FINANCIAL DISCLOSURE REPORT 1978 - Judicial Watch3. Date of Report 05/07/2010 6. Reporting Period 01/01/2009 to 1131/2009 8. On the basis of inormation contained in this Report and

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ORGANJZATION/ENTlTY

PARTIES AND TERMS

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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOJO in Government Act of 1978Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§ 101-1 JJ)

1. Person Reporting (last name, first, middle initial)

Martin, Jr.,, Boyce F.

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full-'" part-time)

United States Circuit Judge .

2. Court or Organization

Sixth Circuit, USCA

Sa. Report Type (check appropriate type)

'D Nomination, Date

D Initial Annual

Sb. D Amended Report

Final

3. Date of Report

05/07/2010

6. Reporting Period

01/01/2009 to

12131/2009

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Re'\'iewing Off1eer Date

7. Chamber. or Office Address

209 United States Courthouse 601 W. Broadway Louisville, KY 40202-2227

l M PORT ANT NOTES: The instructions accompa11yi11g this form must be followed. Complete all parts, checking the NONE box f<>r each part where you have "" reportable information. Sign on last page.

I. POSJTI ONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

[2J NONE (No reportable positions.)

POSITION NAME OF

l.

2.

3,

4.

5. ·1

II. AC REEMENTS. (Reporting i11dividua/ 1m(v; see pp. 14-16 offili"ll instructions.)

[2J NONE (No repurtuble agreements.)

l.

2.

3,

I_ O·:- -< (JJ: .. ,. rr1 cs_ 0;a c[Tl__;. < o )> rn-nl '"T"\ 0

Nrn _.J

SOURCE AND TYPE

SOURCE DATES LOCATION

INCOME

PAID

Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2 of9 Martin, Jr.,, Boyce F.

III. N 0 N-INVESTMENT IN co l\i1E. (Reporting indMdual and spouse; ....pp. I 7-24 of filing instructions.)

A. Filer's Non-Investment .Income

[ZI NONE (No reportable non-investment income)

SOURCE AND TYPE

Date of Report

05/07/201Q

(yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - Ifyou were married d11ringanyporrion of tile reporting year, complete tltis section.

(Dollar amount not required except/or honoraria.)

[ZI NONE (No reportable non-investment income.)

I.

2.

3.

4.

l V, RE I MB U RSEME N TS -- rransporration, wdging,food, •nrerralnment.

(Indudes those to spouse and dependent children; )'CC pp. 25-27 of.filing instructions.)

0 NONE (No reportable reimbursements.)

PURPOSE

L Indiana University 02/04/09-02/06/09 Indianapolis, IN Program

2. Fordham University 04/01/09-04/03/09 New York, NY Program --···-·-----·

3. Northwestern University 04/19/09-04/22/09 Chicago, IL Program

4. Northwestern University 12/07 /09-12/09/09 Chicago, IL Program

5.

ITEMS OR PROVIDED

Transportation, lodging and food

Transportation, lodging and food

Transportation, lodging and food

Transportation, lodging and food

SOURCE DESCRIPTION VALUE

··---···------------------------------------------

CREDITOR

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3 of9 Martin, Jr., , Boyce F. 0510712010

V. GIFTS. (Includes those ta spouse and dependent chi/dre11; see pp. 111-31 of filing instructio11s.)

[ZJ NONE (No reportable gifts.)

1.

2.

3.

4.

5.

VI. LIABILITIES. (lncludes tliose of spouse a11d dependent clii/dren; see pp. 32-33 {filing instructions.)

[ZJ NONE (No reportable liabilities.)

DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.

; =:1 -; ... :�;-::.;,.,

riET E, : .. . -1 Er . ld -.'.- -o-f--

Code I , mm/dd/yy Code

1 - _(J-P)

!

14. ' I

B E

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Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 05/07/2010Martin, Jr.,, Boyce F. Page 4 of9

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1ndudes those of spouse and dependent children; see PP- 34-60 of.fuinc instructions.J-D NONE (No reportable income, assets, or transactions.)

Descripti - ofAssets --1--Jncom! u :--1 " '" --

.::::.:��:: '1· ,, ·:.. :;Ilexemptfr

o

m

prior disclosure div., rcn Code 2 Method buy, sell, 2 Code I buyer/seller

L---- -----·-- ···--····---- -- i_:·: )J (J-P). red

e

m

ption) i (A-:_L_;!: : : ) _j

I. Kentucky Tax Free Income Fund (Dupree) c Dividend M T

2. CGM Realty Fund D Dividend N T

3. IRA - T. Rowe Ptice Mid Cap Fund (Ky. c Dividend N T

Deferred Income)

Northeast Investors Trust Fund B Dividend K T

5. Vanguard Asset Allocation Fund Dividend Redeemed 08/l l/09 M

6. Abbol!Labs A Dividend L T

'

7. Bard C.R. Inc. A Dividend M T

8. Berkshire Hathaway A Dividend M T

9. Brown and Brown A Dividend L T

IO. Hospiva Inc. A Dividend Sold 10113/09 M D

II. lndexx Lab Inc. A Dividend M T

. 12. Illinois Tool Works A Dividend M T

13. Johnson and Johnson A Dividend M T

i 14. Knight Transportation Jnc. A Dividend K T

[is Martin Marietta Materials A Dividend K T

Medtronic Inc. A Dividend K T

17. Mohawk Industries A Dividend Sold IO/I 3/09 K A

I. Income Gain Codes: A •SJ ,000 or lcs.o; B =$1,001 - S2,500 C =-$2,SOt . SS,000 D =SS.001 - SIS,000 E=$15,001-$50,000

(See Columns Bl and04) F =$50.001 -$100.000 G =$I 00,00 I - S 1,0(10.000 Ill =$!,000,001. $5,000,000 H2 -More: than $5,000,000

2. Vaiue Codes J =S15,000 or less r_ •Sl5,00I · $50,000 L =$50,001 • $100,000 M =$100.00 l • $250.000 (Sec Column Cl and 03) N =S2SO,OOI - Sl00,0011 0 =$5110,001 - $1,000.000 Pl =Sl.000,0-01 - $5,000.000 r2 =>S.0-00,001 - $25,00-0,000

1'3 =$25,[JO(l.001 - $50,000.000 P4 ·"More than $50,0mi.ooo

3. Va!ue Meth(ld Codes Q•Apprais:tl R =Cos1 (Real Estate Only) S=Asstssment T ..--cash Market (See Cdumn C2) U o::Book Value: V =Other W-"-E::aimilkt.I

�------·····--·-- ····--·····----··-··

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126.

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130. I

-(l)_T_(i)--1--(-l)-1 ___ (2-)-

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---··--------·····

B. I c.

18.

19.

20

.

:21.

: 22.

' ... .) .

I 24.

12s.

j 27.

28. i 29. /31.

32.

/)3.

34.

A. Description of Assets

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

O'Reilly Auto Inc.

Paychex Inc.

Pepsico Inc.

Progressive Corp. OH

Stryker Corp.

Synovas Finl Corp.

TJX Cos. Inc.

Walgreen Co.

Waters Corp.

Wolverine Worldwide

3M Corp.

Aegon N.Y. Insur.

B.P. PLC ordinary shrs

Coca Cola Corp.

El Paso Corp.

Exxon Mobil Corp.

Harvest Energy

l. Income Gam Codts: A ""$1,000 or less r-sso.001 - $100.000

J n$lS.000orless • lSc:cColurnnsBI andD4)

N =$250.001 - $500.00(1

i lnc-0me during Gross value at end I reporting period of reporting period i.1: Amount Type (e.g.,

.

V.alue

.

Value Code I I div., rent, : Code 2 ; Method

(I)Type (e.g., buy, sell,

(A-H) ; or int.) I (l-P) i COde 3 , : : (Q-W) redemption)

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

B

A

Dividend K

Dividend K

Dividend K

Dividend K

Dividend

Dividend

Dividend K

Dividend K

Dividend K

Dividend K

Dividend

Dividend L

Dividend M

Dividend L

Dividend

Dividend M

Dividend

B =$1,0tll - $2,500

G •SI00,001 - S!,000,000

K $15.00I - $50,000

o =sioo.001. s:.ooo.ono

T

T

T

T

Sold

Sold

T

T

T

T

T

T

T

T

Sold

T

Sold

c =$2.501 . $5,000 BJ s1,ooo,001 -ss.000.000

L •$50,001 - $100,000 112.�:�:: ::;:s Cl and o.;)

3. Value ·tethod Codes

L__ \See Column C2)

P3 =$25.000,001 • S50.000.0011 Q •Apprais I R =Cost (Real Estate Only)

y ... Q1h r

Pl =$1.000,001 -$5,000,000

P4 =More than $50,000,000

S :o..Assessment U =Bo;::•k Value W :::.:Estimated

·····-----··-··-······----- --·----------··-D.

Transactions during reporting period

(2) : (3) --T (4)Date I Value ! Gain

m111idd/yy Code2 j Code I (J-P) ! (A-H)

!Oil 3/09 M D

01/10109 K A

01/08/09 L D

11/24/09 L A

D =$5,001 -$15,000

i-J2 :=More than $5,000,000 M =$100.001 - $250,000

P2 =$5.000,001 - 525,000,000

T =Ca.sh Marke1

(5)Identity of

buyer/seller

(ifpriv.ietransaction)

E =;Js.OO! - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of9

Name of Person Reporting

Martin, Jr., , Boyce F.

Date of Report

05/07/2010

VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 •Jfilinc insiructwns.)

D NONE (No reportable income. assets, or transactions.) 1

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I -

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Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 6 of9 05/07/2010Martin, Jr.,, Boyce F.

VII. INVESTMENTS and TRUSTS -- income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.) D

Type ( e.g .•

redemption)

B. C. Income during Gross value at end

reporting period of reporting period

D. Transactions during reporting period

(I) (2) (3) (4) (5) Date Value Gain Identity of

buy, sell, mm/dd/yy Code2 Code I buyer/seller (J-P) (A-H) (if private

transaction)

I A.

Description of Assets ( including trnst assets)

I

Place "(X)" after each asset - exempt from prior disclosure

(I) Amount Code I (A-H)

(2) (I) (2) Type ( e.g., Value Value div.• rent. Code2 Method

or int.) (J-P) Code3

(Q-W)

35. Health Net Inc. A

36. Novartis A.G. A

37. Procter and Gamble B

38. Provident Exergy Tr B

39. Regis Corp. Minn. A

40. Spdr. Ser. Tr. (KRE) A

41. Smuckers, J.M. Co. A

42. Sunrise Senior Living A

43. United Rentals A

44. United States Natural Gas B

45. Uranium Focused Energy A

46. Verisign, Inc. B

47. Webster Financial A

48. Zweig Total Rtn Fund A

49. Nationwide Health Properties Trust c

50. Senior Housing Properties Trust c

51. Vanguard Wellington Fund B

Dividend

Dividend

Dividend

Dividend K

Dividend

Dividend

Dividend

Dividend J

Dividend K

Dividend L

Dividend

Dividend L

Dividend

Dividend K

Dividend L

Dividend L

Dividend M

Sold

Sold

Sold

T

Sold

Sold

Sold

T

T

T

Sold

T

Sold

T

T

T

T Buy

03/02/09 L A

04/22/09 L A

12102/09 L D

08/03/09 L A

02/13/09 L A

05106109 L A

10/14/09 L D

06/19/09 J A

08/11/09 M

---- - ·- --------

l. lncome Gain Codes: A =SI ,000 01 less B =$1,001 · $2,500 c =$2,501 . $5,000

(See Columns Bl and D4) F s5o,oo 1 . s 100,000 G •$100,001 - SI.000,000 HI =$1,000,001 $5,000,000

2. Value Codes J u$15,000 or less K =$I 5,001 • $50,000 L =$50,001 - $100,000

(See Columns CI and 03) N •$250,001 - $500,000 0 =$500,001. $1,000,000 Pl =$1,000,001 - $5,000,000

P3 -s2s.ooo,001 • sso.000.000 P4 =More than $50,000,000

3. Value Method Codes Q c::Appraisal R =Cost (Real Estate Only) S ""Assessment

(Sec Column C2) U =Book Value V =Other W =Cstimated

D =$5.001 • $15,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5.000,001 - $25,000.000

T :Ca">h Market '"" 'ml

·---�-----------···· ·····--------------

h_i:porting p riod -+------.--

Am u1t K

' ' ; !

i ' ' i

i

I

A.

1 Code I div, rent, ! Code 2

(2)

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FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

05/07/2010Martin, Jr., , Boyce F. Page 7of9

VII. INVESTMENTS and TRUSTS income, vatue, transactions (lnc1u11es those of spouse om1 t1ependen1 childm•; see PP· 34-60 offuing insrr11c1ions.) ..

D NONE (No reportable income, assets, or transactions.) -- ----· ·····-----·------.. ·------ --·· · · - - - ·r,----

1

D.I B. c.Income during Transactions during reporting period Gross value at end

of reporting period

Description of As-sets(including tmst assets) l

(3) (4) {5)Ty 2ie g,

_: int.)

-L(J-P ; l_ ____ _J_ (A-H)

_ -- -- .. L

Ty 1ic g., buy, sell,

V l e V� e Identity of buyer/seller

Place "(X)" after each asset exempt from prior disclosure

Date Volue Gainmmidd/yy Codc2 Code I

: Method .

(J-P)redcmption} (A-H) (if private -transaction)--.. ·····----------

52 . McCormick Non Vtg. B Dividend K T Buy 03127109

53. Helios Income Fund ! c Dividend M T Buy 03i27/09 M

54. Sunrise Senior Living : c Dividend M T Buy 05103109 M

55. Felcor Lodging Trust Fund ; c Dividend M T Buy 12/05/09 M

56.

57.

58.

! ...... ,. ________ , _

l . Income Gam C(ldc:s: ,1 (See Columns BI ar\d 04)

l.. \'<thll! Codes

A -:t.SJ,OOOorlcs:i F =550,001. $100,000

J =$15,000 or less

B s1,00I · $2,500

G = $ 100,001 - $1,000,000

K =$15,001 · $50.000

c =$2,501 . $5,000

1-11 =$1,000,001 - SS,000,000

L =550,001. $100,000

0=$5,001-SIS,000H2 =More than $5,000,000

M =S!00.001. $250.000

E =m.001 . i50.orio·1 (See Columns CJ and 03)

3 \!aim: M thod Codei;

(See Column (7 J

1'i •$250,001 - $500,000

Pl •$25,000,001 • $50,000,000

Q =Appraisal U =Book Value

o =$500,001 -s1.ooo.ooo

R =Cos! (R<:al Estate Only)

V =Other

Pl =Sl,000,001 • $5,000.000P4 =More than $50,000,000

S =Assessment V..' =Estimated

P2 =$5,000,001 • .$25,000.000

T...Ca.c;hMarket

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 8 of9 Martin, Jr.,, Boyce F. 05/07/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/RepfJrL)

-·---- ·- --··----------�

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

Page 9 of9 Martin, Jr.,, Boyce F. 05/0712010

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR !<"AILS TO FILE THIS REPORT MAY BE SUBJECT TO Cl VIL AND CRIMIN AI, SANCTIONS (5 U.S.C. app. § 104)

Washington, D.C. 20544

···-·

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N .E.