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Forecasting the Morbidity and Mortality Associated with Prevalent Cases of Pre-Cirrhotic Chronic Hepatitis C Infections in the United States Technical Report Prepared by David B. Rein, PhD John S. Wittenborn, BS Sarah B. Lesesne, BS RTI International 3040 Cornwallis Road Research Triangle Park, NC 27709 RTI Project Number 0212229.001.003
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Page 1: Forecasting the Morbidity and Mortality Associated with ... · RTI Project Number 0212229.001.003 Forecasting the Morbidity and Mortality Associated with Prevalent Cases of Pre-Cirrhotic

Forecasting the Morbidity and Mortality Associated with Prevalent

Cases of Pre-Cirrhotic Chronic Hepatitis C Infections in the United

States

Technical Report

Prepared by

David B. Rein, PhD John S. Wittenborn, BS

Sarah B. Lesesne, BS RTI International

3040 Cornwallis Road Research Triangle Park, NC 27709

RTI Project Number 0212229.001.003

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RTI Project Number 0212229.001.003

Forecasting the Morbidity and Mortality Associated with Prevalent

Cases of Pre-Cirrhotic Chronic Hepatitis C Infections in the United

States

Draft Report

Prepared by

David B. Rein, PhD John S. Wittenborn, BS

Sarah B. Lesesne, BS RTI International

3040 Cornwallis Road Research Triangle Park, NC 27709

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Contents

Section Page

1.  Project and Model Overview 1-1 

1.1  Overview .............................................................................................. 1-1 

1.2  Model Steps .......................................................................................... 1-2 

1.2.1  Initiation ..................................................................................... 1-2 

1.2.2  Disease Progression...................................................................... 1-2 

2.  Initiation Parameters 2-1 

2.1  Prevalence ............................................................................................ 2-1 

2.2  Infection Duration .................................................................................. 2-4 

2.3  Prevalence of IDU Behaviors .................................................................... 2-4 

2.4  Probability of Other Baseline Characteristics............................................... 2-5 

2.5  Background Mortality Rates ..................................................................... 2-5 

3.  Disease Progression 3-1 

3.1  Model of Natural History of Hepatitis C Progression ..................................... 3-1 

3.2  Fibrosis Rate ......................................................................................... 3-3 

3.3  Annual Probabilities of HCC, Decompensated Cirrhosis, and Death................. 3-4 

4.  Liver Transplants 4-1 

4.1  Probability of Transplant.......................................................................... 4-1 

4.2  Probability of Death During or After Liver Transplant ................................... 4-3 

References R-1 

iii

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Figures

Number Page

1-1.  Hepatitis C Natural History Model................................................................... 1-2 

3-1.  Model Schematics ....................................................................................... 3-2 

iv

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Tables

Number Page

2-1.  Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: White Male Non-IDU ............................................................................................. 2-1 

2-2.  Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: White Female Non-IDU.......................................................................................... 2-2 

2-3.  Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: Black Male Non-IDU ............................................................................................. 2-2 

2-4.  Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: Black Female Non-IDU.......................................................................................... 2-2 

2-5.  Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: Hispanic Male Non-IDU ............................................................................................. 2-2 

2-6.  Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: Hispanic Female Non-IDU.......................................................................................... 2-3 

2-7.  IDU HCV Prevalence by Age Group and Gender: Male IDU................................. 2-3 

2-8.  IDU HCV Prevalence by Age Group and Gender: Female IDU ............................. 2-3 

2-9.  IDU HCV Prevalence by Age Group: All IDU..................................................... 2-3 

2-10.  IDUs—Duration of Infection by Age Group....................................................... 2-4 

2-11.  Prevalence of Any Previous IDU Behavior, by Age Group ................................... 2-5 

2-12.  Other Baseline Characteristics of Patients with HCV/IDU Drug Users ................... 2-5 

3-1.  Fibrosis Rates by Category: Median Rate and Rate Distribution .......................... 3-4 

3-2.  Probability of HCC ....................................................................................... 3-5 

3-3.  Probability of Decompensated Cirrhosis .......................................................... 3-6 

3-4.  Probability of Death from End Stage Disorders................................................. 3-6 

4-1.  Probability of Getting a Liver Transplant Given Patient Has Decompensated Cirrhosis, Hepatocellular Carcinoma, or Is on the Transplant Waiting List............. 4-2 

4-2.  Probability of Death Following Liver Transplant ................................................ 4-3 

v

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1. PROJECT AND MODEL OVERVIEW

1.1 Overview

The Centers for Disease Control and Prevention’s (CDC’s) Division of Viral Hepatitis has

contracted with RTI International to develop a multicohort simulation model of individuals

with chronic hepatitis C infection. The model, which incorporated the full range of potential

hepatitis C disease states, from asymptomatic disease to liver disease, transplants and

death, was used to forecast the morbidity and mortality associated with prevalent cases of

hepatitis C in 2005. This document is designed to facilitate the review and understanding of

the model and its input parameters.

The model divided the population ages 20 and older into mutually exclusive subcategories

and simulated progression of hepatitis C among each subgroup. Each mutually exclusive

sub-category was described in terms of four primary characteristics:

age group

gender

race/ethnicity

past injecting drug use (IDU) behavior

Based on these characteristics, the model estimates a patient’s hepatitis C virus (HCV)

infection status based on data from the National Health and Nutrition Examination Survey

(NHANES) and from published sources. The model categorizes patients with HCV infection

based on three characteristics that are relevant to infected patients only:

duration of infection

heavy drinking status

HIV/AIDS infection status

From the combination of primary characteristics assigned to all patients and secondary

characteristics assigned only to patients with HCV, each unique patient group is assigned a

fibrosis rate. The disease stage of each unique patient group is then calculated based on the

fibrosis rate for that group multiplied by their expected duration of infection.

Health outcomes are collected from each unique cohort in each year, discounted into their

net present value.

This document presents parameter data that drive the model. Each table is prefaced with

the name of the variable, its purpose in the model, and any additional adjustments made to

the parameters.

1-1

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Forecasting the Morbidity and Mortality Associated with Prevalent Cases of Pre-Cirrhotic Chronic Hepatitis C Infections in the United States

1.2 Model Steps

1.2.1 Initiation

Before the model is run, the model sets the initiation parameters. These settings include

population size,

proportional demography of the population

prevalence of IDU risk behaviors (risk of infection) and disease progression risk factors,

1.2.2 Disease Progression

Based on the assignment of initiation parameters, the model calculates the prevalence of

infection, the infection duration for prevalent cases, and the degree of disease progression

in each duration group. All prevalent cases then progress from their baseline severity group

forward to cirrhosis based on their progression rate and their progression risk behaviors.

Disease progression is re-estimated in time steps of 1 year moving forward from the year of

model initiation.

As illustrated by Figure 1-1, the model will incorporate two chronic infection states (mild

disease corresponding to a METAVIR score of 0 or 1, and moderate disease corresponding to

a METAVIR score of 2 or 3), cirrhosis (corresponding to a METAVIR score of 4), a grouped

category to describe the symptoms associated with decompensation, hepatocellular

carcinoma (HCC), and post-liver transplant states. Probabilities of death are not shown.

Patients can die from causes unrelated to hepatitis C. From hepatitis C, patients can die

from decompensated cirrhosis, HCC, or as a result of complications or failure of their liver

transplant.

Figure 1-1. Hepatitis C Natural History Model

Chronic Infection by Metavir Score 0 . . . . . 1 . . . . . 2 . . . . . 3 . . . . .

Cirrhosis Metavir =

4

HCC Liver transplant

states

D. Cirrhosis Encephalopathy, ascites, variceal bleeding

Death from HCV

1-2

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2. INITIATION PARAMETERS

Initiation parameters set baseline characteristics of the modeled population and include

the prevalence of hepatitis C virus (HCV) infection, by age group, gender, race/ethnicity, and injecting drug use (IDU) status;

the distribution of infection duration by age, gender, race/ethnicity, and IDU status;

the probability of IDU risk behavior by age, gender, and race/ethnicity;

the prevalence of heavy drinking by age, gender, race/ethnicity, and IDU status;

2.1 Prevalence

In our model, disease prevalence governs the number of patients infected with HCV in a

given population. Published evidence suggests that HCV prevalence varies by age group,

gender, race/ethnicity, and especially according to a history of IDU (Alter et al., 1999;

Armstrong et al., 2006; CDC, 1998). The model stratifies prevalence by these four

variables.

For the model, we estimated disease prevalence in two ways. First, for the U.S.

noninstitutionalized population, we used pooled data from the National Health and Nutrition

Examination Survey (NHANES) from 2001 to 2006. Disease prevalence was defined as the

presence of any HCV antibodies, which includes patients with ongoing chronic infection

(approximately 75%) and patients whose infection spontaneously cleared (25%). From the

NHANES data, we estimated the prevalence of HCV by age group, gender, and

race/ethnicity for patients with no disclosed IDU behavior and then for patients who

disclosed IDU behavior. Tables 2-1 through 2-6 present our analytic results for non-IDUs.

For IDU patients, NHANES contained an insufficient sample to estimate prevalence by age

group, gender, and race/ethnicity, although overall, 26% of IDUs are black and 55% are

white. Tables 2-7 and 2-8 present data stratified by age group and gender only for IDUs,

and Table 2-9 presents data by age group alone. IDU behavior was defined as disclosing on

the NHANES behavioral questionnaire ever using a needle to shoot illegal street drugs.

Table 2-1. Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: White Male Non-IDU

Age Group N HCV Prevalence CI Low CI High

20–29 298 0.004 — —

30–39 295 0.006 — —

40–49 357 0.035 0.015 0.055

50–59 332 0.014 0.002 0.025

2-1

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Forecasting the Morbidity and Mortality Associated with Prevalent Cases of Pre-Cirrhotic Chronic Hepatitis C Infections in the United States

Table 2-2. Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: White Female Non-IDU

Age Group N HCV Prevalence CI Low CI High

20–29 403 0.003 — —

30–39 378 0.005 — —

40–49 320 0.017 — —

50–59 327 0.007 — —

Table 2-3. Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: Black Male Non-IDU

Age Group N HCV Prevalence CI Low CI High

20–29 — 0.004a — —

30–39 130 0.033 0.004 0.063

40–49 162 0.070 0.037 0.103

50–59 93 0.040 0.003 0.077

a The small sample size for some subgroups did not include any positive cases. Instead of setting this value to zero, by assumption we set the value equal to the prevalence observed in the most similar subgroup, white male, age 20–29.

Table 2-4. Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: Black Female Non-IDU

Age Group N HCV Prevalence CI Low CI High

20–29 — 0.001a — —

30–39 136 0.020 0.014 0.026

40–49 154 0.006 0.005 0.007

50–59 97 0.020 — —

a The small sample size for some subgroups did not include any positive cases. Instead of setting this value to zero, by assumption we set the value equal to the prevalence observed in the most similar subgroup, Hispanic female, age 20–29.

Table 2-5. Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: Hispanic Male Non-IDU

Age Group N HCV Prevalence CI Low CI High

20–29 — 0.004a — —

30–39 166 0.024 0.009 0.038

40–49 194 0.019 0.005 0.033

50–59 101 0.015 0.011 0.018

a The small sample size for some subgroups did not include any positive cases. Instead of setting this value to zero, by assumption we set the value equal to the prevalence observed in the most similar subgroup, white male, age 20–29.

2-2

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Section 2 — Initiation Parameters

Table 2-6. Non-IDU HCV Prevalence by Age Group, Gender, and Race/Ethnicity: Hispanic Female Non-IDU

Age Group N HCV Prevalence CI Low CI High

20–29 244 0.001 — —

30–39 194 0.005 — —

40–49 187 0.027 — —

50–59 — 0.007a — —

a The small sample size for some subgroups did not include any positive cases. Instead of setting this value to zero, by assumption we set the value equal to the prevalence observed in the most similar subgroup, white female, age 50–59.

Table 2-7. IDU HCV Prevalence by Age Group and Gender: Male IDU

Age Group N HCV Prevalence CI Low CI High

20–29 16 0.073 — —

30–39 27 0.325 0.239 0.411

40–49 30 0.619 0.471 0.767

50–59 39 0.686 0.613 0.759

Table 2-8. IDU HCV Prevalence by Age Group and Gender: Female IDU

Age Group N HCV Prevalence CI Low CI High

20–29 7 0.425 — —

30–39 8 0.684b — —

40–49 26 0.623 0.486 0.760

50–59 13 0.578 — —

a Due to small sample size in the NHANES 2005–2006 data, 1999–2004 data are shown.

Table 2-9. IDU HCV Prevalence by Age Group: All IDU

Age Group N HCV Prevalence CI Low CI High

20–29 23 0.181 — —

30–39 32 0.462 0.176 0.748

40–49 56 0.621 0.539 0.703

50–59 52 0.656 0.567 0.745

2-3

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Forecasting the Morbidity and Mortality Associated with Prevalent Cases of Pre-Cirrhotic Chronic Hepatitis C Infections in the United States

2.2 Infection Duration

In our model, the infection duration (the number of years since a patient has been infected

with HCV) will in part (along with progression rate) govern the disease severity and the

probability the patient is aware of his or her infection. The average infection duration of a

population will directly influence the cost-effectiveness of interventions to detect, treat, or

slow the progression of hepatitis C, because it, along with fibrosis rate, determines disease

severity.

Our model will assign duration of infection using incidence data developed to generate a

published model (Armstrong et al., 2000). We developed a specialized model to estimate

duration based on estimated past HCV incidence trends adjusting for past trends in

mortality and the difference in infection rates between population subgroups. The models

apply estimates of past incidence and mortality to past cohorts and have been calibrated to

accurately reproduce current anti-HCV prevalence. Table 2-10 shows the estimated

proportional distribution of infection in years of duration among the total population. Based

on available data, we explored whether duration varied by gender, race/ethnicity, age, or

IDU status and found no support for stratifying on those characteristics.

Table 2-10. IDUs—Duration of Infection by Age Group

Duration of Infection (Years)

Age Group 0 to 4 5 to 9 10 to 14 15 to 20 20+

20 to 29 0.6 0.25 0.08 0.04 0.03

30 to 39 0.27 0.32 0.24 0.11 0.06

40 to 49 0.08 0.14 0.21 0.24 0.33

50 to 59 0.04 0.05 0.08 0.13 0.7

60+ 0.03 0.04 0.04 0.06 0.83

2.3 Prevalence of IDU Behaviors

Because the prevalence of HCV is substantially higher among patients who disclose IDU risk

behaviors, the prevalence of IDU behaviors in a given setting will drive the cost-

effectiveness of interventions in most settings. We used data from two sources—NHANES

and the National Survey on Drug Use and Health (NSDUH)—to estimate the proportion of

patients that have disclosed IDU behaviors.

We compared NHANES data from 2003 and 2004 with NSDUH data from 2003, 2004, and

2005. Both surveys measured IDU behaviors in roughly the same way, with one major

difference. NHANES asked only patients aged 20 to 59 who had earlier disclosed using

2-4

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Section 2 — Initiation Parameters

cocaine or other street drugs, not including marijuana, if they had “ever used a needle to

inject illegal street drugs,” whereas NSDUH asked all respondents if they had ever used a

needle to shoot recreational drugs. Given the overall high degree of similarity between

estimates from each of the data sets, we used the estimates from NSDUH only, because it

asks the question of all respondents and not just those who disclose cocaine use. (See Table

2-11.)

Table 2-11. Prevalence of Any Previous IDU Behavior, by Age Group

Age Group Prevalence

Under 20 0.005

20 to 29 0.016

30 to 39 0.019

40 to 49 0.029

50 to 59 0.022

60+ 0.002

Source: 2003 to 2005 NSDUH data.

2.4 Probability of Other Baseline Characteristics

HIV infection status and alcohol intake are other characteristics that are assigned at model

baseline that effect the progression of HCV. The estimates in Table 2-12 were derived from

the NHANES and NSDUH data sets. The use of heavy alcohol was assumed to be the

average of the NHANES and NSDUH estimates (0.10).

Table 2-12. Other Baseline Characteristics of Patients with HCV/IDU Drug Users

Parameter Parameter Source

HIV infection 0.01912 NHANES

Heavy alcohol (more than four drinks/day) 0.095, 0.106 NHANES, NSDUH

Note: NHANES estimates are among patients with HCV, and NSDUH estimates are among those who disclose IDU behavior.

2.5 Background Mortality Rates

Background mortality rates were estimated using the 2003 National Vital Statistics Life

Tables (Arias, 2006). For the model, these rates were used to assign mortality risks for non-

IDUs stratified by age, sex, and race/ethnicity. Active IDUs experience an elevated risk of

death compared to non-IDUs, and the failure to include this elevated risk of mortality might

lead to substantial bias in our results in favor of testing and treatment of HCV (Spittal et al.,

2006, Miller et al., 2007, Vlahov et al., 2004, Joe et al., 1982, Davoli et al., 1997). We

2-5

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incorporated the elevated risk of mortality into the model by assigning people with a

disclosed past IDU risk a higher relative risk of death as compared to others in the same

demographic group (defined by age and gender, but not race/ethnicity). We calculated this

elevated relative risk as follows:

1. To best stratify risk of HCV infection, our model defines IDU status as individuals who responded yes to the NHANES question “Have you ever, even once, used a needle to inject a drug not prescribed by a doctor?”. However, not all these people are active IDUs, and thus they do not all experience an elevated risk of mortality. We control for this using a second NHANES question dividing those who answered yes to whether they have ever used a need to inject illegal street drugs into those who responded that they had in the past 12 months who we defined as active users, and those who did not who we defined as inactive users. Using NHANES data from 2002 to 2006, we found that 24.5% of people who admitted to ever injecting illegal street drugs were what we defined as active users and had done so in the last 12 months.

2. We assumed the relative risk of mortality for inactive users was the same as for the general population, a common assumption used in other cost-effectiveness models.

3. We estimated the relative risk of mortality for active IDU drug users as 18.1. This was equal to the average relative risk value from the five published studies (Spittal et al., 2006; Miller et al., 2007; Vlahov et al., 2004; Joe et al., 1982; Davoli et al., 1997).

4. Because we did not assume that primary care physicians would be able to distinguish active from inactive drug users we calculated a single relative risk (RR) of mortality for all IDUs equal to the weighted average of the RR for active and inactive users. This was equal to the probability of being an inactive user times the RR of an inactive user + the probability of being an active user times the RR of an active user which was equal to 0.755 x 1.0 + 0.245 x 18.1 which is equal to 5.17.

5. Because we do not stratify IDUs by race, the annual risk of mortality for an IDU was equal to the average mortality of blacks, whites, and Hispanics of the same age and gender times the RR value of 5.17. When this method resulted in probabilities greater than one, the probabilities were reset to 1.00.

2-6

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3. DISEASE PROGRESSION

This section describes the conceptual model used to represent specific disease states and

the data parameters used to move patients through those disease states. The following are

discussed:

model of the natural history of hepatitis C progression

fibrosis rate of chronic hepatitis C infection

probability of hepatocellular carcinoma (HCC) from chronic infection and from cirrhosis

probability of decompensated cirrhosis from cirrhosis

probability of death from hepatic consequences

3.1 Model of Natural History of Hepatitis C Progression

At least four major models present natural history diagrams of the progression of hepatitis C

(Figure 3-1, diagrams a through d) (Tanaka et al., 2003; Salomon et al., 2002; Wong et al.,

2000; Bennett et al., 1997; Castelnuovo et al., 2006). Three of the four models specify

disease progression in essentially the same way. Early disease is modeled as increasing liver

impact as measured by an external score (METAVIR [Bedossa and Poynard, 1996] or

histologic activity index [HAI or Knodell score]). Early disease culminates in cirrhosis, and

HCC and/or decompensated cirrhosis either occur only from cirrhosis or cirrhosis greatly

increases their risk relative to earlier states. Tanaka et al. (2003), Salomon et al. (2002),

and Wong et al. (2000) (which is essentially a modification of Bennett et al., 1997) all stage

early disease based on the METAVIR scale, whereas Castelnuovo et al. (2006) stages pre-

cirrhosis states on a rough approximation of HAI levels with assumptions. Wong et al.

(2000) posit essentially the same structure but also include hepatitis C virus (HCV) RNA

status.

We used a model form most similar to that used by Salomon et al. (2002). Our model

structure (see 1.2.2) has four pre-cirrhotic states corresponding to METAVIR scores of 0, 1,

2, and 3, followed by a cirrhosis state (METAVIR 4), which then results in HCC and

decompensated cirrhosis. While we do not explicitly incorporate RNA levels as in Wong et al.

(2000), RNA levels will be implicitly handled through the treatment response module of the

model.

3-1

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Forecasting the Morbidity and Mortality Associated with Prevalent Cases of Pre-Cirrhotic Chronic Hepatitis C Infections in the United States

Figure 3-1. Model Schematics

Tanaka et al. (2003)

Asympt. carrier

Chronic HCV

Liver cirrhosis

Hepato. carcinoma or death

Salomon et al. (2002)

No fibrosis

Portal no septa

Septa Many septa

D. Cirr.

HCC Cirr.

Wong et al. (2000), Bennett et al. (1997)

Mild HCV RNA −

Mod HCV RNA+

Mod HCV RNA−

Mild HCV RNA+

HCC

C. Cirr. RNA +

C. Cirr. RNA −

DC. Cirr. RNA −

DC. Cirr. RNA − Ascites, variceal hem., encephalopathy can

occur with cirrhosis

Castelnuovo et al. (2006)

Mild Moderate Severe Cirrhosis HCC Liver transplant states

D. Cirrhosis Encephalopathy, ascites, variceal bleeding

Note: HCV = hepatitis C virus; HCC = hepatocellular carcinoma; RNA = ribonucleic acid

3-2

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Section 3 — Disease Progression

3.2 Fibrosis Rate

Disease fibrosis rate refers to the speed at which the liver degenerates from a healthy state

to an end state of cirrhosis. The fibrosis rate is a key parameter in our model because it

governs disease progression. Direct observational cohort data illustrating the change in

fibrosis stages over time are not available, and thus existing studies have used alternative

approaches to estimate the fibrosis rate.

One approach is to calculate the progression rate based on the time of cirrhosis diagnosis

and an estimated time of initial infection. Alternatively, rates are estimated by comparing a

patient’s graded stage of fibrosis at the time of biopsy based on METAVIR or Ishak scores,

to the patient’s estimated duration of infection. The METAVIR score varies from 0 (no

fibrosis) to 4 (cirrhosis). A METAVIR-based rate of 0.2 would reflect progression of .2

METAVIR units per year, yielding an average time to the beginning of stage 2 of 10 years

and an average time to the beginning of cirrhosis (stage 4) of 20 years.

Both methods produce a constant estimate of progression. Fibrosis progression is likely not

constant over time, and in fact probably accelerates as the liver becomes more diseased.

However, due to lack of data, virtually all existing simulation models use a simplifying

assumption that the fibrosis rate within each individual is constant over time.

Robust progression estimates have been calculated from large observational studies and

also from meta-analytic analyses of larger and smaller studies. Freeman et al. (2003)

produced a meta-analysis that identified 57 studies reporting information on fibrosis

progression (Freeman et al., 2003). Nearly half the patients included in the meta-analysis

were from a large study of 6,664 patients (Roudot-Thoraval et al., 1997) and three samples

with a total of 2,235 patients that were jointly evaluated in another paper (Poynard,

Bedossa, and Opolon, 1997). Excluding these studies, the average sample size for other

studies in the meta-analysis was 200 patients, and cirrhosis prevalence rates among these

ranged from 0% to over 50% with estimated infection duration periods ranging from 3 to 30

years.

Freeman et al. (2003) produced an algorithm to predict the probability of progression to

cirrhosis given information on patient infection duration, gender, alcohol consumption, and

current HAI levels. While useful in some respects, we ultimately rejected the use of this in

our model because it does not allow for disease staging prior to cirrhosis and because using

it would require data on HAI measurements for each stage of disease. Castelnuovo et al.

(2006) used the Freeman et al. algorithm in their model, but to do so they made several

substantial assumptions, relied on unpublished estimates, and published a model that is not

replicable given the methods and information they provide in their description of the model.

Instead, for our model’s baseline estimates, we propose using the progression parameters

presented in Poynard, Bedossa, and Opolon (1997), the largest study included in the

3-3

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Forecasting the Morbidity and Mortality Associated with Prevalent Cases of Pre-Cirrhotic Chronic Hepatitis C Infections in the United States

Freeman et al. (2003) meta-analysis. Poynard, Bedossa, and Opolon (1997) provide median

fibrosis rates in units of expected increases in METAVIR score per year stratified by age of

infection (under/over age 40), gender, and alcohol consumption (under/over 50 grams of

alcohol per day). We stratified these rates into a more detailed distribution of progression

rates based on the proportion of overall patients who exhibited each progression category.

We assumed that 25% of patients exhibited the low estimate, 50% exhibited the medium

estimate, and 25% exhibited the high estimate.

Table 3-1 shows the median fibrosis rate for each patient combination of age of infection,

alcohol consumption, and gender using the values found in Poynard et al. (1997). It then

shows the low, medium, and high rates.

Because of small cell sizes, Poynard, Bedossa, and Opolon (1997) produced somewhat

unexpected results for female heavy drinkers who were infected under age 40 (too low) and

female heavy drinkers who were infected over age 40 (too high). For this reason, we believe

the rates for female alcoholics and non-alcoholics under age 40 to be the same. For similar

reasons, we assumed the rates of alcoholic males and females over age 40 to be the same.

Table 3-1. Fibrosis Rates by Category: Median Rate and Rate Distribution

Age Gender Alcohol ≥ 50ga Low Medium High

<40 F N 0.088 0.095 0.1

<40 M N 0.091 0.111 0.13

<40 F Y 0.088 0.095 0.1

<40 M Y 0.125 0.154 0.167

>40 F N 0.167 0.2 0.25

>40 M N 0.235 0.301 0.333

>40 F Y 0.2 0.267 0.5

>40 M Y 0.2 0.267 0.5

a Alcohol consumption of over 50g per day.

3.3 Annual Probabilities of HCC, Decompensated Cirrhosis, and Death

Once a patient progresses to cirrhosis, he or she experiences an annual probability of HCC

(Table 3-2), decompensated cirrhosis (Table 3-3), or death from hepatitis C-related causes

(Table 3-4). The probability of these events depends on whether a patient has experienced

a sustained viral response (SVR) from therapy or not. The four specific parameters used in

the model are

annual probability of HCC,

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Section 3 — Disease Progression

annual probability of decompensated cirrhosis,

annual probability of death from HCC, and

annual probability of death from decompensated cirrhosis

While a number of studies were examined and shown in Tables 3-2 through 3-4, the model

uses the midpoint of the Thomas and Seef (2005) range (0.025) as the annual probability of

HCC. The annual probability of decompensated cirrhosis of 0.039 was taken from Wright et

al. (2006). The probability of death from HCC was estimated by taking the midpoint of the

Salomon et al. (2002) range (0.409). The probability of death from decompensated cirrhosis

(0.135) was taken from Planas et al. (2004).

Table 3-2. Probability of HCC

Study Patients SVR No SVR Unknown

SVR

Bruno et al. (2007) All treated 0.0066 0.021

Hung et al. (2006) All treated 0.006 0.01

Kobayashi et al. 2007) Treated with SVR 0.009

Chen and Morgan (2006) Treated with SVR .002 to .004

Ren, Piao, and Jin (2006) All chronic liver 0.013

N'Kontchou et al. (2006) HCV-cirrhosis only 0.035

Sola et al. (2006) Decompensated cirrhosis 0.024

Thomas and Seeff (2005) All patients .01 to .04

Fattovich et al. (1997) All treated with cirrhosis 0.014

Serfaty et al. (1998) Treated and untreated patients with cirrhosis

0.026 0.009

Salomon et al. (2002) Cirrhosis, no SVR .017 to .028

Fattovich et al. (2004) Cirrhosis, no SVR 0.037

Sola et al. (2006) HCV decompensated cirrhosis 0.056

Wong et al. (1998) Moderate chronic infection 0.000001 0.001

Wong et al. (1998) Cirrhosis patients 0.006 0.015

Note: HCC = hepatocellular carcinoma; SVR = sustained viral response; HCV = hepatitis C virus

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Forecasting the Morbidity and Mortality Associated with Prevalent Cases of Pre-Cirrhotic Chronic Hepatitis C Infections in the United States

Table 3-3. Probability of Decompensated Cirrhosis

Study Patients SVR No SVR

Wright et al. (2006) All with cirrhosis 0.039

Salomon et al. (2002) All with cirrhosis .032 to .052

Wong et al. (1998) All with cirrhosis—cirrhosis to decompensation 0.0081 0.067

Wong et al. (1998) Cirrhosis to hepatic encephalopathy 0.0013 0.004

Wong et al. (1998) Cirrhosis to variceal hem 0.0035 0.011

Notes: SVR = sustained viral response

Decompensated cirrhosis includes ascites in 62% of cases, variceal hemorrhage in 28% of cases, and hepatic encephalopathy in 10% of cases (Fattovich et al., 1997).

Table 3-4. Probability of Death from End Stage Disorders

Study Patients HCC DC

Salomon et al. (2002) Matched to surveillance data .319 to .499 .129 to .395

Planas et al. (2004) Observational study 0.135

Fattovich et al. (1997) Observational study 0.139

UK Cancer Registry (2004) Surveillance data 0.91

Miriti, Weinbaum, and Meltzer (under review)

Literature review 0.71 0.264

Note: HCC = hepatocellular carcinoma; DC = decompensated cirrhois

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4. LIVER TRANSPLANTS

This section outlines the parameters used to estimate the probability of liver transplant

among persons with chronic hepatitis C. Probabilities were obtained from published

literature.

4.1 Probability of Transplant

About 20% of patients with hepatitis C develop cirrhosis within 10 to 20 years of diagnosis

(http://digestive.niddk.nih.gov/ddiseases/pubs/chronichepc/chronichepc.pdf). A smaller

percentage develops hepatocellular carcinoma (HCC) 20 to 40 years after infection. Liver

failure from chronic hepatitis C is one of the most common reasons for liver transplants in

the United States.

Estimates of the probability of liver transplants differ by source. Hepatitis C simulation

models use input values of the annual probability of transplant that are lower than those

derived from primary sources such as the Scientific Registry of Transplant Recipients

(SRTR). For example, Bennett et al. (1997), Wong et al. (2000), and Miriti et al.

(unpublished) each report the annual probability of transplants is between .015 and .046.

In contrast, using data from the SRTR, Ortner and Cosway (2005) estimated an annual

probability of liver transplants of 0.360 for those on the waiting list for any reason. Our

primary analysis of SRTR data, which restricted transplants to only those with a hepatitis C

virus (HCV) diagnosis for years 2001 through 2005, found similar results: a probability of

0.164 for patients on the waiting list. Most of the difference between Ortner and Cosway’s

estimate and our estimate stems from the exclusion of fulminant cases from our analysis.

HCV does not cause fulminant liver failure, and patients with fulminant liver failure have a

higher probability of transplant. Any diagnosed HCC that is confined to the liver or any

symptom of decompensation qualifies a patient for the liver transplant waiting list under

currently accepted standards of practice (Lucey et al., 1997).

Bennett et al.’s (1997) estimate of 0.031 was developed by dividing the number of liver

transplants from HCV patients in 1994, 730, by an estimate of the population eligible for

transplants. The estimate of the population eligible for transplants was created by dividing

the CDC estimate of 8,300 deaths attributable to hepatitis C in 1996 by a 1987 estimate

(0.35) of the annual probability of death from decompensation. This identical estimate was

subsequently used in Salomon et al. (2003) and Wong et al. (1998).

Wong et al. (2000) estimated the probability of a liver transplant (0.015) by dividing the

annual number of transplants between the years 1991 and 1997 by their estimate of the

number of patients with decompensated cirrhosis. The derivation of the number of patients

with decompensated cirrhosis is unclear from the article.

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Miriti et al. (unpublished) estimated the probability of liver transplants from decompensated

cirrhosis and HCC resulting from HBV infection using data from 1986 to 2006. Again, it is

unclear how the probabilities in this paper were derived, but the use of older data may

contribute to lower estimated prevalence of liver transplants. Published estimates of the

annual probability of liver transplants given decompensation or HCC are almost certainly

underestimates because they exclude HCC as a possible cause of transplants, and they use

older data on the number of annual transplants which cuts the total number of transplants,

approximately in half.

It is unclear whether the probability of a transplant given a patient is on the waiting list is

an overestimate of the probability of transplant given that a patient has decompensation or

HCC. It overestimates the rate of transplant to the extent that patients with HCC or

decompensation are not diagnosed prior to death or are not placed on the waiting list

following diagnosis.

Table 4-1 presents data on the probability of liver transplant for patients with

decompensated cirrhosis, hepatocellular carcinoma, or who are on the transplant waiting list

collected from two different categories of data: (1) published studies and claims data

analyses and (2) primary transplant data taken from the SRTR. The two sets of data

generate very different estimates of the annual probability of liver transplants for those that

need them. The annual probability of liver transplants of 3.1% was estimated using Bennett

et al. (1997) because they resulted in the best match for contemporary transplant values.

Table 4-1. Probability of Getting a Liver Transplant Given Patient Has Decompensated Cirrhosis, Hepatocellular Carcinoma, or Is on the Transplant Waiting List

Study Patients Probability (Range)

Salomon et al. (2003) Not stated .031 (.016–.047)

Wong et al. (2000) Decompensated cirrhosis .0150

Bennett et al. (1997) Decompensated cirrhosis .0310

Miriti et al. (unpublished) Decompensation by age Under 30: 0.00975 30 to 39: 0.02285 40 to 49: 0.03245 50 plus: 0.01995

Miriti et al. (unpublished) HCC by age Under 30: 0.0195 30 to 39: 0.0457 40 to 49: 0.0649 50 plus: 0.0399

Ortner and Cosway (2005) Transplant waiting list, based on 50% chance of transplantation by day 567 (1997–2002)

.360

(continued)

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Section 4 — Liver Transplants

Table 4-1. Probability of Getting a Liver Transplant Given Patient Has Decompensated Cirrhosis, Hepatocellular Carcinoma, or Is on the Transplant Waiting List (continued)

Study Patients Probability (Range)

9Analyses prepared by the Scientific Registry of Transplant Recipients, May 1, 2007. Waiting list information, 2006.

Probability of patient with HCV receiving transplant given that they were on the waiting list

.164 (based on an average of 1,677 transplants for HCV per year divided by an average of 10,244 people on the waiting list for potentially HCV-related causes)

HCC = hepatocellular carcinoma; HCV = hepatitis C virus

4.2 Probability of Death During or After Liver Transplant

Table 4-2 shows the probability of death during transplant, 1 to 5 years post-transplant, 5

to 15 years post-transplant, and 16 to 18 years post-transplant. The probability was highest

1 to 5 years post-transplant. There was no incremental risk of death 19 or more years after

transplant. The parameters in the model were taken from Ortner and Cosway (2005) for

transplant year and years 2–5. Probabilities of death in years 5–15 and 16–18 were taken

from Jain et al. (2000)

Table 4-2. Probability of Death Following Liver Transplant

Study Time Period Probability

Miriti et al. (unpublished) Transplant year (Following Decompensated cirrhosis)

0.264

Miriti et al. (unpublished) Transplant year (HCC) 0.14

Rein et al. (2007) Transplant year (fulminant HAV) 0.24

Ortner and Cosway (2005) Transplant year (any cause) 0.14

Ortner and Cosway (2005) 2 to 5 years (annual risk) 0.0384

Jain et al. (2000) 5 to 15 years (annual risk) 0.0252

Jain et al. (2000) 16 to 18 years (annual risk) 0.0136

Note: HCC = hepatocellular carcinoma; HAV = hepatitis A virus

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