FDA Requirements for Exporting Food and Beverages to the U.S. Presented by David Lennarz Vice President December 5 th , 2016
FDA Requirements for Exporting Food and Beverages to the U.S.
Presented by David Lennarz
Vice President
December 5th, 2016
Presentation Overview
• Registration, U.S. Agent, & Prior Notice
• Labeling
• Food Canning Establishment (FCE) Registration
• HACCP
• Food Safety Modernization Act (FSMA)
• Summary / Questions & Answers
2
How does the FDA work?
3
• Common myths –FDA “approves” facilities
–FDA “approves” products
–FDA requires submissions of labels or an inspection before marketing products
• For food and beverages – Regulator / Rulemaker
–Enforcer / Police
How does FDA work?
4
• Enforcement – Inspections
– Import Refusals
– Import Alerts
–Warning Letters
–Suspension of registration
–Civil and criminal penalties
Registration
• Companies that handle human food: – Manufacture
– Process
– Pack
– Hold
• Exemptions – Farms
– Retail establishments
– Restaurants
6
U.S. Agent
• Different than a commercial agent, food broker, or customs broker
• Must be available 24/7
7
• Responsibilities
– Coordinate inspections • Fees for re-inspection
– Answer questions about shipments
– General day-to-day communications
Prior Notice
• Notification to FDA
• NOTE: Required even for samples
• Detention in port if not filed
• Includes information about the shipment and the facility
• May be filed by exporter, importer, or third party
8
Labeling
• Definition of “Misbranded”
• Top reason for import issues
• Broad requirements
– Principal display panel
– Nutrition facts
– Advertising (including online)
– Health claims
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Food Canning Establishment
• Low-Acid Canned Food
– Final pH > 4.6 ( certain tomato products > 4.7)
– Water activity (aw) > 0.85
– Common examples: green olives in brine, artichokes, figs in syrup, roasted peppers, etc.
• Acidified Food
– Final pH ≤ 4.6
– Water activity (aw) > 0.85
• In cans, glass, semi-rigid and flexible pouches…
13
Food Canning Establishment
• Food Canning Establishment (FCE) – 5 digits
– Different than regular registration
– Requires a specific street number
• Submission Identifiers (SID)
– Filings with FDA containing process information
– Each product is assigned an SID number
14
HACCP
• Hazard Analysis and Critical Control Points (HACCP)
– Hazard Analysis (HA): identification and evaluation of the known or reasonably foreseeable hazards associated with the food
– Critical Control Points (CCP): a step in the process which controls the hazard identified in the HA
• Example: Salmonella in salmon, controlled by heating fish to 90° for 5 minutes
16
HACCP
• Required for:
– Juice (100%)
– Seafood
• U.S. customer has specific regulations for importing HACCP-mandated products
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Preventive Controls
• Exemptions and modified requirements:
– Retail establishments (restaurants and stores)
– Qualified facilities
– Juice and Seafood HACCP
– Alcoholic beverages
– Dietary supplements
– USDA products
– Farms
– Unexposed, packaged food in warehouses
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Preventive Controls
• Deadlines
• Food Safety Plan
– Facilities with >500 full-time equivalent employees: September 19th, 2016
– Small business (<500 employees): September 18th, 2017
• Qualified facility attestation
– Qualified facilities and very small businesses: September 2018
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FSMA Compliance Wizard
• Go to www.fsmawizard.com to assess your requirements under FSMA free.
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Registrar Corp’s Solutions
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• Registrar Corp provides a full range of fixed-fee compliance services:
– Registration & U.S. Agent Service
– Prior Notice Filings
– Label, Ingredient, and Product Review
– LACF and Food Safety Services (Mock FDA Inspections)
– FSMA Compliance Services
– Detention Assistance
– DWPE Petition Submissions
– FDA Compliance Monitor
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