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Faunal Migration in Late Glacial Central Italy and implications for Human
Resource Exploitation
Maura Pellegrini,1* Randolph E. Donahue,2* Carolyn Chenery,3 Jane Evans,3 Julia
Lee-Thorp,2 Janet Montgomery,2 and Margherita Mussi4
1 Istituto di Biologia Agro-Ambientale e Forestale (CNR) via Marconi, 2 Porano,
Terni, 05010, Italy
2 Division of Archaeological, Geographical and Environmental Sciences, University
of Bradford, Bradford BD7 1DP, UK
3 NERC Isotope Geosciences Laboratory, Keyworth, Nottingham NG12 5GG, UK
4 Dip. di Scienze Storiche, Archeologiche e Antropologiche dell'Antichità, Università
di Roma, via Palestro, 63, Roma, 00195, Italy
* Corresponding authors: e-mail: [email protected] ; [email protected]
Maura Pellegrini, present address: Max Planck Institute for Evolutionary Anthropology, Department of Human Evolution, Deutscher Platz 6, D-04103, Leipzig, Germany
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Abstract
The hunter-gatherer transhumance model presents foragers as specialised
hunters of migratory ungulates, which moved seasonally between coastal lowlands
and interior uplands. We studied six animal teeth of horse (Equus hydruntinus) and
red deer (Cervus elaphus) from four different archaeological sites: the Grotta di Vado
all’Arancio, Grotta di Settecannelle, Grotta Polesini and Grotta di Pozzo, in central
Italy to test whether migratory patterns and seasonal variations recorded in their teeth
were consistent with expectations of the transhumance model for this region during
the late Upper Palaeolithic. Sequential subsamples of enamel were analysed from
each tooth for oxygen, carbon and strontium isotope ratios to reconstruct mobility and
yearly seasonal variations. Results show little evidence that these animals were
moving over different geological terrains throughout the year, although small
variations in Sr isotope ratios and concentrations were detected that corresponded to
likely seasonal variations as shown by variability in oxygen isotope sequences. The
results do, however, demonstrate that Cervus elaphus and Equus hydruntinus had
different ranging behaviours, with the former moving over wider areas compared to
the latter. This methodology produces results appropriate to assess animal migratory
behaviour and, in turn, to test the consistency of proposed models of hunter-gatherer
subsistence and mobility strategies.
Keywords: 87Sr/86Sr, Bioapatite δ18O and δ13C, Epigravettian, Hunter-gatherers,
Migration, Late-glacial, Italy
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1.0 Introduction
Eurasian hunter-gatherer populations experienced rapid and extreme
environmental changes from the Last Glacial Maximum to the early Holocene
(c.18,000 to 8,000 BP).e.g., 1,2 During this period, profound socio-economic changes
and technological developments took place culminating in the transition to
agriculture. Various models have been applied to explore the relationship between the
environment and hunter-gatherer behaviour during the Late Glacial in Mediterranean
Europe. The hunter-gatherer transhumance model, a variation of the seasonal
mobility model originally developed by Higgs,3,4 presents foragers as specialised
hunters of migratory ungulates that moved seasonally between coastal lowlands and
interior uplands. In Italy, Barker hypothesised that hunter-gatherers of the late
Pleistocene followed seasonally migratory herd species including Cervus elaphus and
Equus hydruntinus between the Apennine uplands and the coastal plains.5,6 These two
locations offer seasonally distinct opportunities for grazing species: in winter the
mountains are inhospitable and cold while the coastal plains remain grass-covered. In
summer, instead, the lowlands are dry with little vegetation and the mountains remain
vegetated. These distinctions would have been intensified in the late Pleistocene, and
Barker argued that the seasonal climatic variations of this Mediterranean landscape
would have selected for wild species of grazing herbivores that could migrate
between these two regions.6:114
Although the hunter-gatherer transhumance model is attractive for various
reasons, attempts to test it based on archaeological evidence have brought forth
ambiguous results. Since the model is predicated on seasonal migration between the
highlands of the Apennines and the Tyrrhenian coast of central Italy, we tested its
central precept by applying sequential combined oxygen (18O/16O), carbon (13C/12C)
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and strontium (87Sr/86Sr) isotope measurements in tooth enamel crowns to reconstruct
seasonal environmental variations as well as animal mobility patterns. Skeletal
mineral (bioapatite) 13C/12C and 18O/16O reflect the isotopic chemistry of food and
drink that the animal acquired in vivo. In the case of herbivores, 13C/12C reflects the
composition of the ingested vegetation, primarily C3 versus C4 or, at a lower level of
variability, a number of factors including the level of humidity or aridity in the
environment, solar radiation, and the concentration of CO2.e.g.,7 The 18O/16O ratio in
the phosphate and carbonate components of fossil bioapatite in individuals reflects
the isotopic composition of the total ingested water in food and drink8,9 and, in turn,
climate variability via the effects of temperature and Rayleigh distillation on the
isotopic composition of precipitation environmental water. Sequential intra-tooth
measurements of 18O/16O and 13C/12C along the direction of growth are useful to
assess the compositional variations of these parameters along a tooth mineralization
trajectory, as they reflect seasonal environmental variations during this period.10-13
Mobility (or residence) patterns can be reflected in 87Sr/86Sr from tooth enamel, since
Sr deposited in the skeletal tissues from food and drink links the animal to the
geographical region from where it sourced its food and drink. 11 The ability to detect
movement across a landscape, or landscapes, requires that the underlying geologies
across which the animal traverses have differing 87Sr/86Sr compositions. Strontium
varies in different geological formations because of variations in their age and/or
initial amount of Rb.
Recent studies of combined intra-tooth and intra-jaw enamel stable and
radiogenic isotope variations have proved to be useful tools for tracing prehistoric
animal and human mobility.10-15 On this basis, we performed a detailed isotopic
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investigation on animal dental remains of ungulates from four archaeological sites in
central Italy.
2.0 The geology and 87Sr/86Sr biosphere variations in Italy
The geology of Italy (Fig. 1) is dominated by the creation of the Alps when
the European tectonic plate converged with the Adriatic part of the African Plate at
around 100 Ma. The geology of the north is dominated by this Alpine Belt, formed by
the stacking of sedimentary and igneous sequences, and the large basins of
sedimentary debris along the flanks of the Alpine range16,17 Central and southern Italy
comprises mostly of limestones and other sedimentary rocks of predominantly
Cretaceous age. In western Tuscany older, Palaeozoic basement rocks of possible
Later Cambrian to Devonian Age are exposed, whereas southern Tuscany and
Latium, in central-western Italy, is dominated by Cenozoic volcanism.
These geological variations also need to be interpreted in terms of possible
87Sr/86Sr variations in the biosphere, which may not perfectly reflect the bulk isotopic
composition of the underlying rocks or overlying soils, as biologically available
strontium is likely to be dominated by the more soluble carbonate fraction.18-24 In
addition, the 87Sr/86Sr composition of animals from a specific locality is influenced by
non-geologic sources, such as rainwater.25-27
There is, however, limited 87Sr/86Sr biosphere data currently available for the
study region, and we have, therefore, largely relied on predictions based on the
geological literature and studies from comparable geological regions.
In the Alpine region to the north, relatively high Rb content and/or age of the
rocks provide relatively high (radiogenic) 87Sr/86Sr values, as shown by values of
about 0.72 recorded in tooth enamel of modern inhabitants of the Italian-Austrian
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border region.28 The tectonic window within Tuscany that exposes Palaeozoic schists
should also generate radiogenic biosphere values, and comparable rocks in Britain
give values within the range 0.711-0.714.27 The Cenozoic volcanic rocks around
Rome are alkaline29 with a possible wide range of 87Sr/86Sr depending upon the
specific lithology. Some 87Sr/86Sr data from Elephas (palaeoloxodon) antiquus teeth
from two late mid Pleistocene are available to provide an estimate for the region;30
dentine values are 0.7099±0.0002 (2sd, n=8), while tooth enamel gives
0.7100±0.0002 (2sd, n=29). Since dentine is poorly crystalline and reacts with the
burial environment (unlike enamel which is far more resistant to diagenesis)31 it
provides a good estimate of the local biosphere value. Palombo et al.30 concluded that
the animals had grazed the region where their remains were found. Limestone
87Sr/86Sr values can be estimated from seawater curves.32 For Cretaceous deposits
pure limestone has relatively low values between 0.7078 and 0.7071. This may be
moderated by clay content, and other dietary contributions, but it will be the main
source of Sr for herbivores grazing pasture on limestone.
In summary, the geological complexity of Italy potentially provides a wide
range of 87Sr/86Sr biosphere values. The Po basin and the limestone regions will
likely supply the least variable signatures. The Alps should show the highest diversity
of rock types and thus of biosphere Sr isotope compositions. The volcanic area
appears to have a distinct signature and the areas of older Palaeozoic and basement
rock (parts of Tuscany and southern Italy) should generate more radiogenic (i.e.
higher 87Sr/86Sr) values. Since this is a pilot project, we relied of necessity on limited
sources of information, but a more thorough study would require us to sample all
major grazing areas in order to obtain a representative strontium isotope map of the
biosphere.
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3.0 The distribution of oxygen isotopes in meteoric precipitation
The distribution and isotope compositions of meteoric precipitation in Italy
have been extensively described.33,34 These studies show that the Italian peninsula
and its mountain ranges act as barriers to separate the Mediterranean basin
longitudinally into western and eastern zones. The western coast of Italy is
principally affected by precipitation originating from air masses from the west, while
the east coast is also subject to precipitation originating from water masses carried by
south-easterly or dry north-easterly winds from the easternmost regions of the
Mediterranean basin. There seems to be a contribution of the easterly water vapour
masses from the Adriatic Sea over the Po valley, up to the Piedmont area. The
rainwater isotopic composition in Italy shows no latitudinal gradient along the
Tyrrhenian coast. Seasonal isotopic variation is normally significant, though highly
variable throughout the territory, and is likely due to the typical Mediterranean
seasonality pattern, with most rain falling in the cool (winter) season while summers
are hot with strongly evaporative conditions. The relationship between the mean δ18O
and δD shows shifts from the global meteoric water line35 in many of the Italian sites.
These shifts differ in northern, central and southern Italy, with values changing north
to south according to the continental or Mediterranean climatic features of the area.
In line with the trend observed in many Mediterranean regions, mean temperatures
and isotopic values are often poorly correlated, and this is mostly due to the “amount
effect”.36 Importantly for our purposes, however, there is a mean vertical (altitudinal)
gradient, which has been calculated at -0.2‰/100m.
Rainfall isotopic composition at a particular altitude and place, which should carry
the climate signature, however, may not be perfectly reflected in the animal
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bioapatite. Environmental water that is drunk by animals, for example in streams, can
be a mixture from different altitudes. Moreover, plant water may be strongly affected
by relative humidity due to evapo-transpiration effects. Finally, the “climate signal”
from local waters may be modulated by the drinking behaviour of the herbivore.
Given this complexity, oxygen isotope compositions of fossil remains should be
interpreted on a site-by-site basis along with an assessment of the contribution of
seasonal and the altitudinal effects at each site.
4.0 The Palaeolithic Sites
We analysed teeth from the collections of four Epigravettian archaeological
sites: Grotta Polesini (PL), Grotta di Pozzo (PZ), Grotta di Settecannelle (ST) and
Grotta di Vado all’Arancio (VA). The locations of these sites are presented in Fig.1.
Grotta Polesini is a cave in a travertine deposit at 70 m asl, adjacent to the
present Aniene River between Rome and Tivoli. It was excavated to 5 m below
datum in 1953-1956.37 There is a single radiocarbon date, 10,090±80 BP from level
7, in the middle part of the stratigraphic sequence.38 Both the lithic industry,
identified as Epigravettiano finale, and the faunal remains were extremely abundant.
Red deer predominates, but bovids, equids, caprids, and a variety of carnivores were
also discovered. Human bones are also present.
Grotta di Pozzo, at 710 m asl, is a cave in the limestone of the central
Apennines, 100 km east of Rome.39 It opens onto the Fucino basin, a basin of tectonic
origins surrounded by mountains which reach 1700-1800 m within a few km. The
basin is currently an upland plain, but a shallow lake intermittently developed during
the Upper Pleistocene, extending 150 km2 in historic times before land reclamation.
The archaeological sequence starts with a lithic industry of Epigravettiano antico a
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cran (undated), and continues with archaeological layers of Late Pleistocene age
(15,790±90 BP; 14,100±70 BP; 12,590±40 BP; 12,320±50 BP, unpublished data).
The fauna, at c. 12,000 BP, is dominated by chamois and red deer, accompanied by
ibex, wild boar, and E. hydruntinus. I. Fiore, personal communication
Grotta di Settecannelle, is located in the tuffs of the volcanic district of Monti
Volsini, 10 km east of Lake Bolsena and 100 km north of Rome at 215 m asl,. The
archaeological sequence starts with level 17 and 16, dated respectively at 16,620±210
and 16,200±200 BP. A lithic industry of the Epigravettiano antico a cran and a
faunal assemblage dominated by E. hydruntinus, E. caballus and Bos primigenius
were found up to level 12. On top of level 12, which is sterile, archaeological levels
10 (12,700±270, 12,500±140 and 12,050±150 BP) and 8 (10,570±260 BP) include
remains of red deer, wild boar and roe deer with lithic industry of the Epigravettiano
finale.40
Grotta di Vado all’Arancio is located in travertine deposits, 15 km from the
modern seashore of Tuscany, at about 300 m asl.41,42 The archaeological evidence is
restricted to a late phase of the Upper Palaeolithic, with a lithic industry of the
Epigravettiano finale dated to 11,330±50 BP. The animal species include bovids,
Equus hydruntinus, Equus caballus, red deer, roe deer and wild boar. Two burials (an
adult male and a child) were also discovered.
Equus hydruntinus and Cervus elaphus were selected for this research
because they were named by Barker6 as the species that migrated seasonally between
lowlands and uplands. They are also extremely suitable for this investigation as they
are found in many sites in central Italy during the Late Pleistocene and because they
have sufficiently large and slow-growing teeth. One specimen of each species was
analysed from the four sites where possible.
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5.0 Cervid and equid tooth mineralization
In this study the approach was to use transverse serial sampling of enamel along a
tooth crown from occlusal edge to cervix, in order to construct a sequence. This
approach assumes that enamel mineralization is sequential from upper to lower
regions, which is likely only partially correct.
Few studies have investigated the duration and spatial progression of enamel
mineralization, as opposed to tooth eruption, in horses and red deer. Hoppe et al.43
demonstrated that horse tooth enamel continues to mineralize after the tooth has
erupted and that the input period represented by a transverse enamel section is several
months. Kohn44 estimated that enamel maturation continued for 5 months in equids
and for 6 months in large cervids, resulting in an estimated damping factor of 40-50%
in equids and cervids, and, for oxygen isotopes specifically, residence time of the
isotope in the animal can lead to further dampening of 10%.44 Notwithstanding the
dampening effect, several studies have obtained seasonal oxygen isotope variation
from serial sections of enamel e.g., 44-47 that allow palaeoclimate and seasonal variation
to be assessed. In order to control for possible differences in attenuation resulting
from the comparison of teeth with different enamel maturation times, the same tooth
from each species was selected where possible. For Cervus elaphus, M2 molars were
sampled, and for Equus hydruntinus M3 molars. The third mandibular molar crowns
of modern horses commence mineralization at approximately 18 months of age and
take around three years to complete.43 The second mandibular molar crowns of
modern red deer commence mineralization around birth and are complete by the end
of the first year of life.48 Loss of enamel from the cusps through post-eruptive wear,
however, will reduce the length of time represented by individual teeth. The sample
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chosen were therefore minimally worn. Where some wear has occurred, we estimate
that less that 2 mm of tooth growth was lost.
6.0 Sampling strategy and methodological approach
A longitudinal section of enamel (Fig. 2) was cut from each tooth along the
growth direction (i.e., from cusp to cervix) using a flexible diamond-edged rotary
dental saw. These sections were first sonicated to remove soil residues and then
carefully cleaned of cementum and dentine to a depth of more than 100 µm with a
tungsten carbide burr, to produce a sample of clean core enamel. A sample of dentine
from each tooth was retained for analysis. Sequential enamel subsamples of 2-3 mm
length (sections 1-9 in Fig. 2) were cut transversely from the enamel and then
bisected to produce one sample for δ18O in bioapatite phosphate and one sample for
δ18O and δ13C in bioapatite carbonate, and 87Sr/86Sr. All transverse subsamples were
analysed for δ18O in bioapatite phosphate (δ18Op), whereas only five subsamples per
tooth were tested for 87Sr/86Sr and δ18Oc and δ13C in the carbonate fraction. The
precise number of transverse subsamples obtained was dependent on tooth size:
Equus hydruntinus produced fifteen to thirty-six subsamples and Cervus elaphus six
to ten subsamples. In addition, 87Sr/86Sr and strontium concentrations were obtained
for each dentine sample to provide an indication of diagenetic strontium present at the
burial site.26
7.0 Analytical methods
For phosphate oxygen isotope ratio measurements, the enamel was reduced to a
fine powder, chemically treated to extract PO4 radicals, and precipitated as silver
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phosphate.49 Approximately 10 to 15 mg of enamel bioapatite was treated with
peroxide at 80°C to eliminate organic material, dissolved in 2M nitrate acid, and
treated with 2 ml KOH and 2 ml HF. The solution obtained was separated by
centrifuge from the CaF2 precipitate, mixed with 15 ml of silver amine solution, and
put over a hot plate at 70°C. Silver phosphate crystals precipitated following a
decrease in pH as NH3 was discharged from the solution.
Analyses of the oxygen isotope ratios were performed in a TC/EA device with
combustion temperature set at 1400° C, coupled to a Delta Plus XL mass
spectrometer. Samples and reference materials (NBS 120c and Aldrich
Hydroxylapatite), also precipitated as silver phosphate, were weighed and sealed into
silver capsules. NBS 120c and Aldrich Hydroxylapatite, after repeated
measurements, were assigned δ18O values of +21.7 and +14.0, respectively. The
reference material NBS 120c, calibrated against certified reference material NBS 127
(assuming δ18O of NBS 127 = +9.3‰ versus SMOW (Ref = IAEA, 2004), has an
accepted value of 21.70‰. Each sample was analysed in triplicate. The
reproducibility of NBS 120c during this set of analyses was 21.71±0.14‰ (1σ,
n=19).
To measure the oxygen and carbon isotope ratios in the carbonate fraction of
biogenic apatite, about 3 mg of untreated powder was reacted with 100% phosphoric
acid at 90°C into an automated VG Isocarb device, coupled to a VG Optima mass
spectrometer. Analytical reproducibility for the laboratory standard calibrated against
NBS standards is 0.07‰ for both δ13C and δ18O. The fractionation factor between the
acid and the biogenic hydroxyapatite was assumed to be the same as that between
acid and calcite. Samples were not pre-treated to eliminate secondary carbonate
because of the very small size of the subsamples, but they were double-checked with
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treated hydroxyapatite when possible. In these cases, the enamel powder was soaked
in 35% H2O2 for 30 min, then filtered and reacted with 0.1M acetic acid for 10 min,
adapted from the method outlined in Sponheimer and Lee-Thorp.50 The dried powder
was weighed into glass vials and reacted in the above device along with the untreated
samples. No significant differences between the treated and untreated samples were
detectable.
To measure strontium concentrations and isotope ratios, enamel samples were
cleaned ultrasonically in MQ H2O and weighed into Teflon beakers along with a
“spike” of known 84Sr concentration. About 1 ml of Teflon distilled 16N nitric acid
was added to each sample and evaporated to dryness on the hotplate. Ionic Sr was
separated from other ions by Eichrom Sr-spec resin using a separation method
adapted from the method of Horwitz et al.51 and Deniel and Pen.52 Sr isotope
composition and concentration were determined by means of a Finnigan Mat 262
multi-collector mass spectrometer (TIMS) on single rhenium filament and TaF as
activator. The international standard for 87Sr/86Sr, NBS 987, gave a value of
0.710261±10 (2σ, n=8) for static analysis. All strontium ratios have been corrected to
a value for the standard of 0.710250. Blank values were in the region of 150 pg.
8.0 Results
The results obtained from the isotopic assays are listed in Table 1.
8.1 Sr isotope Results
Sr isotopic ratios and elemental compositions are plotted in Fig. 3.
The most striking feature of the enamel dataset is that all 87Sr/86Sr values are
below 0.7092, the value of modern seawater, and are consistent with marine
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carbonate sediments.32 There is little data in the literature on normal Sr isotope ranges
in co-habiting animal groups, but compared to the range observed in archaeological
human communities inhabiting regions of sedimentary marine carbonates,41 the
isotopic range amongst animals in this study is small (i.e., 0.70861 to 0.70904),
despite the considerable geographic distances between the cave sites (Fig.1) and even
though the geologic formations of these sites are often all marine sediments of
different ages.
The enamel strontium ratios are actually consistent with sedimentary marine
geologic formations, which would include the limestones where some of the
archaeological sites in this study are located. It is possible that the strontium ratios
result from mixing rather than being a direct reflection of a single input source,26
however, given the small isotopic range observed, it is difficult to identify suitable
end-members other than marine carbonates to support this conclusion for these
particular samples. Fig. 3 shows that the ratios and concentrations obtained from four
of the six dentine samples are quite different from the corresponding enamel. Dentine
values are often being used as an indicator of extent of diagenesis, and this is because
dentine is extremely permeable to elements such as strontium after burial, whereas in
vivo levels of strontium in all calcified tissues are relatively low and also relatively
similar. Strontium is distributed quite homogeneously in the skeleton and
concentrations of Sr in skeletal tissues from a single individual are very similar, with
bone and dentine containing slightly more than enamel.53:406, 54:446, 55:202, 56:243
Reported values for modern human skeletal and dental tissues are typically 50-300
ppm.54:445/6, 57:260, 58:175, 59:545. Modern animal tissues exhibit a similar range, although
herbivores tend to have higher concentrations than carnivores because plants are Sr-
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rich and meat Sr-poor.60:784, 61:661 Nevertheless, it is extremely rare for any
mammalian tissues to exceed 1000 ppm.62:283
Diagenesis in enamel can therefore be discounted from the observation that the
concentration of Sr remains low in this tissue (for example up to a maximum of 434
ppm), while it is much higher (up to 2190 ppm) in the corresponding dentine samples
of the same teeth (sample STCE, Table 1). There is considerable overlap in the
mineralization periods of enamel and primary crown dentine and neither tissue
subsequently remodels or re-grows.63,64 Consequently, in modern individuals one can
expect the Sr concentration and isotope ratio of these two tissues to remain very
similar and this does appear to be the case even in individuals who have subsequently
been exposed to different sources of Sr.64,65 Similarly, archaeological teeth that have
not been buried in soil also show this pattern.26 In teeth excavated from buried
sediments, however, dentine usually contains more Sr than enamel and this increase
is normally coupled with 87Sr/86Sr ratios intermediate between the enamel value and
that of the mobile strontium in the burial soil.26,66,67
In most of our samples, dentine shows an elevated Sr concentration and a
decrease in isotope ratio suggesting this tissue underwent secondary modifications
during burial and the mobile soil strontium was less radiogenic than that preserved in
the enamel. Exceptions to this occurrence are the dentine samples of the two teeth
from G. di Pozzo, which retain low Sr contents. The enamel in these teeth, however,
shows a very consistent intra-tooth variation which is difficult to ascribe to diagenetic
effects. For example, in both teeth (PZCE and PZEH), the isotope ratio of the
sequential sections becomes more radiogenic (i.e., moves away from the dentine
ratio) with increasing strontium concentration, which is the opposite of what would
be predicted if the enamel were subject to post-mortem alteration.
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The Cervus elaphus tooth from G. Settecannelle shows the highest radiogenic
strontium ratios, consistent with the values of the high-potassium Roman Magmatic
Province that characterizes the area around the site.68 The dentine of the same tooth
lies, however, within the range of the other samples.
8.2 Oxygen isotope results
Sequential phosphate oxygen isotope results (δ18Op) in red deer and horse,
respectively, are plotted in Figs. 4a and 4b, versus the position in the tooth crown.
Higher numbers along the x axis indicate earlier stages of tooth development. Fig. 4a
depicts the δ18Op values measured in Cervus elaphus enamel from G. Polesini, G. di
Pozzo and G. di Settecannelle; the first two specimens show a remarkably similar
trend in terms of pattern (linear) and isotopic values. Both teeth register the transition
between a cold season (lower δ18O values) and a warmer season (higher δ18O). Given
these isotopic patterns, and considering that the teeth are not significantly worn, we
estimate that mineralization took place over about nine months, between winter and
late summer. The widest compositional range is registered in the Cervus elaphus
from G. Polesini with 3.8‰ difference between the cusp and the cervix. For M2s, it is
likely that nursing introduces a further filter to the δ18O composition of tooth enamel
since δ18O of milk is higher in 18O than ambient drinking water by about 1-2‰ (since
it has been "filtered" through the maternal system).69 and references therein This implies that
the lower δ18Op values observed during early M2 mineralization of the two animals
could have been even lower than those registered.
The third deer sample, from G. di Settecannelle, has an apparent opposite trend:
the δ18O recorded values suggest that the mineralization commenced in a warmer
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season and finished in colder conditions. The seasonal isotopic range is only ~1.5‰,
thus smaller compared to the other deer specimens investigated, while the mean δ18O
is higher (i.e.18O enriched). The tooth in this case shows a higher level of wear
compared to the other deer teeth. However, we estimate that the enamel loss was no
more than a couple of mm, corresponding to one or two lost sub-samples. In this
sample, the weaning effect, if any, would have enhanced the warm season signature,
suggesting that the registered seasonal δ18O variation during mineralization could be
even smaller. Because of the much narrower isotopic variation registered in this tooth,
we suggest that this animal obtained most of its water from a source which changed
little throughout the year, for example, a lake. The strontium isotope data for this
individual also suggest that it lived on a more radiogenic terrain with respect to the
other animals in this study and, as it happens, a large volcanic lake, Lake Bolsena, is
located about 10 km from the G. di Settecannelle.
Fig. 4b shows the intra-tooth δ18Op variation determined in horse teeth from the
sites of G. di Polesini, G. di Pozzo, G. di Settecannelle and G. di Vado all’Arancio.
The profiles observed in these specimens are all sinusoidal, and imply a longer
amelogenesis compared to the red deer specimens. In some cases (ST-EH and VA-
EH), amelogenesis may have been as long as two years or more. The tooth from G. di
Pozzo provides the shortest profile but this tooth crown was broken towards the root,
and we cannot assess the amount of information lost. Unfortunately, this was the only
Equus hydruntinus tooth specimen available from the site. The above sample also has
the lowest δ18Op values among all the teeth and shows the seasonal variation of
almost one year. Such low oxygen isotope values are certainly consistent with the
altitude of the Fucino basin, sited in the Apennine altiplano in Abruzzo. Unlike the
two Cervus elaphus samples, Equus hydruntinus specimens from G. Polesini and G.
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di Pozzo are clearly distinct in terms of their oxygen isotope composition, with the G.
Polesini sample showing higher δ18Op values, again consistent with the lower altitude
of the site. Seasonal variations registered in the specimens from G. Polesini, G. di
Pozzo and G. di Vado all’Arancio range from 2.5 to 2.9‰, and are of lower
amplitude than the Cervus elaphus from these sites. As with the red deer from
Settecannelle, the horse tooth from the same site shows a reduced seasonal isotopic
amplitude when compared to the other horse teeth (Fig. 4a), with a variation of about
1‰. Although there is no Sr isotope data for this sample, it is of note that both the
horse and red deer samples from Settecannelle display a narrow oxygen isotope
variation of 1.0% and 1.5‰, respectively, which (when translated in water δ18Ow
with the appropriate equation) represents the same isotope variation of 1.4‰ of the
environmental water. This may suggest exploitation of a similar water source. The
offset of about 0.8‰ observed in the mean δ18Ow values of the two animals is likely
due to inter-annual variations as the two animals may easily not have been exactly
coeval.
We interpreted the δ18O values in terms of the modern meteoric values available
in literature. δ18Ow values of the environmental water were calculated from the
δ18Op using the calibration lines built upon deer70 and horse.71 Results are consistent
with the amount weighted mean oxygen values of the pluviometric sites reported in
Longinelli and Selmo.34 For example, the mean weighted value for Piombino, the
nearest pluviometer from G. di Vado all’Arancio, is -6‰, and the mean δ18Ow value
from the horse tooth is -5.9‰; the mean weighted value for Nepi, the nearest
pluviometer from G. Polesini, is -6.3‰, while the horse and red deer teeth from that
site, both give a mean value of -7‰. The mean meteoric value for L’Aquila,
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comparable to G. di Pozzo, though sited at a much higher elevation, is -7.1‰, while
the horse from that site shows an average value δ18Ow of -7.4‰ and the red deer of -
9.5‰. It must be highlighted in this case that L’Aquila may register very negative
δ18O values (down to -13‰, or less, during the winter due to its peculiar geographic
location).
The nearest pluviometric stations to our sites from which monthly data were
available are: Piombino, Canino, San Gemini (representative of G. Polesini and of the
lower mountains of the Apennines) and L’Aquila. Data from these sites are from
Longinelli and Selmo.34, personal communication We cautiously compared the δ18O meteoric
variations observed within one year with the seasonal variations registered in the
teeth, mindful that annual temperatures in the late Pleistocene are likely to have been
lower and seasonal variability higher, and that we have very few samples. Piombino
shows a seasonal variation of about 6-7‰, Canino of about 4‰, San Gemini of 6-
7‰, and L’Aquila of up to 10-11‰. If we use a conservative dampening effect
during amelogenesis of 50%,44 we can estimate that the expected within-tooth
seasonal variation would vary from 2 to 5‰, according to sites, which is similar to
the range observed in the investigated samples. Consistently, intra-tooth δ18O
variations of the same order of amplitude (2-5 per mil) have also been observed in the
carbonate fractions of prehistoric bovid tooth enamel from a Mediterranean climate
region in South Africa.10
The horse from G. di Pozzo, however, shows relatively small within-tooth δ18Op
variations, but in this case, we take into account that the Fucino basin during the
Upper Palaeolithic was hosting a shallow lake that could have been accessed by the
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animals roaming the area, thus explaining, like was the case of the animals at
Settecannelle, the lower than expected seasonal variation.
The basic assumption of Barker’s model implies that the animals migrated from
lowlands, where they would spend the cold seasons, to uplands, where they could
find extensive meadows during the summer. These movements may have influenced
the enamel δ18Op composition: if we assume, for example, that the animals moved
seasonally between an elevation of 0 m asl, to an elevation of 2000 m asl, the vertical
isotopic gradient (0.2‰/100m, following Longinelli and Selmo34 would lead to 4‰
difference between the two sites. This altitude effect is quite small, and similar to the
seasonal range observed and predicted. Therefore, we cannot at this stage reliably
separate out the two effects without statistically larger sample sizes.
8.3 Carbon isotope results
All specimens have mean δ13C compositions of approximately -11‰ or lower,
entirely consistent with consumption of C3 vegetation. Within-tooth variation ranges
from 0.4 to 1.4‰, with the exception of a horse from G. di Pozzo where the variation
is 3.3‰. The lower mean value (12.4±1.3) for this particular animal might suggest
cooler and/or higher humidity or moisture conditions in the area it roamed. Carbon
isotope values in all specimens are consistent with the patterns shown by the δ18O
values in terms of inferred seasonality. These variations are most likely ascribed to
isotopic shifts between winter (cold, wet with lower δ18O and δ13C) and summer
(warm, dry with higher δ18O and δ13C) conditions. Seasonal δ13C shifts in plants from
Mediterranean habitats are to be expected as plants generally tend to be more 13C-
enriched in hot and dry conditions, as is the case of Mediterranean summers, and 13C-
depleted in cool wet conditions occurring in winters, as reported in numerous studies.
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e.g., 72-75 Seasonal within-tooth variations may also be associated with shifts to
different plant sources. Grasses and herbs tend to be slightly depleted in 13C
compared to trees.73,76 In Mediterranean biomes, the availability of various plant
resources differs seasonally, and could also contribute to some of the observed
systematic intra-tooth δ13C variations.
9.0 Discussion
The direct comparison of the δ18O and the 87Sr/86Sr trends within the teeth is
shown in Figs. 5a-f. Given the very small variation in Sr composition shown by all
the investigated specimens, one would be tempted to assert that these animals did not
move over long distances or even did not move at all during tooth mineralization. Sr
compositions, however, do change systematically in all the specimens and these
changes are co-incident with δ18Op trends.
Because samples obtained from sites at some distance from each other all
show surprisingly similar 87Sr/86Sr ratios, we cannot rule out the possibility that these
animals moved within similar geologies. To investigate this matter further, it would
be necessary to collect numbers of environmental samples (including rocks, soils,
vegetation and water) along the possible transhumant routes to determine their Sr
isotope compositions and the real variations in the ecosystem.
Fig. 6 shows the results of oxygen and Sr isotopes in Cervus elaphus and
Equus hydruntinus from G. Polesini and G. di Pozzo. This provides a direct
comparison of the behaviours of these two species. In both sites, red deer seem to
have moved over wider areas compared to horses, which may have roamed areas of
more homogeneous Sr isotope composition.
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10.0 Conclusion
The application of combined sequential intra-tooth strontium, oxygen and carbon
isotope measurements certainly provides an appropriate method to test the underlying
assumption of long distance migration of herbivores in Barker’s model of hunter-
gatherer transhumance and for similar models.
The results obtained from this study suggest that the two species sampled each
show consistent, but distinct, patterns of movement in the landscape, (Figs. 6a and
6b). Cervus elaphus appears to have been more mobile while Equus hydruntinus was
more residential. While not conclusive, our results do not show strong evidence for
altitudinal seasonal mobility by either the equids or cervids. Our results, however, are
confined to the movements of animals and say little about the possible movements of
the hunter-gatherers other than that they were unlikely to have been in response to
(altitudinally) migrating herds. We expect applications of these methods will advance
understanding of migratory behaviour of extinct and extant species and establish the
origins of long distance pastoral transhumance in Mediterranean Europe.
Since the Italian territory appears more homogeneous than expected in terms
of Sr isotopes, results may also indicate that the investigated animals moved over
landscapes characterised by similar geology or Sr isotope composition. In order to
strengthen the basis of our study, we would need to increase the environmental
information from the investigated territory, to test for the isotopic composition of
biologically available Sr, and compare results from transhumant animals from
modern contexts with those from stadial and interstadial layers, to asses if migratory
habits changed with climate change.
11.0 Acknowledgments
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The authors would like to thank Hillary Sloane, Claudio Sorrentino, Fabio Martini,
Ivana Fiore, Zelia De Giuseppe and Holly Crawford for their assistance. This project
was funded by the Hunter-Gatherer Research Laboratory of the University of
Bradford.
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Table 1. Results of sequential O and Sr isotopic analyses of the investigated specimens. The δ18Ow of the environmental water was calculated according to the calibration line proposed by D’Angela and Longinelli70 for deer, and by Delgado-Huertas et al.71 for horses. (δ18Op= phosphate oxygen; δ18Cca= bioapatite carbon; M= molar; P=premolar).
Figure 1. Schematic geological map of central Italy. Different shades of grey
represent different formations in terms of age and potential Sr isotopic variation. Black dots indicate the location of the various archaeological sites.
Figure 2. Dental enamel sampling strategy of the incremental sub-samples. Sub-
samples were then divided in two parts for the various isotope determinations. Figure 3. The Sr isotopic composition are plotted against the Sr content (ppm) for the
five specimens. The different symbol shapes represent different animals. White symbols represent enamel samples and grey symbols represent the dentine sample from the same tooth.
Figure 4. Within-tooth changes in δ18Op along the growing direction: a) Cervus
elaphus tooth specimens from G. Polesini, G. Pozzo and G. Settecannelle; b) Equus hydruntinus specimens from G. Polesini, G. Pozzo, G. Settecannelle and G. Vado all’Arancio. Higher numbers in the abscissa represent earlier stages of tooth development.
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Figure 5. Plots (a-f) show intra-tooth isotope values of 87Sr/86Sr (black symbols) and δ18O (open symbols). Oxygen values, which provide the seasonal climatic variations, are followed by consistent, though small, Sr isotope variations in almost all the animals. This could suggest animal mobility throughout the year, either within limited areas or across similar geologies. Further study is required.
Figure 6. Comparison of Cervus elaphus (open symbols) versus Equus hydruntinus
(black symbols) oxygen and Sr isotopic patterns at G. Polesini (a) and G. Pozzo (b). In both sites the migratory behaviour of the two animals seems to differ, with deer more likely to move over wider areas compared to horses.
Table 1
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Site Species Item Sub sample
Distance from root
(mm) δ18Op (V-
SMOW)
δ13Cca (V-PDB1)
87Sr/86Sr Sr (ppm)
δ18Ow (V-SMOW)
Grotta Polesini Cervus elaphus M2 PLCE 1 2.0 19.9 -5.0
" " " PLCE 2 3.9 19.6 -10.2 0.708613 302 -5.3 " " " PLCE 3 6.0 18.6 -6.2 " " " PLCE 4 8.5 18.1 -10.8 0.708730 328 -6.6 " " " PLCE 5 11.0 17.0 -7.6 " " " PLCE 6 13.0 16.8 -11.0 0.708837 365 -7.7 " " " PLCE 7 15.1 16.6 -11.4 0.708756 377 -8.0 " " " PLCE 8 17.1 16.3 -8.2
" " " PLCE 9 19.4 16.0 -10.9 0.708786 402 -8.4
" " " dentine - 0.708325 1117
Grotta Polesini Equus hydruntinus M or P PLEH 1 3.8 17.4 -7.4
" " " PLEH 2 8.8 17.6 -11.2 0.708788 718 -7.1 " " " PLEH 3 12.0 18.5 -5.8 " " " PLEH 4 14.9 18.5 -5.7 " " " PLEH 5 19.0 18.2 -6.3 " " " PLEH 6 23.5 17.4 -7.4 " " " PLEH 7 28.0 17.1 -11.3 0.708734 775 -7.7 " " " PLEH 8 31.3 16.0 -9.3 " " " PLEH 9 34.7 16.5 -8.5 " " " PLEH 10 37.5 16.8 -8.2 " " " PLEH 11 39.8 17.0 -8.0 " " " PLEH 12 42.0 17.3 -10.8 0.708686 736 -7.5 " " " PLEH 13 44.1 17.3 -7.5 " " " PLEH 14 47.0 17.2 -7.6 " " " PLEH 15 49.1 17.2 -7.6 " " " PLEH 16 52.0 17.9 -6.6 " " " PLEH 17 54.0 18.3 -9.9 0.708743 746 -6.1 " " " PLEH 18 56.3 18.4 -5.9 " " " PLEH 19 58.3 18.9 -5.3 " " " PLEH 20 60.4 17.8 -6.7 " " " PLEH 21 62.8 18.9 -10.8 0.708753 740 -5.2 " " " PLEH 22 65.7 18.4 -6.0
" " " dentine - - 0.708365 1308
Grotta di Pozzo Cervus elaphus M2 PZCE 1 2.9 18.8 -5.9
" " " PZCE 2 4.7 18.8 -10.6 0.708710 197 -6.0 " " " PZCE 3 6.8 18.3 -6.4 " " " PZCE 4 8.5 17.9 -10.8 0.708746 261 -6.7 " " " PZCE 5 10.4 17.3 -7.3 " " " PZCE 6 12.2 16.9 -10.7 0.708759 344 -7.7 " " " PZCE 7 14.6 16.4 -8.1 " " " PZCE 8 16.7 16.1 -10.6 0.708784 414 -8.4 " " " PZCE 9 18.5 15.6 -8.8 " " " PZCE 10 21.0 15.3 -10.4 0.708828 475 -9.1 " " " dentine - - 0.708757 234
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Site Species Item Sub sample
Distance from root
(mm) δ18Op (V-
SMOW)
δ13Cca (V-PDB1)
87Sr/86Sr Sr (ppm)
δ18Ow (V-SMOW)
Grotta di Pozzo Equus hydruntinus M or P PZEH 1 19.0 15.5 -10.0
" " " PZEH 2 22.2 15.9 -12.1 0.708750 195 -9.4 " " " PZEH 3 25.5 14.9 -10.9 " " " PZEH 4 29.0 14.9 -10.9 " " " PZEH 5 31.6 15.7 -13.5 0.708761 197 -9.8 " " " PZEH 6 33.9 15.5 -10.0 " " " PZEH 7 36.4 15.5 -10.0 " " " PZEH 8 39.5 15.4 -14.0 0.708793 202 -10.2 " " " PZEH 9 42.1 15.7 -9.7 " " " PZEH 10 45.0 16.5 -8.6 " " " PZEH 11 47.9 17.1 -11.8 0.708788 200 -7.7 " " " PZEH 12 50.9 17.3 -7.5 " " " PZEH 13 53.6 16.6 -8.4 " " " PZEH 14 56.7 16.2 -10.7 0.708820 201 -9.0 " " " PZEH 15 60.9 15.5 -10.0 " " " dentine - - 0.708670 213
Grotta Settecannelle
Cervus elaphus M2 STCE 1 3.2 18.2 - - -6.5
" " " STCE 2 5.2 17.9 -11.6 0.708902 422 -6.8 " " " STCE 3 7.8 18.1 -11.6 0.708946 434 -6.6 " " " STCE 4 10.5 18.6 -11.7 0.708989 430 -6.2 " " " STCE 5 12.5 18.8 -11.6 0.708913 422 -5.9 " " " STCE 6 15.2 19.4 -11.3 0.709038 409 -5.4 " " " dentine - - 0.708719 2190
Grotta Settecannelle
Equus hydruntinus M3 STEH 1 4.5 18.3 - - - -6.0
" " " STEH 2 12.0 18.4 - - - -5.9 " " " STEH 3 15.8 18.6 - - - -5.6 " " " STEH 4 20.1 18.6 - - - -5.6 " " " STEH 5 25.5 19.0 - - - -5.0 " " " STEH 6 30.0 19.1 - - - -4.9 " " " STEH 7 35.6 18.4 - - - -6.0 " " " STEH 8 40.9 18.4 - - - -5.9 " " " STEH 9 45.2 18.7 - - - -5.5 " " " STEH 10 50.0 19.2 - - - -4.8 " " " STEH 11 53.2 19.3 - - - -4.6 " " " STEH 12 57.0 18.5 - - - -5.7 " " " dentine - - 0.708962 1353
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Site Species Item Sub sample
Distance from root
(mm) δ18Op (V-
SMOW)
δ13Cca (V-PDB1)
87Sr/86Sr Sr (ppm)
δ18Ow (V-SMOW)
Vado all'Arancio
Equus hydruntinus M or P VAEH 1 2.2 19.3 - - - -4.6
" " " VAEH 2 4.0 18.2 -6.2 " " " VAEH 3 6.6 17.1 -7.8 " " " VAEH 4 8.8 16.9 -9.7 0.708845 651 -8.0 " " " VAEH 5 11.0 16.8 -8.1 " " " VAEH 6 12.8 17.8 -6.8 " " " VAEH 7 15.3 18.5 -5.8 " " " VAEH 8 18.3 18.8 -5.3 " " " VAEH 9 21.2 18.8 -5.4 " " " VAEH 10 23.7 18.7 -5.5 " " " VAEH 11 25.9 18.7 -11.1 0.708844 590 -5.5 " " " VAEH 12 28.1 18.7 -5.5 " " " VAEH 13 29.9 18.8 -5.3 " " " VAEH 14 32.1 19.0 -5.1 " " " VAEH 15 34.7 19.1 -4.9 " " " VAEH 16 36.5 19.4 -4.5 " " " VAEH 17 39.4 19.5 -4.3 " " " VAEH 18 42.0 19.4 -11.0 0.708896 612 -4.5 " " " VAEH 19 44.2 19.1 -4.9 " " " VAEH 20 46.7 18.9 -5.3 " " " VAEH 21 49.6 18.6 -5.6 " " " VAEH 22 51.8 18.2 -6.1 " " " VAEH 23 54.0 17.7 -6.9 " " " VAEH 24 56.2 17.7 -6.9 " " " VAEH 25 58.8 17.7 -6.9 " " " VAEH 26 61.3 17.8 -6.8 " " " VAEH 27 63.5 17.9 -6.7 " " " VAEH 28 66.4 18.4 -10.3 0.708661 658 -5.9 " " " VAEH 29 69.0 18.3 -6.0 " " " VAEH 30 71.2 18.6 -5.7 " " " VAEH 31 73.0 18.8 -5.3 " " " VAEH 32 75.2 18.8 -5.4 " " " VAEH 33 77.0 18.7 -5.5
" " " VAEH 34 78.8 18.1 -6.4
" " " VAEH 35 80.7 17.7 -10.9 0.708735 687 -6.9 " " " VAEH 36 82.9 17.2 -7.6 " " " dentine - - 0.708613 902
32
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Figure 1
Figure 2
33
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Figure 3
Figure 4
34