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r .--. ..... . SC5441.FTR - Copy No. GROWTH OF TUNGSTEN BRONZE FAMILY CRYSTALS FINAL TECHNICAL REPORT FOR THE PERIOD May 06, 1985 through November 30, 1988 --- MARCH1989 - ARPA Order No.: 4540 Program Code: P2D1O Name of Contractor: Rockwell International Corporation Effective Date of Contract: 05/06/85 Contract Expiration Date: 11/30/88 Contract No.: N00014-85-C-2443 Principal Investigators: Dr. R.R. Neurgaonkar S ELEC (805) 373-4109 FEB 2 1 Dr. L.E. Cross Pennsylvania State University < (814) 856-1181 Sponsored by: Defense Advanced Research Projects Agency (DARPA) DARPA Order No. 4540 Monitored by: Naval Research Laboratory Under Contract No. N00014-85-C-2443 Approved for public release; distribution unlimited The views and conclusions contained in this document are those of the authors end should not be interpreted as necessarily representing the official policies, either expressed or implied, of the Defense Advanced Research Projects Agency or the U.S. Government. 91% Rockwell International .e ils
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Page 1: FAMILY CRYSTALS · 2011. 5. 15. · Research Projects Agency or the U.S. Government." ... I Preliminary Photorefractive Result on Different Dopants ... such as in Sr2 _xCaxNaNb5Ol

r .--. ..... . SC5441.FTR -

Copy No.

GROWTH OF TUNGSTEN BRONZEFAMILY CRYSTALS

FINAL TECHNICAL REPORT FOR THE PERIODMay 06, 1985 through November 30, 1988

---MARCH1989 -

ARPA Order No.: 4540Program Code: P2D1O

Name of Contractor: Rockwell International CorporationEffective Date of Contract: 05/06/85

Contract Expiration Date: 11/30/88Contract No.: N00014-85-C-2443

Principal Investigators: Dr. R.R. Neurgaonkar S ELEC(805) 373-4109 FEB 2 1

Dr. L.E. CrossPennsylvania State University <(814) 856-1181

Sponsored by:

Defense Advanced Research Projects Agency (DARPA)DARPA Order No. 4540

Monitored by:

Naval Research LaboratoryUnder Contract No. N00014-85-C-2443

Approved for public release; distribution unlimited

The views and conclusions contained in this document are those of theauthors end should not be interpreted as necessarily representing the officialpolicies, either expressed or implied, of the Defense Advanced ResearchProjects Agency or the U.S. Government.

91% Rockwell International

.e ils

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UNCLASSIFIEDSECJR _N CLASSIP CATOr, O T-/ PACE

,',RM APPinC. iD

REPORT DOCUMENTATION PAGE oA4 o 070,.0188

In REPORT SECURITY CLASSIFICATION lb RESTRICTIVE MARKINGS

UNCLASSIFIED2& SECURITY CLASSIFICATION AUTHORi 3 DISTRIBUTION AVAILABILITY OF REPORT

Approved for public release; distribution unlimited2b CLASSIFICATION DOWNGRADING SCHEDO LE

4 PERFORMING ORGANIZATION REPORT NUMBER.S 5 MONITORING ORGANIZATION REPORT NUMBER.S

SC5441 .FTRBe NAME OF PERFORMING ORGANZATiON 6b OFFICE SYMBO, 7a NAME OF MONITORING ORGANIZATION

O/f Apphcable

ROCKWELL INTERNATIONAL Naval Research LaboratoryScience Center6c. ADDRESS ICrry. Stare aend ZIP Code 7b ADDREIS (City, State and ZIP Code

1049 Camino Dos Rios 4555 Overlook Avenue, S.W.Thousand Oaks, CA 91360 Washington, D.C., 20375Be NAME OF FUNDING SPONSORING ORGAN;ZATON 8c OFFiCE SYMBO 9 PROCUREMENT INSTRUMENT IDENTIFICATION NUMBER

Defense Advanced Research !It App/cape

Projects Agency (DARPA) CONTRACT NO. N00014-85-C-2443

Sc ADDRESS tC tc Srare and Z Ccc 70 SOURCE OF FUND/NO NOS

1400 Wilson Blvd.PROGRAM PROJECT TASK WORK UNITArlington, VA 22209 ELEMENT NO NoI NC ACCESSION NO

ARPA-ORDERNo. 4540

1 TITLE I/ncLDoe Se.' Cass ar

GROWTH OF TUNGSTEN BRONZE FAMILY CRYSTALS

12 PERSONA. AUTHOp 5

Neurgaonkar, R.R., Cross, L.E.13. TYPE OF REPO

R- 1t 'ME COvERE- 14 DATE OF REPOR' Yea, Month 08, 15 PAGE COUNT

Final Technical

Report FROM 05/06/8 5 To 11 /30/88 18., MARCH

16 SUPP.EMENTARn NOTA'0%

"The views and conclusions contained in this document are those of the authors and should not be in-terpreted as necessarily representing the official policies, either expressed or implied, of the Defense AdvancedResearch Projects Agency or the U.S. Government."

17 COSATI CODES 18 SUBJECT TERMS fConnue on reverse f necessary and identifv by block number

FIEL i GROJO I SUBGRO SN, BSKNN, Czochralski, Tungsten Bronze, Electru-optic,Photorefractive, Phase Conjugation, Optical Computing, Striations,

_ _ _ _ _ Defects,-C-oupting; Sensitivity

19 ABSTRACT /Continue on reverse if necessary and /entfk by block number

A systematic investigation of tungsten bronze crystals for electro-optic and pohotorefractive applications has beencarried out successfully. The Sr1 _xBaxNb206 (SBN) and Ba2.xSrxK1 _yNayNb 5 01 5 (BSKNN) system crystals weregrown in optical quality with and without specific impurities whose purpose is to enhance photorefractive couplingand speed. Both SBN and BSKNN crystals appear to be excellent hosts for electro-optic applications, e.g., modulators,waveguides, and spatial light modulators (SLM) and photorefractive applications, e.g., phase conjugation, Imageprocessing, optical computing and laser hardening. For photorefractive applications cerium and chromium dopingshow the largest effects on photorefractive coupling and speed.

20 DISTRIBUTION AVAILABILITy OF ABSTRAC' 21. ABSTRACT SECURITY CLASSIFICATION

UNCLASSIFIEDUNLIMITED _J SAME AS RPT j. DTC USERS UNCLASSIFIED22o NAME OF RESPONSIBLE INDIVIDUAL 22b TELEPHONE NUMBER 22c OFFICE SYMBOL

Dr. Philipp H. Klein finclude Arco Code' 6822

DD FORM 1473, JUN 86 Previous editions are obsolete. UNCLASSIFIEDSECURITY CLASSIFICATION OF THIS PAGE

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TABLE OF CONTENTS

Page

1.0 PROGRESS AND PROSPECTS FOR TUNGSTEN BRONZE MATERIALS. 1

2.0 POTENTIAL OF TUNGSTEN BRONZE FAMILY ..................... 2

3.0 ACCOMPLISHMENTS ............................................ 3

3.1 Tungsten Bronze Host Crystals ............................... 33.2 Photorefractive Properties of Tungsten Bronze Crystals ......... 63.3 Electro-Optic and Pyroelectric Applications of Tungsten

Bronze Materials ........................................... 13.4 Growth of Tungsten Bronze Thin Films ........................ 12

4.0 PUBLICATIONS AND PRESENTATIONS ............................ 14

4.1 Publications ............................................... 144.2 Presentation ............................................... 14

5.0 CONTRIBUTING LABORATORIES ................................. 15

RESEARCH PAPERS

Progress in Photorefractive Tungsten Bronze Crystals ................ 16

Development and Modification of PhotorefractiveProperties in the Tungsten Bronze Family Crystals ................... 28

Growth and Ferroelectric Properties of Tungsten BronzeB2 -xSrxK-yNayNbsOi5 (BSKNN) Single Crystals .................... 44

A Review of the State-of-the-Art in the Growth andFerroelectric Properties of Tungsten Bronze Crystals ................ .56

Ferroelectric Tungsten Bronze BSKNN Crystals forPhotorefractive Applications ..................................... 102

Cr3+-Doped SBN:60 Single Crystals for PhotorefractiveApplicdtions .................................................... 110

Self-Starting Passive Phase Conjugate Mirror withCe-Doped SBN:60 ............................................... 118

Photorefractive Properties of Undoped and Ce-Doped, andFe-Doped SBN:60 Single Crystals .................................. 124

Photorefractive Properties of Strontium Barium Niobate ............. 132

SBN as a Broadband Self-Pumped Phase Conjugate Mirror ............. 142

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TABLE OF CONTENTS

Page

Broadband Photorefractive Properties and Self-PumpedPhase Conjugation in Ce-Doped SBN:60 ............................ 150

BSKNN as a Self-Pumped Phase Conjugator ......................... 164

Time Response of a Ce-Doped SBN:75 Self-Pumped PhaseConjugate M irror ................................................ 172

Ferroelectric Properties of La-Modified SBN:60Single Crystals .................................................. 178

Vapor Diffused Optical Waveguides in SBN:60 ....................... 188

Epitaxial Growth of Ferroelectric Tungsten BronzeSri-xBaxNb206 Films for Optoelectronic Applications ............... 194

LPE Growth of Ferroelectric Tungsten Bronze Sr2KNb5Ol 5Thin Film s ..................................................... 204

LIST OF FIGURES

FigurePage

Classification of tungsten bronze family crystals ..................... 4

2 Photorefractive tungsten bronze single crystals ...................... 4

3 The Sr2 NaNb5 O15-Ba 2KNb 5Ol 5 System (BSKNN) ..................... 5

4 Role of dopants for photorefractive applica .,on ...................... 10

5 Crystal boule photo ............................................... 11Acces ior" o

NTIS (>?A&bi

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LIST OF TABLES

Table Page

I Preliminary Photorefractive Result on Different Dopants ................

2 Self-Pumped Phase Conjugate Response Time for BronzeCrystals ..................................................... 9

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1.0 PROGRESS AND PROSPECTS FOR TUNGSTEN BRONZE MATERIALS

This report covers work conducted during the last four years of DARPA Contract

Nos. N00014-82-C-2446 and N00014-85-C-2443 for the study of the growth processes for

tungsten bronze crystals and thin films and their electro-optic, pyroelectric and photo-

refractive applications. A number of the topics covered represent the developmen t and

extension of studies accomplished in our earlier contract "Growth of tungsten bronze family

materials for electro-optic and photorefractive applications," and has capitalized on the

momentum generated in this study.

Since the work reported covers a rather wide range of materials and device

applications, it has been divided, for convenience, into four major sections:

1. Tungsten bronze family crystals and their classification,

2. Photorefractive properties of tungsten bronze crystals and their

applications,

3. Electro-optic and pyroelectric applications of tungsten bronze materials,

4. Growth of tungsten bronze thin films,

A brief narrative description is given of current and past work to summarize the

progress in each category. Completed topics are included as preprints and reprints of

papers published or to be published.

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2.0 POTENTIAL OF TUNGSTEN BRONZE FAMILY

The development of tungsten bronze crystals and thin films has reached the point

where these materials have clear advantages in electro-optic and photorefractive applica-

tions over the presently available LiNbO3 , BaTiO 3 and KNbO3 materials. As our under-

standing of the factors controlling electro-optic properties, crystal quality and size has

grown, we have increased the range of applicability of the bronzes through such factors as

choice of dopants, control of growth conditions, and establishment of the relation between

structure and electro-optic characteristics. Currently, these materials show exceptional

promise in photorefractive applications such as phase conjugation, laser hardening and

image processing, and in optical display and electro-optic applications such as wave-guides,

modulators and spatial light modulators (SLM). To realize this promise, it will be necessary

to systematically develop and evaluate members of the tungsten bronze family whose

properties have been optimized for specific applications. These include the current best

bronzes (SBN, BSKNN, SCNN) along with morphotropic phase boundary bronzes such as

PBN, PSKNN, etc. Because of the diversity of electro-optic properties available in this

family, and the ability to grow large size crystals, we anticipate these materials will

become a major factor in future photorefractive and electro-optic devices, and in some

cases, even pyroelectric device applications.

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3.0 ACCOMPLISHMENTS

3.1 Tungsten Bronze Host Crystals

The tungsten bronze compositions can be represented by the general formulas

(AI) 4(A 2)2C4 BI 0 0 3 0 and (AI) 4(A2)2BI 00 30 , in which A,, A2 , C and B are 15-, 12-, 9- and

two 6-fold coordinated sites in the crystal structure. The ferroelectric phases can be

divided into two groups: those with tetragonal symmetry (4mm), which are ferroelectric,

and those with orthorhombic symmetrty (mm2), which are both ferroelectric and ferro-

elastic. In the orthorhombic structure, the polar axis can be either along the c-axis,

such as in Sr2 _xCaxNaNb 5Ol 5 or Ba 2 NaNb 5 O1 5 , or along the b-axis, such as in PbNb 2 0 6 ,

Pb2 KNb5 o1 5. These tetragonal and orthorhombic groups can be further classified accord-

ing to their longitudinal transverse effect as summarized in Fig. I. These effects can be

obtained only in single crystals of each type, as it is very difficult to recognize these

differences in polycrystalline materials. Major work has been carried out in three tungsten

bronze hosts (Fig. 2) which exemplify the three types electro-optic response available in

this family.

SBN Solid Solution Crystals - The Srl_xBaxNb2o 6 , 0.25 ! . :< 0.75, solid solution

exists on the SrNb20 6 -BaNb 20 6 binary system and it exhibits strong transverse ferroelec-

tric and optical properties. This system was originally studied at Bell Laboratories where

the conclusion was that the x = 0.50 (SBN:50) composition was congruently melting. How-

ever, later work by Megumi et al indicated that Sr0 .6 Ba0 .4 Nb 20 6 (SBN:60) was congruently

melting, and they succeeded in growing optical quality crystals. Our crystal growth work on

SBN:75, SBN:60 and SBN:50 confirms Megumi's results, and we have been successful in

growing all of these compositions in optical quality. Currently, SBN:60 crystals are being

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ADDITION OFk Ii AND Na'BSKNN TYPE (4mm) ADDITION OF k AND Na SBN TYPE (4mm)

LARGE LONGITUDINAL EFFECTS - LARGE TRANSVERSE EFFECTS

5 1 , d1 5 , Il '33. 3 d3 3

0 * SQUARE OR OCTOHEDRON SHAPE CRYSTALS - CYLINDRICAL SHAPE (24 FACETS)- Tc>150C " Tc<1 501C

* MODERATE POLARIZATION (P3•

MODERATE POLARIZATION (P3)

1) 22CB03

0O

EE

SCNN TYPE (mm2) PbNb2 06-TYPE (rnm2)

- LARGE LONGITUDINAL AND TRANSVERSE EFFECTS * LARGE LONGITUDINAL EFFECISE r1 5 dlSandr 3 3 . d3 3 1 d 1 5 Lll

. CYLINDRICAL CRYSTALS Irm2) AND Imrn2) * T -3501CTc -200 300C SYMMETRY OF END MEMBER LARGE POLARIZATION (P 2 )

• LARGE POLARIZATION (P3 ) MIXING * rm2 IPb 2 kNb 5O 1 5 EXCEPTION)

OROF Mm2 + 4mm

MORPHOTROPIC PHASE BOUNDARY MATERIALS

" EXCEPTIONALLY LARGE EFFECTSR 3 3 - d 3 3 - 33, P2 (mm2 FORM)

r51 d 1 5 l11 P3 (4mm FORM)

" T c 150 TO 4001C

• EXCEPTIONALLY LARGE POLARIZATION (P 3 OR P2 )

Fig. I Classification of tungsten bronze family crystals.SC44764

LARGE TRANSVERSE EFFECTS: SBN:60 LARGE LONGITUDINAL EFFECTS: BSKNN-2

r33 = 400 1440x 10 1 2

ry!V - r51 = 500x 10 12m/V

f 33 = 800 -3000 0 ( 1 1 = 700Tc = 56 TO 210 0 C e Tc = 170 TO 210 0 C

S3 cm IN DIAMETER * 1.5 cm IN DIAMETER* 24 WELL DEFINED FACETS * 8-WELL DEFINED FACETS• OPTICAL QUALITY e OPTICAL QUALITY

LARGE TRANSVERSE AND LONGITUDINAL EFFECTS: SCNN" r3 3 = 1300x 10- 1 2 mV r5 = 1100x 10 - 1 2 m/V

" f33 = 1700 (11 = 1700

" Tc = 270 0C" 1.5 cm IN DIAMETER" REASONABLE CRYSTAL QUALITY

Fig. 2 Photorefractive tungsten bronze single crystals.

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grown over I" in diameter with ot without dopants. These crystals have found use in appli-

cations such as electro-optic, pyroelectric and millimeter wave devices.

BSKNN Solid Solution Crystals - This solid solution is based on the Sr2 NaNb5O1l

- Ba2 KNb50I 5 system, and both the tetragonal (4mm) and orthorhombic (mm2) forms have

been identified. The BSKNN compositions which are K+-rich (e.g., BSKNN-l and BSKNN-2)

which are K+-rich, are tetragonal at room temperature and have longitudinal ferroelectric

and optical properties similar to perovskite BaTiO 3 . The BSKNN compositions that are

Na+-rich (e.g., BSKNN-3, BSKNN-5) appear to be weakly orthorhombic at room tempera-

ture. As shown in Fig. 3, a morphotropic phise boundary region seems to exist between

BSKNN-2 and BSKNN-3, with transverse effects being larger in BSKNN-3. In general, the

growth of these crystals is more difficult than to the growth of SBN; however, we have been

successful in growing over I cm diameter BSKNN-2 and BSKNN-3 crystals.

1 -1 SC442!su1 I [ I I S 42

200 Z z zZ

175- 182°C

).-'-° LN € 178 C

~~ORTHO.TETnA OTOTERATRA:TETRA

T (OSKNN-3 T (BSKNN-2)

150-

125 1 I2 I

Sr2NaNb5015 12.40 12.42 12.44 12.46 12,48 12.50 Ba2NaNbsO15

---- *LATTICE CONSTANT (z, --

Fig. 3 The Sr2NaNb50I5-Ba2KNbs315 system (BSKNN).

5

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SCNN Solid Solution CrystaLs - Sr 2 NaNb 5 O 15 is orthorhombic at room tempera-

ture, and the addition of Ca 2 + in the form Sr2 _xCaxNaNb 5O[ 5 retains the mm2 symmetry.

The maximum solid solubility of Ca 2 + in SCNN is 33 mole%, since Ca 2 + occupies only the

12-fold coordinated site in the bronze structure. The addition of Ba 2 + in SCNN has also

been studied, and it stabilizes the growth conditions so that crystals as large as 1.5 cm

diameter can be grown. The key feature of SCNN and BSCNN crystals is that both trans-

verse and longitudinal dielectric and optical properties are large and nearly equal, with

Sr1 .9Ca 0 1NaNb 5Ol 5 showing electro-optic coefficients r3 3 = 1350 r n0- 12 m/V and ri =

1180 - 10-12 rn/V. Besides general photorefractive applications, these crystals could have

an important impact on three dimensioral displays.

3.2 Photorefractive Properties of Tungsten Bronze Crystals

To use tungsten bronze crystals for photorefractive applications, specifically for

image processing, laser hardening, optical computing and phase conjugation, the change in

the refractive iniex, n, should be large and should occur rapidly. This change is given by

An = - 1/2n3 rij Ei

where r is electro-optic coefficient and E is the space-charge field. Since the electro-optic

coefficient is relatively constant for a given crystal composition, An can be enhanced by

increasing the optically generated space-charge field. Currently, this is an active

area of research in large response electro-optic materials such as BaTiO 3, KNbO3 and

LiNbO3. Undoped crystals, including bronzes, BaTiO 3 and others, have sufficiently high

sensitivity, but only moderate response speeds of typically 100 ms or higher. If these

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crystals are to be of effective use, their response times must be reduced to the order of

I ms or better, and coupling to 20 cm -I1 or higher.

It is now established that doping crystals with an impurity that is readily photo-

ionized by incident radiation greatly enhances the susceptibility of crystals to index

changes. A variety of different dopants have been tried in SBN, BSKNN and SCNN single

crystals, as summarized in Table 1. Ce 3 + doping of SBN was originally reported by Megumi

et al. The addition of Ce 3 + develops a distinct but wide absorption band around 0.5 1m,

which differs markedly from the band-gap absorption edge. The cerium ion is photoionized

by means of the rtaction:

Ce3+ + hv --- Ce4+ + e- (conduction)

Our ongoing research on Ce 3 +-doped SBN and BSKNN crystals suggests that both Ce 3 + and

Ce 4 + valence states are present, but this has not yet been conclusively proved. We also

suspect that since Nb5 + reduces to Nb 4 + at elevated temperatures, trapping levels due to

Nb 4 + may exist in the present crystals. Doping with Ce 3 in the 15- or 12-fold coordinated

Ba 2+ or Sr 2 + sites of SBN and BSKNN produces pink-colored crystals with spectral response

in the visible region. For a 0.1 wt% addition of Ce 3 + , the coupling coefficient is raised to

45 cm - 1 in SBN wafers and around 20 cm - 1 in crystal cubes. This difference in coupling is

not presently understood. The speed of response is also significantly faster, being estimated

to be 10 - 40 ms depending upon laser intensity. These crystals have proven to be effective

in phase conjugate mirror work, and several device concepts are emerging; e.g., bird wing,

frog leg, and bridge double-phase conjugators.

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Table I

Preliminary Photorefractive Result on Different Dopants

Cr 3 + -DOPED Fe3 + -DOPED

Ce 3 + -DOPED SBN:60 SBN:60 SBN:60

PROPERTY 12-FOLD 9-FOLD 6-FOLD 6-FOLD

CRYSTAL COLOR PINK GREENISH-YELLOW GREENISH-YELLOW YELLOW

QUALITY EXCELLENT EXCELLENT EXCELLENT REASONABLE

ELECTRO-OPTIC 460 460 E50 480COEFFICIENT

x 10- 12 mV

BEAM FANNINGRESPONSE

AT 40 mW/cm 2 2.5s 3.Os 0.7s 2.8s

AT 02 Wcm2 0 6s 1.2s - -

AT 2 Wlcm 2 0.05s O.09s 0 0085 0.07s

COUPLING -19 cm- 1 (CUBE) -56 cm- 1 -6-7 cm- 1

COEFFICIENT -45 - 1 (PLATE)

SPECTRAL 04-0 7 mm 0.4,0.9 mm 0.6-1.0 mM 0.4-0.9 mmRESPONSE

SPPCR EXCELLENT EXCELLENT EXPECTED EXPECTED

'STRIATED AT HIGHER DOPING LEVELS

Table 2 summarizes the self-phase conjugate response time for various photore-

fractive crystals. Because of such attractive features of Ce-doped crystals, extensive

efforts are being made to exploit this dopant for various applications in the visible region.

Another interesting feature of Ce 3 +-doped crystals is that when Ce 3+ is placed in the 9-fold

coordinated site, its spectral response shifts from the visible to the near-IR (0.78 um) with

coupling as high as 6 - 7 cm -I. These results are similar to BaTiO 3 studied under low laser

intensity. Since placing Ce3+ in a lower coordination extends the spectral response to

longer wavelenp' efforts are underway to place Ce 3+ in the 6-fold coordinated Nb5 +

sites. Althou., 3+ is known to occupy the 6-fold site in perovskites and other crystal

structures, the pi- - ent of Ce3 + in the bronze 6-fold coordinated site will require the

blocking of thE i5-, 12- and 9-fold sites.

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Table 2

Self-Pumped Phase Conjugate Response Time for Bronze Crystals

Response Time(seconds)

2 aveleng t

Material @ 0.2 W/cm 2 @ 2 W/cm (nm)

Ce-SBN:75 32.0 8.3 457.9

Ce-SBN:75 7.7 1.6 442.0

Ce-SBN:60 5.8 1.1 442.0

BaTiO 3 25.0 2.5 514.5

Ce-BSKNN-2 27.9 8.S 457.9

Ce-BSKNN-3 18.1 3.S 457.9

Cr-SBN:60* 10.2 - 442.0

Ce-SCNN - --

*Results are inconclusive.

In order to extend the spectral response deeper into the IR region, smaller ions

such as Fe 2 +/Fe3 +, Cr 3 +/Cr4 , Mn 2 +/Mn 3 + and Rh 3 + have been explored in the 6-fold coor-

dinated Nb 5 + sites. These dopants produce yellow to yellowish-brown colored crystals,

whereas Cr 3+-doped crystals are typically greenish-yellow in color. In general, all of these

doped crystals can now be produced in optical quality, although initially the growth of

optical quality Fe-doped crystals was difficult due to the presence of striations. Currently,

the roie of iron alone, as well as with other dopants, is being studied in SBN and BSKNN to

optimize speed and coupling.

Cr3+-doped SBN:60 has been found to have a photorefractive response speed 5-10

times faster than Ce 3+-doped SBN:60. However, the coupling coefficient for Cr 3+-doped

SBN:60 (6 - 7 cm - 1 ) is lower than in Ce 3 +-doped crystals. The effect of Cr 3 + concentration

on the coupling coefficient is being explored since we suspect that higher concentrations

should result in improved coupling.

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Figure 4 summarizes the observed relationships between the crystallographic site

preference of a dopant and the range of spectral response in bronze hosts. It is clear from

these data that longer wavelength response is associated with a lower coordination for the

dopants, with response out to 1.0 lim for 6-fold coordinated Cr 3 + in SBN:60 crystals. This

site dependence provides a flexibility rarely seen in other structural families. One can thus

use the type of dopant and its site preference to optimize photorefractive properties in a

given spectral range for either transverse or longitudinal electro-optic crystals.

SC44286

TYPES OF DOPANTS SITE PREFERENCE SPECTRAL RESPONSE

15-FOLD COORDINATED SITEC

3 : PINK IN COLOR "

12-FOLD COORDINATED SITE 0 TO 0.6

C 3 IC 4 *: PINK IN COLOR \\(

. PHOTOIONIZABLE 9-FOLD COORDINATED SITE 011 T

- DONOR/ACCEPTOR Ce 3 * /4 ": YELLOWISH-GREEN

- SITE PREFERENCE

0 SIZE AND QUALITY 0.5 TO 1.0 um

6-FOLD COORDINATED SITE 7(2 )

Fe2

/Fe3

', Cr3 . ,

Mn2

+/Mn3

+

I1) Ar-Ne LASER YELLOW TO GREENISH-YELLOW (Fe. Cr)

12) DYE-LASER YELLOWISH-BROWN (Mn)(31 NO RESPONSE

Fig. 4 Roie of dopaits for photorefractive applications.

Because Ce 3 + and Cr3+-doped bronze crystals are particularly promising for

phase conjugation, laser hardening and optical processing, the growth of these crystals in

sizes up to 5 cm diameter is in progress. An example is the growth of Cr3+-doped SBN:60

shown in Fig. 5. This crystal boule is approximately 2.5 cm in diameter and 7 cm in

10C9976TA/jbs

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Rockwell International

Science Center

SC5441 .FTRt

SC48843

f~~d ~111111M] lllllu Id 1111 tl~ l lIIh1u111ll Ithu11111U111\1111

1 2 3 4 5 6 7 8 9

01% Rockwell International

Fig. 5 Crystal boule photo.

length. BSKNN-2 crystals are also being explored because their ferroelectric and optical

properties are similar to BaTiO 3 . Because of the structural flexibility in accommodating

dopants and the lack of a second structural phase transition over a range far below room

temperature, this material could replace BaTiO 3 for various optical applications.

3.3 Electro-Optic and Pyroelectric Applications of Tungsten Bronze Materials

Single mode planar and channel waveguides have been produced in SBN:60 crys-

tals by sulfur diffusion in a sealed ampule, followed by oxidation in an open tube. Losses in

channel waveguides were - 15 db/cm for TM polarization and - 27 db/cm for TE polarization

in z-cut substrates. Electro-optic modulation was observed after poling of the substrate.

11C9976TA/jbs

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0 Rockwell InternationalScience Center

SC5441.FTR

The experimentally determined value of the effective electro-optic coefficient was slightly

greater than reported earlier for bulk samples or SbN:60, and about 15 times greater than

for LiNbO3. Based on measurements with the S35 radioisotope, the average atomic sulfur

concentration was estimated to be about 4 - 1017/cm 3 in the region extending from the sur-

face to a depth of 2.5 jm, and a significant background concentration (G 5 x 1016 /cm 3) was

present to depths of 20 pm. Currently, efforts are underway to replace sulfur with other

suitable diffusing ions in these crystals. However, the current results are very promising

and it is expected that with further improvements in crystal quality and diffusing species,

this material will have significant value for various electro-optic device applications. In

parallel, efforts are also underway to use higher electro-optic coefficient crystals such as

SBN:75 and PBN:60, so we can further reduce the voltage requirements for these

applications.

La3+-modified SBN:60 single crystals have also been grown in large size and these

crystals exhibit excellent response for pyroelectric device applications. The addition of

I wt% La 3+ in SBN:60 increases the pyroelectric coefficient by nearly an order of magni-

tude. Currently, these crystals are being tested as room-temperature pyroelectric

detectors. If the performance of these crystals proves to be satisfactory, they may replace

HgCdTe-based detectors.

3.4 Growth of Tungsten Bronze Thin Films

In order to include incongruently melting bronzes exhibiting large electro-optic

and ferroelectric properties, we also introduced the liquid phase epitaxial (LPE) technique

for SBN:50, SKN and PBN:60 compositions with good success. The growth SBN:50 and SKN

thin films has opened up new ways to study these materials for SAW and optical applica-

tions. Based on our current work, SKN films look more promising for optical applications

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9 FRockwell InternatonalScience Center

SC5441 .FTR

since the difference in refractive index between SBN:60 (substrate) and the SKN film is

large. Because these films are grown at lower temperatures, their quality appears to be

much better for optical applications.

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01% Rockwell InternationalScience Center

SC5441 FTR

4.0 PUBLICATIONS AND PRESENTATIONS

4.1 Publications

Over 25 technical papers have been prepared and published in refereed journals

under this program.

4.2 Presentation

Over 20 technical papers were presented as invited or contributed talks in the

USA, England, India, Switzerland, Japan and Australia.

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Rockwell InternationalScience Center

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5.0 CONTRIBUTING LABORATORIES

The success of this program was due in large part to the collaboration of many

institutions in evaluating these crystals and films allowing us to rapidly improve material

characteristics and enhance our overall understanding. The following institutions have

played major roles in this research:

Institute Research Area

Rockwell International Science Center PhotorefractiveElectro-OpticPyroelectric

Naval Research Laboratory Optical Wave-guides andmodulators

Penn State University Ferroelectric and opticalcharacterization

Caltech Photorefractive

Army Research Lab. (CNVEO) PhotorefractiveElectro-Optic

University of Southern California Photorefractive

MIT Spatial Light Modulator(SLM)

Kirtland AFB Photorefractive

Lawrence Livermore National Lab Streak Camera (Electro-optic)

The details of the research performed during the past two years are given in the

remaining sections of this report in the form of individual research papers. These papers

are being submitted to, or have been accepted for publication in, refereed journals,

15C9976TA/jbs

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PROGRESS IN PHOTOREFRACTIVE TUNGSTEN BRONZE CRYSTALS

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274 1. Opt. S Am. H VoI. 3. No. 2 February 1986 R.R. Neurgaonkar and W. K. Cory

Progress in photorefractive tungsten bronze crystalsC

Ratnakar R. Neurgaonkar and Warren K. Cory

.Rockwi-ll Intrernutonul Science Center. P.O. Box 1085. Thousand Oaks, California 913to)

o Received July 23. 1985: accepted October 21, 1985

k.e review the current status of the photorefractive tungsten bronze family crystals in terms of their growthCu r ,nblems and applications. with special emphasis on the current results for the Sr-, BaNb+O5 solid-solution

ystem. Ferroelectric morphotropic phase-boundary materials are discussed as an appropriate goal for futuredevelopment.

INTRODUCTION On the other hand, the tungsten bronze SBN solid-solu-

The term photorefractive effect has been adopted to refer to tion-system crystals, in particular Sr. 6Ba0 4 Nb_0,ptically induced refractive-index changes that occur in (SBN:60. are relatively easier to grow. and crystals as largemany electro-optic materials. This effect has been used a, 2 to 3 cm in diameter are available.!.is Since this compo-re(ently f r optical storage ot information, phase conjuga- sition exhibits only ione paraelectric-ferroelectric phasetion. and nonlinear multiwave mixing applications. These transition and a unique polar axis, the crystals have no 900applications require suitable crystals that possess high pho- twinning or other problems. In this paper we review thetorefractive sensitivity, speed. and diffraction efficiency. state of the art of this crystal along with that of other tung-

Photorefractive effects have been observed in a variety of sten bronze crystals for photorefractive applications.electrt-,ptiL' materials, such as BilSiO,,. BijGeO,,.LIN1O. Li FaO IPbLaiTiZrO,. KH.P0 4. CdS. Bi 4 Ti 01. FERROELECTRIC TUNGSTEN BRONZEKTaNbO . KNbO, BaTiO,. BaNaNbO, . and Sr-, FAMILY CRYSTALSBa,Nb O SBNO .' and may be considered a general prop-erty of electro-optic materials. Depending on the band gap Ferroelectric tungsten bronze oxides have been studied forand the electro-optic coefficient of the given crystal, the their electro-optic and pyroelectric ; properties and haverefractive-index changes may be induced not only by visible been found to be most useful for these applications. Thelight but also by ultraviolet or infrared radiation. The char- bronze compositions can be represented by the general for-acteristics of a number of currently important electro-optic mulas as (A1)4(,42)2CB 0O 3o and (AI 4

tA)4IA2BIO03O. inmaterials are summarized in Fable 1. whichA.4. A C, and B are 15-. 12-. 9-. and 6-fold coordinated

At present. a great deal of attention has been focused on sites in the structure. The tetragonal bronze prototypictwo important candidates, namely, perovskite BaTiOj and structure is shown in Fig. 1 in projection on the (001Dtungsten bronze SBN crystals. BaTiO, exhibits several plane.' s A wide range of solid solutions can be obtainedstructural transitions, and it has a room-temperature tetrag- by the substitution of different .4A,. .4. and B cations,19- 22

,,hal structure with very large electro-optic coefficients, e.g.. and a number of different types of ferroelectric and ferroe-r.1and r,. The origin of these anomalously large constants lastic phases have been identified (more than 100 corn-is (learly the phase change below room temperature to an pounds and numerous solid solutions). The ferroelectric,,rthorhmbic terroelectric phase. The incipient phase phases can be divided into two groups: those with tetrago-change destabilizes the polar vector in the plane perpendicu- nal symmetry (4mm), which are ferroelectric-paraelectric,lar to the fourfold axis of the tetragonal form. giving exceed- and those with orthorhombic symmetry (mm2). which areingly high values of' (11 and thus large electro-optic coeffi- both ferroelectric and ferroelastic.ient,. e.g.. r,t and rj_. Unfortunately. however, the normal Crystals that are noncentrosymmetric. i.e.. that lack aphase thange necessarily carries with it a strong tempera- center of symmetry may exhibit both linear and quadratic

lure de)endence for (11 and the electro-optic coefficients. electro-optic and elasto-optic effects. In all the crystalsEven wor.e. it the crystal is accidentally cooled below room discussed here the linear effects are dominant. Thus a lin-temperature. the phase change leads to a catastrophic de- ear change in optical index of refraction can be induced by-tru(tiitl of the single-domain state essential for device an electric field (electro-optic effect), or by strain (elasto-,tIUdies. A -.econd major disadvantage of BaTiO, crystal is optic effect). or under illumination by a laser (photorefrac-the high paraele(tric prot,,type symmetry (m3m i. which has tive effect). Strain can be produced by an electric or (piezo-three equivalent tourhlld axes and thus gives the possibility electric) field by a stress (elasticity). The matrices of elec-.,1 9,o twil domains. These terroelectric twins are difficult tro-optic coefficients in the reduced matrix form 2 1 r,. aret,- rem,,ve h% pi,ling and limit strictly the transverse field given in Table 2.leel- E, that (an be tlerated. In spite tf these difficulties. In the tungsten bronze family in general. the effects (r42 )-1,1ll lot rt-Lti\ek .,d -quality Ba'I'i() , crystals are avail- and (r, I are large for the orthorhombic rmm2 bronze crys-Ale tr,,m Sanders Ascate, for photoretractive devices tals. hile the transverse Ir , effects are large for tetragonal-tooe-. i 4m ll bronze crystals: but this can change for compositions

22 s+ '' t, 12.tt' |t)_1 ,_4 + to 19t t; ()Op~la ."Ire~\ Ainrerlt"

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Table I. Photorefractive Characteristics of Electro-Optic Materials

PhotoreI raft I\ eE'lect r,, Opti Ct(r\,i!al Sensit i\ ,h'I,- "l"

(r,..tal (oentielN I \S -! ri I ire ((im- n m'ille I- I1' -

S .(;. ,r = :1.2 X J()-:- ( ubhh "9

LiNhO ,1Fe Ls= . x Io-- Trigorial 5 Io Ir C2011" 11,?,v

LiNhOjRh r = : , I>-'- Triwornal 7 X lIo - 2L, 11 50

BaTiO--doped r.,, = 8''" 10 12 Tetragonal 7 X Io- 12o,

iKTNi = 1404 X 10-:- Cuhic l -I

KNb(,:Ni r,- = :?Si0 IX 1 - Orth ,KNhO, Fe r- = :"lSI X III'- Orth- <li 4so

Ba NaN-O-. r, = 57 x 1, Orth, X lo- -20uo 141W

(M or Fe.

SBN:('t r:, = 42'' x III I- Tetragonal 9.5 x il- -8 72

s BN r, = 424x lo, 4 "etragonal 13.2 X 10- -1 !441 75

BRN r, = X7 × 1 : Tetragonal 5 X I(o- 4

56

close t, mrpht1ropic phase boundaries. The S'B4N solid ,.

SOlutiL n crystals exhibit exceptilnally large electro-optic co-

efficients. which are based on three independent nonzero /lmoduli: r, = r_. r = r-,,. and r . The largest electir- .

I, I 1A 2optic eftect is observed for the dc electric field parallel to the ."

single tetrad svmmetr axis x.. which is also the polar axis.and with light propagat in normal to thex . direction. Thephase retardation in this case is given 1h,

Y= 4 , 41, -= 12. 414 ni

where i the path lenth. ,, is the free-space wavelength. -and n_ and n . are the principal indices it refraction normalt, the direction ,t propagation x,. In this case

n r7 n t r, E 2 ?i = ri1 - n, 'r,, 2,.

where n and ni, are the ordinary and extraordinary- optical

indicpe. respecll! el.Fh r light parallel to . , and an electric field parallel to x j or A 1

A 2 c

an axis. V is written as ah ve hut fhr ii and n-. which are .-,I r,et !( Itl liret-, ietraL,i,, l i!uiw4 eii hwio ze paral-

21r r?14Ii = 11 . I!I = 0l - vi (34

2,-n -t Table2. Electro-Optic Matrices r,, for the (mm2) and

Crvstals that have been investigated in the SBN series are (4mm) Bronze Crystals

those for which .x = 0.27,. 0.40. 0,50, and 0.750 ' 2 The hall- Orhrhomhi n,,' 2 letragonal I4'-in

wave field-distance products IE • L11 2 at 632.8 nm for theelectric field along x,. with light normal to x, and polarized 0 0 , 4 44

at 45 with respect to principal axes,. are shown in Table 1. ) 0 r: 4 r

In SBN hor a one-to-one aspect ratio of electric-field path to r . r0

optical path length, the half-wave field-distance product FE - r4_ 0 r.,

L is 48 V at 15 MH7.1' B\ way of comparison, this is (4 ( 4, 4

equivalent to the quadratic effect in KTai-,Nb, 0, (KTN(at dc hias fields of 2000 V. The 48 V required is also 60 timessmaller than 2800 V obtained previously for LiTaO:L and Table 3. Half-Wave Field-Distance Products for SBNIiNhO -" Because of such excellent electro-optic proper-tie, for the SBN solid solution, considerable research has [E-L] ,been performed oin this composition family, as well as on = 0.75 X = 0.444 I I . ,

other hronze composition crystals. Table 4 lists a number (If d 37 V 1 50 V d 2544 V dorlhorhombi and letragonal tungsten bronze crystals de- I NIH7 SO V pp 300 V Pp 67 6 pp 1:4444 V p

\ eloped at % arious research laboratories and their important 1Is MH7 4,k V pp 20o V pp .580 V p 12:04; \ ppferroelectr and electro-optic properties. Some of thtuniqul adxantages of bronze crystals are a' fllIo,,,- pp peak ,,peak

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P D 276 J. Opt Soc. Anm. B V,&3. No. 2 Februar 19S(; R. R. Neurgaunkar and W. K. ('rv

0 Table 4. List of Important Tungsten Bronze Crystals,rADielectric Piezoelectric Electro-Optic

T, Coefficient C'oefficient Coefficient Unit Cell CrvstalI"Cmosition 1(1, o dj X 10-'2 rN aA 6, Shape'

Tetragonal crystals-SBN:75 -,6 :3400 - - 14(00 12.440 -- :3924 CSI3N6 75 80 470 1304 40 420 12.467 - 3.937 C

Q SBN:54 128 450 3100 100 60 180 12.4 75 - :3,952 C(0 SKN 15740 1 OW 8OO 90 30 270 12.470 - [3.939 CAm BSKNN 2047 200 350 715 84 :380 12.560 - 31.973 S

K L i N b ,0, 40.7 115 30(6 571 68 80 12.580 4.015 5PBHN:so 35ot :310 5 60 100 300 100O 12.576 - 3.9718

BVla,.TiNt).,,d 245 209 19:3 - - 420 12.589 - 4.020 S1: Ort horhomnbit crvstal,

W 1'hKNh5O1. 40 129 1.5150 62 47(1 r4 100 117SO. 17.961 7.784 CBa NaNhbo 1 , -16o 57 2412 [1 42 r,, = 92 11. 590) 17.61:1 9s CS r -NaNb0,-, 270' 15(1 - r4 = 400 17.45)) 17.49:1 7.764 CK.BiWhO, 4)46 3004 400W - 17.851 1_.852 7_80)4 CKLi Nb_ -ra, :o, 15o :175 3040 - - C

Kvfs, 26.139 selected relereihe-p- (. cN lid rical. S. square

XII teiragonal crN~taks have teen grown at 14 ,ckovllTltm- bigger unitcellI ham. , arge

(I4 Thi.s familY of crystals possesses extraordinarilY GROW TH OF TUNGSTEN BRONZE CRYSTALSlarge transverse and longitudinal electro-optic coefficients.especiallv- near a norphttropic phatse boundary I NIPBl. The growth if orthutrhombic inrn2t and tetragonal (4mm I

24 Trade-toff between sens.itivity and speed can be in- btronze crvstals, has been the subject of' great interest forvestigated for photoretractive studies because of the struc- manv vears, and considerable progress has been made to-lural flexibility. In the tungsten bronze structure. several ward developing c-rystals of suitable size and quality'N.. Thecrvstallographic sites are partially empty. which allows the most important orthorhombic crystals are based on Pb-'.composition to be tailored. e.g.. Ph2KNb-,-,. l'I)b-'O,. PbNaNb-,01 ;: they are all at-

4:;)14 Seeral ferroelectric MPB- compositions have been t ractive candidates fir surface acoustic waves 4 SAW's 4. elec-identified for this family. tro-optic. and piezoelectric transducer applications. These

414 The lower prototype symimetry- gives a large family of crystals are ext remeh.- difficult to grow because of several-1quadratici constants 4quadratic and electro-ttptici and the problems associated wkith their growtb. such as the volatil-pos..ibility ot anisittruipic conduction. The nttn7erm values ization of Pb- at the growth temperature and the cracking

are~', L:1.4. . and g_,5 as compared togl,gi,. and g44 in if crystals when c\ .clyving thrtugh the paraelectric-ferroelec-;termvkites. Inc phase-transition temperature. The other orthorhombic

t;In tetetragonal bronzes, nc the prototy-vpe sm brnecry'%stals, such as Ba NaNb-,j- n iN-0 , rmetr\. is 4nir. onl. oine unique fourfold axis exists. and 900 available in small sizes: however, their photorefractive prop-twins are absent: hence crystals are not likely tocrack during erties are similar to those tfLiNhOt- hence these com-poling, a, reported for BaTiO, positions are not w~idely studied.

SONd 60 CRYSTAL. GROWTH VWTHCEJI S111 60 CRYSTAL. GROWTH WITH ADC SON 60 CRYSTAL GROWTH VtTY ADCADC SYSTEM SYSTEM IINSTASLE CORFMTIONS) SYSTEM AFTER ESTABLISH

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I R V k If1' IiT d V' Vt i--rt i.,ri j'' I 'lv I- 1n 7i 2

A in n Ie I sr ik iig I itd I I o, i I ion I ealo re 'iif these I v r-agoti I Fbron/te cr\-.tals ii' that the% all sh''\t natutral Waet,: 'I'l-

smtalIler u ni ell bro nzes, eg.. SHN:tin. SH\1N:'(. and

i ~ rh~l) 0,,. are clindrical in shape atid exhibit24wl- ~defined lacets." whereas the bigger unit cell bronzes. eg

BSKNN. ItHN:60t. and BTN. are square in shape and exhibit CIoUr well-delined (acets,. Figure 3~ shows t he ideal ized i rms 9fo~r t hese cirystals. ii o h tid n

utilizatiott of this family of -rystnils. since the task ofi -rystalo florientation is otherwise tedious and time Conlstinltig

0, The ferroelectric and piezoelectric properties for these010' bronze composition crystals have been investigated, and

thes proertis. eg.14. (]1. d..,. and dl-. are significantldifierent from smaller to bigger unit cell bronzes. For ex-

BIGER Al VCALL BRONZES SMALLER Ufty CELL BRONZES aml.ti n ,,aelarger for smaller ui elbozs

Vj.L: . Idealized tf'rm, ot the tetragonal tungsten bronze crystals whereas (II and di., are larger for bigger unit cell bronzes-Sine te d-,coeffitient is equivalent to r-, (or to r, in the CM

Since the tetragonal bronze composition crystals exhibit tretragonal system), it is expected that the btigger unit cellexcellent transverse ir;c electro-optic and pyroelectric bronzes- should have similar electro-optic photorefractivepropert ies. Neurgaonkar and co-workers' I i4, have exten- properties it) those seen for BaTiO1 and KNb() cry- stals.sivel ' studied the probtlen, associated with these crystals Tlable 5 summarizes the classificatio~n of* results obtained forand have successfull ' established conditions that permit use the tretragonal bronzes: the classificat ion has been made oil(of the (zochraiski technique. The more prominent exam- the basis (of unit cell dimensions. Curie temperature. andpie in this category are, Sr,,-.1a,- ANb -, [SBN:7-5) dielectric and piezoelectric properties. The availability iof

SHNJ-'i. Pb.,,a. Nb_0, iPHBN.61. and BarhNa Nb 01 iB.IKNNI. Although large-sized crystals ha,.e Table 3. Classification of Tetragonal Tungstenbeen dev eloped tor t hese c omposit ions, the problems associ Bronze Family- Crystalsated wP.ith these( tel rag tal hiro117Ccrystals are as tbilbis Tu ngst en Hri nze (''mpi s itiotis 71ungst en Hirwnze Ci injw site 'i

(It The\~ are molticompi nent and siilid -siilut in svs wit iSmaller (nit Cell with Bigger t nit ('0I

tems. hen ve i diffticult to establ i~h true conmrent melting Dimensiotn- Dimensio~n,'

c('mpositi'.ti ii~r optical applicat in Ir-tat habit i istindricat with Cr\ stal habit is square with 421 The poisses, high melting ternperat ures I greater 24 define-d tacet, facet-

that) liisI5 (i. hentce \o'lailization and oxidlw~n-reduictiont kelati~tela 7,%. lit-Ia 2iN,0( - derate-l high 7 .- b~

jirtlems Ni' - .- Nil" i are c'mtni'ti21N

i-2 Ex hatige amo'ng crvst allographic sites. specificalix fielat is el\ high diele, t ri Nlderatel\ high dieleit nt

4' tOe I.- atid I-told iitordinated ii'fl such a, Ba- and wi-tant ii,.andl, ,I, constant o,, and 1\&,Ia

Sr . ( aiises ses ere str iatio n probhlem- he h'sps High ltd'elct i i tiienti High piti- olect n it '-efi it-i

14 Uj~.,ta o(u i c%,al %enth ,pa- d but i, d, a .n a, hut 1'% ad_ at r-n,

hr tub the paraelect ri terroelectric phase transition ten) iter tIi i-rat iiri 1eni~tdIe U re

pt-rat ore l*or tet ragional crystals this is a less severe pritl Hihe r ion ittiticit MI dr-- hig ad Pleo tnil

Ie-n thbait ir t be ''rth''rhimbic firm-. hit it is still itt c-tn ciefft cen ierti. t.L . In t'HN:tii. SK N N. and Kl. N. Largo.. excellent qualit\ cr5 tal- Mitderateix large cr\ stalk

asailali , :-cinidiame'feri asailatit- 41 F: i,Anii'ng these crvstal'. SBN:(;Iland SH~swiare much east diameter)

er to, grilss than other tetragt'nal bronzes,; crystals as large as2 to A cni in diameter oi optical quality% are being grown, as e V SHN SK\N

'bhoy, it in Fig. 2 for SBN:fiti (SBN:61I is the oinly congruent . KN N 1 t N, Pj 1. ta,Nh_ 0, KL .INI, it,

melting cimpttsitiioni in the SrNb 0, - aNhb2O system.-The recent des elopment oii optical-qualit\ material is. a ma APPLICATIONS

t'r step tir this famil\ fit cry-stal- In our woirk we have- - - .-- -

ftoundl that the qualit (it these cr'sstal, depends on the billov-irig factotr, 5PVFl *f~tCtC

III Impurities in starting materials. Ca-'. Fe". NMg-'____________

I 2, Hi tait in and pulling rates: faster pulling rates were ...... ' t -'OS

needed to cttntrol temperature instabilitY because of poor .0OD-10.1i :NG t-St. G-0 IoCA, LSA.( .. Is...asSO*

Ihermal (otnduc(ti\ it,. -"o~s. .. O"oA''Ci(o~ 'ing: rate \ ariatin perc-ent of Sr-' and B-a-SO.G

ditrihult i' ii changes on 1. and 12-1fold coo rdinated sites for - i1sms's 1. 0'a o .

diffterent etatling rates I:I.p, uh Itr~tl-tttti-tu r,-tcti

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I i (pt .,m Ami B,I Al . No. 21 Februar' t1."o R, Rt Neurga,,nkar and WK (.,rN

1 such improved-quoaIity. bronze crystals has opened u p a vari- larit ,ries armund the world are concentrating oin findingW eON of new% device concepts that includes elect ro-optic. pho- nuitable electrically active di pants 1(,r those materials hav-S toretractive. pyroelectrrc. SAW millimeter-wave, and trans- igl large elect ro-opt ic coelficientts.

dcr applications. Figure 4 shows a number of device con- Noi single material combines all the desired features;CL cept en epoe a Rockwell International using both hen-e alarge number of ferroelectric cytlcmoiin

- bronze crstalsand their ceramics. In each case. significant have been grown and characterized to determine a possibleU progress has been made.i~i trade-off between sensitivitv and speed. The nonferroelec-

tric Bi,_SiO2, crystal has the desired response time i-l

O PHTORERACTVE POPERIESisect. hut its photorefractive sensitivity is moderate be-P140OREFACTVE POPERIEScause r,, is low. On the other hand, all ferroelectric crystals

To ro~dean pprprateconex fo th dscusio o summarized in Table I have exceedingly high sensitivity but~ lopro id anapprprite ontxt or te dscusio 01 moderate response times. If these ferroelectric crystals are

S material development, the projected applications of photo- to0 be used for device applications, their response t ime must*~ rtrativ maerils ad te pysial asisof he ptial e reduced to the order of' I msec or better. This is a key

ects that make these applications possible should he con- issue in terroelectric crystal development, and efforts areidered in some detail. These app licat ions include rcal -Itime uidrwytineigethspolm

S holographiv. optical data storage. and phase -conj ugat e wave- une at.oivsiaeti rbe.Figure 5 shw thetrin geeraion Reenty, ncresin atenton as een generic topics that need to be addressed to determine thet!"Al Llleatill.Recnfl, icresin atenton as een trade-off between sensitivitv and speed in a ferroelectric

111used on using tohlerent signal beam amplification in two- crystal, for instance in SBN:U6tI Since the electro-optic co-aae iin.These newk applications include image ampli- efficient ir,,1 will be unaffected for given impurities. thetiwn %irtoalaa- nonreciprical -I mnmss . -ace charge can be controlled liv adding specific impurity

laser-r hiasing and optical computing.' ' All thc-e levels. It is now% well established that doping crystals withapplnatonsshare a niced for local changes in refractive impurities that are readily photoi(nized liv the inciden~t ra-

Sidex prodUCed b\ illumination. The issues conniected with (hat iou greatly increases the susceptihilit- of crystals to in-phrrtaieeet include the sensitivity ofl the gis en dex chances. Recently Nlegunii it W/. report .ed that the

material II illumiriatlii and the speed which the index canl adItiio Ce produces a brad absorption in SBN:6f) crvs-ii- made to change. lIn sponitaneously, polarized ferroelectrnc Ui.ahc nrae h eriii\csdrh~-tndopedcrvsial,, light -Induced tree carriers excited inl all illuminated isrisprninteiileagewthtsfd-

ret or the crystal are displaced along the polar axis to be 1-IN:0 a ta~aeti h iibe-rne ihisfnretrppe. Th rttiltn,_ piW Chrge eneatesartelecr rieiitil abso-rption edce at abtU 0.7 1,ml. The addition oif

!itd rape. h rlti-~se chaitrerlgte-nee cageectri ti develt.ps at distioct but wide absorption VAnd around 0.50)

0irltw tt- inear es e to ati retract. e-nchne m i. %%hitch dil ters markedly trom the electronic absorptionthrichib- lnea i-lrcrr' rieettct c,. Lt Tit- Cte iIn phit(ilnize, 1w means, ot the reaction

Itte- + hi . Ce" -- conductioni.

[lii- Iiiice-u harce t eld A gentdb h cac Froni this %%ork - both the ( e and the CO-~ valence states

p~ie tarid ri-trappimoci gieilopl -\ atllear Ito Ie present. -i ice the sensitivity improves fromtI~(-ii-t i gi -iinlv \-]il- to, p, (,ii- -J Tbis iriiprov\ement is 2 orders ot magni-

= ;m -I'd-,: t~ ble h igher I.haii to Fe -. I. and Rh --doped Li NbO '

ii oRecentl I\ eurtzaorikar cl aL' successfully demonstratedhi- ph a ria iii s lie d relc trIC co nstant , and the i be grt b t Ce- arid Fe-doped SBN:6tt single crystals as

t trn-n lertsit\ -1 is at tiirtir It hth x aiid t. lI izereral. 1),trt jo a ettort to -tudy- in detail the role of these bons in- i iot (ornmipe\ and us it tuntu m tnIt the light intenisity mrtrc y device applications. As shown in Fig. 6.

I' i ippriixiniatel. I - 2-cim-diameter Cc- and Fe-doped SBN:60

l cry* stals, have been growni along the tool I direction by using-It Ei : + A .+ h i )+ 4) rlkthe (zochralski technique. The doping of SBN:61i with Fe.

dl do il arid \% it h Fe aiid e riiget her. has nilt been done previously:+ p' d: e - ,di 6 arid Fe is expet teh to produce interesting results, as it has

I[it Ii rl terni in FEq W, is the loeal ciriductiir ti a field.

%it hii Ii thle kmini It spate-i-barge and poissible exteriial com- -. 0 OO**C TRIC

p wr-i lhe reuirid termn is the %ilume phitiviltaic et-f-0$

ti-t i. the thbird terrri is due to tree--arrier difflision driven livbet -irt-ertratrrm gradient dir di i. the foiurth arid fifth . oEC'RO.c OTCcoE-Ci-

SIT! PRFiiiAiCiIetriu ire t rariuent phenoimena that are due toi pvroelectric .IE- IL ITOI ,, . RAi~CE ST.,

ind e-\,i ed -tie jwlirizatwin. rcspeutivclv. In view% it the STRUCRAL i' U.1111 APl$I..1

tt~l-~ti he pheni'mena rontriluui ti -t . it isdiffi- IRFC, iiI,prire i h , \,lites iii ic i-(rxstal. Since the electrui-

. III i4,. it cunt i it a, it.eIt ir\ ItAl is more or less iiidepen-4 ~~Ii lit .f ruin r t-itiO t he hi' mpro ernent itt phiituire- sis ' D 10 2

1 i , i\ 1 1 i1\ I Iit \i i i .1( ' 1itd "a 111 1' it " I a Vi i cniltipll ii i

h t- t i ov .rI-t-i the- tiagrtuti e arnd spe~ed it the rimilduipr t Fr. - ,i. r- dt-t-mriririui the tlh-ttrera-tixe senris it and

;i. i-- tri, i-It A Fr I i'r- it researchers irrt -t,% -ral - d III Iiirr--i,-t r t-tas

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H, H Neurgaiik,,r and K ..r, o 3.N- 2 Februar\ 1986, J Opt So( Am B3 279

have similar ionic size and site preferences to those of Fe'. itwould be interesting to check their influence on striations inSBN:6ti crystal.

The development of striation-free Ce-doped SBN:6J crys- Utals makes possible the evaluation of photorefractive prop-ertie's. specifically sensitivity and speed. Typical 6 mrm X 6mrm X 6mTrm sized cubes have been supplied for the examina-tion, and two- and four-wave mixing techniques are being Cused. These measurements are being made at California '

Institute of Technology. Rockwell International, and other- I -laboratories, and these measurements will be reinvestigated

as better-quality crystals become available. Table 6 sum- Pmarizes the proposed goals set and results obtained to date 0

- for this material. In agreement with the results reported byMlegumi et al.,,' the present crystals also show the typical Ce ~broad absorption band around 0.50 um. and this band -

Fit Fdit.,i- 7:,i.1. d~\ '~:nL-i\~tI~ r.~ aogd mained unchanged from one sample to another. Both the CM'dirt,:photorefractive sensitivity and speed were estimated for

these crystals (Table 6j, and the results are promising.Table 6. Goals for Photorefractivt' Studies and A useful evaluation method for photorefractive sensitivity

Current Status of electro-optic crystal is measured by the sensitivity .1 a'sI i-ired I'npertit - ti(~er~ed I'roI)Crtit-- given by G;lass et al." The sensitivity is defined as the index

ke.;.t-l.tm u- no'-, He-p,.n-t- t im,- achie\ ed ! o change per absorbed energy density,. i.e..

Lar~ct-oii~: 'W!ttI( 1(-:!! - viph coutfik en achi,-~ed For a 0. 1 \At." Ce-dloped cr *ystal, this sensitivityv was mea--t 11 111Ured to be 6..5 X 10it'- -J. This value is in close agree-

L, -o '.t.. u), t piiarc,- 1iid2 ,-t iii dianteter ment with value reported by- Megumi et al" and exceeds(0- .ti -triatiintnf-e- SFIN 1F that of Fe-doped LiNbO I Ref. 411 and IM'

4- and Fe -

arid (e -dop1 eid -;B\i, doped BaNaNb-Ol-, (Ref. 5i by More than 2 orders of mra-r\ siulkart- adi ai- niltude. For this addition, the' response time also changed

I.., ct et~ r.~' . a totsr, 'P ( ,ioe it n', becoming faster 18(1-100( mrsectI coimpared with that of thed-iit dtF--ai undop ed crystal I 1(10 msecl. This is considered a signifi-

Cant improvement in ferroelectric cry*\stals, and althoughdetails regarding the mechanism are not yet known, both the

li h-er ,-d t, (JI iI ,ther terr.i-It-ct ri, rvt,. - response time and sensitivity can be improved with a suit-LA and IKNh(i able dopant. The Fe-doped crystal also showed similar im-c'-doped SBN.0 (rv-t a i ii'\ m ininiumn or no strnia provement: however, the estimation oif precise values was

t-. and I r -tal- arc, of i qt ial JUaI it \ Aherea- Fe-duped difficult because of the cry- stal qualit\ . Efforts are under(-r\ -tal are highly striated under all :rowth conditions, and Aa\ to reinvestigate the striation problems. associated withthe striation are found dithi-tilt to Llpipre , In the tunis Fe-doped SBN:Oti crystals.'ten bro~nze structure. Cu and CO- are expected to occup\ The improvement in phot -characteristics needshe 12- and 9-told ct - rdinated sites, while Fie- and Fe* i onl, to be related to the possible ro.. s Int -iet' impurities. In the

are- expected ito (,((III)\ 6 ftold coordinated sites OUr result, ideal picture, one needs both a donor of electrons, and ansgetthat the exi~tence of striations in SRN:ti0 cry-stals acceptor to enhance the space -charge field L. Thesermight

depend- stnongix (n the type- of dlopant arid its, location in be Ce and Ce 4*, Fe2+ and Fe'+. Ce-t and Feu A' or combina-t he -t rit tiure Situe Mnt- Mn - C o .- Ti * -I''. ,t(, titons oif these wit h NW''+ and v arious vacancies in t he SBN:60

Table 7. Valence States of Dopants in SBN:60;

Cr%,tdllgruiphui St- StableIi'I0Donor Acceptor States'

I I~e- , -Ce' Ce'' ('

C4I - i Nh Ce-S Nh'' Ce'' Ce". Nb'*ii Ce- Cat Ion '\a, Ce-

h, *~ h. Fe Fe * IFe- FeV(N F NW- NI* Fe 'FE- Nht-

1 F -Cat tWtu \ M Fe -Fe'

1 IF -Ic FP Ce-'.Fe -

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I ND S I V Opt .~ Ain. B Vol. 3. No. 2 Fe brua r% 1914;I

er~i, kran \ (',r

*~structure. The current results clearly indicate that the ad- 106 * ET*O*OGTHGOMGINC -2 TRAO l

cl ition of Ce and Fe dlopant enhances the photorefractive 033

Q properties: however, the presence of the various chargeC) statesof Ce'Ce5 (Fe 2+ "Fe')l has not yet been established. '

11 Because Ce'~ (or Fe'+) is stable at the growth temperature.I

1; there exist several possibilities for the species that form IQ charge traps, as shown in Table 7. WISRGO

In the present case. he tendency of Nb35' to reduce to r

o Nbh" provides the possibility of donor states. Since the20S preferred state of Ce at the growth temperature is Ce' 5 . a 620

S donor, some questions concerning the identity of the accep- I0tor in Ce-doped crystals remain. The observed tendency ofI

NW to reuc th grwt teprtr aInorghNh t edcete rwt tmertuema ncurg te0 10 20 30 .0 50 se 70 so

L formation of vacancies, which would act as either donors or Pbf2o 6 MME % a."N26

.a acceptors. Currently we are using optical and Mobssbauer Fig 8. Piezoelectric Id, and d-,I coetficient, as a tiinction of

thes crstas. nccthis is accomplished, both sensitivity

The mproemen inphotorefractive properties obtained pears as a nearly verticaliesprtntw rolcrcby dpn B:0crystals presents a unique opportunity to phases. i.e., the b oundary occurs at a nearly constant ctompo-st udy new device concepts. At the same time. these studies sitlon over a wide temperature range tip to the Curie tem-

pro id th baisfor understanding the photorefractive perat ore. Poled crystals near such boundaries show uniquemcaimresponsible for these improvements and guide and enhanced electro-optic properties because of the prox-

the search for new classes of elect ro-opt ic materials. imity- in tree energy of an alternate ferroelectric structure.A detailed description of \IPB behavior has been providedby Jlaffe ct I

FUUETUNGSTEN BRONZE FAMILY For the lPbjBaNb -. , system the coexisting phases atMATERIALS the MIPH are tetragonal and'orthorhombic. In the tetrago-

Another approach to the development of improved photore- nal 14mmn) symmetry for ferroelectric bronzes, the electro-tractive materials is the use of morphotropic phase boundary optic coefficients r. of single dlomains are given from the

M.\PB) composition crystals. i.e.. investigating photorefrac- phenomenological model of Cro-, al.'- in terms oftheg_tive sensitivity and speed in materials having a large electro- qoadratic coefficients of' 1hi prTotYpe by relations of theoptic effect. The electro-optic properties close to the MIPH torinregions are at least 5 to 10 times better than the current best r; =materials, such as SBN:60 anid BaTiO,. and offer a uniqueo pport unit.,. to develop superior photorefractive materials. r = PFigure 7 shows a t'y pical ferroelectric tungsten bronze

arjaNb0;se .largely h the MlPB region is located te' ~ ~ /f. 8at - = .37. Inthisregonthe clectro-optic. dielectric. wee sh ,plrzio~np~olcrc n izeeti rprisare exceptionally ws he dielte ctotinot icet.)-plrzain nlage ndthvar lrel tmertueindependent. T he last relation is of special interest in that fora composi-

Several ofthe most useful tungsten bronze and perovskitc tion close to the %IPB. but a long way from the ferroelectric~v-etn sh~ M~s earwhih he olaizaionis arg. Curie temperature. both 1', and o 1can bie very large and can

gioglreelectro-optic. dielectric, and other properties. be largely independent of temperattire.Fig.7. n abinry hasediarama MH a- lor orthorhomic composition, close to the MIPH. the

equialet rlations are as follows" 1:

T I II I

400.-

-r-

0 r4!WIGS~fPIUO4ZI TU##GSTSfuS501

OST WOROMSIC TITIRAGONAL r_ r, 9200 1 MM

IM

*N% it is 1'. anid t Ihatl will he large. so t hat t he anomalously*..k,~ ~jlarize aind nearly temnperat tire- inv ariant vailues oIt r~zand r,4~

0 I J I ______ ,ire t4 lie expected. A detailed descript ion of the pheniime-0 10 20 30 40 So so 7C GO nological model has lb-cn giv en b.% Cros -1 i 1.

PhSl,25 Mot % 8. 11.41201 lIi the IPI) - Ha'Nb t), sstem ('ros 1 al """ have already

l'_7 hase didgramn 1,r the P6 , jNtj, ()" "'fod d.tt~i . enatistrated that it is poss5 ible t, ,ro%% small cr\stals at~,ni ... ittp'iins ( lo~e to the 11HN iii li'rindar\ pias Fori

Page 29: FAMILY CRYSTALS · 2011. 5. 15. · Research Projects Agency or the U.S. Government." ... I Preliminary Photorefractive Result on Different Dopants ... such as in Sr2 _xCaxNaNb5Ol

IA. H Netirgawnkar and \\ K. Cor Vol :1. N-. 2 .FebruarN 1986, .1. Opt. Soc. Am. B 281

compolsitioi is on both sides oft he boundary, as expected. the 10, A. Ashkin. B. Tell, and J. NI. Dziedzic. IEEE J. Quantum Elec-quadratic coefficients are largely temperature indepen- tron QE-3 400 (19671.

dent as expected. and their quadrat ic coefficients are bigger I .Nakamura. V. Fridkin. R. Magomadov. Mi. Takashige. and K.Verkhosskasa.J. Phys. Soc. Jpn. 48. 1588 (198011.

than those for SBN. With increasing lead content. they 12 F. Micheron. A. Hermosin. G. B. Smith. and J. Nicolas. C. R. -

have also demonstrated that the piezoelectric coefficients Acad. Sci. 8. (197 11.dl,. and d24 (as shown in Fig. 8). which are equivalent to ri 13 H. R. Neurgaonkar. W. K. Cors,. and .1. R. Oliver. Ferroelectrics C

e compsitio S, 3 (1983k.and r4 .. do in tact escalate dramatically as the opsto 14. R R. Neurgaonkar. .J. R. Oliver and L. E. Cross. Ferroelectricsapproaches the MIPB and that the v-alues are larger than ~ ~ t~~,those for BaTiO,. Since the Ph-* -containing crystals; are I - P. V. Lenzo.E..Spencer. and A. A. Bailman.Appi. Phvs. Lett.often difficult to grow. we have indent ified other NIPB sys- 1I. 2:1 (1967 1.tems within the tungsten bronze family. e.g., Ba2Na- 16S T. Liu and R.B.Maciolek. J. Electron. Mater. 4,91 (147$;l A.

Nb-,j--r2N~b,1-_Ba ~b.0I-_'SNab:,,.-. -N1. Glas'. J1. AppI. Phvs. 40, 4699 (1969).NbO;-r 2ab~, BK~,,.S 2 N~~ : I- P. P. Lahhe. N._Fre-v. B. Raveau. and T.C.Monier. Acta Crystal-

anidSr'NaNb',Oi;,--CaNaNb,O,."' The major advantages og. B33, 2201 (1977,.bof the MPH crystals tor photorefractive studies are the I~ P,1 B. -Jamieson. S. C. Abrahams. and .J. L. Bernstein. J2. Chem.

I ol, owing: Ph"s. 48.504i4 119681: 50. 435 2 (19691.19. F. W. Ainger. W. P. BickleY. and G. V. Smit h. Proc. Brit. Ceram

Sc. 18, 221 (19701.flThe separation from the phase boundary is a fun- 2o T. Ikeda. K. Uno. K. Osamada. A. Sagara. ,J. Kato. S. Takano.

ion of compositiotn, not temnperat ures. i.e.. the boundar ' is and H. Sato. .Jpn. ,I. AppI. Ph\ys. 17, 341 (19781.morphotropic. so that the very high values of the constants 21. J1. Ravez and 1'. Hagenimuller. M ater. Res. Bull. 12. 769 11979 l.

persst ~era wie tmpeatur rage.22. J1. Ravez. A. Perrn-Simon. and I'. Hagenmuller. Ann. Chim.persst ver a idetempratre ang. (aris) 268. 2.71 119761.

21 For compositions close to the boundary. r;j and r 4 - 22 .1. F. Nye. Phnitat Propvrtirs ,f (rsrak- (Oxford V.. Press.values larger than those for BaTiO, are possible. Londi, 1960 1

Cl'i Since the prototype symmetry is 4 rnnirm. onl\y one 24. E,.G Spencer. 1'. V. Lenzo. anid A. A. Ballman. Proc. IEEE 52.unique fourfold axis exists and 9010 twins are not possible 2o-,4 (1967.v

henc crckig i no so eve(- prble asrepotedfor 2.-. .. 1. Milek and MI. Neuberger. Handbook (if Elteronic Mfateri-henc crckig i notso evee aprolem s rporedaoll (MFIPlenum. New% York. 19721. Vol. ,.

BaTiO A.I A. Ballman and H. Brow%%n. .1. Crv\st. Grow\th 1.311 (1 W97.P4) Very. large transverse drift hield, could he achieved. 27K. Neguni. N. Nagatsumna. K. Kashmada and V Furuhaia.

Mlater. Sci. 11. 1.5s;341976)

At Rockwell International. %% are devoting considerable ' H R. Maciolek and S. T. Liu. .1. Electron. \later. 2. 191 (197.124V ( larke and F. W. Ainger. Ferroelectnics 7. 1011 11974 1.

eltont to t he development ot MP1FB composition cry' stals in ,o Burns. F. A. (eiss. 1). F. O'Kane. B. A. Scott. and S.the expectation that t he\ can pros ide a real breakthrough nih.t'h.Ss.p.2.t2ItYofor de\ ice appli at ioil Ira-cd onl I he photoretractive effect. I 'I lkuda. lpn. .t AppI.Py..12,16: 1Crt Growth 6.These crystals should als,, be betii al (or other applica- -92 1 87,i11

F \\. Ainger. .1 A. Beswick. and S. G. Porter. Ferroelectrics 3.lins, such as ciectro-opt ic switches and modulators. traits 1 411472-1er-c pv).roelect nic local platie arra\ s. SAW's, and pi/elet Y.rhadH.Iaai .1. Phys hm 4.t8'17:;Ia 1

inct transdlucers. The potenttial lienetit in these applications Appl. Ph\ 5 9, 1."7 (197ill.u-liles the des elopinent of bhest' materials, although the *FI N Yamada. AppI. Phxs. Lett 23,218',11972,i

niaterials mia\ be( quitet diffict Icr t ini appropriate iii t1 Nakanio and 1'. Yamada.J.. Appl. Ph.\s. 46. 2A161 (197$and1 G( \ .Van Ilitert. .1. JI. Robin. and W.A. Bonner. IEEE .1.

ndquiili\. Quantumn Electron QE-4. 6221 t 961ni.H Hiraml. 1'. '1akei. arid S. Koide. Jipm. I1. AppI. Phvs. 8. 972

ACKNOWLEDGMENTS i 14691I hi reearh wok o th tugste br.n~ lamlv rysalA A. Ballman. S. K. Kurtz. and H. BrowAn. .1 (Crvst Growth 10.

and t heir appliRat ion %%as suppo rted h\ the D~efense Ad !H' SugaiandM I ~ada. .lpn_. .AppI. Ph~s llIt. 161,t\inlced Research P'ro ects Ageilc\ itotitact no(. N(Hhl1 4-S2- 1 A. I~hida. 0. Nlikami. S. \Ni.\aza\%a. and MI. Sumni. Appl. PhllsC241; Ili 1hi- regard. autho~r- s% ish to thank Richard ILett 1. 21. 192 t(19721

He\vi, ld and John Nell for their encouragements and tech 41, F.S (hen-...La~lachhia. and0. B Fraser. AppI PhYs. Letti.

mial -upp.)rl. The atlth rs are al- tzratel ul for the discus 13 223(amt H . IkeS ani.Mt.Ap.Ot 4 48 9

-oii- 'it1 t his research \% it hi Bill Hall. h ,,fI er. IL. F. (Cross. I H .Nugna.N.H aihr .C ~n.E 1Staples. andlV )iri\ . an -'t h.4 \i,i K. K. Keester. Mater. Res. Bull 15. 122$., 111

4.i H. H Neurgaunkar. Proc. Sotc. Phto.it. Instrunii Enig. 465.97

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0Phvs. Lett. 30,631 (19771. 6.5. T. R. Shrout. H. Chen. and L.. E. Cross. Ferroelectrics 56. 45,. .Neurgaonkar. Semi-Annual Tech. Rep, No. 4. Contract 9.i

N0014-82-C-2466 66. T. R. Shrout. L. F. Cross. and D). A. Hukin. Ferroelectric.s Lett.S 61P. N. Gunter. Opt. Lett. 7. 10)119821: Phys. Rep. 93,1399 11982). 44,325 119831).

03 Ratnakar R. Neurgaonkar Warren K. CoryRatnakar R. Neurgatinkar is manager of Warren K. Corv is a research specialist inthe Ferroelectric Materials Department the Ferroelectric Materials Departmentat the Rockwell International Science at Rockwell International Science Cen-Center in Thousand Oaks. California. ter. Thousand Oaks. California. Mr.Dr. Neurgaonkar received the B.Sc. Corv received the B.A. degree from theihonors. 196.D. M.Sc. 1196:3i. and Ph.D. ek University o f California at Los Angeles11967) degrees in solid-state chemistrv in language lGerman) in 1965. He hasfrom Poona University. India. At Rock-- been working in the crvstal-growth areawell. Dr. Neurgaunkar has been direct- for more than IS vears.'and he has growning the ferroelectric materials research a variety of different crystals by using

Vand development progrim for various .difterent techniques. Before oiningdevice applicati,,ns. including electro- Rockwell. Mr. Corv worked at Stanfordoptic. pl.ottirefractive. pyroelectric .University and the'University of Mexico

magers. SAW's, millimeter -wave, and piezoelectric transducer ap- in Mexico City. At Rockwell. together with Ratnakar Neurgaon-plications. Dr. Neur, zonkar and Warren K. Corv ha-ve developed kar. be has developed the tungsten bronze Sr, .BaNbOfi crystals tovarious growt' techniques for ferroelectric crystals'films. and re a high state of perfection: sztriation-free and defect-free quality.kentl\ 'he - successfully demonstrated the growth of optical -qual ity He is also involved in perfecting the ADC-equipped Czochralski.l.1 'ed and undloped Sri ,Ba,Nb05O, and BSKNN single crystals technique for other bronze crvstals. such as BSKNN and MPBuci-ig the Czochralski technique. Besides ferroelectric materials. sompositions and perovskite KNhOk compositions. Mr. CorY hasD r Neurgaonkar has also, been interested in) magnetics. lumines- modified current growth equipment ito state-of-art quality and re-cm-Ce, antI laser crystal development woirk. He is a member of' ctttlv introduced computer cotrol of growth. His avocations are

anispresonl tir.includingz the American (Ceramic Sot i mineralogy. atronomv. and conputing He is a member of theei , the Elect roc.hemiceal Souls-I . and the American Association for American Association for Crystal I rowt and is the coauthor ofCr.s tal Groath He is the aut nor or kauthor of more than Ti mre than lpultlicato

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01 Rockwell InternationalScience Center

5C544 I.FTR

DEVELOPMENT AND MODIFICATION OF PHOTOREFRACTIVE PROPERTIES

IN THE TUNGSTEN BRONZE FAMILY CRYSTALS

28C9976TA/jbs

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Development and modification of photorefractive propertiesin the tungsten bronze family crystals

Ratnakar R. Neurgaonkar Abstract. The Sr ,BaxNb 20 6 (SBN) and Ba2 -SrK -NaNb 5 Ol 5 (BSKNN)W. K. Cory tungsten bronze solid-solution systems are shown to be promising photo-J. R. Oliver refractive materials. Because of the versatility of the bronze structure, bothM. D. Ewbank the response time and spectral response can be controlled by altering theW. F. Hall type of dopant and its crystallographic site preference. This paper reviewsRockwell International Science Center the current status of the tungsten bronze crystals SBN and BSKNN forThousand Oaks, California 91360 photorefractive applications in terms of their growth, electro-optic char-

acter, and the role of cerium dopants. Ferroelectric morphotropic phaseboundary (MPB) bronze materials are also discussed as potentially im-portant for future development.

Subject terms: optical information processing; tungsten bronze ferroelecrrics; mor-photropc phase boundary; electro-optic properties; pyroeiecttic properties, di-electric properties

Optical Engineering 26(51. 392-405 (May 19871

CONTENTS crystal. refractive index changes ma\ be induced not only b)I Introduction visible but also by ultraviolet and infrared radiation.2 Ferroelectric tungsten bron/c tadnil\ :r',,tl. This paper reports the recent progress at Rockwell Interna-3 Tungsten bronze SSten,. tiir optic.,s apphl,:itiln- tional in developing new photorefractive materials based on the

3 I The SBN sste, ferroelectric tungsten bronzes. pnincipally SBN and3.2 The BSKNN s stcrn Ba -SrK 1 -_,NaNb505 (BSKNN). Single crystals from these

4 Growth of tungsten bronze cry sial, systems exhibit exceptionally large electro-optic properties, making5. Ferroelectnc and optical properties them excellent candidates for development as photorefractive6 Photoretrac(tie properti-, media. From the total group of bronzes studied in our laboratory.7. Future tungsten bronze niatenfl, SBN and BSKNN crystals were selected because the\ possess8, Conclusion9 Acknovsledgment, distinctly different electro-optic characters: that is. SBN shows10, References the largest sensitivity with the static and optical fields oriented

along the crystal c-axi,, whereas BSKNN is most sensitive with1. INTRODUCTION the static electric field oriented along the a-axis and the optical

field oriented in the a-c plane. The growth of these bronze crys-The ability to efficiently interact one light wave with another i,, tals in optical quality and large size has made possible the sys-the key to a host of applications, including optical computing. tematic investigation of their photorefractive effects at our lab-image processing, and phase conjugation, which are being de- oratory and at other institutions, including the U.S. Army Nightveloped around the world. This recent upsurge of interest in Vision Laborator, the California Institute of Technologp. andlightwave technolog. has focused attention on those material,, The Pennsylvania State University.whose optical properties are sensitive to light and that are there-fore known as nonlinear optical materials. An important subsetof these are photorefractive materials in which a change in the 2. FERROELECTRIC TUNGSTEN BRONZE FAMILYrefractive index is induced by nonuniform illumination via a CRYSTALSspace-charge field and the electro-optic effect. Ferroelectric tungsten bronze oxides have been studied for their

Perhaps the best known of the photorefractive materials are electro-optic and pyroelectric 5-17 properties and are found toperovskite BaTiO. and tungsten bronze Sri -,BaNb2O, (SBN): be effective in many related applications. The bronze compo-significant photorefractive effects also have been observed in a sitions can be represented by the general formulas asvainety of other electro-optic crystals. 1-j Depending on the crvs- (Ai)4(A 2)2C4BioOo3 and (Ai)4(A2l2BtnOi. in which A,, A 2,tal structure, the dopant distribution on available crystallographic C, and B are 15-, 12-. 9-, and 6-fold coordinated sites in thesites, the band gap, and the electro-optic coefficients of a given crystal lattice structure. The tetragonal bronze prototypic struc-

ture is shown in Fig. I in projection on the (001) plane.18"19 AInvited Paper IP- 10 received Feb 12. 19X7. revised manuscnpi received March wide range of solid solutions can be obtained by substituting20. 198

7.accepted for publiatLon March 20. 1987. received hs Managing Lditor d B '_ " anb

March 20. 1997 different A,. A2, and B cations, and a number of differentC 197 Society of Photo-Opical Instrumentation Engineer, types of ferroelectric and ferroelastic phases have been identified

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DEVELOPMENT AND MODIFICATION OF PHOTOREFRACTIVE PROPERTIES IN THE TUNGSTEN BRONZE FAMILY CRYSTALS

TABLE I. Electro-optic rq matrices for rm2 and 4mm bronze:" ": M'crystals.

SOrthorhombic {nZ) Tetragonal (4mm)

M" 0 0 r13 0 0 r13

0 0 r23 0 0 r13

* 0 0 r33 0 0 r33

0 0 r42 0 0 rg, 0

r5, 0 0 r, 0 0

0 0 0 0 0 0

*TABLE II. Half-wave field-distance products [E.L], 2 for

. Sri - .60XNbo.

f x z0.25 X=0. 40 X= 0. 50 x-0. 75

dc 37 V dc 150 V dc 250 5 dc -

I MHz 80 V pp 300 v PV 676 V pp 1340 V pp

ti !S 5 MHz 48 V p 200 V p 560 Vp P 236V PP

A 0 C

Fig. 1. Projection of the tetragonal tungsten bronze crystal struCture where n, and n.2 are the ordinarx and extraordinarN optical in-

on the (001) plane. dices, respectively.For light propagation parallcl to \; and an electric field par-

allel to the xi ia) axis. 6 i, %ritten as above. but for ni and(more than 100 compounds and solid solutionsi. The terro- n-, given byelectric phases can be divided into two groups: those \Aith te-tragonal symmetry (4mm). ,hich are ferroelectnc. and those n n,,. -

with orthorhombic svmmetr. (mm2). which are both ferro- . 2n,, -. '

electnc and ferroelasticCrystals that are noncentrosvmmetric. i.e.. lacking a center Crvstals that have been inestigated in the SBN sxstem are

of symmetry. may exhibit both linear and quadratic electro-optic those for which x = 0.25. 0.40. 050. and 0.715.2. The half-

and elasto-optic effects. In all of the crystals discussed here. the wave field-distance products [E'L. , at 632.8 nm for the electriclinear effects are dominant. Thus. a linear change in the optical field alone x . with light propagation normal to x3 and polarizedindex of refraction can be induced by either an electric field at 45 with respect to the principal axes, are shown in Table 11.(electro-optic effect), strain (elasto-optic effect), or nonuniform In SBN:75 (x = 0.25) for a one-to-one aspect ratio of electricillumination (photorefractive effect. Strain can be produced by field path to optical path length. the half-\kaxe field-distancean electric field Ipiezoelectric) or by stress (elasticity). The ma- product [E'LI, 2 is 48 V at I MH,. 25 B.3 Aa, of comparison.trices of the electro-optic coefficients in the reduced matrix form. this is equivalent to the quadratic effect in KTN at 2000 V. Ther,,. are given in Table 1. 48 V required in SBN:75 is also 60 times smaller than the 2800 V

Generally. for the tungsten bronze family the electro-optic obtained previously for LiTaO. and LiNbOi. 2 Because of suchcoefficients r i. rl 1. and rsi are large, but they can be substan- excellent electro-optic properties for the SBN solid solution.tially larger for compositions close to morphotropic phase bound- considerable research has been performed on this as well as onaries. The SBN solid-solution crystals exhibit exceptionally large other bronze systems. Some of the unique advantages of bronzeelectro-optic coefficients that are based on three independent crystals are as followsinonzero moduli: rl =l e2. ra = rsiand rvi. The largest electro- II This family ofcrystats possessesextraordinarly largetrans-optic effect is observed for the dc electric field parallel w the hsfml o rsaspsese xrodnriylretassingle tetrad symmetry axis xi. which is also the polar (c) axis. verse and longitudinal electro-optic coefficients, especially

and with light propagation normal to the x, direction. The phase near a morphotropic phase boundary (MPB).

retardation 8 in this case is given by (2) A trade-off between sensitivity and speed can be investigatedin photorefractive studies due to the structural flexibility. In

the tungsten bronze structure, several crystallographic sites

- 'n* (1) can be partially empty, which allows crystal compositionsn"- n, to be tailored.

wheeis the path length. is the free-space wavelength. and (3) Several ferroelectric MPB compositions have been identifiedwhere f h lin this family.n, and n; are the pnncipal indices of refraction normal to the (4) The lower prototype symmetry gives a large family of quad-direction of propagation x 1. In this case. ratic electro-optic g coefficients and the possibility of an-

isotropic conduction. The nonzero values are git. g12. g13.n~r,,E g,,,4, and gm, as compared to gi, gi2. and g.44 in perovskites.

n, = n,, 2 n2 (5) In the tetragonal bronzes. since the high-temperature proto-

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NEURGAONKAR. CORY, OLIVER, EWBANK, HALL

type symmetry is 4mm, only one unique 4-fold axis exists. 250 1 1 /and 96' twins are absent. hence. cr'stals are not likely tocrack during poling. 200 o

MODERATE

3. TUNGSTEN BRONZE SYSTEMS FOR OPTICAL LARGE EI6.l

APPLICATIONS 1 333 '3333

As discussed in the pre% ious section. the tungsten bronze family ,..-offers a wide variety of orthorhombic and tetragonal composi-tions for optical applications. Since the figures of merit for electro- a TET

optic and photorefractise applications are all proportional Nt the so - B (4 - X$11 8..~Nb206 I

elcr TUNGSTEN BRONZE CCelectro-optic coefficients of the materials, respectively, it is im- S Oportant to examine bronzes that exhibit large electro-optic coef- o 0 -

ficients and at the same time are relatively easy to grow in bulk SrNb 20 6 75 50 25 BNb2 o 6single-crystal form. From extensive work in this family. we have COMPOSITION

found the tetragonal (4mm) bronze compositions to be prom- Fig. 2. Curie temperature versus composition for the SrNb2O6-ising. and we have grown a number of tetragonal bronzes for BaNb2O6 binary system.

optical studies during the past 10 years. Of the total group oftetragonal bronzes, the SBN and BSKNN solid solutions have BaNb206

been studied in more detail since the transverse and longitudinalelectro-optic coefficients are aJjustable in these systems. SBNcrystal. exhibit a strong transverse (r33) electro-optic coeffi-cient. whereas a strong longitudinal (r51) electro-optic coef-ficient is anticipated for BSKNN.2 7 The phase relation and crys- s a2 KNbS 15

tal growth problems associated with each system are discussedin the following sections. together with the potential opticalinterest in each.

3.1. The SBN system

The solid-solution Sri_,laNb:O5 . 0.75 -x !-0. 25. belongs toSHN7the tungsten bronze family, as shown in Fig. 2. even though the K~b 3

end members SrNb2 ,O6 and BaNb2Ot, do not exhibit a tungstenbronze structure. This system was originally studied by re- -- 7 5

searchers at Bell Laboratories, where SBN:50 crystals were grosn KNN 50

using the Czochralski technique. : considering SBN:50 to be StNb206 KNN 25

the congruent melting composition. In the mid-1970s. Honey- S'2 N@Nb5O 5 NaNbO 3

well researchers 30. also studied the grossth of doped and un- Fig. 3. The phase relation in the SrNb20e-BaNbzO.-KNbO 3-NaNbO3doped SBN:50 for pyroelectric applications with considerable quaternary system.success. Subsequently. Japanese researchers" reexamined thephase relation in the SrNb,O 5 -BaNbO system and reportedthat Sr 6Bao4Nb2Ot, (SBN:6(W is the onl, congruent melting Na--containing compositions such as Sr 2 NaNbO 15 andcomposition in this system. The work at Rockwell International Ba 2NaNbsOi 5. On the other hand. K -containing bronzes arealso confirmed that SBN:6(0 is ver, close to congruent melting typically tetragonal at room temperature, excepIt for a few ma-and therefore is much easier to gro\% than SBN:50 or SBN:75. terials such as Pb2KNb5OI 5 and K3Li2Ta5 Os.-

The tetragonal tungsten bronze SBN solid solution is repre- In the tetragonal BSKNN system, the relative magnitudes ofsented by the formula (AI IA-hlB10 1 . in which both Ba - the transverse (r33) and longitudinal (r5I I electro-optic coeffi-and Sr2 are in the 15-fold (A,) and 12-fold (A2 ) coordinated cients are strong functions of both the Ba:Sr and K:Na ratios.lattice sites. Since the 15- and 12-fold coordinated sites are Since these properties are important for optical studies, our workpartially empty in this system. SBN is referred to as an unfilled has concentrated on the binary join between BSKNN-! and BSNN-bronze. Furthermore. because of these partiall, empty crvstal- 4. shown in Fig. 3. Although Yuhuan and Cross* successfullylographic sites, both Ba and Sr' - haxe a considerable ten- grew a few BSKNN compositions, they did not fully eIablishdency to exchange sites, often creating crystal strain and optical the phase diagram for this system. We have expanded on thisstriations. However. these problems have been successfull\ early work and have systematically studied this system; part ofovercome, and optical-quality crystals are no\,% available. - this work is published elsewhere. In the binary join between

BSKNN-I and BSNN-4 in Fig. 3. BSNN-4 is orthorhombic at3.2. The BSKNN system room temperature and is a part of the Sr 2NaNbOI5-Ba2NaNb,;O1 5system. This system was studied by Oliveret al. .42 and a possibleThe Ba,_,SrKi_,Na.Nb O1l compositions considered here morphotropic phase boundary was found at x = 1.2exist on the SrNb_O 6-BaNb2O,-KNbO,-NaNbO, quaternar\ (Sri 2Bao sNaNbA..0. Because of the MPB region in this svs-system shown in Fig. 3. Although the end members in this tem, BSKNN compositions that lie close to this boundary alsosystem do not belong to the tungsten bronze family, extensive should exhibit enhanced electro-optic and ferroelectric proper-tungsten bronze regions have been established. The compositions ties.exhibiting a tungsten bronze structure can be either tetragonal(4mm) or orthorhombic (mm2i, the latter occurring basically for Xu Yuhuan and L. E. Cross. pnvac communication (1981)

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DEVELOPMENT AND MODIFICATION OF PHOTOREFRACTIVE PROPERTIES IN THE TUNGSTEN BRONZE FAMILY CRYSTALS

TABLE Ill. Growth conditions for tungsten bronze SBN and BSKNN crystals.

Growth Condition SBN:75 SBN:60 BSKNN-1 BSKNN-2 BSKNN-3

Growth Temperature (°C) - 1500 - 1510 1480 1475 1475

Growth Atmosphere Air or 02 Air or 0, Air Air AirSize Cubes Available - 6 to 8 mm 10 to 25 mm 5 to 6 mm 6 to 8 mm 10 mm

Crystal Size - 2.0 cm - 3.0 cm - 1.0 cm - 1.5 cm - 1.5 cm

Crystal Shape Cylindrical Cylindrical Square Octahedron Octahedron

Facets ([001] growth) 24 24 4 8 8

Crystal Color twithout Ce! Pale Cream Pale Cream Colorless Colorless Colorless

Ce3* in 15- or 12-Fold Pink Pink Pink Pink Pink

Ce3

in 9-Fold Green-Yellow Green-Yellow Green-Yellow Green-Yellow Green-Yellow

In contrast to SBN crystals. BSKNN has all of the 15- and12-fold coordinated sites hlled. For this reason. RSKNN com-positions show quasi first-order ferroelectric phase transition be-havior with reduced relaxor (frequency-dependent) effects com-pared to SBN. The results of our investigations suggest thatrelaxor behavior ma. depend on the distribution of Ba2- andSr- over the 15- and 12-fold coordinated sites, as well as oncrystal annealing conditions.

4. GROWTH OF TUNGSTEN BRONZE CRYSTALS "QNbt',

The erowth of orthorhombic (mm2) and tetragonal (4mm) bronzecrNstals has been a subject of great interest for many years. andconsiderable progress has been made in the growth of crystalsof suitable size and quality. Future goals involve the develop- 3 4 6 7ment of large-scale SBN and BSKNN growth facilities to rou-tinely grov, 4 to 5 cm diameter crystal boules. Based on currentw~ork, the development of such large high-qualits cnsrals shouldnow, be feasible Fig. 4. Typical SBN and BSKNN single crystals grown along the (001)direction.

The tetragonal SBN and BSKNN solid solutions are com-paratively easier to growk than orthorhombic crvstals. Neur-gaonkar et a].*'' " ' extensively studied the problems associatedwith these crstals and successfully established the necessarconditions for Czochralski crystal growth. Table Ill lists thegrowth conditions for a number of key tungsten bronze materials.Although la:i.rystals have been developed from these com-positions, se%c:, problems are associated with their growth:

( 1 ) Multicomponent solid-solution systems: it is difficult to es-tablish the true congruently melting compositions.

(2) High material melting temperatures labove 1450'C): vola-tilization and oxidation-reduction problems (Nb5 Nb4

are common.13) Exchange among crystallographic sites, specifically of the

15- and 12-fold coordinated ions such as Ba , Sr- , Kand Na , which causes severe striation problems. .;'Illr~tlllrlrjilll~illlllllllI ,

(4) Cracking of crystals when passing through the paraelectric!ferroelectric phase transition temperature. For tetragonal 7crystals, this is less severe than for the orthorhombic forms. mm/cmbut it is still a concern for BSKNN. K3Li'NbYO1S (KLN),et iFig.

S. Typical BSKNN single crystals grown along the (001) direc-etc. tion.

The congruent melting composition SBN:60 is the easiest togrow in large sizes up to 2 to 3 cm in diameter, as show.n inFig. 4. Two other compositions. SBN:75 and SBN:50. also have The congruent melting composition for the BSKNN systembeen grown in optical quality by carefully controlling the melt has not been conclusively established: however, the ease oftemperature dunng growth. Since these latter compositions are growth of BSKNN-2 (Table ill) suggests that the congruent meltingfar from true congruent melting, it is noteworthy that optical- composition lies near this composition. Notwithstanding thisquality crystals of sizes up to 1.5 cm in diameter have been uncertainty, optical-quality crystal growths have been obtainedachieved in both doped and undoped forms (Fig. 4). for BSKNN-l. BSKNN-2. and BSKNN-3. as shown in Fig. 5

OPTICAL ENGINEERING / May 1987 / Vol 26 No 5 / 395

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NEURGAONKAR, CORY. OLIVER. EWBANK, HALL

-00, '001 105 SN 6 ". 0

iv, * 201 104

0i 0 103 '

0 - 102

-200 0 200 400

TEMPERATURE I C

BSKNN 2 BSKNN 1 Fig. 7. Temperature dependence of the dielectric constant for SBN:60.Solid line-c-axis (polar); dashed line-a-axis.

II /c

crystals. Similar to other ferroelectric materials, the polar axis

dielectric constant shows a very large anomaly at the Curie phasetransition temperature Tc. which for SBN:60 occurs nominallyat 75CC. Below T,, the dielectric constant decreases monoton-ically to a value of 900 to 950 at room temperature. Along thenonpolar a-axis, only a small discontinuit, is seen at Tc. belowwhich the dielectric constant remains relativelh flat with tem-perature. with a value of 450 to 500 at room temperature. OtherSBN compositions show similar behavior but with differing val-

s13 6- ues for T, (120'C for SBN:50. 56'C for SBN:75vSBN crystals that have been poled to a single ferroelectric

Fiq. 6. Idealized forms of tungsten bronze crystals. Top-large Ion- domain, achieved by applying electric fields of 6 to 10 kVicmgitudinal effects; bottom-large transverse effects. during slow cooldown from above the phase transition (90'C).

show minimal frequency dependence of the loA -frequency di-

for BSKNN-l and BSKNN-2. The results indicate that factor, electric properties at or below room temperature (2% dispersionover 100 Hz to 100 kHz). However. as T, is approached. a

of mayor concern i obtainin, optcal-qualt. tungsten bronic strong dielectric relaxation behavior is observed.' and therefore

SBN crystals are referred to as relaxor ferroelectrics. This be-I mpurities in starting material'. Ca- . -c -, Mg ' . etc havior results from the distribution of phase transition temper-

(2) Rotation and pulling rates: Optimum rates are needed to atures in the bulk of the crystal arising from the lattice sitecontrol temperature instabilit.% arising from poor thermal uncertainty of the Sr and Ba ions in the partially filled latticeconductivit\, structure. In SBN:60. this transition temperature distribution is

(31 Cooling rate variation: Sr - and Bit- distribution changes estimated to be 3 to 70C in width.on the 15- and 12-fold coordinated sttes hor different cooling The effects of a distribution in phase transition temperaturesrates. are especially evident in the behavior of the spontaneous polar-

A most striking and uncommon feature of these tetragonal bronze ization P, derived from measurement of the pyroelectric coef-crystals is that the,, all sho natural facets. The bronzes exhib- ficient p as a function of temperature. both of which are showniting large transverse effects. e.g., SBN:60. SBN:75. and in Fig. 8 for SBN:60. The notable feature in this figure is thatSr2KNb5Oi, (SKNi. are c, lindncal in shape and exhibit 24 well- P, has a nonzero value well above T c as a result of the distributiondefined facets.44 whereas bronzes exhibiting large longitudinal of phase transition temperatures in the crystal. Below T,. P, riseseffects. e.g., BSKNN. Pbt,(,BaQ4 Nb2 O6 (PBN:60). and KLN. smoothly to a value of 33 liCicm at room temperature. Thehave a square or octahedral shape. depending on the size of the large pyroelectric coefficient at room temperature (0.10cry'stal unit cell. For BSKNN compositions. the larger unit cell IC'cm 2-K 1) is the reason that SBN also has been foundBSKNN-2 and BSKNN-3 grok in an octahedral shape. with interesting for uncooled pyroelectric thermal imaging investi-eight well-defined facets. 27 Figure 6 shows the idealized forms gallons.of bronze crystals The results of our investigation of the BSKNN Crystals in the BSKNN solid-solution system are character-system indicate that as one moves toward the BSNN-4 end mem- ized by significantly higher T, values than found for SBN com-ber composition. transverse optical effects become large: hence, positions. The 10 kHz dielectric properties for BSKNN-i, ourwe expect that beyond the BSKNN-3 composition, the crystal original BSKNN composition grown in bulk single-crystal form.habit should be nearly cylindrical. as is the case for bronze are shown in Fig. 9 for the a- and c-axis (polar) crystallographicSBN:60 orientations. Like SBN. the polar axis dielectric constant is char-

acterized by a sharp dielectric anomaly at the ferroelectric phaseS. FERROELECTRIC AND OPTICAL PROPERTIES transition temperature Tc. which for BSKNN- I occurs at 203 toThe dielectnc properties at 10 kHz for bronze SBN:60 are shown 208'C. Below Tc, the c-axis dielectric constant decreases mono-in Fig. 7 as a function of temperature for a- and c-axis (polar) tonically to approximately 100 at room temperature. Along the

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DEVELOPMENT AND MODIFICATION OF PHOTOREFRACTIVE PROPERTIES IN THE TUNGSTEN BRONZE FAMILY CRYSTALS

10-4 I I I I I I

! SBN:60 BSKNN- 2 T,

P. P

10-5 -. 1 .

E

U E

I \ t

10-76/

E " it \ 10 -6

U I

107{ Q --- -i-

-0

10-81 1 1 1 1

-100 -50 0 50 100 15012

TEMPERATURE (°C) 10 8 1 1 t1

Fig. B. Spontaneous polarization P. and pyroelectric coefficient p as 50 loo 150 200 250

a function of temperature for SBN:60. TEMPERATURE ('C)

Fig. 10. Spontaneous polarization P. and pyroelectric coefficient p105 as function of temperature for BSKNN-2.

® BSKNN.1

, SKN 3 major difference observed is a more gradual decline in the10 8SKNN 2

c-axis dielectric constant below T,. resulting in a room-temperaturevalue of 270. The a-axis behavior of BSKNN-3. on the other

0 hand. is virtually unchanged from that of BSKNN-2.1°3[ 1-2 The spontaneous polanzation and pyroelectric coefficient as

F. ---........-- _--a function of temperature for BSKNN-2 are show, n in Fig. 10.S .. Like SBN. the spontaneous polarization has a nonzero value

above the mean Curie point T.: how~ever. both the polarizationand dielectric data indicate that BSKNN compositions have a

10 Q much narrower distribution of phase transition temperatures (2to 3°C) than does SBN:60. This is a reflection of the fact that

101 in BSKNN compositions. all of the A, and A2 lattice sites are

200 0 200 400 filled, unlike in SBN, where up to 207 of these sites can beTEMPERATURE Ce vacant. Below T_. the polarization of BSKNN-2 rises sharpli,

Fig. 9. Temperature dependence of the dielectric constant for BSKNN and attains a value of 34 pC rcm at room temperature. a "aluecrystals. Solid line-c-axis (polar); dashed line- a-axis, roughly equal to that for SBN:60. This high spontaneous po-

larization, combined with the high a-axis dielectric constant.implies that BSKNN-2 land BSKNN-3 should have a very large

a-axis, only a slight dielectric anomaly is observed at the Curie r~s electro-optic coefficient.point, with a value nearly two orders of magnitude smaller than The ferroelectric and electro-optic properties of these bronzefor the c-axis. However. the a-axis dielectric constant remains compositions are summarized in Table IV. All of the quantitiesrelatively flat below T,, so at room temperature it is nearly four shown have been measured except r-,. which is presently undertimes larger than the c-axis constant. Below room temperature. evaluation. In the table. rs, is estimated from the phenomeno-it then rises gradually to a value of 470 at - 150°C. logical relation

The low-frequency dielectric properties of BSKNN-2. alsoshown in Fig. 9. are similar in overall behavior to those for r,1 = 2g.4P fjej) t 4)BSKNN-I. However. BSKNN-2 has a lower Curie point (170to 178°C). which contributes in part to its higher c-axis dielectric where g.4 is the quadratic electro-optic coefficient of the high-constant of 170 (poled) at room temperature. The a-axis dielec- temperature (paraelectric) prototype. P3 is the c-axis polariza-tric properties for BSKNN-2 are also considerably larger, with tion, E is the a-axis dielectric constant, and Fu is the permittivitya dielectric constant of 750 at room temperature, rising to above of vacuum. The value of g.4 is estimated to be 0.09 m 4/C2 from1000 at - 150°C, values that are a factor of 2 or more greater measurements on SBN crystals however, there is evidence thatthan for tungsten bronze SBN:60 single crystals. the quadratic electro-optic g coefficients may not be constant

The most recently developed BSKNN crystal composition, across the family of tungsten bronze compositions. In particular.BSKNN-3, has dielectric behavior strikingly simular to that shown the r i values estimated for the BSKNN compositions in Ta-for BSKNN-2, with a T, only 3 to 5'C higher (Fig. 9). The ble IV may. in fact, significantly underestimate the true values.

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NEURGAONKAR. CORY, OLIVER. EWBANK, HALL

TABLE IV. Ferroelectric and optical properties of bronze crystals.

Sr1.. BaxNb 20 6 (S8N) Ba2.,SrK 1_yNayNb 505 (BSKNN)Property

SBN:75 SSN:60 OSKNN-l BSKNN-2 BSKNN-3

Tc UC) 5E 78 209 175 180

Dielectric Constant (23'C) (33 3000 (33 = 900 E33 = 120 (33 = 170 E33 : 270:500 1 cr 11 =360 E1 750 1 1 78C

Piezoelectric Coefficient d33 = 130 d33 = 60 d33 70(. 10-.; C/N) d15= 40 d15 80 d15 200

Electro-optic Coefficient r33 = 140' r3 3 x 470 r3 3 = 150 r3 3 = 170 r33 - 270( 10-:; m/V) r5, 42 r81 42 r5l 200 r51 350 r5s 40C

TABLE V. Electro-optic figure of merit for leading ferroelectric crystals.

Electro-0pticDielectric Coefficient

Crysta! Constant 10- ,M/V

Il_ (33 r33 rSl rip/ n3riJ

Sr C.756c.NO2NC e (SS:75) 50' 3772 1402 42 0.467 5.60

Sr 0.68ao.Nb20; (SB6:60 450 90 420 42 0.522 5.26

S-2-.Ca NaNb88 0 (S7NN) 1107 1 P7: IK7 - 0.47C 8.68

Pbo.fBao.4NbC E (PEN:6C, 190, 57 : 160 0.64. 10.10

3SKNN- 3 7 Ic Ill- 200 0.55 6.67

BSKNN-Z 77: 17C2 17 35 0.50C 5.0C

BSKNN-7 IF- - 272 - 430 0.510 6.1E

BaTiC 3 4:r- I'll 8 1600 0.390 4.01

KN97 2: 6 38C C.4 4.2C,

TABLE VI. Comparison between leading photorefr "ye crystals.

TUSS'EN 8PON:E 8SK,, PEROVSKITE BaTiC 3

" Lage r tJ 8r . 18(?, v:il4 * Large longitudinal r,,. d15' 'II available

Excellent nest f:, ; otcrefractive and elect,:- Excellent host for photorefractive and electro-optic apolications optic applications

* Large square and octohedron crystals (? 1.5 c-2

Pure BaT0 3 crystals are available up towith optical quality car be gro- I X I x I :r3

Absence of twinning (4/mrnr - 4r) * 90 twins are present (m3m - 4mr,)

* Absorption and response controlled in the desired * Controlled spectral response with dopantsspectral range using proper crystallographic possible, but difficultsite/sites for a given dopant

* No tetragonal to orthorhorbic transition * Tetragonal to orthorhorbic transition Occursobserved down to In temperature at 10%0

* Open structure - structural flexibility to alter * Close-packed structure: limited compositionalcrystal composition flexibl*ity

based on the observed discrepancies between theoretical and perovskites. In the case of bronze crystals exhibiting large Ionexperimental values for rii. However. this awaits further ex- gitudinal electro-optic effects, there is a possibility of raisinperimental confirmation this merit further simply by cooling below room temperature

Table V summarizes the optical figures of merit n3ri' and For example. in BSKNN crystals. both ell (and therefore rir,,/ for a number of tungsten bronze and perovskite crystal, and the spontaneous polarization increase upon cooling to liquiincluding SBN and BSKNN. For phase conjugation (self-pumped). nitrogen temperature.image processing. and optical computin applications, the rel- Table VI summarizes the comparison between tungsten bronzevant figure of merit can be taken as n r,/'. which has been BSKNN and perovskite BaTiO 3 crystals. Both crystals are exfound to be larger for many tungsten bronze crystals than for cellent for electrooptic and photorefractive applications. BaTiC

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DEVELOPMENT AND MODIFICATION OF PHOT08EFRACTIVE PROPERTIES IN THE TUNGSTEN BRONZE FAMILY CRYSTALS

crystals are commercially available, and as a consequence theyL II

are extensively studied for optical applications. However. BaTiO3 " .. OPERTE

is relatively difficult to grow as compared to BSKNN solid-solution crystals. The two major advantages of BSKNN crystals ELEVTO O COEFFCENT PMOYOIONZALiTY

over BaTiO. are that (I ) no twinning or poling problems exist " I ooE oE"o,,,CEDIELECTRIC REL.AX&TION VALANCE STATE[

due to the simple tetragonal-tetragonal phase transition S,,oCTU,,, FEITYQLYANZ

(4/mmm to 4mm). and (2) cooling can enhance the figure of TCLLL

merit (decrease in polar-axis ei, and increase in r~sl) because the RFATV

tetragonal-orthorhombic phase transition, if any, lies at or below -DCI

liquid nitrogen temperature, as opposed to -5 to IO°C in BaTiO*. SENSITIVITY L_

The availability of large size. optical-quality SBN and BSKNN •PE, I..

crystals opens up a variety of new optical device concepts. in- • FFICIENCY

cluding phase conjugation. image processing, and optical corn- Fig. 11. Factors determining the photorefractive sensitivity and speed

puting. Because of the versatility of this family. either r3 or r5 I in ferroelectric crystals.

can be made large for specific device needs by changing thecomposition in either the SBN or BSKNN system tration gradient (dnjdxt. while the fourth and fifth terms are

transient phenomena due ro pyroelectric (pi and excited-state6. PHOTOREFRACTIVE PROPERTIES polarization. respectively. In viex of the complexity of the phe-

To provide an appropnate context for the discussion of material nomena contributing to Jx). it is difficult to predict E, valuesdevelopment, the projected applications of photorefractie ma- in a new crystal. Since the electro-optic coefficient in a giventerials and the physical basis for the optical effects that make cry'stal is more or less independent of minor substitutions, thethese applications possible should be considered in some detail, improvement in photorefractive sensitivity. efficiency. and speedThese applications include real-time holography. optical data within a single composition has to come from the magnitudestorage, and phase-conjugate Aaefront generation. Recently. and speed of the buildup of the electric field E, For this reason.increasing attention has been focused on using coherent signal researchers in several laboratories around the world are concen-beam amplification in two-wva,. e mixing. These nev. application, trating on finding suitable electricall- active dopants for thoseinclude image amplification. % ibrational analysis. nonreciprocal materials having large electro-optic coeficientstransmission. laser gyro biasing, and optical computing iS 4L, No single material combines all of the desired photoretrac.iveAll of these applications share a need for local changes in the features: hence, a large number of ferroelectric crystal compo-optical refractie index produced b, nonuniform illumination. sitions have been grow n and characteriied to determine possibleThe issues connected w.ith the photorefractise effect include the trade-offs betwseen sensoitvt and speed. The nonlerroelectricmaterial sensitivit. to illumination and the speed %%iih vs hich the Bi 2SiO2 crystal has the desired response time I ins). but itsindex can be made to change. photorefractise sensitivit\ (change in refracti .e index per ab-

In photorefractie crn ,tals. light-induced free carriers excited sorbed energy density. Ref. 511 is moderate becaus. r, is low.in an illuminated region ot the crystal migrate to the dark regions. On the other hand. all ferroelectric crystals hae exceedingly%here they are trapped. The resultimg "pace charge generates an high sensitivity but moderate response speeds. To use theseelectric ield E.. which gises rise to a refractise index chance terroele(.tric crystals for de, ice applications, their response timesAn through the linear electro-optic effect. must be reduced to the order of I ms or better: this is a keN

issue in ferroelectric crystal development. Figure a I show S the~ ,. .. eneric topics that need to be addressed to determir.e the trade-An n r|,,,

_fl T L off between sensitiit, and speed in a ferroelectric crystal, suchas SBN:60.

swhere r, is the clectro-optic coelticient. The space-charge tield Since the electro-optic coefficient is largely unaffected byE, generated b, charge displacement and retrapping is given b\ most impurities, space charge can be controlled by adding spe-

cific impurity levels to the crystal. It is nowk well established

F ) I f- that doping crystals with impurities readily photoionized by in-EeL - ,,. " cident optical radiation greatly' increases the susceptibility of the

crystals to index changes. Megumi et al. 5 2 reported that thewhere p is the charge densit, and F is the dielectric constant. addition of Ce' " produces a broad absurption in SBN:60 crys-The current densit\ J is a function of both the distance x and tals. thereby increasing the sensitivity considerably. Undopedtime t. In general. Jtx) i,. quite complex and is a function of the SNB:60 is transparent in the visible range. with its fundamentallight intensity' hx v. absorption edge at about 0.37 1±m: the addition of Ce develops

a distinct but broad absorption edge around 0.50 g±m that differsel) dn markedly from the intrinsic absorption edge. Ce photoionizes

lx ) ( si )E , K a hi + el ,v ia th e re ac tio n

dT dn (71 Ce " hv -- Ce' + e ik:onduLiiLoni

'di diand from work on SBN:60." it appears. that both the Ce and

The first term is the local conduction in a field. which is the Ce 4 ' valence states are present. The photorefractive sensitivitysum of the space-charge and possible external components. and improves from 10 to 10 - 'cm J with Ce doping. This is twothe second term is the volume photovoltaic effect. The third orders of magnitude higher than for LiNbO doped with Fe-3 ,term is due to free-carrier diffusion (D) driven by the concen- U6'. and Rh -. 55

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NEURGAONKAR GORY OLIVER, EWBANK HALL

TABLE VII. Influence of dopants on spectral response.

T ~~CRYSTALLOGRAPHIC SITES SETA

DOPANTS VALANCE STATES COLOR 15-FOLD 12-FOLD 9-FOLD 6-FOLD RESPONSE

CERIUM (Ce) C03-/CG

4- PINK Ce3- Ce

3- Ce

4, 0,45 TO 0 50 m

IRON IF.) F82 -48 3 YELLOW -- - F6 2 -IF03 0 62 TO 0 67 ~IRON IFel* F9 2

-IF83

- GREEN -- - F0 2-;Fe3- 0 68 orn

C. - Fe Ce 3 -,FO 3 - PALE PINK Ce3- Ce3- - CO0 3 ' 0.45 TO 0 65 ~

MANGANESE IMni Mn 2-/Mn

3 -- - Mn2>iMn3 -

C. +~ M* C03- GREENISH-YELLOW M M C03- - 0.62 TOO0 75 rn

*HEAVY CONCENTRATION OF Fe-BIGGER CONCENTRATIONS IN 15- AND 12-FOLD COORDINATED SITES

TABLE ViII. G3oals for photorefractive studies and current status of Ce-doped tungsten bronze crystals

Observed Propert ies*Cesl-ej Prope'ties

ce-[)C~e2 s5:E Ce-Dopea SBN:7E Ce-[)Obed ESPINN

3 Ld'Qe Sz E a-::-!'a' Q18'-1 >5E C-- - 2cir dia. -25Cr C18.

4 "as s--~' ce'fcie-: r,1- r2 :-- c:.2 r 51 2:l

5. 2- a-o '-.a.e S,~- 5:Ts a*. :2, ir-s a. C I's a*.Pesvc-se rr~-2is E ,c- 6/c,:

f Fast Se'-Cu-:e Pes-c-se Tr ---- s a, 2 W/,r F.E s at Z

') Fast Eea- ia-irg ;espc'-se '- CCC' s at ZC.2E s at 2 W/c-Z O.5. S at 2 W,'c'

S St ec:-a' Pes-:-se (- to >.4 to . - 4 t: 2.E Ctc : .c

*Pr~~o'1

'ac~e roperles ma -,rove f'-ie v oD! ires Ce corrcenlra o'-Refere~ces 36 5t 6-

Recenh. Neureaonkar et al; successlull% demnonsirated the The dev elopment of stnation-Iree Cc-doped SBN.6t1. S13:7.5growtrh of Cc- and Fe-doped SBN:611 single cr-)stals as panl of and BSKNN-2 crxstal makes possible the evaluation oft photo-an effort to stud,. the role of these ions inl photorefracti% e des ice refractise properties. specihicall sensitivit s. speed. and cou-applications This wsork %&as extended to BSIKNN. and approN- plinlg coefficIent Typical 6>- 6 x 6 mm cubes wsere used in two-imatels I to 2 cm diameter Cc- and Fe-doped SBN:N0 and BSKNNs- and four-x"ave mixing expenmenis for these studies. More re-2 crysstals have no~k been gro\x% n using the Czochralski technique. centlN. larger SBIN:60 and SBN:75 cubes up to 2o x 20x- 20 mmThe doping of SBN60- and BSKNN-2 %%ith Fe and \k ith Fe and were produced for this work.as shown in Fig. 12- MeasurementsCe together has not been done previously. Fe is expected to of the photorefractive properties of these bronze crxsials haveproduce interesting results, as it has done in other ferroelectric been made at the California Institute of Technolog . Rockwsellcrystals. e.g.. LiN15O3 and KN15OJI 1 5- hossever. Fe-dloped Interniational. and the U.S. Armx% Night Vision and Electro-bronze crstal.s are highly striated under all growth conditions. Optics Laboratory INVEOLi and are continuing as still better-with the stitations ver\ difficult to suppress. quality crystals with various doping concentrations become

On the other hand. Ce-doped bronze cry.stals. e g.. SBN:6(I. available. Table Vill summarizes the goals set and the resultsSBN:75. and BSKNN-2. shoss minimal or no striations and are obtained to date for these crystals.of optical quality.- In the tungsten bronze structure. Ce' and In agreement with Megumi et al:5 the results for the presentCe 4 ' are expected to occup\ the 12- and 9-fold coordinated crystals show the typical broad Ce absorption band, as shownsites, while Fe> and Fe' -are expected to occupy the 6-fold in Fig. 13. An interesting feature is that the spectral responsecoordinated sites. Our result% suggest that the existence of stna- can be extended from the visible to the JR region by changingtions in these crystals depends Strongly on the type of dopani the site preference of the Ce ion. For example. when cenum isand its, ;catioit in the structure. Since Mn 2 'Mn ' . Crl - Cr 4 - . placed in the 15- and 12-fold coordinated sites, the optical ab-Co: 'CCo' . Ti'- ri' -,etc.. haxe ionic sizes and site prefer- sorption is observed in the visible, whereas the absorption ex-ences similar to Fe -.it would be interesting to also check their tends to the near-JR region when Ce is located in the 9-foldinfluence on striations. The spectral responses, for a few. transition coordinated site. This site flxblt is a unique advantage formetal ion dopants have been evaluated from ceramics and so- tungsten bronze crystals. including BSKNN. whose spectral be-lidified melts and are summarized in Table VII. havior is similar to that shown for SBN.

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--

DEVELOPMENT AND MODIFICATION OF PHOTOREFRACTIVE PROPERTIES IN THE TUNGSTEN BRONZE FAMILY CRYSTALS

TABLE IX. Beam fanning response time.

Response Time (sec)

Material 0.2 W/cm2 2 ' /cm

2 (nm) Measurement

4 Ce-SBN:75 7.2 0.6 442 90%

Ce-SON:75 2.0 0.25 442 e-Ce-SBN:60 0.6 C.05 442e-

4BaT'O3 4.8 0.6 4p? 90%

Ce-SKNN-2 5.8 0.6 e-1

tll lI il oTABLE X. Response time of self-pumped photorefractive materials.

hiIlthlI'lI~ RiiIiI esponse Time (sec)

3 4 6 7 M a t e r ia l Tave l e t h P o in t c ,0.2 W/cm

2 2 Wcm

2 (inm) Measurement

mm/cm n_Ce-SBN:5 32 8.3 442 90%

Fig. 12. Largesize(12x12x12and202O x2 mm),Ce-dopedSBN:60 Ce-SBN:75 7.7 1.3 442 e-I

cubes, BaTl03 25 2.5 514.5 90%

Ce-BSVNN-2 27.9 8.e 457.9 e-1

101

SBN Ce611 syit is larger bv a factor of 4 to 6 compared to undoped

p-QAaVO% fRO N - h-6

100 . maternal. - Although Ce doping is being evaluated to obtainoptimum photorefractive properties. the grating formation rate

-- sB cin the visible spectrum for SBN :60 crystals is the largest am onge 75 the bronze cr stals studied so far (-50 to 100 ms at 6 Wcm.

SB~eAs in the case of perovskite BaTiOi. the response time is much0 061 slower in the IR region hoy ever. the results of our work on the

-- uNOOPE" bronzes indicate that there is room for improvement in the IR

SBN 061 1 response time fcurrentlk 5 to 10 s at 0.9 pm) through the op-timzation of the shallow trap concentration and the crIstal-

10 2 300 400 500 hg600 700 B00 ographic lecation ot dopants in the bronze structure.

i,,, SBN:75 cristals are similar to SBN:60 in their electro-opticFig. 13 Absorption spectra for udoped and Ce-doped SBN character, bui with a much higher transverse electro-optic coef-

ticient Ii = 14) X 10- -1 V). On the other hand. BSKNN-

2 has a strong longitudinal electro-optic coefficient (r13 00543 2 1 s 5 1 o0 0 0 7 o6 4(X) , 10 1 . and its general features such as fanning,15 , _-7- I I I I i coupling coefficient, and self-pumped phase-conjugate behaviorF-- N -C *

f. 0 , -- .751 ,N C4are sim ilar to those observed for perovskite BaTiO i. A lthoughthe photorefractive properties of SBN-75 and BSKNN-2 appearto be promising, further improvements are needed to decrease

- I / - uNDOPED their response time. Tables IX and X summanze the beam fan-- .Sning and self-pumped phase-conjugate response times for these,.x --,, 611 bronzes and for BaTiO , as determined by Sharp et al."'-" Based

5- on their investigations. it appears that the Ce-doped tungstenbronze crystals studied are comparable to BaTiOi. More ex-perimental data on these crystals are being obtained at the U.S.Army NVEOL and will be published elsewhere.

0 20 40 60 lmproements in photorefractive characteristics need to be2deg, related to the possible roles of dopant impurities. In the ideal

Fig. 14. Dependence of the two-wave mixing gain coefficient on picture. one needs both a donor of electrons and an acceptor tograting spacing %, or full external crossing angle 20 in undoped and enhance the space-charoe field E,. These might be Ce " and

cerium-doped SON at A = 514.5 rim. The photorefractive grating was e t s , T m . aaligned along - 100 -, and the optical beams were polarized extreor- Ce4 Fe 2 and Fe .Ce and Fe or combinations ofdinary. The solid curves are best fits to the data using simple photo- these %kith Nb4 and various vacancies in the SBN:60 structure.refractive theory (Ref. 58). The current results clearly indicate that the additions of Ce and

Fe enhance photorefractive properties: however, the distributionof the various charge states, such as Ce' Ce4

- has not yetThe photorefractive coupling elhciencies for Ce-doped and been established. Because Ce' * (or Fe' is stable at growth

undoped SBN crystals are shown in Fig 14 We found that temperatures. several possibilities exist for the species formingCe doping increases the photorefractivc coupling coefficient charge traps; these are shown in Table XI.by a factor of 2 to 3 at large crossing angles. while at the same In the present case of tungsten bronze crystals, the tendencytime the photorefractive grating formation rate per unit inter- of Nb to reduce to Nb4 provides the possibility of donor

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NEURGAONKAR. CORY, OLIVER, EWSANK. HALL

TABLE Xl. Valence states of dopants in bronze crystals.

Crystallographic Sites Stable*Dopant 15- 1?- 9- E_ Donor Accepto. States

Ce -Ce>- Ce 4. Ce 3 Ce 4. Ce

3*

Ce and No -Ce3

. Ce4. Nt4' Ce

3', Nb4. Ce4. Ce

3* N 5

-e Ce3

- Ce 3 Cation Vac Ce

3-

Fe - - - Fe2

, Fe3

* Fe2

* Fe3

* Fe3'

F, Nt - - - 4 . s 4. e Fe

3- O

Fe - - - Fe3+ Cation Vac Fe

3- Fe

3+

Ce, Fe -Ce3

- Fe>- CE> Fe3. Ce

3., Fe3'

h *alence state at growth temperature, vac vacanc,

states. Since the preferred state of Ce at growth temnperatures is T I1 ,, - ,..Nb2 0 6Cc-.a donor, some questions remain concernig the identit\ 600-

of the acceptor in Ce-doped crystals. The observed tendencs, ofNb to reduce duting growth may encourage the formation of

MORPHOTROeIC PHASE BOUNDARYvacancies that could act a,, either donors or acceptors. Currentlo.we are using optical and Mossbauer SPCCtoscopo in an attempt 400to positivecl\ identtf,, the donor and acceptor species in thesecr\ stals

A. jTUNGSTEN BRONZE TUNGSTEN BRONZEORTHORHOMBIC TETRAGONA.

7. FUTURE TUNGSTEN BRONZE MATERIALS 200- MM2 4MV

Another alternatise approach to the development of improvedphotorefracti\ve materials is the use of morphotropic phasC p

boundar\ CNMPBh crxNstals that have ver\ large electro~-sptic el- 50 6 ?C B

fects. The electro-optic properties for crsstal compositions close 0 10 2C 30 405ac cs

to MPB regions can be at least 5 to 10 times, better than the PbNb206 MOLE 1hB. B-Nb206

current best materials and offer a unique opportunito to dexelop Fig 15. Curie temperature versus composition for thesuperior photorefractive materials Pb1 ,Ba.Nb 2O6 system (Ref. 65).

Figure 15 shows a typical ferroelectric tungsten bronze S\tern. Pb1 - BaNbO,. in wshich the MP13 revion is located at= 0 37 In this region. the eleetro-optic. dielectric. psro-

electric, and piezoelectric properties are exceptionally larre and close to the MPB but a lone "'a\ from the ferroelectie Curieare largelo temperature independent. Seseral of the more useful temperature. both P, and i can be % er\ large and nea-lo temn-tungsten bronze and perov.skite systems ,ho\, MPBs near w hich perature independent.the polarization is large. giving large electro-optic and dielectric For orthorhombic compositions close to the MPH. the equi\ -properties. As shown in Fig. 15. on a binar\ phase diagram an alent relations are, with respect to the prototypic ltragonal axes.MPB appears as a nearly vertical line separating t\,o ferroelectri,phases. i.e.. the boundary occurs at a nearl\ constant compo- El r

sition over awide temperature range up to the Curie temperature r12, r~j 2 g1 = jjEPoled crystals near such boundaries show unique and enhanced 9electro-optic properties because of the proximit\ in free energo A g~~e 9

of an alternative ferroelectnc structure. A detailed description 4 =ra=

of MPH behavior has been provided h\ Jaffe et al." i- r 44jE,

For the Ph, baNbO,, system,. the coexisttng phases at the ri r5 =

MPH are tetragonal and orthorhombic. In the tetragonal (4mm)symmetry for ferroelectnc bronzes, the electro-optic coefhicients Now it is Pi and Eii that will be large. so large and nearlyr,, of sing'le domains are given from the phenomenological model temperature invariant values of r~l and r4; are to be expected.of Cross et al.-1 in terms of the g, quadratic coefficients of In the Pbi - BaNb2Ot, system. Shrout et al .70.7i demon-the paraelectnc prototype by relations of the form strated that it is possible to grow small crystals with compositions

close to the MPB. For compositions on both sides of the bound-ary, the g, quadratic coefficients are largely temperature inde-

r 1 . 21 5 P~ ~ .pendent, as expected, and are bigger than those for SBN. WithS increasing Pb content, the piezoelectric coefficients d),, and d33.

shown in Fig. 16. escalate dramatically as the composition ap-r4, ri, = 2g4uP1s1E0~ proaches the MPB, with values larger tha'n those found for BaTiO.

We have also identified other MPH systems within the tungstenThe last relation is of special interest in that for a composition bronze family. e.g.. Ba2NaNb3Ot,-Sr2NaNb-5Oie. Pb2KNb5Ojs-

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DEVELOPMENT AND MODIFICATION OF FHOTOREFRACTIVE PROPERTIES IN THE TUNGSTEN BRONZE FAMILY CRYSTALS

TABLE Xll. Ferroelectric properties at MPB for tungsten bronze systems.

X Dielectric Electro-Opticat

Tc Constant CoefficientSstem MP6 (C) at P.T. . tO-. m/V

0-x) PbNb 206 . (x)BaNb206 0.3' 300 1900 1600*

La3- (2%) 230 1700 420-

+ La3+

(6%) 115 3500 780 "

(1-X) Pb2.5Nb5015 - (x)Sr 2NaNb 5015 0.75 135 2200 Large

0-x) Pb2KNb 5Oi5 - (X)Ba 2HaNb501s 0.25 255 1340 Large

0-x) Ba2NaNb5015 - (x)Sr 2NaNb5O15 0.60 170 •50(f La

(1-n) Pb2KNb5015 - (x)Sr 2NaNb 5015 0.70 155 930 Medium

Single crystal samples

Ceramic samples

7 D!, though they mat prove quite difficult to grow in appropriate size,,7.ORHDo, C -2 "E'PAGO5 A , and qualit.,

:--d 33' --- di

-d8. CONCLUSION

The prospects are bright for further development of SBN andBSKNN solid-solution crxstals to larger sizes, and efforts in that

,... _ -- direction are progressing. By selecting the proper dopant con-30 centration and its site preference in the tungsten bronze structure.

it is possible to control not onl, the photorefractive time ofresponse but also the spectral response in both the visible andIR regions. Such opportunities are rarely seen in other ferro-electric materials. Applications to optical computing. image pro-cessine. and phase conjugation will follo the de'.elopment of

I still larger crstals.4C 5.0 60 70) V<-bei opo

VL : 8. Sa 620. Better photorefractive effects ma'. be achieable in morpho-P Nt.206 ~MO E I aw20

Fig. 16. Piezoelectric d33 and dis coefficients as a function of com- tropic phase boundar'. materials it suitable grovth techniques

position in the Pb .Ba.Nb 20 6 system (Ref. 68). become a', ailable. The current problems associated with the growthof MPB PBN:60 ma', be o'ercome h\ deeloping thin films ofreasonable size aid qualit%. Recently. we demonstrated the growthof ferroelectric PBN:60 films on SBN:6() substrates of sarious

Sr-NaNb4O(,. and PhKNbhO i-BaNaNbhO;'.- suinmari/ed orientations with good success. Although considerable furtherin Table XII. The major ad'. antaes, oif \PB material,, for photo- development is required. the current success of achieving crs-refractise applications are talline films of this morphotropic composition suggest that de-

i I The separation from the phas" boundar', is a function o! vices based on MPB thin films may soon emerge. Substrates areo ,not e i morpho- obtaining single-crvstal films of the desired orientation

copsi. e tNpr aueit the ound r with good ferroelectric properties. Currently. ferroelectric thin-troptc. o tscr high salues of the dielectric and electro-optic film growth is being pursued in Japan and the USSR on nonferro-

2) For componitions close to the boundau. r and e electric substrates such as sapphire. glass. and MgO. On such)ar-er than those fir BiTiOr are possibleu substrates, however. crvstallinity and good ferroelectric prop-Sner than ptose forammiet ossiblm. n neuerties are often difficult to obtain. The use of ferroelectric

31 Since the protot p ~mt~is4mm n' one unique4-fold axis exists, and 90 tinms are not possible hence. rhparaelectnc single-crstal substrates from the same crystal family

cracking is not as severe a problem as reported for should help to minimize many film growth problems. for thisB 1,-1 reason. we are now actively engaged in developing MPB films

BaTiO 1 tdfor optical applications using SBN and BSKNN substrate ma-t4) Very large transverse drift fields could be achieved. tras* largeterials.We are devoting a considerable effort to the development ofMPB crystals in the expectation that they can provide a real 9. ACKNOWLEDGMENTSbreakthrough for device applications based on the photo-refractive effect. These crystals should also be beneficial for This research work on tungsten bronze crostals and their appli-other applications such as electro-optic switches and modulators. cations was supported b. the Defense Advanced Research Prod-transverse pyroelectric focal plane arrays, SAW devices, and uct, Agency (contract No. N(XX)14-82-C-2466I. In this regard.piezoelectric transducers. The potential benefit in these appli- the authors wish to thank Richard Reynolds and John Neff forcations justifies the further development of these materials. al- their encouragement and technical support The authors aie also

OPTICAL ENGINEERING , May 1987 ' Vol 26 No 5 403

1

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- -- - -- - -

NEURGAONKAR, CORY, OLIVER, EWBANK. HALL

grateful for the discussions on this research with L. E. Cross. 35 R. R. Neurgaontkar. '*Tungsten bronze famils crvsta!., for optical deviceA.Yariv, P. Yeh. NM. Khoshnevisan. and E. Sharp. applications.- in Spatial Light Maffdulaotrir ard Applications. U, Efron. ed

A. Proc. S PIE 465. 97 -101 (19h4)36, R R. Neurgaonkar and U. K.- Cor. *Progress in photorefractive tungsten

10. EFER NCESbronze crystal.! Opt. Soc Am B.3. 274 (1986,10. R FEREN ES 37T. Fukuda. "Growth and properties of ferroclectoc KLi:lTaNbiit5Ois.'*I R. L. Townsend and I T LaMacchia. "Opticallk induced refractive index Jpn. J. AppI. Ph~s,. 8, 122 11968) and I Crsst Growkth 6. 293 (1970)

in BalOi.: I. Appi Phys 43. 518S l1970fl 38. F. W. Ainger. J. A. Beswick. and S. G Porter. Ferroeecitcs inthe K:O-2. P Gunter. 1. Fluckiger. I P. H-uignard. and F Micheron. Ferroelectrics SrO-Nb2, system.'.' Ferroelectncs 3. 321 (1972)

13. 297 (1976, 39. Y. Jioh andf H, Iwasaki. "*Fen-oclectric and optical properties of Ba,,TiNbsO,3 F S. Chen. I AppI PhN 38. 3148 (1967.1 single crystals." I.- Phy s. Chem 34. 1639 (19-3,1 and Jpn I App] Ph s4 R Orloxkski. L A Boatner. and E Kruizip. ''Photorefractive effect, in 9. 157 (1970),

the cubic phase of KTN.' Opt. ('mmun 35. 45 (19801 40 T. Yamada. ''Single crystal grossih and piezoelectric properiies of5. J, J. Amodei. D L Staebler. and A W Stephens. "Holographic storage Pb2 KNb 0O,5 7 Appi Phys. Lett. 23. 213 (19731

in doped barium sodium niohate lBa-NaNbO1,).- App! Phis. Lett IN. 41 1 Nakano and T. Yamada. 'Ferroelecinc and optical properties of507 (19711 Pli2KNb5 Ots'" 1. AppI. Phys 46. 2361 (19751

6. I B Thaxter. 'Electrical control of holographic storage in SBN.- App! 42. J. R. Oliver. R. R Neurgaonkar. and G L. Shoop. "Structural and fer-Ph~s Left. I5. 210 (1969, roclectric properties of morphotropic phase boundars s~ stems in tungsten

7 L. H Lin. Prc z. IEEE 57. 25S2 (1969 1 bronze famils:' in Prot . 6th IEEE Int Ssmp on Applications of Ferro-8. M Peltier and F Micheron. ''Volume hologram recording and charge elecrrics. p. 485 (3986

transfer process in BSO and B3OO:' I App!. Ph%,. 48. 3683 (19771 43. 0 F. Dudniks. A. K Gromov. V. B. Kraschenko. Yu L Kapslo%. and9 V Mi Fndkin. B N Popas, and K A V.erkho'.skasa. App] Ph .' l0. G F. Kuznetsos. Sostet Ph~s Crx.stallogr 15(21. 330 319801

313 4178 44 R. R. Neurgaonkar. AW K Cars. %k~ Ho. Wk F. Hall. and L E Cross.10. A Ashkin. B Tell, and I %I Dziedzic. ''Laser induced refractive index. -Lo\ and high frecjuenc dlielectinc properties of ferroclectnic tungsten

inhomogeneities and absorption saturaition in CdS,'* IEEE I Quantum Ele~- bronze Sr2KNbsOis crystals.'' Ferroelectrics 3s. 857 I 19S]1iron QE.3. 4(X) ( 96-, 45 .9 P Huignard and A Marrackchi. Opt Ciommun 38. 249 11981).

11 T Nakamura. V, Fndktn. R lagomados. N1 Takashige. and K \ier- 46. 1 P Huignard and A. Marrackchi. Opt Lett 6. 622 11981)khosska~a. ''Photosoltaic an.! photorefraciise phenomena in ferroelectri. 47 P Yeh. Opt. Commun 45. 323 (1983.Rb 2ZnBrz '' I Plh ' So, ipn 41,. 15KS (Iu,(0 4K. P Yeh. I Opt. Soc Am 73. 126S 1983

12 F Nlicheron. A Hermrosn. G B Snii:t. and J Nicolais. C R Acad Sc. 49 P Yeh. App! Opt, 23. 2974 1 194.8 (De, Il(JlI 5 0 . 0 White. Mi Cronin-Golomb. B Fischesr. and A )"art\. AppI. Ph~s

I3 R R Neurgaonkar \ K ('or'.. and J R Ol.'.cr. ''Gros'.th and app. Lett 40. 450 (19X2)

14cations o? tungsten bronie tamul'. cr'.tid!-.' I-erroceict,s 51,.3 Hs I98 5 MN E. Lines and A. NI Glass. Principli'i arid .ppi ani.'rt of Ferroelicrrc.(4R R Neurgaonkae. 2 R Oliser. and L L C(ross ''Ferroelcr'c pro~pcrtics and Related Materials. Clarendiin Press. Oxford 1197-i

at o tetrag~onal tungsten bronze single cr\stW< ' Ferroelectricso 5631 1 14- 52 K Megumi. H Kozuka. NI Koba~ashi. and NI Funuhata. App! Ph~sISP V Len;,.. L 0 Spenmcr. and A A BHalnman. 'Eletro-opti. coeltncient' L.ett 30. 631 (1977)

of fierroelectri, SBN. " App! Ph. s Leit 11. 23, 1100'> 53 R R Neurgaonkar and I R Oliser. Semi-Annua! Technical Report No16 S T Liu and R B kiacuolek ''Rare earth modified Sr.. Ba. Nb:(l. 4. DARPA Contract NCK14.82.C-2466 31955,

ferroelectic: cr% stal\ and their app).cat..'n, is nrared detectrs J Lh, - 5-4 A lshida. 0. Mikami. S Miiazasia. and M Sumi. App) Phi'. Lett 21.iron Mater 4. 31 , 19", 192 (19721

I- A Ni Glass. 'Insestigaition of the elec:tri~a! Properties ol1 SBN stith spcsii!1 5 E Okomoto. H Ikeo. and K Nhuto. App! Opt 14. 2453 i1 4'71,reference to p\ rocle,:tri dete..iin' *I App! Ph%, 40. 4699 1 1964. 156 P N. Gunter. 'Electric-held dependence of phase conjugate a'.e front

8 P P Labbc-. \I F're\. B RaS;:.u and J C' Monier ''Structure crsstalinc reflectisit\ in reduced KNbOI and BSO." Opt Lett 7. 1) (1982,de Id phase ferroelectoque dui niobate de p!..rnb Pb'b 2O, replacement dc, 5" P N Gu'nter. Phys. Reports. 9 3. 3994 (11982.atoms, metalliques et interpretation dle li trtjturv,' Acta Crsallogt B 3, 58 Ni D E\&harik. R. R Neurgaonkar. \k K Car\. and I Feinberg. '"Optical

22))M 3'" characterization of photorefractise strontium barium niobate.'' submitted io394 P B Jamieson. S C Abrahartis. and I L. Bernstein. ''1-er,cleccm, run.> lpp P:

sten bronze ispe cr stsl 'tru tuJre I barium strontium niobazc 591 G Rakultic. Yanrt, and R R Neurgankar. ''Phatorefractise propertiesBa, --Sr,, -Nb,6,. ' I Chen. Ph- 48. 5("8 0(968 and 50. 4352, 19' a~, f undloped. cerium-dloped. and iron-doped stngle-cr\stal strontium barium

20 F W Ainger. \k P Bickirs and C, \ moth. ''The sear..h for ncst niobate7" Opt Eng 251 11). 1212 -1216t, (I 4if'

ferroelectrics sith the tungsten broie structuts I ros Brit ceram So,. 6)) G Rakuljtc. A Yans and R R Neurgaunkt. ''Phatarefractive propeties38. 22! 31971$, of terroelectrtc BaTiOat and SB.N:6():' inA online or 0ptics and Applications.

21 '1 Ikeda. K tLno. 1K (.1jmad, .A Sugar,, J Kat,. S Taisano. and H P Yeh. ed .Proc SPIE 613. 110-118 19i6.Sat,. ''Same solid sotlution ot the AMB,,(), and A,,B,.,O.. ts, pe Tungsten 61 G Rakuljic. K Savano. A N'an\s. and R R Neurgaoinkar. "Self-startingbronie fernselectnics." Jpn J App! Ph'. 17.341 ,l9's, passive phase canjugate mirrar xwith Ce-doped Sr_.Ba NbJo..' App. Phs

22 1 Rasez and P Hagenmuller. ' Sequense dc transition' de, phases de Lett 50(), 10 (1987,structure bron/es de tungsten quadratique') ' Mater Res Bull 12. 76-4 62 E I9 Sharp. Ni J. Mitller. G, L. Wood. \k W Clark Ill. G Salaeno. and

23 19Rs79, ernSto.adPHgnmle.'Tettrgoltnse R R. Neurgaankae. "Phoiorelractise prilpertues of tungsten bronze SBNbronz lkez Apaes ro stalocheand r agule relTion' betreena te nsteneir single crystals'' in Pri'c. 6th IEEE int Simi, or, Applications% of Ferroe-

brnelk hsructaldistorins: Annes Chli n ~c ienrance t 28 51,l( let trices. P..I5 1 1986;properties and srcuaditrinAn hm(rne18.21117 63 G Salamo. Ni J. Miller. W W. Clark Ill. G L Vioucd. and E I Sharp.

24 1 F N-s e. .Phvj~ca) Properci-r rol Cin s til.. Oxford Ints Press. London ''SBN:60 as broadband sell-pumped conjugate mirror.'' accepted for pub'

25 190 Secr e;,.adAABlmn Po EE5.20 lication in Opt Lett25 E6 Sence. PV Lnzo.andA A allan.ProcIEE 52 207 64M J. Miller. E J. Sharp. G L WoodJ. iii A Clark III. G Salamo. and

26 1 T Milek and Ni Neuberger, Huridhoo. of Fieirronii ateurial, \i,! X. Rupe R.N eurganar. m irsonse acedfope r 0 pubiaoi Opt. Com-I Plenum. Ne" York (19721 pumpdpaecnuaemro)acptdfrpbiaini p on

27~ 1 Rodriguez. A Siahmakaun. Gi Salamo. MNI M itller. \k W Clark Ill. 65 C m un bro hrn.adFIn.*'-a.peolc n piaG L ood E Shrp.and R euqonkr, BSKN asbrodbad -studies of ferroelectrc PbNb.2 O5 and related compounds:' Acta Crystalloge

selif-pumped conju,7ate mirror.'' accepted tor publication in Opt Leit(1.26190

2X I R Caeruthers and H Gritsso. ''Phase equilibrium relatans in the temars 66 B Jaffe. W. R Cook, and H Jaffe. Pii-:oele'irtc Ceramics. Academics'stem BaO-SKO-Nb:-Os.' I Electrochem Soc 117. 1426 11971 Press. Ne%% York 11971).

29 A A Ballman and H Brawn. 'The growth and properties oif Sri. BaNb.0 ,5 . 67 R R. Neurgaoinkar. J. R. Oliver. and L E Cross. Final Technical Report.a tungsten bronze ferroelectiris" I Crist Growth 1. 311 11967 1 DARPA Contract NOOUI4-82-C-2466 13986,

30 S T Liu and R B Maciolek. I Electron Mater 4. 911(19751 68 M. DiDomenico and S. H. Wemple. "Oxygen octahedra feeroelectrics 1.31 R B Macialek and S T Liu. 'Preparation and properties of low% loss theors' of electra-optical and nonlinear optical effe, is.' I App] Ph) s 40.

SBN fert-oclectnc single crystals.' I9 Electron Mater 2. 191 11973) 7201 1969,32 K Megurni. N Nagatsumna. K Kashiwada. and Y Furuhata. "The con- 69. S. H. Wemnple. "Electra-optical and nonlinear opical properties of crys-

gruent melting composition of SBN.- Mater Sciences 11, 1583 (196, tals.'' in Applied Solid-State Si'iences. V'al 3. R 'Aolfe. ed '.p 263.1(19721.33 R R Ncurgaonkar. M H Kalisher. T C Limt. L I Staples. and K L 70 T R Shrout. H. Chen. and L E Crass. "Dielectric. piezoelectric prop-

Keester. ''Czochralskt single crystal growkth of Sr,, 6,Ba, AnNb.:O, for sur- ertes of PbirBaNbOv ferroelectric tungsten bronze crystals.- Ferto-face acoustic wave devices,' Mfater Res Bull 15. 1235 (19801 electrics 56. 45 (1983)

3U R R Neurgaonkae. A K Cars, and I R Oliser. 'Growkth and app!. 73 T. R Shraut. L E Cross. and D A Hukin "Fer-aelecti properties ofcation'. of tungsten bronze Iarml crsstals far optical applicatioins.' Ferro' tungsten bronze lead barium niobaic IPBN) single crystals.'' Feeroelectricselectrtcs 53. 3(11 11985, Left 4.. 325 119N3,

404 / OPTICAL ENGINEERING / May 1987 / Vol 26 No 5

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DEVELOPMENT AND MODIFICATION OF PHOTOREFRACTIVE PROPERTIES IN THE TUNGSTEN BRONZE FAMILY CRYSTALS

Ratnaker R. Neurgaonkar is manager of the Mark D. Ewbank is a member of the technical staff in the AppliedFerroelectric Materials Department at the Optics Department at the Rockwell International Science Center, where

Rockwell International Science Center. He re- he has been involved in infrared focal plane development, opticalceived the B.Sc. (1962), M.Sc. (1963), and Ph.D. thin film structures, and materials characterization measurements(1967) degrees in solid-state chemistry from (including refractive index, photoelastic, electro-optic, and thermo-Poona University, India. At Rockwell, Dr. electric properties. Presently, his research interests are in the areasNeurgaonkar has been directing the ferroe- of optical phase conjugation, nonlinear optics, and photorefractivelectric materials research and development effects. He has coauthored more than 30 scientific publications andprogram for various device applications, in- is a member of the American Physical Society and the OSA.cluding electro-optic, photorefractive, andpyroelectric imagers, SAWs, millimeter wave, -" W. F. Hall received his Ph.D. in physics from

and piezoelectric transducer applications. With Warren K. Cory he the University of California in 1964. From 1965has developed various growth techniques for ferroelectric crystals; to the present, he has worked as a researchfilms and has successfully demonstrated the growth of optical-quality physicist, member of the technical staff, anddoped and undoped Sri.,BaNb 2O6 and BSKNN single crystals using currently as principal scientist at the Rockwellthe Czochralski technique. Besides ferroelectric materials, Dr. Neur- International Science Center. He has madegaonkar has also been interested in magnetics, luminescence, and significant scientific contributions in the fol-laser crystal development work. He is a member of the Americpn lowing areas: charged-particle scattering inCeramic Society, the Electrochemical Society, and the American As- crystals, properties of magnetic systems, is-sociation for Crystal Growth. He is the author or coauthor of more coelastic effects in polymer solutions, andthan 90 research publications. characteristics of compound semiconductor

interfaces. In addition to his research in the above areas, he hasWarren K. Cory is a research specialist in the collaborated in the investigation of distri buted-feed back lasers, mag-Ferroelectric Materials Department at Rock- netic suspension viscosity, dielectric properties of condensed matter,well International Science Center. He re- and various applications of electromagnetic theory. Dr. Hall is a mem-

__ceived the BA degree from the University of ber of the American Physical Society, Pi Mu Epsilon, and Sigma PiCalifornia at Los Angeles in language (Ger- Sigma, and has over 40 publications.man) in 1965. He has been working in thecrystal-growth area for more than 18 yearsand has grown a variety of different crystalsusing different techniques. Before joiningRockwell, Mr. Cory worked at Stanford Uni-versity and the University of Mexico in Mex-

ico City. At Rockwell, together with Ratnakar Neurgaonkar, he hasdeveloped striation-free and defect-free quality tungsten bronzeSr .BaNb2O6 crystals. He is also involved in perfecting the ADC-equipped Czochralski technique for other bronze crystals such asBSKNN and MPB compositions and perovskite KNbO3 compositions.Mr. Cory has modified current growth equipment to state-of-the-artquality and recently introduced computer control of growth. He is amember of the American Association for Crystal Growth and is acoauthor of more than 40 publications.

John R. Oliver received his BS degree in 1967and MS degree in 1969 in electrical engi-neering from the University of Colorado. From1969 to 1972 he was an instructor and a grad-uate research assistant in high speed opticalswtz.hing at the University of Colorado In1972 he joined the Rockwell International Sci-ence Center, where he has been involved inthe study of dielectric, electronic, and ionictransport properties of sen iconducting andinsulating materials. His work includes the

study of thermally stimulated conductivity in perovskites and semi-insulating GaAs, ionic diffusion in wide-bandgap insulators, the ionicand electronic properties of interfaces, the electrical and optical prop-erties of AIGaAs. GaAs solar photovoltaics, and electrical transportphenomena in semiconducting and semi-insulating materials. Mr.Oliver is a codeveloper of the photoinduced current transient spec-troscopy (PITS) technique for the characterization of electronic trap-ping levels in semi-insulating materials, particularly GaAs crystalsand epilayers. He is currently engaged in the growth, ferroelectriccharacterization, and phenomenological theory of tungsten bronzematerials. Mr. Oliver has 35 publications and is a member of SigmaXi and the American Ceramic Society.

OPTICAL ENGINEERING ' May 1987 / Vol 26 No 5 / 405

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OiRockwell InternationalScience Center

SC5441 .FTR

GROWTH AND FERROELECTRIC PROPERTIES OF TUNGSTEN BRONZE

B2 ,srKi I -NayNb 5 (BSKNN) SINGLE CRYSTALS

44C9976TA/jbs

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Journal of Cr-ystal Growth 84 (1987) 6 29-637 629North-Holland. Amsterdam

GROWTH AND FERROELECTRIC PROPERTIES OF TUNGSTEN BRONZEBa 2- Sr,K, - ,.Na,.Nb5O, (BSKNN) SINGLE CRYSTALS

R.R. NEURGAONKAR. W.K. CORY and J.R. OLIVERRock-.el! Internationa.! Science Center, P 0. Box 108f. Thousands Oaks, California 91360 USA

and

W.W. CLARK Ill. G.L WOOD. M.3. MILLER and E.J. SHARP

Center for No&h ision and Electro-Oprics, Ft Behoir. Virginia 22060-5677, LISA

Recci~ed 9 March 19',. manuscript receised in final form I Jul 19F'

The undoped and Ce-doped ferroeleorni tungsten bronze crvstals. specifical]% Ba 1 ,Src-lKc ,-Na0.,-Nb,., (BSKNN-li andBa0.r 1 ~ 5 ~N~,NbO,,(BSKNN-2Z. have been grown in optical quality using the Czochralsks technique Although both of these

crystals are tetragonal with point group 4mm, their growth habit along the 1001] direction differs: BSKNN'-] crystals groA in a squareshape voth four well-defined facets. while BSKNN'-. cry.stas have an octahedral growth habit with eight well-defined facets Thelongitudinal dielectric ((,1 and Linear electro-opiic tr 11 constants show strong enhancement when expanding from BSKNN-1 andBSKN\-: crylstals, indicating that the latter could be of major interest for electro-optic. photorefracti'.e and pyroelctnappbcatiorn-

1. Introduction optical-quality doped crystals. For this reason. wtehave investigated the Ba 2 -,Sr-,K -,Na NbO,

Tungsten bronze crystals exhibit excellent eleL- (BSKNN) solid-solution system which resemblestro-optic [1.21. photorefractt'.e 14-7]. and pyroele,:- BaTiO, in many respects. particularl\ in its ferro-ti-ic 18.9] properties, and these attractive features electric properties [15,16]. The present paper re-make them potential important for applications in ports on the growth and characterization ofoptoelectronics. Bronze solid-solution crystals such Ba1 5Sr0 K0 75 Na0 25 5 01. (BSKNN-1 1 andas Srt-,Ba,Nb..O, (SBN). either doped or un. Ba,Sr1 5K0 5Na 0 5NbsO15 (BSKNN-2) crystalsdoped. have proven to be excel-lent materials for for optical and pyroelectric applicationsvarious applications such as guided-wave optics[10]. photorefractive [3-7] and millimeter-wave[11-14] device studies. These crystals are also 2. Experimnentalbeing used in pyroelectric detector studies becauseof their large pyroelectric coefficients. The undoped and doped BSKNN solid-solu-

Tetragonal (4mm) SBN solid-solution crystals tion system was studied using reagent grade chem-exhibit excellent transverse ferroelectric and opti- icals, specifically B8CO3 , SrCO3. K2C03. NaCO 3.cal properties in contrast to perovskite BaTiO, CeO2 and NbO 5 . The appropriately weighedcrystals, which show strong longitudinal ferroelec- materials were thoroughly mixed and calcined attric and optical properties. Currently, both SBN 9000 C and then sintered at 13S0*C. The struc-and BaTiO3 are leading candidates for various ture identification and solid solubility range forapplications, however, the use of BaTiO, is limited each phase were checked using X-ray diffractiondue to extreme difficulty in growing large size, measurements. The compositions BSKNN-1 and

0022-0248/87/$03.50 C Elsevier Science Publishers B.(North-Holland Physics Publishing Division)

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630 R. R. Neurgaonkar er al / Growth and ferroelectric properties of tungsten bron:e

BSKNN-2 were then studied in more detail using

DTA techniques to ascertain melting temperaturesand supercooling behavior.

For single crystal growth experiments, high-purity starting materials (Johnson Matthey, Ltd.)were used. To maintain a high degree of homo-geneity in the crystals, the starting materials were 45 MA01A

thoroughly ball-milled before they were melted ina platinum crucible (chemical analysis did not " _2

show the presence of A120 3 due to alumina ballmilling). The crucible was 2 in. in both diameter 51 0 PLATE

and height, and was supported in a fibrous alumina / \insulating jacket (table 1). The furnace used wasRF induction heated to 370 kHz. All of the crystalswere cooled through their paraelectric/ferroelec- 100 BAR

tric phase transition (170-210'C) in an after- I1OBARheater furnace. Fig. 1. Bar- and plate-shape BSKNN single crystal specimens

A variety of techniques were used to evaluatethe ferroelectric, pyroelectric and electro-opticproperties of these crystals. Crystals belonging to by measuring the dielectric constant before andthe tetragonal point group 4mm have three piezo- after poling.electric and electro-optical coefficients and twodielectric constant, thus requiring various sampiesof differing orientation. Bar and plate-shaped 3. Results and discussionspecimens, as shown in fig. 1, oriented along (001)and (100) were cut with a diamond saw from the The BSKNN-1 and BSKNN-2 compositionscrystal boule with the orientation determined b% exist on a SrNb2O-BaNbO-KNbO,-NaNbOLaue X-ray back reflection. Samples were then quaternary system. as shown in fig. 2 Composi-lapped and polished to achieve optical qualitN. tions exhibiting the tungsten bronze structure in

Prior to most measurements, the crystals were this system can possess either tetragonal (4mm) orpoled by the field-cooling method (T, to room orthorhombic (mm2) structures, the latter occur-temperature in 0,) under a DC field of 8-10 ing basically for Na'-containing compositionskV/cm along the polar (001) axis using either Au such as Sr 2NaNbO,. Ba2NaNbO, andor Pt electrodes. Unkke BaTiO. no special pre- (Sr,Ba)2NaNb5 O,,. For this reason, the relativecautions are required to pole these tungsten bronze magnitudes of the transverse (r 3,) and longitudi-crystals. The completeness of poling was checked nal (r,) electro-optic coefficients in these crystals

Table IGrowth condiuons for the DSKNN solid-solution crystals

Compoauon Growth Pulhng Color Szt Growth Latticetemperature (* C) rate (rmn/h) (cm) habit constant (A)

BSKNN-1 1480 8-10 Colorless 0.5-1.0 Square a -12.506, c - 3.982DSKNN-I:Ce 1480 6-10 Pink 0.5-1.0 Square a -12.506, c- 3.992DSKNN-2 1490 6- 8 Colorless 0.8-1.2 Octanedron a - 12.449, c - 3.938BSKNN-2:Ce 1490 6- 8 Pint 0.8-1.2 Octahedron a-12.449. c- 3.938

All crystals were grown in oxygen along the (001) durecuon. Loss of K due to volatiluAuon was someumes a problem in BSKNN-Icrystals

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R R Neurgaonkar et al / Growth and ferroeleciric properties of tungsten bron:e 631

abNb2 o 6 3.1. Growth of BSKNN Crystals

Both BSKNN-1 and BSKNN-2 crysstal were

grown using an auomatic diameter-controlledCzochralski growth technique used for other

s 4 Z B 2 KNb 5 1 5 tungsten bronze crystals, e.g., SBN : 60. SBN : 75,S 40SKN and KLN [3,18-20]. The growth of these

BSKNN crystals was successful; however, growing

BSKNN-I was found to be more difficult than forBSKNN-2. Since these crystal compositions con-

tain six components, it is very difficult to establish

SBN 75precisely the true congruent melting composition.-However, apparent BSKNN-2 is closer to the true

KrbO3 congruent melting composition than BSKNN-1.sN-4 K 75 The growth conditions for these crystals are

KNN 50 given in table 1. Initially, bronze SBN :60cytl

S,206 KNN 25 were used as seed material, but as small BSKNN2 Sr2 NaNb 5 O1 5 NIaNbO 3 crystals became available, these were used in sub-

sequent crystal growths. Because these compo-Fig 2 The phase relation in the SrNb:Oi-BaNb:O -KNb- nents are multicomponent and have several crs-

O-NaNbOquaerna\ syst tallographic sites available for Ba 2 , Sr 2 K and

Na", the following problems were encountered.

are strong functions of both the Ba : Sr and K : Na (1) Exchange of crystallographic sites. specificalI.

ratios. Since these coefficients are adjustable. our of the 15- and 12-fold coordinated ions such as

work has concentrated on the binary join between Ba 2', Sr 2" , K- and Na', can cause severe optical

BSKNN-1 and BSNN-4. as shown in fig. 2. The striations and cracking problems.

end-member composition BSNN-4 is ortho- (2) Crystals cracked when cycled through the

rhombic at room temperature and is a part of the paraelectric/ferroelectric phase transitions. This

Sr 2 NaNbO 1,-BaNaNbO,_ system [17]. The was less severe for BSKNN-2.

latter system was recently studied by Obver et al (3) High solid-solution melting temperatures were

[17] and exhibits an apparent morphotropic phase in excess of 1480 0 C: hence, volatilization of K -

boundary at the composition Sr ,Ba 0 NaNbO,. and oxidation-reduction (Nbh' - Nb 4- ) prob-

Both BSKNN-1 and BSKNN-2 are considered lems were observed.

to be filled bronze structures because the 15- and These growth problems have also been reported

12-fold coordinated sites are completely occupied. 13,18] for other solid-solution tungsten bronze

The tetragonal tungsten bronze compositions can crystals such as SBN : 60, SBN : 75. SKN, KLN

be represented by the chemical formulae and PBN, and were sufficiently minimized in

(AI) 4(A 2 )2CaBI00 30 and (A 1 ) 4(A 2 )2 Bo 0 30. BSKNN crystal growths to obtain optical quality

where A1 , A 2, C and B are 15-, 12-, 9- and 6-fold crystals as large as I to 1.2 cm square. Fig. 3

coordinated sites, respectively. The BSKNN corn- shows typical BSKNN-I and BSKNN-2 crystal

positions are based on the (A1 )4 (A 2 )2 BI003o for- boules grown along the (001) direction. The crystal

mulation and in this arrangement both the A, and growth of these compositions along other direc-

A 2 sites are completely occupied by Ba 2 *, Sr 2*, tions such as (100) and (110) was also attempted,

K and Na'. In contrast, other important bronze but was found to be very difficult because of poor

compositions based on the Sr, -Ba,Nb 206 solid- control over the neck-out from the crystal seed.

solution system have partially empty 15- and 12- The use of an automatic diameter control sys-

fold coordinated sites with a vacancy of up to tern in these growths helped to maintain the neces-

20%. sary growth temperature stability. We have found

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S632 R R A eurgaonkar et al Grom 1h and ferroeleciric properties of iungsien bron:t

I i-€I

SSKMN-1 SSKNN-2

Fig 3 Typical BSKNN-1 and BSKN\-2 ccsials grown along the (001) direction. Marker represents 1 cm

in this work. as well as in our work on SBN : 60 fractive applications, one needs Ce in tmo valenceand SBN : 75 that crystal qualitx also depends states. Ce 3 - and Ce'-. Since photorer-acte prop-strong. on the following factors: erties are enhanced significantl_ for Ce-doped(1) Impurities in the starting materials: Ca.- BSKNN-2 crystals, we believe that Ce exists inFe3-, Mg-. etc. The presence of Fe'- seems to both states. However, further work is necessar, tobe a major cause of optical stnations in these establish the actual valence state distribution.crystaI s. As shown in fig. 4. both BSKNN-1 and(2) Rotation and pulling rates: Faster pulhng rates BSKNN-2 crystal boules exhibit natural facets:are needed at lower rotation rates to control tem- however. BSKNN-1 grows in a square shape withperature stabilitN since crystal thermal conducti\- four well-defined faces, while BSKNN-2 crystalsito is low. have an octahedral shape with eight well-defined(3) Cooling rate variations: the Ba : Sr and K : Na facets or faces. The wider facets in both crystalsdistribution on the 15- and 12-fold coordinated are (100), thus facilitating the process of orientingsites change for different cooling rates, causing the crystal axes. SBN solid-solution crystals arestrain, as well as striations, in the crystals. also faceted, but they ae cylindrical in shape with

As reported for Ce-doped SBN : 60 crystals 13]. 24 well-defined facets [3,21]. We have found thatthe addition of 0.05 wt% Ce in both BSKNN the differences observed in crystal shape withcompositions did not change the growth condi- composition also reflect insignificant differencestions or degrade the optical quality. However, the in the respective ferroelectric and optical proper-addition of Fe * in the 6-fold coordinated site ties. Fig. 4 shows the idealized forms of bronzecauses severe striation problems in tungsten bronze crystals.BSKNN-1, BSKNN-2 and SBN : 60. For photore-

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R R Aeurgaonkar er al / Growth. and ferroelectric properties of fungsten bron:e 633

1 00 1)/-'°°"

(001)

f -i l .- ill

(201) (001.

(20011

11201, 101 1 1001

(100; (1001

(lI1•-I 0 210;-- K , I 'E jrl010

11001 1 -210)

; I;

I, 'I , 1J

BSKNN 2 BSKNN 1 SBN 60

a bFig 4 Ideaized forms of tungsten bronze cr-,stals (a) large longitudinal effects. (b) large transverse effe,:.

3.2. Ferroeleciric and optcal properte.s The low-frequency dielectric properties ofBSKNN-2. shown in fig. 6. are sirmlar in overall

The temperature-dependent dielectric proper- behavior to those for BSKNN-1. However.

ties of BSKNN crystals were measured from BSKNN-2 has a lower Curie point (170-178°C)- 1500 C to above 4000 C using a Hewlett-Packard which contributes in part to this higher c-axiscapacitance bridge. The dielectric properties at 10 dielectric constant of 170 (poled) at room temper-kHz for BSKNN-1 are shown in fig 5 for the a- ature. The a-axis dielectric constant for BSKNN-2and c-axis (polar) crystallographic orientations is also considerably larger, with a value of 750 atLike other tungsten bronze ferroelectrics, the polar room temperature and rising to above 1000 ataxis dielectric constant is characterized bv a sharp - 150°C. These values are roughly a factor of two

dielectric anoma., at the ferroelectric phase tran- or more greater than for a-axis tungsten bronzesition temperature. T,. which occurs at 205-210 ° C SBN :60 single crystals [22].for BSKNN-1. Below T , the c-axis dielectric con- The dielectric constants for both BSKNN com-stant decreases monotonically to approximatelh positions exhibit Curie-Weiss behavior above T.100 at room temperature, and to 55 at -150 0 C. that is,For crystals poled to a single ferroelectric domain, (,J - C/(T- 6).the dielectric dispersion has been found to beminima] over the range 100 Hz to 100 kHz, except where 0 is the Curie temperature and C, thenear T. Along the a-axis, only a slight dielectric Curie-Weiss constant. BSKNN-1 deviates some-anomaly is observed at the Curie point, with a what from this relationship because of an unex-value nearly two orders of magnitude smaller than plained "kink" near 270 0 C, evident in fig. 5. Forfor the c-axis. Since the a-axis dielectric constant temperatures just above T,, C,3 - 2.6 X 105* C andremains relatively flat below T,, it is nearly four 63 - 203-208 0 C for BSKNN-1, whereas fortimes larger than the c-axis constant at room BSKNN-2, Cc3 - 3.2 × 1050C and 03 -temperature. Below room temperature, the a-axis 168-175"C. In both cases, T is 2-50C higherdielectric constant rises gradually to a value of 470 than e, indicating a quasi-first-order ferroelectricat -1500C. transition behaviour. Curiously, BSKNN-1 and

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634 R R !,eurgaonkao et a!,/ Groxth and.ferroelectric properties o(tungsten bron:c

05 BSKNN-

104

C

0

I- - ---

jo2 E33 -

1 "1

.0 200 4-200 200400

TEMPERATURE (IC'

Fig 5 Temperature dependence of dielectnc constant for BSKNN-1 at 10 kH;

BSKNN-2 also show strict Cune-Weiss behavior of 34 /C/cm: at room temperature. a value simiover a 3000C range belo" T. with Curie-Weiss lar to that of SBN : 60.constants C a factor of 7-S smaller than the The room-temperature pyroelectric coefficientrespective high-temperature (paraelectric) values of BSKNN-2 is 0.036 /C/cm: K. nearl a factorThis observation suggests that the Devonshire of three lower than for bronze SBN :60 (0.10polarization coefficients in the free-energy expan- AC/cm- K). However. the lower room-tempera-sion for BSKNN may be strongl temperature-de- ture polar-axis dielectnc constant of BSKNN-2pendent. A more detailed exarrunation of the fer- (170 versus 920 for SBN :60) results in a muchroclectric phenomenologv for BSKNN crystals will higher pyroelectric figure-of-merit. p/( (2.1 xbe presented in a subsequent paper upon the 10- 4 versus 1.1 x 10- 4 for SBN :60): further-completion of additional measurements. more. this figure-of-merit is much less tempera-

The polar axis pyroelectric coefficient. p. ob- ture-sensitive because of the higher transition tem-tamed from the zero bias current density mea- perature for BSKNN.sured at a constant temperature rate, and the A transverse modulation technique was used to

spontaneous polarization, P2. obtained by integra- determine the optical half-wave voltage (V,) andtion of p over temperature, are shown in fig. 7 for the value of n.r, - - n,,, for BSKNN-2.a BSKNN-2 crystal with Tc - 170 0 C. Although The crystal was placed between crossed polarizersBSKNN is a quasi-first-order phase transition fer- set at 450 to the c-axis and a modulation fieldroelectric. fluctuations in ionic site preference re- was applied along the c-axis. A low-frequencysuits in a moderate distribution of transition tern- (- 400 Hz) AC modulation field was used toperatures in the crystal. Hence. the spontaneous avoid space-charge effects. All measurements werepolarization P, has a nonzero value above the made at room temperature (300 K). At 442 nn. V,mean Curie point. T,, as seen in fig. 7. Below T, was found to be 220 V and n3r, -2.0 x 1-9the polarization rises sharply and attains a value m/V. At 633 nm. V, was 425 V and n~r, was

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R R N eurgaonkar et al Growth and ferroelectric properties of tungsten bron:C 635

105BSKNN-2

104

ZZ

t.2

0

cf330 102

-20C 0 200 400

TEMPERATURE ('C:

Fig t' Temperature dependence of dielectric constant for BSKN\-2 at 10 kHz

1 4

-SKN , 2 1C 1.5 X 10 -9 m/V. Since r,, is general], small and

n, is about 2.3. r,3 is therefore expected to beabout (150-200) x 10", m/V for BSKNN-2. Thu.figure may be compared ith the value computed

10- - from the relation r, = 2g. P,4o1 E , .where g is the- quadratic electro-optic coefficient [23]. For g., =

- 0.11 m'/C:, r, is estimated to be 112 x 10-

m!\', significantly smaller than the measured val-ues. Similarly, r, may be estimated from the

10 6 relation r, = 2gPte 0o(, using g, = 0.09 m 4/C-4 - and ( = 750, r, is estimated to be 400 x 10'SI l r n/V .

/ ~I - because of the large discrepancy between the/1 computed and measured values for r, (which.

.L value for r5, may be 300 x 10-12 or greater in

-- ,. BSKNN-2. The apparent variation of the quadraticelectro-optic g coefficients in BSKNN comparedto bronze SBN indicates that the g coefficientsmay not be constant throughout the tungsten

0 so 100 1SO 200 250 bronze family, as previously assumed. Clearly, thisTEMPERATURE rC) subject deserves renewed attention in experimen-

Fig 7. Spontaneous polarization. P2 . and pyroelectric oeffi- tal and theoretical work.

cient. p. as function of temperature for a BSKNN-2 c-ms Table 2 summarizes the ferroelectric and opti-crysta! cal properties of tungsten bronze BSKNN-1 and

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636 R R Neurgaonkar et a' Growth and ferroelectric properties of tungsten bron:.

Table 2 Table 4

F,-rrolectnc and optical properties of BSKNN-I and Companson between leadang photorefractive crstal,

BSKNN-2 crystals Tungsten bronze BSKNN Perovslute BaTiO,

Properi) BSKNN-I BSKNN-2 Large longitudinal rs5 , d15. Large longitudnal rs. d,,.

Symmnetry 4mm 4mm it available it available

T (C) 205-210 170-178 Excellent host for photore- Excellent host for photore-fractive and clectro-optic fractive and electro-optic

, - a ( C) 2- 5 apphcations applications

Cune-Weisscoefficient (C) 26x105 3.2x105 Large square and octahe- Pure BaTiO 3 crystals and

Dielectnc constant ill - 380 ell - 750 dron crystals ( o 1.15 cm) difficult to grov

, -120 ir_' - 170 with optical quality areavailable

Piezoelectnic coefficient d, - 70 d,, 20-0(x 10- I: d C 60 d33 - 60 Absence of tw'mning 90 ' twins are present

(4/mnn - 4mn' (m3m - 4mmElectro-optic coefficien: 250 r, 30(

(X 10- m '\ ra, = I l( r, = 18 Absorption and response Controlled spectral recontrolled in the desired sponse with dopant poss:

Pvoelectnc coeficten: p = 0 03l.3 p 003 spectral range using proper ble. but difficult(UCM/cm- K I crystallographic site/sites

Spontaneous polarzuatior P , P for a given dopant

(C 'cm2' No tetragonal to ortho- Tetragonal to orthorhomb,rhorruc transition observed transition occurs at 10 ' C

down to LN temperature

BSKNN-2. In table 3. the optical figures-of-ment Open structure - structural Closed-packed structure

n 11a,/in and r_, t are given for BSKNN. SBN and fle.ibilli to alter crvsta Lirruted compositional fieu-

BaTiO3 . For phase conjugation (self-pumped). decomposition bilt%

image processing and optical computing appli-cations. the relevant figure-of-ment can be calcu-lated as n 3r,,/. which is found to be two to three

times larger in the BSKNN system than for an'. Recent photorefractive work b\ Rodnguez etother matenal. This difference is due to the high al. [24] on BSKNN-2 crystals doped with Ce ha,

dielectric anisotropy found in the BSKNN system shown this material to have excellent self-pumpedwhich results, for example. in a high r., with a phase-conjugated beha'ior. These cr'stals also ex-simultaneouslk lonx c,. hibit large photorefractive coupling coefficients,

Table 3Electro-opuc figure-of-ment for tungsten bronze crystals

Crystal Dielectnc constant Electro.opuc coefficient (10 -"m/%')

i) 31 r3r r// n 3r,

Sto 5 Bao 2 5Nb 20 6 (SEN . 75) 450 3000 1400 42 0.467 560

SrO BaONb2 O, (SBN : 60, 450 900 470 42 0.522 6.25

Sr 2 _,Ca.NaNbOs (SCNN) 1700 2700 O0 - 0.470 5.65

Pbo6 Bao.Nb2 O. 1900 50 - 1600 0.&40 10.10

BSKNN-1 360 120 150 • 200 0.550 66'

BSKNN-2 700 170 170 350 0.500 6.00

BSKNN-3 780 270 200 - 400 0.510 615

BaTO 3 4100 1500 80 1600 0.390 4.01

KNbO, 950 201 6? 3g0 0.400 4.20

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R R Neurgaonkar et a/ t Groth and. erroeectnc propertle3 of tungsten bror- 61-

and fast response times [251. As summarized in 16] R R Neurgaonkar. Proc SPIE 4t' (1s4., 9"

table 4, in many respects BSKNN-2 resembles [7] G.E Rakuljic. A Yan' and R R Ncurgaonkir App!Phys Letters 50 (19 8 7 1 10

perovskite BaTiO, in its photorefractive proper- 18] ST. Liu and R.B Maciolek. J Electron .lMn. 4 1

ties, but with the advantages of high optical qual- 91itv. absence of twinning, and rela.ive ease of pol- [9] A.M Glass. J Appl Phys 40 (1969) 469y

ing to a single ferroelectric domain. As such, it can (101 0. EJknoyan. C.H. Butner. H F. Taylor. W.K Burns A S

be anticipated that ith further development and Greenblatt. L.A. Beach and R.R Neurgaonkar. Appl

optimization of compositions in the BSKNN ss- 111 B Bbbs, M MatloubLt. H.R Feeran. RR Neu

tem. and with further optimization of the dopant rgaorar and W.K. Con. App] Ph~s Leiters 4S (198rconcentration and ionic site preference in photo- 1642

refractive crstals, this tungsten bronze ferroelec- [121 W.W. Ho. W.F. Hall and R.R Neurgaonkar. Ferrocle-tnc may ultimate surpass BaTiO, and SBN: 60 in tmcs 56 (1984) 230

[13] R.R Neurgaonkar. W." Ho. " K Con , %.F Hall andmany photorefractive and electro-optic device ap- L.E Cross. Ferroelectncs 51 (1984 1S5plication [14] B Bobbs. M Matloubian. H R Fetterman. R R Neur

gaonkar and WK Con". Prc SPIE 545 19S5i 25[151 Landol- Bornstein Neu, Sener i(., si and Solld Sti.

Phssicsi Vol 11 (Spnnger. Berlin, 1 '-Acknoviledgement, [161 AT. Johnson Appl Ph , Letter, "1Irt,5 l'I J Upr

Soc Am 55 (1965i 82,This' research \kork \aj supported b\ DARPA I1') J R Oliser. R R Neurgaonkat and (., L Sh, .7 i Pro.

contract No. D.-AK2g-4-C-012>4 and NOUM.14- 6th IEEE (ISAF). 19bt p 4S'82-C-244(-. and US Arms Contract. No c 18] R R Neurgaonkar. M H Kalisher T ( Lir L J Stapic-

D.kAK-70-83-C-001c- The authori, are grateful for and K.K. Keesrer. Mater Res BuL 15 t]s , 13(5the discussions on this. research b\ Profesor .f J[19] R R Neurgaonkar W.K Cot.s and J R (Oi,'e- I-errocl.s otncs 35 (1983 301

Cross of Penn Staic t ner..i\ 120! R R Neurgaonkar V K Cor, and J R O:\er Pro. Spr'

54, (19S51 14(

(21! 01 Dudnri. A K Gromot V b kra.'hernt,., It LReferences Kop\,los and G F Kunzneiso S, et Ph%, -( r',: I'

u19191 330[2_ R R Neurgaornkar. U.K Co ' \A H . F H.' ar,d

(1] S Sakamot, ard I ai..zk, AFT Ph.'. Lciic L E Cross. Feoelecinc 3S 9! ,S42, 1n23I L E Cross and R R Neurgaortka J Mater S. s.b-121 P b Let',zo, L 6, Spen~zer and A. A, Eah r . Appl Pt.-mie

moe"Letter,11 1 24, J Rodnguez A Siahmakour. C.I Salan, L

M I Mie"13; R R Neurgaonka ar d V S. (

, ,-,

J (0- S ... An. \V U9 'A Clark 111. G L \kocd. L I Shart and k k \c. "

14 Gi Sala., k1 Mjr F J Sharr, GI a r. a gdonkar. App! Opt 26 (19S75 1"3:1:51 G A Rakulit, A Nan% at. R R Neurga.onke: ApT:

'k' Clark 1ll. Opt Commun 50 lt .;- Phs Letters 5(,(1 98'1 D

[5 i EI Sharp. MJ Miller. G L 'Aos, VM %k Clark Ill 1SaJam. and R R Neurgaonkar. in Pr. t, lEft(ISAF-Fereoelecncs lS(. p 51

Page 56: FAMILY CRYSTALS · 2011. 5. 15. · Research Projects Agency or the U.S. Government." ... I Preliminary Photorefractive Result on Different Dopants ... such as in Sr2 _xCaxNaNb5Ol

oRockwell InternationalScience Center

SC 5441 .FTR

A REVIEW OF THE STATE-OF-THE-ART IN THE GROWTH AND FERROELECTRICPROPERTIES OF TUNGSTEN BRONZE CRYSTALS

56C9976TA/jbs

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A REVIEW OF THE STATE-OF-THE-ART IN THE GROWTH AND FERROELECTRICPROPERTIES OF TUNGSTEN BRONZE CRYSTALS

R.R. Neurgaonkar, W.K. Cory and J.R. OliverRockwell International Science Center

Thousand Oaks, CA 91360, USA

and

L.E. CrossMaterials Research Laboratory

The Pennsylvania State UniversityUniversity Park, PA 16802, USA

ABSTRACT

The state-of-the-art in the Czochralski growth of various optical-quality

ferroelectric tungsten bronze single crystals is reviewed. This growth work, undertaken

with specific optoelectronic applications in view, has succeeded in providing large

crystals of bronze Sr1 \BaxNb20 6 (SBN), Ba2 _xSrK, _yNayNb 5O15 (BSKNN) and

Sr2_xCa\NaNbSOlS (SCNN) suitable for electro-optic, pyroelectric and photorefractive

applications.

INTRODUCTION

Tungsten bronze ferroelectrics are found to be very useful for surface acoustic

wave, electro-optic, pyroelectric, and millimeter wave applications, and more recently

1-15for photorefractive applications. A considerable amount of work has been published

on the development of this family of materials; however, it did not formerly find wide

application due to lack of availability of crystals of adequate size and suitable quality.

At Ro:kwll International, we have systematically studied and classified the major

growth probleirs, crystal habits and ferroelectric properties of various bronzes, tailoring

J19218A/ejwk

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compositions according to particular device applications. 16 - 2 0 In this paper, we repo.-t

our major findings on the growth of these crystals and discuss the mechanisms which give

rise to their unusual ferroelectric and optical properties.

BACKGROUND: FUNDAMENTAL PROPERTIES

The tungsten bronze compositions can be represented by the general formulae

(.I)4(.'\2)2C4Bl0030 and (A[)Q( 2 )2 B1 00 3 0 , in which A, A 2, C and B are 15-, 12-, 9-

and 6-fold coordinated sites in the crystal lattice structure. The tetragonal bronze

prototypic structure is shown in Fig. I in projection on the (001) plane. 2 1,2 2 A wide

range of solid solutions can be obtained by substituting different A1 , A2 , C and B

cation ,23-26 and a number of different ferroelectric and ferroelastic phases have been

identified (.ore than 150 compounds and solid solutions). The ferroelectric phases can

be divided into two groups: those with tetragonal symmetry (4mam), which are ferroelec-

trio, and those with orthorhombic syninetry (inm2), which are both ferroelectric and

ferroelastic.

The origin of ferroelectric properties in these materials is best understood in

terms of their high symmetry prototype phase, which in this case is 4nim. A Gibbs free

energy function can be derived for this phase which incorporates the effects of polariza-

tion and temperature. The excess Gibbs energy in the ferroelectric phase due to nonzero

polarization, Pi, along the three principal crystallographic axes may be written as a

Fay lor series expansion in powers of the Pi given by

AG1 = 23(P + 2 ) P2 + (Pl P2) + a 3 3P 3

+P 2 ) 2 + l P2 2 p -P E P E Pal3(Pl P2 P3 + .12 1 1 - E2P2 E3I3

21921 XA/eiw

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where the Ei are the corresponding electric field components. Setting the first partial

derivatives of AG with respect to the polarization equal to zero gives the field

components:

E = 2a3P 3 + 4a33P 3 + 2a1 2 + 2a 2 +

(2)

= 2a 1P + 4c 1P2 + 2a 2 P + 2 pp 2 +

2 22cz 12P1P2 + Q13 2 3

E 2 +4 + 2a 2 2

3= 3 3 33 23 13(P1 + P ) "'

Final\ the dielectric stifnesses follo Z Curie-Weiss aw I are:

i 2u + 12 21 + 2 2 + 2u 2P+

(3)

= i + 12cx 1P 2 + 2a 1 2 + 2a1 3 23 +

'-2 = 12 1 2 23

=2c, + 12 12 4 2a13(2 + P2 ) +

IT) the paraelectric phase (P1I P2 =P 3 =0), the stiffnesses follow a Curie-Weiss law with

II '2 21 (T-ol)/Cl (4)

'3= 2 a3 (T-o 3) IC3

IfC3~,the miaterial w.ill go into the tetragonal (4mmn) state (P32 t 0) belowx the

lerroelec tr i( tranrsit ion temlperature, TC. H ence, since P3 increases at much less than a

3392 18A/e)\x

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linear rate below Tc , E33 (Fo X33 )- will decrease with decreasing temperature,

whereas c [ will increase below Tc. Conversely, if 01 >0 3, the material will go into an

orthorhombic (rm2) state (P 2 P2 , 0) in the ferroelectric phase. In this case, £1!

will decrease with decreasing temperature, whereas E 33 will increase.

The consequences of the two types of ferroelectric states on the electro-optic

behavior may be found in the phenomenological expressions for the linear electro-optic

coefficients, rij. For tetragonal (41m) bronzes, these are given by

r 31 2g 3 1 P 3 '-o 3 3

r 3 3 = 2g 3 3933 (5)

r 4 2 z r,, =gF44P 3 oll ,

vhere the g'% are the quadratic electro-optic coefficients of the paraelectric phase;

generally g3 3 is miuch greater than either g 1 3 or g4 4 . As a consequence, room

terperature values for r3 3 are usualk large for tetragonal ferroelectric bronzes (e.g.,

.S[3N:0), although can also become large as a consequence of the increasing Eli

beloA Tc.

For orthorhonbic (mn2) bronzes, the corresponding linear electro-optic

cot,[ficients are

4J92 ISA/ejwk

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rii ii [] 2gpc I I

r21 = 2g21PlcoLll

r3 l = 2g 3 1Plco' 33 (6)

r 4 3 = r 5 3 - g 4 4Pl o:33

r 61 I r6 2 = g 4 4 P loI I

I itLncc, r i car be large for orthorhombic bronzes, but the increasing E33 below T c can

ail)o make r 3 l and r4 3 large.

SELECTED TUNGSTEN BRONZE SYSTEMS

Table I lists ke\ properties of the more important tungsten bronzes grown to

date. \;e have selected four different types for growth studies, namely, Srl_xBaxNb206,

Ba 2 _xSrxKl_yNayNb 5 Oi5, Sr 2 xCaxNaNb 5Oi 5 and Pb1 _xBaxNb 2 0 6 , because of their

distinctly different ferroelectric and optical characteristics. These are:

I. SBN System: Exhibits strong transverse optical effects

largely independent of the Ba:Sr ratios

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2. BSKNN System: *Exhibits strong longitudinal optical effects for

K-rich BSKNN crystals.

*Exhibits large longitudinal and transverse effects

large for Na+-rich BSKNN crystals.

3. SCN\ System: *Exhibits longitudinal and transverse optical

effects which are large and nearly equal for

most compositions.

PBlN S\ sten: "Exhibits strong transverse effects for x <_ 0.37

MPIB at x z 0.37 (mi2).

*Exhibits strong longitudinal effects for x Z 0.37

(4ri11).

A brief description of each of these bronze crstals is given below.

SBN Sv)steri:

The solid solution system Srl-xBaxNb2 O6 , 0.75 _ x _ 0.25, belongs to the

tungsten bronze family even though the end members, SrNB 20 6 and BaNb 20 6 , do not

exhibit i bronze structure. This solid solution is based on the formula (A1 )4(A 2)2 B, 00 30

in which both Sr2 and Ba2 + are in the 15- and I 2-fold coordinated sites; since these sites

arc partially empty, the SIN solid solution is referred to as an unfilled bronze. Japanese

%Ark reports that Sr 0 .6[a 0 .4 Nb20 6 (MbN:60) is close to the congruent melting region,27

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and not Sr0 . 5Ba0 .5Nb 2O6 (SBN:50) reported by Carruthers et a12 8 in the early 1960s.

More detailed information on this system can be found in earlier papers. 29 ' 3 0

BSKNN System

The Ba2_xSrxKl-yNayNb 5Ol 5 compositions exist on the SrNb 20 6 -BaNb 2O6 -

KNb0 3 -NaNbO 3 quaternary system as shown in Fig. 2.19 The BSKNN crystals listed in

Table I exist on the BSKNN-I - BSNN-4 binary joint, and we currently believe that there

exists a norphotropic phase boundary (MPB) region between BSKNN-2 and BSKNN-3. In

this system, BSKNN-l is tetragonal at room temperature, whereas BSNN-4 is orthor-

hombic and hence permits MPB regions. The BSKNN solid solution is also based on the

2+ 2.+formula (AI)4(A 2 )2 BI00 3 0 in which the larger Ba , Sr , K and Na + ions are in the 15

and 12-fold coordinated sites. In this case, both of these sites are completely filled;

hence this solid solution is referred to as a filled bronze.

SCNN Systen

The solid solution Sr2 _xCaxNaNb5Ol5, 0.0 s x - 0.33, belongs to the orthor-

hombic bronze structure for all Ca 2 + additions, 3 1 and as shown in Fig. 2, the dielectric

properties increase with increasing Ca 2 up to 20 mole%. The main feature of this

systemi is that it exhibits transverse and longitudinal optical effects which are large and

nearly equal. This is the first system where we have found both properties to be

potentially large. Like BSKNN, SCNN crystals have a filled lattice structure.

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PBN System

The PblxBaxNb206 solid solution exhibits an MPB region 3 2 ' 3 3 at x = 0.37

(Fig. 2). For x < 0.37, the compositions are orthorhombic at room temperature with

large transverse optical effects, whereas for x _ 0.37, the compositions are tetragonalh

and exhibit large longitudinal effects. Although we have recently reported various other

bronze MPB systems, 3 4' 35 the PBN solid solution remains as the best studied MPB bronze

and is potentially very useful for a number of optoelectronic applications.

CRYSTAL DEVELOPMENT

Table 2 lists a number of tungsten bronze single crystals grown in our work and

their associated grovwth conditions. The Czochralski pulling technique was used for these

growths, with the crystals pulled from 2 - 2" platinum crucibles in an oxygen atmosphere

to mnmize the reduction of Nb5 to Nb *. Initially, spattering during growth was a

severe problem due to the incomplete decomposition of BaCO 3 ; this problem was

subsequently eliminated by sintering the startiig materials above 1350'C (the

decomposition temperature of BaCO 3 ). The crystals were grown along the <001> direc-

tion using suitable seed material, and after growth was completed they were held in a

post-annealing furnace and then slowly cooled to room temperature. Crystal cracking

during cooldown through the paraelectric/ferroelectric phase transition was initially a

probleii,, but this has now been minimized for tetragonal bronze crystals. However, this

problem is still a concern for orthorhombic crystals.

\Xe initially developed our growth technique for Sri_xBaxNb 2O6 x = 0.25, 0.40

aid 0.)C, because of its excellent electro-optic and pyroelectric properties. Early \ork

ST& Laboratories 2S,29 indicated that SBN:51r xas the congruent melting composition

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within this system, and SBN:50 growth was performed at various laboratories. 3 6 - 4 1

Subsequently in 1976, Megumi et a12 7 reported SBN:60 to be closer to the congruent

melting region. Our crystal growth work has confirmed these results by achieving optical

quality 5BN:60 growths of up to 3cm diameter, 16' 1 7 while the growth of SBN:75 and

SBN:50 has been comparatively more difficult, with maximum crystal diameters of 2 cm.

Figure 3 shows optical quality SBN single crystals grown along <001>. These

crystals grow in a cylindrical shape with 24 prominent facets, with these features

unchanged for different Ba:Sr ratios. Although the growth of SBN:75 and SBN:50 has

been widely studied, 4 2 their growth has been confined to smaller sizes to maintain

moderate optical quality. Based on our extensive crystal growth experiments in this

system, e believe that SBN:60 is close to the congruent melting region, with a solidus--

liquidus gap substantially narrower than for either SBN:75 or SBN:50. In general, the

optical qualit of these crystals depends not only on this factor, but also on factors such

as temperature stability during growth and the purity of the starting materials.

Doping of SBN crystals with Ce 3 , Cr and La3 + does not degrade optical

qiality, with doped crystals being successfully used in photorefractive and pyroelectric

studies. ISHowever, the addition of Fe 3 + introduces optical striations which have proven

difficult to suppress under the current growth conditions. La3+-doping was basically

studied for pyroelectric applications and it was found that although the quality of these

cr'.stals remains generally good, La 3 + doping in excess of 1 mole% changes the crystal

shape from cylindrical to squarish, as shown in Fig. 4. 18 Liu et a19 also investigated the

growth of La 3 +- d o p e d SBN:50 crystals, but they did not report such changes in the shape

of their crystdls.

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Three distinctly different BSKNN compositions, listed in Table 2, have been

grown in optical quality up to 1.5 cm diameter. Since the BSKNN system contains five

components, it is very difficult to precisely determine the true congruent melting

composition on the BSKNN-I and BSNN-4 binary joint. This system was originally intro-

duced by Cross and co-workers, 4 3 and later studied in China 4 4 without mention of the

existence of a congruent melting composition. However, the growth of BSKNN-2 and

BSKNN-3 is relatively easier than BSKNN-L and show superior optical quality, suggesting

that the congruent inelting region may be in the vicinity of BSKNN-2 and BSKNN-3.

Figure 5 shows BSKNN-l and BSKNN-2 crystals grown along <001>, with

BSKNN-3 having a growth habit similar to BSKNN-2. Note that BSKNN-I grows in a

square shape with four well-defined facets, whereas the relatively smaller unit cell

BSKNN-2 and BSKNN-3 grow in an octohedron shape with eight facets. Another bronze

cormposition, tK3 Li 2 Nb5 O1 5 (KLN) 3 1 grows in a square shape similar to BSKNN-1,

suggesting that this growth habit is common for larger unit cell bronzes containing

alkaline ions. .\s listed it-, Table 2, thc, dielectric and optical properties for these larger

unit cell crystals (BSKNN-l, KLN) are generally smaller than for the smaller unit cell

BSKNN-2 and BSKNN-3 crystals. Another interesting feature of the BSKNN system is

that as one moves fromi BSKNN-2 to BSKNN-3, the transverse effects (c 3 3 ,r 3 3 ) become

larger, suggesting the possible existence of a morphotropic phase boundary region

between BSKNN-2 and BSKNN-3 (Fig. 6). Further work is in progress to establish the

existence of an MPB region, if any, within this binary join.

The growth of orthorhoibic Sr .qCa0 . , NaNb5 O 1 5 (SCNN-2) and

Sr l. 8 Ca 0 .2 NaNb 5 O1, (SCNN-l) was found to be more difficult than BSKNN and SBN due

to a lover crystal syrmmietr\ ar.d the lack of information on the congruent melting

commpositlois thin this system. Initially, these, crystals were grown using SBN:60

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crystal seeds and as better SCNN crystals became available, they were subsequently used

as seeds. Currently, SCNN crystals have been grown up to 0.7 cm diameter with

reasonable quality; Fig. 7 shows an SCNN-2 crystal grown along <001>. SCNN grows in a

cylindrical shape and exhibits certain facet formation, although the actual number of

3+_facets has not been conclusively established. Ce -doped SCNN-2 was recently

examined in photorefractive measurements, 3 1 and although the crystal quality needs

improvement, strong photorefractive effects were evident. Further work is underway on

tinee SCNN conpositions to improve their size and qualit for various device studies.

The Pb 2 tcontaining bronze composition, Pb0 6 Ba0 .4 Nb2O 6 (PBN:60), has

proven even nore difficult to grow due to the continuous loss of lead during growth.

Although we have succeeded in growing approximately I cm diameter crystals at Penn

State, 3 5 homogeneity has been poor due to lead loss. This composition is important

primarily because it has the highest potential figures-of-merit (FOM) for optical and

noriuinear optical applications. To better realize the benefits of such high FOM materials

and to better understand their basic properties, we are currently developing single

crystal films of PBN:60 on SBN:60 substrates. 45 We believe that the growth of these

iaterials in the form of thin films will ultimately prove more beneficial to device

applications than the poorer quality bulk single crystals.

Figure 8 shows idealized forms of the growth habits for bronze ferroelectric

crystals. Since only a few orthorhonbic bronzes, such as Ba2NaNb5 Ol 5 , Pb2 KNb 5Ol 5 ,

K2tfiNb 5Ol 5 arid K3 Li 2(TaI xNbx)5Ot 5 (KLTN) have been grown in decent size, the basic

growth habits of these crystals are not yet well established, except for KLf'N which

grows as square crystals. Based on our work, it is clear that heat flow and other growth

factors are important in developing facets in all of these crystals.

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PROBLEMS ASSOCIATED WITH ATTAINING OPTICAL QUALITY

Tetragonal SBN and BSKNN single crystals have proven comparatively easier

to grow than orthorhombic SCNN crystals. However, the quality of SCNN crystals has

been adequate for the measurement of ferroelectric properties such as the dielectric

constant, polarization and pyroelectricity. Nevertheless, the crystal quality for optical

measurements has not been adequate.

As showrn it Fig. 9, .ke have encountered numerous problems in all bronze

crystal growths, particularly for BSKNN and SCNN. Although moderate to large size

crystals have been developod in all of these compositions, the following problems have

bk en of greatest concern:

1. Multicomponent solid- olution systems, nmakitig it difficult to establish true

congruent melting regions.

2. High material melting temperatures ( 1450C), resulting in volatilization and

oxidation-reduction (Nb5+ Nb 4 +) problems.

3. Exchange among crystallographic sites, specifically of the 15- and 12-fold

coordinated ions such as Ba2 , Sr2 , K, Nat, causing severe striations.

4. Cracking of cr-,stals when passing through the paraelectric/ferroelectric phase

transition temperature. This problem is more- severe for orthorhombic SCNN

cryta l, beca,, thc\ undergo two phase transitions, i.e., paraelectric/

ferroc lectrit (at L:gh teniperature) and ferroelectric/ferroelastic (at lower

tellipera t! r.).

12971 .eI? ,

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Because these bronze systems are multicomponent, often incorporating four or

more elements, compositional fluctuations on a large scale were routine in our early

grow~th experiments, producing defects such as coring, banding, bubble formation and

striations,, as summarized in Fig. 10. These defects were partly related to the poor heat

flow.% through the grow.th interface resulting from oxygen loss at elevated temperatures.

These crystal so twinned easily, probably due to the above plus the complicated unit

cell and a poor choice! of growth temperature gradients. iWe quickly realized that sharp

:ei~er~u~e*':aie:t erc not appropriate for growing thjese bronze miaterials, as they

tendetc to produce crystals wkith high dislocation densities along the c-axis with massive

straini f eld ), I, itrnou, and the cracking c ! boules wkhen cooling to room temperature or,

We~~~~~ ~~ eu kenv iete ivtl ere growing. These experimental results led

Jo ti0 Cek' 01 pu:. CI o'C tempe~rature gradients near the melt interface and, as a

re~j t. " q' t.:>. crdua l ipro,.ed wvith the successf ul suppression of coring and

0 flpo, Ii oni i t juto rei ;onst3 V tor bancIMI

Althoucn' corrq, and comip sitional fluctuations, (banding) w.ere tinatlk elinlin-

atecd to a large xtnt : cryvtai, I> erc still found inadequate for optical studies due to

Owe preeniie ti stri itiorrs. At thi, tge tIor t shif ted towkards investigating the prob-

in>,asocated~ Ioptical striations,, and it wsfound that the following factors %were

1i 'i .r Co fc I r h' t on

1: nl;K 1 in r t i t nai, te t ii par t ic ulIarlIy F:.

* I i~ipri:u. r~l~j~t~rwoa the so! id-liquid interface.

13

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3. Cooling rate variation: Under different cooling rates, the distribution of Sr 2 +

and Ba2 + on the 15- and 12-fold coordinated sites varies (for example, Tc

increases with faster cooling rates), and striations result due to nonuniform

distributions of these ions.

Since Fe2+/Fe 3 + is an active dopant in producing favorable photorefractive

effects in Ba2 NaNb 5 Ol 5 , KNbO 3 and LiNbO 3, 4 6 - 50 its role has been studied in SBN and

[ bKNN in some detail. In the tungsten bronze structure, Fe 3> occupies the 6-fold

coordinated Nb5 site and it gives a beautiful golden yellow color for low doping

levels. 5 1 Although these Fe-doped bronze crystals also exhibit large photorefractive

t!!iect , their quality is degraded by the occurrence of striations. Based on our

iivezt igations, these striations exist unless ultra-pure starting materials are used with

irort concentrations less than 2 to 3 ppn.

In order to understand more ful ly the role of 6-fold coordinated cations, we

Live also introduced Cr 3 and Vr 3 t ir the 6-fold site and have found that the crystals

growkn are of optical quality with excellent photorefractive effects up to 0.20 wt% Cr 3

3-52 2 3a atemt to replac coordinat3dor Mn. Siilar attempts to replace Sr by Ce or La in the 12-fold coordinated

site have also been successful, and these crystals also have excellent quality for several

aJ)plications . i-i particular, Ce-doped SBN and BSKNN crystals have been extensively

im ed in photorefractive experirnlents,iO- I while La3+-doped SBN crystals are found to be

parlt tilarli suitablk for p~roelectric detector studies. Table 3 summarizes the various

doppits iivestigitcd diid their site preference in the bronze structure. The unusual role

I I"e iii introducing striations is still a niysterr in bronze crystals and we believe that

effort should hte _Oi ii m to di strnguish its character [rom other trivalent dopants such

a , : t r 3 .

t r ,rl M I 13

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Another important parameter for achieving high crystal quality is the

maintenance of a flat solid-liquid interface during growth. This strongly depends on

strict temperature stability and controlled pulling conditions which have been achieved

by the use of an automatic diameter control (ADC) system in our growth facilities.

Currently, two different types of ADC systems are being used: one weighs the boule

during growth (Crystar), and the other weighs the crucible (Technical Specialties and

Services (TSS)). Both systems are adequate for our needs, but the TSS system is designed

for larger crystals of 80 to 100 gins total weight. Using larger crucibles and other

necessary modifications, one can use this system for even bigger crystals in excess of 300

to 500 gins. The use of these ADC systems has improved heat flow conditions and helped

to maintain temperature stability of ± 1/2C or better. To make these systems more

rchiiblt- and versatile, they are now interfaced to a computer to maintain a constant

cr\sta diameter through the control of the pulling rate and the melt temperature.

Althouoh further improvements are being investigated, the present crystal quality and

dia,;eter control are sufficient for routine large production.

Thin polished sections of numerous crystals have been examined under a trans-

riiission microscope, examples of which are shown in Fig. 11. When bronze crystals have

been pulled without the use of an ADC system, they are invariably striated. On the other

hanid, when an ADC systerr is used and is well tuned to the optimum growth conditions,

the crystal quality draniatically improves and can be maintained throughout the boule.

H owever, as shown in Fig. 11, the system needs a certain amount of time to adjust (I to

2 h), arid onct the heat flow and pulling rates are optimized, high crystal quality can be

riaint, ned throughout the growth.

The developmient of striation-free SBN:60 crystals was found to be easier than

other bronze crystals, because this composition exists close to, or at, the congruent

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melting region. The growth of optical quality BSKNN-I crystals was difficult since it

exists far away from the so-called congruent melting region, which appears to lie

between BSKNN-2 and BSKNN-3. The present successful growth of doped and undoped

bronze crystals in optical quality is considered to be an essential step in their ultimate

application in optoelectronic devices.

FERROELECTRIC PROPERTIES

Figure 12 shows the polar axis dielectric properties for three bronze ferro-

eiectrics in wkhich good crystal quality has been attainable, specifically SBN:60, BSKNN-2

an- Sr .93CaO. o0Na~b50l 5 (SCNN(190/10)). Both SBN:60 and BSKNN show very large

CUIL.I- tric maxii;,u at thc phase transition temperature, Tc, reflecting the essentiall

se,-o:id orde'r nhaL- transition behavior (Tc -03) of these materials. SBN compositions,

Inr Venerdi, ha',e a s0!n.edat broadened transition region due to their unfilled lattice

stru, tur. corrip., to the sharper transition of filled bronzes such as BSKNN, as illus-

tralttd In Fig. 12. On 'he other hand, SCNN crystals are somewhat unique in that the

dt2e-ectric niaxdr,uni at Tc i, an order of magnitude lower than that found in either SBN

or BSKNN, kith a broad secondiry riaxinium occurring well below Tc due to a ferro-

elastic transition. The behavior of the ferroelectric transition in SCNN may be under-

stood by an examrination of the nornalized dielectric stiffness 3= 33 , as shown in

:ig. 13. hii SCNN, the transition temperature, Tc (P 3 $ 0), occurs above the Curie

teriperature, 03, deterniined froN the extrapolation of the high temperature slope to

x33 0. flence, unlike SRN and BSKNN, SCNN is a first order phase transition

furroelectric with Tc - 268"C arid 03 2t 2"C. The broad secondary transition occurring

nar 90°C is f crroc lastic, causing SCN\ crystalk to be weakly orthorhoibic at room

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temperature. However, unlike more classic orthorhombic bronzes such as PBN, the 3- or

c-axis is the unique polar axis, similar to tetragonal bronze ferroelectrics. Hence, SCNN

is referred to as a Type 11 orthorhombic, or pseudo-tetragonal, ferroelectric similar to

bronze Ba2 NaNb 5 Oi 5 (BNN).

Figure 14 shows the a- and c-axis dielectric stiffness properties of Cr-doped

(0.01 wt%) SBN:60, showing the large difference between the Curie temperatures 01 and

03 typical of tetragonal or pseudo-tetragonal bronze ferroelectrics. An interesting

tuature i the nearly linear variation of X33 with temperature in the ferroelectric phase;

front the standpoint of the phenomenology (Eqs. (3) and (4)), this reflects strong

temperature dependencies for the higher order Devonshire coefficients a 3 3 , a3331

etc. 53 This behavior is also observed in BSKNN compositions and in SCNN for

temperatures belov. the ferroelastic transition (Fig. 13). Note also that in SBN:60, XII

(aid thereforu2, L1 l) varies only weakly with temperature below Tc . Hence, the linear

electro-optic coefficient r 51 (Eq. (5)) is expected to be only weakly temperature-

dependent.

Doping with Ce, Cr and Mn does not appreciably affect the ferroelectric

properties of these crystals for dopant concentrations of 0.02 wt% or more, depending on

the dopant. Lanthanium doping, however, appreciably broadens the dielectric character

near the phase transition,18 and significantly lowers the phase transition temperature.

This is important for pyroelectric applications, since the pyroelectric coefficient,

I's (7)

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achieves a maximum near Tc where the spontaneous polarization, Ps, varies rapidly with

temperature. Hence, La-doped SBN:60, with Tc close to room temperature, is

particularly suited to high sensitivity pyroelectric detector applications.

Figure 15 shows the variation of the spontaneous polarization and the pyro-

electric coefficient as a function of temperature for undoped SBN:60; La-doped material

shovs the same characteristics, with the curves shifted downward in temperature

according to the level of doping. It is seen that P5 is only a weak function oftetrperature, varying as (03 - T) over much of the temperature range below the

transition temperature for SBN and BSKNN compositions, and likewise for temperatures

below the 90'C ferroelastic transition in SCNN.

In general, these bronze crystals show very low dielectric dispersion and

diolectric losses after poling to a single domain condition. Room temperature values of

the dielectric loss tangent (100 Hz-100 kllz) have been measured as low as 0.0005 in SBN

and BSKNN crystals, with dc conductivities of 5 . 10- 15 ohm -- cm - t or less. Poling is

relativel\ easy to accouplish by applying a moderate dc field of 5-10 kV/cm during slow

cooldown fron, the transition temperature. However, the field must be brought up

gradually when close to, but below, T c to avoid the formation of a thin fracture region

underneath the positive electrode. Aside froni this consideration, these crystals have

proven to be mechanically very rugged, and can withstand repeated thermal cycling

\x thon damage.

DISCUSSION

Tablh 4 lists the optical figures-of-ierit ri /L and nrij/t- for several of the

mort important bronze ferroelectrics in comparison with BaTiO 3 and KNbO 3 . \, ith the

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exception of PBN:60 bulk crystals, which presently suffer from inhomogeneity and a lack

of optical quality, all of these materials possess high FOMs and good optical quality for

serious consideration in several optical device applications. Perhaps the most important

of these applications is in the area of photorefractive devices10-17 (optical phase conju-

gation, optical computing, etc.), in part because of the relative ease with which these

crystals can be doped and tailored for specific spectral regions from 0.4 im to the

near-IR.

One of the more encouraging aspects of these bronze crystals is the excellent

uniformity of their ferroelectric properties from growth to growth. Considering that all

of these materials are solid solutions of varlying complexity and high melting tempera-

tures, this is sormething we could only hope for when this work was initiated eleven years

ago. Although each new material system presents its own unique set of growth problems

and considerations, all of these materials -- and in particular, SBN -- i'ive contributed to

a better overall understanding of the requirements for the growth of homogeneous,

optical quality crystals of moderate to large size.

SBN:60 remains as the material of choice at the present time because of the

maturity of its development and its particular suitability for investigating new dopants

for photorefractive applications. However, other bronze crystals, such as BSKNN and

SCNN, may ultimately prove more advantageous in certain applications, depending on the

specif it device requirements. Aside from bulk crystal applications, bronzes such as SBN

and BSKNN are being investigated for guided wave optical applications 3' 6 and are also

being effectively used in our 'e k as substrate material for ferroelectric and super-

conducting thin film growths. Witn the diversity of potential applications for these

cmr ta-,, and the possibilities for developing nt.w solid solutions within the tungsten

bronzt! crystal family, it is evident that ferroelectric bronze crystals will continue to

play an important and growing role in optoelectronics.

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ACKNOWLEDGMENTS

This work has been made possible by the support o~f DA\RPA, ONR, AFOSR and

the U.S. Army Night Vision Laboratory. The authors are especially grateful to Bob

Pohanka (ONR) and Ed Sharp (NVL) for their discussions, support and encouragement

during the course of this work.

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Phnv.. Lett. 48 (1986), 1642.

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'j. ' . Lm and iZ.B. Maciolek, Proc. SPIE (1975), 259.

to. t-L. V. ood, V...Clark, 1ll, M.J. Miller, E.J. Sharp, G.J. Satanio and R.R.

Nt.iurgaorikar, JEE . Quant. Electron. Q!23 (1987), 2126.

HI. P, akulpc, A. Yariv and RYR. Neurgaonkar, 3. Opt. Engi. 25 (1986), 1212.

20J921 8A/cjv

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r12. M.J. Miller, E.J. Sharp, G.L. Wood, W.W. Clark, 1ll, G.J. Salamo and R.R.

Neurgaonkar, Opt. Lett. 12 ([987), 340.

13. K. Megumi, H. Kozuka, M. Kobayashi and Y. Furunata, Appi. Phys. Lett. 30 (1977),

631.

14. 1. Rodriquez, A. Siahmakoun, G.21. Salamo, M.J. Miller, W.W. Clark, 111, G.L.

Wood, E.J. Sharp and R.R. Neurgaonkar, Appl. Opt. 26(6) (1987), 1732.

15. G.A. Rakuljic, K. Sayano, A. Yariv and R.R. Neurgaonkar, Appi. Phys. Lett. 50(1)

(19S7), 10.

lb. R.R. Neurgaonkar and W.K. Gory, J. Opt. Soc. Am. B(3) (1986), 274.

17. R.R. Neurgaonkar, W.K. Gory, J.R. Oliver, M.D. Ewbank and W.F. Hall, Opt. Eng.

26(5) (19S7), 392.

t~ R.R. Neurgaonkar, \;.K. Gory, J.R. Oliver and L.E. Cross, to appear in J. Cryst.

Crowth - June 1988.

19. R.R. Neurgaonkar, W.K. Gory, J.R. Oliver, M.J. Miller, W.W. Clark, 111, G.L. Wood

anid LiJ. Sharp, J. Cryst. Growth (19S7).

20. R.R. Neurgaonikar, \;.W. Ho, \;W.K. Cory, A~.F. Hall and L.E. Cross, Ferroelectrics

51 (198"), 185.

21. P.P. Labbe, M. Frey, B. Raveau and J.C. Monier, Acta. Crystallogr. B33 (1977),

2201.

22. P.B. Jamnieson, S.C. Abrahams and J.L. Bernstein, I. Chemn. Phys. 48 (1968), 5048,

and 50 (1969), 4352.

23. 1-.\. Ainger, W.P. Bickley and G.V. Smith, Proc. Brit. Ceram. Soc. 18 (1970), 221.

24. T. [keda, K. Uno, K. Oyamada, A. Sagara, I. Kato, S. Takano and H. Sato, Jpn.

AppI. Pkys. 17 (1978), 341.

25. J. Ravez arid P. Hagenniuller, Mater. Res. Bull. 12 (1979), 769.

21J92 18A/ejwk

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26. J. Ravez, A. Perron-Simon and P. Hagenmuller, Ann. Chim. (1976), 251.

27. K. Megumi, N. Nagatsuma, K. Kashiwada and Y. Furuhata, Mat. Sciences it

(1976), 1583.

28. J.R. Carruthers and H. Grosso, J. Electrochern. Soc. 117 (1970), 1426.

29. A.A. Balimnan and H. Brown, J. Cryst. Growth 1 (1967), 321.

30. M.H. Franconibe, Acta. Cryst. 13 (1960), 131.

31. R.R. Neurgaonkar, \ .k. Cory, J.R. Oliver, E.J. Sharp, MI.J. Miller, G.L. Wood,

V.V.Clark, fill arid G.J. Salanio, to appear in Appi. Phys. Lett.

32. E.C. Subbarao, G. Shirane and F. Jona, Acta. Crystailogr. 13 (1960), 226.

33. B3. Jaffe, V .R. Cook and H. Jafk.- , zoelectric Ceramics, Academic Press, New

York (197 1).

34. T.R. Shrout, If. Chen and L.E. Cross, Ferroelectrics 56 (1983), 45.

35. T.R. Shrout, L.E. Cross anid D.A. Hukin, Ferroelectrics 44 (1983), 325.

36. NX.R. Bekebredv, M. Kestigian, A.B. Smnith and R.Ni. Joseph, J. AppI. Phys. 50(3)

(1979), 2167.

37. R.B. Macitlk and S.T. Liu, 3. Lltec. Ntater. 2 (1973), 191, and 4 (1975), 517.

38. J.C. Brice, O.F. Hill, P.A.C. Whiffin and J.A. \ ilkinson, J. Cryst. Growth 10

(1971), 133.

39. Y. Boniort, C. Brehin, G. Desplanches, J-Y Barraud and P. Margotin, J. Cryst.

Growth 30 (1975), 357, and 18 (1973), 19 1.

40. Y. Ito, [H. Kozuka and Y. Kashivada, Jpn. J. AppI. Phys. 14 (1975), 1443.

41. M. Kestigian and W.R. Bekebrede, Miat. Res. Bull. 8 (1973), 319.

42. R.R. Neurgaonkar, ') .F. Hial!, J.R. Oliver, W.W. lto and W.K. Cory, submitted to

F err oelI&t rics.

43. X. Yukuan, 11. Chen and L.11. Cros-s, Ferroelectricb 54 (1984), 123.

22J 92 18 SA/e jw

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44. Y. Xu and H. Chen, Wuli Xuebao 32 (1983), 705, Zhongshan Damue Xuedao 2 (1982),

52.

45. R.R. Neurgaonkar, [. Santha and J.R. Oliver, submitted to J. Mat. Science.

46. 3.3. Amodei, D.L. Staebler and A.W. Stephens, Appi. Phys. Lett. 18 (1971), 507.

47. L.H. Lin, Proc. IEEE 57 (1969), 210.

48. F.S. Chen, J. AppI. Phys. 38 (1967), 3148.

49. E. Okoniata. H-. Ikea and K. Muto, Appi. Opt. 14 (1975), 2453.

50. P.N. Gunter, Opt. Lett. 7 (1982), 10.

51. R.R. Neurgaankar and J.R. Oliver, Semni-Annual Report No. 4, DARPA Contract

N00015-S2-C-2466 (1985).

52. R.R. Neurgaonkar, W.K. Cary, J.R. Oliver, E.J. Sharp, M.J. Miller, G.L. Wood,

\! .D. Clark Ill, G.J. Salamao, submitted to Appl. Phys. Lett.

53. J.R. Oliver, R.R. Neurgaankar and L.E. Crass, ta be published in 3. Appl. Phys.

(1 988).

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I I_______.._.___i_,,

List of Figures

1. Tungsten bronze crystal structure.

2. Tungsten bronze crystal systems of primary interest. (a) BSKNN quarternary

system; (b) SBN phase diagram; (c) BNN-SNN-CNN dielectric properties (ceramic

samples); (d) PBN phase diagram.

3. Optical-quality SBN single crystals grown by the Czochralski technique.

4, La 3 *-doped and undoped SBN:60 crystals.

J. BSKNN-1 and BSKNN-2 single crystals. BSKNN-3 has a boule cross-section

similar to that of BSKNN-2.

6. Ferroelectric phase transition temperature, Tc, vs a-axis lattice constant for

compositions in the BSKNN system.

7. SCNN-2 crystal grown along <001>.

S. Idealized growth habits of BSKNN and SBN:60 single crystals.

9. Potential defects in tungsten bronze crystals.

10. Schemati(c representations of defects in tungsten bronze crystal boules.

24J921SA/ejw

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it. Transmission microscope photographs of SBN:60 crystals grown with and without

automatic diameter control (ADC).

12. Polar axis dielectric constant vs temperature for SBN:60, BSKNN-2 and

SCNN(190/10) crystals. F = 10 kHz.

13. Reciprocal dielectric constant (stiffness) along the polar c-axis for

SCNN(190/10). F = 10 kHz.

14. Normalized dielectric stiffnesses x,, = E1 and X3 3 (polar) for Cr-doped

SBN:60. The data shown are essentially identical to those of updoped SBN:60.

1 5. Spontaneous polarization, PS' and pyroelectric coefficient, p, for undoped SBN:60.

25J92 ISA/ejw

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(' C ) ) ) ) ('4 C) CD C:)

CD C) (Z) Z D C) C lc

C-C C -

C)CD CD c)l C2, C)CC C

D) c-D C)~ C'4 (

C',

2L CC4T

E) C

I ) VT L", C:7

r-4 C-4N C) C

CC

I~C) C* D C,4 C)C ) )

- - cc'C

C) LC) 0~ c V )I

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w .0

0-~ 0-z

>~ 0

C)~ -Z

rN £o>~ .t:+- In

- .- 4

:2 CC (C CC ~ -~ ~ i

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Q) E )-j-

:5E .Y . ' E z3- o .3E .YE uu a. c* (a a* 0-a a-o

+ca E Y YE E E- 4 . 4- 0- L.0

o- mr . CN C140- 0 - 0)- 0

z E

m -a

Lr. I-

IE 2C)-

7:+

C-j

C4

ru

xr

C14 )

rn +n C 4-

(N CZ,

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r- C

C_ aH J0C_ o D

D C D C D~ D ( D - D

c . -

Ir K

Hl -(D

C D cL ' ' D Y - -0 m 0 N o

- n o

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0j m_ cZz

0 LI00 c

L 9 c 0 Mjr2 5 -

WWWU LILU LLH Cr2 O3

UWL 22z

w~0 550 H

cc I-E 0 00 DHH

0~ LE LVj 0 0, 000

o HHU )E 0 z0j mQ;7~ E)C-E 2u 0 '

0 0? P: cOr-

<L -,, 2, L6f)lOLF0 -

<m. C) <

0" cc* u>

cc)

.-i

cc

co0

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coC:

0 0- __ -- UT

04 cc~- 2

2w'

WI- ~ -

CCD

1-01C. / 0 J

c I, 0i

Uc

LLL

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Ln a)

N cn 0

cDr

C/U)

00LU) (0

LUI N0n

CCC,-W - -

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pL \ di nportdflt and growing role in optoel ctroflics.

19J 92 ISA/c iv'

','..

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C 0C)

o<

Cc UF- 0,

C) IL0 F-

C%4

0 L N 80

F- o<

Loc Z-NN)S P RGO

-J

0 (00

CNZ ___

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4-.-

~EE5

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*1L

C)L(-IL

LL

z LUW

2!2

Ir-

oo <

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(V

Cj)

-LJ

o p-

C/)O

wz -

.c1n

UA

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DEFECTS

* CORING

* STRIATION AND OTHER DEFECTS

e INCLUSIONS

CRACKING OF CRYSTALS * STRAIN MULTICOMPONENT-SOL

* FERRO-FERRO :OLUTIONS

4 rmm-- mm2 - /\TRUE CONGRUENTPARA-FERRO MELTING COMPOSIT

-u > * COMPOSITIONAL4mmm -4mrn co

* THERMAL CRACKING FLUCTUATIONS

,PROBLEMS 04/' lASSOCIATED

ITH GROWTH OF CI

F TUNGSTEN BRONZE

SITE PREFERENCES HIGH TEMP GROWTH

* FLUCTUATION OF Ba 2 " , * CONTAINER PROBLE

Sr 2 *, Na + ON 15- AN" IrO 2 -CONTAMINATIC

12-FOLD CO-ORDlI....D SITES / OXIDATION-REDUCTNb 5 ._ Nb 4 +

MATERIAL RELATED * VOLATILIZATION

o VISCOSITY Pb 2 . , K + , Na +

* SUPER COOLING

* VAPOR PRESSURE

e PHASE TRANSITION

Vi Rockwell Inte'rtntt

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0-iF0

ch-

-j CO c

0t (n 0~

0. ILL

0- U)~c/ -- -I0 2

N 0 0

000

0 0 < LL

L) 0

F-:

w0

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C)

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0 m

~L.L

dI

Fn-O

0 L

cc .Mi'jl~Ls4? 1?

Lo.-1cc

J~ P. Uco >-

I 30- ~ t, ..0

I, Ail I I l11 1 1c

oo <

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I T 0

0

00

00

0LL)

2 0 -

000

0

0 0

(EC) INVISNOO D~IH0i13G

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0Q

0C)N

CC-)

00o I

("x)JLNISNO OW03-310 DOW33w

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C-))

U)Y

C)* 0)

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-0

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10 - 4 1

BSKNN- 2 Tc

L -w

P s

10-5

10-

E

0

--

0" 50 10 5 05

T E U (

N/ I

.II

' 110n-8 1 I 1l IL i

05O010 200 250

TEMPERATURE ("C)

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40 Rockwell InternationalScience Center

SC5441 .FTR

FERROELECTRIC TUNGSTEN BRONZE BSKNN CRYSTALS FOR

PHOTOREFRACTIVE APPLICATIONS

102C9976TA/jbs

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Ferroelectric tungsten bronze BSKNN crystals for potorefractive aie , t

R . e rgaOrkar, i .. Cozy and J.k. CvI

Rockwell International Scienc, Center-, Thous-o , , .. si,

Abstract

Ce-doped tungsten bronze Ba2 _SrxK_ .Na Nu50o (bSKNN) terroelecti, c:t rcaoeer. grown by' tile CzociiraiS..l teciJ,.u d~Y are tounu tj bc of uJjtica_ L a

excellent photorefractive properties. Although the BSKNW, crystals studiu, , . ttU-oonal bronze structure at roo? temperatire, their growti, haoits are ditt,:(et: riK,'-i

grows in a square si-pc with four weli-Jefineo facets, while bSXNNl-2 crystis a ,,octahedron sha-, witn. eiqht well-deflined facets. Ferroelectri: and ot;,* .:.show thes-_ -rwg.tais to nace strong lonlitudinal effects siillar to . - e:excelient se f-u n im phas -con3uqate behavior.

In tr oduct Ion

Tetraional tungsten brorze BSKNN' is- a ferroelectric material wit-. r. s ito 5aTiC;, D t witi, . ferrotl ctticipard.lectric transit ion occurC rig at relative: rig!.teeratures.- Accordinq to the recent work by Rodriguez et al,-Ba .5Sr.sKN Na; s- Oi5 ;BSK -2) crystals have an excellent potential for

photorefractive and phase-conjugation applications because of the followlno t-t, r-s:

Exhiits larqe longitu;,naI effects, e.o. , electro- ptlc coni iclent r I -422 x 1C-1 .

Ex ,its lare dielectric anis'otrop-y WIt! E E 3 this wtt. a a ttfractive figcre-o:-merlt nh- r 933.

2 Most B5K-h cos:, osltions :t,.It n.'arl;" co,) r J e.n t v a:u1 also at r.- iti'. " . ,_:ttires I i4o0'°3 ta. otncr r.. tor . ra7tive crystals bvc, h :' _: , 1i ,SBN 51

4. Growt:. u' larq- size (~ 1.5 c:: i. 1atetL-t ) , optIcal-qialIty crcst ti. I i n- t ue .deronst rated,

We hav- grown a number of cr.'stal comi ositions in tne BSKNN syste, - an_-nve foundthat these crystals, partlcLlarly BSKNhl-2, have excellent potential for electr .- ti- andpniotorefractive appiications. This paper reports preliminary data on the growti, of Ce-doped Ba..2Sr .8K .SNa,.75Na 1.bNDSO0% kBSKNN-l) and BSKNN-2 crystals and oata on phase-con3 ugate effects.

Experimental

The tungsten bronze BSKNN-l and BSKNN-2 compositions exist on the SrNb2O-BaN2Ot-KNnO3-NaNb03 system, even though the end-member materials do not belong to th- tungstenbronze structural family. The discussion of the tungsten bronze solid solution range andthe types of bronze structures has been published elsewhere.1 Tungsten bronze composi-tions are represented by the chemical formulae (A )4 (A2)2C 4 BI0030 and(A1)4(A2)2BiOO3, where Al, A2 , C and B are the 15-, 12-, 9- and 6-fold coordinated lat-tice sites. Since the C sites are empty in the BSKNN solid solution, BSKNN is repre-sented by the second chemical formula with all of the 15- and 12-fold coordinated sitescompletely filled. It is interesting to note that although the bronze Sr- Ba Nb 0(SBN) solid-solution system is also represented by the latter formula, the 15-XanT 2-fold coordinated sites in this case are partially empty.

Single crystals of BSKNN were grown using ultra-pure BaCO3, SrCO3, K2CO3, Na2CO3,Nb205 and CeO2 powders. The Czochralshi crystal growth furnace used wab rf induction-heated at 370 kHz, and the crystals were cooled through their paraelectric/ferroelectricphase transition in an after-heater furnace.

A variety of techniques were used to evaluate the ferroelectric, optical and photo-refractive properties of these crystals. Crystals belonging to the tetragonal pointgroup 4mm have three electro-optic (r33, rsi and r13), the piezoelectric (d33, d15 andd13) and two dielectric constants (C33 and cjl), thus requiring samples of differentorientations. Bar and plate samples oriented along (001) and (100) were cut with a

SPIE Vol 739 Phase Conjugation. Beam Combining and Diagnostics (1987) / 91

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dia.no-2i saw rom the boules * and then were lapped and pull isned to an opt ical finish.Prior to r-,,st, reasjreinents, the crystals were poled by the f ield-cool ing method unjer adc I i.A'd or d-10 kV., c- al:ong the polar axis (001.

Growr. t C-dood BKNNcrysals

To use BSKNN crvstdls for photoret ractive applications, specitically for 1iriage proc-ess ing, optic 31 Coput Log and phase conjation, it is important that the change in thepotorefractive. index, n, should be large and should occur rapidly. The change in n is

iilVe!i L1.

n 2-1 3 r F

wqhere r is tne e~octro-opt~c coefficient and E is the space-charge field. Since theelec:tro-optic coc'"icient is relatively constant for a given crystal composition, An canLe enhanced2 uinrasing the optically generatedi sp'ace-charge field. c.urrently, tnis isan active area .i rsearch in ferroelectric optical materials exhibiting large electro-op:. cs, u a SB4, x = 0.25 and 0.40, and perovskite BaTrO3-

In ijil lao)oratorv:, we have found that both the photorefractive spe~i and spectralro1.111n1 1 3! De ronclled using Ce3*/Ce"+ in various crystal lographic sites in SBN:6032n = '' j These Ce-doped SBN crystals have shown excellent pihot-'rkffractive;roDpe rtl- jptcal phiase-conjugate behavior comparable or better than Ba,'iO3 For

i~r, osn, *t_-J'occi bSKNN-1 and BSKNN-2 crystals were grown by the Czochralsk growtne-;1i:,, -, -r othier tu;nooten bronze crystals such as ,;BN:bO, SBN:75, SKIN and

FBN. Ill-- 1ia1 "Y ;nosi1,1 BSKNN cry stals were used as seed ;raterial, and as small dopeclc ryst 1 -7 3 . 3 :. 1,th e lat ter we re used as seeds in subsIe~juent *jruwths . Typ I ca!

;t : r .. : 14 14a

t. t- '1 a o!) 7

a1c,;r r~ 1 t'' j I:- an d Ot!i ti ni stn Lbroun ze t! 'ai

*; 3' 1~ .. ,ui J t r-; c rys tal :an ne dVersoly2 affec:te):: a nur.-!erl' a ys )st t r Ic;rt eC, cc:,: Doit 0 nonun i ormi itv t2 ,3tc a

r " I i-it -_ S s .I f icaflt a re

A ~ ~ ~ ~ ~~i. t~i e r la 1a~n pa'i , art icilryF 3

-. , J 3 3 71 I3 li l- a te; In particular, the rotationi rate has -i strong influence.~i:-ifititv in ttine cr -stal.

'7icrote V.oriatico. The Ra:Sr and K:Na distribution on the l15- and i2 -fold1 1 n se 1SC h ange t w.i t:, t he cool ing rate , and can cause severe str iat ior

I Iin , toie v e ry com 1 plIe xit y o f t he B S KN s olid -s oIu tio n s y st e, mna ke s s u ccessftulci .Stal jr,)wt.- a pore difficult task in comparison with simpler systems such as SBN.'evortieloss, we have been able to grow optical-quality BSKNN-l crystals up to 1.2 cmdiaireter and BSKNN-2 crystals up to 1.5 cTm diameter using autornatic diameter-controlledCzoc:r~raisk, crystal growth. Figure 1 shows typical BSKNN crystals grown along the (JlI)ax Xis .

Toe, small addition of Ce (0.05 wtfl did not significantly alter the growth conui-tions or tire ferroelectric phase transition temperature for either BSKNN-l or BSKNN-2.The doped crystals are pink in color and show differing natural growth habits: BSKNN-lgrows in a square shape with four well-defined facets, while BSKNN-2 has an octahedrongrowth habit with eight well-defined facets. These growth habits differ frowi otherbronze crystals such as SBN:50 and SBN:75, which are cylindrical with 24 well-definedfacets.7 '

Characterization

The grown BSKNN crystals were characterized by various ferroelectric and opticaltechniques. Both BSKNN-l and BSKNN-2 exhibit strong longitudinal effects, e.g., large

ridj5 and rsi , which differ from other tungston bronze crystals such as SSN:60,SBN:75, etc., in which transverse effects such as C33 and r33, are stronger. A more

92 / SPIE Vol 739 Phase Con,ugat'on, Seem Combining and Diagnostics f1987)

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Figure I BSKN; cry'stalS grow,.along (001) axis. l l10011

1101

1100111001

MSKNWN-2 BSKNN-1

detailed des:ription of coiparative cL~stal properties is present,,3 in anot!;er paper.

Tacle 1 sum:;arizes the ptiotorcfractiv' properties of BSKNX crystals dope,A witt. Ce.

Table 1. Role of Ce 3 + in Tungsten Bronze BSKNN Crystals

15- or 12-Fold Coordinated Sites 9-Fold Coordinated Sit-,

* Pink in color crystils 0itx . Greenish-yellow in color cryst-ls

aosor tlon at 0.4, with absorption at 0.72 to 6 .6

a Fannin , n7, j 7 n re., :. . Lnr. , re,; ru<i<.

0 Response time - 100 ,TS 0 Response time- 56s*

* Coupling coefficient - 10 c::- Coupling ) 0.9*

* Sensitivity - 10- 3 Jlc 2.' * Sensitivity ~ 10' J/c]C-

0 Optical-quality crystals 0 optical-quality crystals

• Predicted values

Table 2 summarizes the optical figures-of-merit n3 r /! and r, /c for a numuer olLongsten bronze and perovs':ite crystals, includinq SBN anBSKNN. or photore'ractiveapplications, the relevent tigure-of-merit can be taken as n3 Li./t, which car, be substan-tially larqer in bronze crystals than in perovskites. In the case of BSKNN crystals ex-hibitin large longitudinal electro-optic effects similar to BaTiO3, the figure-of-meritcan be raised further by simply cooling below room temperature, since Ell, and thereforersi , increases below roo,, temperature, whereas C33 decreases, as shown in Fig. 2.

T I IS.N% 2

Fig. 2 Temperature dependence dielectric aoot $'properties for BSKNN-crystal. - 1i LASOE'",

U 600.. O7

- 10 1 0L

PEo3 Tseo AN eN C nsS400

20 0 2C 4C

SPIE Vol 739 Phase Conjugation, Beam Combining and Diagnostics t?987j1 93

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Table J compar.-; the major properties of tungsten bronze DSV14N and perovskite 8a1',103Crystal-,. ;3001 crystals are excellent hosts for ele.-tro-optic and photorefractive appli-'cdtLirn;. ri3TiQ) crystals are commercially available and, as a consequence, are being~stui.d ute.-i;tely for optical applicationu. However, 8~0 seteeydfiuttjrow in thie large sizes possibe for SBN and BSKNN solid-solution crystals. In the cas~eOf BSKNN, L',! Idditional advantages over BaTiO 3 are: 1) no twinning or poling problems5due' to tht. *.;inp1. t,?traqonal-to-tertragonal phase transition (4/mmm to 4mm); and 2) cool-

flm hdne4us, thou -lectro-optic f igures-of-merit rather than destroying the ferroelectricb iuut..tetrajonal-ortorhombic phase transition, it any, lies at or below

T30].. 2. E'lectro-Optic Figure-of-Merit for Tungsten Bronze Crystals

Dielectric Electro-opticConstant Coeff. lO-1 rn/V

rys (3 El C3 J r) r51 rij/t n rj3/c

* 5Kb(SIN:75) 450 3000 1400 42 0J.467 5.60

*in,, ;mj (51rJ: 60) 450 900 47o 42 0.522 6.26

hjJ .U, (SCNN1) 1700 1700 :0 UO --- U.' ""0 5.65

* PU 1N:bO) 190U 500 1--00O 0.840 10.10

- ~jU 120 10 -A 200 0.51A) 67

*70)0 110 1710 35U 0. 500) 6. 00

760 270 --- -406 0.510 1

4 1 4M) 15U00 60 lout 0. 00~i 4. ;

WA '2 0 1,L 7U 380 U. 00 4.20

1, on 1j'20 2 tPoe adI PoLoroti, VQ Cr s to U !i

") .~1.4 . t pIhotot-2 1 lvt. 0 Excoll ,) ho!"'. lot' phuot retdive

* I.* ii' uloctah,!tlro1 * P ll4'104 ctjtII Irt 01 c 1CJ

* *~ ' t iifhlI 4,/;mri, - 4rvil) 0 '906 twln.,at 142 -en CITA~Cr -i 004j)

A ;,,iLr *iori amI r.'!,ponsoP control 1 ud a C t iroll id siIe2tral rerponse wlthin ? , Atf-si red sp.2ctri I ranqu dicpanti. po',sible, but dilficult

jU o~p' cry7.tal lo'rphic

* 1 * .. ijina I~ to~ ort-Lorho~r-b Ic *Tetra~jona 1 to or liorhomb ic tvan- i!aifti 'it, vt-v lown t, ~ qttInn occurs at 10*C

(J A'!1 ';* ructut e - st ructural 1* Clone-packedt Struetu-": limItedI I"Xt1l ify to Il t(r cryltal componitionAl flexibility

I I~'i0-2CryqtA 1 1, if, part icular, show excel lent photot et razt ive propet trigvi',~ivi .onti tirr (0 iround '.1 , ,, I [jht. intq~nlit ten. we vepe ht U the tepona-

94 SPtf Vof 139 Ph~ase Comiugatio, team C00om'ni anyd Oa rvtwIte 1 ?9871

BESTAVAILABLE COPY

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[)olai axis dielectric constant. Aot:.er intervstinQ ltatte rote,, i: t', t:.- . -tr-reponse region ca:. be extend.ec froi; t vi il SIU to the 1n~rare J C:, a,, t,. 1,preterence of the Ce Ion. For exa .i-e, w .- n I i< }.a,. i . t --

nateJ sites, pnotoref cactive ansort on is ous. rvec: In te viS i , wr- t:. a:-tion is shifted out to the near- I when ee is locate<] in t. 9- uj cojr cinateAs also reportei lor BaTiO3 , tte response ot Ce-doped BS , is t s - i t:.re ion; however, there may be room for further improvecent tt-rou t t o I z c fthe sI.allow tra;, concentration and to dopar.t crvstallo.]rac,_.c s~t ttungsten bronze structure.

Tao Les 4 and 5 sui]ar; zv t' e bca. fonni a fn e -pu;: pj phasr-conZ t rsti!,es for BSKN:; a-. .othei teso:no pnotorefractive materials as deter*ined b'"o eet al. Based or their investigations, Ce-doped BSK:N-- , SbN: 60 an, SB'; : 5 br z< o--tals are present y comparahle to BaTiO in th,: ir perforrra.c:. More exereta On,these crvsta.s a.- fJeino obtainen at th- U.5. ArT" Niuigt V sO. anJ Liectro-.'. cLa:orat.)t .;r. :. 2p 5s etsewhei.

.a ". 4. Boo:: -Fann in. Response .

W : 'Ti - aveIen t!. Point of

*.. -,X:•. ,. B 44. 5 ie~4. - 9G1

-<: ::. i ', ' i ,,a.VeC2n t:. .i *," -

-. . . 44-

<(--t~- ---- --- -- . "---t4 4-- "

Corci us ios

The piospect for the further development of optical-quality BSKN:; solid-solutloncrystals to larger sizes (up to 2 Cf in if .amleter% are briaht, and effort- tow- thatdirection are in progress. It is expected that with further refinement of dopant concen-trations and site preference distributions in the tungsten bronze structure, it should Sgt

p)osui11e t,- optminze the photoretractive response time, and additionally control thespectral response in the visible or IR regions. Since BSKNN crystals resemble BaTiO3 inmany respects, a number of potential optical device applications can be 0 nticipated forthis interesting bronze material.

Acknowledgements

This work was supported by DARPA under Contract No. N00014-C-82-2466, and the U.S.Army under Contract No. DAAK20-83-C-0016. The authors are grateful for the discussionson this work with L.E. Cross, P. Yeh, M. Khoshnevisan and E. Sharp.

SPIE Vol 739 Phase Conugation. Beam Combining and Diagnostics (1987) / 95

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References

i. Neurgaonkar, R.R. , Cory, W.K., Oliver, J.R., Clark I1 , W.W., Miller, .J., wood,G.L. and Sharp, E.J., iOarutted to Mat. Res. Bull.

2. Rodriguez, J., Sin. Koun, A., Salaao, G., Miller, M.J., Clark Il, W.W., Wood, E.J.Sharp and Neurc_-ar, R.R., accepted for publicatxZ'n in Appi. Phys. Lett.,

3. Neurgaonka-, R.R., Cory, W.K. and Oliver, J.R., Ferroelectrics, Vol. 35, p. 301.1983.

4. Ja-ieson, P.B., Abrahams, S.C., and Berstein, J.L., J. Ches. Phys., Vol. 48, p.

048. 1968; Vol. 50, p. 4352. 1969.

5. Neurgaonkar, R.R. and Cory, 1.K. , Opt. Soc. Am. , Vol. B/3, p. z74. 1966.

6. >Neurgaonkar, R.R., Ho, . Cory, W.K., Hail, W.F. and Cross, L.E., Fetroelectrics,i Vol. 51, P. 165. 1984.

Neirgaonkar, - .. , Kallisher, M.H. , LiT, T.C., Staples, U.J. and Keester, K.L., Mat.R s. ,t ., ol. 15, . 1 L5. 1980.

0. Fn k O. .-, ro):r o,, , .F. K Kra vcne n ko, V. B. K i py Iov , Y.L. and Kuznetsov, G.F. Sov.

". ce r aor..zar, -. R., Ci:y, W.K., Ic, .; , Hall, W.F. and Cross, _.L.., Ferroijlectrics,

96 SPIE Vol 739 Phase Conlugation. Beam Combining and Diagnosrcs 1987)

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Rockwell International

Science Center

SC5441 .FTR

Cr3+-DOPED SGN:60 SINGLE CRYSTALS FOR PHOTOREFRACTIVE APPLICATIONS

110C9976TA/jbs

I ___

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Cr3 +-Sro. 6 Ba 3 Nb0 6 SINGLE CRYSTALS FORPl-OTOREFRACTIVE APPLICATIONS

R.R. Neurgaonkar, W.K. Cory and J.R. OliverRockwAell International Science Center

1049 Camino Dos RiosThousand Oaks, CA 91360

and

E.J. Sharp, M.J. Miller, \X.V.. Clark, III, G.L. Wood and G.J. SalanioCenter for Night Vision and Electro-Optics

Fort Belvoir, VA 22060-5677

(Ruceived Novernbur 10. 19SS; Communicated by W.B. 'White)

ABSTRACT: Optical qualiy CrO*-doped Sr,. Ba,.,Nb:O 6 (SBN:60) single crystalshave been grown b the Czochralski technique with boules as large as2 cm in diameter and 5 cm long being frown. The doping of 0.01 wt%Cr' t on the 6-fold coordinated Nb s site increases the dielectricconstant approximately 15% and reduces the phase transition tem-perature from 75' to 72°C. Photorefractive fanning measurementsshow a response time of 0.9s at 40 m'cm n 2 , a value nearly threetimes faster than found in Ce3+-doped SBN:60 crystals.

MATERIALS INDEX.tungsten bronze ferroelectrics, strontiumbarium niobate, chromium doping

INTRODUCTION

The photorefractive properties of ferroelectric single crystals such as BaTiO 3and tungsten bronze SBN:60 are of great interest because of their potential for applica-

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tions in optical computing, image processing, phase conjugation and laser hardening.Recent studies indicate that Ce 3 -doped SBN:60 has a photorefractive gain and time ofresponse comparable to BaTiO 3 (1-8). In our recent work, we have measured gains ashigh as 45 cm -I and response times as fast as 10-40 ms, depending upon the laserintensity, for Ce 3 +-doped SBN:60 single crystals. Further improvements, specifically inthe speed of response, are still desirable in most applications, and for this reason wehave recently undertaken the study of other dopants such as Fe2+/Fe3+, Cr 3+ andCr~t + Ce3+ in SBN:60. This paper reports the growth of Cr3+-doped SBN:60 singlecrystals and their major ferroelectric and photorefractive properties;

EXPERIMENTAL

The selected Sr0 . Ba 0 . Nb 20 6 (SBN:60) composition exists on the SrNb 20 6-BaNb 20 6 system in which a complete solid solution has been reported between thesetwo end members (10). However, the ferroelectric tungsten bronze (4mm) solidsolution, Sr,_xBaxNb 20 6 , occurs for 0.25 -< - < 0.75, with SBN:60 being the congruentmelting composition (II). For this reason, we selected this composition for this work,with crystals being grown using ultrapure BaCO 3, SrCO 3 , Nb 20 5 and Cr 20 3 startingmaterials. These materials were batched in the appropriate ratios and thoroughlymixed before sintering aT 1350'C. The sintered powders were then melted in aplatinum crucible (2 in. in both diameter and height) supported by a fibrous aluminainsulating jacket. The Cochralski furnace was rf induction-heated at 370 KHz, andutilized automatic crystal diameter control. All crystals were cooled through theirparaelectric/erroelectric phase transition in an after-heater furnace. Furtherinformation on SBN crystal gro, ths ca.t be found in earlier papers (1,2,12-14).

A variety of techniLues were used to evaluate the ferroelectric and opticalproperties of these crystals. Prior to measurement, the crystals were poled by a field-cooling method (Tc to room temperature) under a dc field of 5-LO kV/cm along the polar(00l) axis using either Au c: Pt electrodes. The completeness of Poling was checked by:>casuring the dielectric o ant before and after polinc.

RESULTS AND DISCUSSION

SBN:o0 single crystals were doped with chromium at concentrations of 0.011and 0.016 wt%. For these additions, we did not notice any major changes in the growthconditions adopted for undoped SBN:60 single crystals (12,13). The growth of Cr 3 -doped crystals proceeded without undue difficulties under the following conditions:

1. Melting Temperature: 14S50 C2. Pulling Direction: (001) axis3. Crystal Rotation Rate: 10-25 rpm4. Crystal Pulling Rate: 6-10 mm/h5. Growth Atmosphere: Oxygen

Initially, undoped SBN:60 crystal seeds of optical quality were used for thesegrowths. As Cr 3 -doped crystal seeds became available, they were used in subsequentexperiments to maintain a uniform Cr 3 concentration in both the crystals and themelt. As shown in Fig. 1, crystals as large as 2cm diameter and 5cm long have now

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1 2 3 4 5 6 7 8

RockwN kilrntatlonal

FIG. I Cr 3 +-doped Sr 0 6 Ba 0 . 4Nb 2 06 (SBN:60) crystal.

been grown along the (001) direction. Growths along other orientations, e.g., (100) and(10), were also attempted, but these did not yield crystals of sufficient size orquality. For this reason, all succeeding growths were performed only along the (001)direction (3,L).

Cr '-doped SBN:60 single crystal boules show a yellowish-green color with 24well-defined facets, a unique feature of these solid solution crystals (1,2,15). The colorbecomes riore greenish as the Cr3* concentration is increased. SBN solid solutioncrystals are represented by the chemical formula (A j),,(A 2)B1003C' where A 1, A2 andB are in 15-, 12- and 6-fold coordinated lattice sites, respectively. Cr3 occupies the6-told coordinated Nbs* site. Based on work on ceramic samples, w'e have found thatCr solid solubility is surprisingly high (15 mole% or more) even though the chargedifference between Nb - ard Cr is not balanced.

The quality of these Cr-doped crystals is generally excellert for photorefrac-tive applications. Prior to this work, we also investigated the growth of SBN:60 singlecrystals doped with Fe 3 t , with crystals as large as 2 cm diameter being grown withoutany problems (1,2). The Fe2 /Fe3' ions are known to be active photorefractive speciesin other ferroelectric hosts such as BaTiO 3, KNrbO 3, LiNbO 3 and Ba2NaNb5O1 E (16-19);however, the addition of Fe3 in SBN:60 resulted in degraded optical quality due tosevere striations. Since both Cr 3 and Fe 3 have similar ionic size, valence states andsite occupancy in the tungsten bronze structure, one would expect to achieve similarresults in crystal optical quality for these two dopants. Efforts are underway todistinguish the differences arising from these ions, so that the origin of striations inFe-doped crystals can be better understood.

Cr3 -doped SBN:60 single crystals possess ferroelectric properties similar toundoped crystals, but with slightly lower phase transition (Curie) temperature. Areduction in Tc of approximately 3'C has been observed for a 0.011 wt% addition ofCr3 . A similar trend has also been observed for Fe3 , Ti and (Ti 4 + W6 )-dopedSBN:60 compositions. All of these dopants prefer the 6-fold coordinated Nb s + site inthe bronze structure. However, their effects on photorefractive properties depend upon

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the electronic structure of each dopant. Since the addition of (Ti 4 + + W6+) in orthor-hombic tungsten bronze PbNb20 6 raises T and increases the piezoelectric coefficients,we had expected that T would rise for ii4+-doped SBN:60, something which was notobserved. A more detailed investigation on this dopant is in progress and will bediscussed in a future publications.

The room temperature c-axis dielectric constant of Cr-doped SBN:60 is aroundI100. This is 10-15% higher than in undoped SBN:60 crystals and is due to a slight dropin Tc and a somewhat shallower slope of the dielectric constant below Tc. In contrast,the a-axis dielectric constant of 485 is virtually unchanged from that found in undopedSBN:60. The spontaneous polarization, PS, was determined using P vs E hysteresis loopmeasurements and integrated pyroelectric current measurements as a function of tem-perature. Both methods yielded a value of P. = 29 ± 0.5 coul/cm 2 at 20°C, comparableto that found in undoped crystals. The static coercive (switching) field is 2.1 kV/cm;this value can be expected to increase at nonzero frequencies due to the long timeconstant for domain reversal (approximately I min) at this applied field.

The room-temperature dielectric losses in poled Cr3+-doped SBN:60 crystalsare tan 6 < 0.01 from 100 Hz - 100 KHz, with vanishinIy low dc conductivities of10-14 o-1-cm-l or less. At high temperatures (> 350*C), the dc conductivity has athermal activation energy of approximately 1.6 eV, indicating that the equilibriumFermi level is pinned near mid-gap as in the case of undooed SBN:60. The similarity inthe dc conductivities of unjoped and Cr3+-doped SBN:60' suggests that electron donorlevels introduced by doplr2 are closely compensated by additional acceptor levels, sothat the overall donor/accl<>toi ratio, NDJ A remains essentially unchanged.

We have carriec e.: u r 1 inr:. c Irnants on Lhe photorefractive behav:or ofan optically polished Cr: S-opc' 'N:b0 cr\s.a . The transmission spectrum of thiscrystal, along with that of Ce}'-doped SPN:6 crystals, is given in Fig. 2. As can beseen from the transriissionr spectra, Cr3-doped SBN:60 has an increased red responsecompared to either the urdoped or Ce-+-doped crystals. Based on this difference inspectral behavior, Cr;+-d.:,ed SFhN: thus has potential for use as a photorefractivematerial at laser diode wavl n. In general, the photorefractive response of thesematerials shifts toward the near infrared as the coordination site of the dopant islowered from the 12-fold site. For example, the spectrum of the Ce 3 +-doped sample inFig. 2 is typically observed when Ce 3 occupies the 12-fold coordinated site. WhenCe3 t is placed in the 9-fold coordinated site, the spectral response extends to longerwavelengths (3,20), as in the case here for 6-fold coordinated Cr 3

.

We have measured the e - I response time for beam fanning (21) using a HeCdlaser operating at 440 nm with a beam diameter of 1.4 mm. These results are iven inTable I along with a summary of the ferroelectric properties for undoped, Ce 3 -doped,and Cr 3 -doped SBN:60. For similar dopant concentrations, the Cr3+-doped SBN:60crystal was substantially faster than either the undoped or the Ce3* 7 doped crystals. Inaddition, the Cr3*-doped crystal was also found to be faster than a BaTiO 3 crystalmeasured under the same experimental conditions. However, neither the dopant speciesnor concentration was known for the BaTiO 3 sample, although it displayed a behaviortypical to reports in the literature.

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100

----

S5T: / // / Ce DOPED

I//

/C, DOPED

01

400 500 600 700 800

WAVELENGTH (-t)

FIG. 2 Transmission spectra for undoped and doped SBN:60 crystals.

TABLE IF~erroelectric and Optical Properties of SBN:60 Crystals

. 13 (C.01

(. v ta ie3 cr 2.5 C11, 2 cn;

Is, I/7 7

Crystal Quali . Op'. :- DOPD O,:a

D ie l e c tr ir C o w ta n " 9 2 0 C s , : I 0

PFIase Transition Tem st,. 75°C 7 C 72C

Electro-Optic Coefi., 46an 470 560r 3 3( e 10 - '

-M/r)

Potlar Sization 2 5 2S 2)

(,,coujlcm 2)

Beam Fanning Response:

At 40 mcmCM2

2. s 09290 sAt 0.2 W/cm7 2.... 0.6 s 0.30 sAt 2.0W/cm2 ---- 0.05 s 0.018 s

SP.ctral Response 0.35 to 0.6 0.4 to 0.6 0., to O.S(.m)

" Estimated value using r,3 z 2g; p3C e, g=C 0.10n,/ .PoiBased or, absorption sp5tr.

L . , . ,,- 2

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CONCLUSIONS

Our initial studies indicate that Cr3t-doped SBN:60 has the potential to be anew photorefractive material that is competitive with, or superior to, both Ce3 -dopedSBN:60 and BaTiO 3 . Further experiments are needed, however, to determine thephotorefractive coupling coefficient and the crystal behavior as a self-pumped phaseconjugator (22).

ACKNOWLEDGEMENT

This research work vas supported by DARPA (Contract Nos. N00014-82-C-2466and DAABO7-88-C-243). The authors are grateful to Professor L.E. Cross and Dr. W.F.Hall for their discussions on this work.

REFERENCES

1. Ncurgaonkar, R.R., and Cory, W.K., 3. Opt. Soc. Am. 3(B), 276 (1986).2. Neurgaonkar, R.R., Cory, W.K., Oliver, J.R., Ewbank, M.D., and Hall, W.F.,

J. Opt. Eng. 26(5), 392 (1987).3. Ewbank, M.D., Neurgaonkar, R.R., Cory, W.K., and Feinberg, 1., 3. Appl. Phys.

62(2), 374 (1987).4. Rakuljic, G.A., Yariv, A.. and Neurgaonkar, R.R., J. Opt. Eng. 25, 1212 (1986).5. Rakuljic, G.A., Saavano. K., Yariv, A., and Neurgaonkar, R.R., Appl. Phys. Lett.

50(1), 1o (1987).b. \,ood, G.L., Clark, [--. '.\.. Mi0er, M.J., Sharp, E.J., Salamo, G.J., and

Neurguonkar, R.R., IEE .]. Quant. Electron. QE-23, 2126 (1987).Mil!er, M.J., Sharp, E.]., \ oW, G.L., Clark, Ill, W.W., Salamo, G.J., andNeurgaonkar, R.R., 0 .--- . t. 2, 34 (19S7).

S. Megurni, K., :Kozu7,k c... '.<.o aavashi, M. and Furuhata, Y., AppI. Phys. Lett. 30,631 (1977).

9. Ewbark, M.D., and Neu-:aonkar, R.R.. private communication.10. Ballman, A.A., ad B : H., . Crv:. Growvth 1, 311 (1967).11. Megumi, K., Nagaisun;a, %., Kashi\ ada, K., and Furuhata, Y., Mat.. Sci. 11,

1583 (1976).12. Neurgaonkar, R.R., Co-., V .K., and Oliver, J.R., Ferroelectrics 15, 3 (1983).13. Neurgaonkar, R.R., Kaisher, M.H., Lim, T.C., Staples, E.J., and Keester, K.L.,

Mat. Res. Bull. 15, 1305 (1980).14. Neurgaonkar, R.R., Cc,!-, W.K., Oliver, J.R., Miller, M.J., Clark, Ill, W.W., Wood,

G.L. and Sharp, E.J., J. Cryst. Growth 84, 629 (1987).15. Dudnik, O.F., Gromov, A.K., Kravchenko, V.B., Kopylov, Yu. L., and Kunzetsov,

G.F., Soviet Phys. Crystallgr. 15, 330 (1980).16. Gunter, P., Fluckiger, U., Huignard, J.P., and Micheron, F., Ferroelectrics 13, 297

(1976).17. Gunter, P.N., Opt. Lett. 7, 10 (1982); Phys. Rev. 93, 199 (1982).18. Amodei, 3.3., Staebler, B.L., and Stephens, A.W., Appl. Phys. Lett. 18, 507 (1971).19. Ashykin, A., Tell, B., and Dziedzic, J. IEEE J. Quant. Electron. QE-3, 400 (1967).20. Montgomery, S.R., Yarrison-Rice, J., Pederson, D.O., Salamo, G.J., Miller, M.J.,

Clark, III, NX .W., Wood. G.L., Sharp, E.J., and Neurgaonkar, R.R., to appear in J.Opt. Soc. Am. B.

21. Feinberg, J., Opt. Leti. 746 (1982).22. Feinberg, J., J. Opt. Sc,:.An. 72, 46 (1981).

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0% Rockwell InternationalScience Center

SC5441I.FTR

SELF-STARTING PASSIVE PHASE CONJUGATE MIRROR WITH Ce-DOPED SBN:60

118C 9976TA/jbs

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Self-starting passive phase conjugate mirror with Ce-doped strontiumbarium niobate

George A. Rakuljic, Koichi Sayano, and Amnon YarivCalifornia Institute of Technology. Pasadena, California 91125

Ratnakar R. NeurgaonkarRockwell International. Thousand Oaks, California 91360

(Received 15 September 1986; accepted for publication 4 November 1986)

We report the use of Ce-doped Sr, Ba, _, Nb.O,. x = 0.60 and 0.75, as the holographic four-wave mixing medium in the construction of a self-starting passive phase conjugate mirror usinginternal reflection. Without correcting for Fresnel reflections, a steady-state phase conjugatereflectivity of 25% was measured with Sro 7 Bao 2, NbO,:Ce. The distortion correctingproperty of such a mirror was demonstrated using an imaging experiment.

Tss o-beam coupling in photorefractive crystals has been them to cool to room temperature with an applied dc electricused to demonstrate passive phase conjugate mirrors field of 5-8 kV/cm.(PPCM's) which do not require external pump beams.-' A Single crystals of cerium-doped SBN:60 and SBN:75more recent version of such a device 4 introduces an impor- were grown along the (0011 direction by the Czochralskitant simplification by using total internal reflection in the technique. The resulting samples are high optical quality,photorefractive crystal instead of external mirrors. Such a striation-free cubes 0.5 cm on a side. Cerium doping wasmirror, however, requires a higher coupling threshold than chosen since it dramatically enhances the photorefractivethat of -he earlier devices. In this letter we report on the properties of SBN. s- "' In fact, the resultant cry'stals haseconstruction of this phase conjugate mirror using cerium- been shown to be just as photorefractive as BaTiOj,.'

doped strontium barium niobate photorefractive crystals as The experimental setup for studying phase conjugationthe holographic four-wave mixing media. with SBN is shown in Fig. 1. Initially the lenses and trans-

Strontium barium niobate (SBN) belongs to a class of parency were removed so that the response of the phase coa-turesten bronze ferroelectrics that are pulled from a solid jugate mirror could be studied with a simple Gaussian beam.solution of alkaline earth niobates The crystal is transparent The reflectivity of two mirrors. one with Ce-doped SBN:60and can be grown with a variety of ferroelectric and elect ro- and the other with Ce-doped SBN:75, is given in Fig. 2 as aoptic properties depending on the specific cation ratios intro- function of time. Not only does the data of Fig. 2 show thatduced into the structure. In SBN the unit cell contains ten phase ,)njugation using internal reflection is possible withNbO, octahedra with only five alkaline earth cations to fill SBN, but also that the steady-state phase conjugate reflectiv-ten interstitial sites.7 The structure is thus incompletel) ity measured with Ce-doped SBN:75 is comparable to thefilled, which permits the addition of a wide range of dopants 30% reflectivity obtained with BaTiO,.' A photograph ofinto the host crystal. The general formula for SBN is the SBN:75 phase conjugate mirror in operation is shown inSr. Ba, - , Nb2 O, so SBN:60 and SBN:75 represent Fig. 3.Sr, . Ba,, , Nb,O, and Sr. 7, Ba. 2: NbO,,, respectively. The imaging characteristics of the SBN phase conjuga-

The point group symmetry of SBN is 4 mm, which im- tor were also determined with the arrangement shown inplies that its electro-optic tensor is nonzero. The dominant Fig. 1, but now with the transparency and lenses in place.electro-optic coefficient is r,,, which at room temperature The transparency, an Air Force resolution chart, was illumi-ranges from 100 pm/V in SBN:25 to 1400 pm/V in SBN:75. nated by the argon ion laser and focused onto the crystal byIn order to realize the large values of electro-optic coeffi- the lenses. The phase conjugate reflection was picked off byLients in SBN crystals, they must, in practice, be poled by the beamsplitter and projected onto the screen. Figures 4(a)first heating them above their Curie points and then allowing and 4(b) show the resolution chart and the phase conjugate

c SBN FIG. i. Experimental stup for studying pse con-.. CRYSTAL juption with SBN.

,ARGON MO 0LASER LENS TRANSPARENCY BEAMSPLITTER

(RES CHART)

10 App' PhyS Leti 50(1). 5 January 1987 0003.6951/87/010010-03501 00 C 1987 American Institute of Physics 10

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c . S8N 60

-e sp:

FIG. 2. Phase conjugate refiectivities of the SBN phase conjugators as afunction of tune. Pump beam power density was approximately 1.5 W/cm 2

.

image of the chart. Next, a phase distortion was placedbetween the transparency and the crystal, which, as shown FIG. 3. Photograph of the SBN:75 phase conjugate mirror in operation.

in Fig. 4(c), rendered the chart indiscernible, and the phaseconjugate image was once again viewed as it was projected constructed with cerium-doped strontium barium niobate.onto the screen. Since the phase conjugate wave front at the Phase conjugate reflectivities of 25 and 12%, not correctedcrystal surface is that of the resolution chart after passing for Fresnel reflections, were measured with Ce-dopedthrough the distortion, but with time reversal, the beam SBN:75 and SBN:60, respectively. The imaging and distor-emerging from the distortion is the original undistorted im- tion correcting properties of the SBN phase conjugator wereage of the chart. This distortion correcting property of the also demonstrated.SBN phase conjugator is shown in Fig. 4(d). This research was supported by Rockwell International

In summary, we have shown that the self-starting pas- Corporation, the U. S. Air Force Office of Scientific Re-sive phase conjugate mirror using internal reflection can be search, and the U. S. Army Research Office.

(al (C)

lbl (dl

FIG. 4. (a) Air Force resolution chart. (b) Phase conjugate image of the resolution chart. (c) Image of the resolution chart with distortion (d) Phaseconjugate image of the resolution chart with distortion

-30I PhyS -er 01 50. No 1. 5 January 1987 :akLu.1c e.,-' 1

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'1 0 WAhile. M Cronin-Golomb. H Fishcr. and A Yarn. App] Ph.s 'P B Jamieson S C Abraham. and J L Bernstre. J Chem Ph s 48Lett 40, 450 (1982) 5048 (1968)"'M Cromn-Golomb. B. Fischer, J 0 White. and A YariN. AppI Phys. 'K. Mcgumi, H Kozuka. M. Kobayashi, 4 V Furuhala, App! PhysLett 41.689 (1982) Lett. 30, 631 (1977)'M. Cronin-Golomb, B Fischer. J. 0 White. and A Yans, Appl. Phys G A. Rakuljic. A Yarivs, and R. R. Neurgaonkar, Proc SPIE 613, 110Lett 42.919 (1983,

(1986).'I Feinbe .Opt Lett 7. 48 (1982) "G A Rakuljic, A Yaniv, and R Neurgaonkar. Opt Eng 25. 1212'K R MacDonald and J Feinberg. J Opt So,: Am 73. 548 (1983) (1986)'J. Feinberg. Opt Lett 8. 4S0 (1983)

12 Apo Prys Let! Vol 50 No " 5,arua,, 19P- RaK, .,ce!a' 12

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oRockwell InternationalScience Center

SC5441 .FTR

PHOTOREFRACTIVE PROPERTIES OF UNDOPED AND Ce-DOPED, AND Fe-DOPED

SBN:60 SINGLE CRYSTALS

124C9976TA/jbs

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Photorefractive properties of undoped, cerium-doped, andiron-doped single-crystal Sr 0 .6 Ba0 .4 N b20 6

George A. Rakuljic Abstract. We present the results of our theoretical and experimental studies ofAmnon Yariv the photorefractive effect in single-crystal SBN 60. SBN Ce. and SBN.Fe. TheCalifornia Institute of Technology two-beam coupling coefficients, response times, and absorption coefficients ofDepartment of Applied Physics these materials are given.Pasadena, California 91125

Subject terms photorefractive materials, nonlinear optical materials, optical phase con-Ratnakar Neurgaonkar jugatiorl image processing optical signal processing.

Rockwell International Corporation Optical Engineering 25(11), 212- 1216 (November 1986)Science CenterThousand Oaks, California 91360

CONTENTS The point group symmetry of SBN is 4 mm. which impliesI Introduction that its electro-optic tensor is nonzero. The dominant electro-2. Material properties optic coefficient is r33, which ranges from 100 pm V in3. Photorefractiie properties SBN:25 to 1400 pm., V in SBN:75. In order to realize the large4. Summarn of reults salues of electro-optic coefficients in SBN crystals. they must.5. Conclusion in practice. be poled by first being heated to above their Curie6. Acknowledgments points and then being cooled to room temperature with an

Referencc applied dc electric field of 5 to 8 kV cm.

1. INTRODUCTION 3. PHOTOREFRACTIVE PROPERTIES

A given photorefracti'.e material is considered useful for opti- Single crystals of SBN:60. SBN:Ce (Sr 0 1,Ba0 4Nb: 0,:Ce), andcal processing applications such as phase conjugate optics if it SBN:Fe (Sr0 , Ba 4Nb 206 :Fe) grown at Rockwell Interna-possesses three important features: low response time, large tional Corporation were studied using the two-wave mixingcoupling coefficient, and high optical quality. Speed is neces- experiment shown in Fig. ' to dctermine their effectiveness assary if the crystal is to be used in real-time applications, and a photorefractive media. In Fig. I beams I and 2 are planelarge photorefractise coupling coefficient is required for the waves that intersect in the crystal and thus form an intensityconstruction of efficient devices. Regardless of its speed and interference pattern. Charge is excited by this periodic inten-gain. however, a crystal with poor optical quality is of little sity distribution into the conduction band, where it migratespractical importance. Although a material is yet to be found under the influence of diffusion and drift in the internal elec-that completely satisfies all three requirements. here we show tric field and then preferentially recombines with traps inho, well SBN:60 approximates them. regions of low irradiance. A periodic space charge is thus

created that modulates the refractive index by means of the2. MATERIAL PROPERTIES electro-optic effect. This index grating. being out of phase

with the intensity distribution, introduces an asymmetry thatStrontium barium niobate (SBN) belongs to a class of allows one beam to be amplified by constructive interferencetungsten bronze ferroelectrics that are pulled from a solid with light scattered by the grating while the other beam issolution of alkaline earth niobates. The crystal is transparent attenuated by destructiv ing wile with diffracted light.and can be grown with a variety of ferroelectric and electro- This process is shown graphically in Fig. 2. Although it isoptic properties, depending on the specific cation ratios intro- ispcess is s how g hcally in F ig. h i sduced into the structure. In SBN the unit cell contains 10 implicitly assumed here that the only photoearriers in SBN:60NbO octahedra, with only five alkaline earth cations to fill 10 are electrons, it is acknowledged that holes may also partici-

NbO.octheda, ithonl fie akalne art caion tofil 10 pate in the photorefractive effect. Experiments are currentlyinterstitial sites.'- 3 The structure is thus incompletely filled, under way to resolve this issue.which permits the addition of a wide range of dopants into the Mathematically, this two-beam coupling may be describedhost crystal. The general formula for SBN is Sr, Ba,.,,Nb 20 6, in thetiay tis twmso SBN:60 represents Sr0 6 Ba 4 Nb206 . the steady state as follows:

dl, 112Paper 2182 received Aug. 13. 1985;revised munuscriptreceivedJuly 16,1986; -, = - I - ol , (I)accepted for publication July 18. 1986; received by Managing Editor July 29. df I + 121986 This paper is a revision of Paper 56744 which was presented at theSPIE conference on Advances in Materials for Active Optics. Aug. 22-23.1985. San Diego. Calif. The paper presented there appears (unrefereed) in d12 a122SPIE Proceedings Vol. 567. =(2)* 1986 Society of Photo-Optical Instrumentation Engineers. df if + 12

1212 / OPTICAL ENGINEERING / Novembor 1986 / Vol 25 No. II

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PHOTOREFRACTIVE PROPERTIES OF UNDOPED, CERIjM DOPLZ) AN) IRUN-.h. b ~IN jL -C~fS'A Sr-tn 4r .Ot

E~4-

E

zd Z-0Fig. 1. Experimental setup for two-beam coupling experiments.Fg bopinsetu fSNC

P,-

fC

""co W. 70 S

Fig. 4. Absorption spectrum of SBN;Fe.

Fig 2 The photorefractive mechanism Two laser beams intersect.forming an interference pattern. Charge is excited wharm the inten-C J

sity is large and migrates to ragions of tow intensity. The electric fieldassociated with the resultant space charge operates through theelaectro-optic coefficients to produce a refractive index grating

2 -

%shere 1I and 1. are the Intensities of beams I and 2 inside the -

crystal. respecti,.eI. Y is the t~ho-beam coupling coefficient, ais the absorption coefficient, and z cosO, %k here 0 t SI - d cosO, trhe transient beha% ior is approximated bN 4X 5-' 6

I ft ( Ce'I (f.t C ~e 1W ) Fig, 5. Absorption spectrum ofS9N:60.

1.2 (3) be obtained from the ahose equations. It is important to note%Ahere 7- is a characteristic time constant and that although the above description of the transient behasior

is not strictly correct," it does indeed approximate the temn-l(~ ~ ~~)(4) poral response of the two-wave mixing process in SBN very

well since the measured waveforms can be accurate],. de-The solutions of the above coupled -wa ve equations are scribed by simple exponentials.

Maximum coupling will result in crystals with large r but

(0)+ small a. However, a and r are not independent. In fact, sinceIf!) 2(O)] (5) charge must be excited into a conduction band by the intensity

+ I(0 J interference pattern in order to start the photorefractive pro-+ erg cess, some absorpti on is necessa ry. Th is is precisel y where t he

(0) role of the dopant enters. If impurities are purposely intro-duced into che crystal. donor sites are created that become the

[I'(0) + I,(0)Je-*' absorption centers. It must be noted, however, that an)1()(6) absurption that does not contribute to the photorefractive

+ I -r, mechanism is undesirable.12(0) Figures 3 and 4 show the effect of cerium and iron impuri-

ties on the absorption spectrum of undoped SUN, which isBy measurement of the four intensities 1, (0). WO(), 11 (t). and given in Fig. 5. Several interesting observations can be made.i2l(l). both in the steady state and as a function of time, the First, the band edge shifts from 4.00 nm in SBIN:60 to 430 nmtwo-beam coupling coefficient r and the response time r can in SBN:Ce and 500 nm in SBN:Fe. Second. although the

OPTICAL. ENGINEERING /November 1986 / Voi 25 No, 11 / 1213

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RAKULJIC. YARrV. NEJRGAONKAR

S BN :60 was not intentionallN doped. deep-level impurities are limited use.evidenced by perturbations in the spectrum near 550 nm. Another way F can be modified was suggested in Ref. 9. ByFinally. the effects of Ce and Fe in SBN:60 are seen to be varying the trap density NA with reduction and oxidationsignificantly different. While the spectrum of SBN:Ce is treatments, one should be able to control P, as shown in Fig. 9.rather featureless, with a broad deep level centered at 480 nm. Although the exact number density of traps is difficult tothe spectrum of SBN:F,: displays a structured but broad measure, we have indeed been able to change the two-beamabsorption extending from 500 to 700 nm. with characteristic coupling coefficient from less than 0.1 cm- I to 15 cm- I bypeaks at 550 nm and 590 rim. Future investigation of these heating the crystal in atmospheres with different oxygen par-lines will indicate whether or not they contribute to the pho- tial pressures.torefractive effect. The predicted variation of response time with trap density,

First principle calculations using the band transport model- which is shown in Fig. 10. has yet to be observed in SBN:Ce.can be used to derive expressions for r and r. Solutions to the Although r decreases as expected when the crystal is heated inphotorefractive equations developed most fully by Kukhta- a reducing atmosphere, the time constant remains unchangedre, - show that F and r can be represented functionally as at a typical value of 100 ms at I W, cm2 irradiance. This

unexpected and currently unexplained result has complicated= Fidg. E,,. A. I: r. N D.N,, t, n) . (7) our effort to produce a cerium-doped SBN photorefractie

crystal with I ms response time, since heat treatment wasS- (dg. E .,. T. l. s. "'R. M. Ni,, N4 . e) , (8) proposed as a method ofachieving this goal.9 Therefore. other

here the experimentall. controlled %ariables are techniques may need to be invoked to obtain the desired speed

d, = grating period of response.

E, = applied field (normal to grating planes) Figures 1I. 12. and 13 show how the response time 7 isaffected by changes in the mobility M. the two-body recombi-

A = wa~elength of incident light nation rate 7R, and the photoionization cross section s,T = temperature respectively. Since 1 is predominantly an intrinsic quantity of

= total irradiance the host cr.'stal, little can be done to increase its value. How-and the material parameters are ever, s and 'YR are extrinsic parameters that can be varied by

the selection of different dopants. If the dopant chosen hass =ffectioati on ctrosi cefcint either a larger photoionization cross section or a smaller

s = phototonization cross section two-body recombination rate coefficient than is presentlyobtained with cerium, the resulting doped sample of SBN

= mobility should have a shorter response time. The selection of such aN = number of donors under dark conditions dopant. unfortunately, is a nontrivial task.Ne n b otatic dieltrips underarc Table I shows the results of an elemental analysis by

n = background retracti e index nuclear activation of undoped and cerium-doped SBN. Sinceundoped SBN is photorefractie while containing only trace

These equations %ere applied to cerium-doped SBN. Specifi- quantities of cerium, we must conclude that cerium is not the

call, the sample contained 10" to l0i cm- 3 cerium atoms, onlN photorefractive species for SBN. In fact, Table I indi-which resulted in an as-groAn crystal with F = II cm - 1. cates that there are significant amounts of Fe. Ni, Mo. andTa

l= O.10s, and a = 1.8 cm-' atk, = I W cm2.T = 298 K. impurities in the undoped SBN crystal, and Fe and Ni. for

A= 0.5145 um. E0 = 0 V cm. and dg = 5 jtm. example, are known to be effective photorefractive centers in

Variations in F and T about this "operating point" are LiNbO,.'0 Although iron has already been used as a dopant

shown in Figs. 6 through 13, along v.ith the experimentally for SBN, the resulting crystals were optically imperfect.obtained %alues of the two-beam coupling coefficient and Therefore, we suggest that not only should the study of iron-responsetimesforSBN;6Oand SBN:Ce. DataforSBN:Feare and cerium-doped SBN conlinue, but crystals doped with

not shown since striations in the crystal so affected the optical other impurities, which may prove to have better \,alues of -YR

quality of the crystal that no reliable experimental values and s. should also be investigated.could be measured. Although the SBN:60 and SBN:Ce sam-ples were striation free and displayed good optical quality, to 4. SUMMARY OF RESULTSdate all of the SBN: Fe crystals, regardless of their Fe concen- A major goal of our work has been the growth of high opticaltration, have been severely marked with striations. We believe quality photorefractive SBN crystals. This was accomplishedthat better control of the melt temperature will eliminate this in part by growing striation-free SBN:60 and SBN:Ce. In fact,problem. optically excellent crystals of S BN:60 and S BN:Ce can now be

With no applied field, Fig. 7 indicates that r should be had as cubes approaching I cm on a side. SBN:Fe. unfortu-greater than I cm-I for all practical values of d_. while the nately, has yet to be grown without striations. As was indi-application of an electric field of 2 kV/cm ought to increase cated earlier, better control of the melt temperature may bethe coupling coefficient to 35 cm- atdI = 5 pm, as shown in necessary to eliminate this problem.Fig. 8. Such a large response would then make even very thin Large two-beam coupling was observed in both SBN:60samples of SBN:Ce useful photorefractive media. However, and SBN:Ce. Values of r ranged from 2 cm - ' in SBN:60 toin practice, these large values of r are not easily obtainable, greater than 10 cm - ' in SBN:Ce. Such response was largeAs an electric field is applied to the crystal, induced stresses enough to permit the use of these crystals in the constructiondeform the material and the incident beams are distorted. of the ring Iand semilinear'2 passive phase conjugate mirrors,Therefore, we conclude that the application of an electric field for example. It was also found that oxidation and reductionto the crystal to control its two-beam coupling coefficient is of techniques served as effective methods for varying the value of

1214 / OPTICAL ENGINEERING / November 1986 /Vol. 25 No 11

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PHOTOREFRACTIVE PROPERTIES OF UNDOPED. CERIUM -DOPED, ANU IRON DOPED' SING E CRYS-.A. S.E N C_ DE

& - N:60 2010 TI

a SON:Ce &-SBN!C.

Is iSON c 30-

E~ 10- E 20-

-100

EIO

S g

.001 C& 00 2 4 a, 8 0 "0 2 4 6 8 10 0 2 4 6 a 10do (Pm) o(I d 9(p M)

Fig. 6. Response time versus grating period Fig. 7. Coupling coefficient versus grating Fig. 8. Coupling coefficient versus gratingat to, I W/cn9? for E0 =0 V/cm period for E0 =0 V/cm. period for E0 2 kV/cm.

000,0

.01i TiQi4 E15 111 [(1 ifi I( 00 I'15X'o oc I'D 1,0 1000 I,4 EiNA(Cr ItN(M )ucmY sc

Fi 9 C upin ceficen vrss ra dn- Fi 1 . esone im vrss ra dnstv Fi. 1.Reposetie erusmoiltVaEn o c madd i t1 / M .a s m n u = 1 / m.as mn A=11 M3

0.0!

if t 12 I E- 11-C 'fj9 t 6 I[ ' IfC Ii I' fI5ii I' f 10 IE.1C I[ i IE-1 if 0 00 '4 t

YRA cr3m se )AC~3

S.amC'2ec

Fig 9. Ropigofiinvrutadn Fi 0.Rsponse time versus trap densit Fig.bnaio rae11fi F. Response time versus mhtinzt rs etobiit atceryoK .=O mnd M at 10= 1 W/cm'. assuming NA = 101 M3U = 0. 1.IW/cm2 .assumingNNA = 10' cm3 .=01CM V1 8'

V-1-*I. 16X0-' cn2,No= 019CM3,andd 5 .60 1mn9N -m0'5X0 cm3 n ND = 1019 CM-3, and do = 5MAm.

I-~~~~~~~~~~ in thsMmsas ok~,teapiaino n xenl 5 OCUIN

elecricfied tothecrytal tened o dgrad thir ptial Hgh ptial ualiy ucloed ad d pedsinle-cystlISt:6

qualtN raherthanimpovethevalu ofther cuplig hs ben rownandproed o bephooreirative Ths efec

coffcens wa uniidb'eauigteculngcefcetn

Th 0epnetmso h B*cytl w etdaeae epnetmso evrlsmlsuigtemto fto

Figro12hinepons t Iversus Sieth two-bodec ianrt coeplig Fieg.respnte imreru photo ionizi ffcttan cr'oss sectio t 0

gvens~ difaction)10 efcncNy wit SBC will emuch shorte 6. ACKNOWLEDGMNTS0~c-. n 6 =5m

thin thaeded rytals. 60 Als~e thug aplction rsons etea of CNLUINelectri fieldt the rystal tedetoegae telira opta Thighoeseachluasitsupdortneddb rnsifromeRckwetllInter-seal ill rate thane simpricenthe vrmat of th otr coulin nastben gronatin proed toS ber phoorcefcie. ThSisentficl

cefficien ofeach SBN;C ise soS Aarme thearc tiefeuiedtiracceSN.

OPTICAL ENGINEERING / November 1986 /Vol 25 No 11 .' 1215

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RAKULJIC. YARIV. NEURGAONKAR

TABLE I. Elemental analysis by weight of SBN:60 and SBN;Ce. George A. Rakuljic was born in Chicago, Ill.,on Sept 1. 1961. After three years of under-

Elements graduate study at the University of California,& Units SEN: 60 SBN: Ce Los Angeles, he received the M S. degree in

electrical engineering from the California Insti-

SPPM < 0. 1 < 0. 1 tute of Technology. Pasadena. in 1983. where

T PPM < 0.3 < 0.2 he is currently pursuing the Ph.D degree in

NA PPM 30.0 <30.0 electrical engineeringt CPM0.400 His current research interests are photore.

CR PPM < 5.0 < 5.0 fractive materials, phase conjugate optics, andoptical information processing.

FE % 0. 129 0.014Co PPM 0.3 0.3NI PPM 50.0 50.0ZN PPM 7.0 5.0 , Amnon Yariv. a native of Israel, obtained theAS PPM < 1.0 < 1.0 6 S. degree in 1954. the M.S. degree in 1956.

and the Ph.D. degree in 1958 in electricalSE PPM < 5.0 < 5.0 engineering from the University of CaliforniaBR PPM 0.5 < 0.5 in BerkeleyMO PPM 1 .0 4.5 He went to the Bell Telephone Laboratories,SB PPM 0.5 0.5 ' Murray Hill, N.J.. in 1959. joining the earlyCS PPM < 0.2 < 0.2 stagesofthelasereffort HejoinedtheCalifor-

BA PPM 160000.0 150000.0 nialnstitute of Technology in 1964 as an asso-

LA PPM 0. 2 1.0 ciate professor of electrical engineering.

HF PPM < 0.2 < 0.2 becoming a professor in 1966 In 1980 he

TA PPM 12.0 13.0 became the Thomas G Myers Professor of Electrical Engineering and

w PPM < 3.0 1.0 Applied Physics.On the technical side. he took part (with various coworkers) in the

AU PPB < 5.0 5.0 discovery of a number of early solid-state laser systems. in the formula-CE PPM < 1.0 47.0 lion of the theory of parametric quantum noise and the prediction ofND PPM Interrer Interfer parametric fluorescence, in the invention of the technique of mode-SM PPM 0.01 0.32 locked ultrashort-pulse lasers and FM lasers. in the introduction ofEU PPM 0.07 0.10 GaAs and CdTe as infrared electro-optic and window materials, in

proposing and demonstrating semiconductor-based integrated opticsTB PPM < 0.1 < 0.1 technology, and in pioneering the field of phase conjugate opticsYB PPM < 0.05 0.05 His present research efforts are in the areas of nonlinear optics.LU PPM < 0.01 < 0.01 semiconductor lasers, and integrated optics. especially the problem ofSR PPM 148000.0 135000.0 monolithic integration of transistors, injection lasers, and detectors forRB PPM < 5.0 < 5.0 high frequency applications and ultrafast (10-12 s) semiconductor

devices and phenomenaProfessor Yariv has published widely in the laser and optics fields

(some 300 papers) and has written a number of basic texts in quantumelectronics, optics, and quantum mechanics He is an associate editor ofOptics Communications and was previously associate editor of theJournal of Quantum Electronics and the Journal of Applied Physics He

7. REFERENCES is a member of the American Physical Society, Phi Beta Kappa. theAmerican Academy of Arts and Sciences, and the National Academy of

I P B Jamieson. S C Abrahams. and J L. Bernstein. 'Ferroelectnc Engineering and a Fellow of the IEEE and OSA He received the 1980tungsten bronze-t"pe crystal structures. I. Banum strontium niobate Quantum Electronics Award of the IEEE, the 1985 University of Penn-Ba,, -Sr, -,NbO, -- J Chem Phys 48, 5048 (1968) sylvania Pender Award, and the 1986 OSA Ives Medal He is a founde.

2 P B Jamirson. S C. Abrahams. and J L Bernstein. "Ferroelectric and chairman of the board of ORTEL Corptungsten bronze-t~pe crystal structures II. Barium sodium niobateBa, . ,. :,, %b00w." J Chem. Phys. 50. 4352 (1969).

3 S C Abrahams. P B Jamieson. and J. L. Bernstein. "Ferroelectrictungsten bronze-type crystal structures. Ill Potassium lithium niobateK,4-,.,Nbo+>O."J Chem Phys. 54. 2355 (1971). Ratnaker R. Neurgeonkar is manager of the

4 3 M. Heaton and L. Solymar, "Transient energy transfer during halo- Ferroelectric Materials Department at thegram formation in photorefractive crystals,"Opt. Acts 32(4). 397 (1985).RokelItrainlSeceCtr.H

5. G C. Valley and M. B. Klein. "Optimal properties of photorefractive RockwelternaioalSenesCne.materials for optical data processing." Opt. Eng. 22(6), 704-711(1983). received the B.Sc. degree with honors in 1962.

6 N. V Kukhtarev. V. B. Markov. and S. G. Odulov. "Transient energy the M.Sc. degree in 1963. and the Ph.D.transfer during hologram formation in LiNbO3 in external electnc field." degree in 1967 in solid-state chemistry fromOpt. Commun. 23. 338 (1977) Poona University. India. At Rockwell. Dr. Neur-N, V Kukhtare. V. B. Markov. S. . Odulov. M. S. Soskin. and V. L. gaonkar has been directing the ferroelectricVinetski. "Holographic storage in electrooptic crystals 1. Steady state." materials research and development programFerroelectrics 22. 949 (1979). for various device applications, including ele-

8 N V. Kukhtarev, "Kinetics of hologram recording and erasure in elec- rioeactin, icingec-trooptic crystals." Sov. Tech. Phys. Lett. 2.438 (1976).

9. G. A. Rakuljic, A. Yanv, and R. R. Neurgponkar, "Photorefractive surface acoustic wave, millimeter wave, and piezoelectric transducers.

properties of ferroelectnc BaTiO, and SBN;:0." in Nonlinear Opticsand He and a coworker have developed various growth techniques for far-Applcation. P. Yeh. ed., Proc. SPIE 613, 110-118 (1986). roelectric crystals/films and recently successfully demonstrated the

10 W. Phillips. J J Amodel, and D L. Staebler. -Optical and holographic growthofoptical-qualitydopedandundoedSri_.B&,NbOGand BSKNNstorage properties of transition metal doped lithium niobate," RCA Rev. single crystals using the Czochralski technique. Besides ferroelectric33. 94 11972. materials, Dr. Neurgaonkar has been interested in magnetics, lumines-

I I M Cronin-Golomb. B. Fischer. J. 0. White, and A. Yariv, -Passive cence, and laser crystal development work. He is a member of variousphase conjug ce mirror based on self-induced oscillation in an optical professional societies, including the American Ceramic Society, thering cavity," Appl. Phys. Lett. 42, 919 (1983).

12 M Cronin-Golomb. B. Fischer. J. 0. White, and A. Yanv, "Passive Electrochemical Society, and the American Association for Crystal(self-pumped) phase conjugate mirror, theoretical and experimental Growth. He is the author or coauthor of more than 70 researchinvestigation," App Phys. Lett. 41.689 (982). . publications.

1216 / OPTICAL ENGINEERING / November 1966 / Vol. 25 No. 11

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0D Rockwell InternationalScience Center

SC5441 .FTR

PHOTOREFRACTIVE PROPERTIES OF STRONTIUM BARIUM NIOBATE

132C9976TA/jbs

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Photorefractive properties of strontium-barium niobateM. D. Ewbank, R. R. Neurgaonkar, and W. K. GoryRockwell International Science Center. Thousand Oaks. California 01360

Jack FeinbergDepartment of Physics. University of Southern California. Los Angeles. California 90089-0484

(Received 16 December 1986; accepted for publication 10 March 1987)

We have grown and optically characterized strontium-barium niobate crystals, including bothundoped and cerium-doped crystals having two different Sr/Ba ratios (61/39 and 75/25). Bymeasuring the coupling of two optical beams in the crystals, we have determined the followingphotorefractive properties: the effective density, sign, and spectral response of the dominantcharge carier, the grating formation rate, dark conductivity, and carrier diffusion length. Wefind that electrons are the dominant photorefractive charge carriers in all of our samples; thetypical density of photorefractive charges is - I X 10"' cm- 3 in the undoped samples. Thegrating formation rate increases with intensity, with a slope of - 0.3 cm-/(W s) over anintensity range of - 1-15 W/cm2 in undoped samples. Cerium doping improves both thecharge density (increased by a factor of - 3) and the response rate per unit intensity (.- 5

times faster).

I. INTRODUCTION 10 kV/cm along the c axis of the sample, and slowly cooling

Photorefractive crystals' have been used to demonstrate the sample back to room temperature (at a rate of - 1*/min

a wide range of nonlinear optical applications.: including until - 20 'C below T, ) before removing the electric field.

phase conjugation, image amplification, "" information The optical quality of SBN crystals depends on the pur-processing' optical computing.- optical resona- ty of the starting materials and on controlling the growthtors. '

' inertial navigation devices ' : associati,,e temperature to ± 0.10*C while near the solid-liquid inter-

memories." etc. Most of the above demonstrations were face. In doped SBN, the optical quality is also influenced by

performed using barium titanate (BaTiO,), because it has the type of dopant, its location in the crystal structure, and

the largest optical nonlinearity of any commercially avail- the oxidizing or reducing atmosphere surrounding the melt.

ablem photorefractive material. and also because its photore- In our cerium-doped SBN samples. 0.1 wt. % of CeO2 wasfracti'e properties have been well characterized. 2'- added to the starting materials, and the crystals were grown

Both nominally undoped strontium-barium niobate in air (i.e.. an oxidizing atmosphere).

(Sr, Ba NbO, or SBN) 3- " and cerium-doped

SBN "- ' *are photorefractive (efficient internal self- III. COMPARISON OF SBN AND BaTiO 3pumped phase conjugation4' has been recently observed in Table I compares some of the properties ofSBN 4 ). but these crystals have not been as extensively char- Sr, Ba, - , Nb,O6 and the more familiar photorefractive ma-acterized. The purpose of this work is to measure the optical terial BaTiO3. Both materials are ferroelectric oxides withabsorption and some important photorefractive properties tetragonal symmetry (point group 4mm) at room tempera-of these crystals, including their gain. wavelength sensitivity, ture. They also have similar refractive indices and birefrin-charge density. and response time. We also discuss the de- gence. However, there are important differences betweenpendence of these properties on crystal doping and on the these two materials.Sr/Ba ratio. First, BaTiO 3 has a fixed composition, so that the tem-

perature of its cubic-to-tetragonal phase transition is fixed4

II. OPTICAL QUALITY SBN at Tc = 128 *C. For Sr. Ba, - Nb.O,. the Sr-Ba ratio is vari-

Sr. Ba, -_ NbO,. x = 0.61, (or SBN:61) is relatively able between 0.2<x<0.8, and the temperature of the cubic-easy to grow compared to other photorefractive ferroelectric to-tetragonal phase transition changes approximately lin-oxides, because it mixes congruently at T- 1510 "C.4 2 A early in x (e.g., Tc increases from Tc 57 *C at x = 0.75 totypical Ce-doped SBN:61 crystal grown along the c axis is T, -247 *C at x = 0.254"). By choosing the Sr-Ba ratio soshown in Fig. I (a). These crystals exhibit 24 well-defined that the phase transition is slightly above room temperature,natural facets, as illustrated in Fig. I (b). the SBN crystal lattice is highly polarizable in the z direc-

Single-crystalline boules with diameter of - 2-3 cm tion, causing the room-temperature dielectric constant c,were grown by the Czochralski method at a rate of - 8- 10 and the Pockels coefficients ri and r, to become quite large.mm/h. 6 From these boules, individual samples were cut A second difference between the two crystals is the pres-and optically polished with rectangular faces - 2-7 mm on a ence of a tetragonal-to-orthorhombic phase transition inside. The samples were electrically poled into a single ferroe- BaTiO, at about 10 *C, which, at room temperature, causes alectric domain by heating the samples to - 10-15 *C above softening of a lattice vibrational mode in directions perpen-the Curie temperature To, applying an electric field of - 8- dicular to z and produces a marked anisotropy in the dielec-

374 J Appl Phys 62 (2), 15 July 1987 0021-8979/87/140374-07$02 40 Cc 1987 American Institute of Physics 374

IN

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TABLE I Comparison of materials properties for photorefractiseSi , Ba ,Nb.O. and BaTiO,

BaTiO, SBN(x=0.61) SBN(x=075)T, C) 128' 75

b 56'

Index n = 2.43' n = 2 33' n = 2.35:(5145 A) An - 0.07- An - 03' An - 0 02'

Dielectrc e, 300( , = 47Wi"

constant c, = 135' f, = 880' E. = 34O

Electro-optic r, 19.5" r., = 47' r, = 671

coefficient r,, = 97" r,, = 235' r,,= 1340'(pm/V 16 l O 42

'Reference 44. p. 452."Reference 36.

b Reference 44. p. 509.E. L. Venturini, E. G. Spencer. P. V Lenzo. and A A Ballman. J ApplPhys. 39, 343 (1968).

%r 'S Ducharme. J. Feinberg. and R. R. Neurgaonkar. to be published inIEEE J. Quantum Electron.

(a)

Finally, the optical absorption spectra of BaTiO, andthe various SBN crystals studied here are qualitatimely dif-

___ ferent. The spectral absorption curves for the SBN samples.

(2a11 shown in Fig. 3, have been obtained from optical transmis-sion measurements using a dual-beam spectrophotometer(Perkin-Elmer model 330). Cerium-doped crystals of SBNgrown with Ce in the 12-fold coordinated site (samples D. E.and G) are pink in color and they exhibit a broadband extrin-sic absorption over the range from - 0.6ta m to the interbandtransition (i.e. optical band gap) near 0.41zm. as shown inFig. 3. [ Note that sample D is not included in Fig. 3 becauseit was so thin ( 1.7 mm) that its transmission spectrum was

(bi dominated by surface losses. I In contrast. when Ce is forcedinto the nine-fold coordinated site. as in SBN:61 sample F.the color is greenish-yellow. The absorption in the visible for

I IG I Sr Ba .(a.), rral, a bouleofcerium-doped SBN grosn this crystal is higher and it extends farther into the nearat Rock'kl; Scier e Center. h) ,:r's.talliograph,: orientations of a fe', of

the 2a natural fa,:ets on a houle ofSBN infrared, similar to commercially available" crystals ofnominally undoped BaTiO,, which typically have absorp-tion coefficients3 2 of -0.5-3.0 cm-' over this spectralrange. In comparison, the absorption coefficients of thethree nominally undoped SBN:61 samples .4, B. and C are

trc constants of BaTiO, (c,/ t, = 0.04 in BaTiO, compared substantially lower over the same spectral range (see Fig. 3).:) ,/61 = 2 in SBN:61 ). This phase transition is not ob-

served in SBN for temperatures as low as - 150 'C. and so IV. TWO-WAVE MIXING IN SBN: THEORYthe electro-optic properties of SBN are less anisotropic. The photorefractive properties of SBN can be measured

Third astrerctv arprt coseuec of prxiit of theadiferenThird, as a consequence of proximity of the different using two-wave mixing.' As illustrated in Fig. 4, if two co-phase transitions to room temperature for the two crystals, herent light beams intersect in a photorefractive crystal,the largest Pockels coefficient in SBN is r., whereas the larg- beam coupling occurs, caising one beam to gain intensity atest Pockels coefficient in BaTiO, is r, This distinction is the expense of the other beam. Let a "pump" beam and aimportant in photorefractive applications, because these co- "probe" beam of the same frequency enter the same face ofefficients dictate the optimal light polarizations and optimal the crystal with external angles + 0 to the face normal.orientation of the photorefractive grating. These two beams produce a sinusoidal interference pattern

The crystal structures of the two materials also differ. of intensity with a fringe separation Ag given bySBN has an open tungsten-bronze structure with vacant lat-tice sites, as shown in Fig. 2. The vacant C lattice sites can be Ag = 21r/K = A/2 sinO, ()intentionally filled by doping the crystal with impurity where I is the wavelength of the light in air and K is theatoms. In contrast, BaTiO, has a complztely filled crystal magnitude of the grating wave vector. The interference pat-structure, so that doping requires substitution. (Of course, tern causes migration of charge inside the crystal. The result-doping by substitution can also occur in SBN.) ing space-charge field produces a photorefractive index grat-

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A2 S

(a) FIG 4. Experimental setup for measuring the two-wkase mixing gain cocfficient in SBN for various external crossig angles 20, of the optical beam,The most efficient beam coupling (., Lurs sx hen the incident beamis arc p~lar-ized extraordinarN and the photorefractiN e space-charge field is parallel w~the crystal c axis thereb% using the largest electro-optic coefficient r_ The

2 aZ neutral densit filter (NDFJ is used to adjust the incident pump/probcif beam intensity ratio to mtntmiz, the effects of pump depletion and beam

.4fanning during two-beam coupling. Shutters S, and Spermit the transmit-* ted intensities to be measured both with and without coupling at detectors

*ng whc D, and pl. the two beams w.ith a two-wave mixing

gai coffiien F(i.e.. an exponential gain per unit length)defined b\

Al A2 c r I IlL) X n (I, 11 1,1(2

where L is the interaction length. I (I U,) s the transmitted..probe" beam intensity with I without I coupling, and I'

1_16 Crstj itru,:IL_1. S1 l'i, Nb 0, hCIc Sr anld HU, ,CCUtfl C;- ( I-) is the transmitted "pump" beam intenst with (with-ther of th.. iattlcc site, -t r iii aT. 'arijiic conmposcr rot. Nb rcside-. at thc O-t opig \uigtetasitditniisi qs-itd-,o'rdc njt ed B ltt i c il . t hc C. site, arc 4a,4n I. afij the ,s\CTI1. otIculn.B sn h ta itditniisi q

form ji ociahtdra: cugc swroundiJTT eah Nb (a, Proceio of thc 1c, (2 ). the absorption and Fresnel rtcflction losses do not ap-gotuf turcc'Icri-brotic %tru.:Icrv ,III(, the t-'- plan"- ci, th,- aim . Sr p ,,p-ar in the expression frFin E.2 Alonoic hi e ,

Bj is surrounded b 15 ncarest-oc-igitor o\s -I c, 5'-fold coordilatiOl negligible pump depletion ( i.e.. I II the twko-wave mix-L,,the. atomi Sr or B, -i, surrounded b\ 12 nearest-neighor oxss cnii

( 2-fold coordiiial:,ii and i . the~ sicai: ( lattce 'tc i' surroutided Ms L ing gain coefficient F become,. independent of the pumpnc-arc': -net hhor oyc- nmc-fold coordcrcaii beam intensi t

The two-wave mnixing gain coefficient F is related to thephotorefractive index grating amplitude bn (defined as one-half the peak-to-peak value) byt4

ltF = 4-,,br sin 61m). cos 0.. (3)

- where 0, is the half angle between the beams inside the crs--ta] . is the phase shift between the optical interference Pat-

100 Fe tern and the photorefractive index grating. andm is the mod-loor ulation depth of the incident optical interference pattern

-~ ~~~ =..[ 2\JI/I +1L))]. The phase shift 6 is - 7,/2 whenthe photorefractive process is dominated by diffusion, as it is

401 in OBN." The photorefractive index modulation tbn is givena- b

bn = nr,,fES,/2. (4)

10-2 1 1 E_ is the space-charge electric field and n is the effective300 400 600 600 700 800 rerctv ine2n=nn/~n ir9 ~cs9,wt

A (nns)rercieidx( = nl\n i20+ :co'6,wt

n, and n. being the extraordinary and ordinary refractive

FIG 3. Spectral dependence of the absorption coefficient a- in nominatty indices, respectively). For the configuration shown in Fig. 4,undloped SBN 61 (samples A-Ct, cerium-doped SBN:6t (samples E and in which the grating wave vector is aligned along the c axis ofFt - and cerium-doped SI3N 75 (sample Gi. Note the extrinsic broadband the crystal and the optical beams are both extraordinary raysabsorption in the cenum-doped SBN samples. extendtng from near the in- (while assuming a small birefringence A~n = n, - n,,. theterband transition throughout most of the %visible spectrum. Thes.e spectra effective electro-optic coefficient r., iswere nearly independent of the light polarization, with the excepiiin ofsample F for which twoabsorption cursves are shown (F, for extraordinary rof = r~,co 9O2, - r, sin2 0, - (Apvln, )(r,, - r,,) sin2 2,.and F, for ordinary). In samples A, .BC.E. arid G, the band edge of each (5)ordinary absorption spectrum was shifted ( - 5-to nm Itowsard shonterwavelength, compared to the extraordinary absorption spectra shown The photorefractive space-charge field E, is given by4

376 J Appi PhyS. Vol 62. No 2.15 July 1987 Ewbank eta! 376

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E, =m(kT/e)[K/(1 + (K/K,)1],(K)cos 20,(6)-.

where 20, is the internal full crossing angle of the optical _,6L"I:8beams and k, T /e is the thermal energy per charge. The fac- 1 7 '£ e

tor (K) takes into account competition between holes and 0 . *- =

electrons." .-' "d' &A&

An important parameter in Eq. (6) is the inverse Debye 2 7V 111, 6 A A&"&

screening length K, I.

K0 =e2./(Eeok, T), (7) 1

which depends on the effective density of photorefractivecharge N.V and the dc dielectric constant eeo along the direc-tion of the grating wave vetrK. o , . . .,. . . .,. . . .,. .

vector 0 05 10 15 20 25 30 35

V. TWO-WAVE MIXING IN SBN: EXPERIMENTS INTENSITY IW cr21

The two-wave mixing gain coefficient F was measured FIG. 5. The measured two-wave mixing gain rL vs incident optical intensi-

in a number of undoped and Ce-doped SBN crystals in an ty of the pump beam in nominally undoped SBN.61 sample C for beam

attempt to determine the effective density ofphotorefractive crossing angles 20 = 32"(O). 7.8'(,n). 10.0'(). 12.6'(0). 16 5'(-7).

charge A,, and the effective Pockels coefficient r,,. As 215 l).347*(A)'42"5*()andbO O'Frl°\-inenstylevels'thetwo-beam coupling efficiencN is decreased from its high-intensit) value dueshown in Fig. 4, the single-longitudinal-mode output from a to the nonzero dark erasure rate of the crsstal.

cw laser (an argon ion laser or a ring dye laser with R6Gdye) was separated into two beams which intersect in theSBN sample at an external angle of 29.

number of different beam crossing angles in nominally un-Because r,, is the largest electro-optic coefficient in

SBN. the two-wave mixing gain coefficient - is maximized doped SBN sample C. The gain coefficient F saturates atby choosing extraordinary polarization and aligning the c large optical power. and is reduced at small optical power by

axisofthecrystal parallel totheKvectorofthephotorefrac- the finite dark conductivity [, = 0.7 x 10 (2 cm) t]

tv e grating (i.e., the bisector of the two incident light beams of this sample. (This dark conductivity %%as obtained from

is aligned perpendicular to the c axis). Unfortunately. this transient two-wvave mixing measurements. described be-

choice of light polarization and crystal orientation increases low.)

the amount of extraneous light scattered into the direction ofthe transmitted probe beam by stimulated scattering and B. Optimal grating spacing for two-wave mixing in SBNbeam fanning of the pump beam. Nevertheless, because mostphotorefractixe applications require a large coupling Cmbining Eqs. (l)-(6(, the gain coefficient can bex ritten in the formstrength, we chose to measure V using the above geometry.

The transmitted powers of both the weak probe beam r = [.4 sin 0/(l - B sn: 0)] (cos 2H /cos 0, ).

and the strong pump beam were measured with and withoutcoupling. All of our two-waxe mixing experiments were per- where 0 is the external half anle and 0 the internal halfformed A tth an argon ion laser at 514.5 nm (except for theexperiments in Sec.V C), and with both beams having the angle between the two incident laser beams. I Oer the rangeexpemen edimeter oe2.95 m. a Uing equ- beams as h of external crossing angles 20 used here (0 < 20 < 60'). thesame l/e diameter of 2.95 mm. Using equal-size beams was internal crossing angle 20, x as al% ays less than 25%. and theadvantageous becausean pumpdepletionwaseasilydetect- factor (cos 2, /cos 0, ) in Eq (8) varied by less than 7%ed. (If the pump-beam diameter was much larger than the u Iprobe beam diameter, then a small localized area of the f- um

pump beam could have been seserely depleted by the probe tron competition factor C(K) is constant with K in order

beam without noticeably affecting the pump beam's total to simplify the data analysis.Figure 6 shows the measured two-wave mixing gain co-

power.) The beam diameters were sufficiently large so that efficient r as a function of crossing angle of the opticalthe interaction lengthL of the two beams was limited by the beams [or grating spacing, i.e.. see Eq. 1)] in \arious Ce-physical length of the sample in all of our experiments (ex- doped and undoped SBN samples at a 5 '14.5 rm. Thecept for one data point at 29 = 60* with the dye laser, for d and ned wit s at a cross14.5 ngleThwhich the effective interaction length was computed from gain increases linearly with 9 for small crossing angles.thebea dimeers. Te pmpproe itenit raio as reaching a maximum at 9 = p.t and then decreases forthe beam diameters). The pump/probe intensity ratio was larger crossing angles, as predicted by Eq. (8). All dataadjusted in the range of Ip-I p. This range was a compro- points were taken at sufficiently large optical intensity suchaise that would minimize pump depletion yet insure that the that the gain was independent of intensity. The solid curvesamplified probe was much more intense than the back-

are a best fit to Eq. (8), and yield values for the parameters Aground scattered light from beam fanning of the pump beam. and B, which relate to the photorefractive properties as fol-

A. Intensity dependent two-wave mixing lows.Figure 5 shows the dependence of the steady-state two- The parameter A is proportional to the effective Pockels

wave mixing gain coefficient r on total optical intensity for a coefficient r,,:

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06 larger. as expected. due to its larger electro-optic coefficient.

3 10 A 1 1 , T Note also that electron and hole competition4 appears tobe important, as seen by the varying product r.,'(K) in thevarious samples. The fitted values for r,,,Z(K) and A,,,. cor-

G_ 0 '-Eresponding to each curve in Fig. 6, are listed in Table 11. The10- fact that cerium doping does not cause a systematic change

A F in r,,f!1(K) implies that the presence of cerium primarilyalters the photorefractise charge density A',T and not thecompetition of electrons and holes.

C. Wavelength dependence of the two-wave mixing- gain in undoped SBN

Figure 7 shows the wavelength dependence of r vs A1

0 10 20 30 40 SO 0s for nominally undoped SBN:61 sample C. Here, the solidh24 ideg curves are the best fit of the data to Eq. (8) with the

(cos 29./cos 9,) factor taken to be unity and the beamFIG 6 The t%4o-% ae nu \in2 ejin coefficient T a, a func:tion of full external

dropedn angl i 2 in nori .tia IIN undoped SB\:til sample, .4-.C. cerium- crossing angle 20 converted to inverse grating spacing AKdpdSNbIsampic..D-1. an.d ceriuni-dopcd SBN -5 ample G.Thexol- via Eq. (I).- The gain of the nominally undoped SBN in-

id curN o ar. K-., io. K,, rewso1 in Eq fi?' Note that cerium dopin2 creases at shorter wavelengths and approaches that of ceri-enh.±nce the photioretr-:e coupling effi,:cnex um-doped SBN. indicating an increase in the effective num-

ber of photorefractive charges N., in this sample at shortwavelengths. Figure 8 compares the wavelength dependence

'k, - brof the effective number of photorefractive charges A,, withA ~ ~ S+k, rbr-() teasrto ofiintafrSN apeCoe h ii

e;. ble wavelength range. In this SBN sample. A'.f is approxi-

and is determined b\~ the slope of the plot of F vs 20 near mately a linearly decreasing function of wavelength:9 = 0. The parameter B is related to the effective photore- N, [ 0.0139 -,).(nm) -8.4] ,, 10"' cm -

fracivechage dnsiy ~In contrast, the wavelength dependence of N,, in BaTiO.

B L Z si (10 \was - A -in one sample- and N1, was the same at 457.9

,4, 4 r ___ Tsnf(0 and 514.5 nm in another sample.-

and is determined b,. 20,,, the crossing angle at \4 hich the D. Sign of the effective photorefractive charge carriersgain F(20) rea-hes iT. maximum value. in SBN

Comparing the curses for the undoped and doped The sign of the dominant photorefractive charge carrierSBN:61 samples in Fig. 0. it is apparent that cerium doping in SBN was determined by comparing the direction of two-the SBN:61 samples caus es an increase in the peak-gain beam coupling to the direction of the positive c axis of thecrossing angle Op" . According to Eq ( 10). this indicates crystal. The c-axis direction was verified experimentally.that cerium doping increases the effectiv e density of photor- subsequent to poling, by observing the sign of a compression-efractiwe charges N,, In addition, the slope of each cur\ e ally induced piezoelectric voltage. Comparing this piezoe-near the origin is related it) the product r,,tA) I see Eq. lectric voltage to the direction of beam coupling in each SBN(9) 1. The initial slope of the SBN: 75 sample is noticeabl\ sample indicated that the sign of the dominant photorefrac-

TABLE 11 Identification (note that the..e same ID's are used in Figs. 3. 6. and 91. composition %s, dopant. and thickness L for sesen samptes ofSr. Ba, , Nh:O, The charactenzation parameters. including the effeciive phoicrefractise charge dens;it\ N , the produci of ihe effective electro-cipticcoefficieni r,, and ihe hole/eleciron competition factor,: K . the grating formation raie per uniti ntensity,. the dark conductivit% <7,. the mobitit) /recombin-

ation-time productp-, and the diffusion length L, w'ere obtained from the data in Figs 6 and 9 at 514 5 nm using Eqs (Q)-(t2

x L N,. ( X 101) r,,,(K') Raic/it. c0l to U P, ( X to - 1) Ld

ID M%) Dop (mm) (cm) (pnl/V) (cm , W %) (1cm)' tcm:/V) (A

A 61! . 531 07 170 0.21 0.9: 4.2 330B 61 .. 1 7.1 1 3 90 0 17 2.65 1.2 170C 61 .. 55 1.1 120 035 0 150 5o~ 380D 61 Cc t 7 2.5 iS0 1.85 0.30 3.5 300E 61 Cc 4.2 3.4 120 1.05 023 29 270F 61 Ce 49 1,8 210 1.67 0.20 24 250G 75 Ce 60 09 280 0t0 0.14 1.7 210

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1 limited intensity range, the rate was approximately linearwith an intensity of 1 W/cm2 producing a photorefractive

0 grating in - I s. Note that cerium doping in SBN:61 in-creases the grating formation rate per unit intensity (slope of

10 the lines in Fig. 9) by a factor of - 5.- The data in Fig. 9 can be used to compute the dark con-

ductivity od and the product of the mobilityp and recombin-A1ation time R. With no externally applied electric field, andA- in the limit that the grating spacing is much greater than the

A580.6 nm diffusion length 5° (i.e., A2).4,rr'UrRkAkTie), the photore-fractive time response 7-PR is given by the inverse of the di-electric relaxation rate"50 and can be written as

00 05 10 15 20 25' im (PR ) - ' = 4R(o,, + e.aurR I/hc)/c. I I

',where (hc/A) is the photon energy. Furthermore, the effec-

FIG. 7. The waselength dependence of the two-wave mixing gain coeffi- tive mean-free path or diffusion length Ld of the photore-cient r vs inverse grating spacing A ' in nominally undoped SBN:61 sam- fractive charge carrier can simply be estimated aspie C. More impunty states become accessible at shorter optical wave-lengths. contibuting to a large photorefractise coupling efficiency. Ld = \ !P R k, Tie. (12)

The fitted values for Ord and (,rR ) are obtained from theintercept and slope, respectively, of each line in Fig. 9 for

live charge carrier is negative in all of the SBN samples ex- ever\ SBN sample. These values, along with the correspond-amined thus far, so that the direction of two-wvave mixing ing Ld. are listed in Table II. Note that the values obtainedgain (and the direction ofbeam fanning) is toward the posi- for (P7R ) are self-consistent with the assumption"'live poling electrode c face, in contrast to commercially >2,La. Cerium doping of SBN:61 increases the rate of re-available 2' BaTiO,. sponse and reduces the dark conductivity. The cerium-

. rdoped SBN:75 sample also shows a reduced dark conductiv-E. Photorefractive response time of SBN it, although this crystal's overall response is relatively slow

The photorefractise response time of SBN was deter- compared to SBN'61 due to the increase of its dielectric con-mined by measuring the rate of grating formation as a func- stant E,.non of the total optical intensity incident on thecr~stal. Tra- In a direct comparison between SBN and BaTiO,. \editionally, one studies Prating erasure- - rather than found that the erasure and formation ratesofa BaTiO, cr.s-grating formation. since the forr-mecr has a ,,imnk. exnorienrial tal obtained from Sanders> were a factor of2 faster than thetime dependence while the atter does not)" Ho\weser. the corresponding rates in the undoped SBN sample C. and wAeregrating formation rates are of more practical importance. ipproximately one-third of the rate, of the Ce-doped SBNand here they are arbitrarily defined to be the inverse of the sample D.time for the amplified beam in two-wase mixing to reach(I - e - ) of its steady-state value.

In general, the grating formation rate in SBN increasedsublinearly with intensity. Figure 9 shows the measured In summary. SrBat ,NbO,,(SBN) can be growngrating formation rate at 514.5 nm in seven different SBN with sufficient size. optical quality, and extrinsic dopants tocrystals over the inten.sity rangeof - 1-15 W/cm:. Over this be suitable for photorefractive applications. Small signal

two-wave mixing gains (el-L) exceeding 1000 have been ob-,4 served in both nominally undoped SBN and cerium-doped

SBN. The nominally undoped SBN:61 has an effective pho-~ ' torefractive charge density of - I x I0'" cm and a photo-

-i 3 refractive grating formation rate per unit intensity of - 0.3cm /W s over the intensity range of - 1-15 \\'/cm' at 514.5nm. Cerium doping SBN:61 increases the charge density by

0 2 a factor of - 3 and increases the formation rate by a factor ofz .

-01 SBN potentially exhibits a greater flexibility for doping0 5 "- than other photorefractive materials such as BaTiO,. due to

its open crystal structure containing vacant lattice sites. Cur-o. .... o rently, effort is underway to optimize the photorefractive

450 O0550 600Also soresponse of cerium-doped SBN in the infrared by changingthe crystallographic site occupied by the dopant fromFIG S Comparism ,fihe pectral dependenceof theeflectise photorefrac- twelve- to nine- or sixfold coordination. Although ;.he pho-

lise charge denit, A, (left j and the absorption coefficient a (right l innominally undoped SBN hi sample C. The straght lne is a linear least- torefractive efficiency and formation rate are enhanced by,quare fit to .N, vs . cerium doping, the identification of the valence states ofceri-

379 J Aoo Phys . Vol 62. No 2. 15 July 1987 Ewba , etal 379

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12 . ."N. 1-aiman. C C. Guc'i. and S H Lee, App! Op! 25. 1541 4i55,0 I'MN. Cronin -6olomb. H I ishci. J Nilsen. J 0 White. and A Yan'.

DD- App! Ph , Lett 41. 21Y (10 F., E- "R A MceFarlane arid D G Steel. Opt Let! 8. 20?, 1 983

I'M D Ew~bank. P Yeli.MN Khoshnesisan. and J Feinberg. Opt Lett 10.8- 282 11985)

'P Pellat-Finet and J -L De Boirrenc: De La tiscnaisc. Opt Commun- 55. 305 f19S5).

cc I' D. Ekbankand P Yeh. Op: Let! 10. 49o 195'C -J C Dies andI C. M M~icma .. f[Lett6 o

z4:'P' Yeh. MI Khoshneu...st:. MI D L%% rn. n i I r.,c .n.

-G A P Yeh. I C, NMcN~ihjcl. arid \I Kh-ihnes i App 0; -24. 102--

- >D Anderson. Opt. Le:: 11. 5b Il1t4m0 13~ H So~cr. G. J. Dunnin_2. ) (Ia echk,;. and L Marom. Or. 1 I

INTENSITY nW cre2

2'A Yarn% and S -K, Kuoi&. Opt Let! 11. 1 so i1

'Sanders Associates. 95 Cana! Street. Nashua. NH 03 ' i

FIG Q Th tjs:; .- J.*.. .. , ~ *~ Feinberg. D Heiman. A R. Tangua . Jr . in-' R V HcllAarti,.Jing in nominalk unjopx. SI-N tSi a~mpic!, 4--C . crium-dopcd SlIA App! Phys 51. 12q- (90 52. 53 '1 E 1 %zs niple, D-1Iand cerium-dopcd SIAN -5 sanipk G a, a funcitot otiids -:S Ducharme and J. Feinberg. J App! Ph s 56. 83c, I% 4intensi. for 1 4 rino and N m Cerium dopine enha nc h, ~D. Rak. 1. Ledoux. and 3 P. Huignard. Opt Commun 49. 3n,2 p944

phi' reraci' toti t'iitat"'M B. Klein and G C Valle\. J Arptl Ph s 57. 4901 . 19,5,'S. Ducharine and J. Feinberg. J Op: Soc Am B 3. 283 1(4sb

um(.. e or Ce~ and thetr role in the htre c M, B. Klein and R N. Sch..sariz. J Opt So. Am B 3, 21 I93 o) M,8t B

urn e eCe hotrefac- Klein. Proc. Soc Photo-Opt Itistrum Eng 519. 13t, ! 914.tixe process remain,, to be determined. ''J. B. Thaxter and MI Kestigtan. Appl Opt. 13. 91 3 ( 974,

"I. R Dorosh. Y. S. Kuzmino%. N MI Polozkom. A. MI Prokhoro% . N' VtACKNOWLEDGMENTS Osiko. N V. Tksachernks. V N. Voronos. and D K Nurligaree%. Pi

Status Solidi A 65. 513' 19811This xsork has, in part. beent supported lh contracts "B. Fischet. MI Ctonn-Golomb. J 0 Whiite.A Y arn, and R R Neut-

from DARPA and DARPA 'AFWAL/Materials Labora- gaonkat. App! Ph~s Lett 40. 86)3 (19h2,toryTheauthrs ppreiat disussons ithA. CiouNI "R, R. Neutgaonkar and Vs K. Cor\. J. Opt So,: Am B3. 274 11986tory Th autorsappr, itc iscusios "ih A Chiu N. A RakUltic. A Y'aris. and R R Neurgaonkar. Pto,; Soc Photo-Opt

Khoshnex isatt. J Oli er. atid 1'. Yeh from RockwNell Internia- Instrumn Eng. 613. 110) ISto G A. Rakulii. A Yarn, and R. R Neur-tional Science Center. arid thank the referee for helpful suit- gasnk2ir. Opt Eng. 25. 12 12_ I l9 M,

gestionl'. "K. Megum. H. KozukL. N! Kobasasbi and N 1-uruhais. App! Ph~s

"N. N. Vorono%. 1. R Dorosh. Yu S Kuzotinos. and N \ Tkachenko.NNkukhtdrc\ \ 13 Niarko. S G (Id;!.- \1N S S'sk,1n. X1, V I. Sosi . Quantumi Electron 10. 1341,1oI~

.ok.Ferroejecirmcs 22. ' 4 ,i IQ-j (ILnie. Iih.\ Rep 93. 19, J. Feinberg. Opt Lett 7. 4so) I 149K* - - G Salam.. NI J Mil~ler. \\ Ws Clark. G 1. Wkood. and E J, Shatp. Opt

P' Yeh. Pro So, Phot-Op! Intrur Etic 613 1l)t, Commun. 59.417 ( l9rst,J Feinberg and R \k llissarth. Opt Lett 5. 5t'i I 195,. 6. 25' (E, "K Niegumi. N Nagatsumni. V Kashta\ada. and Y Furuhaia. I. Maer( ]z! Set 11. 1583 (19t);

'J 0) White. NI Cr'tnin-Goln,1-.. IA F-ocher, an.) A Y ari%. App) Ph_%, "The precise transition tempetature in BaTtO, from Sanders AssoctatesLett 403. 451) (19K,_ depend., on the impurit\ lesel and the oxidatton !,tate of ihe crystal. See

'R Fisher. editot Op,:i-.. Phu, ( oniuean-: (Academti, Ness York. Ref 31jt)s 3, )R J. Pressle\. editor. Hiandb'ook of Lasso ( Chemical Rubber. Cleseland.

'J P Huignard and A Nlarrakchi. Opt Commun 38. 249 9s 1- 1971). p 45 2F I aeri. T Ischudi. and J A~bets, Opt Commoni 47. 3S7 I~s "~,P. Yeh. J Opt Soc Am B 2. 1924 19 r5 '

'Y' 1-amman. E Klancntk. and S H Lee. Opt Eng 25. 228 I lust, "T. McMichael and P Yeh. Opt Lett 12. 4* 19S''1 0 White and A Yarn. App) Ph " % Leti 37. 5 t19ND; F P. Strohkendl. TM. C. Jonathan. and R W. Hell~arih. Opt. Lett. 11,~J Feinberg. Opt. Lett 5. 330 1QI80>o 312 11986).

"E Ochoa. J. W Goodman. and L. Hesselink. Opt Lett 10. 430 i195 -'G C. Valley. J. AppI. Phys. 59. 33rs3 1196t)):S -K Kwong. G A. Rakuljic. and A Yans%. AppI. Phys Lett 48. 201 "L. Solyrmat and J. M. Heaton. Opt Commun 51. 761(19841(1986) "'M B. Klein. Opt Lett 9. 350 119841A, E Chtesu and P Yeb. Opt Lett 11. 300 (19M, "iR. A. Mullen and R Ws. Hellskarih. 1. AppI. Phys 58. 401 19851.

380 J App) PhyS , Vol 62. No 2, 15 July 1987 Ewbank et a! 380

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Rockwell InternationalScience Center SC5441 .FTR

SBN AS A BROADBAND SELF-PUMPED PHASE CONJUGATE MIRROR

142C9976TA/jbs

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r , I'. , PRo('Ff-I)IN(S (f THI SIXTH IEEf INTERNATI(O\AS I' N It \1 ON APPLICATIONS OF FERROf I f(CTRI(S. Bethlehem. PA. June S II IYM,

SBN AS A BROADBAND SELF-PUMPED PHASE CONJUGATE MIRROR

by

Edward J. Sharp, Mary J. Miller, Gary L. Wood,and William W. Clark, III,

Night Vision and Electro-Optics CenterFort Belvoir, VA 22060-5677

Gregory J. SalamoPhysics Department

University of ArkansasFayetteville, AR 72701

Ratnakar F. Neurgaonkar

Rockwell International Science CenterThousand Oaks, CA 91360

ABSTRACT In a SPPCM the phase conjugate beamis produced by four-wave mixing. However,the two pumping beams that are normally

The first observation of self-pumped required for four-wave mixing are self-

phase conjugation using total internal generated within the crystal from thei ncident beam i tsel f v ia beam fanni ng [ 4 3.

reflection in cerium doped strontium indt eam itseviaam fanning [ybarium niobate was described earlier for Light that is asymmetrically defocused bybariunm aiato [s ecrbet erier or way of the photorefractive effect is442nm radiation []. We report here o nacentexpansion of the frequency range from ternalygeftec f orming~58m o 33m w~c icldesseenaron to an edge of the crystal thereby forming458nn to 633nm which includes seven argon a two-way loop as shown In Figure 1. Thislaser lines and one helium neon laser retroreflection of light from the incidentline. The self-pumped phase conjugate beam within the crystal produces the pumpreflectivities for milliwatt beams at near beams and leads to the self-alignment andnormal incidence tc the crystalline c-axis self-starting of the phase conjugatehave been measured. Based on thesemeasurements the importance of linearabsorption in the operational bandwidth ofthe phase conjugate mirror is discussed.Applications include low power opticalstorage devices and optical diodes.

INTRODUCTION

Self-pumped phase conjugation usingtotal internal reflection was first ob-served in a crystal of BaTiO 3 [2] andlater in strontium barium niobate(SBN) [I] and barium strontium potassiumsodium niobate (BSKNN) [3]. These self-pumped phase conjugate mirrors (SPPCMs)are completely self-contained and requireno external mirrors, pumping beams, orapplied electric fields. In addition,such devices are self-starting, self-aligning and require only millIwatt FIGURE 1 Self-pumping corner loop in aincident beams to produce a phase con- 6mm crystal cube of Ce-dopedjugate. SBN:60.

A' .1

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The ferroelectric crystal TABLE1Sr0.6Ba0 4 Nb2 06 (SBN:60) belongs to the PHOTOREFRACTIVE PROPERTIES OFtungsten-bronze structural family and has TUG ENBOZSN: CY ALreceived considerable attention recently TUG ENBOZ N:0CY ALdue to its attractiveness for electro- ____

optic, photoret'ractive, pyroelectric and PRPRT UINQ BNS. SSNSw

millimeter wave applications 15,6,7). The 0 US o.6% ce 0i.% c.first use of SB N:6 0 as an efficient DIELECTRIC CONSTANT Ell 400 E,, --~ 1,photorefractive four-wave mixing medium E. 90 . 00 L.=11wresulted in phase conjugate reflectivities EECThOOTCOEFICIENTexceeding unity in an undoped crystal (8]. . 10 11 MIV r,420 .>42D % 420This was quickly followed by a demonstra- T IC0 I 79 75 7tion of passive phase conjugation in PMOTOREFaACTVE sENsmvrrY 3.5 -10 ' 85.* 101* 6S - 10undoped SBN:60 based on a self-induced Cdioscillation in an optical ring cavity [(9]1. RESPONSETIME (ms) 100D so W0

T he o bs ervation of a SPPCM in SBN :6 0 GROWTH TEMPERATURE(C-) 1500 1490 1485

crystals has yielded phase conjugate GOT IE'O 01 01 01reflectivities of 60% in undoped SBN:60 GO~OAC1N101 101 01

band 30S in Ce-doped SBN:60 at l4M2nm. COLOR OF CRYSTAL PALE CREAM PINK PINK

These materials have recently beendiscussed [1) for applications as opticalbeam deamplifiers (10).

These large optical-quality crystalsIn this paper we report on an of both Ce-doped and undoped SBN:60 have

expansion of the wavelength range for Ce- been grown by suppressing the problemsdoped SBN:60 as a SPPCM and discuss the associated with coring and striation. Toimportance of linear absorption on date, attempts to suppress striations inmeasured values of the reflectivity. Fe-doped SBN:60 have been unsuccessful .

GROWF OFDOPE SBN60 SNGLECRYSALS In 44the tungsterl-bronze structure, Ce3+ andGROWH O DOED SN:6 SIGLE RYSALS Ce4 are expected to occupy 9 and 12-fold

sites, while Fe 2 + and Fe3+ ions areA comprehensive review of the status expected to occupy 6-fold coordinated

of the growth and applications of the sites. This suggests that the existencetungsten-bronze family crystals, with of striations in SBN:60 crystals dependsemphasi a or tte Sr,-.B.:b0 solid solu- strongly on the ty pe of dopant and itsation system, can. be found in the paper and location in the structure [ 1 1]. Table Ireferencoes therein by Neurgaonkar a nd summarizes the growth conditions and theCory [ 11 1. Of particular interest in this physical properties -,f Ce-doped andclass of materials is SBN:60 since I t is undoped SBN : 60 crystals which were cutthe Only congruent mel ting composition in into approximately 6x6x6am cu.bes,the SrNb 2O6 - BaNb 2O6 system [121. Concen- optically pol'shed, and poled to a singletrated crystal growth efforts on this domain for photorefractive and SPPCMcomposition has resulted in good optical studies.quality doped and undoped crystals.Boules as large as 2 to 2.5 cm in diameterare now routinely grown.

AXIS APERTURlEOMAA RETICON ABERRATOR

r. POLARIZATIONI

, ~ SSN ETALI Rt EAM 'SPLITTER ROTATOR

ASISAA$Of NOFILTER APERTURE .A :NO FILTERARO

INCIDENT BEAM

PHASE CONJUGATEWITH bt WITHOUT

ABERRATOR

FIGURE 2 Experimental arrangement formeasuring phase conjugatereflectivities.

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EXPERIMENT 2100

2 2 0 0 CE SN6 :HS ONJU.GATE

The experimental apparatus used for 2000- S15

the self-pumped phase conjugate reflecti- NPUT BEAMvity measurements is shown in Figure 2. ,80,Phase conjugate reflectivities were 8ieoo-

measured at l42nm (He/Cd), seven argon-ion U

laser lines from 458nm to 515nm, and at ABERRATED BEAM

632.8nm (He/Ne). When the He/Cd and He/Ne E 20

lasers were used the beams were inserted Z 1o00o-

directly into the polarization rotator. oo-All beams were incident on the crystalunfocused and polarized extraordinary to 600-take advantage of the large 400

r 3 3 (:'20 x 10 -1

2 m/V) electro-optic 200

coefficient in SBN:60. The aperture _ -

directly in front of the crystal was 0 2 55 12 5intended to verify that the beams were MILLIMETERS

incident at the same point on the frontface and at the same angle. The laseroutput powers ranged from 0.2mW at 472nm FIGURE 3 A comparison of spatial bearto 15mW at 488nm. Beam diameters at the profiles to verify phase1/e points of the peak-on-axis intensity conjugation. Relative peakranged fror 1 .05mr to 2.2mm. intensities are arbitrary.

Extraordinary polarized light wasused to write gratings while ordinarypolarized light was used to erase the intensities, bear shape, and testing forgratings. Although detailed data is not phase conjugation. For example, wher. anyet available, we have observed dark- input Gaussian beam was propagated throughstorage times for gratings in Ce-doped a phase aberrator, the aberrated, inputSBN:60 in excess of four days. The and phase conjugated beams cculd bebeamsplitter was used to extract a cali- observed on the OMA (Figure 3 . This madebrated fraction of the phase conjugate it possible to verify that the distortior.intensity. Both the input and the output int-oducel by the aterrator was indeedintensltie.s were monitored using an reversed via phase conJugcticn by theoptical multi-charrhe" analyzer (CFA or SPPCM. All values of the ;.ase conjugatephotcdcodes. Tre C A was particularly reflectivity are for steady state and areuseful Ir a-cw nE corariscns cf peak shown in Figure 4 as a function of

Sic

8 -

4

8-

2,

42C 45C 500 550 600 65"

WAVELENGTH inm)

FIGURE 4 The pnase conjugate reflectivityof the Ce-doped SBN:60 self-pumped phase conjugate mirror asa function of wavelength.

... .. -mini m~mmm n I I l l i l I N mC;

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RESULTS AND DISCUSSION

In order to grin an understanding of2 0 4 the importance of such strong absorption2on the phase conjugate reflectivity in

these doped samples a pumping geometry was0 selected to minimize changes in the beam

coupling strength. In particular, we_ selected the near normal pumping geometryIas shown in Figure 6 which served to fixo 1 0 the two pump beams within the crystal at

*angles t:o 900 and a.-800 with respectto the crystal c-axis. This pumpinggeometry approximately corresponds to the

* 4 optimized value of the coupling coeffi-cient in SBN:60 [1]. Under these

• conditions we can write the coupling400 500 M 700 coefficient y , as [2],[13]:

WAVELENGTH ,Inr reff

E

2nc cco . .,

F:GURE 5 The absorption coefficient forZBN as a function of wave- where the electric field is:length .

The wavelength dependence of the -absorption coefficient for ordinary polar- : C ,P(ized light in our Ce-doped SBN:60 sample4s shown in Figure 5. The limits of the and k is thewavelength region used in the SPPCH study number density of' charges available forof the Ce-doped material is indicated by grating formation which originate fromthe tick marks which correspond to 442nmand 632.8nm. The total transmission ofthe sample r 5mm thick) changed approx-imately 4C$ r. this wavelength range duet, the :ntroducticn of cerium ions into'he SBN:5< crystal lattice.

A -

PASC CONJUC..0 (P A s, ao,

FIGURE 6 Details of pumping geometryused to analyze -dependence of

Ce-doped SBN:60 SPPCM.

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traps of unknown depth and which decrease also considered, the coupling coefficient

with increasing wavelength, - zrc/n, is is given by the dashed curve. Here we

the optical frequency, n=n() is the have assumed a 1/," dependence on N (13].refractive index which is -dependent due This is a reasonable assumption since ourto the strong absorption In the region of data was taken on the high wavelength side

interest, kbT/q is the thermal energy per of the impurity-related absorption

charge, Ec is the dielectric constant in profile (16]. It should be noted that the

the grating direction, and strong wavelength dependence of 'Y(.) isk = 2(n_/c)sin[j - a:)/21 is the magnitude not evident in the measured phase

of the grating wave vector k. SBN:60 conjugate reflectivity data of Figure 4.

4mm symmetry point group s On the contrary, the phase conjugatethat for extraordinary rays re f is given reflectivity is seen to increase with ;by f13or4ta: until at least a value of 515nm. We

suggest that the effects of linear absorp-

tion in the wavelength region of ourre - "c r " measurements is responsible for this

surrisi nF behavior. Cf course, the

Sreflectivlty must eventually fall to zerodue t o its threshold behavior as a

l + function of the coupling strength,

e r33s +Y i (17).

As can be seen in the absorption

Note that is a compicated function of coefficient data, shown ir. Figure 5, the

explicitly through and implicitly intensity loss by a pumping beam as it

through N(,) and n( ). Using the near reflects from one interaction region intoconstancy of (a - ' ) and putting only the the other (Figure 1) is also heavily

dependent on wavelength. As first pointedexplicit wavelength dependence occurring ou in a per b coad adout in a paper by MacDonald and

through 4in these expressions we car.write , as: Feinberg [17], the rather large coupling

losses will substantially diminish the- r reflectivity of the SPPCM. As a result,

the reflectivity is predicted to decreasewith increasing wavelength, due to the

In Figure 7, the explicit wavelength decrease in the coupling coefficient

dependence of the coupling coefficient at but simultaneously predicted to increase

normal incidence for Ce-doped SBN:60 is due to the lower coupling loss. These two

giver, by the solid curve. When the opposing effects lead to the data in

implicit -dependence of both the Figure 4. In this case, therefore,dispersion in the index Pf refraction [15] absorption plays a significant role .rand the charge carrier density Is determining the reflectivity cf SBN as a

self-pumped phase conjugate mirrcr.

- 6[-

E

C

0o S0

0

WAVELENGTH nm)

FIGURE 7 The steady-state couplingstrength per unit length as afunction of wavelength.

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REFERENCES [13] J. Feinberg, D. Heiman,

A.R. Tanguay,Jr. and R.W. Hellwarth,(1) G. Salamo, M.J. Miller, "Photorefractive Effects and Light-

W.W. Clark, III, G.L. Wood and Induced Charge Migration in BariumE.J. Sharp, "SBN as a Self-Pumped Titanate," J. Appl. Phys., Vol. 51,Phase Conjugator," Opt. Comm. (to be pp. 1297-1305, 1980.published) 1986. [14] J. Feinberg and R.W. Hellwarth,

[2] J. Feinberg, -Self-Pumped,Continuous- "Phase-Conjugating Mirror withWave, Phase Conjugator Using In- Continuous Wave Gain," Opt. Lett.,ternal Reflection." Opt. Lett., Vol. 5, pp. 519-521, 1980.Vol. 7, pp. 486-488, 1982. £15) The dispersion in the extra-

[3) We have observed self-pumped phase ordinary index of refraction for theconjugation in BSKNN over the Ce-doped SBN:60 has been measuredsame wavelength range reported here. from 400 to 750nm with values ofDetails of these measurements are 2.460 to 2.260, respectively.being prepared for publication. Details are being prepared for

[4] J. Feinberg, "Asymmetric Self- publication.Defocusing of an Optical Beam from [16) Measurement of the transmission

the Photorefractive Effect," J. Opt. spectrum of both a doped and undopedSoc. Am., Vol. 72, pp. 46-51, 1981. SBN sample show a peak in the

[5] 0. Eknoyan, C.H. Bulmer, H.F. Taylor, impurity-related absorption profileW.K.Burns, A.S. Greenblatt, to occur near 420nm and fall to zeroL.A. Beach and R.R. Neurgaonkar, near 750nm."Vapor Diffused Optical Waveguides in £171 K.R. MacDonald and J. Feinberg,Strontium Barium Niobate (SBN:60)," "Theory of a Self-Pumped PhaseAppl. Phys. Lett., Vol. 98, Conjugator with Two Coupled Inter-pp. 13-18, 1986. action Regions," J. Opt. Soc. Am.,

[6] A.M. Glass, "Investigations of the Vol. 73, pp. 548-553, 1983.Electrical Properties ofSrl_.BaNb2 06 with Special Referenceto Pyroelectric Detectors," J. Appl.Phys., Vol. 40, pp. 4699-4713, 1968.

§2 W.W. Ho, W.F. Hall andR.R. Neurgaonkar, "DielectricProperties of Ferrcelectric TungstenBronze Ba 2 _,Sr K,_. Na., Nb5015 Crystalsat RF and Millimeter Wave Freq-uencies," Ferroelec. , Vol. 50,pp. 325-33C, 1983.

[8: B. Fischer, M. Cronin-Golomb,0. White, A. Yariv and

F.R. Neurgaonkar, "AmplifyingContinuous-Wave Phase ConjugateMirror with Strontium BariumNiobate," Appl. Phys. Lett., Vol. 40,pp. 863-865, 1982.

[9] M. Cronin-Golomb, B. Fischer,

J.O. White and A. Yariv, "PassivePhase Conjugate Mirror Based on Self-induced Oscillation in an OpticalRing Cavity," Appl. Phys. Lett.,Vol. 42, pp. 919-921, 1983.

[10) M. Cronin-Golomb and A. Yariv,"Optical Limiteis UsingPhotorefractive Nonlinearities,"J. Appl. Phys., Vol. 57,

pp. 4906-4910, 1985.[11] R.R. Neurgaonkar and W.K. Cory,

"Progress in PhotorefractiveTungsten Bronze Crystals," J. Opt.Soc. Am., Vol. 3, pp. 274-282, 1986.

[12] K. Megumi, N. Nagatsuma, K. Kashiwadaand Y. Furuhata, "Congruent MeltingCompositions of SBN." Mat. Sol.,Vol. 11, pp. 1563-1592, 1976.

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i Rockwell InternationalScience Center S54.T

BROADBAND PHOTOREFRACTIVE PROPERTIES AND SELF-PUMPED PHASE

CONJUGATION IN Ce-DOPED SBN:60

150C9976TA/jbs

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J.QF [

Broadband Photorefractive Properties and Self-Pumped

Phase Conjugation in Ce-SBN: 60

Gary L. WoodNiIliam W. Clark III

Mary' J. Miller

Edward J. Sharp

Gregory J. Salamo

Ratnakar R. Neurgaonkar

Reprinted fromIEEE JOURNAL OF QUANTUM ELECTRONICS

Vol. QE-23, No. 12, December 1877

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2126 11 J(., R A[ OF '- -,\N LM i FCTRONICS \ I,' D-I (t.MBER Ivs-

Broadband Photorefractive Properties and Self-Pumped Phase Conjugation in Ce-SBN:60

GARY L. WOOD, WILLIAM W. CLARK III, MARY J. MILLER, MEMBER, IEEE, EDWARD 1. SHARP,GREGORY J. SALAMO, AND RATNAKAR R. NEURGAONKAR

Abstract-The first use of cerium-doped Sr0.,Baa.,Nb 20, as a broad- tive material. Specifically, we demonstrate for the firstband self-pumped phase-conjugate mirror using internal reflection is time self-pumped phase conjugation in this material overreported. The phase-conjugate reflectivity at normal incidence ranged a broad spectral range in the visible. We have determinedfrom two percent at 442 nm to se,en percent at 515 nm and was zeroat 633 nm. The electron-hole competition was found to be significant the charge carrier density, the electron-hole competition.and had a wavelength dependence in one sample but not the other. The and the gain coupling coefficient through two-beam cou-charge carrier density was -7 x 10" cm- ' and was wavelength in- pling measurements at 488 nm and 633 nm. In addition,dependent. The absorption coefficient ranged from 2 cm-' at the we have measured the refractive indexes, the absorptionshorter the wavelengths to zero at longer wavelengths. The dispersion coefficient, and the poling factor. By taking the dispersionin the indexes of refraction was measured and the birefringence was-0.036. The sign of the dominant charge carriers was determined to of these measured parameters into account, we provide abe negative and the sign of the electrooptic coefficient, r33. was positive, calculation of the wavelength dependence of the couplingUsing the above values, a wavelength dependent coupling coefficient coefficient and explain the relationship of absorption tohas been determined. The experimental results indicate that the phase- self-pumped phase conjugation.conjugate reflectivit) decreases at shorter wavelengths due to increasedabsorptive losses and experiences a threshold effect at longer wave- GROWTH OF DOPED SBN'60 SINGLE CRYSTALSlengths.

A comprehensive review of the status of the growth andapplications of the tungsten-bronze family crystals. with

INTRODUCTION emphasis on the Sri- Ba,NbO 6 solid-solution system,T HE ferroelectric crystal Sr0 6Ba 4NbO 6 (SBN : 60) can be found in the paper and references therein by Neur-

belongs to the tungsten-bronze structural family and gaonkar and Cory [I I]. Of particular interest in this classhas received considerable attention recently due to its at- of materials is SBN : 60 since it is the only congruenttractiveness for electrooptic, photorefractive, pyroelec- melting composition in the SrNbO,-BaNbO 6 systemtric, and millimeter wave applications [11-[3]. It was [121. Concentrated crystal growth efforts on this compo-shown to be an efficient two-beam mixing material b) sition have resulted in good optical-quality doped and un-Megumi et al. [4] after the introduction of Ce-ions as im- doped crystals. Boules as large as 2 to 2.5 cm in diameterpurity dopants. The first use of undoped SBN :60 as a are now routinely grown and allow the fabrication of pho-photorefractive four-wave mixing medium employed ex- torefractive crystal cubes approaching 2 cm on a side (seeternal pumping beams and resulted in phase-conjugate re- Fig. I).flectivities exceeding unity [5]. This was quickly fol- These large optical-quality crystals of both Ce-dopedlowed by a demonstration of passive phase conjugation in and undoped SBN :60 have been grown by suppressingundoped SBN : 60 based on self-induced oscillation in an the problems associated with coring and striation. The ad-optical ring cavity 161. The first use of SBN :60 as a self- dition of cerium produces a broadband absorption in thepumped phase-conjugate mirror (SPPCM) requiring no visible which enhances the photorefractive effect consid-external mirrors or pumping beams, yielded phase-con- erably in this crystal [4], [13]. In the tungsten-bronzejugate refiectivities of 60 percent in undoped crystals and structure, Ce and Ce4 ions are expected to occupy 9-30 percent in Ce-doped crystals at 442 nm (7). To date and 12-fold sites, while Fe2 and Fe3 ions are expectedonly three crystals have demonstrated self-pumped phase to occupy 6-fold coordinated sites. To date, attempts toconjugation: BaTiO3 181, SBN [7), 19), and BSKNN I101. suppress striations in Fe-doped SBN: 60 have been un-

In this paper, we present our experimental data char- successful. This suggests that the existence of striationsacterizing Ce-doped SBN : 60 as a broadband photorefrac- in SBN : 60 crystals depends strongly on the type of do-

pant and its location in the structure [Il]. Table I sum-Manuscript received March 9. 1987; revised June 12. 1987 marizes the growth conditions and typical physical prop-G L Wood. W. W. Clark Ill. M. J. Miller. and E. 1. Sharp are with

the Center for Night Vision and Electro-Optics. Fort Belvoir. VA 22060 erties of Ce-doped and undoped SBN : 60 crystals.G J. Salamo is with the Department of Physics. University of Arkansas. For our photorefractive and SPPCM studies, high op-

Fayetteville. AR 72701 tical-quality SBN: 60 samples, both undoped and nomi-R R Neurgaonkar is with the Rockwell International Science Center.

Thousand Oaks. CA 91360 nally-doped with cerium, were cut from different boules,IEEE Log Number 8717189 optically polished, and poled to a single domain. In all,

0018-9197/87/1200-2126$01.00 (" 1987 IEEE

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WOOD v ui PHOTOREFRACTIVF PROPERTIES & PHASE CONJUGATION IN Ce-SBN 60 2127

iiIVT

CE-DOPED SBN:60 CRYSTAL

GROWTH DIRECTION, [001

2.5 CFig 1. A photograph of an as-groA n boule of Ce-doped SBN :60. The

long dimension of the boule defines the gro%sth direction 10011 and thecr stal c axis

TABLE IPHOTOREFRCTI'F PROPERTIES OF TL %GSTE -BRO'NZE SBN 60 CRNSTALs

PROPERTY SN 80 -C. - SaN 60

DIELECTRIC CONSTANT [ 1i =4700 (- 4 7033 = 8

800 33= 1100

ELECTRO OPTIC COEFFICIENT r13 =

S '13s55b

10 -2 rvV r33= Z24b , 3 224t 60/

r42 . 80 r42 80Z/' /

RFRACTIVE INDEX 514 5rvn) n = 2 3674 ' =2 346'n, = 2 337 c n = 2 310 " (O4-

01F..FRINGENCE n= n.r - 0 03' an= - 0 036e

- /

PHOTORFRACTIVE SENSITIVITY 3 2 105 510 3 d

,

RESPONSE TME Ilrl 10000 8

GROWTH TEMPERATURE IC-) l5001 1485dGROWTH DIRECTION 10011 d 10011 0 oCOLOR OF CRYSTAL I PALE CREAM' PINK

d 400 5o 6o Bo

WAVELENGTH (n-i

*Reference IIII Fig 2. The transmission spectra of SBN 60 (a) Crstal #2 (undoped).

'Reference 121) thickness = 5.0 mm (b) Crystal #4 lCe-doped). thickness = 3.5 mm

'Reference 1331 (c) Crystal #3 (Ce-doped), thickness = 6 5 mmRefercnce 1341

ions into the 12-fold coordinated sites of the SBN:60crystal lattice. The wavelength dependence of the absorp-

measurements were carried out on four different samples. tion coefficient for ordinary polarized light in crystal #4Crystal #1 was a Ce-doped wedge-shaped sample (23° is shown in Fig. 3.apex angle) used to measure the indexes of refraction. The strong absorption in the ultraviolet is mainly re-Crystal #2 was an undoped 6 x 5 x 5 mm sample used sponsible for the dispersion in the index of refraction. Thefor comparative purposes. Crystals #3 (6.5 mm cube) and ordinary and extraordinary indexes of refraction were4 (3.5 x 6.5 x 9.0 mm slab) were both cerium-doped measured as a function of wavelength and are shown in

and were used for photorefractive measurements. Fig. 4. These values (points) were obtained using the

EXPERIMENTAL RESULTS minimum angle of deviation technique on a poled 230wedge of Ce-doped SBN: 60 (crystal #I ). The dispersion

Material Properties relationships are

The total transmission of our Ce-doped and undoped no=AoV + BOX+ COSBN: 60 samples can be seen in Fig. 2, showing that thedoped SBN:60 crystals will be particularly sensitive in and (1)

the blue-green region due to the introduction of cerium n, A,X2 + BX + C,

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2128 ]FEE JOURNAL OF QI A55.t \ L. t,"i S '( ., IM i, C" 10 CFMhjR I ,-

surements were made using ordinar , polarized light afterthe technique described by Ducharme and Feinberg [15].A beam splitter was used to direct coherent Gaussianbeams through the crystals such that the grating wave vec-

S;-tor, k,, was parallel to the c axis direction. The beam in-2 tensities were chosen so that 10, << 1o, and were intro-duced into the crystal such that the weaker beam, I,

experienced gain. The two beams were incident in a planenormal to the crystal at an external crossing angle 20,4- where 0 defines the angle between the incident beam and

S -a normal to the c axis of the crystal. For these conditionskg = 2(w /c) sin 0. The trassmitted intensity of the weakbeam was monitored with and without coupling. 11, and

0 I1, respectively. Intensity ratios of m = 10/102 = 1/85____for 633 nm and m = 1/106 for 488 nm were used to

WAVELE tdO TH permit theoretical modeling ( 14]. 1161. Under these con-Fig 3. The absorption coefficient for Ce-doped SBN 60 as a function of ditions, the weak beam. 1I, experiences an increase in in-

v aelength (crystal #4) tensity along its direction of propagation given by 117]/_ (i + m) exp(-,L~1 , (2)

= I + m exp (I Lr()

where for small m

X 'l/li - exp (I L, (3)24

In the above equations. Lf, is the interaction length and, is the two-beam energy-coupling gain coefficient. The

ORDINARY beam crossing angles were selected such that the overlap2 3 -region of the input beams extended the entire thickness of

* the crystal making Lf = 6.5 mm for crystal #3 and 3.5EXTRAORDINARY mm for crystal #4. The coupling coefficient is given by

_ 151. 1181. (191Qo 45 C 5W sc 6X 6W 7X o R2irr rkg7WAVELENGTH nn-1 (4

Fig 4 Measured refractiie index for Ce-doped SBN 60 as a fundion of Xn COS Oq[ I + (k / ko):4

where k' = q2 Nf/kaT f,. kBT/iq is the thermal energyper charge, E0 is the dielectric constant in the grating di-

where A0 = 1.877 x 10-b/nm', B, = -2.708 × rection, and Nff = N ( I - A',/ Nj)) is the effective den-10-3 /nm, Co = 3.272, A, = 1.826 X 10- 6 /nm 2. B, = sity of photorefractive charges. Here. No is the number-2.608 x 10- 3 /nm, and C, = 3.197. These relation- of donor sites and N, is the number of trap sites underships represent the best fit to the measured data (normal- dark conditions and N1, > N'. The parameter R gives aized rms deviation of fit - 0.2 percent). We can estimate measure of the electron-hole competition in the formationthe birefringence from these curves to be An = (n, - n0 ) of the space-charge field. The values of R range from - I- -0.036. to + I where ± I indicates no competition and a zero value

The sign of the largest electrooptic coefficient r33 was indicates equal competition. rf = Rf x F is an effectivedetermined to be positive for all samples by use of a cal- electrooptic coefficient which depends on the polarizationibrated compensator [14]. This fact, coupled with the ob- state of the crossing beams, the crystal symmetry and theservation that extraordinary light fans toward the elec- fractional poling factor F 1181. SBN:60 belongs to thetrode held positive during poling, gives a negative sign 4 mm symmetry point group so that for extraordinary raysfor the photorefractive charge carriers, as similarly found R1r, is given byin BSKNN (10]. By comparison, under normal growth Rcff = n.rsl COS r,, sin'O (5)conditions the charge carriers in BaTiO3 are positive andextraordinary light fans toward the negative poling elec- and for ordinary rays. Rff is given bytrode 1141, 1151. Rei = nort. (6)

Two-Beam Coupling The fractional poling factor is included in rff to accountSteady-state two-beam coupling measurements were for the 1800 domains which could exist if the sample ismade on crystals #3 and 4 at 488 and 633 nm. The mea- not completely poled. The poling factor for crystal #3 was

I..A. m. _

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*OOD et .' PHiTORFFRA(TI\F PROPERTIES & PHASE CONJUGATION IN Ce-SBN 60 2129

measured to be 0.94 [201. The poling factor for crystal #4 2r

will be assumed to be 1.0. 1 1 - 48a nm

Our two-beam coupling data was taken with a total in- z 49a E*

put intensity (101 + 10.) of 15 mW/cm 2. The results werefound to be intensity independent above a total input in- 3

tensity of 1.5 mW/cm2. This indicates that the dark con- ....ductivity was small compared to the photoconductivityover the regime of our measurements. thus R and y wereindependent of intensity. In addition, the dark decay timeof th:s,; crystals wds on the order of a few days. whichindicates a dark conductivity of approximately I X 10-'5

fl cm ) - . 0 0.0s o, 0,5 02

The ratio of l1,/I, (ordinary light) was measured as a k'l nw/cr

function of the external angle 0. The data was taken on a (a)chart recorder to ensure that a steady state was reached. 2The normalized experimental points are shown in the plot / x 632.8 nm #4

of kg/3) versus k2 in Fig. 5. By plotting the data in this "way, a straight line fit is obtained from (4). A deviation '

from a straight line fit in crystal #4 [Fig. 5(a)] for the Z #3

normalized k > 0.1 indicates a slight dependence of Ron k, which becomes apparent at larger crossing angles.This dependence was further evidenced by measuring the -°

coupling at the - 180' crossing angle, which yielded avalue of kg!") that was larger than the straight line fit bya factor of three.

The v-intercept of the fitted lines in Fig. 5 determines 0 o 05 C 1 02

rffR and the slope determines Nff. With ordinary light,r0 5 R can be %kritten as Rn 4r,3F. If the value of 55 pm/Vis assumed for the rl, electrooptic coefficient 1211 and thevalue of F is as given earlier, then R and Neff can be found. Fig 5 Normalized plots of the inserse of the coupling coefficient tlimes

the grating period k. as a function of 4: for Ce-doped SBN 60This procedure gave a value of Nen for cry'stals #3 and 4 cmsials #3 and 4 The fitted line determine the %alues of .,. and R (a)

which changed very little from 488 to 633 nm; NN - 7 488 nm-#3 R = 0 58. ,, = 7 0 x 10 ' (cm) ' #4 R = u.32. ,,

0.5 x 10" ' cm " In crystal #3. R was found to vary 0 10 (cm) ' N 613 nm-#3 06.3N0 =70x 10

0.5 10 cm (cmr'. #4 R = 0 ... V,. = 66 0' icmonly slightly, from 0.58 at 488 nm to 0.62 at 633 nm.Crystal #4. by contrast, varied from R = 0.32 at the 488nm line to R = 0.45 at the 633 nm line. These values 51

indicate significant electron-hole competition in bothcrystals and show that the electron-hole competition can E 4 *''--3

be wavelength dependent. Using the values of Nff and R *3-tb

above. -y is plotted versus external angle in Fig. 6.Other samples of SBN. both cerium-doped and un- Z

doped, were studied recently by Ewbank et al. [221 andfound to have a smaller Nf than our crystals. In addition,Nenf was found to vary with wavelength in an undopedsample. Another difference involved the dark decay timewhich was on the order of seconds for their samples com-pared to days for ours. The observed differences in these 0 o 10 1s 20 25 30

parameters are related to the dopant concentration which EXTERNA. ANGLE OF INCIOENCE (e)can be controlled during crystal growth. Fig. 6. The coupling coefficient -y as a function of the external angle of

incidence, 0, for Ce-doped SBN: 60 crystals #3 and 4 These curves wereSelf-Pumped Phase Conjugation drawn using the R's and Ne's determined in Fig. 5. (a) 488 nm. (b) 633

The self-pumped phase-conjugate mirrors (SPPCM's)discussed here are completely self-contaired and requireno external mirrors [231, [24], pumping beams [25], or However, the two pumping beams that are normally re-applied electric fields. In addition, such devices are self- quired for four-wave mixing are self-generated within thestarting, self-aligning, and require only milliwatt incident crystal from the incident beam via stimulated scatteringbeams to produce a phase-conjugate. In an SPPCM. the (beam fanning) [26]. Light that is "fanned" via the pho-phase-conjugate beam is produced by four-wave mixing. torefractive effect is internally reflected from faces adja-

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2130 IEEE JOURNAL OF QL A'TL'M ELECTRONICS. VOL QE.23. NO 12. DECEMBER 19W

a phase aberrator. The spatial beam profiles of the aber-rated, input, and phase-conjugated beams were recordedwith the OMA at the positions shown in Fig. 8. Fig. 9shows a comparison of these spatial beam profiles whichverify that the phase distortion introduced by the aberratorwas indeed reversed via phase conjugation by the SPPCM.

The self-pumped phase-conjugate reflectivity data taken

on crystal #3 is shown in Fig. 10. These reflectivity val-ues would be larger if Fresnel reflection losses were elim-

inated. Note that the value at 497 nm does not fit the gen-eral upward trend at shorter wavelengths. This is presentlyunexplained but a similar result was also noted by Jahoda

Fig 7 A photograph ofaCe-doped SBN:0crystaltaken while thec)- et al. [27] in BaTiO 3 around 615 nm. Our data was re-

tal was self-pumping The c-axt, of the cr stal is directed from the bot- corded with the pumping geometry as shown in Fig. 11.tom to the top of the photograph and the extraordinar polarized beam This pumping geometry served to fix the two pump beamsat 442 nm is propagating from right to left, entering the cr'ysta: v. ith a within the crystal at angles a, 900 and oa2 - 72 ° +

positise angle of ncide.nce That i,. the incident beam was heading in s with respect to the crystal c axis, as measured fromthe general direction of the lop left corner and then cured down to the

bottom left corner of the r.sti! photographs. The beam entered the crystal at normal in-cidence -2 mm from the edge indicated. A beam fanwould appear and subsequently collapse into two strong

cent to an edge of the crystal thereby forming a two-way beams bent into the comer, as shown in Fig. 7. The ap-corner loop 18]. This retroreflection of light within the pearance of the phase conjugate coincided with the col-crystal provides feedback for the four-wave mixing pro- lapse of the beam fan. The time response for the forma-cess leading to the self-dlignmcrt and self-starting of the tion of the phase conjugate is intensity dependent and t ophase-conjugate mirror. Fig. 7 is a photograph showing to three order, of magnitude longer than that of beam fan-the top viek of a Ce-doped SBN :60 crsstal while the ning [7], [28]. The HeNe line at 633 nm would not sel'-crystal is self-pumping in the steady state for an incident pump with this geometry, although it fanned consider-beam angle of 50'. The crystal is in air and is being ably. The beam had to be sent directly into the comer atpumped with the 442 nm line of a HeCd laser [7]. The a minimum angle of 30 (the data point in Fig. 10 wasilluminated front face of the ctystal is due to imperfec- recorded at this angle). It should be noted that the opti-tions in the polished surface. mum reflectivities for these wavelengths were observed

The experimental apparatus used for the self-pumped with different pumping geometries, in particular, at largerphase-conjugate reflectivity measurements is shown in angles [7].Fig. 8. Phase-conjugate reflectivities were measured atseven argon-ion laser lines: 458. 465. 477, 488, 497, 502. DiscussioNand 515 nm: at 442 (HeCd) and at 633 nm (HeNe). Thelaser output intensities ranged from - 50 mW/cm2 to I The pumping geometry of Fig. I I approximatel) cor-

W/cm2 . Beam diameters at the I /e 2 points of the peak- responds to the optimized value of the coupling coefficienton-axis intensity ranged from 1.05 to 2.2 mm. The co- in SBN :60 as seen in Fig. 12; where we show the com-herence length of these multilongitudinal mode lasers was plete angular dependence of the coupling coefficient foron the order of a few centimeters. Ce-doped SBN :60 at 488 nm. Note that a1 was fixed by

When the HeCd and HeNe lasers were employed, the the incident angle (900 ) and a2 was free to form at which-prism shown in Fig. 8 was not used. All beams were un- ever angle corresponded to the maximum value of thefocused, at normal incidence, and polarized extraordinary coupling coefficient. The coupling coefficient is given byto take advantage of the r 33 electrooptic coefficient [211 [8, [29]( - 224 pm/V). The aperture directly in front of the crys-tal was used to ensure that the beams were incident at the wrff Esame point on the front face. After a measurement, ordi- =2nc cos [(C - a2)/2] (7)

nary polarized light was used to erase the gratings. Era-sure was necessary because of the long dark decay times. where the electric field isThe beam splitter was used to extract a measured fractionof the phase-conjugate intensity. Both the input and the k8 T kg cos (ct - a2 )

output intensities were monitored using photodiodes or an E = Rq I + (k (8)

optical multichannel analyzer (OMA). q I +

The OMA was particularly useful in allowing compar- w = 21rc/X, X is the vacuum wavelength. n = n(X) isisons of peak intensities, beam shape, and testing for the refractive index which is wavelength dependent in thephase conjugation. Phase conjugation was demonstrated region of interest, and k. = 2(nw/c) x sin [(a2 -

by allowing an input Gaussian beam to propagate through a2 )/21 is the magnitude of the grating wave vector. reff

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WOOD et al PHOTOREFRACTIVE PROPERTIES & PHASE CONJUGATION~ IN Ce-SBN 60 13

C AXISAPERTURE

;B~fTTALBEAM SPLITTrER ROTATOR

FILTER APERTURE IND FILTER

PHASE CNJUGAT

WITH & WITHOUTABERRATOR

Fig 8 Expertmental armangctment for rneasunng phase-conjugate reflec-115 ities and for testing the phase -correcting ability of the phase-conjugate

ave

2401 -Reff X F and R~f is given as22W PHASE COP4JUGATE4 R f 4 n os COS cCos (), + 2 n n r

2000 e 4

1900 B Cos' {a 1q +~ a,)/2}) + n 4r33 si aI

Z5 sin adI sin f(.,i +s ,,)1'21 (9)12400- AEDNA for extraordinary light and

1001 Reff = n~r17 sin {(ail + ci.)/2} (10)am0 for ordinary light. It should be noted that this -y, which

it 4W reae lcrcfilHmltds i n afte o400 / Ithe -y denoted in (4) for the two-beam coupling, which

200h r~elated beam intensities.00 25 5 75 10 12 The wavelength dependence of the coupling coefficient

WUMts can be written asFig 9 A companson of spatial beam profiles to venfy phase conjugation y

Relative peak intensities are arbitrars,

R(,\) 4,r 2ksTreff(X) sin [(a, I a~ JCos (a1, - a')

qX 2 cos [(a, - a,)/21 [I + (47rn(X)

10sin [(a1 - a,)/21/Xk0(X))2] (I

5where all the wavelength dependent terms have been de-F Bnoted. We assume that the electrooptic coefficients, r11 .U- I.r 42, and r33, are wavelength independent over the visible

ix spectrum and, hence, the wavelength dependence of rffThis solely due to the dispersion in the indexes of refraction.4 -y is plotted, in Fig. 13, as a function of wavelength for3 steady-state coupling for beams at normal incidence. For

Y 2 these curves, a constant value for Neff was used as deter-1 mined from two-beam coupling experiments done on

o' crystals #3 and 4. This wavelength independent behavior40 4W0 500 600 50 70 0 for Neff is in agreement with the single species model of

WAVELENGTH lntm) Kukhtarev et al. f 30] in the region of ND > N.4. The dataFig. 10. The steady-state phase-conjugate reflectivity of the Ce-doped for Fig. 13 was extracted from curves similar to those in

SBN :60 self-pumped phase-conjugate mirror (crystal #3) for a normallyincident beam as a function of wavelength. The data has not been cor- Fig. 12, where we used the maximum of the cr, = 9O*rected for Fresnel losses curves (steady-state coupling) for each wavelength. In

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13 1Ft-I IDER' (A[ (IOF Qti ANT It V FCI RONA( S \AOL OF -21 No 12 DIF %1tMl-R 1A,

(REFERENCE

OMIA WITH CRYSTAL

SBN CxiSEIN CeRETICON PHOTODIODE

RETICON PHOTODIODE

I POLARIZEDEXTRAORDINARY

OMAA

(REFERENCE C2=

CRYSTAL 9O

I RETICON PHOTODIODE

APERTURE

OA (PHASE CONJUGATE)

Fig I I Details of pumping geometrs used to measure the phase-coniugale reflectitii and to analsze the %aselength dependence i'the Ccdoped SBIN 60 SPPCNI

4 5', 1 155'

E

175*

50 too I Fo

a,400 Soo 600 700Fig 12 Plot of the coupling constant -y versus U2 for various a, (as de- WAVELENGTH (nm)

fined in Fig IlIl for 488 nm extraordinary polarized light. These curvesare based on a measured effective number density of pisotorefractive Fig 03. Computed coupling coefficient at normal incidence. Each curve

charges Ng~ = 7 x 10'" cm - 'and the assumption that there is no ele,: uses the material parameters of Fig 12. except for R and nt Curve a R

Iron-hole competition in the formation of the space-charge field. i.e.., R = 1, , = 2.40. n, = 2.36 Curve bi. R = 1. nt = no\. Curve c: R== I The other parameters used in this computation are: the poling factor 0.5. it = n (X) Curs ed R =R(IX. nt = n ( X) in crystal #3. Curve e.F - 1, the dielectric constants t,= 400 and e,, = 1100. the index of R = R(X). it = nI \I in crystal #4 For curve d, the poling factor used

refraction no0 = 2 40 and nt, 2 236. and the ector coefficients was 0.94. For curves d and e. R was assumed to have a linearw avelengfthfrom Table 1. r,, = 55 x 10 V/rn, r 12 = lexc0-trVoo mandic dependence through measured points

=224 x 10-i2 V/in.

linear relationship for the competition factor are consid-curve a. R and n are held constant, thus only the explicit ered; thus, these curves represent the complete wave-I /\2 -dependence is evident. Curves b and c show the de- length dependence for crystals #3 and 4. In crystal #4 thependence of -V on Xs when the measured dispersion in the implicit wavelength dependence almost exactly cancelsindex of refraction is included but R is held constant. In the explicit wavelength dependence yielding a nearly con-curve b, R = I and in curve c, R = 0.5. In curves d and stant coupling coefficient.Ie. the dispersion in the index of refraction, as well as a At present, there are several possible mechanisms that

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WOOD el al PHOTORIFFRCTIVF PRtPFRT!FS & PH-ASF COJLGATION IN (SH S

3- nearly zero. In addition, the effective charge carrier den-_ sity and the electron-hole competition remain fairly con-X stant as indicated by the two-beam coupling measure-iiments. Notice, however, the coupling coefficient (Fig. 13.

2curve d) decreases in this spectral region due to the ex-* plicit wavelength dependence and the dispersion in the

* •index of refraction.The two-interaction region model may be appropriate

* here because of the low absorption. This model predicts

a threshold behavior dependent on the coupling coeffi--J cient. Using the coupling coefficient for crystal #3. the

0 two-interaction region model predicts an interaction lengtho 2 04 06 08 10 1.2 14 16 e 20 between 3.3 and 4.0 mm for a threshold between 515 and

a (crn") 633 nm. These interaction lengths are not unreasonableFig. 14. The natural loganthm of the phase-conjugate reflectivity versus compared to the crystal dimension of 6.5 mm.

absorption coefficient. The points suggest a Beer's law relationship. R,= Roew -, *hem Ro = 0 11 and I = 1 0 cm. CONCLUSION

can lead to self-pumped phase-conjugation. In particular, In this paper, we have reported on the experimental de-there exists a resonator model [31], [32] and a four-wave termination, for cerium-doped SBN 60. of the wave-mixing, two-interaction region model [29]. In the reso- length dependence of our self-pumped phase-conjugatenator model, the magnitude of the phase-conjugate reflec- mirrors. We have achieved the following results over thetlivity should be adversely affected if the crystal surfaces visible spectrum: the phase-conjugate reflectivity at nor-which do not form the loop are painted. Another feature mal incidence ranged from zcro to seven percent. theof this model is that the phase-conjugate beam should be electron-hole competition was found to be significant andfrequency shifted relative to the input beam. These effects had a wavelength dependence in one sample but not thewere not observed in any of our SPPCM's. The other other, the charge carrier density was - 7 X 10 6 cm-model, with two-interaction regions. contains a loss fac- and was wavelength independent, and the absorption coef-tor L, which is the fraction of intensity lost by the pump- ficient ranged from 2 cm-' at the smaller wavelengths toing beam as it propagates from one interaction region to zero at longer wavelengths. Using the above values, wethe other. A loss factor greater than 60 percent is required have also determined a wavelength-dependent couplingto fit our experimental data. However, if we assume that coefficient.L is a constant as a function of wavelength, then this Absorption can be directly and indirectly related tomodel predicts that the phase-conjugate reflectivity will many of the above photorefractive properties. The strongvary as the coupling coefficient which, for crystal #3, de- absorption in the ultraviolet is mainly responsible for thecreased with wavelength. As seen in Fig. 10, the mea- dispersion in the index of refraction and does not directlysured phase-conjugate reflectivity generally increased with contribute to the photorefractive process. The absorptionwavelength up to X = 515 nm for the pumping geometry in the visible is primarily dependent on the dopant levelsof Fig. 11. Therefore, neither the two-interaction region and leads to the value of N~ef. This factor affects the valuemodel nor the resonator model is appropriate for our re- of the coupling coefficient and therefore, a and -y are notsuits in the blue-green spectral region. independent. Consequently, absorption plays a key role

As seen in Fig. 3. absorption is significant in Ce-doped in phase conjugation and other photorefractive processesSBN' 60 from 442 to 515 nm. Therefore, it is possible such as two-beam coupling, beam fanning. etc.that absorption is a contributing factor to the phase-con- We have shown a relationship between absorption andjugate reflectivity in this region. Fig. 14, a plot of the the phase-conjugate reflectivity in the region where ab-natural log of the reflectivity versus absorption, supports sorption is significant. If the crystals are doped with im-this idea. The data suggest a straight line. This would im- purities having significant photoionization cross sectionsply a simple Beer's law relationship (R,, = R. x e"'') in the NIR and IR regions, self-pumped phase conjuga-with an effective length, I = - 1.0 cm, and an absorption- tion in these spectral regions may be possible. By con-independent reflectivity value, R. = - II percent. This trolling the dopant concentrations and their locations inlength is consistent with the crystal dimensions (6.5 mm the crystal structure, we may be able to tailor these crys-cube). The two-interaction region model may have failed tals to obtain certain desired photorefractive properties.in this spectral region because it neglects absorption.

On the other hand, as the wavelength is increased to ACKNOWLEDGMENT633 nm, the reflectivity drops to zero for the geometry ofFig. 10. This would suggest a threshold somewhere be- We gratefully acknowledge the assistance of L. E.tween 515 and 633 nm. This behavior cannot be explained Cross in the determination of the poling factor used in thisby absorption which decreases in this spectral region to study for crystal #3. We would also like to thank G. C.

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I If JOL R NAL 0I s Q1 I L't k! FI i- (I P, )'! S 1. 0[ i ,J D1 'o K Il IHI I' tQ'_

ValleN for suggestions regarding the calculation of the 123) J 0~ White M Cronin-Golomb. B Fischer. and A Yaris. *Coher-coupingcoeficintent oscillation by self-indJuced gratings, in the photorefractive crystal

BaTiO,.- Appi Phii Lett, so? 40. pp 450-452. 19821241 M Cronin-Golomb. B Fischer. 1 0 White. and A Yarn. -'Passive

REFERENCES (self-pumped) phase conjugate mirror Theoretical and experimenta:

1I) 0 Eknoyan. C. H Bulmer. H F Taylor. W. K Burns. A. S. Green investigation." Appf Phi3 Lett . so? 41. pp 689-691. 1982blati. L A. Beach. and R R. Neurgaonkar. "Vapor diffused optical (251 J. Feinberg and R W Hellwarib. "Phase-conjugating mirror %%ithwaceguides in strontium barium niobate (SBN oO .- Appi Phss continuous wave gain.* Opt Lett . vol 5, pp 519-521, 1980Leit,. vol. 48. pp 13- 18. 1986 1261 1 Feinberg, "Asymmetnc self-defocusing of an optical beam from

121 A M. Glass. "Investigations of the electrical properties of the photorefractive effect." J Opo Sot Amer , vol. 72, pp 46- 5I.Sri - ,Ba.NbO, with special reference to p roelectric detectors. J 1981.App? Ph/t s.. vol 40. pp. 4699-4713. 1968 1271 F. C. Jahnda P G. Weber. and J1 Feinberg. "Optical feedback.

131 M Cronin-Golornh and A 'saris, " Optical limiters using photore- wavelength response, and interference ellecs of self-pumped phasefractise nonlinearities." J,. App?. Pit.i , vol 57, pp 4906-4910. conjugation in BaTiO,"- Opt. Lett. - vol 9. pp 362-364. 19841985 128] G A. Rakuljic. K. Sayano. A. Yans. and R R Neurgaonkar. 'Self-

14] K Megumi. H Koizuka. M Kobayashi. and Y Furuhata. "High- starting passive phase conjugate mirror w ith Ce-doped strontium bar-sensitive holoIgraphic storage in Ce-doped SBN.* Appl Phrvs. Lett turn niobate.'- App? Phys Lein.. vol. 50. pp. 10- 12. 1987Nol. 30. pp 63 1-633. 19"7 129] K. R. MacDonald and J1 Feinberg, "Theory of a self-pumped phase

15] B Fischer. M Cronin-Golomb. 1 0 Wkhite . A Yaris - and R R conjugator with two coupled interaction regions." J, Opt. Soc. Amer..Neurgaonkar. -Amplifying continuous-w ave phase conjugate mirror vol. 73. pp. 548-553. 1983,with .:rontium barium niobate. ''App? Phvi Leit . sol 40. pp 863- 130] N V. Kukhtares. V. B. Markos. S. G Odulos. M S. Soskin. and865. 1982 V. L. Vinetskii. "Holographic storage in eleetrooptic crystals I

16] M Cronin-Golomb. B Fischer. J 0 White. and A Yaris. -Passise Steady state.' Ferroelec.. vol. 22. pp 949-960. 1979phase conjugate mirror based on self-induced oscillation in an optica! 1311 M. Ewbank and P. Yeh. ''Photorefractive resonators,- J. Opt Socning ca% it), -App! Ph, ' Letti . so? 42. pp 919-921, 1983 Amer. A. vol. 2. p, 76. 1985. '"Fidelity of passive phase conjuga

7 ) Salamo. M 3 Miller. W W Clark. 11l. G L Wood. and E tors.-' SPIE. vol. 613. 1986, "Frequency shift of self-pumped phaseSharp. "SBN as a self-pumped phase conjugator."- Opt Commun . conjugator's," SPIE. vol. 613. 1986,%ol 59. pp 417-422. 19M6 1321 S, Kwong. M. Cronin-Golomb. and A. Yaris. "Oscillation with pho-

8] J Feinberg. ''Self-pumped, continuous-wave, phase conjugator using torefractise gain.'' IEEE J. Quantum Electron.. vol QE-22. ppinternal reflection,' Op! Lett . vol 7, pp 48b-48h, 1982 1508- 1523, 1986

19] %1 J Miller. E J Sharp. GS L Wood. W Wk Clark. Ill. G J 133] E L. Venturini. E G. Spencer. P V Lenzo. and A A Ballman.Salamno. and R R Neurgaonkar. 'Time response of a cenum-doped ''Refractive indices of strontium barium niobate.'' J App?. PhysSr.., _34 , self-pumped phase conjugate mirror.' 0O Lett vol 39. pp 343-344. 1968soI 12. pp 340-342. 19N- [34] E. J Sharp. M J Miller. G. L Wood. WV Wk Clark Ill. G 3. Sal-

I10 3 Rod.ri~jcz A Siahmakiiu.. G Salamo. NI Miller. Nk.NV Clark amo. and R R Neugaonkar. in Proc 6th IEEE mIn Svmp App? Fer-ill. ro L Wkood. E I Sharp. and R R Neurgaonkar. "BSKNN a, roelec IISAF'861. 1986, ps 51a self-pumped phase conjugator.'' App? Opt , sol 26. pp 1732-'13t, 198-

111l R R Neurgaonkar and V- 1K Cot's. 'Progress in phoiorefracisetungsten-bronze crsial-.. - J Opt Soc Amer B, so? 3. pp 274-282. 198(,

( 121 K Megumn. N Nagaisuma. K Kashis add. and Y Funihata. 'Con-gruent melting compossitions of SBN. Afar Su., so? 1 1. pp 1583- Gar) L. Wood was born in Woodbury. NJ. in1592. 197c) 1957. He received the B.S. and M.S. degrees in

1131 G Rakuliim. A Yaris. and R R Neurgaonkar. " Photorefractise physics from Drexel University. Philadelphia. PA.properties of undoped. ceriumn-doped, and irn-doped single-crystal in 1980 and 1982. respectively.Sri, ,Ba,, .Nb'O.. Opt Eng , so? 25, pp Q212- 12 16, 1986 From 1978 to 1980 he investigated optically-

1141 J Feinberg. D Heiman. A R Tangua . Jr..- and R W Hrllwarth. pumped millimeter-wave sources at Harry Dia-- 'Photorefractive effects and light-induced charge migration in barium mond LjAbs. Adelphi. MD. In 1982 he joined thetitanate,' J. App? Ph ty s . vol 5SI. pp. 1297 -1305. 1980 Center for Night Vision and Eleciro-Optics. Fort

1I5] S Ducharms: and J Feinberg. " Altering the photorefractive proper. Belvoir. VA. where he has been conducting re-ties of BaTiO, by reduction and oxidation at 650'C." J Opt Soc. search on self-induced nonlinear optical pro-Amer B, so? 3. pp 283-292. 1986 cesse".

(16] G C Valley and M B Klein. ''Optimal properties of photorefractive Mr. Wood is a member of the Optical Society of Amenca.materials for optical data processing.~ Opt. Eng . vol 22. pp 704-711.,1983

1 ]*] 1. P. Huignard and A Marrakschi. "Coherent signal beam amplifi-cation in two-wave mixing experiments with photorefractive Bi12SiO20crystals," Opt. Commun.. vol. 38. pp, 249-254, 1981,

118] M. Klein. "Physics of the photorefractive effect in BaTiO,.'- in Elec-leo-Optic and Photo refractsive Materials. Springer Proceedings inPhysics. P Gunter. Ed New York Springer- Verlag, 1987. Wilianm WA. Clark III was born in Boca Raton,

119] F P Sirohkendl. ). M C. Jonathan. and R W. Hs~lwarth. "Hole- FL, on March 3. 1947. He received the B.S. de-electron competition in photorefractive gratings." Opt. Lett., vol. 11, gre in physics from Davidson College. David-pp, 312-3 14. 1986. soni. NC. in 1969, and the Ph.D. degree in phys-

(20] The spontaneous polarization changed only slightly from 30 JAC /cm' ics from Duke University. Durham. NC, in 1976.In the "as measured" crystal to 32 pC/cm' after the crystal was re- His dissertation was in the area of rotational mo-poled. The fact that the dielectric permittivity increased after the Sam- lecular spectroscopy under the direcion of Dr. W.ple was repoled and that the spontaneous polarization changed only Gryslightly indicates that the depoling is due to localized partial domain Fr'om 1976 to 1979 he served as a research as-reversal raiber than a formation of micro-domains. ~ .. * - sociate at Duke, continuing his spectroscopic in-

(211 S Ducharmte, J. Feinberg. and R, R. Nturgaoiskar. "Elecirooptic vestigations. Since 1979 he has been a Reseasrchand pyroelectric measurements in photorefractive materials.'- J. Op Physicist with the U.S. Army Center for Night Vision and Electro-Optics,

Soc mer A, ol , p 5, 986Fort Belvoir. VA, where he has been involved in work on millimeter andSoc1 AmM D wAn. vo 3. perao r 23. 1986y ndJFibeg infrared detectors and relsted devices. His current work is in the field of

(22] M DEwbank.v roets o strgontr m baiu K. ory.ad . FJinbeg. nonlinear optics, with emphasis on interactions in photorefractive media.

Phys . vol 62. pp 374-380. 1987. D.Caki ebro im i

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WOOD et at PHOTOREFRACTIVE PROPERTIES & PHASE CONJUGATiON IN Ce-SBN 60 2135

Mary Jo Miller (S'83-M'84) was born in Eu- Gregory J. Salamo was born in Brooklyn. NY.gene. OR. on July 29. 1962. She received the B.S. on September 19, 1944 He received the B.S. de-degree in electrical engineenng from the Univer- gree in physics from Brooklyn College, Brook-sity of Washington. Seattle. in 1984. Jynn. NY, in 1966. the M.S. degree in physics

She is currently working towards the MS. de- from Purdue University. West Lafayette. IN. ingree in electrical engineenng at George %Nashing- 1968. and the Ph.D. degree in physics from theton University. Washington, DC. City University of New York. New York. in 1973Since receiving the B.S. degree. Mrs. Miller His dissertation work w,,as carried out at Bell Lab-

has been working as an electronics engineer with oratories. Murray Hill. NJ.the Center for Night Vision and Electro-Optics. Alter recei,,ing the Ph.D degree, he per-Fort Belvoir. VA. Her major areas of interest in- formed postdoctoral work in physics at the Uni-

clude electrooptic processes and photorefractive effects in tungsten-bronze versity of Rochester, Rochester, NY, before joining the University of Ar-materials. kansas. Fayetteville, in 1975. where he is now a Full Pr.,lesor with the

Ms. Miller is a member of the Optical Society of America. Department of Physics. He hAs cared out research in the areas of short-pulse propagation, quantum optics. photoacoustics. two-photon absorp-tion. dye lasers, image processing, and photorefraction. He has also de-

Edward J. Sharp was born in Uniontown. PA, veloped a laser education laboratory at the University of Arkansas.on September 26. 1939. He received the B.S. de-gree in physics from Wheeling College. Wheel-ing. WV, in 1961, the MS. degree in physics fromJohn Carroll University. Cle eland. OH. in 1963.and the Ph D. degree in physics from Texas A&MUniversity, College Station, in 1966

He has been working as a Research Ph~scistat ne Center for Night Vision and Electro-Optics.F Port Belvoir. VA His major areas of interest haveincluded laser crystal physics, thermal imaging

materials. electrooptic and nonlinear optical processe, in organic materials.beam control devices, and photorefactive effects in ferroelectnc materials Ratnakar R. Neurgaonkar, for a photograph and biographN,. see this is-

Dr Sharp is a member of the Optical Society of America sue. p 2121

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01 Rockwell InternationalScience Center

SC5441.FTR

BSKNN AS A SELF-PUMPED PHASE CONJUGATOR

b

164C9976TA/jbs

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Reprinted from Applied Optics. Vol. 26, Page 1732, May 1, 19t,7

Copyright O 1987 by the Optical Society of America and reprinted by permission of the copyright owner.

BSKNN as a self-pumped phase conjugator

Juan Rodriguez, Azad Siahmakoun, Gregory Salamo, Mary J. Miller, William W. Clark Ill, Gary L. Wood,Edward J. Sharp, and Ratnakar R. Neurgaonkar

Self-pumping has been observed in a cerium-doped Ba 2_,SrKi_,NaNbO O 1 (BSKNN) crystal at four argon-ion laser wavelengths. Phase-conjugate reflectivities as high as 307 were measured with response timesinversely proportional to the 0.5 power of the input intensity. The response time for beam fanning in thecrystal was determined to be inversely proportional to the 0.82 power of the input intensity.

I. Introduction kar et al. introduced the tungsten-bronze Ba2 _,Sr,-Many different nonlinear phenomena and tech- Ki_:NaNbsOI5 (BSKNN) solid solution system9 and

niques have been used to produce phase-conjugate has since grown optical quality, twin-free, doped andbeams.' Until recently, however, only barium tita- undoped BSKNN crystals.nate 2 . (BaTiO,) and Ce-doped strontium barium nio- Specifically, Bal 5Sr 0.5K :.Na0.25Nb5O15 (BSKNN-bate4 (SBN) have been successfully demonstrated as 1) and Ba.5Sr15 K0.5 Na. 5Nb 5O15 (BSKNN-2) havebroadband self-pumped phase-conjugate mirrors us- been grown using an automatic, diameter-controlleding milliwatt beams. Self-pumped phase conjugation. Czochralski pulling technique. The growth ofas reported here, is completely self-contained and re- BSKNN-1 crystals is much more difficult than that ofquires no external mirrors,5 6 pumping beams,- or ap- BSKNN-2 which indicates that BSKNN-2 is closer toplied electric fields. In our experiments, the incident the congruent melting composition in this solid solu-beam is directed into a crystal corner via asymmetrical tion system. These crystals resemble both SBN andself-defocusings where retroreflection provides the BaTiO3 in many respects, i.e., point group symmetry,pump beams for the four-wave mixing process and the optical properties, and ferroelectric properties. Thesubsequent phase conjugate build-up. electrooptic effect in BSKNN-2 is strongly longitudi-

Currently, both BaTiO3 and SBN crystals are lead- nal as in BaTiO.ing candidates for applications in many areas, includ- In this paper we confine our photorefractive phaseing electrooptics, photorefraction, and millimeter conjugation experiments to the BSKNN-2 composi-waves. Both of the above crystals are tetragonal at tion. BSKNN-2 is characterized by a sharp anomalyroom temperature with a 4-mm point group symmetry; in the polar-axis dielectric constant at the ferroelectrichowever, BaTiO 3 exhibits a strong longitudinal elec- phase-transition temperature occurring between 170trooptic coefficient (r51 ) while tungsten-bronze and 178*C. The room temperature dielectric con-SBN:60 exhibits a strong transverse electrooptic coef- staits, e = 170 and f- = 750, have been measured forficient (r33). At this point in time, the use of BaTiO 3 is poled samples at 10 kHz.9 For crystals poled to asomewhat limited due to the extreme difficulty in single ferroelectric domain, the dielectric dispersiongrowing doped crystals of adequate size and quality for has been found to be minimal over the range of 100 Hza number of applications. For this reason, Neurgaon- to 100 kHz. 9

The sign of the electrooptic coefficient, r33, has beendetermined to be positive by use of a calibrated com-pensator. This fact, coupled with the observation thatextraordinary light fans toward the electrode held pos-

International Science itive during poling, gives a negative sign for the photo-Ratnakar Neurgaonkar is with Rockwell ItrtinlSene refractive charge carriers, as similarly found in SBN.Center. Thousand Oaks. California 91360: J. Rodriguez, A. Siahma-

koun. and G. Salamo are with University of Arkansas, Physics De- By comparison, the charge carriers in BaTiO3 are posi-partment. Fayetteville, Arkansas 72701; the other authors are with tive and extraordinary light fans toward the negativeCenter for Night Vision and Electro-Optics. Fort Belvoir, Virginia poling electrode."' The transmission spectra for our22060-5677. BSKNN-2 samples, both doped and undoped, are

Received 29 October 1986. shown in Fig. 1, curves a and b, respectively.

1732 APPlED OPTICS / Vol. 26, No 9 / 1 May 1987

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10- Table I. ReflectIvIty Mauements as a Function of Wavelngth

Input intensity Averageb Wavelength at the crystal reflectivity

(nm) (w/cm 2) %)

- 457.9 0.19 27.5476.5 0.21 18.0496.5 0.24 18.0514.5 3.82 16.5

,s WSM 5M W 65 7W -M phase-conjugate intensity. The input beam and theWAVLENG ia phase-conjugate beam were monitored with matchingFig. 1. Transmission curves for typical doped (curve a) and un- photodiodes. The experimental measurements weredoped (curve b) samples of BSKNN. These curves were recorded taken using four spectral lines (see Table I) subject tofor 6 and 5 mm thicknesses, respectively, and have not been correct- the sing reureet o high lase sblit in

ed for Fresnel losses. the stringent requirement of high laser stability inboth mode structure and intensity. The unfocusedbeam diameter (1/e2 point) was -2.1 mm at the crystalface. Neutral density filters were used to vary the

CART. input intensity of the beam from several W/cm 2 to a__ _ Cfew mW/cm 2 and to limit phase-conjugate feedbackARON-iON LASER into the argon laser. It was determined that neither

-47 the input intensity nor the phase-conjugate feedback

RSKN c. a S N 0 2 affected the reflectivity measurements reported here.p um p T

P 0 2 Ill. Experimental Results for Self-PumpingAlthough self-pumping was observed for incident

Fig. 2. Apparatus used in the measurement of phase-conjugate input angles between 0 = :450 with respect to thereflectivty and the phase-conjugate response time. In this diagram normal, the measurements of the phase-conjugate in-\,2 is a polarization rotator. N.D. is a neutral densitv filter, B.S. isabeam splitter. .4 is an aberrator. 0 is the angle of the incident beamwith respect to the normal of the c axis. and P.D. 1 and 2 are matched constant input angle of 0 = +20*. As can be seen from

photodiodes. the results shown in Table I, the phase-conjugate re-flectivity increases as the wavelength shifts toward theblue. For longer wavelengths, such as 514.5 nm, a

In this paper we report the first observation of self- much larger pump power was required to initiate self-pumping in the photorefractive crystal barium stron- pumping. The minimum intensity for observing atium potassium sodium niobate (BSKNN-2). The phase-conjugate signal was determined to be -100phase-conjugate reflectivities measured on a 6 mm mW/cm2 for the 457.9 nm line at an incident angle of 0cube of BSKNN-2 are comparable with those previ- = +20". The minimum intensity was observed toously reported for BaTiO 3 (Ref. 2) and SBN. 4.1

1,r2 In increase nonlinearly with wavelength.

addition to the BSKNN behavior as a self-pumped When the crystal was self-pumping, we observedphase conjugator, we also report the time required for that the extraordinary polarized beam entering thethe onset of the phase-conjugate beam 13 and the time crystal was fanned into a corner where two beamsrequired for asymmetrical self-defocusing (beam fan- appeared to be retroreflected back toward the incidentning). Both of these characteristic times were mea- beam. Figure 3 is a photograph showing the top viewsured as a function of pump intensity, of a Ce-doped BSKNN-2 crystal (10X) while the crys-

tal is self-pumping. The crystal is in air and beingii. Experimental Arrangement for Self-Pumping pumped with the 457.9 nm line of the argon-ion laser.

The experimental arrangement used for the self- The c axis of the crystal is directed from bottom to toppumped phase-conjugate reflectivity measurements is and the incident Gaussian beam is extraordinary po-shown in Fig. 2. The laser output was kept in a single larized and propagates from right to left entering thetransverse mode although several longitudinal modes crystal with a positive angle & as defined in Fig. 4. Thewere oscillating. A polarization rotation device was illuminated portions of the crystal at the entrance andused directly at the output of the laser to provide the exit faces are due to light scattered from the naturalflexibility of either ordinary or extraordinary light, facets on the crystil corners parallel to the crystalExtraordinary polarized light was used to write grat- growth direction (c axis) which remained after theings while ordinary polarized light was used to erase entrance and exit windows were cut and polished.gratings. This was necessary since the observed dark The unusually large separation of the two beams form-storage time in these BSKNN crystals was at least a ing the loop is due to the chamfered edge of the crystalfew days. The beam splitter was used to separate the corner containing the loop. In crystals having sharpphase conjugate from the input, as well as split off a edges on the corners, the observed separation betweenmeasured fraction of the input for normalization of the the beams in the loop is much less.

1 May 1987 / Vol. 26, No. 9 / APPLIED OPTICS 1733 j

, .,mnmnmmmmS m m • •mmmnmllnn llm El mal

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40C,0

S20 00[

1000 -

0 25 5 73 C 2 5

MILLIMETERS

Fig. 5. Comparison of spatial beams profiles to verity phase conju-

gation in cerium-doped BSKNN-= where (a is the aberrated beam,(b) is the input beam, and (c) is the phase-conjugate beam. The

relative peak intensities are arbitrary.

Fig. 3. Photograph of a BSKNN-2 crystal (lOX) taken perpendicu-

lar to thee axis and to the direction of propagation while the crystal 4

is self-pumping The c axis of the crystal is directed from the a,' ,.7-

bottom to the top and the extraordinary polarized beam at 457.9 nm 3 ' / V 7 ,

is propagating from right to left, entering the crystal at an angle 6 = I t /

3 oC. The angular relationship of the beams within the crvstal shown 7 - -

in this photograph is sketched in Fig. 4. 5 2' II,

5

SC-AX S

.2 2C 30 4C 5C 63 72 11 91

a2

- - & Fig. 6. Coupling constant -) vs n, for various values of o. a2 is the

angle formed by the loop direction and the c axis and a, is the angle

formed by the input beam direction and the c axis. BaTiO,; isrepresented by the solid lines and BSKNN is represented by the

dashed lines. The curves are for 457.9-nm radiation and are based

- . OiG ELECTRODE on the same estimated values of the number density of charges N - 2

X 101 cm-3: and the ollowing values: BaTiO.,: ( = 106. _ = 4300,

n = 2.488. n, = 2.424. ri, = 33 X 10-12 m\'. r42 = 820 X 10-1- m!'.

Fig 4. Sketch of the BSKNN-2 crystal showing the angular rela- andrx,= 120X 10-m/V;BSKNNi = I70.i_ = 750. n, = 2.35.n,=

tionship of the beams %,.hin the crystal while it is self-pumping 2 27. ri 3 = 50 X 10-1- mV, r42 = 820 X 10

-1- m X, and r,, = 200 X

This sketch is based on the visual observat -, of the location of the 1()12 m '.

beams in the photograph of Fig. :. The angular relationship be-

tween t, land ilo_ is in good agreement with the computed angular

dependence of the coupling coefficient -, in Fig 6 Gaussian beam and the aberrated beam recorded atposition (a) are diverging beams, while the phase-con-jugate beam recorded at position (b) is a converging

That the backscattered wave was in fact a phase- beam.conjugate beam was verified by inserting a phase aber- The computed coupling coefficient -y, as a functionrator in the beam as shown in Fig. 2. The beam's of theangleof the loopwithrespecttothec axis (a2) forspatial characteristics were subsequently monitored various incident angles (a,), is shown in Fig. 6 forwith an optical multichannel analyzer (OMA). Its BaTiO3 (Ref. 2) and BSKNN, where (a,) and (a2) areprofile was recorded with the OMA for the following defined in Fig. 4. The set of curves for BaTiO3 is notconditions: with and without the aberrator at position identical to that computed by Feinberg in Ref. 2 since(a) and after reversing its path through the aberrator we use 457.9 nm for the wavelength and more recentat position (b). These profiles are compared in Fig. 5. values of the r13 and r33 electrooptic coefficients. 4

The spatial profile of the beam recorded at position (b) The newer electrooptic coefficients produce a slightis that of a Gaussian, as would be expected of a true increase in the coupling strength for BaTiO3 as theconjugate beam. In addition, it should be noted that pumping beam approaches normal incidence. Thethe beamwidth at the Ile 2 points of these beams is values of the electrooptic coefficients and dielectricdifferent. This is due to the fact that the incident constants used in the calculation of -y for BSKNN were

1734 APPLIED OPTICS / Vol. 26, No. 9 / 1 May 1987

-- I II III III II •I I l IIII •Il

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S4.0-lo-

500- 1 0 3.0-

org 9.Tpc9- aesoigte oepnnildcyo h

2 .

eq iiru lo00.= - 5 -°

L5 1.0-

50h

F 0 I

0 1 2 3 4AN L TIM E (sac)

03 1 0 30 Fig. 9. Typical trace showing the nonexponential decay of theINTENSITY I- cb

2) intensity of the transmitted beam due to beam fanning.

Fig. 7. Phase -conjugate formation time vs input intensity r, ,is thetime required for the phase-conjugate reflectivity to reach le of its

equilibrium value.

10 4

AVFFOqN4 -

ANALYZER .-

ARGON ON LASER2

.457 9 0 1

P SRD, 2S2 N

Fig. S. Apparatus used to measure the beam fanning response time.In this diagram S. is a shutter.N.D. is a neutral density filter. .\ 2 is, a 03-polarization rotator.,.~ is a beam splitter, and P.D. 1 and 2 are

photodiodes. 0 3 10 3 0INPUT INTENSITY (w -2,

Fig. 10. Beam fanning response time - vs input intensity I is the

extracted from Ref. 9. These calculations indicate time required for the transmitted beam to decay to 1, of tne differ-

that for an extraordinary bearm and the same charge vii, ,.etween the initial and final intensity.

carrier density, the coupling within BSKNN is approx-imately a factor of 2 stronger than that in BaTiO3. tor 2. The output from detector 2 was then plotted

IV. Time Response using a chart recorder. A typical trace is shown in Fig.

In these experiments, we measured both the time 9. As seen in the figure, the decay of the transmitted

required for the initiation of the phase-conjugate beam is nonexponential with an unusually slow start.

beam 3 and the time required for beam fanning to The response time was chosen as the time for the

reach 1/e of its equilibrium value. 1t 5 All these mea- transmitted beam to reach l/e of the difference between

surements were taken using the 457.9 nm line of the the initial and equilibrium intensities. The incident

argon-ion laser because of increased photorefractive input angle (0) was held fixed at +100 with respect to

sensitivity to that wavelength, as illustrated in Table I. the normal during these measurements. Figure 10

The same apparatus (Fig. 2) used to obtain the shows the response time r as a function of the input

phase-conjugate reflectivity measurements was used intensity I. The curve fits the expression r =to obtain the phase-conjugate formation time. These 1.541082, where r is in seconds and I is in W/cm 2.measurements were taken at an angle of 0 = +100, V. Conclusionusing the 457.9 nm blue line of the argon laser. The In summary, we have observed for the first time self-phase-conjugate formation time as a function ofinten- in aryw haoberve mteri s elf-sity is shown in Fig. 7. The points represent the time pumping in a new photorefractive material, BSKNN,required for the phase-conjugate reflectivity to reach and have also reported on the phase-conjugate reflec-lie of its final value. The analytical expression repre- tivity of the crystal as a function of wavelength. Insenting the best fit to the data is r, = 1251-0 5 . In this addition, we have determined the characteristic re-expression ri is in seconds while I is given in W/cm 2. sponse times of the crystal.

The experimental arrangement used for the mea- Referencessurement of beam fanning response time is shown in 1. See, for example. R. A. Fisher. Ed. Optical Phase ConjugationFig. 8. In this experiment, opening the shutter caused I Academic, New York. 1983).detector I to trigger a waveform analyzer that moni- 2. J. Feinberg. "Self-Pumped, Continuous-Wave Phase Conjuga-tored and stored the transient response seen by detec- for Using Internal Reflection," Opt. Lett. 7,486 (1982).

1 May 1987 / Vol. 26, No. 9 / APPLIED OPTICS 1735

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3 F. C. Jahoda. P G Weber, and ,l Feinberg,.Optice! Feedback. 10. J. Feinberg. D. Heiman. A. R. Tangua%. Jr and R W. Htsf-Wavelength Response, and Interference Effects of Self-Pumped warth, "Photorefractive Effects and Light-inouced Charge Mj-Phase Conjugation in BaTiO," Opt. Lett. 9, 362 (1984). gration in Barium Titanate." J. Appl. Phys. 51, 1297 (1980).

4. E. J. Sharp, M. J. Miller, G. L. Wood, W. W. Clark III, G. J. 11. G.J. Salamo, M.J. Miller, W.W. ClarkIII, G.L. Wood, andE. J.Salamo. and R. R. Neurgaonkar. "SBN as a Broadband Self- Sharp, "SBN as a Self-Pumped Phase Conjugator," Opt. Corn-Pumped Phase Conjugate Mirror," ISAF '86-Proc. of the Sixth mun. 59, 417 (1986).IEEE Int. Symp. on Appl. of Ferro., page 51 (1986). (volume # 12. M. J. Miller, E. J. Sharp, G. L. Wood. W. W. Clark III, G. J.unknown) Salamo, and R. R. Neurgaonkar, "Time Response of a Cerium-

5. J. 0. White. N. Cronin-Golomb, B. Fischer, and A. Yariv. "Co- Doped Sro0mBao 2sNb206 Self-Pumped Phase Conjugate Mir-herent Oscillation by Self -Induced Gratings in the Photorefrac- ror," Opt. Lett. 12, (1987) accepted for May 1987.tive Crystal BaTiO3." Appl. Phys. Lett. 40, 450 (1982). 13. B. T. Anderson. P. R. Forman, and F. C. Jahoda. "Self-Pumped

6. M. Cronin-Golomb. B. Fischer. J. 0. White. and A. Yariv, "Pas- Phase Conjugation in BaTiO at 1.06 sm," Opt. Left. 10, 627sive (Self-Pumped) Phase Conjugate Mirror: Theoretical and (19851.Experimental Investigation," Appl Phys. Lett. 41, 689 (19821. 14. S. Ducharme. J. Feinberg, and R. R. Neurgaonkar, "Electrooptic

7. J. Feinberg and R. W. Hellwarth. "Phase-Conjugating Mirror and Piezoelectric Measurements in Photorefractive Materials.~with Continuous-Wave Gain." Opt. Lett. 5, 519 (1980). J. Opt. Soc. Am. A 3(13), P25 (19861.

8. J. Feinberg. "Asymmetric Self-Defocusing of an Optical Beam 15. M. Cronin-Golomb and A. Yariv, "Optical Limiters Using Pho-from the Photorefractive Effect." J. Opt. Soc. Am. 72,46 (1982). torefractive Nonlinearities," J. Appl. Phys. 56, 4906 (1985).

9. R. R. Neurgaonkar. W. K. Cory, J. R. Oliver, W. W. Clark II, The time response reported in this reference should not beG. L. Wood. M. J. Miller and E. J. Sharp, "Growth of Ferroelec- directly compared to our results since they measured the timetric Tungsten Bronze Ba SrK 1_ Na.,NbsO 15 (BSKNN) Coin- required for beam fanning to reach 90 ' of its equilibrium value.position Crystals." J. Cryst. Growth. accepted for publicationMay 19S7. (volume & page t unknown)

1736 APPLIED OPTICS / Vol. 26, No 9 / 1 May 1987

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7 Rockwell InternationalScience Center

S C 5441 .T

TIME RESPONSE OF A Ce-DOPED SBN:75 SELF-PUMPEDPHASE CONJUGATE MIRROR

172C9976TA/jbs

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Reprinted from Optics Letters. Vol. 12. page 340, May 1987.

Copyright C 1987 by the Optical Society of America and reprinted by permission of the copyright owner.

Time response of a cerium-doped Sr0 .75Ba 0.25Nb 20 6 self-pumpedphase-conjugate mirror

Mary J. Miller, Edward J. Sharp, Gary L. Wood, and William W. Clark III

Center for Night Vision F, Electro-Optics. Fort Belvor. Virginia 22060-567

Gregory J. Salamo

Universatx of Arkansas. Favetteuille, Arkansas 72701

Ratnakar R. Neurgaonkar

fRockwvell ln-ernutionul Science Center. Thousand Oaks. California 941:it

Received December 1. 198b. accepted Februar% 5. 1987Sell-puniin, n cerium-doped strontium barium nihiate has been observed with phase-contugate retiectivitie,

near 6', ant1 a tormation time ot , sec for a 2(K-mf/cm- beam at 442 rim. The time response for asymmetrical se-idefocusing "a, also measured. and the observed transmissions through the crystal at normal incidence %ere limitedto about 1.5' of the incident radiation

A great deal of attention has been given to self- measurements were recorded using the experimentalpumped photorefractive phase-conjugate mirrors for a arrangement depicted in Fig. 1. A He-Cd laser pro-wide variety of applications.' -:' These mirrors exhibit vided an extraordinary polarized beam at 442 nm.a number of attractive features, including high reflec- The incident beam was 2.5 mW, with a le 2 beamtivity, a modest wavelength range of operation, and diameter of 1.8 mm at the crystal. Neutral-densityonly milliwatt beam-power requirements for start-up. filters (ND's) were used to vary the input intensity o'Self-pumped phase conjugation,4 as reported here, op- the beam from 200 mW/cm 2 to a few milliwatts pererates on internal reflection and is completely self- square centimeter. The beam was incident upon thecontained, requiring no external mirrors,- pumping crystal at an angle of 0 = -50* to the normal of the cbeams,6 or applied electric fields. Tie only known axis. so that it was directed toward a crystal cornerdemonstrations of self-pumping using internal reflec- where retroreflection provided feedback for the four-tion have been in BaTiO3 ,4-= undoped and cerium- wave mixing process and the subsequent phase-conju-doped strontium barium niobate (SBN), 9 and cerium- gate beam buildup. The phase-conjugate beam inten-doped barium strontium potassium niobate (BSKNN). ' sity was determined as a function of time at detector

In this Letter we report cn self-pumped phase con- D1 (see Fig. 2). As can be seen from the data, thejugation in a single crystal of cerium-doped temporal buildup of the phase-conjugate intensity forSr.Ba1-,Nb20 6, x = 0. 7o (SBN:75). The addition of the self-pumping configuration is nonexponential, ascerium produces a broad absorption in the visible, would be expected of a phenomenon that is a stimulat-which enhances the photorefractive effect considera-bly in this crystal.11 .12 The 0.05 wt. % cerium-dopedSBN:75 crystal used in this study was an approximate-ly 5 mmX 5 mmX 5 mm cube, poled at 8 kV/cm at a 02temperature well above the Curie temperature of560 C.13 SBN:75 is tetragonal, has a 4-mm point group L 2symmetry, and possesses a strong transverse electro-optic coefficient, r 33, as do other SBN compositions. N0 LA

By contrast, BSKNN and BaTiO3 exhibit a strong 03 L3 S A = F N X slongitudinal electro-optic coefficient, r5l. The phase- fAXIS< c- s5 X 42.conjugate reflectivity of SBN:75 measured at 442 nm 0 I --- s I- .is similar to that previously reported for BaTiO,2BSKNN,' 0 and SBN:60.8 9 In addition to the behav- Al I

ior of SBN:75 as a self-pumped phase-conjugate mir- L Iror, we also report on the time required for the onset ofthe phase-conjugate beam)'-, 5 and the time needed to o,deamplify the beam through asymmetrical self-defo-cusing (beam fanning).8 ' 6.1" These characteristic Fig. 1. Diagram of the experimental apparatus used totimes were measured as a function of the pump inten- measure the phase-conjugate reflectivity and characteristicsity for a fixed spot size. response times of the cerium-doped SBN:75 crystal. P,

The phase-conjugate reflectivity and response-time polarizer; Li, L2, lenses.

01 46-9592/87/050340.03$2.00/0 c 1987. Optical Society of America

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N!a\ 1987 / Vol. 12. No 5 / OPTICS LETTERS 341

PHASE-CONJUGATE REFLECTIVITY (%) and recorded on a fast storage scope, which was trig-6.0 gered by D2 after a shutter (S) was opened. The final,

steady-state power transmission as a function of inci-

5.0 -dent intensity is shown in Fig. 5. The data show adecrease in percent transmission with increasing inputintensity. This observation is consistent with the ar-

40 gument that the diffraction efficiency of any self-gen-erated gratings is intensity dependent for the range of

3.0 input intensities used in our experiment. As can beseen, the final transmission was less than 3% for eventhe weakest beam used in our measurements. This is

2.0 comparable with the results obtained with BaTiO3, forwhich a higher intensity (-30 W/cm 2) was used.'7

.0- The intensity dependence of the time response for

00 20 40 60 80 100 120 140 160 180 200 220

TIME (SEC) 8

Fig. 2. Typical plot of phase-conjugate reflectivity for ceri- -urn-doped SBN:75 as a function ,r time for an incident iintensity of 191 mWicm. 6

ed effect depending on feedback and arising fromnoise. -,

The steady-state phase-conjugate reflectivity forSBN:75 as a function of incident intensity is presentedin Fig. 3. The data indicate that the phase-conjugate 2

reflectivity (R) remains constant as a function of inputintensities above values of -100 mW/cm 2 ; however,.there is a noticeable falloff in R for input intensitiesbelow this value. One exulanation for this behavior is 001 005 0 1 02

that the dark conductivity becomes insignificant com- I W'cm ,pared with the total photoconductivity for input in- Fig. 3. Steadv-statephase-conjugaterefiectivityofceriumtensities greater than 100 mW/cm2 . This results in a doped SNeas a conjgites ity at 442 ium-

saturation or constant value of the crystal diffraction doped SBN:75 as a function of intensity at 442 nm.

efficiency.t This explanation is consistent with theobserved response-time and beam-fanning behaviordescribed below and with a similar observation in 5ooF

BaTiO3.'9

The results of the phase-conjugate formation time,or initiation time (T,), as a function of the incident C

intensity are given in Fig. 4. In order to permit a ,oo-comparison of this response time with those of othermaterials, we present the time for the phase-conjugatebeam to reach the 90% point (curve a) and the e-1

point (curve b) of the steady-state reflectivity. The 20

data for these curves show a departure from log-log V 10linearity for input beam intensities below -100 mW/ o bcm . This observation is consistent with the assump- ction ' that the equilibrium diffraction efficiency of thegrating formed during self-pumping saturates or be- dcomes constant only for values of the input intensityabovelOOmW/cm 2 . The response times at the higher ooL 00a or 05intensities are compared with those of other materials INTENSITY (W/cm')

in Table 1 for similar pumping conditions. Input in-tensities of 0.2 and 2 W/cm 2 are used for comparison. Fig. 4. Characteristic response times of cerium-doped

For the beam-fanning measurements, an extraordi- S': ;:75 as a function of intensity. Plots a and b are the

nary beam from the He-Cd laser was incident upon phase-conjugate formation times measured at the 90% pointryseal norto the e-Cd ais Radiatint ro t and the e-I point, respectively, of the steady-state reflectiv-

the crystal normal to the c axis. Radiation from the ity. Plots c and d are beam-fanning response times mea-beam fanned toward the crystal face that was held sured at the points where 90 and 63.2% (1 - e-I) of T(initial)positive during poling, that is, in a direction opposite - T(final) is diverted, respectively (where T is the transmis-the c-axis direction..2 ' The drop in power through sivity). The analytical expressions for the best fit of thisaperture A3 (see Fig. 1) was measured by detector D3 data (straight lines) are given in Table 1.

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342 O)I1ISI.ETTIRS Vol l. N, 5 N.M, 1'4b-

Table 1. Time Response of Self-Pumped Photorefractive Materials.

Time(s) versus I (W/cm-) Response Time(s) (W/cm 2) Wavelength Point ofMaterial Relationship 0.2 2 (nm I Measurement

Phase-conjugate initiation timeCe-SBN:75 r, = 12.5 ... '. 32 8.3' 442 90%Ce-SBN:75 T = 2.61 - ' 7.7 1.6t 442 e-:

BaTiOJ r; = 5 1-1 25' 2.5 h 514.5 90%

Ce-BSKNNd' r " = 125 V ' 279 88 457.9 e 1

Beam-fanning response timeCe-SBN:75 1.3 1-1 7.2 0.6' 442 90(Ce-SBN:75 0.47 I 2.0 0.25' 442 e-;

Ce-SBN:60 r 0.11 1-' 0.6 0.05 442 C-1

BaTiOG r= 1.1 1-°" 4.8' 0.6t 488 90%Ce-BSKNN: T 1.54 1V 2 5.8 0.9 457.9 C- 1

All data are for self- pumping via internal reflection except the initiation time for BaTiO,. which is for a ring.passive phase-conjugatemirror.

Extrapolated dataRef. 19.Ref. loRef. s.Ref 17

'OF 0References

1. J. Feinberg. Optical Pha.,' Conjugation. R. A. Fisher,

ed. (Academic. New York, 19831. p. 417.2. G. C. Valley and M. B. Klein. Opt. Eng. 22. 704 (1983).

2 o 3. S. Sternklar. S. Weiss. M. Segev. and B. Fischer. Opt.Lett. 11,528 (1986).

4. J. Feinberg. Opt. Lett. 7,486 (19S2L5. .1. 0. White. MN. Cronin-Golomb. B. Fischer. and A.

Yariv. Appl. Phys. Lett. 40, 450 (19A21.6. J. Feinberg and H. W. Hellwarth. Opt. Lett. 5, 519

[* (198(i.T. F. C. Jahoda. P. G. Weber. and J. Feinberg. Opt. Lett. 9,

362 (19841.8. G. Salam,. M. J. Miller. W. V. Clark III. G. L. Wood.

and E. J. Sharp. Opt. Commun. 59,417 (1986).9. E. J. Sharp, M. J. Miller. G. L. Wood. W. W. Clark IlI. G.

0 0 005 01 05 J. Salamo, and R. R. Neurgaonkar. Ferroelectrics

Suppl., Proceedings of Sixth IEEE International Sym-

Fig 5. Tht transmis ion throuvh a SBN:75 crytal as a posium on Applications of Ferroelectrics (1986). p. 51.

function of the incident intensity tor ,teadv-state beam fan- 10. J. Rodriguez, A. Siahmakoun. G. J. Salamo. M. J. Miller.

ning W. W. Clark III, G. L. Wood. E. J. Sharp. and R. R.Neurgaonkar. "Self-pumped phase conjugation in phi,-torefractive Ba_.Sr,K1 ,Na.Nb:.O-,." submitted to

beam fanning is plotted in Fig. 4. The data indicate Appl. Opt.

that the slope of the time-versus-intensity curves for 11. K. Megumi, H. Kozuka. M. Kobayashi. and Y. Furuhata.

beam fanning is not the same as the corresponding Appl. Phys. Lett. 30,631 (1977).

slope for self-pumping. This observation is consistent 12. G. Rakuljic. A. Yariv. and R. Neurgaonkar. Opt. Eng. 25,

with earlier arguments regarding the saturation of the 1212 (1986).13. R. R. Neurgaonkar and W. K. Cory. J. Opt. Soc. Am. 3,

grating diffraction efficiency. That is, the input beam 274 (1986).

intensity for which saturation occurs would be expect- 14. B. T. Anderson. P. R. Foreman, and F. C. Jahoda. Opt.

ed to be lower for the self-pumping configuration than Lett. 10, 627 (1985).for the beam-fanning configuration because of the no- 15. D. Peppei, Appl. Phvs. Lett. 49, 1001 (1986).

ticeably higher intensities that form in the corner loop 16. J. Feinberg. J. Opt. Soc. Am. 72, 46 (19821.

during self-pumping. The beam-fanning response 17. N1. Cronin-Golomb and A. Yariv, J. Appl. Phys. 57, 4906

times are compared in Table 1 with those of other (1985.

materials for two different intensities. 18. P. Gunter, Phys. Rep. 93, 199 (19821.

In summary, we report on the beam -fanning proper- 19. M. Cronin-Golomb. K. Y. Lau. and A. Yariv. Appl. Phys.ties of SBN: 5 and its behavior as a self-pumped Lett. 47, 567 (1985).phse -onjugate mirror. ad adit io we arepr e 20. We determined that the sign of the electro-optic coeffi-phase-conjugate mirror. In addition, we report on the cient, r:,. is positive by the use of a calibrated compensa-

measured time response for these effects and compare tor. This fact, coupled with the observation that ex-

the results with those obtained in other photorefrac- traordinary light fans toward the electrode held positivetive crystals for similar pumping conditions and inten- during poling, gives a negative sign for the photorefrac-sities. tive charge carriers.

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0D Rockwell InternationalScience Centerr SCZ5441 .FTR

FERROELECTRIC PROPERTIES OF La-MODIFIED SBN:60 SINGLE CRYSTALS

1 78C9976TA/jbs

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Journal of Crstai Growth 8 (1986 46-( 44.North-Holland. Amsterdam

FERROELECTRIC PROPERTIES OF LANTHANUM-MODIFIED Sr0 6 Ba 04 NbO,,SINGLE CRYSTALS

R.R. NEURGAONKAR. J.R. OLIVER and W.K. CORY

Rut k ell Iniernation,-l Science Center, Thousand Oaks. California 91360. CS-A

and

L.E. CROSS

MateriaA Research Laborawori. The Pennsih'oma Stale L m'iersiti. Uni' rim Park. Pennsiharij 168u2. L S.4

Received 20 October 1987. manuscript receied in final form 22 Januao 19hW

The role of La- in tungsten bronze Sr,-Bao 4 NbO (SBN 601 ferroelectnc cr",stal has been studted , ith respect :oiCzochralski crstal growkth parameters and fundamental ferroelectnc properties Direct substitution of La

'" for Sr - " or Ba- - results

in a significant decrease of the ferroelectnc phase transition temperature and. consequenty, dramatic increases in the roomtemperature dielectnc constant and pyroelectnc coefficient along the polar axis Although La-modifted SBN : 60 is more difficult togro. it was possible to grey, defect-free crvstal boules up to 2 cm diameter with optical qualtg. sination-free ctstals found for

lanthanum modifications up to 1.0 mole

1. Introduction Nb:O, (SBN :60) crystal composition wtth La"substituting for SrZ or Ba:- in the crystal lattice.

Tungsten bronze solid solution crystals such as Previous work by Liu and Maciolek [11] has shownSri BaNbO (SBN). either doped or undoped, that rare-earth-modified Sr ,,Ba,,

N b 20Q ,

have proven to be excellent materials for various (SBN : 50) results in a lowered ferroelectric phaseapplications such as guided wave optics [1]. photo- transition temperature and thereb improved pv-refractive [2-7], millimeter wave [8-101 and pyro- roelectric properties. However, SBN : 50 is an in-electric [11.12] device applications. Tetragonal congruently melting bronze composition which is(4mm) bronze crystals, such as SBN. exhibit excel- difficult to grow in bulk single crystal form, par-lent transverse ferroelectric and optical properties ticularlx with good optical quality. SBN :60. onin contrast to perovskite BaTiO, crystals which the other hand. can be grown with excellent opti-show strong longitudinal optical properties. Fig. 1 cal quality [14] and therefore presents the oppor-shows the classification of the various types of tunity to grow modified crystals of comparabletungsten bronze crystals based on their crystal high quality for potential millimeter wave, opticalstructure and ferroelectric and optical properties. and pyroelectric applications.Included among these are important bronzes such

as SBN, BSKNN, KLN, SKN, morphotropic PBN,SNN and SCNN 113.14] all of which have poten- 2. Experimentaltial utility in millimeter wave and optical applica-tions. although high-quality crystal growth has 2.1. The SBA' 60-M 3 NbO svstentproven to be difficult in some instances.

The present paper focused on modified ver- Modified forms of SBN were initially studiedsions of the congruently melting [15] Sr0.6Ba 0 4 using sintered ceramic samples. For convenience,

0022-0248/88/$03.50 © Elsevier Science Publishers B.V.(North-Holland Physics Publishing Division)

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4t4 R R Neurgaonkar et If Ferroelettrit properie.s of La-modifed Sr, ^Bu, ,b.U,

4mm CRYSTALS 4mm CRYSTALS

S11) 33 133

-- -. -4-

LARGE r51 LARGE '3 3

d133

EXAMPLE BSKNN.KLROOPTIC EXAMPLE Sr .xBaxNb20 6 (SBN,

COEFFICIENTS Sf2 KNb5 O1 5TUNGSTEN BRONZE

CRYSTALSmmn2 CRYSTALS 4mm AND mm2 CRYSTALS

CT LARGE r5 1 AND r33

LARGE r5 1 AND r3 3 d1 5 AND d33

I11 AND 133 k11 AN: k33EXAMPLE Sr2 xCa.NaNbl50l 5 EXAMPLE PBN.65 PBN 60

(SCNNi Pb2 -BaKNbO 15

(PBKN,Fig I CI i-,fc a, n ,' n itcn bTonie fcrroeic, . ,-. C.r\

modification, of the composkizon SBN 50 werc Equihalent Nuhstitution, for Bj: %%ere alo e\-examined because of its higher phase transition amined. The phase diagram for La-modification istemperature I- 120 versus 75°C for SBN : 6) illustrated in fig. 2: X-ra\ analhi, howed that theReagent grade BaCO. SrCO,. Nb.O and La ,Oor Y:O., oxide powders were used for these is.

ceramics, with the thoroughly mixed matenalcalcined at 1000°C. ball-milled in acetone, and BaG 4 sC 6 .,. cothen cold-pressed and sintered at 1350 °C for 4 h. 4S'C 4 s. 6 3,"2Ct;

Rare earth modifications of Sr 0o5Ba,,,Nb.O(SBN:75) and SBN:60 cerarmc compositionswere also checked for solid solubility and struc- /

ture using X-ray diffraction measurements. S/

Since lanthanum and vttrium exist in trivalentstates, modifications of SBN :50 were attemptedin the following manner: -qA+ FERROEECT(l) Sr 0 M Bao Nb 2O,. . ,

(2) Sro, - La 2,0,Ba, 5 Nb2O,,M = La or Y, SNb 2 O6 SBN 75 SON 60 SBN 50 SON 25 BaNb20

Fig 2. Ternary phase diagram for the BaNh.0 -SrNbhO-where 0 represents a lattice sile vacancy. LaNbO4 solid solution system.

I

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300 R R .5u ~I wkre a,' Ierr(,, e e tin rpernes 4 Lunioai, ! ,r 1 -

300 ISBN :60 [16]. the growth of La-modificd SBN :60proceeded without undue difficult,. A Sr,. La,Ba0.,Nb,O, substitution of La'- for Sr 2 Aa

2500 -SIO 5 M Ba0 S5b20

E used (type I modification). with concentrationsvarying from 0.5 to 2.0 mol7T High purity starting

materials were used exclusivel\ for these growkth,

200O~with the calcined materialN thoroughly ball-milledin acetone prior to melting in a 5 irn diamnetr. 5cm height platinum cr-ucible. All cry'stal growthswvere performed in an RF induction heated fur-

1 50C - -11 nace operating at 370 kiz-The incorporation of La'- in the SBN crystal

lattice did not cause major changes in the gro\%th-0 -, conditions. Czochralski growth whas performed

along the c-axis ((001)) using an automatic diarn-Sr0 5 3.1-12 -Ba0 5N- r eter control system (proven mandator\ for

52 high-qualitv tungsten bronze crystal gro\Ath) and4an after-heater geometrv. Initiall\. c -axis SBN : 60

CATION SUBSTITUTION . cryNstal seeds were used until La-modified cr\ystalsI R,7, CmC.Iuc >kie,. tQA~~ r Li-modified became adequate for use in subsequent grow\th .

SB\ crn.Bulk fracture was an early problem it- thesegros~ths, probabl\ as a result of the multiple sitepreference of La- in the 15-. 12- and 9-fold

h : t for th 10d fliAtkrfl of SI3N is coordinated oxygen octahedra sites of the SBNu.oas -'1 i. r', lattice. This problem .%as overcome in part b\s

lie 3 sho%\' the rromn temnperatUre dielectric maintainin2 strictls constant cooling rate. afterconstant itA I k liz for tV. t\pc> of SBN 50. crystal growkth.ceraMIL mi~dfiCJation uNInM La'- ' similar results Fig. 4 sho%%s examples of unmodified and La-\.Nerc obtained for Y micficationN. 0nl% the modified SBN :60 crystal boules. Modif:ed crystalstype Sr_ La, Ba Nb-0, modlitication rc- \kere ,uccessfullN growhn up to 2 cm in diameter. Asuited in significant changze> in the dielectric con- striking feature of these cr'sstals. common to otherstant \kith increaoing La" or Y " substitution. tungsten bronzes, is the presence of large naturalthis being a consequence of a losser ferroelectric facets. La-modified SBN : 60 boules grow \kith 24phase transition temperature. Equixalent results natural facets, similar to unmodified cr-,stals. with\Aere also obtained Asith rare earth substitution, the crstal cross-section becoming more rectangu-for Ba - Hence. onIN type Imodifications wecre lar with increasing lanthanum modification andused in subsequent cr'.stal growth work wkith featuring large (100) and <1010; facets, as seen inSBN :60. Since Sr' and La" have simiular ca- fig. 4. 4. rectangular growth habit is not uncom-tionii. sizes. Czochrals ki crystal growth was at- mon to crystals in the tungsten bronze famil\: fortempted for La-modified SBN : 60 to avoid poten- example. larger unit cell bronzes such astial growth problems which might anse from dis- Ba, Sr, NaNb5,O,, (BSKNN) and KLNsimilar size cation' in the same crystallographic. typicall. grow% in a rectangular shape with 8site, well-defined facets [14]. What is unusual about

La-modified SBN : 60 crystals is that the cr-\stal22 Grovwrh of Lo-niodified SBN 69 single (rital unit cell does not change markedly with increasing

lanthanum content: for example. a 1.0 molli La-Because of extensive prior experience in the modified crystal has unit cell dimensions of a =b

(0ochralski cr'~stal growth of congruentlh meltinp 12.466 A. c =3,930 A compared to a = h

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466 R R. Neurgaonkar et al. / Ferroelectric properties of La-modified Sro , Ba ,, b.O,

Table I summarizes the major crystal growthparameters and ph.,sical properties of thesecrystals. Crystal growth beyond 2 moll modifica-tion was not attempted since we wished to main-tain a ferroelectric phase at room temperature.Furthermore, the more heavily modified composi-tions showed major optical striations and werevery difficult to grow. Nevertheless. it would be

interesting to examine crystals with heavier Lamodifications since such paraelectric (4/mmm)crystals should have large quadratic electro-opticaland possibly large electrostrictive properties.

2.3. Ferroelectric propertie.%

The polar c-axis dielectric properties for a poled.1 mol% La-modified SBN : 60 crystal are shown asa function of temperature in fig. 5. Like un-modified SBN crystals, the polar axis dielectricconstant is characterized b,. a large dielectricanomaly at the ferroelectric phase transition tem-perature (Curie point). aboxe which the dielectricconstant follows a Curie-Weiss La',y.

_ 3 =C( T - e ). 01

Fig 4 La-modified (left) and unmodified (right) SBN:60 where C, = 4.3 X 10' and 0-, = 38'C. The Curiecrx ta! boules grown bN the Czochralski techruque. Marker constant. C,. remaiis remarkably unchanged with

represent 2 cm La substitution up to 2 mol%, with the onl change

occurring in the Curie temperature. 19. which is12-465 A. c= 3.935 .2, for unmodified SBN :60. 75'C in unmodified SBN:60. The drop in 19,Hence. the gradual change in growth habit from a with La substitution is nearly at approximatelycircular to a more rectangular shape with La mod- 36°C/mol . so that for a 1.5 mol% substitution.ification ma\ be a -esult of the partial occupancy 193 occurs at room temperature.of the otherwise e.npty 9-fold coordinated lattice As evident in fig. 5. SBN : 60/La shows a strongsite, frequency dependence for the polar axis dielectric

Table IGrowth condiions and properties for pure and La' modified SNB:60 crystals

SBN 60 SBN :60/La SBN : 60;La(I mol% La) (1-5 moli La)

Cr\stal ssmmetn,. at 20 i( 4mm 4mm 4mmGro%%th temperature ( °' 1480'C 1480 * C 1475 o CPulling rate (mm/h) 10 9 6-'Interface Smooth and flat Rough but neark flat Rough and conca\eQualii, Optical Optical Weak striation,Gro%%th habit Circular Near-circular SquarishNumber of facet 24 Facet, 24 Facets. (100) prominen. 24 Facets (1() prominentColor Pale cream Pale cream Pale cream

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R. R Aeurgaonkar et at / Ferroeleciric propertie of La.modfied Sr , Bao A3'b:( 5 467

.104 Itemperature. For 1.5 moll La substitution, the2 relaxor effects become very pronounced. with c3,

104,-= 36000-21000 and tan 6 = 0.05-0.28.1

- Crystal poling was found to be straight forward.43 with a 5 kV/cm DC poling field being sufficient

/ 1 the pole the crystals at room temperature to a

single ferroelectric domain. No advantages werefound by poling from the phase transition temper-ature down to room temperature. The coercive

, 0,- - field necessary to initiate ferroelectnic domain re-

versal at room temperature was relatively low at

-200 - ,C 0 100 200 300 1-2 kV/cm, a factor for consideration in potentialdevice applications.

Fig 5 Polar au, dielectric constant for a poled. 1.0 mol' The nonpolar a-axis dielectric constant. (11. forLa-todifid SBN 6('0 crtal at 100 Hz tupper curei. 1.0 kHi a 1 mol% La-modified SBN : 60 crystal is shown

as a function of temperature in fig. 6. The dielec-tric anomaly near 400 C is typical of SBN :60crvstals and arises from the onset of nonzero

constant near the phase transition. Because of thi.s spontaneous polarization along the c-axis [141. Asrelaxor behavior, the temperature of the dielectric a result, some frequency dispersion is observedmaximum. T. %aries with frequency from 34 to near the peak. but the effect is generally minimal.42'C oxer a 100 Hz to 100 kHz range, for a I The a-axis constant follows a Curie-Weiss lawmol' La substitution, so that the specification of above the phase transition temperature. with C1 =7 loses. some of its meaning. Relaxor behavior 2.1 X 1' and (1 = - 2t, 2U, t.. As in the ,-axishas also been found in unmodified SBN : 60 110] case. C is essentially the same as for unmodifiedbut the effects are much less pronounced than SBN :60. with only 6), varying dotwnward fromthose in fig. 5. This behavior in SBN :60 is felt to -245' C with increasing La substitution. At roomarise from the lattice site uncertainty of the Sr- temperature. 9 = 640 for I mol% La modification.and Ba: " ions between the 15- and 12-fold coordi- increasing to 700 for 1.5 mo1i crystals. The corre-nated oxygen octahedral sites of the partiall.\ sponding dielectric loss tangents are low (0.012 orempt\ lattice, leading to a distribution of phase less) and are nearly independent of frequency.transition temperatures in the crvstal bulk. In thepresent case of La substitution, this site un- ,o o,-

certainty extends to the 9-fold coordinated site aswell, so that more pronounced relaxor effects 800

would be expected. 800

Because of the lowered phase transition tem-perature and increased relaxor effects, the room 600-

temperature polar axis dielectric constant for Imoli La-substituted SBN :60 is very large at M ,oo-9600-7000, depending on frequency. These values -are roughly an order of magnitude large than the 5 200

nearly dispersionless value of 920 for unmodifiedcrystals. The corresponding room temperature di- ..... .. .electric loss tangent varies from 0.01 to 0.07 in -200 -100 0 100 20C 300

poled crystals. about a factor of five greater than 6T.ETRE NooCrFig. Nonpolar a-axis dielectric constant for 1.0 molt La-

for unmodified SBN:60 but still reasonable in modified SBN :60 at 10 kHz. Data at other frequencies arelight of the close proximit,, of the phase transition substantial the same.

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46S R. R. Neurgaonkar eta! / Ferroelectrw properties of La-modified Sr, , Ba,.

1o0 1 released during warming at a uniform rateF SBN 60 La (20C/min) under zero bias conditions [12]. The

.3 results for 1 moli La substituted SBN:60 are1 shown in fig. 7 along with the pyroelectric coeffi-

cient, p = -dP3/dT. As in the case for the di-electric properties, the polarization and the pyro-

10 ' electric coefficient behave in a manner similar to! that for unmodified SBN : 60. differing onl\ in an- overall temperature shift of the characteristics duey to the change in e, and a slight broadening of the1] pyroelectric peak near the phase transition. The

pyroelectric maximum occurs at 27 * C. 110 C be-", lowx 03. compared to the 8'C separation typical

of unmodified SBN : 60 crystals: this downwardshift from 8, is a consequence of the diffusenature of the ferroelectric transition.

The room temperature values of the sponta-

0 1- P neous polarization and the pvroelectric coefficientare summarized in table 2 along with other ferro-

- electric data for unmodified. I mol" and 1.5molq La-modified SBN: 60 crystals. The changesin these parameters with composition, as well asthe changes in the dielectric properties. are essen-

o 0 51 -loc 50 0 50 100 tiall, reflections of the changes in the Curie tem-perature. For example, in the particular case of 1.5

TEMPERATURE C molc La modification, the ver\ low plarizationFig - Polarization P. and the pyroelectnc coeffiier a. for

1 0 molr La-modifted SBN , and large t are due to the occurrence of thephase transition close to room temperature: conse-

The net spontaneous polarization along the i- quently. these parameters are also extremely sensi-axis. P. was measured b% integrating the charge tive to small temperature changes.

Table 2Ferroelectrtcja properue,

SBN ('11 SBN :60 Li SBN 6(j Li(1.0 motI La; (1.5 mol" LI,

Cune point. T ' ic(C 73-76 34-42 17-26

6,( CI 75 38 22C, oC) 41 10' 43x10' 4.3x10'61, C°) - 245 - 20° - 265 ± 20° - 275 - 211

C' ( () 204 v 1(' 2.1 x 10' 2.1 x 10'

t, (at I kHz) 92o 88() 30,00K

t1, (at I kHz) 485 640 701'

PI I tC /cm ) 28.5 211 34p (AC/cm.oC) 0.09"1 0.62 045E-O coefficient. r_" (10 m /V) 460 3290 18W0

"' All values are at 20 * C. unless otherwise indicated"' Over range 100 Hz to 100 kHz

Calculated values (see text)

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R R A~curgacon~ar ez al./ Ferroelectrit properties of La -modifled S,Bu,, .%:, (

3. Discussion cients for La-modified SBN 60 crvstals makethese verN attrafcuve materials for infrared fc.al

It is worthwhile to examine the potential utility plane array. millimeter wave. electro-optic and

of La-modified SB N :60 crystals in potential de- nonlinear optical applications. Although heavilyvice applications. For pyroelectric detector consid- modified crystals ( 1.5 mol1/c) have prominent

erations. the decrease of the phase transition Uptical striatiufls. nmore lih!,modified crystalstemperature with La-modification crystal neces- ht.ave excellent optical quality and can maintain asaril\ increases both the polar axis dielectric con- single ferroelectric domain, after pol-ing. for an

stant and the pyroelectric coefficient at room tern- indefinite period of time belowk 350' C. Lanthanum

perature, as shown in table 2. so that the longitu- modifications greater than 1.5 mol% result indinal pyroelectric device figure-of-merit. plc crystal which are paraelectric at room tempera-

actual]% declines with increasing La substitution. ture, which may be of interest for very low loss.

HoN~ev-er. in transverse pyroelectric detector con- biased pyroelectric detectors or for electrostrictive

figurations where a losk detector impedance (high applications: quadratic electro-optic applications.capacitance) is desirable. La-modified SBN : 60 is howxever, would necessaril\ require further im-clearly superior to unmodified SBN : 60 because of provements in crystal optical qualit\.the higher dielectric constant and pyroelectriccoefficient available.

The larg-e increase in the room temperature Acknowledgementsdielectric c "nstant ov.er unmodified SBN :60 isalso significant for electro-optical or nonlinear This work wkas supported b\ DARPA (Contractoptical applications. From the phenomenologx dc- No. N00014-82-C-2246) and b\ ilie Office of Navalveloped for tetragonal tungsten bronze ferroelec- Resea,rrh (Contr, : Nor. N0(10144S I-C-046Strics I 171. the iinear elcctro-opiuc coef ficient. r, i.

r.. £ei ~(2) References

where Kg>- is the quadratic electro-optic coefficient [1] 0 Ekno\.an. C. H Bulmer. li F Tar\Ic'r. \k K BUMs. ASand (,. is the permiitivit% of free space. In the Greenblatt. L.A. Beach and R R Neurgaonkar. Aprl.

Phss. Letters 4S (19861 13particular case of La-modified SBN :60. the en- 12] GiJ. Salamno. NIJ. Miller. Li. Sharp. G.L Wood andhancement of due to the dramatic increase of W.U. Clark Illt. Opt. Commun 59~ (l95ti 41'.

u, at room temperature is partiall\ offset b,, a 13) E.J Sharp. MT Miller. G.L Wo od. W K. Clark 1t1. G J,.

corresponding decrease in the spontaneous polari- Satdrn and R.R. Neurgaonkar. in Proc 6th tEEL Intern.

zation. Nevertheless, the calculated r,5 for 1.0 S'ymp. on Apptications of Ferroelecirics (ISAF). 19b6, p,51.

molq La modification, using g", = 0.10 M 4 / IC' 141 G.E. Rakutjic. A. Yamn and R.R, Neurgaonkar. Appl.typical of bronze ferroelectnics. is 3290 X 10.1'2 Phys. Letters 50 (1987) 10

in/'V at 1 kHz compared to 460 x 10 -12 in/V 151 M.J. Miller. E.J. Sharp. G.L. Wood. W.W. Clark III. G.J.

(470 X 10-12, measured) for unmodified SBN : 60. Sajamro and R.R. Neurgaonkar. Opt. Letters 12 (1987)

The lower value of 1800 x 10- 12 in/V for 1.5 3016) J. Rodriguez. A Siahmakoun. G. Satarno. MT. Maller.mol% modification in table 2 results from the W.W. Clark Illt. GOL. Wood. ET. Sharp and R.R. Neu-

* substantial decline in the spontaneous polarization rgaonkar. Appl. Opt. 26 (1987) 1732.1

at the room temperature ferroelectric phase transi- (71 M.D. Ewbank. R.R. Neurgaonkar. W.K. Cory and J.

tin. In this case, it is also difficult to maintain a Feinberg, Appt. Phys. Leiters 62 (1987) 374

single ferroelectric domain unless a dc bias field is 181 B. Bobbs. M. Matloubin. H.R. Fettermnan. R.R. Neu-

mainaind o thecrytal thi wold lso erv torgaonkar and W.K. Cory, Appl. Phys. Letters 48 (19861mainaind o thecrytal thi wold lso erv to1642.

substantially increase P,. and therefore. r,,. [9) WV,'. Ho, W.F. Hail and R.R. Neurgaonkar. Ferroetec-

The large pyroelectric and electro-optic coeffi- tries 56 (1984) 230.

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470 R.R. Neurgaonkar el a. / Ferroelectricproperie.s of La-moifiudSr,&b, V:(,

[10] RR. Neurgaonkar. W.' ' Ho. W.K. Cor-,, W.F. Hall and [141 R R Neurgaonikar and Wk'K Corv. J Opt So,. Am 13,L.E. Cross. Ferroelectnics 51 (1984) 185. (1986) 274.

1111 S.T. Liu and R.B. Maciolek. J. Electron. Mater. 4 (1975) [15] K. Megurni. N. Nagatsumna. K Kashm.ida and Y. Fur-91. uhata. Mater. Sci. 11 (1976) 1583

[12] ANM Glass. J_ App!. Phys. 40 (1969) 4699. 11 R.R. Neurgaonkar. 'AK. Cory and J.R Oio~er. Ferroelec-[13] J.R. Ohser. G. Shoop and R.R. Neurgaontkar. in: Proc. trics 35 (1983) 301.

6th IEEE Intern. Symp. on Applications of Ferroelectrics 117] M. DiDomenico and S.H 'Aemple. J. Appl PhN, 40(ISAF), 1987. p. 485. (1969) 720

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Oi% Rockwell InternationalScience Center

SC 5441 .FTR

VAPOR DIFFUSED OPTICAL WAVEGUIDES, IN SBN:60

188C9976TA/jbs

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Vapor diffused optical waveguides in strontium barium niobate (SBN: 60)0. Eknoyan, a ) C. H. Bulmer, H. F. Taylor, W. K. Burns, A. S. Greenblatt, and L. A. BeachNaval Research Laboratory. Washington. D. C. 203 75-5000

R. R. NeurgaonkarRock'ell International Sciercc Center. Thousand Oaks. California 91360

(Recei\ ed 22 August 1985; accepted for publication 22 October 1985)

Single mode planar and channel waveguides have been produced in Sr, , Ba0, Nb.O, (tungstenbronze structure) by sulfur diffusion in a sealed ampule, followed by oxidation in an open tube.Losses in channel waveguides were - 15-20 dB/cm for TM polarization and - 27-32 dB/cm forthe TE polarization in z-cut substrates. Electro-optic modulation was observed after poling of thesubstrate. The experimentally determined value of the effective electro-optic coefficient wasslightly greater than reported earlier for bulk samples of SBN:60, and about 15 times greater thanfor LiNbO,. Based on measurements with the S, radioisotope, the average atomic sulfurconcentration was estimated to be about 4 X 10"/cm3 in the region extending from the surface toa depth of 2.5 pm, and a significant background concentration (-5 x 10'6 /cm 3 ) was present todepths in excess of 20pm.

Metal diffusion in LiNbO, and LiTaO, is the most corn- around the periphery of the crystal. which was totallymonly used technique for fabricating waveguides for inte- opaque in appearance after the sulfur diffusion.grated optics "There has. however, been a continuing inter- In order to determine whether the presence of sulfur isest in producing waseguides and modulators in other necessary forwaveguideformation, the proceduredescribedferroelectrnc materials with higher electro-optic coefficients above was followed except that no sulfur was added to theOne particularly attractive candidate is Sr(,,Ba(,4Nb:O, ampule containing the crystal. No waveguiding was ob-(SBN:b0i. in which recent improvements in growth tech- served in this sample. Another as-polished crystal was runniques ha'e led to the production of large through the oxidation step only, with similarly negative re-(-I in. dimension crystals of excellent opt ical quality The suits. It was concluded that the sulfur diffusion is necessaryr;1 electro-optic coefficient of Sr ,, Ba, , Nb.O, at room tern- for waveguide formation.perature' is more than an order of magnitude greater thar. The substrates were cut from single-crystal b,,-,csthat for LiNbO, and LiTaO, However, previous efforts to grown by Czochralski technique from a platinum crucible atproduce suitable %aveguides in SBN:60 by metal diffusion in the congruent melt composition Sr o0 Ba0 Nb.O,this laboratory and elsewhere haie been unsuccessful. This (T, = 78 °C. Careful temperature control of the melt virtu-letter reports the use of vapor diffusion to fabricate planar ally eliminated striations which had been obseved inand channel waveguides in SBN:60. This represents the first SBN:60 grown earlier.6 " Both z-cut and ',-cut substratesuse of gaseous diffusion to fabncate waveguides in an% were utilized, and typical dimensions were - 0.5-1.0 cm inferroelectric material, and the first fabrication of waveguide-., length per side and 1 mm thick. The large-area surfaces werein an material with such a high electro-optic coefficient. polished prior to diffusion, and the ends were polished afterElectro-optic modulation has been demonstrated in channel diffusion. To make channel waveguides, the appropriatewaveguides, and a radioisotope technique has been used to photolithographically defined pattern was etched in a 3000-characterize the sulfur diffusion process A-thick layer of SiO which had been sputtered on the sur-

The waveguides were produced by indiffusion of sulfur face of the substrate.followed by oxidation. The indiffusion process is very similar Optical evaluation was carried out with a 0.63-pmto that used to produce waveguides in CdS by Se indiffu- HeNe laser using both end-fire and prism coupling. Mea-sion.' Initially, a substrate was loaded with sulfur powder in surements on planar waveguide in z-cut substrates indicateda quartz ampule which was evacuated with a diffusion pump an effective mode refractive index change in the range ofand sealed at a gauge pressure of about 10-7 Torr. The am- 0.001-0.0025 for both polarizations. Optical insertion lossespule was then heated in a tube furnace for several hours. The were measured in channel waveguides in z-cut substratesbest waveguides for which the data below are reported, were after polishing. In these samples, a 500-A-thick sputteredobtained for diffusion at 800 "C for 6 h, although waveguid- Si0 2 buffer layer and a gold electrode had been deposited oning was observed for diffus'on temperatures as high as top of waveguides. Insertion losses for the TM mode in a 5-900 *C. After the ampule was removed from the furnace and mm-long sample ranged from 15 dB for a waveguide.pro-broken to remove the crystal, it was treated with flowing duced from a 20-pum-wide mask to 12.5 dB for a 2-pum width.oxygen in an open-tube furnace at 600 *C for 24 h. The oxida- Insertion losses for the TE mode were consistently about 6tion produced a clear (transparent) band -2 mm wide dB greater for these channels. Applying a correction esti-

mated at 5 dB for Fresnel and mode-mismatch losses leads toSVisiing scienimt from Texa A&M Uni.jerit , Electical Engineenring waveguide attenuation figures of 15-20 dB/cm for the TMDepartment. College Station TX 77,4 . 3125 mode and 27-32 dB/cm for the TE mode. Near-field profiles

13 Amo' Plys Len 46,) 6 iasjary 1986 0003-6951/86/010013-03501 00 5' 1986Americanlnstituteof Physics 13

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z z 50

zl _. l -Go,0Lc

TNI x 40-

2 Powe, X UNOXIDIZED20LsmT ""( -."" Diffused ()i

M o S SN Region W 30 x X

Powe, Z

(a 0

TM OXIDIZED x 410

x0 5 10 15 20

2ADEPTH (iril20 pm

FIG. 1. Near-field patterns for waveguide produced with 8-,pm-wide chan- FIG. 3. Profiles of radioisotope activity as a function of depth for one sam-nel mask tresolution -0.2 pml. The plots were obtained by scanning a pleimmediately after sulfur diffusion andanother which as oxidized after

photodetector with a narro slit in front of it across an image of the wave- diffusion.guide aperture.

ed to the ampule prior to diffusion. Thet - activity of sub-strates both after diffusion and after oxidation was then eval-

forasingle mode waveguidediffused through an-mchan- uated by placing the sample in contact with a plasticnel mask are given in Fig. I.Electro-optic modulation was observed in the channel scintillator which was attached to the face of a photomulti-

waveguides with the input light polarized at 45 to the crystal plier tube. The photomuhtiplier pulse-height distibution- sas analyzed and plotted by a computer system to give anaxes and the output analyzer also oriented at 45'. Peak topeakvolage ashig as300V wre ppled lon th c xis indication of the energy spectrum of the/7 particles enter-peak voltages as high as 300 V were applied along the c axis ing the scintillator. By repetitively polishing and weighingacross the I-mm substrate thickness to the 4.3-mm-long top the samples. it was possible to determine the activity as aelectrode. A typical intensity modulation behavior is shown function of depth. as illustrated in Fig. 3. Only events within Fi2. 2. A %alue of the effective electro-optic coefficientr,,- fl;rt/n1 was determined tobe 3.3 - 0.2 . 10 " m/V energy above 50 keV are counted to elim".,!e backgroundo~er the frequency range from 100 Hz to I MHz from these counts attributable to photomuitiplier dark current. The ef-meastheureuency rTne ibot 0 Hzea t n a s fro the fective depth for thee- radiation in this experiment is esti-measurements. This i about 207 greater than values ot this mated to be -30 um, so that the count rate in effect mea-same quantit% determined previously from measurements

sures the total sulfur concentration integrated oer thaton bulk samples of SBN:60. and about 15 times greater than depth. It is evident from that figure that the sulfur concen-for LiNbO.s tration drops rapidly in the first 1-2 pim beneath the surface.

To investigate the diffusion process. a radioactive tracer and that a substantial background level remains at depths

greater than 20pm. The profiles for the unoxidized and oxi-ter S,, was used. The normal diffusion process was followed. dized samples were similar, but the sulfur concentration isSexcept that a measured quantity of the radioisotope was add- lower by about a factor of 6 in the oxidized sample. Finally.

data on the activity of the crystals were compared with thosefrom a calibrated carbon- 148 - source to give a quantitatix einaication of the sulfur concentration in the samples. From

the data of Fig. 3 and the known value of the activity per unitweight of the sulfur in the ampule, it was possible to estimate

the concentration of sulfur in different depth regimes, as in-dicated in Table I.

In conclusion. waveguides hav c been produced by varordiffusion of -sulfur into SBN:60 substrates and electro-opticmodulation has been demonstrated in these waveguides. Therelatively high losses in the wavepuides could be related to

TABLE I. Estimated average sulfur i - 10'0

/cm" concentration in diffusedSBN 60 samples.

Depth Before Afterpm! oxidation oxidation

0-2 5 220

FIG. 2. Observed intensity modulation behavior. Top trace: photodetector 2 5-10 4S

signal (2 mV/divi, bottom trace, modulating voltage 20 V/div frequen- ,S

cl, = I kHz

Aool Pss Left VOi

48 No S _a,..a'y "S8 . ,

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incomplete oxidation after diffusion and might be corrtcted 'R v Schmidt and I P Kamin,, App: Ph. Lett 25.45 ,1974by lower diffusion temperatures or longer oxidation times. :R C Alferness, IEEE J Quantum Electron QE-17. Q4, 1961The high electro-optic coefficient oftheSBN:60canleadtoa 'R R Neurgaonkar. J R Oljer. and L E Cros. Ferroelectrics 56. 3119841substantial reduction in the voltage-length product for guid- 'S. Nomu~ra. H Kojima. Y. Hatton. and H. Kotsuka. Jpn J. App Ph!sed wave modulators and switches for communications and 13. 118511974,

signal processing applications. Froi; the radioisotope mea- 'H. F. Taylor. W. E Martin. D B Hall, and V N SmileN. App] Ph~s Let21, 95 11972;.surements the concentration of sulf .r in the samples is found 'R R. Neurgaonkar, M H Kalisher. T C Lim. E J Staples. and K. LK

to be greatest near the surface, with a substantial back- Keester. Mater. Res. Bull 15, 1235 1980ground level present deep in the crystal. The vapor diffusion 'R R Neurgaonkar. W. K Cort. and I R Ol'er. Ferroclectmcs 51. 3process is quite simple. and may be applicable to other 19831

'E. H Turner. Appl Phys Lett 8, 303 1966ferroelectric materials and gaseous diffusants as well. 'Radiation Dosimetry, G J Hines and G L Bro%%nell. eds Academic,The authors %% ould like to acknowledge the assistance of Ne%% York. 1956. Chaps ( and 1

E. J. West for his efforts in the ampule diffusion process.

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O R ockwell InternationalScience Center

SC544 I.FTR

EPITAXIAL GROWTH OF FERROELECTRIC TUNGSTEN BRONZE Srl-xBaxNb2 0 6

FILMS FOR OPTOELECTRONIC APPLICATIONS

194C9976TA/jbs

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bi

EPITAXfAL GRO', TH OF FERROELECTRIC T.B. Sr Ba Nb20- FILMSFOR OPTOELECTRONIC APPLICATt0,S L

Ratnakar R. Neurgaonkar and Edward T. ,Rockyeli International Science Center

Thousand Oaks, CA 9136'

(Received April 13. 19S; Communicated by W.B. Whitc)

Pergamon JournalsNew York * Oxford • Beijing • Frankfurt * Sko Paulo * Sydney • Tokyo • Toronto

I

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Mat. Res. Bull., Vol. 22, pp. 1095-1,V-2, 1987. Printed in the USA.

0025-5408/87 $3.00 + .00 Copyright (c) 1987 Pergamon Journals Ltd.

EPITAXIAL GROV.TH OF FERROELECTRIC TB. Sr Ba Nb 2 0 6 FILMSFOR OPTOELECTRONIC APPLiCAT16NS x

Ratnakar R. Neurgaonkar and Edward T. , uRockwell International Science Center

Thousand Oaks, CA 91360

(Received April 13, 1987; Communicated by W.B. White)

ABSTRACTThis paper reports preliminary results of epitaxial growth of Letragonal ferro-electric Sri_x BaxNb 20 6 (SBN) thin films b, the liquid phase epitaxial (LPE)

technique. Severa! V- -containing flux systems were investigated; however,tne baV - 6 fiux %.a lounc to be *,c most vfective in producing SEN so~id-solution films. Although the film growth rate was much faster on the (00:)direction, film quality was best on the (100) and ( 10) directions with thicknessin the range 5 to 20 wm. Lattice constant measurements indicate tha: thefilms are Ba-*-rich, with compositions close to Sr0 .,6Ba,_ 5,NbO andSrc. Bac. Nb.O,. This technique offers a unique opportunity to develop sim-pie or complex bronze f:r.n_ of superior qualit\ for several optoelectronicdevice ap phica::ons.

M-\TERIALS INDEX: tungsten bronze films, niobates, bat ur., strontium

Introduction

The need for active materials for various optoelectronic devices, including electro-optic (1,2), spatial light modulators, pyroelectric detectors (3), surface acoustic wave(SAg) (4,5) and many others has stimulated recent work on the growth of ferroelectrictungsten bronze films. The bronze composition Sr1 xBax Nb.O6 (SBN), 0.75 s x S 0.25, isvery attractive and possesses electro-optic and pyroelectric coefficients higher than anyother well-behaved ferroelectric material (6,7). Although the growth of optical-quality?lIk crystals of Sro. 6Ba 0 .,Nb20 6 (SBN:60) has been shown to be successful by

Neurgaonkar and Cory (8-I 1), there is great promise for other compositions within thissolid-solution system; hence, the LPE technique has been established for their growth.Furthermore, the lattice match between SBN:60 and other compositions is excellent, andSBN:60 crystals are now available for use as substrate material. The present paperreports the epitaxial growth of SBN compositions using vanadium-containing flux systemsfor various device applications.

1095

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1096 R.R. NEURGAONKAR, et al. Vol. 22. No. $

Experirrental Procedure

The partial phase diagrams for the N"+ V20 6-SBN and M* V0 3-SBN systems, M--Ba or Sr, and M+ = K, Na and Li, were established with respect to composition and ten-peratures up to 13000C. Reagent-grade carbonates or oxides of 99.99 purity were usedas starting materials for this investigation. X-ray and DTA techniques were used toidentify the solid solubility range of the tungsten bronze structure, lattice constants,solidus-liquidus temperature and eutectic compositions.

SBN:60 single crystals were grown by the rf Czochralski technique, and crystals aslarge as 2 to 3 cm in diameter and 4 to 6 cm iong were availat.e for use as substrate

- e ~i (iG), GO (l:0 substrat-: we- cut fro7. a - .:a an :tos urfaces were op::calb: polished. Substrate surfaces were cieanco ,sing organic si.-vents, dilute acids, and then water to remove any dust particles, oils, etc. before use inLPE fini growth.

Results and Discussion

Solkent for Tungsten Bronze Famil Compositions

Crucia' to the success of isotherma' LPE growth is an abiht% to supercool the solu-tion w ithout the occurrence of spontaneous nucleation. Therefore, before LPE can beperformed, a suitable flux s~sten, for the SB\ solid-solution system must be found. Al-though a large number of solvents have been identified for this familN, the present work,as restricted to on., the vanadium-containing solvents. Based on current research on

ferroelectric LiN'bO th.-flm growth (12-16), the vanadium-containing solvents havebeen found usefc: for SBN ard the bronze compositions because of the foliow ing impor-:ant reasons:

\> catjo, "as strong preference !or the four-fold coordinated site; hence, no vana-dun. inclus;or. in :ne bronze fuin, is expected.

2. 'upercoolnE range for the \. -- co'taiing solvents is reasonat.' rg ,, of the orce-of 20 to 3"C,

3. \ *-containng so.,.ents n~e.t a s.gn:!icant .ow temperature, and tnos a.oa. LPEgrowth a, much lo -er temperatures.

4. \ -contanin solvents are remarkably stable at elevated temperatures (up to

l'3°C).

5. All \ -*-contanintg solvents dissolve in dilute acids.

Table I summarizes a number of flux systems used in the present stud for the SBNsolid-soiution systems. Since this system contains five or more components, the determl-nation of a complete phase diagram is impractical. As described by Roy and V hite (17),such systems can be treated as pseudo-binary, with the phase to be crystallized as onecomponent (solute) and the flux (solvent) as the other. Using this concept, as summar-ized in Table 1, several flux systems have been investigated for the SBN solid-solutionsystem.

The determination of the phase diagrams BaV 20 6 -SBN and BaB 5 O, 3-SE4N, as shownin Figs. la and Ib, indicate that the ferroelectric tetragonal SBN phase exists over awidp range of temperature and compositional conditions. X-ray measurements of thesesystems indicated that the crystallized compositions are Ba2 -rich with 0.54 s x 5 0.62.In the third system, SrV O 6 -SBN, SrNb O 6 was a ma)or phase and extended over a wide

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\'o:. 2'2. No. 8 FERROELECTRIC FILMS 1097

Table 1

Flux Systems for Tungsten Bronze Compositiomns

i Me. " rg Eu~ei

I 6a5 C -EB\ '2: 6E SE Lsel,; ra-ge fo- LPE .o-(C.4t 53

L SQ -'F , E - 81: S13 L se r.. ,a- F L PE or

b -5'0 -7Eh 717S. STN _ ,.

K5 4 S "- K C ' sef., a-ge LPE .-

\"-' t : L w - ra-,F, I" LPE ,or.

• P'- se 'e~a.,c- -a' stc ec .: 3,: 17.¢

1505' - 1500

LIQUID LIQUID

110C.- TB 1100r : TETRAGONAL

t Srj - EBaNt'2 0r-

700 "- 70C

Ba 20C COMPOSITION SN BaG80 13 COMPOSITION S6'

ab

* TB

1402 ORTHORHOMIC 01 Sr2 NaNb 5 O1 5 "-40u

LIUI 'TYPE PHASE

1000- 1 -ilOCTB LIQUTETRAGONAL C

SKNtO 1 '0 L:S

- 60L; TY'1PE PHIA S1ES r___a: 600

KVU 3 COMPOSITION S8N NaVO 3 COMPOSIT ON SBN

(CI Idj

f ig. art:d! phi,s d:'- I for M !V,.6-SBN and M*VO; -SB" system.

coMposton&a rangs. This sssten, Aas found to be unsuitab;e for bronze compositions. Irtv, o othe- s'stems, KSO,-SBN and NaVO 3-SBN, although the tungsten bronze phase-crystalhzr-d over a vide compositional range, the compostion o! the phases in each s S-tern Aas dlfferer t , e.g., Sr1 KNb5O,, (tetragonal) and Sr 2NabO,s (orthorhornbic) irthe latter svstenl, respectjvel (18,19). Since compositions from both ss stenms exhibit

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1098 R.R. NEURGAONKAR, et al. Vol. 22. No. 8

excellent dielectric, pyroelectric and electra-optic properties, these systents 'A.. De co!-sidered for future growth worlk.

The remaining two flux systems, Li.C-SBN and LilO.-SBN (nonvanadiuni system)did not produce tungsten bronze compositions of SBN until 75 molet or more of SBN wasin the mixture, and also required a dipping temperature of a*. least i 30C. LiNbZ', was.found to be a more stable phase in these systems instead of bronze SE\.

Since the SBN solid solution is stable in onls two -,,stems, BaV 2 O6-SB\ andBaB.O, 3-SB\, the choice of solvents is very limited. Furthermore, since the tetragonalferroelectric phase exists over a hice co-i *io, rangis for S-B\, 1-75 s x 5 0.25, the

-_-:o be e:ablisne in each coniposition before am film growth experiments

Since SBN, 0.75 s x <_0.25 is a solid-solution systent, the Sr:.Ba ratio must be estab-lished to check lattice compatibility with SBN:60 substrates. For this reason. \ke studiedthe iomn BaV 068-Sr.. 5Bac. 5Nb2OC in detail using x-ray diffraction and OTA techniques.BaIsed o-. lattice constant measurements, the conipositions along this line ore predor-mnan:!\ Ba-*-rich and varied from Sr, ,Bac. 6Nb *0 6 (SBN:40) to Sr, ., 6Ba .,b0(SBN:4b) \4itn increasing SBN:52- concentration in the sy stem. The DTA results indicatethdt a pseudo-eutectic occurs at, !5 mole% of SBN:5C, with a eutectic temperature ofapproximiatels 6850C. The supercooling range for this s~steni is reasonably large at anest~iated 2500, which is su~tabie for finm growkth experiments.

LPL orv.:' ofSPN Thin F~ln s

Tne conpositions SB\:42' a-ic SBN,:i6, \kriich correspond to :h c btacn mixtures of62 oe a% .0,-40 rniolf-k SB\:52 and 70 mole% Ba' ,0,-33 mole*" SBN":50, respec-

%. vere seiected fo7 epitaxial grovath studies. Tnie lattice constants. ferroelectricc_-_ ecectro-optic properties, for these SBN cornpos:tions and for LiNb2'. are give- in

Ij e2. An important consideration for the groAtr of SBN:i42 and SBN%:4 on SBN,:6Csub-st rates is a sufficiertls close lattice match bet\;een films and substrate. As given in

2the la*tice n a,,cn tor tnese compositions Aith SBN:6, is fairly close, on theo-Co, ot 0.6:k L- ie o. t-,c (02: ) and 0.3-k or less on tne (102) and (110) oriented foces.

Table 2

Structural and Optical Properties of Bronze Compositions

Iii. C.M4

(10c, r., .- 0(110,- 0.5 MCI- C.

Iie t'. -n C,'.:: ": - 4 : i'. : 8. : 1 ,, 7 :

(001 8. k%/' -(O !)K___ __ __ __ ____________ _____

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Vol. 2, No. 8 FERROELECTRIC FILMS 1099

Initially, efforts concentrated on the growth of the SBN:46 composition, since it hasa closer lattice match to SBN:60. The calcined mixture was melted in a 100 cc platinumcrucible and then placed in the growth furnace, as shown in Fig. 2. The growth apparatusconsisted of a vertical tube furnace whose temperature was controlled with an accuracyof ±°C. The mixture was held overnight at approximately 100°C above its melting tern-perature. After achieving complete homogeneity, the molten solution -'wvcooledto the growth temperature at the rate of 10*C/h. An oriented SBN:60 substrate, pos-tioned slightly above the melt to equilibriate with the solution temperature, was thendipped into the melt. Table 2 summarizes the substrate orientations, dipping tempera-ture range, lattice constants and film compositions. After the required growth time hadelapsec. the sample ,as withdrawn from the me!, and cooled ver, siovk:y to room Ier;,-

perature. The adhering flux was removed by dipping the film/substrate in dilute HC;acid. This is the first time such ferroelectri: SBPN films have been grown by this tech-niques, hoAever, the growth of other tetragonal bronze compositions by the sputteringand LPE techniques has also been reported (20,21).

snC

% %~

Fi. 2 Gro th furnace.

The success of thn-film, groAth is due, in par:. to the availability of large, high-quaiit. SBN:60 substrates (1,2). Since SB,N:60 bulk crysta!s exhib!t 24 well-defined facets(22), the maintenance of precise substrate orientations was a relatively easy task. Thefilms were developed on three different orientations, specifically, (001), (100) and (110),and the LPE growth process was studied with respect to growth temperature, orientationand lattice match. Film quality and thickness were found to depend strongly on the sub-strate orientation and the rate of crystallization. For example, growth was approxi-mately three to four times faster on the (001) direction as compared to the (100) and(110) directions. This is consistent with our observations on bulk single crystal growth ofSBN compositions by the Czochralski technique, where the growth rate is considerabsgreater along the (001) direction, whereas growth along other orien'ations has been foundto be most difficult and, in some instances, impossible.

Figure 3 shows a typical cross section for a thin film grown on a (001)-orientedSBN:60 substrate. The growth rate was typically I to 2 im/mm on the (001) direction,while under the same conditions the rate was 0.5 Lm or less on the (100) and (110) direc-

: • e m -m mum i n nnnnm mmIm ii

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1100 R.R. NEURGAONKAR, et al. Vol. 22. No. 8

5MRDC76 35V1

FILM i2 0p ml

SUBSTRATE

itrs.t tnpea

F 3 Cross soctiln of 2C r7- SBN:46 film on the (001)-oriented SBN:6G substrate.

to> H~evr.because: of tnhioe gro% th rates on the latt'er directions, the filmqj:.' ca> sicerijor ano f:;ins as trnCk as 5 to 25 o5m were groAn. a ,tno.: compromising

qat.or ferroe~ectric propertiie .

Tht ot.0 the (02 l)-orienred filmTS \,as studied %,ith res ' ec:' to goki.trieattr u for bo:,zac mixtures, a,'d %as fouric To improve con-s:derab!\at increas!'w.

:OAh tonpero"JreS froni 1040-1050-OC and 920-930CC, respect~vel'. HJoie\ver, the filmcm.>gram.: ceE-adec for the cornpositio- corresponding to SPF\:40 (Batch I), prob-

c z . becamr of Int: increased lattice niach for (020l-oriented f. .These films alsoa e..cun. To c-. - aeser, fc.- The (!r 02) ant (I !0)-oriented substrates, fin,

V e*..2oi . S5\, -75 x .25, so !d solut~on extends oser a wi~de coniposi-r t-ne c lattice constant !s miore pronounced as compared to

':n- 2esv!the*:r:5a ratio. Our resuits suggest that for the success.u.12: 9,0 'ci c c compositli, it is important to naintair, an, 0.3% or less

.0 ti'!e - trie filri, and substrate along the growkth direction. RecentL" tic. 22 '1 als, demonstrated' the growth of excellent qual;tv bronze

!N'BO.0. substrates using thie LPL and sputtering techniques.C.Car. to gt-" .%7t. 'nese results, further Aork is necessar to establ:ish trio tolerance

t ft o lr a. - .~. .. n .-atch in, the grv hof bronze Corm.1_os:ton filn's.

Tico':fir ii. s~ng.e K) as lin.i grow.kth ar-,Z to accuratt'ii deternlyne compo.S:tion, the aa0i c lattce consta , zor both film anc substrate were measured usirng the x-ray dif-

frac!:o- technique. Figu'e 4~a arid 4b shows x-ray reflections for films growkn fromn thebatonh mixture 60 niole% a\O4ii mole% SBNt-'r. The composition for the film wasestacilisnec bs measuring tne difference t the substrate and film lattice con-stant> . This technique Aas previously .n) success in our work to establish thedopan: concentration in LiNbO, films (iL.l5, it). As shown in Fig. 4a and 4b, two reflfec-tions corresponding to (003) and (004) for the c axis, a-'d (!0,00) and 0I 2,00) for the a axts,Aete studied for botn filnm and substrate. Since the lattice constant changes for the aaxis are siaI) compared to the c axis, it was necessary to select higher angle reflectionsto get adeciate separation between the film and sutistrate peaks. Further, when scan-ning the refiections at 1/8 28/mmn, the separation was even wide, as shown in Fig. 5, toestimiate their lattice constants. Using these reflection values, the lattice constants aand r %ere deterni~ned for both liln, compositions as follows:

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Vol. 22, No. 8 FERROELECTRIC FILMS 1101

SBN:46 a 12.476A, c z 3.9)6,SBN:40 a 12.4S2A. c z 3.9tA,

(12,0.0 K1a.00KKaKuI Kal K a1

K C2 K 2

K: 2 K,:2

97 96 77 5 77- 2- 2--

SUBSTRATEFILM

00 4 (0 0 3

K~ G2-K KVK :2 K

K :-i K 2

K

104 71 5

Fig. 4 X-ra. refiections for f!lnis groA- I ron 6 _ !oiec Bc\ ; 64: tIoiet SBN:5,.

Tnee fints exhibi:ed unchang~ng lattice araieters wkt-. .arations of growth processparamheters until vanacuri loss cue to volati!ization became sgn;ficar,:. Thee constantsare reasonabs' close to the values reported for SBN:46 and SB\:(4 in Table 2 and, basedo- these results, the gro. :h of uniform compositions seems possible. Also clear fromthese experiments is that the films are Ba.'-rich over a wide range of compositions in.he Ba *:O-SB%:50 system. At higher concentrations of Sr the major phase for- ed isnonferroelectric SrNb.0 6, which is of no interest in the present work.

The SAX electromechanical coupling constant (K2) for SBN:46 films was measuredon poled (001) plates propagating in the (100) direction using the method described byStaples (23). The films were poled in all configurations, but the poling of (100) and (110)-oriented films was more difficult as compared to films grown in the (001) direction.Although the qualits of the (001)-oriented films is not as good as that achieved for theother orientations, the coupling constant for these films could still be evaluated. Thecoupling constant for SBN:46 is approximately 100 x 10-, which is smaller than the cur-rent best SBN:60 crystals (180 x 10, (5)). These films were also tested for optical wave-guide applications using a He-Ne laser operating at 6328 , and the quality of the (100)and (110) films was quite reasonable, whereas the (001)-oriented films were unsuitable.Although the electro-optic (r 33) and pyroelectric coefficients for SBN:46 are not as largeas SBN:60, r is at least five times better than that of LiNbO 3 crystals. The composi-

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1102 R.R. NEURGAONKAR, et al. Vol. 22. No. 8

lion SBN:.50 is iioew being studied in our laboratory for pyroeleciric detection because ofits excellent p~roelectric figure-of-merit. Therefore, the developmient of these betterquality films is expected to significantly impact ongoing resea-ch programs in o;ptca:waveguides and pyroelectric thermal detectors.

Conclusions

The LPE technique appears to be suitable for the tungsten bronze family composi-tions, provided the lattice mismatch between the film and substrate is sufficiently Small(0.3% or less). In a lorthcorning paper, we w,11 describe the extension of this technic-.to another important tungsten bronze, Sr 2 K~bO ~, using the SBN:60 substrate. Sjc-films should have a significant impact on various device applications, including optica:Aaveguides, se. itcnes, pvroeiectric detectors and SA\t .

Ackno. ledge rilent s

This researchi Aork vas supported by DARPA (Cortrac- Nc. .N 0% 4-82-C-2466).The authors are gra-eK._ for discussions on this research wir._. ros , A .F. Hal'. J.R.Oliver and E.2. Stap.c,.

References

P.R. Neurgaon",war ~ hCor. and 3.R. Oliver, Ferroelecr'cs 15, 3 ( t9S3).2. R.R. Neurgaonk.ar. 3.R. Oliver and L.E. Cross, Ferrcielectrics 56. 3i (1984.).3. A.M. Glass, J. App!. Pns s. 4' , 4699 (1969).

4.S.T. Lij, and R.B. Mlacio~ek, 2. Electron. Ma:. 4, 91 (1975).5.P.R. Neurgaonkar and L.E. Cross, Mat. Res. B-!:. 21, Sq3 (19St).

t'. F. . Lan zo. E.G. Spencser and A.A. Ballnian, App:. Phss. -Le*,*. I ', 23 (19t)-).J. F. Tniaxter, App. Let.. 15, 210 (190).

8.R.R. \,eurgaon ,ar, M.H. Kalisher, T.C. Limr, E.J. Staples and K.K. Keester, Mat.Res. Bu!:. 15, 1235 (19S').

9. R.R. Neurgaonkar and qt K. Cors. 2. Opt. Soc. America 3 (2), 232 (196t)).1'-. Z. R. Neirgao-! .ar. Proc. SPIE 465, 97(1984).ii. R.R. Nejrgaonka-. T.C. Lin., L-1. Staples anc .1.Cross, Proc. ULtrasanic S.srip.,

4!K-- 98 ').12. R.R. Neurgaon~car, M.H. Kalisher, E.3. Staples and T.C. Lin-, App.. Pnys. Lett. 35

(8), 606 (1979)1.!3. E.]. Staples, R.R. Neurgaonkar and T.C. Lim, Appi. Pnys. Lett. 32, 1q7 (1978).:4. A. Baudrant, H. %Via, and 2. Daval, Mat. Res. Bull. 10, 1373 (1975).

15. R.R. Neurgaonlkar and E.J. Staples, 2. Cryst. Groxth 54, 572 (19811.l6. R.R. Neurgaonk.a7, Semni-Annual Technical Report No. 4. DARPA, Contract No.

NOOC 14-82-C-2466.17. R. Ro and \t.B. \l hite, 3. Cr st. Growth 33, 314 (1968).18. 0. Burns, E.A. Giess, D.F. O'Kane, B.A. Scott and S.\t. Smith, 2. Phys. Soc. Jpn. 28,

153 (1970).19. T. Ohta and R.A. \;atanate, Jap. 2. AppI. Phys. 9, 721 (1970').20. M. AdacniL, T. Shiosd. aiid A. Kawabata, 3ap. 2. AppI. Phys. iS, 1637 (1979).21. M. Adachi, M. Honi, T. Shiosaki and A. Kawvabata, Jap. 2. Appl. Phys. 17, 2053

(1978).22. O.F. Dudnik, A.K. Gronio%, \'.B. Kravchenko, Y.L. Kipyio% and G.E. Kunznetsov,

Soy. Phys. Crystograph. 15, 330 (1970).23. E.3. Staples, Proc. 28th Annual Frequency Control Symnp., 280 (1974).

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Rockwell International

Science Center

SC5441.FTP

LPE GROWTH OF FERROELECTRIC TUNGSTEN BRONZE Sr2 KNb5O15THIN FILMS

204C9976TA/jbs

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LPE Growth of Ferroelectric Tungsten Bronze Sr 2KNb50l5 Thin Films

R.R. Neurgaonkar and J.R. Oliver

Rockwell International Science Center

Thousand Oaks, CA 91360 USA

and

L.E. Cross

Materials Research Laboratory

The Pennsylvania State University

University Park, PA 16802 LISA

Abstract

Ferroelectric tungsten bronze Sr 2 KNb 5 0I 5 (SKN) thin films have been grown by

liquid phase epitaxy on (100), (110) and (001) orientations of tungsten bronze

Sr 0 .6 Ba 0 .4 Nb 20 6 (SBN:60) substrates using vanadium-containing solvents. Single crystal

film growths of up to 25 r:m thickness were achieved with very good film quality in all

growth d:.rections, due in part to the excellent lattice match with SBN:60. Surface acoustic

wave (SAW) measurements show electro-mechanical coupling of up to 130 x 10- 4 , compar-

able to values measured in other tungsten bronze ferroelectrics. The high dielectric con-

stants available in these films also indicate potentially very large linear electro-optic

effects which are roughly an order of magnitude greater than for LiNbO 3 .

(_

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Introduction

The solid solution Sr2 KNb5 Ol 5 (SKN) is a tetragonal (4 mm) tungsten bronze fer-

roelectric which exists in the SrNb 2 0 6 - KNbO 3 pseudobinary system. 1- 3 SKN has been of

practical interest for several device applications because of its potentially large electro-

optic and electro-mechanical properties. 4 - 7 In particular, extensive efforts have been

made to grow SKN in bulk single crystal form for surface acoustic wave (SAW), electro-

optic and millimeter wave device applications. Although we have been able to grow small

crystals of reasonable qual'ty by the Czochralski technique in our own work, improvements

in homogeneity, optical quality and crystal size have been hampered by the K+ volatility at

the growth temperature and by bulk crystal fracture during cooldown.

An alternative growth method for this ferroelectric bronze is liquid phase epitaxy

(LPE) which has been successfully utilized to grow tungsten bronze Sr 0 .Ba 0 .5 Nb 2 06

(SBN:50), ilmenite LiNbO 3 and LiTaO 3 thin films for SAW evaluation. 8 - 1 1 In this paper, we

report the LPE growth of SKN thin films on Sr0 .6 Ba0 .4 Nb 2O 6 (SBN:60) substrates, the

latter being chosen because of its close lattice match to SKN.

LPE Flux Systems

The successful LPE growth of volatile solid solutions such as SKN requires the

development of an appropriate flux system permitting relatively low-temperature growths

without the occurrence of spontaneous nucleation during supercooling. Based on our prior

work on the LPE growth of tungsten bronze SBN compositions, 8 KVO 3 solvents appear to

have the best potential for SKN film growth since V5+ does not incorporate into the

tungsten bronze lattice. In particular, the flux system KVO 3 - SBN was found to form

tetragonal SKN over a wide compositional range due to the exchange of Ba for K and the

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formation of BaV2 0 6 and SKN. 8 The phase diagram for this system, with KVO 3 and SBN:50

as end members, was established by DTA measurements and x-ray diffraction analysis to

determine the structure and lattice constants of the major phases, and is shown in Fig. I.

Additional dielectric measurements were carried out on sintered ceramics obtained from

several flux compositions to determine the composition of the major phase, i.e. either SBN

or SKN, the latter having a typically large room temperature dielectric constant and high

Curie point (0 150*C). For the KVO 3 - SBN:50 system, single phase SKN was found over a

wide compositional range up to 60 mole% SBN:50 (Fig. la), with ceramic samples showing a

ferroelectric transition temperature of Tc = 154 - 156'C and large room-temperature

dielectric constants of approximately 1300, ruling out SBN as a possible phase. In the

compositional range of 60 - 90 mole% SBN:50, mixed phases of SKN and SBN were found,

and above 90 mole% SBN:50, only SBN compositions were found with very high melting

temperatures.

The flux system K5 V5 0 1 5 - Sr2 KNb 5 OI 5 was also examined for possible use in

LPE film growth. Because of the absence of Ba 2 + in this system, single phase bronze SKN

was found in the entire compositional region above 13 mole% SKN concentration, as shown

in the phase diagram of Fig. lb. As in the case of the previous flux system, ceramics

derived from the K5 V50 1 5 - SKN system showed a high transition temperature of Tc =

162°C and large room temperature dielectric constants of approximately 1100. However,

the overall melting temperatures were somewhat lower in this flux system, as can be seen

in Fig. I.

LPE Thin Film Growth

Since both the KVO 3 - SBN:50 and K5 V5 0 1 5 - SKN flux systems show the forma-

tion of single phase SKN compositions at suitably low melting temperatures, both systems

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were used for the LPE growth of SKN thin films. The particular flux compositions (0.75)

KVO 3 - (0.25) SBN:50 and (0.80) K5V50 1 5 - (0.20) SKN were chosen for film growth based

on their low melting temperatures and the close lattice match of the resulting crystals to

stoichiometric Sr2KNb5 OI 5 . The measured crystal lattice constants in these cases were

a, b = 12.469 A, c = 3.943 A for the (0.75) KV0 3 - (0.25) SBN:50 flux system and a, b =

12.473 A, c = 3.943 A for (0.80) K5 V50 1 5 - (0.20) SKN. These values compare very closely

with a, b 12.471 A, c = 3.942 A for stoichiometric SKN.

Reagent grade carbonates and oxides of 99.95% purity were used as starting ma-

terials, with film growths performed in a vertical tube furnace controllable to within ± I°C.

In each case, the calcined flux was melted in a 100 cc platinum crucible and held overnight

at approximately 100°C above the melting temperature to achieve complete homogeneity.

The molten solution was then cooled at a rate of 100C/h back down to the melting tempera-

ture where it was allowed to equilibrate. Finally, oriented substrates were then individually

dipped into the melt for LPE film growth; after the required growth tin. had elapsed, the

substrates were removed from the melt and then slowly cooled to . ,ome temperature.

Adhering flux was removed using dilute HCI followed by water rinsing. Further details may

be found in earlier papers. 8 - 1 2

Essential to the successful growth of high-quality epitaxial thin films is the use of

closely lattice-matched substrates. In the case of SKN, a close lattice match exists with

tungsten bronze SBN:60 along both (100) (a, b = 12.468 A) and (001) (c = 3.938 A) orienta-

tions. SBN:60 is a congruently melting bronze solid solution which can be grown in excep-

tionaily high quality by the Czochralski technique in crystal boules up to 3 cm diam-

eter. 13 - 15 Therefore, SBN:60 is particularly suited for the LPE growth of SKN thin films of

the highest possible quality.

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SBN:60 substrate wafers with <100>, <110> and <001> orientations were used to

evaluate film growth rates and film quality. After cutting with diamond saw, each crystal

wafer was lapped and then optically polished on one surface, followed by cleaning in dilute

acid. LPE growth of SKN films was found to be faster along <001> for both flux systems,

with a growth rate of typically 1-2 tm/min compared to 0.5 jm/min or less for <100> or

<110>. This is consistent with our observations on Czochralski buik single crystal growth of

tungsten bronze ferroelectrics whert <0> is the preferred growth direction. 1 3 - 1 5 How-

ever, optical and x-ray diffraction evaluations of these films showed somewhat better film

quality for the (100> and <I0> orientations because of their slower growth rates. Never-

theless, all of these SKN thin films were found generally superior to previous SBN:50

growths on SBN:60 substrates 8 due to the improved lattice match between SKN and SBN:60,

with SKN films of up to 15 - 25 tim thickness showinig no significant compromise of film

quality. This result reflects the general observation that the lattice mismatch tolerance

factor for good quality tungsten bronze films appears to be relatively low at 0.3% or less.

The crystallinity, phase purity and lattice constants of the SKN films were evalu-

ted by by x-ray diffraction measurements. Since SKN and SBN:60 have nearly the same

lattice constants, it ,ecessary to use very slow scanning rates (1/8 to l/40 /min) to

separate the diffraction peaks arising from the SKN film and the underlying substrate. Fig-

ure 2 shows the relative intensity of the Cu Ka I and Kc 2 diffraction peaks for the (800) re-

flection in films of successively greater thickness. In the figure, the primed lines indicate

diffraction due to the SKN film, and the unprimed lines due to the underlying substrate.

The latter are seen to disappear for film thicknesses greater than 10 11m. Film crystallinity

was generally very good, as indicated by the sharpness of the film diffraction peaks in

Fig. 2.

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Table I summarizes the growth conditions and major physical properties for the

SKN films grown from each flux system. The film lattice constants were established from

the (400), (600) and (800) x-ray reflections from (100)-oriented films and the (001), (002) and

(004) reflections from (001)-oriented films. The measured constants are in excellent agree-

ment with the values obtained from stoichiometric Sr2KNb5OI 5 ceramics. The SAW elec-

tromechanical coupling constants, K2 , were measured on poled (001> SKN thin films using

the method by Staples. 16 Poling to a single ferroelectric domain was accomplished by _ool-

ing from the SKN transition temperature with a 6 kV/cm field applied across the substrate/

film cormblnaiior,. The measured SAW coupling constants at room temperature for acoustic

propagation along <100> were 110-130 . 10- 4 , depending primarily on the flux used for

growth (Table I). Although these values are smaller than for SBN:60 (180 i 10- 4 ) and

Pb2 KN1O 15 (188 l 0-4), 17 , 18 it may be possible to increase SAW coupling in SKN by

altering the Sr:K ratio, although such compositional changes have not yet been explored.

The linear electro-optic effect in SKN is anticipated to be large because of the

high dielectric constants found along both polar and nonpolar directions. From the phe-

nomenology for tetragonal bronze ferroelectrics, 19 the electro-optic coefficients, rij, are

given by

r33= 2933P 3 0 33

r51 : 2g944Pfi I I

where co is the permittivity of free space, P3 is the spontaneous polarization and g is the

quadratic electro-optic coefficient. From dielectric measurements on small Czochralski-

grown SKN single crystals, cll = 1000 and E33 = 1200 at room temperature. Dielectric

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measurements on SKN thin films using a close-spaced surface electrode geometry were

necessarily influenced by geometric factors and possible substrate contributions, but in

general showed semi-quantitative agreement with the bulk crystal values. Using P3 = 0.30

C/m 2 and 933 = 0.09, 944 = 0.04 m 4/C 2 typical of tetragonal bronze feiroelectrics, the

anticipated linear electro-optic coefficients for these films are roughly r 3 3 = 550 -

10- 1 2 m/V and r3 1 = 200 x 10- 1 2 m/V, values substantially larger than those encountered in

tungsten bronze SBN:60 (470 . I0 - 12 and 80-90 . 10-12 m/V, respectively) and more than an

order of magnitude better than r 3 3 for LiNbO 3 (31 x 10-12 m/V). 2 0 Hence, these SKN thin

films could prove to be especially important for electro-optic device applications. Although

the optical quality of the current films is still not sufficient for detailed electro-optical and

optical waveguide characterization, this appears to be largely a consequence of substrate

surface preparation (and substrate quality) rather than an inherent problem in the grown

films.

Conclusions

Tungsten bronze SKN thin films grown by the LPE technique appear to be suitable

for SAW device applications upon further evolutionary improvements in thin film quality.

Increased SAW electromechanical coupling may also be possible through alteration of the

Sr:K ratio, although such compositional changes should not be so large that the advantages

of substrate lattice matching are losc. Perhaps one of the greatest advantages of these

films is the high ferroelectric transition temperature (155 C) which permits the application

of relatively large applied voltages and usage over a wide temperature range without ferro-

electric domain reversal or depoling. With improvements in film quality, these SKN films

could also have a significant impact on optical and possibly pyroelectric applications as

well.

4

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Acknowledgements

The authors wish to thank W.K. Cory for his insights and discussions on this work,

and E.J. Staples for the initial SAW measurements. This research was supported by

DARPA (Contract No. N00014-82-C-2466) and by the Office of Naval Research (Contract

No. N00014-81-C-0463).

References

1. E.A. Giess, B.A. Scott, G. Burns, D.F. O'Kane and A. Segmuller, 3. Am. Cer. Soc. 58,

276 (1968).

2. B.A. Scott, E.A. Giess, D.F. O'Kane and G.Burns, I. Am. Cer. Soc. 53, 106 (1969).

3. F.W. Ainger, J.A. Beswick and S.G. Porter, Ferroelectrics 3, 321 (1972).

4. E.A. Giess, G. Burns, D.F. O'Kane and A.W. Smith, Appi. Phys. Lett. 11, 233 (1967).

5. R. Clarke and F.W. Ainger, Ferroelectrics 7, 101 (1974).

6. G. Burns, E.A. Giess, D.F. O'Kane, B.A. Scott and A.W. Smith, J. Phys. Soc. Japan

28(Suppl.), 153 (1970).

7. R.R. Neurgaonkar, W.W. Ho, W.K. Cory, W.F. Hall and L.E. Cross, Ferroelectrics 51,

1850(984).

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8. R.R. Neurgaonkar and E.T. Wu, Mat. Res. Bull. 22, 1095 (1987).

9. E.J. Staples, R.R. Neurgaonkar and T.C. Lim, Appi. Phys. Lett. 32, 197 (1978).

10. R.R. Neurgaonkar, M.H. Kalisher, E.J. Staples and T.C. Lim, Appi. Phys. Lett. 35(8),

606 (1979).

11. R.R. Neurgaonkar, T.C. Lim, E.J. Staples and L.E. Cross, Ferroelectrics 27, 63 (1980).

12. R.R. Neurgaonkar and E.J. Staples, J. Cryst. Growth 27, 352 (1981).

13. R.R. Neurgaonkar, M.H. Kalisher, T.C. Lim, E.J. Staples arid rK.L. Keester, Mat. Res.

Bull. 15, 1305 (1980).

14. R.R. Neurgaonkar and W.K. Cory, J. Opt. Soc. Am. B 3, 276 (1986).

15. R.R. Neurgaonkar, W.K. Cory, J.R. Oliver, M.D. Ewbank and W.F. Hall, Opt. Eng.

26(5), 392 (1987).

16. E.J. Staples, Proc. 28th Ann. Freq. Control Symp., 280 (1974).

17. R.R. Neurgaonkar and L.E. Cross, Mat. Res. Bull. 21, 893 (1986).

18. P.H. Carr, Proc. IEEE Ultrasonics Symp., 286 (1974).

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19. M. DiDomenico and S.H. Wemnple, J. Appi. Phys. 40(2), 720 (1969).

20. K.-H-. H-eliwege, ed., Landolt-Bornstein New Series, Group III, Vol. I1I (Springer-

Verlag, Berlin, 1979).

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Figure Captions

Fig. I LPE flux systems for tungsten bronze SKN film growth: (a) KVO 3 - SBN:50; (b)

K5 V5 0 1 5 - SKN.

Fig. 2 Cu Kal and KcL2 x-ray diffraction peaks for the (800) line as a function of SKN

film thickness. The unprimed peaks are due to the SBN:60 substrate material.

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rTable I

Physical Properties of SKN Films Grown by LPE

Substrate SKN Films

SBN:60 (0.75) KVO 3-(0.25) SBN:50 (0.80) K5V5O 5-(O.20) SKN

Growth Temperature -- 920-9250 C 880-8900 C

Growth Rate:<001> -- 1-2 pm/min 1-2 pm/min<100> or <110> -- > 0.5 urn/min > 0.5 1Jm/min

Lattice Constants andSubstrate Mismatch:

a, b 12.465 A 12.469 A (0.032%) 12.473 A (0.064%)c 3.938 A 3.943 A (0.127%) 3.943 A (0.127%)

Curie Point 75°C !53°C 162oC

Dielectric Constantat 20°C:

E 1475 - 1000 - 1000E33 920 - 1200 - 1200

SAW Coupling, K 2

(<100>) 180 10- 4 130 10- 4 110 - 10- 4

Electro-optic Cocfficient(10 - 1 2 m/V):*

r33 470 - 550 - 550r~l 80 - 90 - 200 - 200

*Calculated values for SKN.

I o, m