OF TION/ENTITY a ( - ; : ·- : PAS AN TS 3. 2. Report Required h_1• thc Ethic. FINANCIAL DISCLOSUR RPORT AOJO in Gowrmenl Act of 1978 Rev. 112010 FOR CAENAR YAR 2009 (5 USC app . .F IOI-I 1Jj I. Penon Reportin‰ (Im name. frt. middle initial) DYK, TIMOTHY B. 4. Tile (Aniclc Ill judge• indicte ative or senior status; magist judge indicate fll- or par-tme) U.S. CIRCUIT JUDGE - ACTIVE 2. Court or Organization FEDERAL CIRCUIT Sa. Report Type (chek appropriate type) D Nomntion, Date D Iitial 0 Annual D Final J. Date of Rtport 0511312010 6. Reprting Period 01/0112009 to 12131/2009 S. 0 Amended Repr 7. Chambers or Ofce Addres 717 MADISON PLACE, N.W. WASHINGTON, D.C. 2039 8 On te basis of the inforation co1tained in this Report and any modifcations peraining thereto, it is. in my opinion. in compliance with applicable bws and r<lation•. Revleling Ofcer Date IMPORTANT NOTES: The instructns accampan,ving thisform must be followed Complet all part checking the NONE b for each part where you have no reporable information Sign on last pa g " . I. POSITIONS. (ReoringindMdUl/only;mpp. 9-IJoffUngin>tNcions) D NONE (o reportable positions.) POSITION NAME ORGANlZA !. JUDICIAL COUNSEWR GILES RICH INN OF COURT ,- 2. i .... # 4. i 5. lfl - · - i' \ <fi> i-, \ II. AGREEMENTS. (Reporin u1divlu•l tn/>; ..e p 14-16 of fling Instuctions.) [ NONE (o reportable agreements.) I. 3. Dyk, Timothy B.
14
Embed
Dyk, Timothy B. - Judicial Watch | Because No One Is Above ... · dyk, timothy b. 4. tile ... new york, ny 87th annual dner transportation, lodging, ... citibank bk dpt 8. high point
This document is posted to help you gain knowledge. Please leave a comment to let me know what you think about it! Share it to your friends and learn new things together.
Transcript
OF TION/ENTITY
a ( -
;
: ·-:
PARTIES AND TERMS
3.
2.
Report Required h_1• thc Ethic.< FINANCIAL DISCLOSURE REPORT AOJO in Gowrnmenl Act of 1978 Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.S.C. app . .F IOI-I1Jj
I. Penon Reportin (Im name. first. middle initial)
DYK, TIMOTHY B.
4. Tille (Aniclc Ill judge• indicate active or senior status; magistrate judges indicate full- or part-time)
U.S. CIRCUIT JUDGE - ACTIVE
2. Court or Organization
FEDERAL CIRCUIT
Sa. Report Type (check appropriate type)
D Nom.lnation, Date
D Initial 0 Annual D Final
J. Date of Rtport
0511312010
6. Reporting Period
01/0112009
to
12131/2009
Sb. 0 Amended Report
7. Chambers or Office Address
717 MADISON PLACE, N.W. WASHINGTON, D.C. 20439
8. On the basis of the information co11tained in this Report and any modifications pertaining thereto, it is. in my opinion. in compliance-with applicable bws and r<gUlation•.
Revlel\ing Officer Date
IMPORTANT NOTES: The instructions accampan,ving this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last pag"-
. I. POSITIONS. (ReportingindMdUll/only;mpp. 9-IJofflUngin>trNctions.)
D NONE (No reportable positions.)
POSITION NAME ORGANlZA
!. JUDICIAL COUNSEWR GILES RICH INN OF COURT
,-2.
i .....
4.
i
5. l -·
-i'\ <: > i-, \
II. AGREEMENTS. (Reporting u1divldu•l t>n/>'; ..e pp. 14-16 of filing Instructions.)
[{] NONE (No reportable agreements.)
I.
3.
Dyk, Timothy B.
SOURCE AND TYPE INCOME
������������
SOURCE ANP TYPE
SOURCE LOCATION PURPOSE ITEMS PAID OR PROVIDED
Date of Report Name of Penon Reportin:: FINANCIAL DISCLOSURE REPORT
Page 2of14 05/13/2010DYK. TIMOTHY B.
Ill. N 0N-INVESTMENT IN co ME. (Reporting individ1U1/ and spnuse: • .,, pp. 17-U of filing instructions.)
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
!. 2009 UNJVERSm' OF NEBRASKA - BOARD OF REGENTS (ROY AL TY}
(yours, not spouse's)
$698.00
2.
3.
4.
B. Spouse's Non-Investment Income - I/you were ma"ied during any portion of the reporting year, comple1e lhis section.
(Dollar amount not required e::cCC!pl.for honororia.)
NONE (No reportable non-investment income.) D
1.2009
2.2009
UNIVERSITY OF MICHIGA.."l
SOCIETY FOR RISK ANALYSIS
3.2009 WASHINGTON UNIVERSITY
4. 2009 TIIB BROOKINGS INSTITUTION
5. 2009 GEORGE WASHINGTON UNIVERSITY
6. 2009 PODESTA GROUP INC
7.
IV. REIMBURSEMENTS-trruupor/lllwn,lodging,food,enurtain;,.enL (lncludc.r those to spouse and clependenl children: see pp. J.j.27 of filing instructions.)
I. lncomc G•in Codes: A •Sl.000 or less B •$1.0!JI - S -500 C •$2.50 I • SS .000 (Sec Column11 Bl •nd 0-4) F •!.50.00 I -SI 00.000 G •SI00.001 -Sl.000.000 HI =11.000.001 - SS.000.000
2. Value Codci (Sec Columns Cl llfld Dl)
J -sts.ooo m less N •S:B0.00 I • S 500.000 PJ -S2s.ooo.001 • sso.000.000
Date of Report Name of Person Reportln: FINANCIAL DISCLOSURE REPORT
Page 9of14 05/I3/2010DYK. TIMOTHY B.
VII. INVESTMENTS and TRUSTS - incumc. 1•a1ue, rran.•acrions r1ncJut1es r1iose of spoust and dependeni cliildren: see PP· 34-60 offilinK insrruc1ions.1
D NONE (No reportable income, assets, or transactions.)
D.
Transaction• during reporting period Dcscription of Assets Income during Gross. va1uc at end
(including nust aslil:IS) reporting period of reporting period
(I) (2) I (3) i (4)(2) (5)i (I) Type (e.g .. ;ValuePlace "(}()" after each asset I Amo1mti Identity of D•tc . Value GainValue
Code I mm/dd/yy i Code 2 Code 2exempt from prior disclosure : Code I buyer/sellerMethoddiv .. rent, •
I(A·ffi (J-P) Code 3 (J-P) (A-HIj (if private or inl) i
(Q-W) transaction)l1-----·--··--···
69.
- EMERSON ELECTRIC (COMMON STOCK)
70. - RYDEX INVERSE S&P 500 FUND
171.
- RYDEX INVERSE S&P 500 FUND
72. - RYDEX INVERSE S&P 500 FUND
73. - VANGUARD ADMIRAL TREAS MM
74. -LUMINENT (COMMON STOCK)
75. VAN GUARD IRA #2 D Dividend
76. -VANGUARD MONEY MARKET
77. - FIDELITY INV TRUST JAPAN SMALL CO FUND
78. - DODGE & COX fNT FUND
79. -VALERO ENERGY (COMMON STOCK)
80. - AMERICAN HOME MORTGAGE (COMMON STOCK)
Bl. -WHOLE FOODS (COMMON STOCK)
82. - CITIGROUP (COMMON STOCK)
83. -LUMINENT (COMMON STOCK)
84. - INTEL (COMMON STOCK)
85. - N Y TIMES (COMMON STOCK)
N T
Sold
Buy
Buy
Sold
Buy(add1)
Sold
Sold
Sold
Buy
06/0&/09 L E
11/20/09 L
12101/09 L
12/31/09 M
09121109 J
08131/09 K
09/21/09 J
03/13/09 K
05113109 K
1. lncomc Gam Codes: (See Columns BI ind 04)
A •$1.000 or leas F •i.10,001 ·SI 00.000
B •$1.001 • Sl.SOO
Q •SIOO.UOI -$1.000.000
(" o<Sl.501 • 15.000 HI •Sl.000.001 • SS.000.000
D •S'-00 I ·SI 5,000 H2 -More thmi ss.000.000
E •Sll.001- sso.ooo
. Value Code-1 I •SIS.OOOor IC3s K •SIS.001 • SS0.000 L •SS0.001 - SI00.000 M •SIOO.OOJ -$250.000
15«: ColumnJ Cl and 031 N -nso.001 - ssoo.ooo 0 •SS00.00 I - S1.000.000 r1 •u.000.001-ss.ooo.ooo P2 -ss.000.001 • s2s.ooo.ooo P3 •$25,000,001 • 550.000.000 P• -Mon: lhan sso.000.000
3. Value Method Codes Q•Aw•isal R -COf;l (R.t:i.1 Estate Only} S •Assessment T -CUh Marker (See Column Cl) U •Boot Value v -other WsEsumltcd
�me
I
J
(5)
---------··-·--·------------------------
I
I
Codc2
(3) Value
Date of Rep•r1 Name of Per«)n Reportin: FINANCIAL DISCLOSURE REPORT Page 10of14 05/13/2010DYK. TIMOTHY B.
VII. INVESTMENTS and TRUSTS -income, 1·atuc. transactions (/nctudes 111osc t spnuscund dcpend nt c1ii1dren: ..,, PP· .u-60 offilini: inm•Ciions.1
NONE (No reportable income. assets. or transactions.)
A. B. c. D.
Description of As.sets lncomc during l Gross value at end Transaction" during reporting period (including trust assets) reporting period ofrcponing period
(1) (2) (I) (2) (I) (2) (4)I !dcnmy ofGain
buy.&dl. : rnm/dd/yy ; Code 2 Code I I buycrlscllcr Value Value Type (C.S-· Date :Type (c.s .. Place "(X)" after each asset : Amount
VII. INVESTMENTS and TRUSTS - income. •·aiu .. transactimu (lncludes lhase of spouse and depe"denl cld/Jren: UC pp. 14..f>O offUinJ: inSlriu:timu.)
NONE (No reportable income. assets. or transactions.)
A. B. C.
Income du ing Gross value at end
D. Transactions during reporting period Description of Assets
( includmg trust assets)
I (I) (2) (1) (2) (I) (2) (3) j (5) Place "(X)" after each asset !Amount Type (e.g.. Value Value Type (e.g., Date Value ' Gain Jdc:ntity of exempt from prior disclosure 1 Code I div .. rent, Code 2 Method
I buy. sell. mm/dd/yy 1 Code 2 I Code I buycriscllcr
103. • RYDEX INVERSE S&P 500 FUND Sold 12/31/09 L
104. -EATON VANCE FLOATING RA TE FD Sold 12/03/09 K
105. - ARKANSAS BEST CORP (COMMON Sold 06/08/09 D STOCK)
106. - THIRD A VE FOCUS CREDIT FUND Buy 09/22/09 L
107. • McCLATCHY CO (COMMON STOCK) Sold 10/19109 K
108. - SPIDER REGIONAL BANK FUND Sold 05107/W K
109. ·FAIR POINT COMMUNICATIONS (COMMON STOCK)
110. • CBS, INC (COMMON STOCK) Sold 10/19/09 K D
111. • INTEL CORP (COMMON STOCK)
I 12. TD WATERHOUSE IRA #I A Dividend N T
I 13. • SPEC SIT EQUITY FUND Sold 12131109 N E
I 14. TD WATERHOUSE IRA #2 A Dividend N T
l 15. -SPEC SIT LIFE SCIENCES FUND
I 16. CHARLES SCHWAB IRA 13 Dividend Ciosed 03/23109 N
I 17. -FIRST EAGLE OVERSEAS FUND Sold 02/09/09 J
I lR. -FIRST EAGLE US VALUE FUND Buy 01108/09 K (add1)
I 19. - FIRST EAGLE US VALUE FUND Sold 02/09109 L
1. lncomc Gain Code&: A •Sl.000 bf las D •SI.DOI· s:!.500 C •S?.SOI - SS .000 D-SS.001 - SIS.ODO E •SI S.00 I • SS0.000 (Sec C<>lumns IU •nd 04) F•SS-0.001 -SI00.000 G •SI00.00 1 -Sl.000.000 HI -S 1.000.001 • SS.000.000 H2 -More tliim SS.000.000
:. Value Codes J•SIS.OOOotlm K •SI 5.00 I • SS0.000 L •SS0.001 • SI00,000 M•SIOO.OOl -S2SO.OOO (Sec Columns C1 and Dl) N •SlS0.00 I - SS00.000 0 -SSOD.001 - S 1.000.000 Pl -s1.ooo.001 - ss.000.000 P2 •SS,000.00J • S?S.000.000
P) •S?S.000,00 I • $50.000.000 P4 •Mure th.n SS0.000.000 3. Value Mc:thod Codes Q•Appn1Slll R cos1 CR<al Escm: Only) S =Assessment T-ca.hMarl:ct
(Sec Column C?) U•BooL::Valuc V •Other W•EstiTI'Wltcd
i n:porting period -+-C·I-) -;··-'--(--!--) _.._ __ (-1)--- -(-2-) -·: . -(-3)--1 -(4_) ______ (5_) __ _ (I)
c.
Date of Report Name of Person Reportln FINANCIAL DISCLOSURE REPORT Page 12of14 DYK. TIMOTHY B. 05/1312010
\111. INVESTMENTS and TRUSTS - inc,,me. .. a1 .... rransaction.• o .. c1 .. dcs ,,,,,,. ofspouu ond dcpttad n1 chi/drY:n: - PP· u-60 of fiunr: inrrmc1ions.J
0 NONE (No reportable income. assets, or transactions.)
A. B. D.
Description of Assets lncomc during Gross value at end Transactions during reportm:; period·
(including trust asscu1 reporting per od j of
Place "(Xl" after each asset Amount exempt from prior disclosure Code I
(A·H)
Type (e.g., Value ! Value Type (c.c.. ; Date i Value / Gain Identity of div.• rent. Code 2 Method buy. sell, I mm/ddlyy ' Code 2 j Code I buycrlscllcr
I 12J. -TROWE PRICE CAPITAL APP FUND Sold 02109/09 K
122. - RYDEX MANAGED FUTURES FUND Buy 01/09/09 K
123. - RYDEX MANAGED FUTURES FUND Sold 02/09/09 K
124. - SCHWAB GOVT MONEY FUND Sold 03/23/09 N
125. - JP MORGAN HIGH BRIDGE
STATISTICAL MKT NEUTRAL SELE Sold 02109/09 K
126. - SPDR TRUST UNIT SRI EXPIRING ON
OJ /2212118 Sold 01/20/09 K
127. MASS MUTUAL LIFE INS A Dividend K w
128. ING LIFE INS c Dividend M T
129. PNC BANK WASH DC A Interest K T
130. US BONDS c Interest M T
13). J.J. GUMBERG LIMITED PARTNERSHIP
(X) B Distribuiion J w
132.
l. income Gain Codc:1: A-=Sl.OOOorlcu D •$1.001 • S2.SOO C •Sl,SO I • SS.000 D •SS.OOt - SIS,000 E •S!S.001 • !S0.000 (Sec Culumrur 81 ind D-1) F •SS0.001 • St 00.000 Q •SI00.001 • $1,000.000 fll •Sl.000.001 ·SS.000.000 m •Mon: 111an ss.000.000
2. Value Codes J •SIS.OOOorl"'s K •Sll.001- SS0.000 l =Sl0.001 • SI00.000 M -SI00.001 • $250.000
(See Cohnnns Cl end D3t N -siso.oo 1 - ssoo.ooo 0 •SS00.001 • Sl.000.000 Pt •St,000.001 • SS.000,000 p2 -ss.oao,oo 1 • s2s.ooo,ooo
P3 -s2s,aoo.oo t - sso.000.000 P4 •Mort !him SS0.000.000 3. Value Method Codes Q •Appraiaal R ..COS! (Real Estate Only! S '""Assessment T •CasbMaricet
(Se.c Column C2) U •Boal: Value- v-Od1cr W ""Estimated
05/13/2010
Da1e of Report Name of Person Reponing FINANCIAL DISCLOSURE REPORT
DYK. TIMOTHY B. Page 13of14
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate pan of Report)
I) TOTAL INCOME FOR IRA ACCOUNTS IS TOTAL INCOME AS REPORTED BY CUSTODIAN OF ACCOUNT.
2) TRANSFERS FROM IRA ACCOUNTS TO THRIFT SAVINGS PLAN ACCOUNTS NOT SHO\Vl".
3) LINE 2 & 131 ARE ASSETS THAT WERE INHERITED FROM.
4) LINE 57 • ARTIO INTL EQUITY FUND II WAS FORMALLY JULIUS BAER INTL EQUITY FUND II.
Date of Report N•m• of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 14of14 05/13/2010DYK. TIMOTHY B.
IX. CERTIFICATION.
I certify that all information given above (including information pertaini ng to my spouse and minor or dependent children, If any) is accurate, true. and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory provisions permitting non-di•closure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of S U.S.C. app. § 501 et. seq.. 5 U.S.C. § 7353, and Jndiclal Conference regulationG.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544