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Disclosures Scientific Advisory Board/Consultant Public trustee of ILSI NA & advisor to its Flavonoid committee Scientific advisory boards or panels, Conagra Foods, McCormick Inc, DuPont, Bay State Milling, Ocean Spray Speaker: APRE this conference Stock: Conagra Foods, McCormick Inc, DuPont, Hershey No other relevant affiliations or financial interests 1
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Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

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Page 1: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Disclosures

Scientific Advisory Board/Consultant

Public trustee of ILSI NA & advisor to its Flavonoid committee

Scientific advisory boards or panels, Conagra Foods, McCormick Inc, DuPont, Bay State Milling, Ocean Spray

Speaker: APRE this conference

Stock: Conagra Foods, McCormick Inc, DuPont, Hershey

No other relevant affiliations or financial interests

1

Page 2: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Flavonoids:

Case Study

Johanna Dwyer, D.Sc,RD

Tufts Medical School and USDA HNRCA

Page 3: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Food flavonoids

>5000 compounds

11-26 classes

6-7 classes

30-40

compounds

Most

common

in foods

3

Page 4: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Is flavonoid science adequate

to make consumption

recommendations?

4

Page 5: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Not quite yet, but we can

help fill the gaps!

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Page 6: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Strengthen science by showing

SAFETYSAFETY in intended uses

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Page 7: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Problem: Safety and efficacy of

foods and supplements vary in

Dose

Content

Matrices

Context in which they are used

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Page 8: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

14

Foods Supplements

(

many flavonoids

and other constituents

Fewer constituents, potentially much

higher doses

Page 9: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Cocoa products differ

FoodFood 2 tsp cocoa powder

5050 mg cocoa flavanols

10 Calories

Dark chocolate candy 42 gm bar

170170 mg cocoa flavanols

200 Calories

SupplementSupplement

2 tsp stick

250250 mg cocoa

flavanols

30 Calories

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Page 10: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Tea beverages differ from extracts

Green Tea Beverage

Catechins ( 7)

Caffeine and other xanthine alkaloids (3)

Theanine

Gallic acid

Other flavonoids (kaempferol, quercetin, myrecetin)

Theogallin

Chologenic acid

As, Se, others

17

Green Tea Extract (powder)

80% polyphenols

50% catechin ECGC

Other catechins E,

EC,EG

[5 cups tea = catechins in 1 pill]

Page 11: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Strengthen science by

demonstrating EfficacyEfficacy

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Page 12: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Cocoa flavonoids may affect flow mediated dilation,

other CVD related outcomes

Tea catechins flavan 3-ols may decrease T2DM, stroke

Soy isoflavones may decrease serum LDL cholesterol

Other outcomes

Cranberry and grape proanthocyanidins on urinary tract

health

Citrus Grapefruit, orange flavonoids and some cancers

Problem: Health benefits vary

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Page 13: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Problem: Which flavonoids have

beneficial effects? Polyphenols (flavonoids + lignans + others)?

Total Flavonoids?

Subclasses of flavonoids?

Flavonoid acting singly, with other compounds?

Specific flavonoid compounds?

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Page 14: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

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Many classes have effects in

epi studies,varying on outcomes

measured

Page 15: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Problem

Benefits are often based on surrogate

biomarkers of effect rather than actual

health outcomes (endpoints)

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Page 16: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Coronary Coronary

Heart Heart

DiseaseDisease

Endothelial Endothelial

DysfunctionDysfunction

NO NO

↑↑Inflammation Inflammation

↑↑ThrombosisThrombosis

Source:Vogel

GenesGenes

Coronary Risk Factors

??

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Page 17: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Flow-mediated vasodilation (FMD) 24

Page 18: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Surrogate markers of CVD risk (unapproved by US regulators)

Arterial: Endothelial function

(flow mediated dilation)

Platelet aggregation

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Page 19: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Institute of Medicine –National Academy of

Sciences reports on biomarkers set the

standards

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Page 20: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Problem: Biomarkers of risk/effect must

reflect disease end points but some don’t

Ingredient --------------- surrogate biomarker of effect

Intervention

Surrogate biomarker of effect ------- disease end point

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Page 21: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Problem: Problem:

Why is evidence of flavonoid effects Why is evidence of flavonoid effects

so mixed?so mixed?

Are there truly no effects? effects may be due to poor diets in general that are also

flavonoid poor

Are only specific classes or compounds effective? need further study

Are existing epidemiological and clinical studies insufficient ? likely and correctable

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Page 22: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Today, is there enough

evidence for a Flavonoid

Dietary Reference Intake ?

DRIs like EAR and AI are for

nutrients

Nutrient: substance essential for growth

and maintenance of life

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Page 23: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Setting an Estimated Average

Requirement (EAR) requires…..

Plausible common mechanism of action

Constituent causing effects

Functional indicator and marker

Dose -response of some beneficial functional

indicator

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Page 24: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Since flavonoids are not

nutrients, can they have a

DRI?

31

Fiber has an AI and it is not a

nutrient

Page 25: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

INTAKE

EAR RDA UL AI??

RISK of

Adverse Outcome

AI for a

healthy’

population

Page 26: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Total Flavonoid EAR or AI? NOT YET

Still gaps exist for setting EAR

Plausible common mechanism of action NO (antioxidant theory too simplistic and for other effects mechanisms vary)

Method for setting EAR NO

Intake measures of constituents NO -still crude, and no

biomarker of intake

Convincing evidence of consistent effect on functional indicators NO

Unlikely to be top priority for funders

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Page 27: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

How about an AI for flavan-3-ols?

Plausible common mechanism of action? YES

Intake available? YES

Constituents causing effects known? POSSIBLY

Functional indicator? NOT YET

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Page 28: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

AI for flavan-3-ols?

Dose- response of constituents vs

functional indicator available ? NOT YET

Data on blood pressure, cholesterol, morbidity,

mortality mixed or unavailable

Other surrogate effect biomarkers (endothelial

function-flow mediated dilation) available but

US regulatory authorities do not recognize them

as valid

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Page 29: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

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Cocoa flavanol AI?

Page 30: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

AI for Cocoa Flavanols? Plausible common mechanism of action YES

Alters blood pressure and ultimately CVD?

Constituent causing effects? YES

YES: Flavan- 3- ols but NO intake biomarker

Functional indicator and marker YES

Flow mediated dilation

Dose component vs. response of some beneficial functional

indicator? YES but not for approved biomarkers in US

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Page 31: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

AI for tea flavan 3 ols?

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Page 32: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

What tea constituents cause

beneficial health effects on CVD?

Specific catechins?

EGCG?

Combinations of flavonoids and other

compounds?

Total flavonoids?

Total polyphenols?

Other constituents?

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Page 33: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

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Many catechins to choose from!

Page 34: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

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Page 35: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

AI for Tea Flavonoids? Plausible common mechanism of action ? YES

antioxidant theory too simplistic; possibly blood pressure

and flow mediated dilation)

Constituent causing effects? POSSIBLY

catechin (ECGC) effects on intermediate biomarkers?

intake biomarker: NO

Functional indicator and marker? NOT YET

CVD (or proxies BP and flow mediated dilation)

Dose-component vs. dose-response of some beneficial functional indicator? NOT YET

Few studies, mostly observational so far

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Page 36: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Total flavonoid

structure–function claim?

Food or constituent in food and beneficial effect? NOT YET

Strength, consistency, specificity of evidence

Temporal occurrence, dose-response

Biological plausibility

Reasonable quantity of food and pattern of consumption required to get claimed effect as part of balanced diet YES

Specific groups show relation and can be associated with larger target population POSSIBLY

Avoids consumer confusion and protects public’s health YES

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Page 37: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Strengthen science to prove

flavonoid benefits justify

recommendations for consumption

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Page 38: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

What about biomarkers of

healthy function?

Mechanisms keeping people healthy that

are at an earlier stage on continuum than

those causing disease

EU concept

45

Page 39: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

•• Factors affecting vascular tone and structureFactors affecting vascular tone and structure

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Page 40: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Flow-mediated vasodilation (FMD) 47

Page 41: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

EU guidance for beneficial effects

on heart health of food

components (Article 13)

Beneficial physiological effects (article 13 like

stronger US structure-function claim)

endothelial function (endothelium-dependent

vasodilation) improvement over 4 wk

reduced platelet aggregation

Not risk reduction (article 14 which is like US

health claims) Source: EFSA Journal 2011 9(12): 2474

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Page 42: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Some beneficial physiological effects

related to heart health are allowed in EU

Walnuts : endothelial function-flow

mediated dilation

Tomato extract : endothelial function-flow

mediated dilation

Cocoa flavanols (provisional; sent to EU

parliament)

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Page 43: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Problem: Permissible “Public

Speech” in USA is different

These are statements falling between content claims, structure function

claims and general health advice

Not allowed in US if based on

surrogate health outcomes (effect

biomarkers) not yet approved by FDA

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Page 44: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Problem:

Biomarkers of health do not yet meet US standards or law

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Page 45: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Build evidence for biomarkers

of health

Ability to maintain flexibility in reacting to the environment

Examples for CVD

Endothelial function (Flow mediated dilation and other measures)

Platelet function

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Page 46: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

How to strengthen the science

Harmonize research to fill gaps

Improve research study reporting

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Page 47: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

How to strengthen the science

Hypothesis driven research

Characterize active ingredient/s

and relate them to claimed

effects

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Page 48: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Mount stronger cohort studies

Conduct intervention studies

using accepted as well as new

effect biomarkers

How to strengthen the science

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Page 49: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Use new techniques to better

summarize existing data

Model size of potential effects

How to strengthen the science

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Page 50: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Better systematic reviews

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Page 51: Flavonoids: A Case Study - ILSI Globalilsi.org/.../6/2016/05/4-Dwyer-EB-2013-ILSI-North-America-Session.pdf · Stock: Conagra Foods, McCormick Inc, DuPont, Hershey ... Case Study

Show flavonoid benefits justify

intake recommendations by

crafting messages that

reflect the science

59

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Dietary Guidance-type

statements on flavonoids?

Eat more and more fruits and vegetables

Fits in with MyPlate, existing dietary guidance on

more vegetables, fruits, plant foods

BUT not very specific, not very helpful and not

true– not all of these foods are high in

flavonoids

Needs more specificity

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Eat 5-9 servings fruits and vegetables

including those rich in flavonoids such as

cocoa, tea, soy, berries and citrus??

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Show flavonoid benefits

justify consumption

recommendations:

Strengthen the science

Craft messages reflecting it

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Thank you!

[email protected]