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AO 10 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) 1 . Person Reporting (last name, first, middle initial) McManus, Edward J. 4. Title (Article |]l judges ind icate active or senior status; magistrate judges indicate full- or part-time) Senior Judge 7. Chamb ers or Office Address 425 Second Street SE 8th Floor Cedar R apids, Iowa 52401 2. Court or Organization U.S. District Court IAND 5 a . Report Type (check appropriate type) ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date 3. Date of Report 05/11/201 I 6. Reporting Period 01/01/2010 to 12/31/2010 1MPOR TANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. PO SITI ON S. (Reporting individual only; seepp. 9-13 of filing instructions.) NONE (No reportable positions.) POSITION 1. 2. 3. 4. 5. NAME OF ORGANIZATION/ENTITY I I . AG REEM ENT S. [~ ] NONE (No reportable agreements.) DATE PARTIES AND TERMS McManus Edward J.
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Edward J McManus Financial Disclosure Report for 2010

Apr 06, 2018

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Page 1: Edward J McManus Financial Disclosure Report for 2010

8/3/2019 Edward J McManus Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/edward-j-mcmanus-financial-disclosure-report-for-2010 1/7

A O 1 0

1/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1 . Person Reporting ( last name, f irst , middle initia l)

M c M a n us , E d w a r d J .

4. Tit le (Artic le | ] l judges ind icate ac t ive or senior status;

magis t rate judges indicate ful l - or par t - t ime)

S e n i o r J u d g e

7. Chamb ers o r Off ice Ad d res s

4 2 5 S e c o n d S t r e e t S E8 th F lo o rC e d a r R a p id s , I o w a 5 2 4 0 1

2. Cour t o r Organ iza t ion

U.S. Dis t r ic t Cour t IAN D

5 a . Report T y p e ( che ck a p p ro p r i a t e t y p e )

] Nominat ion, Date[] Initial [] Annual [] Final

5b. [] Amended Report

8. O n t he ba s i s o f t he i n fo rm a t i o n co n t a i n e d i n t h i s Re p o r t a n d a n y

modif ica t ions perta in ing the re to , i t i s , in my opin ion , in compliancewi th a pp l i c a b le l a ws a nd re gu la t ions .

R e v i e w i n g O f f i c e r D a t e

3. Date of Report

05/11/201

I 6. Report ing Period

01/01/2010to

12/31/2010

1 M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)

N O N E ( N o reportable positions.)

POSITION

1 .

2.

3.

4.

5.

N A M E O F O R G A N I Z A T IO N / E N T I T Y

I I . A G R E E M E N T S . (Reporting individual only; seepp. I4-16 of filing instructions,)

[~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS

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FINANCIAL DISCLOSURE REPORT

Page 2 o f 7

Name of Person Reporting

McManus , Edwar d J .

Date of Report

05/11/2011

I II . N O N - IN V E S T M E N T I N C O M E . tRepo. ing indiv idaalandspouse; seepp. 17-24 of filing instructions.)

A. F il e r ’ s l ~on - l nve s tm en t Incom e

~] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.

4.

INCOME

(yours , not spouse’s )

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - lf you w e r e m a r r ie d d u r i n g any portion of the reporting yea r, complete this s e c t i o n .

(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE

1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enter ta lnmenK

(Includes those to spouse and dependent children; see pp. 2 5-27 o filling instructions.)

N ON E (No reportable reimbursements.)

SOURCE DATES LOCATION

I.

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED

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FINANCIAL DISCLOSURE REPORT

P a g e 3 o f 7

N a m e o f P e r so n R e p o r t in g

McManus, Edward J.

Date o f Repor t

05/I 1/2011

V . G I F T S . a . e l .d e s , /0 o s e t o W o u s e o n d d e p e n d e . , children; see p p . 2 8 - 3 1 offillng instructions.)

[~] N O N E (No reportable gifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o l s p o u s e a . d d e p e n d e n t children; see pp. 3 2 - 3 3 of filing instructions.)

N ON E (N o reportable liabilities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

VALUE CODE

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FINANCIAL DISCLOSURE REPORT

Page 4 o f 7

N a m e o f P er s o n R e p o r t in g

McMan us, Ed~vard J.

Date of Report

05/I 1/2011

V l l . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 of filing instructions.)

D N O N E (No reportable income, assets, or transactions.)

A. B. C. D.

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p ~ i o d o f r e p o r t i n g p e r i o d

(1 ) ( 2) (1) (2) (l) (2) (3)

Place "(X)" after each asset A m o u n t ]’ype (e.g., Value V a l ue Type (e.g., D a t e V a l ue

exempt from prior disclosure C o d e 1 div., rent. C o d e 2 M e t h o d b u y , s e l l , m m /d d /y y C o d e 2( A -H) o r i n t . ) ( J-P) C ode 3

( Q - W )

I. W e l ls F a r g o A In t e re s t K T

2. V a n g u a r d G r o u p L T T a x - E x F u n d , n / k /a D D i v i d e n d N TA d m i r a l F u n d

3. B R M B (4/1/96) A In te r es t J T

4. V a n g u a r d - 5 0 0 I n d e x A In t e re s t K T

5. V a n g u a r d T a x - E x M M F u n d A D i v i d e n d J T

6. W e l ls F a r g o ( C S ) A D i v i d e n d J T

7. B R M B ( 0 5 /0 1 / 99 ) A In t e re s t J T

8. A t t u n e , I n c . ( C S ) N o n e J T

9. E d w a r d J o n e s M o n e y M a r k e t A In t e re s t J T

1 0 . B R M B ( 1 1 /0 1 / 0 1) A In t e re s t J T

1 1 . P u e r t o R i c o C W H w y & T r a n s p ( 4 /5 / 0 1 ) A In t e re s t J T

1 2 . B R M B ( 1 /3 / 02 ) A In t e re s t J T

1 3 . B R M B ( 4 /1 9 /0 2 ) A In t e re s t J T

1 4 . BRMB(5/8/02) A In t e re s t J T

1 5 . I A H i g h e r E d u c L o a n A u t h o r i t y ( 0 8/ 2 9/ 0 2 ) A In t e re s t J T

1 6 . P uer to R ico Indl T our i s t ( 1 2/ 1 9/0 2) A In t e re s t J T

1 7 . C a s h M a n a g e m e n t T r u s t o f A m e r i c a C L A A D i v i d e n d J T( C T A X X )

redemption) ( J - P )

(4 ) (5 )

Gain Ident i ty of

C o d e 1 buyer/se l ler

(A-H ) (if private

transaction)

1. Incom e Gai n Codes : A = $1, 000 or l ess B =$1,001 - $2,500 C = $2,501 - $ 5,000 D = $ 5,001 - $15,000

( S e e C o l u m m B I a n d D 4 ) F =$50,001 - $100,00O G =$ 100,001 - $ 1,000,000 H I =$ 1,000 ,001 - $5,00 0,000 H 2 = Mo re t h an $5 , 000 , 000

2. Va lue C o d e s J = $15.000 o r le ss K = $ 15,00 | - $ 50 ,00 0 L = $50,001 - $100,000 M =$ 100,001 - $250,000

( S e e C o l u m n s C I a n d D 3 ) N =$ 250,001 - $500,000 O = $500,001 - $1 ,000 ,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25.000.000

P 3 =$ 25,000,001 - $50,000,000 P 4 = M o re th an $ 50 ,000,000

3. Val ue Met h od Code s Q = Appra i sa l R =Co s t ( Re a l Es t a l e O nly) S =As s e s s me nt T = C a s h M a r k e t

( S e e C o l u m n C 2 ) U = B o o k V a l u e V = O t h e r W = E s t im a t e d

E =$15,001 - $50,000

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FINANCIAL DISCLOSURE REPORT

Page 5 o f 7

N a m e o f P e r s o n R e p o r t in g

McManus , Edwar d J .

Date o f Repor t

05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

1 8 .

1 9 .

20 .

21 .

22 .

23 .

24 .

25 .

26 .

27 .

28 .

29 .

30 .

31 .

D e s c r i p t io n o f A s s e t s Income dur i ng

( i n c lud i ng tmst assets) r e p o r t i n g p e r i o d

(1 ) (2 )

Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div., rent,

( A - H ) o r i n t . )

Cedar Rapids Iowa (09/09/04)

Puerto Rico CW (05/20/04)

Univ o f Iowa Credi t Union

BR MM .(02/07/05)

G e n e r a l E l e c t r i c ( C S )

M ic r o s o f t C o r p ( C S )

Hart ford Mon ey Market Fund CL B

( H M B X X )

Penn Econom ic Dev (10/23 /06)

Om aha Pub Pwr Dist NE (03/06/07)

Va nguard Total Int Stock Index Fund

Va nguard W orlds FDS Energy ETF

Van guard Emerg ing Mark et ETF

Jefferso n Cali forn ia UN H.S. (07/23/09)

Iowa State Univ Sci ence & Tech (05 /09/09)

Gross value at en d

o f r e p o r t i n g p e r i o d

(1) (2)

V a l u e V a l u e

C o d e 2 M e th o d

(J-P) C o d e 3

( Q - W )

A Dividend J T

A Dividend J T

A I n t e r e s t

A Interest J T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

A Interest J T

A Dividend J T

A Dividend J T

A Dividend J T

A I n t e r e s t K T

A I n t e r e s t J T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( J ) ( 2 ) ( 3 )

Type (e.g., D a t e Value

buy, se l l , m m /d d/y y C od e 2

redempt ion) ( J - P )

Closed 10/10/10 K

( 4 ) ( 5 )

Gain Ident i ty of

C o d e 1 b u y e r / s e l l e r

(A-H) (if private

t ransact ion)

I . Incom e Gai n C odes : A = $ 1,000 or less B = $ 1 ,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000

(See C olum n s B I an d D 4) F = $ 50,001 - $100,000 G = $ 100,001 - $1,000,000 H 1 -$1,000,001 - $ 5,000,000 H 2 -M o re th an $5,000 ,000

2. Value C od es J = $ 15,000 or less K = $ 15.001 - $ 50 ,000 L = $ 50,001 - $100,000 M = $ 100, 001 - $2 5 0, 000

(S ee C olum ns C I a nd D3) N =$ 250,0 01 - $ 500 ,0 00 O = $5 00, 001 - $1 , 000 , 000 PI =$|,00(},001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 = $25,000,001 - $50.000,000 P 4 = M ore th an $ 50,000.000

3. Value Met h od Co des Q = Appra i sa l R =Co s t ( Re a l Es t a te O nly) S =As s e s s me nt T = C a s h M a r k e t

( Se e Column C2) U =Book Va lue V = O t h c r W = E s ti m a t e d

E =$15.001- $50,000

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FINANCIAL DISCLOSURE REPORT

P a g e 6 o f 7

Name of Pe r son Repor t ing

M c M a n u s , E d w a rd J .

Date o f R epor t

05/I 1/2011

V II I. A D D I T IO N A L I N FO R M A T I O N O R E X P L A N A T IO N S . (lndlcatepartofrcport.)

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FINANCIAL DISCLOSURE REPORT

Page 7 of 7

N a m e o f P e r so n Re p o r t i n g

McManus, Edward J.

Da te o f R e por t

05/11/2011

IX. CERTIFICATION.

1 c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) isa c c u r a te , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e.

l f u rt h e r c e r ti f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p ro v i s i o n s o f 5 U . S . C . a p p . § 50 1 e t . s e q . , 5 U . S . C . § 7 3 53, a n d J ud i c i a l C o n fe re n c e r e g u l a t i o n s .

Signa ture : S /Edward J . McMa nus

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W 1 L F U LL Y F A L SI F IE S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544