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eGovernment Interoperability

Nov 29, 2014

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Technology

Rajiv Ranjan

I used these slides to teach a class of 70 students from the Post Graduate Diploma and the Masters Programme in Information Systems, in the University of Colombo, Sri Lanka. August, 2008
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Page 1: eGovernment Interoperability

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eGovernment Interoperability

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What, Why, How, WhoInteroperability: as a concept

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Agenda

What is e­government interoperability?Why is e­government interoperability important? What would e­government interoperability accomplish?How is e­government interoperability realized?What are open standards? What role do they play in e­government interoperability? What makes a well­designed GIF/EA?Who should be involved in GIF/EA development?What resources are needed to develop and implement a GIF/EA?What is the role of policy makers in ensuring e­government interoperability?What are the important lessons to remember about e­government interoperability? 

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Agenda

What is e­government interoperability?Why is e­government interoperability important? What would e­government interoperability accomplish?How is e­government interoperability realized?What are open standards? What role do they play in e­government interoperability? What makes a well­designed GIF/EA?Who should be involved in GIF/EA development?What resources are needed to develop and implement a GIF/EA?What is the role of policy makers in ensuring e­government interoperability?What are the important lessons to remember about e­government interoperability? 

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Definition

“...The  ability  of  two  or  more  diverse  government  information  and communications  technology  (ICT)  systems  or  components  to  meaningfully and seamlessly exchange information and use the information that has been exchanged...”

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Agenda

What is e­government interoperability?Why is e­government interoperability important? What would e­government interoperability accomplish?How is e­government interoperability realized?What are open standards? What role do they play in e­government interoperability? What makes a well­designed GIF/EA?Who should be involved in GIF/EA development?What resources are needed to develop and implement a GIF/EA?What is the role of policy makers in ensuring e­government interoperability?What are the important lessons to remember about e­government interoperability? 

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Demands on governments

●Enhanced efficiency and effectiveness●Improved delivery of basic public services●Increased transparency and accountability

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Agenda

What is e­government interoperability?Why is e­government interoperability important? What would e­government interoperability accomplish?How is e­government interoperability realized?What are open standards? What role do they play in e­government interoperability? What makes a well­designed GIF/EA?Who should be involved in GIF/EA development?What resources are needed to develop and implement a GIF/EA?What is the role of policy makers in ensuring e­government interoperability?What are the important lessons to remember about e­government interoperability? 

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Expectations

●Better decisions●Better public services●Better governance

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Agenda

What is e­government interoperability?Why is e­government interoperability important? What would e­government interoperability accomplish?How is e­government interoperability realized?What are open standards? What role do they play in e­government interoperability? What makes a well­designed GIF/EA?Who should be involved in GIF/EA development?What resources are needed to develop and implement a GIF/EA?What is the role of policy makers in ensuring e­government interoperability?What are the important lessons to remember about e­government interoperability? 

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Realization

●Through standards●Through architecture

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Agenda

What is e­government interoperability?Why is e­government interoperability important? What would e­government interoperability accomplish?How is e­government interoperability realized?What are open standards? What role do they play in e­government interoperability? What makes a well­designed GIF/EA?Who should be involved in GIF/EA development?What resources are needed to develop and implement a GIF/EA?What is the role of policy makers in ensuring e­government interoperability?What are the important lessons to remember about e­government interoperability? 

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Characteristics of open standards

●Easy accessibility for all to read and use●Developed by a process that is open and relatively easy for anyone to participate in; and●No control or tie­in by any specific group and vendor

Open standards enables

●Avoid vendor lock­in●Wide technology choices●Tapping technology cost reduction

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Agenda

What is e­government interoperability?Why is e­government interoperability important? What would e­government interoperability accomplish?How is e­government interoperability realized?What are open standards? What role do they play in e­government interoperability? What makes a well­designed GIF/EA?Who should be involved in GIF/EA development?What resources are needed to develop and implement a GIF/EA?What is the role of policy makers in ensuring e­government interoperability?What are the important lessons to remember about e­government interoperability? 

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Design fit

●Framework based/flexible●Standards oriented●Open but aligned●Industry maturity ●Clearly defined governance model 

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Agenda

What is e­government interoperability?Why is e­government interoperability important? What would e­government interoperability accomplish?How is e­government interoperability realized?What are open standards? What role do they play in e­government interoperability? What makes a well­designed GIF/EA?Who should be involved in GIF/EA development?What resources are needed to develop and implement a GIF/EA?What is the role of policy makers in ensuring e­government interoperability?What are the important lessons to remember about e­government interoperability? 

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Involvement

●Stakeholders●Lead agency●Decision makers●Technical personnel

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Agenda

What is e­government interoperability?Why is e­government interoperability important? What would e­government interoperability accomplish?How is e­government interoperability realized?What are open standards? What role do they play in e­government interoperability? What makes a well­designed GIF/EA?Who should be involved in GIF/EA development?What resources are needed to develop and implement a GIF/EA?What is the role of policy makers in ensuring e­government interoperability?What are the important lessons to remember about e­government interoperability? 

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Resource needs

●Funding for institutions●Appropriate skill sets in government

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Agenda

What is e­government interoperability?Why is e­government interoperability important? What would e­government interoperability accomplish?How is e­government interoperability realized?What are open standards? What role do they play in e­government interoperability? What makes a well­designed GIF/EA?Who should be involved in GIF/EA development?What resources are needed to develop and implement a GIF/EA?What is the role of policy makers in ensuring e­government interoperability?What are the important lessons to remember about e­government interoperability? 

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Role for policy makers

●Vision●Political sponsorship

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Agenda

What is e­government interoperability?Why is e­government interoperability important? What would e­government interoperability accomplish?How is e­government interoperability realized?What are open standards? What role do they play in e­government interoperability? What makes a well­designed GIF/EA?Who should be involved in GIF/EA development?What resources are needed to develop and implement a GIF/EA?What is the role of policy makers in ensuring e­government interoperability?What are the important lessons to remember about e­government interoperability? 

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Take away

● It's not technology only (It's a mix­Vision, Policy, Strategy)● It's an iterative, open and inclusive process● Required to have an inter­agency support organization 

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SynthesisGIF/Architecture

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Agenda

Standards approach to interoperabilityArchitectural approach to interoperabilityConclusion

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Agenda

Standards approach to interoperabilityArchitectural approach to interoperabilityConclusion

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Standards approach to interoperability::The GIF ­ Content organization

1Context

2Standards

3Development 

4 Implementation

5Compliance

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Context: 

Definition of GIFAim of the documentPrinciples that supports the selection of standards (Interoperability, Scalability, Re­usability, Openness, Market support, Security, Privacy, Accessibility, Multilingualism, Transparency)

Scope and limitationsOrganizations bound by specifications of the GIFRelationship of the GIF with other documents/policies

1Context

2Standards

3Development 

4 Implementation

5Compliance

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Standards:

Categories (process, semantic and technical)

Basis (diversity and democratic participation, openness and transparency, IPR constraints, access and security)

Maturity and obsolescence (Emerging, Current, Fading)

1Context

2Standards

3Development 

4 Implementation

5Compliance

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Development: 

Creation and revisionsActors (Lead organization, secretariat, working groups)

Process documentations

1Context

2Standards

3Development 

4 Implementation

5Compliance

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Implementation and Compliance: 

Organization responsibilityCompliance and enforcementCapacity developmentMeasures of success

1Context

2Standards

3Development 

4 Implementation

5Compliance

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Agenda

Standards approach to interoperabilityArchitectural approach to interoperabilityConclusion

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Architectural approach to interoperability: (Challenging the way information systems are organized and governed in public sector and calls for a broader definition of interoperability)

EA, NEA, and SOA

Objectives (Administrative reforms and interoperability)Principles (balance between excessive and no control)Technical content (Reference models­Performance, Business, Service Component, Technical and Data (US­Gov))Development and design (need based, cost effective, flexible) Implementation and governance (Communication, Cooperation, Incentives, Political leadership)

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Agenda

Standards approach to interoperabilityArchitectural approach to interoperabilityConclusion

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Conclusion:

GIF or A (EA/SOA),what matters actually is policy 

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Comparison Countries

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Agenda

Introduction                  Content of GIFs               

Context                       Technical Content              The GIF Authoring Process     Implementation and Compliance 

Conclusion

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Agenda

Introduction                  Content of GIFs               

Context                       Technical Content              The GIF Authoring Process     Implementation and Compliance 

Conclusion

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GIFs from seven countries:

1. Australia2. Brazil3. Denmark4. Germany5. Malaysia6. New Zealand7. United Kingdom 

and 

European Union

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Agenda

Introduction                  Content of GIFs               

Context                       Technical Content              The GIF Authoring Process     Implementation and Compliance 

Conclusion

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Australia

Brazil

Denmark

Germany

Malaysia

New Zealand

UK

ContextTechnicalContent

DevelopmentProcess

Implementation &Compliance

Comparative content organization of selected GIFs

EU N/A

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Agenda

Introduction                  Content of GIFs               

Context                       Technical Content              The GIF Authoring Process     Implementation and Compliance 

Conclusion

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Australia

Brazil

Denmark

Germany

Malaysia

UK

Interoperability Scalability Re­usability Openness

Standards selection principles for selected GIFs

MarketSupport

Security Privacy

EU

New Zealand N/A

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Australia

Brazil

Denmark

Malaysia

New Zealand

UK

G2G G2C G2B G2Orgs

Scope of selected GIFs

G2OG Other

Germany

EU N/A

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Agenda

Introduction                  Content of GIFs               

Context                       Technical Content              The GIF Authoring Process     Implementation and Compliance 

Conclusion

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Technical Content: Two distinct approaches: one common thread

1. Clustering based on layers – Focus in only on the technical dimension:  Followed by 6 out of 8

2. Clustering based on Services or Life Events – Focus is on all three dimensions: organizational,data/semantic, and technical

 Followed by 2 out of 8

Life cycle of standards: Emerging, Current and Fading

The common thread: Open standards

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Australia

Brazil

Denmark

New Zealand

UK

InterconnectionData

IntegrationMetadata

Informationaccess &

Presentation

Approach 1: Interoperability layers for selected GIFs

Standards forBusiness 

areasWebservices Security

Malaysia

EU

Germany

N/A

N/A

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Approach 2: Interoperability life events for selected GIFs

EU

GermanyAround 400 services were identified for the different federal administrations. An analysisof the services along the value chain made it possible to identify 8 service types. 73% of the services used today belong to the three following types:

        • Capturing, processing and providing information;        • Processing applications and requests sent to an administration office; and        • Processing subsidy and assistance applications.

Income taxes, job search, social security contribution, personal documents, carregistration, permits, certificates, enrollment, announcement of relocation, health­relatedservices.

Services included under the GIF

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Agenda

Introduction                  Content of GIFs               

Context                       Technical Content              The GIF Authoring Process     Implementation and Compliance 

Conclusion

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The GIF Authoring Process: 

The lead authorities assigned to develop GIFs in five of the seven countries are the offices in charge of public administration!

The bulk of the policy work goes to the designated secretariat and the working groups

The lead authorities are mainly responsible for approving and implementing the GIF document

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Agenda

Introduction                  Content of GIFs               

Context                       Technical Content              The GIF Authoring Process     Implementation and Compliance 

Conclusion

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Australia

Brazil

Denmark

Malaysia

New Zealand

UK

Guidelines

Mandatory

Guidelines

Mandatory

Mandatory

Mandatory

Status

Validity for selected GIFs

Germany Guidelines

EU N/A

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Ensuring compliance with the GIF.Measures include: • Adopting GIF specifications as an agency policy;• Drafting a GIF compliance road map or a migration policy;• Self­regulating the system owner and departmental checking;• Providing a decision­support tool or service for public officials who will design IT projects; and• Recommending GIF conformity in the bidding process. (In Germany, preference in the bidding 

process is given to those who are GIF­compliant.)

Only the UK and Germany include penalties for non­compliance. Penalties include:

● Possible withholding of project approval or funding;● Refused connection to government networks; and/or● Possible discrimination in procurement biddings for suppliers.

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Agenda

Introduction                  Content of GIFs               

Context                       Technical Content              The GIF Authoring Process     Implementation and Compliance 

Conclusion

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Conclusion: 

No two GIFs are the same. However, there are best practices emerging, such as Open standards. Governments in the process of developing GIFs may learn from others.

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Find the source publications at

http://www.apdip.net/projects/gif

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Thank you!

Rajiv Ranjan <[email protected]>