H-m your responsibility to ensure the accuracy of this inlormatroiratnee Morgan StanleyDW Inches no knowledge of such assets' cast -basis To correct any information supplied 6y Morgan Stanley DW Inc,please in orm your Friancral Advisor, to correct any 7Kformai2n supplied by you, you may either Inform your Financial -Advisor or input fhe-dete,direeYy yourself through CNenFServ -
For Managed Futures funds, these (ands may typically be redeemed only once monthly, at the hind's Imaf net asset value ('NAV') as-of each month's end The fund's float i4AV for eaciiTnmrth - and therefore the exact amount of any mvestota pain or loss realized that month- becomes available, however, only midway Into the following month Separately, all unrealized gain and loss ~rpyres-aye-orr~y estimates- MorparrSFanTey-aW Inc {Toes not guarantee nor will it independently verify the accuracy of (he information m- the Gain and Loss Summary
Date Unit Adjusted Market Unrealized Additional ~rA311f(~-p9s) - Ouanhtv Atertrred Cost Total Cost Value- 6amfFlossl IMornra[+en
-gC~Clts- - -
Common Stocks
ALPHAR14A INC CL A 117 05-21-02 20 3600 2,382 12 1,986.66 (395 46) Short Term
AMERICA-FIRST MORi INV INC 313 05-21-02 9 3964 2,922 31 3,063 35 141 04 Short Term
This-summary is not part of your account statement It is for information purposes only and should not be used (or [ax preparation
ACTIVE ASSE'7'~ ACCESS ACCOUNT FOR MONTH ENDING JUNE 30, 2002 PAGE 712 OF 212
Account Number 632 022008 145 GREENBAUM-STRAUSS FOUNDATION
ATTENTION JAMES & PEGGY GREENBAUM
Morgan Stanley is a service mark of Morgan Stanley Dean Witte, - Co . Services are offered through Morgan Stanley DW Inc , member � . ;
MorganStanley
Qate Unit Adjusted Market Unrealized Additional aiCa]IZed Gala/ SS) Quantity Acquired Cost Total Cost Value Gam/(Loss) Information
ANGLOGOLD LTD ADS 107 05-21-02 32 1300 3,437 91 2,790 56 1647 351 Short Term
ASTORIA FINANCIAL CORP 104 05-21-02 32 9886 3,430 82 1,333 20 (97 62) Short Term
BANIfflORFH GRP INC 134 05-21-02 27 0700 3,627 38 3,486 68 X140 701 Short Term
BECKMAN COULTER INC 74 03-21-02 48 2925 3,573.65 3,692 .60 118 95 Short Term
BRANDVWINE REALTY TR 58I NEW 162 OS-21-02 23 4651 3,801 35 4,195 BO 394 45 Short Term
C R BARD INC NJ 56 05-21-02 54 4800 3,050.88 3,168 48 117 60 Short Term
CABOT OIL 8 GAS CORP A 121 05-21-02 23 9270 2,895.17 2,764 85 (130 32) Short Term
CENTURYTEL INC 94 05-21-02 30 3568 2,853 .54 2,773 00 (80 54) Short Term
CEitFDIAN CORP NEW 120 05-21-02 21 8818 2,625 82 2,277 .60 (348 22) Short Term
CLERGY CORPORATION 49 45-21-02 36.2900 3,592 .71 3,561 01 (29 70) Short Term
COMPUTER SCIENCES EP 63 05-21-02 47 6860 3,004 22 3 .011 .40 7 18 Short Term
Date Date Adjusted Realized Additional Realized G3ll1/(I.OSS) Quantity Acouired Sold Total Cost Proceeds Gainl(Loss) information
Short Term
ABGENIX INC 15 11^16-01 04-22-02 494 10 228 88 1265 221 Short Term ABGENIX INC 5 11-19-01 04-22-02 164 75 76 .29 (88 46) Short Term AqFtE SQFit1ARE CORP DEL 65 12-k8-Q1 05-2102 1,154 96 534 .93 1620 .031 Short Term AGILE SOFTWARE CORP OF1 10 03-05-02 OS-21-02 133 90 82 30 l51 60) Shot Term AGILE SOFTWARE LORI OEL 63 03-19=02 OS-21-02 884 00 534 93 (349 07) Short Term AGILE SOFTWARE CORP DEL 20 05-17-02 OS-21-02 169 40 164 60 (4 80) Short Term ALFERA CP 20 11-16-01 05-21-02 499 46 402 79 (96 67) Short Term AL7ERA CP 10 05-17-02 OS-21-02 203 80 201 39 (2 41) Short Term AMAZON COH INC 55 04-24-02 05-21-02 915 20 1,073 02 157 82 Short Tire AMAZON-f0lFINf 35 04-26-02 OS-2i-02 904-59 3,-073 02 k68 43 Short Tern AMAZON GOM INC 55 OS-16-02 05-21-02 1,069 .56 1 .073 .02 3 .46 Short Term ANC1R% CP-ANDR% GR 95 I1-16-D1 05-21-02 6,020 .43 4,433 .51 (1,586 .92) Short Term ANOR% CP-NJOftX GR 10 05-1702 05-21-02 453 00 466 69 13 69 Short Toro APPLIED MICRO CIRCUITS CP 65 06-08-01 05-21-02 1,270 68 462 .78 1807 901 Short Term APPt3fB_M1CR5--P1I1Ct1tTS CP 75 _G6-14-01 OS-21-02 1,259 .05 355 .98 1725 .451 Short Term APPLE MICRO CIRCUITS CP 5 06-18-01 05-21-02 75 16 35 .60 (39 .56) Short Torte APPLgD"?RC&D CIRCUITS CP 70 1D-17-O1 05-21-02 829 80 498 38 1331 421 Short Term APPLIED MICRO CIRCUITS CP 10 11-16-01 05-21-02 156 32 71 20 (85 12) Short Term APPLIEp MiERO £#tCliIiS CP 5 11-19-01 05-21-02 78 10 35 60 (42 .50) Sort Term pppL~ wmt0-CIRCUITS CP 10 _03-0.5-U2 05-21-02 100 20 71 .20 (29 04) Short lace - BED 6ATFf i BEYOND INC 10 -11-16-01 05-21-02 301 60 349 99 46 39 Short Term
This summary is not part of your account statement ft is for information purposes only and should not be used for tax preparation .
Morgan Stanley is a service mark of Morgan Stanley Dean Witte, - Co . Services are offered through Morgan Stanley DW Inc., member o . .
M o rga n Sta n I ey ACTIVE .4SSET~ ACCESS ACCOUNT FOR MONTH ENDING JUNE 30, 2002 PAGE 114 OF 212
GREENBAUM-STRAUSS FOUNDATION Account Number ATTENTION JAMES & PEGGY GREENBAUM 632 022008 143
Date Unit Adjusted (darker Unrealized Additional Quantity Acauired Cost Total Cost Value Gain/(Loss) Information
UNISOURCE ENERGY CP fHLDG C01 146 05-21-02 19 5960 2,861 03 2,715 60 (145 43) Short Term
UNITED 5T5 STL CP (NEW) 161 OS-21-02 20 1900 3,250 59 1,202.29 (48 30) Short Term
US CELLULAR CP 48 05-2k-02 38 9500 1,869 60 1,221 40 1648 .001 Short Term
XEROX CORP 257 05-21-02 8 8200 2,266 74 1,791 29 (475 45) Short Term
F&aTs forposit7cns with cost data available - t1y1,317.53 (134:681:55 - if4.636 .08)
Iota! Market Value for afFpnsiUons $136,481,55
The 'Total Cost' and 'Unit Cost' for Fixed Income Unit Trusts, Mortgage-Backed Securities, and Zero Coupon Bonds has been adjusted to reflect any partial return of principal or capital that may have been paid to you, or accreted interest earned, since your purchase date In the event that [he accumulated total return of principal or capital is greater than the provided original cost, the adjusted cost will be '0 OQ'
AAA Customer Service 1-800-869-3326
--G-AiN AND LOSS SUMMARY The Gam and Loss information is provided for mlormahanal purposes only We recommend that you contact-your tax advisor to
determine the appcopruteinlormatlon-ta-6e~in ~^a-_ ..-prTacatinn of your-tax return -This Gain and Loss Cummani is not a substitute f0Y9 rim (or any -other appropn`ate tax orm a sAould not-be filed with your taxes -EgrmpstyrarnhCS-pu,'clrased after 1-985 through-MargerrSienley-pW-Mc-, the necessary data, ineludmgeost-basis-{purchase
price), is provided [o estimate gain or lass Please note that although Morgan Stanley DW Inc makes every effort to adjust 7h-e--costbas"is for such securities" capital cdangps, It lfaes:7nat adjust the cost basis (or all-events, Including amortization of nor-municipal bond premiums, exercise of stock options securities deemed to have been sold and simultaneously repurchased, receipt of cash m Nev o/ fractional shares, or the net effect o-ewes r~sales andTor short sales against the box
For-securities not purchased through HtorgaD-Starrley 12VL Inc� for example, securities purchased elsewhere and later transferred to it,you will need to supply the relevant information either to your Financial Advisor or directly onto ChentServ, independently 9FMergsnStanley-0W Inc- -Iri-cvfher oases-+t-isYed~-res~easi6iNFylo-ens+i~~Fhe-accuracy ot-this -urtormafuur,-s~+ce-Afiargan StaQlE.y_D_VYLnc has no knowledge o! such assets' cost "basis To correct any information supplied by Morgan Stanley DW Inc , please -irAarm-your Frrranaral Advisor, to correct any7rrformativn-svpplred 6y you, you may either inform your Financial Advisor or input -ffisdata-diractly-yoursell through LlfeniSesv - ---For- managed Futures -funds, tSese funds may typica y be redeemed only once monthly, al [he fund's final-n-ef asset value ("NAV') as4EeaGb-m¢rtth's end -The fund'sFmal-NtW for-each_r_m_oMh- and therefore-the exact amount of any irryestorsgarn-or loss realized that month- becomes available, however, only midway into the following month Separately, atl unrealized gain and loss -Fgu~ata~e-oa7y-estimates . . d4orga7t5LanWDW !nc_daevroTguarantee TOrwill it independently verify Yhe~accoracy at lhe information in the Gam and Loss Summary
$fOCkS
--Comfidn Stocks
I
Morean Stanley is a service mark of Mor¢an Stanley Dean Wetter & Co Services are offered through Mor¢an Stanley DW Inc member SIPC
MorganStanley Your Financial Advisor Z12EEFTIIrTEUFFb4NK sErioR vlCE.pgE&IDENT -INVESTMENTS MORGAN STANLEY -FWF+4STP1CCE5 FERRY NW STE 2700 ATLANTA, GA 30326 ffi(tff54-63A5
iF'scaT Yearrtnds 1231-02
ACTIVE ASSETS ACCESS ACCOUNT FUR MONTH ENDING JUNE 30, 2002
HIII uU III uI iuI I I I III] I JuII d Ith u 141u41 1 11 1
- GRfENBAFIM-STRAUS6-FOlfN9X71E)N ATTENTION JAMES & PEGGYGREENBAUM ICS ACCOUNT- DfLA1NARE- 69844 HIGHWAY 111 SUITE H R.4NCHOTl1AAGE-CA 822703849
PAGE 128 OF 212
632 022010 145
Date Unit Adjusted Market Unrealized Additional Quantity Acquired Cost Total Cost Value GainI(Lass) information
_The 'Total ELY' and 'Unrt-0osC-(or Enw_d-f_rtc¢me [Jprt Trusts, Mortgage-Backed Securities, snd&_ra-EoupomBonds has been adjusted [o reflect any partial return of principal or capital [hat may have been paid [o you, or accreted interest
-- - - earned, since your purchase dale -In fh¬-evEnt that the- accnmulared Iota! return of princlpal artapltal Is greater than __ the provided original cost, the adjusted cost will -be '0 00'
AAA Customer Service 1-890-8693326
Fiscal Year Ends 12-31-02
GAIN AND LOSS SUMMARY
Morgan Stanley is a service mark of Morgan Stanley Dean Witte, - Co Services are offered through Morgan Stanley DW Inc , member ., . .
MorganStanley Your Financial Advisor 13BEENIMCLIFRAMK SEIVtOR VICE PRESIDENT - INVESTMENTS -WORGAN -STANLEY 959 EAST PACES FERRY NW STE 2700 ATLANTA, GA 30326 (770) 754-6345
ACTIVE ASSE'i'S~ ACCESS ACCOUNT FOR MONTH ENDING JUNE 30, 2002
GREENBAUM-STRAUSS FOUNDATION ATTENTION JAMES 8 PEGGV GREENBAUM ICS ACCOUNT - RORER 69844 HIGHWAY 111 SUITE H RANCHO MIRAGE CA 92270-2849
PAGE 145 OF 212
Account Number 632 022011 145
The Gain and Loss information is provided (w informational purposes only We recommend that you contact your tax advisor to determine the appropriate information to be used m the preparation of your tax return This Gain and Loss Summary is not a substitute 1099 form (or any other appropriate tax form) and should not be bled with your taxes
- Far mast securities purchased after 1985 through Morgan Stanley DW Inc , the necessary data, including cost basis (purchase price), is provided to estimate gain or loss Please note that although Morgan Stanley DW Inc makes every effort to adjust the- cost basis-(or such-secwriHes eapKal-changes, it flees not adjust the cost bases !or all events, rncludmg-amorhzatron of non-rmunrcrpal bond premiums, exercise of stock options, securities deemed to have been sold and simultaneously repurchased, receipt of cash in lieu of fracLOnat shares, or [he net elect of wash sates andlor short sales against the box
For securities not purchased through Movgan Stanley DW Inc , for example, securities purchased elsewhere and later transferred to if, you will creed to supply the relevant information either to your financial Advisor or directly onto ChentSery, independently of MurBan Stanley DIN Inc to either case, it is your responsibility to ensure -the accuracy of this information, since Morgan Stanley DW Inc has no knowledge of such assets' cost basis To correct any information supplied by Morgan Stanley OW Inc , please inform your Financial Adviser, to correct any information supplied by you, you may either inform your Financial Advisor or input the data directly yourself through ChentServ
For Managed Futures funds, these funds may typically tie redeemed only once monthly, at !he fund's final net asset value ("NAY') asnteach month's end The fund's lout NAY for each month -and therefore the exact amount of any investo/s-gan or loss realized that month- becomes available, however, oily midway into the following month Separately, all unrealized gam and loss fiTeres are only estimates Morgan-Stanley 044']w does-not guarantee nor will it-independently verify the accuracy of the information in the Gain and Loss Summary
Date Unit Adjusted Market Unrealized Additional Quantity Acquired Cost Total Cost Value Gain//Loss) Information
Stocks
Common Stocks
AMERICAN INTERNATIONAL GP 45 04-18-00 88 .3125 3,974 06 3,070-35 (903 71) Long Term
STATE STREET CORP 65 12-03-01 51 4275 3,342 79 2,905 50 (437 29) Short Term 75 05-17-02 49 1850 3 .688 88 3,352 50 13i6 381 Short Term
340 50 2262 7,031 67 6,258 .00 [773 67)
UNITED TECHNOLOGIES CORP 5 09-18-00 64 1717 320 86 339 50 18 64 Long Term 30 02-14-01 77 4106 2.328 92 2,0.37 .00 (291 92) Long Term 85 02-28-01 78 5600 6,677 60 5,771 .50 (906 .10) Long Term 45 12-26-01 64 9160 2,921 .22 3,055 50 134 28 Short Tar
165 74 2319 12,248 60 11,203 .50 (1,045 10)
VIACOM INC B 80 09-18-00 63 9375 5,115 00 3,549 60 (1,565 .40) Long Term 200 02-28-01 50 .8800 10,176 00 8,874 00 (1,302,00) long Term 280 54 6107 15,291 00 12,423 60 12,867 401
WALT DISNEY CO HLDG CO 185 02-07-2 22 .3406 4,142.26 3,596.50 (645_Z61 Short Term 1D0 04-17-02 24 .0115 2401 . 19 1,890 .00 (511 15) Short Term 285 22 .9593 6,543 41 5-,386 50 17,156 91)
FDl'dlE for-positions with cost data '8V3lh86fa #306,217.0i "2B3,8T1_T5 f122,H05 .i03
P - You have provided the trade history for this transaction, it was not available through Morpan Stanley DW Inc records
The 'Total Cosy and 'Unit Cosy (or Fixed Income Unit Trusts, Mortgage-Backed Securities, and Zero Coupon Bonds has been adjusted to re/leer any partial return of principal or capital that may have been paid to -you, or accreted interest earned, since your RUrchasE date In the event that the accumulated total return of principal or-capital is greater than the provided original cost, the adjusted cost will be '0 00'
Date Date Adjusted Realized Additional RPer~77p~ ~=A~nIILoss) Quantity Acautred Sold Total Cost Proceeds Gain/;Loss) Information
Short-Term -
ALLSTATE CORP 20 01-30-01 01-22-02 768 63 635 .35 (133 .28) Short Term ALLSTATE CORP 55 02-22-01 01-22-02 2,161 22 1,747 .21 (414 01) Short Term ALLSTATE-6flRP 135 02-28-01 01-22-02 5,536 35 4,288 .61 (1,247 74) Short Term ALLSIA}F CORP 95 03-E0-01 DI-22-02 5,941 .41 3,017 .91 (923 .501 Short Term CARDINAL -HEALTH INC 10 02-12-02 05-15-02 663.04 683 .97 20 93 Short Term
This summary is not part of your account statement It is for information purposes only and should no[ be used for lax preparation
Date Unit Adjusted Market Unrealized Additional -_ Quantity Asvurred - Cost -- Total Cost - - -Value - Gamfltessl -Irtformstron
TMs summary is not part of your account statement It is for anformation purposes only and should not 6e used for tax preparation .
...~m~.. " c~o~ ne,~ %~ %ni,He . 9 r ., Conriroc urn nlfuror7 ~h "n~~oh ~An.n~n cr~~io� MAI i-
Morga ACTIVE ASSETS ACCESS ACCOUNT M o rga n Sta n I ey FOR MONTH ENDING JUNE 30, 2002 PAGE 158 OF 212
Yn~~mancial Advisor Account Number GR¬E'FtfMCVFRANK 632 022013 MS SEN10R-Y1CEP-RESIDENT " INVESTMENTS. MOAGAN STANLEY AAA Customer Service 956--EAS~ PACES FERRY NW SFE 2700 II1IuuLIuLIIurIIInu~I~IIuIa,IHIIrIuI,~I.LI*~.I~InI 1-800-869-3326 ATLANTA, GA 30326 (770)-T54-6345 GREENBAUM-STRAUSS FOUNDATION
69844 HIGHWAY 111 SUITE -H RANCHO MIRAGE CA 92270-2849
-GAIN AND-LDSS SLAMA'IARY
The Gain and Loss information is provided for informational purposes only We recommend that you contact your tax advisor to deter_mme the appropriate information to be used to theprepaeafionul your tax return This Gain and Loss Summary Is net a substitute 1099 form (or any other appropriate fax form) and should not be bled with your taxes
for most securities purchased after-1`985 throngh-f0argan Stanley -DW-hic ; the necessary data, including cost basis (purchase _price), is provided to estimate gam or loss Please note that although Morgan Stanley DW Inc makes every effort to adjust the cost basis (or such secv~Ries` capiterehanges, it onot adjust the cost basis for all events, including amortization of one-municipal bond premiums, exercise ofstaclc npttvns: cecurrGes deemed to have been-sold and sUnulttll¬oy3lKrepurchased, receipt or-cash in lieu of fractional shares, or the net effect of wash safes and/or short sales against the box ----For- Securities, noF-pdrcFased throughal7eFgan-StanTey4YK-fne , for-exarripfa,securities-purchased ekewhfrEand later traansterud [oft, you will need to supply the relevant information either to your Financial Advisor or directly onto CGentServ, independently "organ Stanley DW Inc -M erchercase, rf-rs yovrresportsrbrNty to ensure the accuracyo! this information, since-MOrgan- StanYey OW Inc has no knowledge of such assets' cost basis To correct any information supplied by Morgan Stanley DYY Inc .please inWm your Financial Advisor, to correct any informaTion supplied -6y you, you may either Inform your Fin3rtela7 AWisor or Input
_tke-data directly yourself through-ClientServ - For Managed Futures funds, these funds may typically 6e redeemed only once monthly, at the fund's (anal net asset value ("NAV")
as 6Ceach ruanlKs-end Tdefand's hnafWAV-forEac7rn7anth -and therrfore the exact amount of any rnvestofsgam or loss realized that month- becomes available, however, only midway into the following month Separately, all unreaWzed gain and loss figures -are only estimates Morgen-$fartTey i3W 7nre yes rrotyuaranlee nor will it independently verily the-accuracy of-the information m the Gam and Lass Summary.
CARDINAL HEALTH INC 41 759 12-19-00 62.7623 2,620 89 2,664 .42 (56 47) Long Term 89 791 01-04-01 58 9246 5,291 02 5,514 1B 223 16 Long Term 22 448 0-131-41 63 .4001 1,423 21 17378.51 t44 .68i Long Term 14 11-20-01 68 .8000 963 .20 859.75 (103 .45) Short Term
168 - - 61 2995 30,298 32 10,n6 88 18 56
CITIGROUP INC 35 10-25-01 46 .9139 1,641 .99 1,156 .25 1285 .741 Short Term 65 10-26-_O15 58_4715 3,150 .63 2,518.75 (631 .9A1 Short Term 71 11-06-01 47 4767 3,370.85 2,751.25 1619 601 Short Term 64 21-28-01 49 7900 3,186.56 2,480 00 1706 561 Short term 57 0129-02 47 .4968 2 .707 .32 2 .208 .75 (498 .57) Short Term
292 48 1417 14,057 37 11,315 .00 (2,742 .37)
COCA COLA CO 70 05-02-02 57 3004 4,011 03 3,920 00 (91 03l Short Term 46 05-06-02 56 8971 2,617.27 2,514.00 (41 .27) Short Term 39 05-20-02 56 .3100 2 .196 .09 2.184.00 (12 .09) Short Term
135 - 56 9315 8,824-39 -8;680:00 (7144 .39)
CONCORD EFS INC 103 01-16-02 32 9200 3,390 76 3,104 42 (286 54) Short Term 206 01-24-02 28 .1191 5,833.78 6,208.84 375 06 Shock Term 27 05-06-02 33 .0355 891 .96 813.78 (78.18) Short Term
356 30 3086 10,116 30 -30,127-04 10 -54
COSTCf1 WHOLESALE CORP NEW 156 01-10-01 39 .5498 6,169.78 6,024.72 (145 .06) Long Term 25 01-11-01 40 .9708 1,024 27 965.50 (58.77) Long Tore 10 01-17-01 45 4170 434 17 386.20 (47 97) Long Term 65 01-50-01 43 6738 2,838 80 2.519 .10 (128.50) Long Term
This summary is not part o/ your account statement !t (s log information purposes only and should not be used for tax preparation
Morgan Stanley is a service mark of Morgan Stanley Dean Witte, Co Services are offered through Morgan Stanley DW Inc , member �
M o rga n Stan l ey ACTIVE ASSETS ACCESS ACCOUNT FOR MONTH ENDING JUNE 30, 2002 PAGE 159 OF 212
GRfENBAUM-STR.4U55 FOUNDATION Account Number AfifENilOtJ- JAMES & P£GGY GREENSAUIN 632 022073 145
Date Unit Adjusted Market Unrealized Additional (( ass) Quantity Acawred Cost Total Cost Value GalnlILossl Information
BAXTER 114TL INC 11 06-25-01 52 6422 579 06 488 95 l90 111 Long Term - 56 07-19-01 49 1760 2,751 .86 2,489.20 1264 .661 Short Tire
BED BATH 8 BEYOND INC 41 01-23-02 32 1809 1,319 42 1,1547 .34 227.92 Short Term - 27 0124-02 31.9103 861 .58 1,18.98 157.40 Short Tory
33 01-30-02 33 5251 1,106 35 1,245 .42 139 09 Short Term
- - -Bates - Unit-- Ad/usled MarJcel UnreaNzed Additional fralII1(I.93S) Quantity Aeoufrod Cost Total Cost Value Garn/ILossl Information
EOSNA WHOLESALE CORP NEW 6 08-29-01 38_9166 233 SD 231 .72 [1 .781 Sort Term 28 fS=20-01 41 7900 1 .170 12 1.081 .36 (88 76) Short Term
290 -- 40 9332 11,870 64 11,1-99-80 f670 E41
-0ELL -r-OMPLTER CORP 329 O1--30=01 28 :2568 9,296.49 B,SQD_Db (S96 433 Long Term
EtECTR DATA SYSTEMS CORP SB 10-23-01 61--&740 3,377 SO 2,154-.70 41,422-40) Short Tarm 30 1425_-O1 64 .0396 1,420 92 1 .114 59 1806 42) Short Term 23 II-0,r-OT. 66.4156 1,527 56 - 854_4B (675 11) Short Term
- 47 ~-1-24-01 69 .3500 3,259 45 1,246.05 11,513 401 Sport Term 18 01-15-02 65 9466 1 .187 04 668.70 (518 34) Short Tares
- 176 - 65 .1822 11,472-R7 6.138-40 14,933 671
FEDE3( CORP 45 03-08-02 60 .2451 2,711 03 2,403 .D0 1308 031 Short Term 55 03-14-02 57 .8165 E,179 91 2,937 00 (242 91) Short Term 7 0409-02 53 .0400 371 .28 313.90 2 52 Short Term