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Florida State University LibrariesElectronic Theses, Treatises and Dissertations The Graduate School
2018
An Historical Survey of Violin TechniquesUsed for Music OnomatopoeiaPetra Bubanja
Follow this and additional works at the DigiNole: FSU's Digital Repository. For more information, please contact [email protected]
1 Carlo Farina, Capriccio Stravagante, 2 measures before rehearsal number 16 ........................ 8
2 Heinrich Biber. Sonata Representativa, mm.145-150 ...............................................................9
3 Carlo Farina, Capriccio Stravagante, “The Cat,” rehearsal number 22 ..................................10
4 Heinrich Biber, Sonata Representativa, mm.64-69 .................................................................11
5 Johann Heinrich Schmeltzer, Sonata Cucu a Violino Solo, mm.69-71 .................................. 11
6 Johann Walther, Scherzo D’Augelli con il Cuccu, m.34..........................................................11
7 Antonio Vivaldi, Summer, mm.31-33 ......................................................................................11
8 Johann Walther. Scherzo D’Augelli con il Cuccu, mm.1-2 .....................................................12
9 Johann Walther. Scherzo D’Augelli con il Cuccu, mm. 4-5 ....................................................12
10 Johann Walther. Scherzo D’Augelli con il Cuccu, mm.10-11 .................................................12
11 Athanasius Kircher, Musurgia Universalis, Iconismus III ......................................................15
12 Heinrich Biber Sonata Representativa, mm. 38-40 .................................................................15
13 Heinrich Biber, Sonata Representativa, mm. 116-125 ............................................................16
14 Heinrich Biber, Sonata Representativa, m. 134 ......................................................................16
15 Johann Walther, Galli e Galline ..............................................................................................17 16 Johann Walther, Galli e Galline ..............................................................................................17
17 Antonio Vivaldi, Spring, mvt. I, mm. 17-19 ............................................................................19
18 Antonio Vivaldi, Summer, mvt. I, mm. 66-70 .........................................................................20
19 Antonio Vivaldi, Summer, mvt. I, mm.59-61 ..........................................................................20
20 Antonio Vivaldi, Spring, mvt. I, mm.62-65 .............................................................................20
21 Antonio Vivaldi, Summer, mvt. I, mm.72-77 ..........................................................................20
vi
22 Antonio Vivaldi, Spring, mvt. I, mm. 44-46 ............................................................................22
23 Antonio Vivaldi, Summer, mvt. II, mm. 189-191 ....................................................................23
24 Antonio Vivaldi, Summer, mvt. III, mm.236-239....................................................................24
25 Antonio Vivaldi, Winter, mvt. I, mm.32-34 ................................................................................... 24
26 Antonio Vivaldi, Winter, mvt. III, mm.172-177 ......................................................................25
27 Antonio Vivaldi, Winter, mvt. III, mm.201-204 ......................................................................25
28 Béla Bartók, String Quartet No.4, mvt. III, mm. 34-40, Violin I ............................................30
29 George Crumb, Black Angels, “Threnody I: Night of the Electric Insects,” beginning ..........34
30 George Crumb, Black Angels, “Threnody III: Night of the Electric Insects,” beginning ........35
31 George Crumb, Four Nocturnes, “Notturno I: serenamente.” .................................................36
32 George Crumb, Four Nocturnes, “Notturno I: serenamente,” staff 2 ......................................37
33 George Crumb, Four Nocturnes, “Notturno I: serenamente,” staff 4 ......................................37
34 George Crumb, Four Nocturnes, “Notturno II: scorrevole, vivace possibile,” beginning ......38
35 George Crumb, Four Nocturnes, “Notturno III: contemplativo,” staff 4 ................................39
36 George Crumb. Four Nocturnes, “Notturno IV: con un sentiment di nostalgia,” p.2 ............40
37 George Enescu, Impressions d’Enfance, mvt. III, rehearsal number 7....................................43
38 George Enescu, Impressions d’Enfance, mvt. III, 2 measures before rehearsal number 9 .....43
39 George Enescu, Impressions d’Enfance, mvt. III, 2 measures before rehearsal number 11 ...43
40 George Enescu, Impressions d’Enfance, mvt. III, rehearsal number 8....................................43
41 George Enescu, Impressions d’Enfance, mvt. IV, beginning ..................................................44
42 George Enescu, Impressions d’Enfance, mvt. IV, 2 measures before rehearsal number 15 ...44
43 George Enescu, mvt. V, beginning ..........................................................................................45
44 George Enescu, Impressions d’Enfance, end of mvt. VII-beginning of mvt. VIII ..................46
45 George Enescu, Impressions d’Enfance, mvt. IX, 2 measures before rehearsal number 30 ...46
vii
46 Fuminori Tanada, Echoing Forest II, mm. 15-19 (second appearance) ..................................48
47 Fuminori Tanada, Echoing Forest II, mm. 63-65 (the last example in the piece) ...................48
48 Fuminori Tanada, Echoing Forest II, mm. 38-40 ....................................................................49
49 W. A. Mozart, Ein musikalischer Spaß, K.522, movement I, mm. 24-26 ...............................52
50 W. A. Mozart, Ein musikalischer Spaß, K.522, movement I, mm. 16-23 ...............................53
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ABSTRACT
The purpose of this treatise is to connect violin music which contains onomatopoeic
sounds with the development of techniques that successfully portray these effects. The focus is
primarily on animal and nature onomatopoeia (e.g. birds, insects, dogs, cats, frogs, rain, storms,
thunder, river, sea, sunrise, etc.). Another onomatopoeia shortly discussed is the physical
onomatopoeia, imitating motion in nature (such as the fluttering of an insect’s wings, and
others). The examples of these onomatopoeic representations are mostly found in the 17th and
early 18th centuries, and in the 20th and 21st centuries. This is due to the musical and
philosophical aesthetics of the 19th century and their disregard for imitation of the external world
in music.
The survey of the works is selected from the solo violin literature and smaller chamber
repertoire, such as the string quartet. Besides providing a collection of works that contain nature
onomatopoeia, the treatise is meant to draw a connection between the advancement of violin
technique and the desire to authentically represent acoustical properties of sounds found in
nature. Violin technique evolved through experimentation; new techniques pushed the limits of
the technical vocabulary. With nature onomatopoeia, the composer (who was typically a violin
virtuoso, in the earlier period) had the desired sound in mind and was not afraid to search for it,
even if that meant employing unconventional means of sound production. Having this acoustical
guidance in search of appropriate and authentic technical tools helped break from the idiomatic
common practices and led to the establishment of new techniques when referring to specific
onomatopoeias.
1
CHAPTER 1
INTRODUCTION
The Establishment and the History of the Terminology
Onomatopoeia is a term primarily associated with language. It is, in fact, a verbal
expression that resembles its subject’s acoustic properties (such as cuckoo, buzz, sizzle, etc.).1
Since instrumental music is absent of text, music onomatopoeia is presented through the
imitative properties of the sounds created on an instrument by using specific techniques and
compositional devices. In his paper “A Catalogue of Music Onomatopoeia,” Castelões offers a
list of phrases that are used in scholarly papers and books when referring to this type of imitation
(e.g. musical naturalism, musical mimicry, use of sounds of the non-musical environment,
simple imitation of the acoustic phenomena of the external world, use of everyday sounds,
definite representative allusions, etc.).2 Even though all of provided examples will be that of
stylized music onomatopoeia, the primary goal is to tackle the concrete acoustic (and
occasionally the physical) properties of the imitation and not necessarily its symbolic or
expressive values. By “stylized music onomatopoeia,” I refer to the onomatopoeia performed on
an instrument; an onomatopoeia that possesses the acoustical properties of its original, but is
used within the context of music and not as an end to its means. This type of categorization
would be in opposition to using a recording (the nightingale call at the end of the third movement
of Pines of Rome, by Ottorino Respighi), or simply making a dry transcription.
1 Merriam-Webster Dictionary, s.v. “onomatopoeia,” accessed February 17, 2018, https://www.merriam-
webster.com/dictionary/onomatopoeia. 2 Luiz E. Castelões, “A Catalogue of Music Onomatopoeia,” International Review of the Aesthetics and Sociology of
http://www.zoomusicology.com/Zoomusicology/Introduction.html (accessed Feb. 17, 2017). 12 Hollis Taylor, Is Birdsong Music?: Outback Encounters with an Australian Songbird (Bloomington: Indiana
like Amy Beach, as Emily Doolittle points out.13 Beach (1867-1944) was an American
composer and pianist who was able to transcribe birdsong using her perfect pitch. Messiaen uses
his bird transcriptions most extensively in Catalogue d’Oiseaux for solo piano. He spoke of
birds as “the greatest musicians on this planet” and his love and interest for their ‘music’ had
been encouraged by his own teacher, Paul Dukas.14 Composers Hollis Taylor and Emily
Doolittle provide much research on this topic; they also transcribe the songs of different bird
species and incorporate these transcriptions into their own music. The moment a transcription
has been assimilated into the music, it becomes stylized.
Examples of music onomatopoeia may be found in the vocal music of Europe, as early as
the fourteenth and fifteenth centuries (Jean Vaillant, Josquin des Prez, Clement Jannequin, Pierre
Passereau). The use of music onomatopoeia in this time was mostly symbolic; the cuckoo
represented deceit due to laying its eggs in other birds’ nests, and the nightingale symbolized
morality and loyalty. There was occasionally an element of entertainment in musical imitation of
animal sounds (for example, “El Grillo” by Josquin des Prez).15 In the seventeenth century, the
employment of music onomatopoeia for entertainment became prevalent in the instrumental
music of Italy and Germany, which greatly contributed to the evolution of violin technique.
The advances and innovations in violin technique achieved by the German and Italian
virtuosi lead to a specific genre established by Athanasius Kircher, phantasticus stylus. As
quoted by Brewer and by the The Cambridge History of Seventeenth-Century Music, Vol.1:
The Stylus phantasticus is appropriate to instruments. It is the most free and unfettered
method of composition, bound to nothing, neither to words, nor to a harmonious subject.
It is organized with regard to manifest invention, the hidden reason of harmony, and an
ingenious, skilled connection of harmonic phrases and fugues. And it is divided into
13 Emily Doolittle, “Animal Sounds or Animal Songs? ,” The Journal of Music (July, 2012),
http://journalofmusic.com/focus/animal-sounds-or-animal-songs (accessed Feb. 17, 2017). 14 Hollis Taylor, Is Birdsong Music?, 5. 15 Emily Doolittle, “Crickets in the Concert Hall—A History of Animals in Western Music.”
those pieces which are commonly called Phantasias, Ricercatas, Toccatas, and
Sonatas.16
This new style of writing, unrestrained by the formal and harmonic orthodoxy, allowed for the
enrichment of the technical vocabulary.
The first representative example of music onomatopoeia in the violin repertoire is Carlo
Farina’s Capriccio Stravagante (1627), composed for violin, two violas, cello/ bass and
harpsichord. The title page quotes, as translated by Andrew Bonner: “Another volume of new
pavans, galliards, courantes, [and] French airs, with a humorous Quodlibet of all manner of
curious inventions, such as have never before been seen in print, together with several German
dances, all charmingly suited to viols.”17 This work uses extended techniques for its day, such as
sul ponticello, glissando, col legno, pizzicato, playing behind the bridge and multiple stops, in
order to imitate the sounds of other instruments and animals (hen, rooster, cat, and a dog). The
techniques employed were either entirely innovative or among the first documented instances.
Even though this work might be dismissed by critics from an aesthetic point of view, Farina’s
influence in revolutionizing violin technique in the context of music onomatopoeia is
indisputable.
His sonatas show that his technique as an executant was in advance not only of his
contemporaries but even of later players. His figuration was varied and he already
introduces rapid passages, double stopping and the occasional use of the G string which
was generally avoided by most violinist composers. The Kurtzweileges Quodlibet
(Merry Quodlibet), better known as Capriccio Stravagante, has been severely criticized
by some writers as a proof that Farina was a charlatan. But one must not forget that in
the early stages of the violin playing, many eminent virtuosi tried to find out the
possibilities of the violin in all directions, and naturally the sounds of nature were drawn
into the scheme, and could not fail to entertain, especially as the possibility of expressing
the inner life had not yet come under serious consideration. Even if we smile at his
imitation of the meowing and spitting of cats, barking of dogs, cocks and hens, the drum
16 Tim Carter and John Butt, eds., The Cambridge History of Seventeenth-Century Music (Cambridge: Cambridge
University Press, 2005), 526. 17 Andrew Bonner, “‘Curious Inventions’:Carlo Farina’s Capriccio Stravagante,” DMA diss., University of North
Carolina (2013), 2.
8
or the trumpet and many others which do not belong to the domain of music, and for the
production of which he gives minute instructions at the end of the capriccio in all
seriousness, we must not forget that they led him to the discovery of the use of
harmonics, staccato, pizzicato, tremolo, double stops, col legno, which more than a
hundred years later found their place in the legitimate art of violin playing.18
In order to comprehend the full extent of Farina’s inventiveness, considering that the
piece was published in 1627, it is enough to analyze the short Rooster, Il Gallo, movement
(figure 1). The rhythm mimics a rooster crowing. Farina additionally imitates the downward
inflection at the end of the call by using a glissando, but he also puts the entire depiction in a
minor/major-second double stop with which he manages to achieve the hoarseness in the sound
of a rooster’s call. To summarize, the technique required for the execution of this movement
takes the security in the knowledge of the second position, with an extended fourth finger and the
independence between the fingers (fourth stays on the A string, while the first finger on the E
string slides down to F natural; alternatively, in the case of playing the open E, slide the F-sharp
to F while conveniently staying in the second position). The speed of the glissando should be in
line with the real call, hence not too fast. For a 21st-century player, this is quite manageable, but
one must take into consideration that this could have been the first example of glissando and
double-stopping being used simultaneously (especially if executed without the aid of an open
string).
Figure 1. Carlo Farina, Capriccio Stravagante, 2 measures before rehearsal number 16.
18 Chris P. Xeros, “The Evolution of Violin Technique from Monteverdi to Paganini” (MM diss., North Texas State
College, 1954), 10-11.
9
This enrichment of the ‘technical vocabulary’ in depicting animals and environmental
phenomena resulted in the establishment of specific techniques for portraying specific sounds
found in nature. Farina’s use of descending glissandi when imitating cats ‘whining’ is also
employed by Heinrich Biber in his Sonata violino solo representativa, although in a less
authentic and a more musically stylized form (figure 2).
Figure 2. Heinrich Biber. Sonata Representativa, mm.145-150.
Even to a musically educated listener, Farina’s Cat movement sounds like it could not
have possibly been composed at the beginning of the 17th c. and could pass for a modern piece of
music (figure 3). Farina concludes the movement with a fast sixteenth-note passage (unusually
small note values for 1627) which is supposed to be an acoustic representation of an action. The
instruction for the movement is as follows: “To be played so as to imitate whining cats. At the
Presto Furioso the cats scatter running in all directions.”
10
Figure 3. Carlo Farina, Capriccio Stravagante, “The Cat,” rehearsal number 22.
The most universally agreed upon approach to technique, in the context of animal
onomatopoeia in the 17th century, seems to be found in the depiction of the cuckoo. The
cuckoo’s call is transcribed (most commonly) as a minor or major descending third. One could
11
speculate that the frequent usage of this particular imitation might derive from the simplicity of
the bird’s call. Heinrich Biber, Johann Schmelzer (Sonatae Unarum Fidium, 1664- sonatas
“Cucu” and ‘La Galline’), Johann Walther and Antonio Vivaldi all use virtuosic and polyphonic
passages where the downward intervallic leaps of the lower voice outline the ‘cuckoo
call’(figures 4, 5, 6 and 7).
Figure 4. Heinrich Biber Sonata Representativa, mm.64-69.
Figure 5. Johann Heinrich Schmeltzer, Sonata Cucu a Violino Solo, mm.69-71.
Figure 6. Johann Walther, Scherzo D’Augelli con il Cuccu, m.34.
Figure 7. Antonio Vivaldi, Summer, mm.31-33.
12
Due to the nature of the upper-voice ostinato and the rhythmic and physical placement of the
lower voice (lower string), the call is easily discernable. This type of treatment is quite
idiomatic- it takes advantage of the layout of the instrument in that it involves the adjacent
strings, string crossings are placed on down bows and they conveniently identify the cuckoo
onomatopoeia. The effect that this technique has on a listener is that it sounds very virtuosic,
even though it is not so difficult to execute. In addition to employing this procedure, Johann
Jacob Walther in “Scherzo D’Augelli con il Cuccu” (Hortulus Chelicus) puts the cuckoo call in
the double stop (figures 8, 9 and 10).
Figure 8. Johann Walther. Scherzo D’Augelli con il Cuccu, Figure 9. Johann Walther. Scherzo
mm.1-2 D’Augelli con il Cuccu, mm.4-5.
Figure 10. Johann Walther. Scherzo D’Augelli con il Cuccu, mm.10-11.
Interestingly enough, Walther initially puts the call in both voices of the double stop, but then
alternates it between the voices.
The two musical examples that are most representative of animal and nature
onomatopoeia, in the seventeenth and eighteenth centuries are Heinrich Biber’s Sonata violino
solo representativa and Vivaldi’s Seasons.
Heinrich Ignaz Franz von Biber was born in Wartenberg, Bohemia in 1644 and died in
Salzburg on May 3, 1704. Charles Burney noted of his virtuosity: “of all the violin players of the
13
last century Biber seems to have been the best, and his solos are the most difficult and most
fanciful of any music I have seen of the same period.”19 Sonata solo violino representativa,
c.1669, also known as Representatio Avium (The Display of the Birds), imitates the sounds of:
nightingale, cuckoo, frog, hen, rooster, quail, and a cat. The sonata was attributed to Biber
although recently there has been speculation that it could have been Schmeltzer’s. In fact, in his
book The Instrumental Music of Schmeltzer, Biber, Muffat and their Contemporaries, Charles E.
Brewer makes a compelling argument that the sonata is Schmeltzer’s. He proves this hypothesis
by providing a letter by Generalquatiermeister in Vienna, Wenzelsberg, to Prince-Bishop Carl
Liechtenstein-Castelcorn of Olomouc addressing the composition featuring “bird-song” the
prince had requested:
[…I invited Schmeltzer to eat with me and employed all diligence to receive the desired
“Birdsong.” However, he reported that he indeed had composed the arias, which in a
substantial “Birdsong” are between all the strong barking and cries of the beasts, but the
voice of the bird and the cries of the other beasts must be studied by memory.
Concerning this, I have persevered still more, and clearly had given him to understand,
that I don’t believe that everything should be set in notes…If one could now not progress
further with this, then he would have no guilt, but would have fulfilled the request. He
blew his nose concerning this and answered nothing about it. But, nevertheless, I will
still persevere and see whether I can still obtain it from him…] 20
Brewer finds another possible proof in Schmeltzer’s letter to the Prince: “Monday there was in
the evening again a chamber-service [Camerdienst], at which I again had to lead forth ‘The
Animals,’ since Her majesty, the Empress, never before heard such [a work], which I also once
would like to perform for Your Royal Highness.”21 Brewer offers further evidence that the
‘manuscript’ found could potentially be Biber’s handwritten copy of the original. Biber’s remark
19 Charles Burney, A General History of Music from the Earliest Ages to the Present Period (London, 1776-89); ed.
Frank Mercer (1935), (reprinted New York: Dover Publications, 1957), Vol. II, 462. 20 Charles E. Brewer, The Instrumental Music of Schmeltzer, Biber, Muffat and their Contemporaries (Burlington,
VT:Ashgate Publications, 2011), 107. 21 Charles E. Brewer, The Instrumental Music of Schmeltzer, Biber, Muffat and their Contemporaries, 109.
14
on using the theme from the “Musketeer March” in his Battaglia, as an already known theme
(which makes it less ‘mischievous’ to use it) further proves that he is not the author.22 This
being said, I will refer to the Sonata solo representative as being composed by Biber, for the
purposes of avoiding any confusion.
Biber derived his motivic material from the most established theory book of his time,
Musurgia Universalis by the Jesuit Athanasius Kircher. In one of these volumes, discussing
doctrine of affections amongst other topics, Kircher provided an illustration of “transcribed”
calls of a rooster, a hen, a hen calling to her chicks, a cuckoo, a quail and a parrot saying hello in
Greek (figure 11). However, it seems that nightingale calls and their complexity were of special
interest to Kircher. Charles Brewer offers the following translation of Kircher, in regards to
other birds’ calls in comparison to that of the nightingale: “ ‘they express merely that voice,
which suffices for explaining the passions of the spirit’ in contrast to the nightingale which was
created ‘for the delight of mankind’.”23
Kircher identified three different types of calls characteristic for the nightingale:
pigolismus, glazismus and teretismus. Explanations for these are once again extracted from
Brewer’s translation of Kircher’s own words: “most clear glottals modulated with a limpid and
ringing voice, those glottals which it continues like a broken voice with the same interval, and
those which for certain it renders like a murmur.”24
22 Charles E. Brewer, The Instrumental Music of Schmeltzer, Biber, Muffat and their Contemporaries, 110. 23 Charles E. Brewer, “The Songs of Biber’s Birds,” 17th Century Music 3, no.1 (Fall, 1993), 7. 24 Ibid., 7.
15
Figure 11. Athanasius Kircher, Musurgia Universalis, Iconismus III.
Indeed, if we compare the examples provided by Kircher and the motivic basis for Sonata
representativa’s movements, the parallels are obvious (figure 12).
Figure 12. Heinrich Biber Sonata Representativa, mm. 38-40.
16
Biber’s technical advancement however, shapes his treatment of the established
transcriptions. The high speed and the effervescence of the passagework, along with the
established motivic features of nightingale’s calls, mimic the bird quite accurately. The small
note values, consecutive string crossings and the fast repetition of the finger patterns required
great dexterity of the left hand especially at high velocity, and their employment most likely
helped challenge and push the advancement of violin technique. The technique required for
executing “The Hen” is quite accessible; the string crossing is alleviated by the use of the open
string. The motivic movement outlines the interval of a major sixth, discussed by Kircher. The
rooster’s call is characterized by downward-half-step glissandi, reminiscent of Farina’s
procedure (figure 13, compare to Farina’s; the hen’s onomatopoeia interrupted by the rooster’s
call). The depiction of the quail is technically simple and is a rhythmic diminution of Kircher’s
original (Figure 14).
Figure 13. Heinrich Biber, Sonata Representativa, mm. 116-125.
Figure 14. Heinrich Biber, Sonata Representativa, m. 134.
17
Galli e Galline, the eleventh of the twenty eight suites in the Hortulus Chelicus
(published in 1688) collection by Johann Jakob Walther, draws some parallels to the much
shorter depictions of the hen and the rooster in Biber’s Sonata Representativa (figure 15 and 16,
examples from Galli e Galline for comparison).
Figure 15. Johann Walther, Galli e Galline.
Figure 16. Johann Walther, Galli e Galline.
Motivically speaking, these movements are similar, though Walther’s depictions are slightly
more melodious. They do not adhere strictly to Kircher’s ‘transcriptions’ even though they are
pretty close, and the sharing of the imitative features with the accompanying basso continuo is
more in line with Farina’s Capriccio. The note values that are used bear more similarity with
Kircher and Farina than Biber: the clucking of the hen (or as Kircher puts it, the hen calling to
her chicks) is represented by consecutive and short eighth notes. The violin technique that is
employed is not terribly difficult, even for a player of the time; the difficulty in the technique of
this particular suite lies in the multiple-stop sections between the imitations and the virtuosic
thirty-second note passages.
It is important to note that the Musurgia Universalis (M.U.) was written by Father
Athanasius Kircher in 1650 in Rome. Therefore, Farina’s Capriccio Stravagante, as well as two
18
other Italian examples of animal onomatopoeia in violin music came a while before then. These
other two examples are: Tarquinio Merula’s “La Gallina” (“The Hen”) from the Raccolta di
Canzoni e Sonate a 2 e a 3, book 3 op.9 (1637) and Marco Uccellini’s “Aria Nona a 3” (1642),
the latter featuring a marriage between hen and the cuckoo (“Maritati insieme la Gallina e il
Cucco fanno un bel concerto”). Both of these examples carry strong resemblance to Farina’s
work and each other, as well as Kircher’s natural or performance practice-extrapolation. In
1650, there were 1500 copies printed of Musurgia Universalis, which quickly spread all
throughout Europe (“In 1652, for example, more than 300 Jesuits came to Rome from all over
the world to elect a new Superior General: every one of them took back one of these sumptuous
volumes, which explains the astonishing diaspora of these books even today.”).25 This clarifies
the motivic inspiration and resemblance of Germans to Kircher and the Italians.
Vivaldi’s Four Seasons
Vivaldi’s Four Seasons are the most representative example of music onomatopoeia in
violin literature. Although he did not use violin technique that surpassed the Germans and was
innovative per se, Vivaldi’s music posed some technical challenges. He composed the Four
Seasons around 1715. The concertos were published in Amsterdam ten years later as a part of
the 12-concerto collection called Il cimento dell’armonia e dell’inventione (The Trial of
Harmony and Invention), with the sonnets which provide a detailed programmatic context for the
music. It is unknown whether the concertos were conceived at the same time as the sonnets that
accompany them, but Vivaldi’s letter to Count Wenzel von Morzin could provide evidence to the
argument that the sonnets came after the concertos. Even if this were the case, many sources
25 Liam Devlin, “Athanasius Kircher,” Glasgow University Library: Special Collections Department ,November,
2002, http://special.lib.gla.ac.uk/exhibns/month/nov2002.html (accessed February 16, 2017).
claim that Vivaldi is the most likely author of these poems and thus the concertos could have still
been composed with those same ‘unwritten’ programmatic ideas. Vivaldi writes in his preface:
Most Illustrious Sir, When I think of the long succession of years in which I enjoyed the
honorable distinction of serving Your Highness as Maestro di Musica in Italy, I blush at
the thought that I have not yet given any proof of my profound veneration. Therefore I
have decided to have this volume printed, in order to lay it most humbly at Your
Highness’s feet. I beg of you not to be surprised if among those few and feeble concertos
Your Highness should find the Four Seasons which, with your noble bounty, Your
Highness has for so long regarded with indulgence. But may you believe that I have
found them worthy of appearing in print, because with the sonnets not only are they
enhanced by a completely clear interpretation, but so are all the things which are
expressed in them. Therefore I am sure that, although they are the same concertos, they
will seem to Your Highness as new.26
The most frequent animal onomatopoeia that Vivaldi uses is the bird onomatopoeia. In
the first movement of Spring, birds are represented generically. He portrays bird calls with trills,
fast downward gestures, consecutive repeated eighth notes and repeated sixteenth-note patterns.
In the first movement of Summer, however, he depicts different bird species, beginning with the
cuckoo. The technique used is very similar to Biber’s in Sonata Solo Representativa as well as
the other examples that were previously discussed. He also imitates the turtledove and the
goldfinch, both of which can be motivically traced back to the bird imitations in Spring. There
are slight differences: the descending gesture is now ascending (figures 17-18); the long note that
followed the sixteenth notes now precedes them (1st measure of figures 17 and 19); the fast,
repeated passage featuring the interval of minor second is now spanning a fourth (figures 20-21).
Figure 17. Antonio Vivaldi, Spring, mvt. I, mm. 17-19.
26 Walter Kolneder, Antonio Vivaldi: His Life and Works (Berkeley: University of California Press, 1970), 90.
20
Figure 18. Antonio Vivaldi, Summer, mvt. I, mm. 66-70.
Figure 19. Antonio Vivaldi, Summer, mvt. I, mm.59-61.
Figure 20. Antonio Vivaldi, Spring, mvt. I, mm.62-65.
Figure 21. Antonio Vivaldi, Summer, mvt. I, mm.72-77.
Even though somewhat different, all these effects have one thing in common: they are either fast
and reflective of birds calls’ hyper speed (due to their fast heart rates and metabolisms) or they
imitate the inflection in their calls, achieved by using a large interval. For a player of the late
17th/early 18th c., with instrument and bow that have yet to undergo major changes, these
sweeping gestures could have been hard to articulate and control in fast tempos.
Besides birds, Vivaldi imitates dogs barking and insects buzzing. The “faithful dog”
beside his sleeping master is given to the violas in the accompaniment (Spring, movement II). It
21
is rhythmically simple and intended to vocalize a dog’s cries or barks (Il cane che grida). The
instruction on how to perform this effect is, freely translated: always play very loudly, as if
tearing the string with your bow. In many of the recordings available, this effect is not very
stark; the performers usually stylize it and taper it off, almost as to not disturb the sleeping
shepherd played by the solo part. Since Farina composed his capriccio and his motivically-
similar dog variation almost a century before the Four Seasons, it could be safe to assume that
this animal onomatopoeia was premeditated and could have been performed with more vigor and
a stroke that truly felt like “ripping” the bow off the string (very close to the bridge, quasi sul
ponticello).
The flies and gnats appear in the slow movement of Summer. This is probably one of the
first (if not the first) instances of insect onomatopoeia. It is characterized with the dotted-eighth-
note sixteenth note figure and is usually performed close to the bridge in order to imitate the
buzzing sound. The insects in the violins are interrupted by the rumbling thunder (tutti) featuring
an eighth note followed by the repeated sixteenth notes in the low register. These repeated-note
patterns were a characteristic of stile concitato, established by Monteverdi. Stile Concitato was
one of the three affects that Monteverdi extracted from Plato’s modes; the other two being stile
molle and stile temperato. Selfridge claims that the similarities in the style and inspiration
between the stile concitato (in 17th c. Italy) and Sturm und Drang (18th c. Germany) are more
than obvious.27 Monteverdi did, however, find the essence of this affect to be in the imitation of
sounds of war. Arnold writes in “Monteverdi and the Art of War:”
If music was to involve the emotions of man as completely as it was universally agreed
the music of the ancients had done, it must imitate the actions and situations in life which
give rise to these emotions. Music must be imitative; and where better to find a subject
27 Eleanore Selfridge-Field, Venetian Instrumental Music from Gabrieli to Vivaldi, 3rd ed. (New York: Dover
Publications Inc., 1994), 121.
22
for ‘imitation’ than war, in which man was indeed wholly involved, and full of intense
feeling.28
This feeling of “agitation” often found its way in natural phenomena: rumbling thunder (as
previously mentioned) and other tempestuous weather (strong winds, rain, stormy sea, etc.).
Vivaldi excelled at making these effects representing turbulence in nature cause inner turmoil in
his listeners. There are many examples of this in the Four Seasons. In the first movement of
Spring, thunder is represented almost identically to that of Summer (mvt. II) –only rhythmically
diminished (figures 22 and 23). Lightning is depicted with a fast ascending scale-like gesture
(repeated twice; figure 22, m.46).
Figure 22. Antonio Vivaldi, Spring, mvt. I, mm. 44-46.
28 Denis Arnold, “Monteverdi and the Art of War,” The Musical Times 108, no.1491 (1967), 413.
23
Figure 23. Antonio Vivaldi, Summer, mvt. II, mm. 189-191.
The rumbling continues until the first theme comes back, the weather calms down and the birds
start singing again.
If one is looking for the epitome of stile concitato in Vivaldi’s opus, it could be found in
the third movement of Summer. It is interesting that Vivaldi provides these effects either in
accompaniment (usually in unison) or in tutti sections. Rarely did he give the soloist this
opportunity, most likely because one instrument cannot match the power of an orchestra. He
attempted to replicate this power, however, in several ways. In m. 237, Vivaldi gave the soloist a
three-string arpeggio, with the moving line high up on the E string (7th position), while using the
open D string for resonance, supported by a drone in the violins and violas (fig. 26). Another
way he made the violin sound more powerful is giving it a theme to be played high on the G
string, while supporting that with a drone of the open D string (mm. 247-250). Playing this
double-stop—maintaining a stable D-drone while playing in the 5th position on the G string
(which indicates the transition of pure gut to silver or copper wound gut string)—definitely put
great demands on the performer, not to mention the large string crossings in measures 295-296,
24
in order to grab the resonant D for added power.
Figure 24. Antonio Vivaldi, Summer, mvt. III, mm.236-239.
These techniques seem to be taken one step further in the concerto that followed the Four
Seasons, “La Tempesta di Mare,” the fifth in his collection of twelve ( Il Cimento dell’ Armonia
e dell’Inventione, Op. 8). In this concerto, the string crossings are more complicated. Vivaldi
does not use the help of the open string in across the strings arpeggios; the case is the same with
double stops (usually no open strings to alleviate the left hand), and the rhythmic impetus is
often placed in the solo part itself (as opposed to the orchestra tuttis, like in the Seasons).
Winter offers a plethora of different weather conditions. In the first movement, Vivaldi
represented ‘the sound’ of ice with the repeated-note sul ponticello effect. The gusts of wind are
also depicted in repetition (m.33), but the sweeping tutti dynamic gestures (piano with a
crescendo to forte) help portray the blowing of the wind (figure 25).
Figure 25. Antonio Vivaldi, Winter, mvt. I, mm.32-34.
25
Even though this does not directly fall under the types of sound addressed in this treatise,
it is a direct product of the cold, icy winter; Vivaldi even imitates the chattering of teeth in the
solo violin (repeated thirty-second note double-stops), which would not have been an easy task
from a technical stand point. Rain drops are represented through the accompaniment pizzicato in
the second movement. The cracking of ice, in the third movement, is given to the soloist in
aggressive and sweeping gestures (m.170-178, fig.26).
Figure 26. Antonio Vivaldi, Winter, mvt. III, mm.172-177.
The “chill north winds” are now blowing at full strength (without the dynamic subtleties
that imitated the speed of the gusts, like in the first movement). The varying direction of the
wind could be painted in the varying direction of the fast passage flourishes in the solo part (m.
201-205, fig. 27). Again, the performer was obviously expected to have great dexterity in the
left hand and good coordination between the two hands.
Figure 27. Antonio Vivaldi, Winter, mvt. III, mm.201-204.
Even though one might not consider Vivaldi to have pushed the limits of violin
technique, his contribution to the world of music onomatopoeia could not be omitted from
writing on this subject. He used techniques that were relatively common for the beginning of the
17th c. and that were established by his virtuosic Italian and German predecessors. However, he
26
employed them in such a musically integrated manner, in which the technique did not serve to
impress but to enhance the desired acoustical effect. With his abundant examples of music
onomatopoeia, Vivaldi helped set a standard for combining specific techniques with specific
sounds of nature (such as birds, bugs, storms, wind, and so forth.).
Kolneder concludes his chapter “Vivaldi’s Programme Music:”
Anyone who simply plays the scales, the broken chords, the double stopping and the
different ways of bowing, will miss what is essential to this music. If the performer does
not make the listener aware that in Vivaldi a scale or a broken chord can represent a
man’s inner disturbance (L’Inquietudine!) caused by his fear of ghosts (Fantasmi!) and of
natural forces (Tempesta!), he himself cannot have felt the forces from which Vivaldi’s
notes arose.29
To summarize, the animal and nature onomatopoeia in the 17th and the early 18th
centuries derives its motivic material for birds’ calls from the Italians and Kircher’s Musurgia
Universalis. It either depicts the hyper speed of the birdsongs and the versatility of the repeated
gestures (such as sweeping scales and fast finger patterns—both requiring great left hand
dexterity), or it possesses an characteristic interval of birdsong inflection and shape (a major or
minor third with cuckoo, set polyphonically where the call is isolated on the lower string, a
technique relying on the right arm’s execution of string crossings). The rooster is another
example of depicting bird call’s shape, with composers generally using major or minor second
and employing small downward glissandos at the ends of the calls. We also see glissando used
in the portrayals of cats and frogs. Sul ponticello is generally employed with the buzzing of the
insects, and animals with coarse and more indefinite pitch (frogs and dogs). It is also used in
association with ice. Rain is ascribed to the pizzicato technique, and the wind and storms are
29 Walter Kolneder, Antonio Vivaldi: His Life and Works, 94.
27
usually generated with the power of tutti and rely on repeated-note gestures, loud dynamics or
sweeping crescendos.
28
CHAPTER 3
20TH AND 21ST CENTURY APPROACHES
Atmospheric Impressionism
The night music style, which commenced with Béla Bartók, might be the most
appropriate place to begin with when discussing nature onomatopoeia in the 20th and 21st
centuries. His attachment to nature made a significant impact on the composer’s life and work.
He wrote in one of his letters, “To be able to work, one must have a zest for life, i.e. a keen
interest in the living universe. One has to be filled with enthusiasm for the Trinity … of Nature,
Art, and Science.”30 Another important factor in the making of this style could have been
Bartók’s admiration for Claude Debussy. In a 1939 interview, Bartók mentioned Debussy as one
of the three masters (the other two being Bach and Beethoven) and expressed his aspiration
towards a “synthesis” of the three, the kind “that will be valid for our time.”31
Interestingly enough, the majority of works that feature the night music style are
composed for piano or strings. Damiana Bratuz writes:
Bartok’s intuition of nature as a mystery is manifested by his continued need for
creation of sound, by his passionate explorations at the threshold of noises…
Bartok satisfies this need of invention of sound by means of the instruments
which are the most classical and, it would seem, the least congenial—strings and
piano.32
The name of this style is often attributed to the fourth piece (in the set of five) of his Out
of Doors Suite for solo piano (1926), called “Musiques Nocturnes.” However, as pointed out by
30 János Demény, ed., Béla Bartók’s Letters (London: Faber and Faber, 1971), 82. 31 Gary Danchenka, “Diatonic Pitch-Class Sets in Bartok’s Night Music,” Indiana Theory Review 8, no.1 (Spring
1987), 19. 32 Damiana Bratuz, “Béla Bartók: A Centenary Homage,” Studies in Music 6 (1981), 104.
29
Danchenka, it was used by Aladar Tóth a Hungarian critic, in 1920, and later on, by Halsey
Stevens, Bartók’s biographer.33 Another compelling term, besides the commonly used night
music and nature music that Danchenka uses in his writing is atmospheric impressionism.
This style is easily identifiable. Halsey Stevens calls it “an atmosphere incapable of
misinterpretation.”34 Danchenka compiled a list of thirteen examples of this atmospheric
impressionism and remarked that most of them were composed later in Bartók’s life, after 1926.
He also made an observation that they were usually featured at the heart of a multi-movement
work, and characterized by slow tempos and soft dynamics.35
What is interesting about this style is that it, for the most part, depicts an atmosphere of
nocturnal nature and wildlife; however, there is a strong abstract quality to it. This did not stop
Bartók’s analysts and other composers to venture guesses. Harley writes about Somfai hearing
“an evening concert of frogs” at the beginning of the “Night Music.” She continues to say that
Zielinski analyzed that same section as one of the most successful examples of bird
onomatopoeia. Mâche stated that the piece depicts the sounds of: “eagle owl, marsh owl,
Tengmalm barn owl, green frog, southern green tree frog, and the cricket.”36
One example of nature onomatopoeia that is everything but abstract, and is recurrent in
some of Bartok’s most important works, is that of a nightingale. Regardless of the instrument it
is given to, this music onomatopoeia, is usually achieved through a “series of accelerating
repetitions of one pitch located in the area D4-F4.”37 This refers to the very high register
positioned three octaves above middle C. Of course, this would be too high on most instruments,
33 Gary Danchenka, “Diatonic Pitch-Class Sets in Bartok’s Night Music,” 17. 34 Halsey Stevens, The Life and Music of Béla Bartók (New York: Oxford University Press, 1964), 135. 35 Danchenka, “Diatonic Pitch-Class Sets in Bartok’s Night Music,” 24. 36 Maria Anna Harley, “‘Natura naturans, natura naturata’ and Bartok’s Nature Music Idiom,” Studia Musicologica
Academiae Scientiarum Hungaricae 36, ¾ (July 1995), 331 and 333. 37 Ibid., 334.
30
so it is usually presented two octaves lower. One of the examples of nightingale is found in
Bartók’s String Quartet No.4 (1928), in the third movement (figure 28). Harley writes:
This instance of Bartok’s nature music idiom includes more than vaguely “birdlike”
features; here, an image of the nightingale’s song constitutes a key element in an intricate
compositional design. The opening pitch of the violin part, corresponds precisely to the
basic pitch in the nightingale’s emblematic phrase, which is transposed two octaves
down, but retains its characteristic dynamic contour of a crescendo. The variational
repetition of a limited set of pitches ending in a trill (mm.40, 70-71) is also typical of
many musical portrayals of the voice of the nocturnal singer (e.g. Beethoven’s Symphony
no.6). In mm. 37-38, Bartók replaces the basic interval of the major second with a series
of minor sevenths, major seconds, and octaves in alternating direction. Here, the
nightingale resembles Mahler’s (from the Finale of Symphony no.2) in its melodic
flexibility and the sudden widening of the pitch compass, from one repeated note to
elaborate figurations. A question arises about the role of birdsong imagery and nature
symbolism in the whole Quartet. According to the composer’s description of the
structure of the piece in its final form, “the slow movement is the kernel of the work; the
other movements are, as it were, arranged in layers around it.”38
Figure 28. Béla Bartók, String Quartet No.4, mvt. III, mm. 34-40, Violin I.
38 Maria Anna Harley, “‘Natura naturans, natura naturata’ and Bartok’s Nature Music Idiom,” 338.
31
Bartok’s is a much more authentic depiction of nightingale than Biber’s or Athanasius
Kircher’s. However, if we look back at the Musurgia Universalis and reread Kircher’s definition
of three different call patterns, and remind ourselves of Biber’s “Nightingale” movement in
Sonata Representativa, there are obvious parallels, even if rudimentary. What makes this
‘updated’ version so difficult is the clarity of articulation in the soft dynamic, and not letting the
string crossings in mm. 37-39 stick out too much and disrupt the melodic line. The high range of
the first violin part, and the static, drone-like nature of the accompaniment allow for the solo part
to be easily noticed without having to change the dynamics or the character of the birdcall.
Another demand on the player is to not sound mechanical, while having all the technical aspects
of proper execution in mind. Bartók was known for putting a lot of performance indications in
the scores, and the notes and rhythms are expected to be played as they are written. The call
itself should, however, feel like it is coming from the nature itself, and not a human trying to
mimic a bird by playing pitches in a given tempo and rhythm.
Because of the return to the programmatic with the more frequent usage of the music
onomatopoeia in the 20th and 21st centuries, it is important to understand the function of nature in
Bartok’s music. This might be the result of man’s alienation from nature due to the advantages
or ailments of modern society (depending on one’s perspective). Certainly, in the period
previously discussed, it was easier to be in touch with nature, and the imitation was therefore a
mode of entertainment and a tool for the advancement of technique. With Bartók and some of
his successors, nature becomes the place to go to in order to find oneself again, so it has a deeper,
more symbolic meaning. It is no wonder that the nightingale call in the String Quartet No.4 is in
32
the middle of the third movement, or as Harley puts it, it is: “the kernel of the kernel.”39 She
writes:
The String Quartet no.4 as a whole may be said to portray a transition from alienation to
liberation, lacking to fulfillment, limitation to wholeness. This transition, triggered by an
encounter with the mystery of Nature, is represented in the musical structure. Birdsong
portrayal occupies a privileged location in the structure because it provides a decisive
turning point in the underlying narrative. Thus, Bartók’s work suggests that in order to
arrive at a state of spiritual, personal wholeness and freedom, one has to go through the
narrow gate, the “Eye of the Needle” marked by a close encounter with Nature, by an
ecological epiphany. The sound of the nightingale denotes this transformative moment of
illumination and healing.40
This positioning of the nature element is evident in another string quartet. Black Angels
(Images I: Thirteen Images from the Dark Land), by George Crumb, was composed for electric
string quartet on Friday, March 13, 1970.41 Threnody I, II and III are movements one, seven and
thirteen, and all represent insect onomatopoeia. They provide obvious formal symmetry to the
work, although are in opposition to nature’s structural placement in Bartók. Unlike the
nightingale in String Quartet no.4, the insects in Crumb’s Black Angels seem to come not from a
place of self-reflection and connection to the nature, but a place of darkness and dormancy of the
human soul. The fact that these are “electric” insects also suggests a feeling of contradiction to
nature.
It is important to note that the inspiration for “Night of the Electric Insects” (Black
Angels) came directly from Bartók’s “insect inhabited night music.”42 Crumb even notes
himself, when asked about the motivation behind these movements in the Black Angels: “it was
39 Maria Anna Harley, “‘Natura naturans, natura naturata’ and Bartok’s Nature Music Idiom,” 341. 40 Harley, 341-342. 41 Don Gillespie, ed.,George Crumb: Profile of a Composer (New York: C.F. Peters Corporation, 1986), 107. 42 Richard Steinitz, “George Crumb,” The Musical Times 119, no. 1628 (Oct., 1978), 845.
33
by extension of Bartók’s insect music, maybe.”43 In his interview with Robert Shuffett, Crumb
talks about his biggest musical influences:
Of the “classical” twentieth-century composers, probably Bartók and Webern have had
the most influence on my music. I also feel a certain stylistic affinity with Ives,
Messiaen, and Berio, and there is undoubtedly a degree of influence here, too. But
perhaps the most profound influence on my own thinking was Debussy, who of course
also has to count as a twentieth century composer. Incidentally, I knew quite a bit of his
later music by the mid-forties, and at that time, in Charleston, West Virginia, this music
represented the outer fringes of the avant garde!44
Another important influence on Crumb’s style is his love of nature. Kristina Knowles
writes on this subject in her article: “A Broken Idyll: Post-Pastoralism in the Works of George
Crumb”:
Crumb believes that the “ancient idea” of music as “reflection of nature” provides the
answer to many of the problems facing contemporary music. This “ancient idea,” which
he attributes to the Greeks’ belief that art should imitate nature, is articulated in his own
music through artistic representations of natural sounds. While he acknowledges that
“there’s probably some larger meaning that they [the Greeks] had in mind,” he suggests
that this concept of art imitating nature can also have more simple meanings, “the sounds
of wind, the ocean, the birds, the insects, those are immediate models for musical
gestures.” In many ways, Crumb’s pastoral evocations reside in the representation of
these natural sounds and their references to larger themes. He noted, “in a larger sense,
the rhythms of nature—large and small, the sounds of wind and water, the sounds of
birds and insects—must inevitably find their analogues in music.”45
While looking at the large score of Black Angels, one can notice a lot of extended
techniques. Many call Crumb the inventor of new techniques, at which he usually humbly
responds that he simply collected and used the techniques that have been “in the air for some
time.”46
43 Mark Alburger, “Day of Vox Crumbae: an Ancient, Angelic Interview with the Phantom Gondolier,” Twentieth
Century Music 4 (1997), 16. 44 Don Gillespie, ed.,George Crumb: Profile of a Composer, 34. 45 Kristina Knowles, “A Broken Idyll: Post-Pastoralism in the Works of George Crumb,” Revue Électronique
D’Études sur le Monde Anglophone (Feb. 14, 2017), https://journals.openedition.org/erea/5781 (accessed March 3,
2018). 46 Donal Henahan, “Crumb, the Tone Poet,” The New York Times (May 11, 1975), 5.
Indeed, one can hear the imagery that the composer provided. The musical gestures are
evocative of the night music in Bartók and Crumb. The onomatopoeia is abstract and
atmospheric. There are a few distinctive approaches to portraying the sounds of wind in the
piece. The first one, the “rustling of the trees by the wind” is presented through the chromatic
wave-like gestures that keep coming back in the piano part throughout the piece (figure 46); in
her recording, Dejana Sekulić performs these as “articulate glissandos.”
Figure 46. Fuminori Tanada, Echoing Forest II, mm. 15-19 (second appearance).
When one listens to it, this onomatopoeia could be interpreted as sounds of birds or insects.
However, the composer’s suggestion leads one to a more informed conclusion. Although the
flora of Jura might not be such common knowledge, any imaginative listener could find a
personal association to this musical gesture.
A more indisputable depiction of the wind is found in his slow and repeated glissandi
sections (figure 47).
Figure 47. Fuminori Tanada, Echoing Forest II, mm. 63-65 (the last example in the piece).
49
Another identifiable onomatopoeia is found in the repeated sul tasto-sul ponticello motivic cells
and it depicts fog (the block chords in the piano part being the rays of sunshine piercing
through), as seen in figure 48.
Figure 48. Fuminori Tanada, Echoing Forest II, mm. 38-40.
Tanada uses some other contemporary violin techniques as well, such as variants on left-hand
pressure and tremolos that glissando only on one note at a time. The piece ends with the sounds
of bells in the piano and a quote of Fauré’s Nocturne No.2, with the violin tremolo-gliss that
goes up but decrescendos until it dies off.
What is very interesting when discussing onomatopoeia in music, and in particular-violin
music, is that both of these time periods (17th-18th c. and 20th-21st c.) seem to have been
preceded or inspired by the French. Nature onomatopoeia first appeared in the music of French
medieval and renaissance composers.59 The 20th and 21st c. composers who used nature
onomatopoeia all seemed to have been heavily influenced by French ‘impressionists.’ The way
French composers used color, as this malleable tool for shaping musical ideas, corresponds to the
unrestricted character of nature onomatopoeia in music.
59 Emily Doolittle, “Crickets in the Concert Hall—A History of Animals in Western Music.”
50
CHAPTER 4
ONOMATOPOEIA IN THE LATE 18TH AND 19TH CENTURIES
German Idealism
The reason why there seems to be a two-century-long gap between the two periods that
were prolific in the use of nature onomatopoeia in violin music is that evocative music was
considered to be in bad taste by the critics and most composers in the 18th and 19th centuries.
Since the evocative effects in music were a priori dismissed, composers generally avoided them.
Even when they employed this type of writing, justification was expected and usually provided
(such was the case with Beethoven and Pastoral Symphony and Haydn’s Seasons). Castelões
quoted Carl Dalhaus on this matter, and defined his Tonmalerei as “simple imitation of acoustic
phenomena of the external world:”
From around 1770 onwards, however, at any rate in Germany, it [Tonmalerei] was
considered aesthetically suspect. Beethoven’s defense of programme music in the
Pastoral Symphony as ‘more the expression of feeling than painting’-which was actually
interpreted as a repudiation of programme music by those who despised it but admired
Beethoven- echoed in the general view of aesthetic cultivated people around 1800, to
whom crude naturalistic Tonmalerei was repugnant- or at best tolerable as a medium of
naïve musical humor.60
To summarize, Dalhaus used some rather strong language when talking about nature
onomatopoeia: “despised”, “considered aesthetically suspect”, “crude”, and “repugnant-or at
best tolerable as a medium of naïve musical humor.” “Humor” was often mentioned by these
critics but its potential was never deemed worthy of examination (as pointed out by Paul
60 Carl Dalhaus, Realism in Nineteenth-Century Music (Cambridge: Cambridge University Press, 1985). 21-22.
51
Dukas).61 In most cases, it seemed that “humor” was used as a derogatory term, since humor to
Germans represented a sort of antithesis to the absolute in music (The Idea).
This dogmatic view of nature onomatopoeia in music often reached a place of conflict
when a critic would find himself making abstract justifications of its use (by the composers he
greatly admired). Eduard Hanslick provides the following explanation for the “examples of the
cockcrow in Haydn’s The Seasons, the cuckoo, nightingale, and quail songs in Spohr’s
Consecration of Sound, and Beethoven’s Pastoral Symphony:”62
When we hear this imitation, however, and in a musical work at that, the imitation would
have in that work not musical but poetical significance. We would hear the cockcrow
displayed not as beautiful music, nor as music at all, but only as the mental impression
associated with this natural phenomenon.63
Coming from an ardent denier of nature onomatopoeia, as not having the capacity to be
assimilated into respectable music, this justification seems contradictory to his beliefs. Hanslick
attempts to reconcile German Idealism and its focus on reason and logic (“mental impression”)
to the “senses, the external world, and matter” (nature onomatopoeia) by means of poetry.64
Even though he might have been satisfied with this hypothesis, one might not see the solidity or
logic behind this argument.
Regardless of the strong criticism, nature onomatopoeia made its way into chamber
music on several occasions. In 1787, Wolfgang Amadeus Mozart wrote a quirky Divertimento
for two horns and a string quartet (K. 522) entitled Ein musikalischer Spaß or A Musical Joke.
Many critics classified the piece as a parody on popular and amateur music however, much of
61 Paul Dukas, “Musique et Comédie,” Les Écrits de Paul Dukas sur la Musique (Paris: Société d’éditions françaises
et internationals, 1948), 198. 62 Luiz E. Castelões, “A Catalogue of Music Onomatopoeia,” 310. 63 Eduard Hanslick, On the Musically Beautiful: a Contribution towards the Revision of the Aesthetics of Music
(Indianapolis: Hackett Publishing Co., 1986), 75-76. 64 Castelões, “A Catalogue of Music Onomatopoeia,”306.
52
the information pertaining to the piece suggests otherwise. This sextet is the first composition to
follow the deaths of Mozart’s father, Leopold, and his pet starling. There are several factors that
contribute to the argument that Mozart dedicated the piece to his bird: the analysis of the
original score determine that it was “composed in fragments between 1784 and 1787” which
were the years framing Mozart’s ownership of the pet starling. It also includes a theme from his
Piano Concerto no.17, K.453 (the anecdote has it that this mimicry-prone bird whistled the
excerpt at Mozart when he entered the pet shop which was the reason he bought it). Mozart
cared so much about his starling that he held a funeral for it and wrote a touching eulogy in the
form of a poem.65 The other reasons why the piece could be seen to mimic the bird’s erratic
vocalizations are given by the authors of “Mozart’s Starling,” Meredith J. West and Andrew P.
King, and are reflected in the character of the music itself:
Does it bear the vocal autograph of a starling? To our ears, yes. The “illogical piercing
together” is in keeping with the starlings’ intertwining of whistled tunes. The
“awkwardness” could be due to the starlings’ tendencies to whistle off-key or to fracture
musical phrases at unexpected points. The presence of drawn out, wandering phrases of
uncertain structure is also a characteristic of starling soliloquies. Finally, the abrupt end,
as if the instruments had simply ceased to work, has the signature of starlings written all
over it.66
The techniques used in the possible depictions of bird song are quite common. The bird-
like elements are mostly featured in the violin (figure 49) or the interaction between two string
instruments (figure 50).
Figure 49. Ein musikalischer Spaß, K.522, movement I, mm. 24-26.
65 Meredith J. West and Andrew P.King, “Mozart’s Starling,” American Scientist 78 (March-April 1990): 112. 66 Ibid.
53
Figure 50. Ein musikalischer Spaß, K.522, movement I, mm. 16-23.
Other examples could be found in the Trio section of the Minuetto and the involved violin
cadenza in the Adagio cantabile which has a rather tonally surprising ending.
Although it might have come before the critical revolt against nature onomatopoeia in
music, The Frogs or Die Relinge by G.P.Telemann (c.1720), TWV 51:A4, makes for an
incredible contribution to the style of animal onomatopoeia with the evocative effects very
comparable to Biber’s short frog variation in his Sonata Representativa but much more
elaborated. It is composed for solo violin, three other violin parts, viola, and basso continuo.
The solo part is only prominent in the first movement with its frequent “croaking” interjections
(with the help of glissandi and bariolage). Akademie für Alte Musik Berlin provides a
compelling performance of this concerto (Harmonia Mundi, 2002).
Some other instances of animal onomatopoeia can be found in Haydn’s chamber music.
Three of his string quartets were given nicknames based on their association with animal sounds.
His Op.33, No. 3 is nicknamed The Bird (No.32, Hob. III: 39) and composed in 1781; Op.50,
No.6 is called The Frog (No.41, Hob. III: 49) and composed in 1787; and Op.64, No.5 (No.53,
Hob. III:63) is nicknamed The Lark.
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Symphonic or Tone Poems
It was not until Berlioz that critics’ view of nature onomatopoeia started to soften. In his
essay, “On Imitation in Music,” (probably a reaction to the criticism of Symphonie Fantastique
by François-Joseph Fétis and others) Berlioz establishes four rules that composers should abide
by when using music onomatopoeia:
If we were to accept imitation among musical devices without detracting from music’s
independent power or nobleness, the first condition is that imitation shall virtually never
be an end but only a means; that it shall never be considered (except very rarely) the main
musical idea, but only the complement of that idea, joined to the main idea in a logical
and natural manner.
The second condition to making imitation acceptable is that it shall concern something
worthy of holding the listener’s attention, and it shall not (at least in serious works) be
used to render sounds, motions, or objects that belong outside the sphere which art cannot
desert without self-degradation.
The third is that the imitation, without aping reality as by an exact substitution of nature
for art, shall nonetheless be close enough for the composer’s intent to avoid
misconception in the minds of attentive audience.
The fourth and last condition is that physical imitation shall never occur in the very spot
where emotional imitation (expressiveness) is called for, and thus encroach with
descriptive futilities when the drama is proceeding apace and passion alone deserves a
voice.67
Berlioz then offers the “Storm” in the Pastoral Symphony by Beethoven as a “magnificent
exception” to his “first rule which allows imitation only as a means and not as an end.”68 He
goes on to say:
For this symphonic movement is wholly given over to the reproduction of the diverse
noises heard during a violent storm which breaks suddenly over some village festivities.
First a few drops of rain, then the rising wind, the thunder grumbling dully in the
distance, the birds seeking shelter; finally the approaching gale, the boughs that split, men
67 Hector Berlioz, “De l’imitation musicale,” in Fantastic Symphony, ed. Edward T. Cone, 38. 68 Richard Taruskin, Music in the Nineteenth Century, The Oxford History of Western Music (New York: Oxford
University Press, 2006), http://www.oxfordwesternmusic.com/view/Volume3/actrade-9780195384833-div1-