for the Vanguard Exchange Traded Funds For personal use only · The Vanguard Group, Inc. in the US has completed and filed Form NSAR-A (semi-annual report filed on form N-SAR) for
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US SEC Filing Announcement for the Vanguard® Exchange Traded Funds
27 August 2012 Vanguard Investments Australia Ltd announces the following:
ETF ASX CODE
DATE ANNOUNCEMENT
Vanguard® US Total Market Shares Index ETF
VTS 24 AUG 2012 US SEC Filing of Form NSAR-A
The Vanguard Group, Inc. in the US has completed and filed Form NSAR-A (semi-annual report filed on form N-SAR) for Registered Investment Companies with the Securities and Exchange Commission (SEC) in the US as part of the regulatory requirements of the SEC. The completed form is attached and can be viewed online at the SEC website pages at: • www.sec.gov/Archives/edgar/data/36405/000093247111003164/0000932471-11-003164-index.htm
Further details of the SEC requirements for this filing are available at: • www.sec.gov/about/forms/formn-sar.pdf
<SEC-DOCUMENT>0000932471-12-005178.txt : 20120824<SEC-HEADER>0000932471-12-005178.hdr.sgml : 20120824<ACCEPTANCE-DATETIME>20120824122441ACCESSION NUMBER: 0000932471-12-005178CONFORMED SUBMISSION TYPE: NSAR-APUBLIC DOCUMENT COUNT: 2CONFORMED PERIOD OF REPORT: 20120630FILED AS OF DATE: 20120824DATE AS OF CHANGE: 20120824EFFECTIVENESS DATE: 20120824
FILER:
COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD INDEX FUNDS CENTRAL INDEX KEY: 0000036405 IRS NUMBER: 231999755 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231
FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02652 FILM NUMBER: 121053813
BUSINESS ADDRESS: STREET 1: PO BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6106691000
MAIL ADDRESS: STREET 1: PO BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482
FORMER COMPANY: FORMER CONFORMED NAME: VANGUARD INDEX FUNDS/ DATE OF NAME CHANGE: 20011121
FORMER COMPANY: FORMER CONFORMED NAME: VANGUARD INDEX TRUST DATE OF NAME CHANGE: 19920703
FORMER COMPANY: FORMER CONFORMED NAME: FIRST INDEX INVESTMENT TRUST DATE OF NAME CHANGE: 19800904<SERIES-AND-CLASSES-CONTRACTS-DATA><EXISTING-SERIES-AND-CLASSES-CONTRACTS><SERIES><OWNER-CIK>0000036405<SERIES-ID>S000002839<SERIES-NAME>Vanguard 500 Index Fund<CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007773<CLASS-CONTRACT-NAME>Investor Shares<CLASS-CONTRACT-TICKER-SYMBOL>VFINX</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007774<CLASS-CONTRACT-NAME>Admiral Shares<CLASS-CONTRACT-TICKER-SYMBOL>VFIAX</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000035202<CLASS-CONTRACT-NAME>Signal Shares<CLASS-CONTRACT-TICKER-SYMBOL>VIFSX</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000092055<CLASS-CONTRACT-NAME>ETF Shares<CLASS-CONTRACT-TICKER-SYMBOL>VOO</CLASS-CONTRACT></SERIES><SERIES><OWNER-CIK>0000036405<SERIES-ID>S000002840<SERIES-NAME>Vanguard Value Index Fund<CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007775<CLASS-CONTRACT-NAME>Investor Shares<CLASS-CONTRACT-TICKER-SYMBOL>VIVAX</CLASS-CONTRACT><CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000096112<CLASS-CONTRACT-NAME>Institutional Plus Shares<CLASS-CONTRACT-TICKER-SYMBOL>VSCPX</CLASS-CONTRACT></SERIES><SERIES><OWNER-CIK>0000036405<SERIES-ID>S000002846<SERIES-NAME>Vanguard Small-Cap Growth Index Fund<CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007799<CLASS-CONTRACT-NAME>Investor Shares<CLASS-CONTRACT-TICKER-SYMBOL>VISGX</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007800<CLASS-CONTRACT-NAME>Institutional Shares<CLASS-CONTRACT-TICKER-SYMBOL>VSGIX</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007801<CLASS-CONTRACT-NAME>ETF Shares<CLASS-CONTRACT-TICKER-SYMBOL>VBK</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000105304<CLASS-CONTRACT-NAME>Admiral Shares<CLASS-CONTRACT-TICKER-SYMBOL>VSGAX</CLASS-CONTRACT></SERIES><SERIES><OWNER-CIK>0000036405<SERIES-ID>S000002847<SERIES-NAME>Vanguard Small-Cap Value Index Fund<CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007802<CLASS-CONTRACT-NAME>Investor Shares<CLASS-CONTRACT-TICKER-SYMBOL>VISVX</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007803<CLASS-CONTRACT-NAME>Institutional Shares<CLASS-CONTRACT-TICKER-SYMBOL>VSIIX</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007804<CLASS-CONTRACT-NAME>ETF Shares<CLASS-CONTRACT-TICKER-SYMBOL>VBR</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000105305<CLASS-CONTRACT-NAME>Admiral Shares<CLASS-CONTRACT-TICKER-SYMBOL>VSIAX</CLASS-CONTRACT></SERIES><SERIES><OWNER-CIK>0000036405<SERIES-ID>S000002848<SERIES-NAME>Vanguard Total Stock Market Index Fund<CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007805<CLASS-CONTRACT-NAME>Investor Shares<CLASS-CONTRACT-TICKER-SYMBOL>VTSMX</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007806<CLASS-CONTRACT-NAME>Admiral Shares<CLASS-CONTRACT-TICKER-SYMBOL>VTSAX</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007807<CLASS-CONTRACT-NAME>Institutional Shares<CLASS-CONTRACT-TICKER-SYMBOL>VITSX</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000007808<CLASS-CONTRACT-NAME>ETF Shares<CLASS-CONTRACT-TICKER-SYMBOL>VTI</CLASS-CONTRACT><CLASS-CONTRACT><CLASS-CONTRACT-ID>C000035211<CLASS-CONTRACT-NAME>Signal Shares<CLASS-CONTRACT-TICKER-SYMBOL>VTSSX</CLASS-CONTRACT></SERIES><SERIES><OWNER-CIK>0000036405<SERIES-ID>S000012756<SERIES-NAME>Vanguard Mid-Cap Growth Index Fund<CLASS-CONTRACT>
</TEXT></DOCUMENT><DOCUMENT><TYPE>EX-99.77Q1 OTHR EXHB<SEQUENCE>2<FILENAME>q773indextrust063112.txt<DESCRIPTION>SUPPLEMENTAL DATA 6-30-12<TEXT>
EXHIBIT 77Q3 TO FORM N-SAR
Registrant Name: Vanguard Index FundsFile Number: 811-2652Registrant CIK Number: 0000036405
Items 72, 73 and 74
Because the electronic format for filing Form N-SAR does not provideadequate space for responding to Items 72 through 74 completely, the Registranthas set forth in their entirety the complete responses to the indicated Items orSub-Items below, in accordance with verbal instructions provided to theRegistrant by the staff of the Commission on September 20, 2002, and September23, 2002.
1. Total Income dividends for which record date passed during the period $243,1602. Dividends for a second class of open-end company shares $544,2443. Dividends for a third class of open-end company shares $232,3864. Dividends for a fourth class of open-end company shares $37,528
Item 73
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $1.143 2. Dividends from a second class of open-end company shares $1.220 3. Dividends from a third class of open-end company shares $1.008 4. Dividends from a fourth class of open-end company shares $0.605
Item 74
U) 1. Number of shares outstanding 208,466 2. Number of shares outstanding for a second class of shares of open-end company shares 448,098 3. Number of shares outstanding for a third class of shares of open-end company shares 232,713 4. Number of shares outstanding for a fourth class of shares of open-end company shares 76,766
V) 1. Net asset value per share (to the nearest cent) 125.55 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 125.55 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 103.71 4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) 62.30
1. Total Income dividends for which record date passed during the period $6342. Dividends for a second class of open-end company shares $1,2743. Dividends for a third class of open-end company shares $1,3994. Dividends for a fourth class of open-end company shares $3075. Dividends for a fifth class of open-end company shares $4526. Dividends for a sixth class of open-end company shares $562
Item 73
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $.009 2. Dividends from a second class of open-end company shares $.010 3. Dividends from a third class of open-end company shares $.010 4. Dividends for a fourth class of open-end company shares
$.014 5. Dividends for a fifth class of open-end company shares $.008 6. Dividends for a sixth class of open-end company shares $.026
Item 74
U) 1. Number of shares outstanding 67,686 2. Number of shares outstanding for a second class of shares of open-end company shares 127,395 3. Number of shares outstanding for a third class of shares of open-end company shares 126,608 4. Number of shares outstanding for a fourth class of shares of open-end company shares 24,170 5. Number of shares outstanding for a fifth class of shares of open-end company shares 54,839 6. Number of shares outstanding for a sixth class of shares of open-end company shares 45,312
V) 1. Net asset value per share (to the nearest cent) 42.76 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 42.80 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 42.80 4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) 56.42 5. Net asset value per share of a fifth class open-end company shares (to the nearest cent) 36.77 6. Net asset value per share of a sixth class open-end company shares (to the nearest cent) 105.63
1. Total Income dividends for which record date passed during the period $605,2662. Dividends for a second class of open-end company shares $512,2253. Dividends for a third class of open-end company shares $332,1094. Dividends for a fourth class of open-end company shares $196,9265. Dividends for a fifth class of open-end company shares $65,372
Item 73
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $0.298 2. Dividends from a second class of open-end company shares $0.319 3. Dividends from a third class of open-end company shares $0.319 4. Dividends for a fourth class of open-end company shares $0.654 5. Dividends for a fifth class of open-end company shares $0.307
2,078,488 2. Number of shares outstanding for a second class of shares of open-end company shares 1,625,314 3. Number of shares outstanding for a third class of shares of open-end company shares 1,066,298 4. Number of shares outstanding for a fourth class of shares of open-end company shares 308,217 5. Number of shares outstanding for a fifth class of shares of open-end company shares 217,904
V) 1. Net asset value per share (to the nearest cent) 33.90 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 33.91 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 33.91 4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) 69.66 5. Net asset value per share of a fifth class open-end company shares (to the nearest cent) 32.73
1. Total Income dividends for which record date passed during the period $19,1402. Dividends for a second class of open-end company shares $42,9123. Dividends for a third class of open-end company shares $53,8044. Dividends for a fourth class of open-end company shares $74,7105. Dividends for a fifth class of open-end company shares $21,349
Item 73
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $0.267 2. Dividends from a second class of open-end company shares $0.284 3. Dividends from a third class of open-end company shares $0.287 4. Dividends for a fourth class of open-end company shares $0.73 5. Dividends for a fifth class of open-end company shares $0.296
Item 74
U) 1. Number of shares outstanding 71,424 2. Number of shares outstanding for a second class of shares of open-end company shares 152,045 3. Number of shares outstanding for a third class of shares of open-end company shares 193,623 4. Number of shares outstanding for a fourth class of shares of open-end company shares 104,119 5. Number of shares outstanding for a fifth class of shares of open-end company shares 74,272
V) 1. Net asset value per share (to the nearest cent) 21.81 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 21.80 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 21.80 4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) 55.89 5. Net asset value per share of a fifth class open-end company shares (to the nearest cent) 22.69
$16,5682. Dividends for a second class of open-end company shares $31,4693. Dividends for a third class of open-end company shares $32,4624. Dividends for a fourth class of open-end company shares $42,7015. Dividends for a fifth class of open-end company shares $16,822
Item 73
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $0.183 2. Dividends from a second class of open-end company shares $0.207 3. Dividends from a third class of open-end company shares $0.211 4. Dividends for a fourth class of open-end company shares $0.403 5. Dividends for a fifth class of open-end company shares $0.192
Item 74
U) 1. Number of shares outstanding 89,973 2. Number of shares outstanding for a second class of shares of open-end company shares 152,439 3. Number of shares outstanding for a third class of shares of open-end company shares 156,468 4. Number of shares outstanding for a fourth class of shares of open-end company shares 110,515 5. Number of shares outstanding for a fifth class of shares of open-end company shares 92,682V) 1. Net asset value per share (to the nearest cent) 35.01 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 35.01 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 35.01 4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) 68.01 5. Net asset value per share of a fifth class open-end company shares (to the nearest cent) 32.42
1. Total Income dividends for which record date passed during the period $9122. Dividends for a second class of open-end company shares $1,3193. Dividends for a third class of open-end company shares $1,3504. Dividends for a fourth class of open-end company shares $1,0465. Dividends for a fifth class of open-end company shares $8706. Dividends for a sixth class of open-end company shares $482
Item 73
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $.008 2. Dividends from a second class of open-end company shares $.008 3. Dividends from a third class of open-end company shares $.009 4. Dividends for a fourth class of open-end company shares $.019 5. Dividends for a fifth class of open-end company shares $.008 6. Dividends for a sixth class of open-end company shares $.025
U) 1. Number of shares outstanding 108,819 2. Number of shares outstanding for a second class of shares of open-end company shares 164,403 3. Number of shares outstanding for a third class of shares of open-end company shares 154,874 4. Number of shares outstanding for a fourth class of shares of open-end company shares 54,874 5. Number of shares outstanding for a fifth class of shares of open-end company shares 112,324 6. Number of shares outstanding for a sixth class of shares of open-end company shares 19,332
V) 1. Net asset value per share (to the nearest cent) 36.37 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 36.41 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 36.41 4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) 75.99 5. Net asset value per share of a fifth class open-end company shares (to the nearest cent) 32.80 6. Net asset value per share of a sixth class open-end company shares (to the nearest cent) 105.10
1. Total Income dividends for which record date passed during the period $4042. Dividends for a second class of open-end company shares $8103. Dividends for a third class of open-end company shares $6094. Dividends for a fourth class of open-end company shares $3715. Dividends for a fifth class of open-end company shares $6836. Dividends for a sixth class of open-end company shares $421
Item 7389
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $.002 2. Dividends from a second class of open-end company shares $.012 3. Dividends from a third class of open-end company shares $.002 4. Dividends for a fourth class of open-end company shares $.008 5. Dividends for a fifth class of open-end company shares $.005 6. Dividends for a sixth class of open-end company shares $.012
Item 74
U) 1. Number of shares outstanding 189,408 2. Number of shares outstanding for a second class of shares of open-end company shares 67,007 3. Number of shares outstanding for a third class of shares of open-end company shares 300,426 4. Number of shares outstanding for a fourth class of shares of open-end company shares 46,266 5. Number of shares outstanding for a fifth class of shares of open-end company shares 143,236 6. Number of shares outstanding for a sixth class of shares of open-end company shares 46,064
V) 1. Net asset value per share (to the nearest cent) 21.05 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 95.57 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 21.11
4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) 77.17 5. Net asset value per share of a fifth class open-end company shares (to the nearest cent) 30.16 6. Net asset value per share of a sixth class open-end company shares (to the nearest cent) 104.12
Series 8 SEC Identifier S000002847 Small Cap Value IndexClass 1 SEC Identifier C000007802Class 2 SEc Identifier C000007803Class 3 SEc Identifier C000007804Class 4 SEC Identifier C000105305
Item 72DD
1. Total Income dividends for which record date passed during the period $8992. Dividends for a second class of open-end company shares $3523. Dividends for a third class of open-end company shares $8294. Dividends for a fourth class of open-end company shares $1,035
Item 73
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $.007 2. Dividends from a second class of open-end company shares $.007 3. Dividends from a third class of open-end company shares $.029 4. Dividends from a fourth class of open-end company shares $.014
Item 74
U) 1. Number of shares outstanding 123,239 2. Number of shares outstanding for a second class of shares of open-end company shares 50.781 3. Number of shares outstanding for a third class of shares of open-end company shares 29,194 4. Number of shares outstanding for a fourth class of shares of open-end company shares 75,483
V) 1. Net asset value per share (to the nearest cent) 16.32 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 16.36 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 68.13 4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) 29.27
Series 9 SEC Identifier S000002846 Small Cap Growth IndexClass 1 SEC Identifier C000007799Class 2 SEc Identifier C000007800Class 3 SEC Identifier C000007801Class 4 SEC Identifier C000105304
Item 72DD
1. Total Income dividends for which record date passed during the period $1172. Dividends for a second class of open-end company shares $1613. Dividends for a third class of open-end company shares $1504. Dividends for a fourth class of ope-end company shares $208
Item 73
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $.001 2. Dividends from a second class of open-end company shares $.002 3. Dividends from a third class of open-end company shares $.006 4. Dividends from a fourth class of open-end company shares $.003
U) 1. Number of shares outstanding 114,440 2. Number of shares outstanding for a second class of shares of open-end company shares 88,366 3. Number of shares outstanding for a third class of shares of open-end company shares 24,103 4. Number of shares outstanding for a fourth class of shares of open-end company shares 71,526
V) 1. Net asset value per share (to the nearest cent) 23.52 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 23.57 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 83.70 4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) 29.43
1. Total Income dividends for which record date passed during the period $2,6082. Dividends for a second class of open-end company shares $8,3053. Dividends for a third class of open-end company shares $5,7214. Dividends for a fourth class of open-end company shares $31,3995. Dividends for a fifth class of open-end company shares $5,406Item 73
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $0.220 2. Dividends from a second class of open-end company shares $0.297 3. Dividends from a third class of open-end company shares $1.237 4. Dividends from a fourth class of open-end company shares $0.589 5. Dividends from a fifth class of open-end company shares $0.259
Item 74
U) 1. Number of shares outstanding 11,832 2. Number of shares outstanding for a second class of shares of open-end company shares 28,296 3. Number of shares outstanding for a third class of shares of open-end company shares 4,745 4. Number of shares outstanding for a fourth class of shares of open-end company shares 53,891 5. Number of shares outstanding for a fifth class of shares of open-end company shares 21,318
V) 1. Net asset value per share (to the nearest cent) 25.09 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 31.36 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 129.08 4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) 62.10 5. Net asset value per share of a fifth class open-end company shares (to the nearest cent) 27.36
1. Total Income dividends for which record date passed during the period $202. Dividends for a second class of open-end company shares $963. Dividends for a third class of open-end company shares $151
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $0.001 2. Dividends from a second class of open-end company shares $0.004 3. Dividends from a third class of open-end company shares $0.008
Item 74
U) 1. Number of shares outstanding 20,449 2. Number of shares outstanding for a second class of shares of open-end company shares 27,710 3. Number of shares outstanding for a third class of shares of open-end company shares 18,379
V) 1. Net asset value per share (to the nearest cent) 25.31 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 27.73 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 64.41
Series 12 SEC Identifier S000012757 Mid Cap Value IndexClass 1 SEC Identifier C000034429Class 2 SEC Identifier C000105307Class 3 SEC Identifier C000034430
Item 72DD
1. Total Income dividends for which record date passed during the period $432. Dividends for a second class of open-end company shares $403. Dividends for a third class of open-end company shares $100
Item 7389
Distributions per share for which record date passed during the period:
A) 1. Dividends from net investment income $.002 2. Dividends from a second class of open-end company shares $.003 3. Dividends from a third class of open-end company shares $.006
Item 74
U) 1. Number of shares outstanding 20,824 2. Number of shares outstanding for a second class of shares of open-end company shares 14,443 3. Number of shares outstanding for a third class of shares of open-end company shares 17,090
V) 1. Net asset value per share (to the nearest cent) 21.63 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 28.48 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 54.97