NSDL - Trusted by more than One Crore account holders Inside : May 2011 For Private circulation only the event by putting up a stall which showcased projects of NSDL like Depository, NPS, CRA, TIN, NSR, SEZ and UID. Over 100 different organisations from various industries including, finance, manufacturing, aviation, etc. also participated in the exhibition. (From L to R: Shri. Vithal Venkatesh Kamat, President, Maharashtra Economic Development Council (MEDC) with His Excellency Shri K. Sankaranarayanan, Hon’ble Governor of Maharashtra visiting NSDL stall on April 28, 2011) SEBI’s Notification of the NISM - Series – VI: Depository Operations Certification Examination (DOCE) SEBI has issued a notification dated March 29, 2011 regarding NISM-Series VI: Depository Operations Certification Examination(DOCE) launched by National Institute of Securities Markets (NISM) which states that Performance Summary Investor Accounts ..................... 1,15,91,447 Participants ...................................... 293 Participant Service Centres ............... 12,898 Demat Custody .................... ` 65,89,081 Cr. Settlement ........................... ` 1,08,491 Cr. Companies available for demat ............ 8,898 Instruments ❖ Debentures/Bonds ........................ 6,942 ❖ Securitised Instruments ................... 835 ❖ Commercial Papers ....................... 1,268 ❖ Certificates of Deposit ................... 1,250 Companies Name Change List of New Participant Centres Corporate Action Statistics Securities Admitted For Dematerialisation Calendar of Events Topic of Interest NSDL appointed as Registrar for UID National Securities Depository Limited (NSDL) has been appointed as a Registrar by Unique Identification Authority of India (UIDAI) for enrolling residents following the protocols, standards, processes and guidelines laid down by UIDAI. (NSDL commenced the enrollment process of Residents for AADHAAR conducted at Ghaziabad, Delhi) NSDL’s Participation in Golden Maharashtra-Mega Exhibition Maharashtra Economic Development Council (MEDC), Government of Maharashtra and Maharashtra Tourism Development Corporation (MTDC) in association with MultiNet Worldwide celebrated the 50 th year of Golden Maharashtra by hosting an exhibition at BKC Grounds, Bandra (E), Mumbai from April 28, 2011 to May 1, 2011. The Golden Maharashtra event was inaugurated on April 28, 2011 by His Excellency Shri K. Sankaranarayanan, Hon’ble Governor of Maharashtra. NSDL participated in
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F-370-11-NSDL- Update - May · SEBI’s Notifi cation of the NISM ... the associated persons engaged or employed by a registered depository participant ... Jaipur, Kanpur, Kolhapur,
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NSDL - Trusted by more than One Crore account holders
Inside :
May 2011
For
Priv
ate
circ
ulat
ion
only
the event by putting up a stall which showcased projects of NSDL like Depository, NPS, CRA, TIN, NSR, SEZ and UID. Over 100 different organisations from various industries including, fi nance, manufacturing, aviation, etc. also participated in the exhibition.
(From L to R: Shri. Vithal Venkatesh Kamat, President, Maharashtra Economic Development Council (MEDC) with His Excellency Shri K. Sankaranarayanan, Hon’ble Governor of Maharashtra visiting NSDL stall on April 28, 2011)
SEBI’s Notifi cation of the NISM - Series – VI: Depository Operations Certifi cation Examination (DOCE)
SEBI has issued a notifi cation dated March 29, 2011 regarding NISM-Series VI: Depository Operations Certification Examination(DOCE) launched by National Institute of Securities Markets (NISM) which states that
NSDL appointed as Registrar for UID National Securities Depository Limited (NSDL) has been appointed as a Registrar by Unique Identifi cation Authority of India (UIDAI) for enrolling residents following the protocols, standards, processes and guidelines laid down by UIDAI.
(NSDL commenced the enrollment process of Residents for AADHAAR conducted at Ghaziabad, Delhi)
NSDL’s Participation in Golden Maharashtra-Mega Exhibition Maharashtra Economic Development Council (MEDC), Government of Maharashtra and Maharashtra Tourism Development Corporation (MTDC) in association with MultiNet Worldwide celebrated the 50th year of Golden Maharashtra by hosting an exhibition at BKC Grounds, Bandra (E), Mumbai from April 28, 2011 to May 1, 2011. The Golden Maharashtra event was inaugurated onApril 28, 2011 by His Excellency Shri K. Sankaranarayanan, Hon’ble Governor of Maharashtra. NSDL participated in
NSDL Update May 2011 Demat-by-NSDL ... Towards a secure future !!! Visit our website at www.nsdl.co.in
NSDL UPDATENSDL UPDATENSDL UPDATEthe associated persons engaged or employed by a registered depository participant in:
(a) dealing or interacting with clients; (b) dealing with securities of clients; (c) handling redressal of investor grievances; (d) internal control or risk management; (e) activities having a bearing on operational risk, or (f) maintenance of books and records pertaining to the above activities, shall have certifi cation from the National Institute of Securities Markets (NISM) by passing the NISM-Series-VI: Depository Operations Certifi cation Examination (DOCE).
(Ref: Circular No. NSDL/POLICY/2011/0040 dated May 3, 2011)
Discontinuation of conversion of Mutual Fund Units represented by SoA into dematerialised form through AMC / RTA
Conversion of Mutual Fund Units represented by SoA into dematerialised form through Asset Management Company (AMC) / Registrar and Transfer Agent (RTA) for mutual fund ISINs (security type code ‘20’) has been discontinued.
Further, the existing procedure for conversion of Mutual Fund units represented by SoA into dematerialised form – through AMC / RTA for ISINs (security type code ‘13’) is also discontinued. Henceforth, conversion requests can be submitted only through Participants.
(Ref: Circular Nos. NSDL/POLICY/2010/0104 dated September 8, 2010 and NSDL/POLICY/2011/0039 dated April 29, 2011)
NCDO training / certifi cation programmes for Participants NSDL conducts training and certifi cation programmes for Participants to increase the availability of trained personnel for depository operations. In April 2011, such programmes were conducted in Agra, Ahmedabad, Chandigarh, Chennai, Hyderabad, Jaipur, Kanpur, Kolhapur, Kolkata, Mangalore, Mumbai, New Delhi, Varanasi and Vizag. In all, 1,185 persons attended the training programmes conducted at these locations.
Subscription to SPEED-eTwo more Participants have subscribed to the SPEED-e facility:� Indbank Merchant Banking Services Limited (DP ID IN300597)� Reliance Capital Limited (DP ID IN303132)
Clients of the above mentioned Participants can now avail of the facility of submitting various instructions through SPEED-e facility.
This takes the total number of Participants who have subscribed to SPEED-e to 106.
87654321
Performance Summary
Month -YearClient Accounts
No. of Accounts (lakh)Apr-09 97.15Apr-10 105.57Apr-11 115.91
CHENNAIEdelweiss Broking LimitedNungambakkam, Ph.: 044-42899103HDFC Bank LimitedAvadi, Ph.: 044-43831361HDFC Bank LimitedBypass Road, Ph.: 044-26326178HDFC Bank LimitedNungamabakkam, Ph.: 044-42059906HDFC Bank LimitedT Nagar, Ph.: 044-45011174ICICI Bank LimitedMount Poonamallee High Road,Ph.: 044-65719413ICICI Bank LimitedOliver Road,Ph.: 044-42107362
CHURUIDBI Bank LimitedStation Road, Ph.: 01572-645411
COIMBATOREEdelweiss Broking LimitedCowely Brown Road,Ph.: 0422-4521806
DEESASharekhan LimitedNear New Bus Stand,Ph.: 09879681312
DELHIICICI Bank LimitedPreet Vihar, Ph.: 011-64500708Sharekhan LimitedSector 15, Ph.: 09999071247
DHAMTARIStock Holding Corporation of IndiaLimitedJagdalpur Road,Ph.: 07722-238610/238611
DHARMANAGARHDFC Bank LimitedD K Road, Ph.: 03822-235363
DHENKANALHDFC Bank LimitedMeramandali By-Pass,Ph.: 06732-258400
DHRANGADHRAAxis Bank LimitedBazar Road, Ph.: 02754-280132
DIGBOIHDFC Bank LimitedChariyali, Ph.: 03751-270066
DULIAJANHDFC Bank LimitedNear Boc Gate, Ph.: 0374-2800009
ERNAKULAMAxis Bank LimitedPanampilly Nagar,Ph.: 0484-2324550-52
GHAZIABADIDBI Capital Market Services LimitedVaishali,Ph.: 0120-4566795/5528182/09871593134Sharekhan LimitedVijay Nagar, Ph.: 09716252555
GUNTURAxis Bank LimitedLakshmipuram Main Road,Ph.: 0863-2235111/2236111/2238111Sri Shirdi Capital Services Private LimitedBrodipet, Ph.: 0863-2261046-48
GUNUPURAxis Bank LimitedBalram Nagar, Ph.: 06857-251934-36
GURDASPURIDBI Bank LimitedCivil Lines Road,Ph.: 01874-221681-82
VADODARASharekhan LimitedDabhoi,Ph.: 02663-254837/09909390169Sharekhan LimitedOld Padra Road,Ph.: 0265-2322938/09898085995The Federal Bank LimitedR C Dutt Road, Alkapuri,Ph.: 0265-2350721
NSDL’s Certifi cation in Depository Operations (NCDO)
May 21, 2011 Madurai
May 28, 2011 Mumbai
May 28, 2011 Ahmedabad
May 28, 2011 Indore
June 4, 2011 Bangalore
Business Partner Training
June 18, 2011 Chennai
June 25, 2011 Mumbai
June 25, 2011 Ahmedabad
NSDL Update May 2011 Demat-by-NSDL ... Towards a secure future !!! Visit our website at www.nsdl.co.in
NSDL UPDATENSDL UPDATENSDL UPDATE
“Printed & Published by Mr. Gopa Kumar T.N. on behalf of National Securities Depository Limited and Printed at Printography Systems (India)Pvt. Ltd., 28, Mumbai Samachar Marg, Raja Bahadur Building, Mumbai - 400 023 and Published from National Securities Depository Limited, 4th Floor,
Submit delivery instructions on the internet through SPEED-e
(continued from April 2011 issue)
6. Is there any further benefi t of the e-token option in SPEED-e facility ?Ans. Following are the additional benefi ts of e-token option in SPEED-e facility: � e-token user can transfer securities to any account unlike password users where transfer
of securities is permitted only to three pre-notifi ed Clearing Member accounts. � Single e-token can be used to access all your demat accounts, opened with the
same DP. � Facility of multiple authorisation. � You can freeze your demat account or any particular ISIN or specifi c quantity within
an ISIN yourself, through SPEED-e. The account frozen using SPEED-e can be unfrozen only by you. Thereby you can deliver instructions and transfer securities when you wish, lock the account and unlock it only when you need to, i.e. complete control of your account in your hands.
7. How does one operate jointly held Demat Accounts through SPEED-e ?Ans. For password based operation, only one user can operate the account. Joint holders will
have to give a Power of Attorney to one joint holder among themselves. For e-token based operation, in addition to what is stated above, all the joint holders can operate the account independently or jointly using multiple authorisation facility.
8. What are the features of SIMPLE?Ans. SIMPLE (Submission of Instruction through Mobile Phone Login Easily) is a facility which
enables the password based users of SPEED-e facility to submit instructions on SPEED-e website through their mobile phones.
The Salient features of SIMPLE are as follows: � This facility is available for password based users of SPEED-e facility. � Users can submit Client to Clearing Member Pool Account transfer instructions on
SPEED-e website through their mobile phones. � Mobile phones of the Users with GPRS facility can be used for accessing SPEED-e