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During this first year of my PhD research, I have been concentrating on a broad
literature review in order to establish the philosophical base on which to build my
ethnographic work with musicians over the next two years. Now, my opening slide
makes a pretty strong ontological and epistemological assertion as to the
whereabouts of music.
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Perhaps it would be good to bear this question in mind throughout what I have to
say.
Here are a musician, a computer and a musical work.
And, of course, they are easy to distinguish, one from another, aren’t they?
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After all, over evolutionary time, human beings have become rather adept at telling
things apart. If our ancestors couldn’t tell a tiger from a tree, we wouldn’t be here
today to philosophize on the matter. But is our familiarity with the discreteness of
things in our environment a little illusory? Does our phenomenological perception of
the world reveal the world as it really is? I will suggest to you that, in some respects,
the boundaries between apparently discrete objects are actually far more porous and
fuzzy than we would ordinarily think and that, in some cases, the very notion of a
boundary becomes meaningless.
When I started to read some of the philosophical writing on the ontology and
epistemology of musical works a number of years ago, it was then (and still is)
invariably written by scholars in the Anglo-American analytical philosophical tradition.
As someone who started his academic career in the sciences, this broadly
reductionist approach to the subject seemed normal, familiar and fairly attractive.
But the deeper I delved, the further removed from my everyday experience of music
such explanations seemed to be. It was as if the musico-philosophical search for the
fundamentals of what makes music tick, music at a molecular level, if you will, would
lead, grail like to an all-encompassing explication of music’s place in the world and
its effects on us.
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These analytic discourses concentrate on molecular issues; debates about types
and tokens, Platonic eternal works, and ongoing philosophical spats, such as the
now thirty-year old disputation between Peter Kivy and Jerrold Levinson on whether
musical listeners are architechtonicists or concatenationists.1
Let me use a pictorial metaphor of the reductionist approach more generally; so
here’s a Schenkerian analysis of Bach which aims to molecularise the music. Not
too dissimilar an approach to the depiction of the nicotinic acid molecule below it.
But, it seems to me, the Schenkerian graph tells us as much about the sound and
phenomenological aspects of the Bach organ prelude as does the organic
molecule’s representation about the effects of vitamin deficiency and diet. Which is
to say, not very much at all!
These are debates about angels on pinheads and far removed from the issues which
concern me as a musical listener.
1 See, e.g., Levinson 2015 and Kivy 2001
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[Photo credit © Babette Babich]
Roger Scruton sometimes puzzles me. Here he is, and, yes, that’s me in the
background looking puzzled.
Here’s what he says in The Aesthetics of Music.
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“It is important to distinguish the meaning of a work of art from its associations. We
do not always do this, since we are not always concerned to distinguish the meaning
of a work from its meaning for me. Nevertheless, to say that a work of music is
associated for me with certain feelings, experiences, memories, etc., is to say
nothing about its musical character. (1997: 145)”
He doesn’t actually go so far as to accuse the ‘associative listener’ of Philistinism,
but the tenor of the remark seems clear to me. But is he right when he asserts that
music’s associations “say nothing about its musical character”? I find it hard to get
beyond ‘meaning for me’.
Perhaps the root of the problem for me is what Christopher Small calls the
“reification” of music. He points out that music as a noun doesn’t reflect most
peoples’ actual engagement with music. Most people treat music as a verb – which
is why Small uses the phrase “musicking” and the verb “to music”. He values what
music does over what it is. That is to say, he makes music’s ontology supervenient
upon its epistemology. He says, “The act of musicking establishes in the place
where it is happening a set of relationships, and it is in those relationships that the
meaning of the act lies (1998: 13).” Bear in mind that this was written in 1998, in the
infancy of the internet. His definition of “place” would have far wider bounds
nowadays.
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He says, “… if we think about music primarily as action rather than as thing and
about the action as concerned with relationships, then we see that whatever
meaning a musical work has lies in the relationships that are brought into existence
when the piece is performed (1998: 138).”
Small is right here, as far as he goes, but in using the phrase “when the piece is
performed” he is giving emphasis to the near-synchronous relationship and
connections surrounding a ‘performance’. I’ll talk a bit later about Ian Hodder’s view
of the importance of diachronic connections and entanglements which link the past,
the now and the future.
Is Small justified in placing what music does before what it is? Well, it has been the
standard argument in Anglo-American philosophical thought since at least Quine in
1950 that ontology is supervenient on epistemology. What does that mean? It
means that if it epistemologically waddles like a duck and quacks like a duck,
ontologically, it’s a duck! And so it is with music; and looking at it this way around,
music becomes defined in virtue of its epistemological activities and associations.
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There are philosophers whose writings are more amenable to this connectionist
world view. They are mainly writers in what has come to be called the “Continental”
tradition.
As I started to undertake my literature review it became obvious that I needed to take
sides in this philosophical debate. Analytic or continental? The continental writers
provide a better framework for consideration of music’s multifarious links into the
world and so it is on that continental side of the fence (or Channel?) that I stand. To
make a compelling case against the analytical traditional approach to music’s
ontology and aesthetics would require a critique of about 90% of the Stanford
Encyclopedia of Philosophy, and so, I simply state that my approach will be
continental.
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Some of these writers are: Jacques Derrida, Gilles Deleuze, Felix Guattari, Ian
Hodder (actually an archaeologist), Bruno Latour, Christopher Vitale and Manuel De
Landa.
What sort of world do these writers describe? They describe a space of possibilities,
potentialities and actualities. A space of solidity but also of flux. A space of the
tangible and corporeal but also of the intangible and incorporeal. Sometimes a space
of metaphors.
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Do not adjust your set! Here is a visual metaphor for what Deleuze and Guattari
would call “rhizomal space”. With the exception of Derrida, all of the writers I have
just mentioned are, to a greater or lesser degree, in the debt of Deleuze and Guattari
in their descriptions of the world. What they all stress in their metaphysical positions
is the importance of connections between things.
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Assemblage is a term common to most of these writers, certainly Deleuze and
Guattari, De Landa, Latour, Vitale and Hodder all use it. What does it mean?
One explanation is that everything occupies a node in a network of other things.
What a thing is and what it means is determined by the number of external (and
internal) connections it has. The mathematicians would say that its ‘whatness’ or
‘quiddity’ increases with an increase in its valency. Networks and connections are
everywhere. We use spatial metaphors to describe them.
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Here are some nodes and connections…
Here are some more…
An assemblage need not be a physical ‘object’ whose components are all in one
small physical locus.
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Deleuze and Guattari use the metaphor of a rhizome to describe the undifferentiated
space from which things ‘condense’ (my word) and connect (their word). A rhizome
in botanical terms is the undifferentiated root of a plant structure, which is
homogenous, with no one part of it privileged in terms of its structure or its potential.
This is a suitable metaphor for Deleuzo-Guattarian space, a space which they call
the Plane of Consistency or the Plane of Immanence. Manuel De Landa calls this
immanent space “possibility space”
This might look like neuronal tissue in the brain, but it is, in fact, a fungal mycelium,
rhizomatic tissue of the underground part of a mushroom. The mycelium is a good
metaphor for Deleuze’s Plane of Immanence.
“The rhizome conceives how every thing and every body – all aspects of concrete,
abstract and virtual entities and activities – can be seen as multiple in their
interrelational movements with other things and bodies (Colman 2010: 233).”
In short, we are what we are, and things are what they are, in virtue of our
connections internal and external. Without connections, there is nothing.
WS Gilbert says in Pinafore, “Things are seldom what they seem”. One aspect of
the connections which construct assemblages is the dynamic nature of the
processes. True, some of the dynamism is on such a vast scale and over such long
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periods, or is so small and quick that it is imperceptible to our everyday experiences.
Think of mountain building on one hand and radioactive decay on the other. But
dynamic processes they are, nonetheless. Deleuze and Guattari describe these
processes in fairly obscurantist language as “becomings” and as “deterritorialisation”
and “reterritorialization”. What do they mean by this?
Their famous example (well famous in continental philosophical circles, at any rate)
is the example of the wasp and the orchid. At the moment of feeding and pollination
(upon which this particular kind of wasp and the orchid are mutually dependent) they
say that the wasp is a “becoming orchid” and that the orchid is a “becoming wasp”.
The wasp/orchid assemblage, for that brief encounter, is more important than its
subcomponents.2
2 See, e.g., Deleuze and Guattari 1987: 11 et seq.
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[This slide is accompanied by a sound clip of a Bach ’cello sonata]
Deleuze and Guattari would describe this assemblage in terms of Du Pré “becoming
‘cello”, of the Bach suite “becoming Du Pré”, Du Pré “becoming Bach suite” and so
on and on.
Because the rhizomal space is boundless and subject to constant flux, the only
operative grammar is the constant conjunctive process ‘and… and… and…’ The
verb ‘to be’ has no place here. As EM Forster said, “only connect”.
I have been trying to explain this philosophy, so far, in terms of the connections and
entanglements between ‘things’. But are ‘things’ as distinct as we usually suppose?
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Bart Kosko says, “At the core is the paradigm shift from the black and white to the
gray – from bivalence to multivalence (1994: xvi).” “Words stand for sets. The word
house stands for different houses for each of us because we each have seen and
lived in and read about and dreamed about different houses. We all speak and write
the same words but we do not think the same words. Words are public but the sets
we learn are private. And we think in sets (1994: 122).”
This takes us back to Scruton’s point about associations. Would he really have us
believe that our individual experiences of houses tell us nothing about the
“houseness” of houses? Does my experience of and associations with, say
Beethoven 5, really tell me nothing about the symphony’s “musical character”?
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Three writers who tackle the issues raised by these indeterminacies are Jacques
Derrida, in Parergon, an essay discussing the frame of artworks and Andy Clark and
David Chalmers in their article, The Extended Mind, which deals with the locus of our
cognitive processes.
Taking Derrida first: his discussion is mainly about sculpture and painting, but much
of what he says about the plastic arts seems to have relevance to temporally
extended artworks, like music.
He says, “We must know of what we speak, what concerns the value of beauty
intrinsically and what remains external to our immanent sense of it. This permanent
demand - to distinguish between the internal or proper meaning and the
circumstances of the object in question - organizes every philosophic discourse on
art, the meaning of art and meaning itself, from Plato to Hegel, Husserl, and
Heidegger [and, we might add Scruton]. It presupposes a discourse on the limit
between the inside and the outside of the art object, in this case a discourse on the
frame. Where do we find it? (1979: 12)”
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Derrida’s essay is itself a critique of Kant’s Critique of Judgement. He describes the
case of drapery on a sculpture or the architectural colonnades on a palace or the fine
gilt frame around a painting. Where, he asks, do the artworks end and the frames
begin? Where is the work or “ergon” and what is external or “parergonal”? It is a
tricky question. Howard Hodgkin subverts the nature of a frame in his paintings.
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Where is the frame in this work?
Where is the frame or boundary of a musical work?
Here, with the score?
Perhaps there’s a frame when you book a ticket.
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Or is it the walls of the concert hall?
The album cover certainly frames the musical contents, doesn’t it?
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Or is it the concert review?
Or here?
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Or, at the risk of labouring the point, here?
So much for the boundary conditions of something intangible, like the musical work.
Where does the boundary lie as between us as persons and our tools, artefacts and
the wider world?
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In their 1998 paper, The Extended Mind3, Clark and Chalmers4 postulate that, as
modern human beings, we have offloaded some of our cognitive capacities and
functions to artefacts external to our brains. That is to say, some aspects of our
cognition are now extra-cranial. Back in 1998, they gave as their example the case
of someone called Otto and his Filofax. Otto, who is suffering from memory loss,
uses his annotated Filofax to find his way to, for example, the Museum of Modern
Art. Clark and Chalmers have had their critics. Their main defence is that extra-
cranial devices (such as notebooks, mobile phones, and computers) form couplings
(i.e., assemblages) with cognitive systems (the brain) which incorporate them into
one single cognitive system (Clark in Menary 2010: 84). But why should this
surprise us?
In these terms, humans have been using extra-cranial artefacts as component parts
of cognitive processes since the dawn of time.
3 See Clark and Chalmers in Menary (ed.) 2010: 27-42
4 Who would balk at being described with the Continental philosophers. But since what they describe
is an assemblage, I have no qualms in recruiting them in this Deleuzian description.
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In Clark’s terms, we are all cognitive cyborgs, natural born. If I ask you whether you
“know” a friend’s phone number, you may reply, “Yes”.
But do you? Perhaps you say that you know the way to Milton Keynes.
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But do you?
Surely you know what music you like and what’s in your collection.
Are you sure?
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So a similar question to that which I posed concerning the boundaries of artworks
also arises in the case of us as persons. Where are our boundaries?
There is a word in classical Greek, “prosopon” (πρόσωπον). It was used by early
commentators on the Gospels to signify aspects of the true nature of God as
represented by the Trinity. For example, “The prosopon of the Father is the Logos,
by whom God is made visible and manifest (Clement of Alexandria’s Paedagogus
quoted in Grillmeier 1975, 135).” Other meanings are; person, face, visage,
countenance, appearance, mask, part in a drama, and character. In one sense it
might mean the true limit or boundary of a person. We might argue that it covers
similar cases to those I have mentioned; the person/technology symbiont or cyborg.
Prosopon is the true nature and boundary of the cyborg.
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In a like fashion to Derrida’s use of the Greek ‘parergon’ to denote that which is
external to the work (1979), I propose the neologism ‘paraprosopon’
(παραπρόσωπον) to denote that which is external to the true nature (or boundary) of
the person. And if the prosopon is everything which constitutes an individual person
(which might include, counter-intuitively, technology or even other persons) so
paraprosopon is everything outwith those components. Just as with Derrida’s
par/ergon, it’s the nature and ‘location’ of the boundary that I’m interested
in. Technology pushes that boundary all the time and it is also quite fuzzy. So, just
as with Wittgenstein’s claim that in order to draw a limit to thinking we should need to
think both sides of it (1961, 3), then for us to define the extent or limit of a person, we
need to know what’s in and what’s out – which is tricky. Hodder says, “Like any
other thing, the human frame is a transient bounded entity through which matter,
energy and information flow, connecting it to other things (2012, 219).” Perhaps
‘countenance’ just is that boundary or metaphorical ‘surface’ of the prosopon. The
trouble lies in pinning it down.
Ian Hodder is an archaeologist, and he brings an archaeological perspective to bear
on consideration of assemblages involving humans and things. His thesis may be
summarised by saying that over evolutionary time, humans have come to depend
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upon things (and vice versa) more and more, so that we are now entangled to such
an extent that we (humans and things) are mutually entrapped. He says, “We often
manage to live relatively unaware of the full complexity of what and who provides for
us, but we are nevertheless deeply entangled in the vitality of things and the
assemblages of their relations (Hodder 2014: 21).” And later, “…as humans we are
involved in a dance with things that cannot be stopped, since we are only human
through things (ibid., 2014: 34).”
To summarise then:
There is an immanent possibility space in which things, actual and virtual form
and re-form into assemblages.
This process is dynamic.
Assemblages are indeterminate and fuzzy in virtue of this dynamism.
There are some dependencies between assemblages which amount to
entanglements.
We may call this Entangled Network Space.
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I started by suggesting that the world is not as discrete as these images and our own
beliefs about it would suggest. If my description of Entangled Network Space is
right, then the world is structured, metaphorically, more like this.
[This slide is a short movie clip. See here:
https://www.youtube.com/watch?v=yj1O6IcoZAU&feature=youtu.be]
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Bibliography
Clark, A. 2003. Natural-Born Cyborgs. New York NY: Oxford University Press
Clark, A. in Menary (ed.) 2010 The Extended Mind. Cambridge MA: MIT Press
Clark, A. and D. Chalmers in Menary (ed.) 2010 The Extended Mind. Cambridge
MA: MIT Press
Colman, F.J. in Parr, A (ed.) 2010. The Deleuze Dictionary. Edinburgh: Edinburgh
University Press
Deleuze, G. and F. Guattari 1987 (2011). A Thousand Plateaus (trans. Massumi,
B.) London: Continuum
Derrida, J. 1979. “Parergon” in October, Vol 9 (Summer 1979) 3-41
Grillmeier, A. 1975. Christ in Christian Tradition. Atlanta: John Knox Press.
Hodder, I. 2014. “The Entanglements of Humans and Things: A Long-Term View” in
New Literary History, Vol 45, Number 1, (Winter 2014) 19-36
Kivy, P. 2001. New Essays on Musical Understanding. Oxford: Oxford University
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Kosko, B. 1994. Fuzzy Thinking. London: Flamingo
Levinson, J. 2015. Musical Concerns. Oxford: Oxford University Press
Livesey, G. in Parr, A (ed.) 2010. The Deleuze Dictionary. Edinburgh: Edinburgh
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Scruton, R. 1997. The Aesthetics of Music. Oxford: Clarendon Press
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