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Thorax 1988;43:1 13-119
Effects of acetazolamide in patients with the sleepapnoea
syndromeHIROKAZU TOJIMA, FUMIO KUNITOMO, HIROSHI KIMURA,KOICHIRO
TATSUMI, TAKAYUKI KURIYAMA, YOSHIYUKI HONDAFrom the Department of
Chest Medicine, Institute ofPulmonary Cancer Research, and
Department ofPhysiology, School ofMedicine, Chiba University,
Chiba, Japan
ABSTRACT There is as yet no convincing evidence that
acetazolamide, a carbonic anhydraseinhibitor, is effective in
obstructive sleep apnoea. A study was therefore designed to examine
the effectof acetazolamide (250 mg/day) on sleep events and
ventilatory control during wakefulness in ninepatients with the
sleep apnoea syndrome. In eight of the nine patients the apnoea
index and the totalduration ofapnoea were reduced by acetazolamide,
and the mean (SEM) apnoea index of all patientschanged from 25-0 (6
7) to 18 1 (5 8) episodes an hour. Furthermore, the total time
ofarterial oxygendesaturation (Sao2-more than 4% depression in Sao2
from the baseline sleeping level-divided bytotal sleep time was
also significantly decreased and its mean (SEM) value improved from
24- 1 (7 9) to13-6 (4-8)% of total sleep time. Five of the seven
patients with varying degrees of daytimehypersomnolence had their
symptoms obviously improved. There was no patient whose
predominanttype of apnoea was converted from the obstructive to the
central type, or vice versa. In the studies ofwakefulness,
metabolic acidosis, an increase of arterial oxygen tension (Pao2)
and a decrease ofarterial carbon dioxide tension (PaCo2) were
observed. The slopes of the occlusion pressure responseand the
ventilatory response to carbon dioxide increased, and the carbon
dioxide ventilatory responseline shifted to the left. It is
suggested that acetazolamide cannot remove apnoea completely but
has abeneficial effect in mild cases of obstructive sleep apnoea
through an augmentation of central (CO2,H+) drive and a stabilising
effect on ventilatory control.
Owing to insufficient knowledge about the patho-genesis of the
sleep apnoea syndrome, effective treat-ment for most such patients
has yet to be established.Current treatment is based merely on the
physicalfindings of the patients, the type of apnoea, and
theseverity ofthe syndrome. Drugs such as protriptyline'2and
medroxyprogesterone acetate34 for obstructiveand central sleep
apnoea were reported to be effectivein only a few patients.
Acetazolamide induces metabolic acidosis byinhibiting carbonic
anhydrase in the renal tubularstructures and stimulates
ventilation. Furthermore, itmay increase cerebral carbon dioxide
tension (Pco2)by impeding carbon dioxide transport and may
sup-press formation of cerebrospinal fluid bicarbonate atthe same
time, resulting in a sustained increase inalveolar ventilation.
Address for reprint requests: Dr H Tojima, Department of
ChestMedicine, Institute of Pulmonary Cancer Research, School
ofMedicine, Chiba University, Chiba 280, Japan.
Accepted 13 October 1987
This agent has been used successfully to improveperiodic
breathing during sleep at high altitude,56 andwas also reported to
be useful in central sleep apnoea.7On the other hand, Sharp et al8
observed thatacetazolamide induced metabolic acidosis
convertedcentral to obstructive apnoea and worsened hypox-aemia in
two patients with mixed apnoea. Shore et al9reported a similar
case. It remains to be determinedtherefore whether acetazolamide is
useful or not forthe treatment of sleep apnoea syndrome, and
par-ticularly for the subgroup with obstructive disease.
In the present investigation we have assessed theeffect of
acetazolamide in patients with sleep apnoeasyndrome on indices of
sleep disorder and ventilatorycontrol during wakefulness.
Methods
Five men and four women patients with sleep apnoeasyndrome were
studied (table 1). In most of thempolysomnography was performed
because of theirsymptoms-for example, heavy snoring, excessive
113
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Table 1 Anthropometric andpulmonaryfunction data of the patients
with sleep apnoea syndrome
Resting arterial blood gas
Height Weight Weight Paco2 Pao2 [HCO31 VC FEV, %Age, sex (cm)
(kg) (% ofideal) pH (kPa) (kPa) (mmol/l) (% pred)
1 62, F 147 76 153 7 40 6-3 7-5 28-8 69 492 33, M 162 90 150
7-40 5-0 10-5 23-4 109 853 58, F 147 85 171 7-35 6-9 7-8 27-9 70
704 65, M 172 76 113 7 38 5-9 10-4 25 7 71 425 47, M 163 76 134
7-40 5-2 8-8 24-7 97 706 72, F 159 65 123 7-42 5 9 9-0 28-5 81 707
72, F 144 36 74 7-41 5-3 11-4 25-2 72 608 53, M 167 92 153 7 35 5-9
10-0 25 0 81 799 61, M 163 78 138 7-40 5-3 10-2 24-7 88 84Mean 58
158 75 134 7 39 5-7 9 5 26-0 82 68SEM 4 3 6 10 0 01 0-2 0-4 0-6 5
5
Conversion: SI to traditional units-Blood gas data: I kPa = 75
mm Hg.
daytime sleepiness, and insomniac sensation. Thepredominant
apnoea was the obstructive type, whichwas present in eight obese
patients; one patient (case 7)who had purely central apnoea
accompanied byCheyne-Stokes respiration was not obese. Patients
1and 3 were mildly hypercapnic, and patients 1 and 4had chronic
obstructive pulmonary disease. Some ofthe patients were being
treated with several drugs thatcontinued to be administered
throughout the study. Atthe time of the study all subjects were
clinically stable.
Before administering acetazolamide we performedpolysomnography
for two consecutive nights, studiesof ventilatory control during
wakefulness, pulmonaryfunction tests, and arterial blood gas
analysis. In theacetazolamide treatment run, 250 mg was given
orallyonce a day and the tests were repeated on the seventhor
eighth day of administration.
During the sleep studies surface electrodes wereapplied to
obtain an electroencephalogram (EEG), anelectrooculogram (EOG) and
a submental electro-myogram [EMG). Arterial oxygen saturation
(Sao2)was measured continuously with an ear oximeter (BioxIIA).
Movement of the chest wall and abdomen wasmeasured with an
inductance plethysmograph (Res-pitrace) and nasal flow with a
thermistor. A polygraphwas used to record all the variables.
Sleep stages were determined by the criteria ofRechtschaffen and
Kales.'° Apnoea was defined ascessation of flow at the nose for at
least 10 seconds.Central apnoea was thought to occur when
respiratoryeffort and airflow were absent, and obstructive
apnoeawhen respiratory effort continued without airflow.Hypopnoea
was defined when airflow and respiratorymovement were reduced in
amplitude by one third,with a depression in Sao2."
Resting ventilatory indices, inspiratory minute ven-tilation
(Vi), tidal volume (VT), respiratory frequency(f), mean inspiratory
flow (VT/TI) and duty cycle (Ti/TT) were determined in seven
patients while they were
breathing through a mouthpiece. VT, inspiratoryduration (TI),
and expiratory duration (TE) wereelectrically displayed by an
analogue calculator fromthe flow signal detected with a hot wire
flow meter(Minato RF-H).
Hypoxic and hypercapnic ventilatory responsesduring wakefulness
were measured in seven and eightpatients respectively. Hypoxic
ventilatory responsewas determined by an isocapnic progressive
hypoxiatest. During acetazolamide administration, as the endtidal
PCo2 (PET CO2) decreased owing to drug inducedhyperventilation,
measurement of the hypoxic venti-latory response was made at a PET
CO2 lower than thepretreatment level. The hypoxic ventilatory
responsewas evaluated from the linear regression between Viand Sao2
as well as between mouth occlusion pressureat 0-2 seconds (P02)'2
and Sao2, and their responseslopes were termed as AVi/ASao2 and
APO.2/ASao2respectively. The hypercapnic ventilatory responsewas
measured by Read's rebreathing method, and wasevaluated by the
slopes of linear regression between Viand PET CO2 as well as
between P0O2 and PET Co2 (AVi/APco2 and AP0 2/APcO2 respectively).
Details aboutthe sleep study and the ventilatory response test
havebeen reported previously.'3 14
Statistical analysis was performed by paired t testafter
confirmation that the variability within eachgroup was the
same.
Results
SYMPTOMS AND SIDE EFFECTSFive of the seven patients who had
varying degrees ofdaytime sleepiness, the four who felt difficulty
inachieving full arousal on awakening, and three of thefour who had
an insomniac sensation had theirsymptoms improved to some degree
duringacetazolamide administration. Though two patientscomplained
of dysaesthesia of the extremities and
Tojima, Kunitomo, Kimura, Tatsumi, Kuriyama, Honda114
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Effects ofacetazolamide in patients with sleep apnoea syndrome
115
Table 2 Effects ofacetazolamide on arterial blood gases, resting
ventilation, and hypoxic amd hypercapnic ventilatoryresponses (mean
(SEM) values)
n Control Acetazolamide p
pH 9 7 39 (0-01) 7-34 (0-01)
-
Tojima, Kunitomo, Kimura, Tatsumi, Kuriyama, Honda
Apnoea index
EPi0ods/h60-
50
40-
30-
20-
10-
0
P
-
Effects ofacetazolamide in patients with sleep apnoea
syndromeThe changes in the apnoea index, total apnoea time/
total sleep time, and desaturation time/total sleep timewere not
significantly related to changes in theventilatory and occlusion
pressure responses tocarbon dioxide during wakefulness. Moreover,
theywere not correlated with changes in Paco2 and Pao2
Discussion
We found in this study that acetazolamide reduced butdid not
remove the episodes of obstructive apnoea andoxygen desaturation
during sleep and that itameliorated clinical symptoms associated
with dis-ordered breathing. Acetazolamide has been shown tobe
effective in two sorts of sleep disordered breathing.Firstly,
during acute high altitude exposureacetazolamide was reported to
reduce the number ofepisodes of periodic breathing and improve
arterialoxygen saturation.56 Acetazolamide is known to beuseful for
the prevention of acute mountain sickness.'6Secondly, White and
colleagues7 reported thatacetazolamide substantially reduced
episodes of cen-tral apnoea in all their six patients. Findley et
al'7noted that acetazolamide calmed down the oscilla-tions of
ventilatory movement and abolished therecurrent episodes of apnoea
in Cheyne-Stokesbreathing. In contrast, Sharp and colleagues8
showedthat metabolic acidosis produced by acetazolamideconverted
central apnoea to obstructive or mixedapnoea. The reason for this
remains uncertain, but itmay very well be due to the generation of
greaternegative inspiratory pressure, facilitating upperairway
closure. No further reports, however,have appeared to substantiate
the evidence of eitherbeneficial or adverse effects of
acetazolamide onobstructive sleep apnoea.The number of apnoeic
episodes per hour of total
sleep time during the control period varied from 5 4 to571; in
two mild cases it was less than 10. Theconventional definition for
sleep apnoea syndrome-more than five apnoeic episodes an hour-may
in factbe an inappropriately small index number for predict-ing
increased health risk or somnolence in subjectsover 60 years of
age.'8 The two patients with the mildsyndrome, however, were a 33
year old man and a 58year old woman. We therefore diagnosed them
ashaving sleep apnoea syndrome. The mean apnoeaindex of our
subjects was 25 0, indicating a relativelymild sleep apnoea
syndrome. The one patient withsevere obstructive apnoea treated
with acetazolamidebut failing to show improvement in oxygen
desatura-tion had the so called "saw tooth" configuration inher
expiratory flow-volume curve."' In cases whereobstructing lesion or
abnormality is present in theupper airway it may be difficult to
improve thedisordered breathing.
In our study one patient who had purely centralapnoea did not
develop obstructive apnoea withacetazolamide treatment. Onal and
colleagues20 foundthat occlusive and mixed apnoeic episodes
occurred atthe nadir of periodic fluctuation in diaphragmatic
andgenioglossal activities, suggesting that both types ofapnoea
resulted from an instability of ventilatorycontrol during sleep.
Their recent report2' showed thatocclusive sleep apnoea resulted
from hypoxia inducedperiodic breathing in the presence of
inspiratoryresistive loading in normal volunteers. Remmers
andcolleagues,22 having studied patients with the Pick-wickian
syndrome, indicated that the genioglossalelectromyogram fluctuated
systematically in relationto the periodic breathing cycle: low
level activity at theonset of occlusion and prominent discharge at
theinstant of pharyngeal opening. From these investiga-tions it is
suggested that the pathogenesis of obstruc-tive apnoea is related
to the instability of ventilatorycontrol in the presence of
structural encroachment inthe oropharyngeal lumen. Thus
administration of anagent capable of producing a stabilising effect
onrespiratory control may be useful for patients withobstructive
sleep apnoea, unless the patient has anobstructive lesion in the
upper airway.
In the present study distinctive findings weremetabolic acidosis
and an augmentation of hypercap-nic chemosensitivity during
wakefulness afteracetazolamide administration. Furthermore,
weobserved augmentation ofminute ventilation at a Pco2of 8 0 kPa
(60mm Hg), which indicated left hand shiftin the hypercapnic
ventilatory response line. Wepreviously confirmed that metabolic
acidosisproduced by acetazolamide increased ventilation
andchemosensitivity to carbon dioxide in healthy men.23In this
previous study, however, the augmentation ofthe ventilatory
response to carbon dioxide byacetazolamide was larger than that by
ammoniumchloride induced acidosis and therefore the effect
ofimpeding carbon dioxide transport with a resultantincrease in
cerebral Pco2 and [H+] might affect carbondioxide chemosensitivity.
If acetazolamide preservedventilatory stability during sleep and
functioned toreduce periodic apnoea, the following factors that
mayaccount for improving sleep disorders can be con-sidered.
Firstly, a left hand shift of the carbon dioxideresponse line
reduces the tendency for periodic breath-ing owing to a stabilising
effect.24 Secondly, theenhanced ventilation induced by metabolic
acidosisreduces hypoxia, and the augmented central (CO2, H +)drive
and the relief of hypoxia decrease the relativeinfluence of the
hypoxic drive that makes the ven-tilatory control more unstable
than the (CO2, H+)driving system. Several studies suggest that
oxygenadministration may favourably influence central
sleepapnoea.25
117
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118During acetazolamide treatment comparison of the
hypoxic ventilatory response with the control responsewas
difficult because Pco2 was depressed by the drugadministration.
Whether there is an interactive effectbetween metabolic acidosis
and hypoxic chemosen-sitivity remains to be determined,2627 but our
previousstudy23 and that of Powles et al8 indicated
thatacetazolamide did not enhance the hypoxic ventilatoryresponse
in eucapnic conditions. Another possiblemechanism for reducing
episodes of apnoea byacetazolamide is alteration of the
distribution profileof sleep stages, as was seen after
protriptyline.2 In ourresults, however, there was no remarkable
change insleep stages, and acetazolamide reduced sleep
apnoeasimilarly in both non-REM and REM sleep, except inone
patient, whose apnoea index increased only innon-REM sleep. A
significant increase in lowest Sao2was seen in non-REM sleep,
whereas a significantimprovement in apnoea index was observed in
eachsleep stage. From these findings it is difficult to believethat
acetazolamide had different effects on non-REMand on REM sleep.To
evaluate the effect of a chemical agent on sleep
disordered breathing in patients with sleep apnoeasyndrome,
quantitative measurement appears to be asimportant for hypopnoeic
episodes as for apnoea. Infact, in our study there was one patient
whose apnoeicepisodes were diminished but hypopnoeic episodeswere
increased, so that the total desaturation time wasnot improved.
Oxygen desaturation time depends onlung volume (functional residual
capacity), baselineSao2, and the number and duration of episodes
ofapnoea and hypopnoea. Thus the beneficial effects ofacetazolamide
on sleep apnoea syndrome seem to bereflected by the reduction of
desaturation time.On the other hand, care must be taken regarding
the
negative effects of acetazolamide. Since it is knownthat
metabolic acidosis affects pulmonary arterialresistance, cardiac
contractility, and oxygen transport,this drug should be used only
in conjunction withcareful control of arterial pH. We used only 250
mg ofacetazolamide a day to avoid the development ofsevere
metabolic acidosis. Since mean arterial pHdecreased from 7 39 to
7-34 with this dose, theadministration of more than 250 mg per day
wouldappear to be unwise. If the depression of
bicarbonateconcentration develops without concomitant loweringof
Paco2, the resulting severe metabolic acidosis mayendanger some
vital organs, and might finally becomelife threatening.2930
We thank Drs S Okita, Y Yuguchi, S Masuyama, SKouchiyama, T
Shinozaki, S Tazawa, and T Miyagifor cooperation and valuable
discussion. This workwas supported in part by a grant from the
researchcommittee for intractable respiratory failure of
theMinistry of Health and Welfare of Japan.
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