Surface Treatment of Poly(3-Hydroxybutyric Acid) (PHB) and Poly(3-Hydroxybutyric- co-3-Hydroxyvaleric Acid) (PHBV) Porous 3-D Scaffolds With An Improved Thickness To Enhance Cell-Biomaterial Adhesion and Interactions Saiful Zubairi 1 , Alexander Bismarck 1 , Apostolis Koutinas 2 , Nicki Panoskaltsis 3 and Athanasios Mantalaris 1 1 Department of Chemical Engineering, Imperial College London, 2 Department of Food Science and Technology, Agricultural University of Athens, and 3 Department of Haematology, Northwick Park & St. Mark’s campus, Imperial College London. For additional information please contact : [email protected] The poor hydrophilic properties of PHA have hindered its extensive use for medical applications [1] . Hence, it is imperative to improve the surface properties of PHA to render it suitable for tissue engineering [2] . A possible and effective way is surface treatment. Tailoring surface properties of degradable polymer scaffolds is an essential requirement towards the development of biomimetic support matrices. In this study, the PHA, particularly PHB and PHBV were fabricated into porous 3-D scaffolds with an improved thickness (greater than 4 mm). Later, they were treated with two types of surface treatments to enhance the surface hydrophilicity and in turn, improving the cell-biomaterial affinity. The PHB and PHBV foams were treated with NaOH and rf-oxygen plasma to modify their surface chemistry and hydrophilicity with the aim of increasing the cellular attachment of Chronic Lymphocytic Leukaemia cell line (RL) as well as to identify which treatments suit best for the biological surface coating. INTRODUCTION METHODOLOGY Solvent evaporation in fume cupboard (Complied with UK-SED, 2002: < 20 mg/m3) PHBV (4%, w/v) ∼ ∼∼ ∼10 mm ∼ ∼∼ ∼10 mm ∼ ∼∼ ∼5 mm INNER SIDE INNER SIDE INNER SIDE INNER SIDE OBJECTIVE 1. To analyze the morphology and surface properties of the modified polymeric 3-D scaffolds. 2. To identify which surface treatments suit best for biological surface coating based on the RL cell line cellular response. Structural analysis of polymeric porous 3-D scaffolds after surface treatment 0.4 M NaOH PHB 0.6 M NaOH PHB 0.4 M NaOH PHBV 0.6 M NaOH PHBV Rf-O2 plasma PHB Rf-O2 plasma PHBV Weight loss after surface treatment No structural integrity problem. No apparent detachable fraction. (a) rf-O 2 plasma treatment PHB (4%, w/v) PHBV (4%, w/v) 100 W, 10 min Weight loss (%) 1.64 ± 0.15 1.45 ± 0.25* (b) NaOH treatment PHB (4%, w/v) PHBV (4%, w/v) 0.4 mol L -1 0.6 mol L -1 0.4 mol L -1 0.6 mol L -1 Weight loss (%) 3.58 ± 0.48* 5.56 ± 0.42* 2.79 ± 0.75* 3.57 ± 0.87* TABLE 3: Weight loss of PHB and PHBV 4% (w/v) porous 3-D scaffolds after (a) rf-O 2 plasma and (b) NaOH surface treatment. *p<0.05 as compared with PHB or PHBV treated with rf-O2 plasma (n = 4). FIGURE 4: Scanning electron micrographs of PHB and PHBV (4%, w/v) porous 3-D scaffolds subsequent to alkaline and rf-oxygen plasma treatment. The treatment conditions for rf-oxygen plasma: 100 W, 10 min. (a) 0.4M NaOH PHB; (b) 0.4M NaOH PHBV; (c) 0.6M NaOH PHB; (d) 0.6M NaOH PHBV; (e) PHB rf-oxygen plasma; (f) PHBV rf-oxygen plasma. FIGURE 5: ξ = f(pH) for PHB (a) and PHBV (b) porous 3-D scaffolds before and after rf-oxygen plasma and (a) (c) (e) Morphology of porous structure by using scanning electron microscopy (SEM) Porous 3-D scaffolds O2 rf-plasma treatment* (Optimum parameter: 100 W, 10 min) - Köse, et al. (2003) Alkaline treatment - NaOH* (0.2, 0.4, 0.6, 0.8, 1.0 mol L-1) Identify the ideal concentration Water contact angle (θH2O) & ζ-potential measurement 1A 1B 2 3 In vitro cell-biomaterial interactions (2 weeks) Identify the ideal treatment based on the cellular proliferation study 4 5 NaOH Polymer solution in organic solvent Porogen (i.e., NaCl, sucrose & etc.) Polymer solution + Porogen Dried cast Polymer + Porogen Porous 3-D scaffolds Porogen-DIW leaching 1 2 3 4 Polymer + Solvent + Porogen cast Rectangular size of polymeric porous 3-D scaffolds(> 4mm) 5 (a) (b) FIGURE 1: Schematic of the Solvent-Casting Particulate-Leaching (SCPL) process. The process comprises (1) mixing of polymer solution with porogen; (2) adding the polymer solution with porogen into a Petri-dish and then incubated in the lyophilization flask to avoid development of etching surfaces; (3) evaporation of solvent for 48 h in the fume cupboard. The solvent evaporation is complied with the United Kingdom Solvent Emission Directive (SED), 2002 for Halogenated VOCs: <20 mg/m 3 (<≅ 12 kg of CHCl 3 ); (4) leaching out porogen from dried cast polymer + porogen by using 10 liters of deionized water for 48 h (changed twice/day) at 20 ± 1 o C; (5) lyophilized porous 3-D scaffolds with the thickness greater than 4 mm; (6) A rectangular size of ∼10mm x ∼10mm x ∼5mm porous 3-D scaffolds is incised prior to the surface treatments, in vitro degradation measurement, mechanical testing and cellular proliferation studies. PHBV (4%, w/v) porous 3-D scaffolds PHB (4%, w/v) porous 3-D scaffolds 0.8 M 0.8 M 1.0 M 1.0 M 0.6 M 0.6 M Control + DIW 0.4 M 0.4 M 0.2 M 0.2 M ζ-potential measurement of polymeric porous 3-D scaffolds ζ-potential & water contact angle measurement after sterilization process No significant changed were observed for both polymers. Similar ζ-potential profile & CA with the untreated polymers -140 -120 -100 -80 -60 -40 -20 0 20 0 1 2 3 4 5 6 7 8 9 10 11 Untreated PHBV (4%, w/v) Treated PHBV (4%, w/v) 0.4M NaOH Treated PHBV (4%, w/v) 0.6M NaOH Treated PHBV (4%, w/v) Oxygen-plasma Untreated PHBV (4%, w/v), EtOH (2 hours) pH (103 M KCl) Zeta-Potential ζ ζ ζ ζ [Mv] (b) PHBV ζplateau plateau plateau plateau -140 -120 -100 -80 -60 -40 -20 0 20 0 1 2 3 4 5 6 7 8 9 10 11 Untreated PHB (4%, w/v) Treated PHB (4%, w/v) 0.4M NaOH Treated PHB (4%, w/v) 0.6M NaOH Treated PHB (4%, w/v) Oxygen-plasma Untreated PHB (4%, w/v) EtOH (2 hours) pH (103 M KCl) Zeta-Potential ζ ζ ζ ζ [Mv] (a) PHB ζplateau RESULTS FIGURE 2: Schematic representation of the alkaline and rf-O 2 -plasma surface treatment and physico-chemical characterization by means of scanning electron microscopy (SEM), electrokinetic analyzer (EKA), helium pycnometer and drop sessile analyzer (DSA). Statistical analysis was conducted by using the Students t-test and ANOVA Tukey’s test (SPSS version 17.0 IBM co.) NaOH treatment. In Figure 2(a) and (b), the arrow highlights the shift of the iep after NaOH treatment. Polymer iep ζ plateau (mV) PHB, untreated 3.8 -29 PHB, untreated, EtOH (2 h) 3.7 -29 PHB, NaOH 0.4M 3.7 -31 PHB, NaOH 0.6M 2.7 -81 PHB, 100W 10 min - -120 PHBV, untreated 3.1 -37 PHBV, untreated, EtOH (2 h) 3.2 -36 PHBV, NaOH 0.4M 3.0 -53 PHBV, NaOH 0.6M 2.7 -93 PHBV, 100W 10 min - -128 TABLE 4: ζ-potential results: iep and ζ plateau values of the ζ = f(pH) for PHB and PHBV (4%, w/v) porous 3-D scaffolds before and after surface treatment. Surface physico-chemistry Polymeric porous 3-D scaffolds PHB (4%, w/v) PHBV (4%, w/v) Before sterilization process Contact angle, θ apparent ( o ) 66.80 ± 0.2 79.24 ± 0.4 After sterilization process Contact angle, θ apparent ( o ) 65.43 ± 0.3 78.11 ± 0.5 TABLE 5: Water contact angle (θ H20 ) of untreated PHB and PHBV (4%, w/v) solvent-cast thin films pre- and post-sterilization (n = 4). 0 1 2 3 4 5 6 7 8 9 pH value PHB (4%, w/v) porous 3-D scaffold PHBV (4%, w/v) porous 3-D scaffold Cell growth media without scaffold (b) * * * * * * * * * * Ψ Ψ Ψ Ψ Ψ Ψ Ψ Ψ Ψ Ψ Ψ Ψ Ψ (f) 0 10 20 30 40 50 60 70 80 90 100 110 % Residual weight of porous 3-D scaffolds PHB (4%, w/v) porous 3-D scaffold PHBV (4%, w/v) porous 3-D scaffold Ψ Ruptured (a) * * * * * Ruptured FIGURE 6: Kinetics of the in vitro degradation process for PHB and PHBV (4%, w/v) porous 3-D scaffolds are measured via (a) mass and (b) pH. The mean values obtained from 4 experiments ± standard deviation (SD) for each time frame is shown below (n = 4). ( Ψ ) p<0.05 for the value compared to each of the polymers or control (pH analysis) and ( * ) p<0.05 for the value change compared to the previous value. FIGURE 3: Morphology of polymeric porous 3-D foams in a rectangular form (an approximate size of 10mm × 10mm × 5mm) after serial concentrations of NaOH surface treatment. NaOH surface treatment of polymeric porous 3-D scaffolds In vitro degradation process in cell growth media 1. S. F. Williams et al., International Journal of Biological Macromolecules, 1999, 25,111. 2. L. Jing et al., Journal of Biomedical Materials Research Part A, 2005, 75, 985. 3. G. T. Köse et al., Biomaterials 2003, 24, 1949. 4. G. T. Köse et al., Biomaterials 2003, 24, 4999. 5. A. Atala et al., in Principles of Regenerative Medicine, Academic Press, 2007. The authors would like to thank the Malaysian Higher Education and the Richard Thomas Leukaemia Fund for providing financial support to this project. Water contact angle of solvent-cast thin films post-surface treatment NaOH treatment: Significantly changed for 0.4 M & 0.6 M. Plasma: Both polymers were completely wet (<25 o ). Physical properties of the polymeric foam pre- and post-surface treatment BET surface area was found to be significantly different for both treatment. Similar porosity + ↑ voids developed. 0 0.2 0.4 0.6 0.8 1 1.2 1.4 Day 1 Day 7 Day 14 Type of PHAs porous 3-D scaffolds Absorbance (490 nm) PHB without treatment PHBV without treatment PHB 0.6M NaOH PHBV 0.6M NaOH PHB plasma treatment PHBV plasma treatment * Seeding efficacy for all untreated and treated foams = 81.55 to 95.43% Cellular response of a CLL’s cell line (RL) on untreated and treated foams Colorimetric assay (MTS assay) a) All scaffolds at day 14 displayed high in cell proliferation as compared to day 7 (p<0.05). b) Data were obtained in 6 separate instances, each in quadruplicates (n = 4). CONCLUSIONS REFERENCES ACKNOWLEDGEMENTS 1. No structural and sturdiness problems. 2. Altered the foams morphology by making more voids available for occupation by CLL cell line. 3. Both polymers were incomparable in term of their compressive modulus (GPa) and ultimate compressive strength (MPa). They were much better than other porous biodegradable polymers and composites. 4. CLL cell line was proliferated immensely on all treated & untreated polymeric foams after 14 days of incubation. 5. 0.6 M NaOH treatment is the best surface treatment for biological surface coating. 6. CLL: No preferential on choosing which surface properties & material characteristics. 7. HIGH potential in developing an ex vivo 3-D mimicry of the human haematopoietic microenvironment model for the study of CLL. (a) Surface physico-chemistry (rf-O 2 plasma treatment) PHB (4%, w/v) PHBV (4%, w/v) 100 W, 10 min[a] Contact angle, θ apparent ( o ) < 25[b][c] < 25[b][c] (b) Surface physico-chemistry (NaOH treatment) PHB (4%, w/v) PHBV (4%, w/v) 0.4 mol L -1 0.6 mol L -1 0.4 mol L -1 0.6 mol L -1 Contact angle, θ apparent ( o ) 65.88 ± 0.72 15.44 ± 0.33 ** < 25[b][c] < 25[b][c] **p<0.01 as compared to 0.4 mol L-1 NaOH and untreated PHB (66.80 ± 0.2o) (n = 10). [a] Optimized operational parameters are studied by Köse et al.[3, 4] [b] The surface is completely wet by re-distilled water droplet (n = 10). Contact angle of fully wetting < 25o.[5][c] Thin films of PHB and PHBV are fabricated on the polypropylene (PP) sheet and then treated with both treatments. TABLE 1: Water contact angle (θ H2O ) of PHB and PHBV 4% (w/v) solvent-cast thin films after (a) rf-O 2 plasma and (b) NaOH surface treatment. Physical properties Polymeric foams (4%, w/v) Before treatment PHB PHBV BET surface area, A s , m 2 g -1 [a] 0.70 ± 0.02 0.82 ± 0.03 Geometrical bulk density, g cm -3 0.084 ± 0.15 0.072 ± 0.28* Skeletal density, g cm -3 [b][c] 0.47 ± 0.52 0.92 ± 0.14* Porosity, % 81.97 ± 1.22 92.17 ± 0.73* Physical properties Polymeric foams (4%, w/v) Alkaline treatment (0.6 M) rf-O 2 plasma treatment PHB PHBV PHB PHBV BET surface area, A s , m 2 g -1 [a] 0.89 ± 0.02* 0.97 ± 0.03* 0.78 ± 0.03* 0.91 ± 0.01* Geometrical bulk density, g cm -3 0.084 ± 0.15 0.072 ± 0.28* 0.084 ± 0.15 0.072 ± 0.28* Skeletal density, g cm -3 [b][c] 0.47 ± 0.52 0.92 ± 0.14* 0.47 ± 0.52 0.92 ± 0.14* Porosity, % 80.96 ± 0.21 91.05 ± 0.52 79.11 ± 0.87 91.74 ± 0.42 TABLE 2: Physical properties of PHB and PHBV (4%, w/v) porous 3-D scaffolds before and after surface treatment. *(p<0.05) - Results are considered statistically significant (n = 4) as compared to prior treatment. Ψ(p<0.05) - Results are considered statistically significant (n = 4) as compared to rf-O2 plasma treatment. [a] BET surface area (m2 g-1) = Total surface area in all direction (m2)/skeletal mass (g). [b] ρs is the skeletal density of the crushed scaffolds, which is determined from helium pycnometry. [c] The higher pore volume (the higher the amount of absorbate intruded), the lower the skeletal volume. 0 0 7 14 21 28 35 42 49 56 63 Time (days) 0 0 7 14 21 28 35 42 49 56 63 70 Time (days) treatment. Mechanical Properties Polymers Mechanical Properties Compressive modulus (GPa) Ultimate compressive strength (MPa)[a] PHB (4%, w/v) 0.0071 ± 0.72 1.97 ± 0.12 PHBV (4%, w/v) 0.0096 ± 0.18 1.83 ± 0.09 TABLE 5: Mechanical properties of PHB and PHBV (4%, w/v) porous 3-D scaffolds. [a] Samples are crushed, compacted and eventually ruptured into several fragments (n = 3). * * FIGURE 7: Cellular growth of a CLL cell line (RL) on PHB and PHBV (4%, w/v) porous 3-D scaffolds without treatment (control) and with surface treatment (alkaline and rf-oxygen plasma).