Estimation of the Optimal Brachytherapy Utilization Rate in the Treatment of Carcinoma of the Uterine Cervix Review of Clinical Practice Guidelines and Primary Evidence Stephen Thompson, MBBS Geoff Delaney, MBBS, MD Gabriel Sam Gabriel, MBBS, MPH Susannah Jacob, MBBS, MD, MHA Prabir Das, MBBS, MPH Michael Barton, MBBS Collaboration for Cancer Outcomes Research and Evaluation (CCORE), Liverpool Hospital, Sydney, Australia. BACKGROUND. Brachytherapy (BT) is an integral part of cervical carcinoma treat- ment. There have been no attempts to estimate the optimal proportion of new cervi- cal carcinoma cases that should be treated with BT, that is, the optimal rate of brachytherapy utilization (BTU). METHODS. Evidence-based guidelines and primary evidence were used to construct a BTU tree for carcinoma of the uterine cervix. Searches were performed of the epide- miological literature to ascertain the proportion of patients who fulfilled criteria for BT. The robustness of the model was tested by sensitivity analyses and by peer review. A patterns of care study of BT in New South Wales for 2003 was conducted, and actual BTU for cervical carcinoma determined. The differences between optimal and actual rates of BTU were assessed. RESULTS. The optimal cervical carcinoma BTU was 49% (range, 42% to 50%). In New South Wales in 2003, actual BTU was only 30% of 256 cervical carcinoma patients. The major discrepancy was for FIGO stage IB-IIA disease, where there was an under- utilization of BT, estimated to be 15% actual use compared with 47% optimal use. In Surveillence, Epidemiology, and End Results (SEER) areas, there was underutilization for stage IB-IIA (22% actual BTU versus 47% optimal BTU) and for stage IIB-IVA (54% actual BTU versus 100% optimal BTU). CONCLUSIONS. BT for cervical carcinoma is underutilized in New South Wales and in SEER areas. The authors’ model of optimal BTU can be used as a quality assurance tool to provide an evidence-based benchmark against which actual patterns of prac- tice can be measured. The model can also be used to help determine adequacy of BT resource allocation. Cancer 2006;107:2932–41. Ó 2006 American Cancer Society. KEYWORDS: cervical carcinoma, carcinoma of the uterine cervix, brachytherapy, radiotherapy, utilization rate, patterns of care studies. T he incidence of cervical carcinoma is decreasing in first world countries such as Australia. 1 Despite this, and the promise of newly developed cervical carcinoma vaccines, 2 cervical carcinoma is still the third largest cancer killer of women world-wide, causing 274,000 deaths in 2002. 3 Cervix cancer is a curable cancer, but achiev- ing the best results depends on well-organized and appropriately resourced cancer services. Previous studies have shown best results to be critically dependent on service-related factors such as dose and number of patients treated. 4–8 Brachytherapy (BT) is an integral part of the cervical carcinoma treatment armamentarium. It is a techni- cally demanding and highly specialized method of radiotherapy (RT) delivery. Depending on equipment usage, capital expenditures and staff costs may be high. However, there have been no attempts to esti- We thank the Court of Reviewers who critiqued the utilization tree: Prof David Allen, Prof Johnathan Carter, Prof Neville Hacker, Prof Roger Houghton, Prof Graeme Morgan, Prof Kailash Narayan, Prof Michael Quinn, Dr Colin Bull, Dr Catherine Clark, Dr Viet Do, and Dr Tony Proietto. Address for reprints: Stephen Thompson, MBBS, Department of Radiation Oncology, Prince of Wales Hospital, High St, Randwick, NSW 2031, Australia; Fax: (011) 61 2 9382 2550; E-mail: stephen. [email protected]Received August 23, 2006; revision received September 25, 2006; accepted September 26, 2006. ª 2006 American Cancer Society DOI 10.1002/cncr.22337 Published online 15 November 2006 in Wiley InterScience (www.interscience.wiley.com). 2932
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Estimation of the Optimal Brachytherapy Utilization Ratein the Treatment of Carcinoma of the Uterine CervixReview of Clinical Practice Guidelines and Primary Evidence
Stephen Thompson, MBBSGeoff Delaney, MBBS, MDGabriel Sam Gabriel, MBBS, MPHSusannah Jacob, MBBS, MD, MHAPrabir Das, MBBS, MPHMichael Barton, MBBS
Collaboration for Cancer Outcomes Research andEvaluation (CCORE), Liverpool Hospital, Sydney,Australia.
BACKGROUND. Brachytherapy (BT) is an integral part of cervical carcinoma treat-
ment. There have been no attempts to estimate the optimal proportion of new cervi-
cal carcinoma cases that should be treated with BT, that is, the optimal rate of
brachytherapy utilization (BTU).
METHODS. Evidence-based guidelines and primary evidence were used to construct a
BTU tree for carcinoma of the uterine cervix. Searches were performed of the epide-
miological literature to ascertain the proportion of patients who fulfilled criteria for
BT. The robustness of the model was tested by sensitivity analyses and by peer review.
A patterns of care study of BT in New South Wales for 2003 was conducted, and
actual BTU for cervical carcinoma determined. The differences between optimal and
actual rates of BTUwere assessed.
RESULTS. The optimal cervical carcinoma BTU was 49% (range, 42% to 50%). In New
South Wales in 2003, actual BTU was only 30% of 256 cervical carcinoma patients.
The major discrepancy was for FIGO stage IB-IIA disease, where there was an under-
utilization of BT, estimated to be 15% actual use compared with 47% optimal use. In
Surveillence, Epidemiology, and End Results (SEER) areas, there was underutilization
for stage IB-IIA (22% actual BTU versus 47% optimal BTU) and for stage IIB-IVA (54%
actual BTU versus 100% optimal BTU).
CONCLUSIONS. BT for cervical carcinoma is underutilized in New South Wales and in
SEER areas. The authors’ model of optimal BTU can be used as a quality assurance
tool to provide an evidence-based benchmark against which actual patterns of prac-
tice can be measured. The model can also be used to help determine adequacy of BT
resource allocation. Cancer 2006;107:2932–41.� 2006 American Cancer Society.
KEYWORDS: cervical carcinoma, carcinoma of the uterine cervix, brachytherapy,radiotherapy, utilization rate, patterns of care studies.
T he incidence of cervical carcinoma is decreasing in first world
countries such as Australia.1 Despite this, and the promise of
newly developed cervical carcinoma vaccines,2 cervical carcinoma is
still the third largest cancer killer of women world-wide, causing
274,000 deaths in 2002.3 Cervix cancer is a curable cancer, but achiev-
ing the best results depends on well-organized and appropriately
resourced cancer services. Previous studies have shown best results to
be critically dependent on service-related factors such as dose and
number of patients treated.4–8 Brachytherapy (BT) is an integral part
of the cervical carcinoma treatment armamentarium. It is a techni-
cally demanding and highly specialized method of radiotherapy (RT)
delivery. Depending on equipment usage, capital expenditures and
staff costs may be high. However, there have been no attempts to esti-
We thank the Court of Reviewers who critiqued theutilization tree: Prof David Allen, Prof JohnathanCarter, Prof Neville Hacker, Prof Roger Houghton,Prof Graeme Morgan, Prof Kailash Narayan, ProfMichael Quinn, Dr Colin Bull, Dr Catherine Clark,Dr Viet Do, and Dr Tony Proietto.
Address for reprints: Stephen Thompson, MBBS,Department of Radiation Oncology, Prince of WalesHospital, High St, Randwick, NSW 2031, Australia;Fax: (011) 61 2 9382 2550; E-mail: [email protected]
Received August 23, 2006; revision receivedSeptember 25, 2006; accepted September 26,2006.
ª 2006 American Cancer SocietyDOI 10.1002/cncr.22337Published online 15 November 2006 in Wiley InterScience (www.interscience.wiley.com).
2932
mate the optimal proportion of new cervical carci-
noma cases that should be treated with BT.
The current study had two aims: 1) The first was to
estimate the optimal brachytherapy utilization (BTU)
rate for treatment of carcinomas of the uterine cervix.
The optimal BTU was the ideal proportion, based on
the best available evidence, of those patients who
should have been treated with BT at least once during
the course of their illness. 2) The second aim was to
compare the optimal BTU with actual BTU. The actual
BTU was defined as the proportion of patients with cer-
vical carcinoma who received at least 1 course of BT
during the course of their illness.
MATERIALS AND METHODSOptimal Brachytherapy UtilizationMethods similar to those described by Tyldesley et al.9
and Delaney et al.10 in their estimates of optimal exter-
nal beam radiation therapy (EBRT) utilization rates in
the treatment of various cancers were used to develop a
model of the optimal BTU for cervical carcinoma.
Review of evidence for the efficacy of brachytherapySystematic Medline searches, manual review of biblio-
graphies, and expert advice were used to identify
English-language evidence-based clinical practice
guidelines for management of cervical carcinoma.
These were used to derive indications and contraindi-
cations for and against the use of BT. Table 1 shows the
guidelines that were identified and their order of prece-
dence.
When guidelines did not adequately cover indica-
tions for BT, the primary evidence itself was reviewed.
The evidence was prioritized according to the Austra-
lian National Health and Medical Research Council21
hierarchy of levels of evidence.
Construction of brachytherapy utilization treesThe indications and contraindications for BTwere used
to construct a utilization tree. TreeAge Data 3.5 software
was used to diagrammatically represent the utilization
tree and to calculate results.
Each of the patient, tumor, or treatment-related
attributes that affected the indication for or against BT
was represented on the utilization tree by a branch,
with each branch of the tree leading to further branches
that, in turn, represent other factors that affected the
management decision on the need for BT. Each termi-
nal branch of the tree has only 1 of 2 possible out-
comes; BT was indicated as a result of this particular
combination of circumstances (represented by a ‘‘1’’ in
the column to the immediate right of the terminal
branch), or BTwas not indicated in these circumstances
(represented by a ‘‘0’’ in the column to the immediate
right of the terminal branch).
Incidence of brachytherapy indicationsThe proportions of patients with particular attributes
that corresponded to each branch on the utilization
tree were determined from the best available epidemio-
logical evidence. These proportions are shown below
their corresponding branch on the tree. Systematic
Medline searches, manual review of bibliographies, and
TABLE 1Hierarchy of Precedence of Guidelines
Hierarchy Type Guideline
1 Multinational FIGO: Federation Internationale
de Gynecologie et d’Obstetrique
staging classifications and clinical
practice guidelines in the
management of gynaecologic
cancers11
2.1 Australian national None identified
2.2 Other national NIH: National Institutes of Health
Consensus Development Conference
Statement on Cervical Cancer12
PDQ: National Cancer Institute
PDQ Statement on theManagement
of Cervical Cancer13
NCCN: National Comprehensive Cancer
Network Clinical Practice Guidelines in
Oncology: Cervical Cancer14
3.1 Australian state NSW: New SouthWales Gynaecological
Oncology Study Group: Gynaecological
Oncology Clinical Practice Guidelines15
3.2 Other state/
provincial
BCCA: British Columbia Cancer Agency
Guidelines on Cervical Cancer16
YCN: Yorkshire Cancer Network
Guidelines for theManagement of
Gynaecological Cancers17
4.1 Australian
multi-institutional
SGOG: The Sydney Gynaecologic
Oncology Group, Royal Prince
Alfred and Liverpool Hospitals:
Clinical Practice and Management
Policies18
4.2 Other
multi-institutional
None identified
5.1 Australian
single-institutional
None identified
5.2 Other
single-institutional
None identified
6 Single-disciplinary ABS: American Brachytherapy
Society Recommendations for
Low-Dose-Rate Brachytherapy for
Carcinoma of the Cervix19
ACOG: American College of
Obstetricians and Gynaecologists
Clinical Management Guidelines:
Diagnosis and Treatment of
Cervical Carcinomas20
Use of Brachytherapy in Cervical Cancer/Thompson et al. 2933
expert advice were used to identify English-language lit-
erature that provided data used to estimate the size of
these proportions. Usually more than 1 epidemiological
source of data for each branch of these utilization trees
was identified. Competing epidemiological data were
ranked by quality as shown in Table 2 by using criteria
modified by Delaney et al.10 that were previously deter-
mined by Tyldesley et al.9 Precedence was given to
higher ranking epidemiological data, as these data were
less likely to suffer from referral bias and sampling
error. Where 2 or more sources of data of equivalent
quality (based on criteria in Table 2) were found, a
weighted average of the results was calculated. If large
differences in incidences existed between similar stu-
dies, then the effect of this uncertainty on the BTU esti-
mate was estimated by sensitivity analysis.
Calculation of the optimal brachytherapy utilization rateThe proportion of patients with each indication for BT
was calculated by multiplying the proportions of
patients with each individual attribute that constituted
the BT indication. This proportion is shown in the sec-
ond column to the right of the terminal branch. The
optimal BTU was calculated by adding the proportions
of patients for all terminal branches that end with an
indication for BT.
Expert reviewTo obtain multidisciplinary input and remove potential
for investigator bias, a panel of experts in cervical can-
cer radiation oncology and gynecological oncology
from across Australia formed a Court of Reviewers for
the model. This Court of Reviewers was drawn from the
group who were asked to review the study of optimal
rates of EBRT.10 Minor changes were recommended
and incorporated.
Sensitivity analysisUncertainties in the indications for BT or in the epide-
miological data were potential sources of error in the
model. The robustness of the utilization tree and the
magnitude of the potential sources of error were mod-
eled by sensitivity analyses. TreeAge Data 3.5 software
enables 1-way sensitivity analyses to be performed,
altering a single variable (such as an indication for BTor
the proportion of patients with a particular attribute
that affects a treatment decision) to assess the effect
that this change has on the optimal BTU.
Actual Brachytherapy UtilizationThe actual BTU for cervical carcinoma was determined
as part of a Patterns of Care Study for 2003 for New
SouthWales (NSW). NSW is the largest state of Australia,
with a population of 6.6 million in 2003, 63% of whom
live in Sydney.22 Site visits were made to all 9 radiation
oncology departments in NSW that deliver BT and de-
identified data on all patients who were treated with BT
in 2003 were extracted from patient records. Information
on all NSW cervical carcinoma patients for 2003 was
obtained from the Health Outcomes Information Statisti-
cal Toolkit (HOIST) database. HOIST contains data from
the NSW Central Cancer Registry. It does not contain
data on stage of disease for cervical carcinoma. The likely
stage distribution of cervical carcinoma in NSW was
assumed to be similar to that of the United States, and,
therefore, the incidence of each stage of cervical carci-
noma in NSW was extrapolated from the Surveillance,
Epidemiology, and End Results (SEER) Database.23 SEER
data for 1997–2001 were used to estimate the distribution
of stages and substages because no other source pro-
vided this level of information. Comparison of cervical
screening rates24,25 and overall cervical carcinoma stage
distribution in US and Australia23,26 showed similar
results, suggesting that the SEER substage distributions
are likely to be representative of those in Australia. The
actual BTU was calculated by dividing the number of
NSW cervical carcinoma patients treated with BT by the
estimated stage incidence of cervical carcinoma. Ethics
approval was obtained from South Western Sydney Area
Health Service (Western Zone) Human Research Ethics
Committee.
RESULTSOptimal Brachytherapy Utilization RateThe BT utilization tree for cervical carcinoma is shown
in Fig. 1.
Table 3 lists the patient, tumor, and treatment-
related attributes for each indication for BT, Austra-
lia’s National Health and Medical Research Council
(NHMRC) level of evidence for the indication, guide-
TABLE 2Hierarchy of Epidemiological Data9,10
Quality of
source Source type
a Australian National Epidemiological data
b Australian State Cancer Registry
g Epidemiological databases from other
large international groups (eg, SEER)
d Results from reports of a random sample from a population
e Comprehensive multi-institutional database
z Comprehensive single-institutional database
u Multi-institutional reports on selected
groups (eg, multi-institutional clinical trials)
l Single-institutional reports on selected groups of cases
m Expert opinion
2934 CANCER December 15, 2006 / Volume 107 / Number 12
FIGURE 1. This is the decision tree for optimal brachytherapy utilization to treat cervical carcinoma. LVI indicates lymphatic vascular space invasion; PLND, pelviclymph node dissection; LN, lymph nodes; GOG, Gynecology Oncology Group.
Use of Brachytherapy in Cervical Cancer/Thompson et al. 2935
lines that support it, and the proportion of patients with
uterine cervical carcinoma that have that indication for
BT. Of patients with cervical carcinoma, 49% have an in-
dication for BT (the optimal BTU). The optimal BTU for
FIGO stage IA disease is 14%, for IB-IIA disease 47%, for
IIB-IVA disease 100%, and for IVB disease 0%.
Table 4 summarizes epidemiological data related to
indications for or against BT: the proportion of patients
with cervical carcinoma with the BT indication or con-
traindication, the quality of epidemiological evidence,
and sources of data.
Two issues require further explanation. There were
no data available on the proportion of patients with
nonmetastatic cancer who were unfit for surgery
(branches G, H, K, and P, Fig. 1). We used NSW commu-
nity self-reported health status,30 adjusting the results
by the known age distribution of patients with cervical
cancer1: 19% of this population reported their health to
be in the 2 worst of 5 categories (‘‘fair’’ or ‘‘poor’’). It
was assumed that these patients would not be fit for
radical surgical resection, apart from therapeutic coni-
zation in the case of stage IA1 disease. All other medi-
cally unfit patients would be referred for RT including
BT. We chose this measure because it is NSW popula-
tion-based data and because self-reported health status
is a predictor of later morbidity and death.44,45 We per-
formed sensitivity analysis to estimate the effect of
considering only the 4% of patients with ‘‘poor’’ self-
reported health as nonoperable candidates. Note that
the 19% figure is similar to that obtained by using data
from Tyldesley et al.,31 who used the Canadian National
Population Health Survey to estimate the proportion of
Canada’s population to be of poor performance status
by age category (Eastern Cooperative Oncology Group
[ECOG] scores of 2 or 3 and 4). These data were as-
sumed to be representative of the performance status
of Australian patients with nonmetastatic cervical can-
cer, and data were adjusted for the age distribution of
Australian patients with cervical cancer1 to calculate
the average percentage of Australian patients with non-
metastatic cervical cancer who had poor performance
status. This average was 16%.
The other issue is whether patients with stage IB-
IIA disease should be managed with primary surgery or
RT (branches O, Fig. 1). There has been 1 randomized
trial of surgery versus RT including BT for operable cer-
vical carcinoma.33 Although disease-free survival rates
and overall survival rates were identical in both arms of
the study, the authors suggested that morbidity of RT
(particularly in postmenopausal women) was less.
TABLE 3Cervical Carcinoma: Indications for Brachytherapy—Levels and Sources of Evidence