Review Educational interventions aiming at improving adherence to treatment recommendations in type 2 diabetes A sub-analysis of a systematic review of randomised controlled trials Johan Wens a, *, Etienne Vermeire a,b , Hilary Hearnshaw c , Antje Lindenmeyer c , Yves Biot a , Paul Van Royen a a Department of General Practice, Interdisciplinary Health Care and Geriatrics, University of Antwerp, Belgium b Department of Nursing and Midwifery, University of Antwerp, Belgium c Centre for Primary Health Care Studies, University of Warwick, UK diabetes research and clinical practice 79 (2008) 377–388 article info Article history: Received 13 February 2007 Accepted 16 June 2007 Published on line 23 July 2007 Keywords: Type 2 diabetes mellitus Patient education Adherence Self-management Systematic review abstract Objective: In the management of type 2 diabetes, a complex interaction takes place between medical professionals’ treatment goals and patients’ health beliefs about the disease and its treatment options. The contribution of self-management education to adherence in general or even more specifically to medicine taking is not known. We assessed educational interventions aimed at improving adherence to medical treatment recommendations, other than lifestyle advice. Study design: Systematic literature review. Setting: This paper represents an analysis of eight articles describing an educational inter- vention as a subgroup of a Cochrane Review [E. Vermeire, J. Wens, P. Van Royen, Y. Biot, H. Hearnshaw, A. Lindenmeyer, Interventions for improving adherence to treatment recom- mendations in people with type 2 diabetes mellitus, Cochrane Database of Systematic Reviews 2005, Issue 2, Art. No.: CD003638, doi:10.1002/14651858.CD003638.pub2] on inter- ventions to improve adherence to treatment recommendations in people with type 2 diabetes. Results: Four studies reported interventions using face-to-face education, two reported on the effects of group education and two on distance education by telemedicine. Due to poor quality of study designs, a variety of heterogeneous outcome measures in different time intervals, unclear definitions of adherence, and difficulties in evaluating different aspects of education performed, general conclusions could not be drawn. Conclusion: Consistent conclusions about the effectiveness of educational interventions on adherence to treatment recommendations were hard to be drawn. There is an urgent need for well-designed intervention studies on the effect of different aspects of education on adherence to treatment recommendations. # 2007 Elsevier Ireland Ltd. All rights reserved. * Corresponding author at: University of Antwerp, Faculty of Medicine, Department of General Practice, Interdisciplinary Health Care and Geriatrics, Universiteitsplein 1, 2610 Wilrijk, Antwerp, Belgium. Tel.: +32 3 820 25 29; fax: +32 3 820 25 26. E-mail address: [email protected](J. Wens). available at www.sciencedirect.com journal homepage: www.elsevier.com/locate/diabres 0168-8227/$ – see front matter # 2007 Elsevier Ireland Ltd. All rights reserved. doi:10.1016/j.diabres.2007.06.006
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Review
Educational interventions aiming at improving adherenceto treatment recommendations in type 2 diabetesA sub-analysis of a systematic review of randomisedcontrolled trials
Johan Wens a,*, Etienne Vermeire a,b, Hilary Hearnshaw c, Antje Lindenmeyer c,Yves Biot a, Paul Van Royen a
aDepartment of General Practice, Interdisciplinary Health Care and Geriatrics, University of Antwerp, BelgiumbDepartment of Nursing and Midwifery, University of Antwerp, BelgiumcCentre for Primary Health Care Studies, University of Warwick, UK
d i a b e t e s r e s e a r c h a n d c l i n i c a l p r a c t i c e 7 9 ( 2 0 0 8 ) 3 7 7 – 3 8 8
a r t i c l e i n f o
Article history:
Received 13 February 2007
Accepted 16 June 2007
Published on line 23 July 2007
Keywords:
Type 2 diabetes mellitus
Patient education
Adherence
Self-management
Systematic review
a b s t r a c t
Objective: In the management of type 2 diabetes, a complex interaction takes place between
medical professionals’ treatment goals and patients’ health beliefs about the disease and its
treatment options.
The contribution of self-management education to adherence in general or even more
specifically to medicine taking is not known. We assessed educational interventions aimed
at improving adherence to medical treatment recommendations, other than lifestyle advice.
Study design: Systematic literature review.
Setting: This paper represents an analysis of eight articles describing an educational inter-
vention as a subgroup of a Cochrane Review [E. Vermeire, J. Wens, P. Van Royen, Y. Biot, H.
Hearnshaw, A. Lindenmeyer, Interventions for improving adherence to treatment recom-
mendations in people with type 2 diabetes mellitus, Cochrane Database of Systematic
Reviews 2005, Issue 2, Art. No.: CD003638, doi:10.1002/14651858.CD003638.pub2] on inter-
ventions to improve adherence to treatment recommendations in people with type 2
diabetes.
Results: Four studies reported interventions using face-to-face education, two reported on
the effects of group education and two on distance education by telemedicine. Due to poor
quality of study designs, a variety of heterogeneous outcome measures in different time
intervals, unclear definitions of adherence, and difficulties in evaluating different aspects of
education performed, general conclusions could not be drawn.
Conclusion: Consistent conclusions about the effectiveness of educational interventions on
adherence to treatment recommendations were hard to be drawn. There is an urgent need
for well-designed intervention studies on the effect of different aspects of education on
* Corresponding author at: University of Antwerp, Faculty of Medicine, Department of General Practice, Interdisciplinary Health Care andGeriatrics, Universiteitsplein 1, 2610 Wilrijk, Antwerp, Belgium. Tel.: +32 3 820 25 29; fax: +32 3 820 25 26.
agent (intervention 43, control 46), diet + insulin (intervention 10, control 8)
Interventions Involving patients in the process of their management by providing them with tools to
monitor and supervise the effects of therapy in comparison to a standard consultation
Outcomes Total mortality
Non-fatal vascular events
Cerebrovascular death
Non-fatal acute myocardial infarction
Non-fatal stroke
Coronary artery bypass surgery
HbA1c, BMI
Albumin/creatinine ratio
d i a b e t e s r e s e a r c h a n d c l i n i c a l p r a c t i c e 7 9 ( 2 0 0 8 ) 3 7 7 – 3 8 8384
Table 1 (Continued )Author Subheading Descriptor
Blood pressure
Retinopathy
Glomerular filtration rate
Notes
Quality Medium
White [35] Aims To compare the effect of group management versus an advice-educational technique
Methods Randomised controlled trial
Randomisation: adequate
Concealment of allocation: inadequate
Blinding of patient, administrator of treatment, and of outcome assessment: data
missing
Losses to follow-up clearly described
Intention-to-treat analysis
Groups were similar at the start of the study
Groups were equally provided of care
Participants Thirty-two type 2 diabetes outpatients
Inclusion criteria: less than satisfactory control (FBG > 140 mg/dl), infrequent
hypoglycaemic reactions (<1/mol), no history of ketoacidosis, body weight >15%
above the mean value for height, no history of alcohol abuses or severe personality
disorder, and no current use of glucocorticoids
Sex: men only
Age: intervention (62.4 years � 5.5), control (60.7 years � 6.4)
Percentage of weight excess: intervention (36.3% � 21.0), control (44.3% � 21.0)
Duration since diagnosis: intervention (10.2 years � 12.9), control (13.6 years � 9.6)
Interventions Group management versus an advice-educational technique
Outcomes HbA1c
Notes
Quality Poor
d i a b e t e s r e s e a r c h a n d c l i n i c a l p r a c t i c e 7 9 ( 2 0 0 8 ) 3 7 7 – 3 8 8 385
artery bypass surgery) were evaluated in both groups.
HbA1c improved by from 9.5 � 1.6% before to 8.2 � 1.5%
after the patient participation program (p < 0.05 versus
standard care group).
(2) G
roup education
Group education was compared with a usually used
management technique, based on advice and education
over 6 months in 32 veterans [35]. The advice-education
control group format was designed to minimize subject
interaction by having a nurse and a dietician give lectures
on the disease and is management. The experimental
management group was divided in three smaller groups of
less than eight members which met separately with a
clinical psychologist experienced in small group manage-
ment. An endocrinologist served as a consultant on call for
the psychologist during and between experimental group
sessions. Subjects in the experimental group were encour-
aged to interact and assessed their own and their peers’
progress towards managing their diabetes by sharing
ideas, advice, and support. There was a 10% decline in
HbA1c levels (p < 0.05) during the first 3 months of the
study in both groups, The effect, however, did not persist
until the end of the study.
The effect of a five-section education program inter-
vention over 4 months was compared with a basic course
(control) by measuring of fasting blood glucose, HbA1c,
serum cholesterol, triglycerides, blood pressure and body
weight [37]. The educational program covered the defini-
tion of diabetes mellitus, dietary control and meal plan,
urine and blood glucose testing, action of insulin and oral
hypoglycaemic agents, symptoms and treatment of hypo-
glycaemia and uncontrolled hyperglycaemia, foot care and
exercise. Those who attended only Section 1, the basics of
diabetes mellitus, were considered the control group.
Those who attended four to five were designed as the
experimental group. In both the experimental and the
control groups, the decline in HbA1c levels was statistically
significant (from 9.4 � 1.2% to 8.7 � 1.4% p < 0.001, versus
from 9.3 � 1.4% to 9.0 � 1.5%, p = 0.008). In the experi-
mental group, the decline in fasting plasma glucose, total
cholesterol, systolic blood pressure, body weight and
waist–hip ratio was also statistically significant. The effect
on drug adherence, though assessed by a questionnaire,
was not reported separately.
(3) T
elemedicine education
The comparison of the effectiveness of education
classes plus a weekly nurse telemedicine ‘home visit’
versus usual care showed a statistically significant reduc-
tion in mean HbA1c level of 14% (from 9.5 (8.1–12.6)% to 8.2
(5.7–10.2)%, p < 0.05) over a period of 3 months [32]. The
mean weight reduction was limited and there were no
significant changes on a Diabetes Quality of Life scale or on
d i a b e t e s r e s e a r c h a n d c l i n i c a l p r a c t i c e 7 9 ( 2 0 0 8 ) 3 7 7 – 3 8 8386
the Medical Outcome Health Survey SF-36 scale. Some
metabolic parameters such as micro-albuminuria, serum
creatinin and serum lipids did not improve during the
study period. Physicians and case managers considered
telemedicine to have a high benefit, but technological
problems were a major obstacle.
A nurse-led automated telephone management inter-
vention, with weekly follow-up nurse calls about self-care,
medication adherence and symptoms, showed a small but
statistically significant (p = 0.04) lowering of glycated
haemoglobin for patients with an initial level of �8%(33).
Patients in the intervention group also reported more
frequent glucose self-monitoring and foot inspections and
a 10% reduction in diabetes related symptoms. However,
there was no significant lowering of glycated haemoglobin
levels for the entire intervention group. Finally there were
no differences between groups in the proportion of
patients reporting one or more medication adherence
problems.
3.3. Quantitative synthesis
Studies assessing educational interventions ranging from
offering education individually [30,31,33,36] over group educa-
tion [35,37] to education on distance [32,33] were pooled
statistically. Since comparable assessments on medication
taking were not available in the different studies, the HbA1c
was used as a common outcome measure. The weighted mean
difference (WMD) of the studies evaluating the effect of
education offered individually on the short (3–6 months) and
medium term (9–12 months) was calculated. It was not
surprising that the I2 test exceeded 70%, indicating consider-
able levels of heterogeneity [38] thus making statistical pooling
almost unacceptable.
4. Discussion
This subgroup analysis of a Cochrane Systematic Review could
not draw clear and consistent conclusions on the effect of
educational interventions aimed at improving adherence in
medication taking in people living with type 2 diabetes. A
slightly positive overall effect is shown, but this leaves us with
the question whether a small statistical significant effect
entails clinical relevant effects. Moreover, even when an effect
has been shown it remains unclear which intervention or
which part of a complex educational intervention contributed
the most to the perceived effect. A second conclusion of this
review is that there is an urgent need for high quality
interventional and observational studies on the relation
between education in people living with type 2 diabetes and
adherence to medicine taking or even self management as a
whole, assessing effectiveness and efficiency of the performed
interventions. Finally, authors should clearly define adher-
ence and should search for valid methods to measure the
adherence as they define it.
Though the review process was performed according to the
Cochrane Metabolic and Endocrine Diseases Collaborative
Review Group recommendations, there are some limitations.
First, on the one hand a comprehensive search in different
electronic databases and by hand searching was performed,
but on the other hand one may assume that in this area of
research many studies may be unpublished. Unfortunately,
funnel plots could not be calculated to assess publication bias
because of the high clinical heterogeneity. Second, only eight
studies could be included in this analysis. The most important
reason for exclusion was the low quality of retrieved studies
which main shortcomings were the unclear or missing
concealment of allocation and the blinding procedures.
Moreover, the lack of appropriate operational definitions of
adherence contributed to a high exclusion rate. In a majority of
articles, although compliance or adherence was mentioned to
be the topic of research, it merely was diabetes care in general
or self-care in particular that was assessed. Many authors
even did not feel the need to define adherence nor did they
make no clear distinction between compliance, adherence or
concordance [12]. The authors’ lack of definition of adherence
was the most disturbing factor in this reviewing process. At
least authors could lay upon Glasgow and Anderson [25] who
state that the constructs of ‘compliance’ and ‘adherence’
might be replaced by ‘collaborative goal-setting’ and ‘on-going
self-management support’. Third, as a result of the lack of
definition, valid measurement instruments and valid outcome
measures are missing. Since HbA1c was shown in most of the
included studies this outcome measure was used as a proxy
for adherence. Fourth, this review was not able to explore
which educational interventions or which part of complex
interventions contributed most to the overall effect size. Fifth
is the sample size that may limit the synthesis and its
conclusions. Most of the studies included rather small
numbers of participants limiting statistical procedures and
hence preventing from doing comparisons between groups
and subgroups. Sixth, no economic aspects were studied. This
is quite surprising because, although better diabetes outcomes
are aimed at by governments, managed care organizations,
caregivers and by patients themselves, no economic con-
sequences of interventions were considered.
Seventh, the literature review was completed in November
2002 and trials published since then may differ in their results,
although they would be unlikely to substantially change the
conclusions drawn from the eight trials included in this
review. An update of the review will be performed in 2008.
Besides the mentioned limitations and weaknesses, a
number of strengths are to be stressed. The review’s
conclusions are consistent with a UK Health Technology
Assessment systematic review [39] which concludes that
education, as part of an intensification of treatment, produces
improvement in diabetic control in type 1 diabetes, which has
not consistently been shown in type 2 though. For people with
type 2 diabetes, a meta-analysis assessing the role of
education shows overall modest improvements in glycaemic
control too [40]. The problems that were faced in the reviewing
process seem to be common to reviewing adherence issues in
medical care in general. Authors of different systematic
reviews of adherence to treatment for blood pressure lowering
medication [41], lipid lowering drugs [42] or even medication
adherence as a whole for chronic health problems [11]
described exactly the same problems and pitfalls. In general
clear conclusions were hard to be drawn.
d i a b e t e s r e s e a r c h a n d c l i n i c a l p r a c t i c e 7 9 ( 2 0 0 8 ) 3 7 7 – 3 8 8 387
The importance of education on improving adherence to
medication has been stressed earlier [43]. The relation between
adherence to medications (based on pharmacy claims) and
clinical outcomes has been shown for type 2 diabetes, since a
10% decrease in adherence to metformin and statins was
associated with an increase of 0.14% of HbA1c [44]. It has to be
stressed that clinical outcomes are not always consistently
related to the magnitude of adherence results [45].
The complexity of adherence has prevented the develop-
ment of a gold standard method of measurement [46]. Direct
and indirect measurements are being used, but serious
obstacles remain in generating valid and reliable estimates of
the extent of adherence [12]. Aiming at understanding better
and improving more adherences, a focus on reliability and
validity of adherence measurement is urgently needed [47].
Moreover, it is challenging to decide which outcomes of
educational interventions should be considered. Adherence to
treatment recommendations is to be found in physical
activity, eating, medication taking, monitoring of blood
glucose, problem solving as for sick days, reducing risks for
diabetes complications and psychosocial adaptation [48].
Further research into this area is desperately needed. It is
striking that in such an ‘epidemic disease’ with a high human
and financial burden so little high quality research on
improving adherence has been executed. Though everybody
claims that education is an essential part of the management
of diabetes, the effectiveness of educational interventions on
adherence and the relation between adherence and clinical
outcomes still need clarification. Also, the efficiency of
different educational interventions such as group sessions,
education on distance and the use of new information
technology need to be studied more profoundly, not omitting
economic assessments [21,49,50].
5. Conclusions
The question whether educational interventions aiming at
improving adherence to medication in people living with type
2 diabetes are effective remains unanswered.
In spite of a high number of abstracts fitting the search
strategy only eight studies could be included in this subgroup
analysis of a systematic review. Though the term ‘adherence’
is often mentioned in titles or abstracts, adherence itself is not
the subject of the research presented.
It is important though to state that this review did not show
evidence that educational interventions may be ineffective or
even harmful. Finally, this review process point at how
trustworthy research in the future should be conducted.
Conflicts of interests
None.
Acknowledgement
The research project was made possible by an unconditional
grant of Primary Care Diabetes Europe ivzw/inpo.
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