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Driver Based Soft Switch for Pulse-Width-Modulated Power Converters Huijie Yu Dissertation submitted to the Faculty of the Virginia Polytechnic Institute and State University in partial fulfillment of the requirements for the degree of Doctor of Philosophy In Electrical Engineering Jih-Sheng Lai, Chairman Douglas J. Nelson Fred Wang GuoQuan Lu YiLu Liu Feb 23, 2005 Blacksburg, Virginia Keywords: Soft Switch, zero-voltage switching, PWM, Soft Switching, inverter
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Driver Based Soft Switch for Pulse-Width-Modulated Power ... · current driven bipolar junction transistor (BJT). A new insulated-gate-bipolar-transistor (IGBT) and power metal-oxide-semiconductor

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Page 1: Driver Based Soft Switch for Pulse-Width-Modulated Power ... · current driven bipolar junction transistor (BJT). A new insulated-gate-bipolar-transistor (IGBT) and power metal-oxide-semiconductor

Driver Based Soft Switch for Pulse-Width-Modulated

Power Converters

Huijie Yu

Dissertation submitted to the Faculty of the

Virginia Polytechnic Institute and State University

in partial fulfillment of the requirements for the degree of

Doctor of Philosophy

In

Electrical Engineering

Jih-Sheng Lai, Chairman

Douglas J. Nelson

Fred Wang

GuoQuan Lu

YiLu Liu

Feb 23, 2005

Blacksburg, Virginia

Keywords: Soft Switch, zero-voltage switching, PWM, Soft Switching, inverter

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Driver Based Soft Switch for Pulse-Width-Modulated

Power Converters

Huijie Yu

Abstract

The work in this dissertation presents the first attempt in the literature to propose the concept of “soft

switch”. The goal of “soft switch” is to develop a standard PWM switch cell with built-in adaptive soft

switching capabilities. Just like a regular switch, only one PWM signal is needed to drive the soft switch

under soft switching condition.

The core technique in soft switch development is a built-in adaptive soft switching circuit with

minimized circulation energy. The necessity of minimizing circulation energy is first analyzed. The

design and implementation of a universal controller for implementation of variable timing control to

minimize circulation energy is presented. The controller has been tested successfully with three different

soft switching inverters for electric vehicles application in the Partnership for a New Generation Vehicles

(PNGV) project. To simplify the control, several methods to achieve soft switching with fixed timing

control are proposed by analyzing a family of zero-voltage switching converters.

The driver based soft switch concept was originated from development of a base driver circuit for

current driven bipolar junction transistor (BJT). A new insulated-gate-bipolar-transistor (IGBT) and

power metal-oxide-semiconductor field-effect-transistor (MOSFET) gated transistor (IMGT) base drive

structure was initially proposed for a high power SiC BJT. The proposed base drive method drives SiC

BJTs in a way similar to a Darlington transistor. With some modification, a new base driver structure can

adaptively achieve zero voltage turn-on for BJT at all load current range with one single gate. The

proposed gate driver based soft switching method is verified by experimental test with both Si and SiC

BJT. The idea is then broadened for “soft switch” implementation. The whole soft switched BJT (SSBJT)

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structure behaves like a voltage-driven soft switch. The new structure has potentially inherent soft

transition property with reduced stress and switching loss.

The basic concept of the current driven soft switch is then extended to a voltage-driven device such

as IGBT and MOSFET. The key feature and requirement of the soft switch is outlined. A new coupled

inductor based soft switching cell is proposed. The proposed zero-voltage-transition (ZVT) cell serves as

a good candidate for the development of soft switch. The “Equivalent Inductor” and state plane based

analysis method are used to simply the analysis of coupled inductor based zero-voltage switching scheme.

With the proposed analysis method, the operational property of the ZVT cell can be identified without

solving complicated differential equations. Detailed analysis and design is proposed for a 3kW boost

converter example. With the proposed soft switch design, the boost converter can achieve up to 98.9%

efficiency over a wide operation range with a single gate drive. A high power inverter with coupled

inductor scheme is also designed with simple control compared to the earlier implementation. A family of

soft-switching converters using the proposed “soft switch” cell can be developed by replacing the

conventional PWM switch with the proposed soft switch.

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To my wife: Lily

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Acknowledgements

I would also like to thank my advisor, Dr. Jason Lai, for his encouragement and knowledge. He

always makes time for his students, answering questions and offering suggestions whenever needed. I

also thank my other committee members, Dr. Fred Wang, Dr. Douglas J. Nelson, Dr. Guoquan Lu and Dr.

Yilu Liu for review and helpful suggestion of this dissertation.

I would like to thanks Dr. Jian Zhao at Rutgers University for his SiC projects support and

encouragement. I would also like to thank Dr. Fred C. Lee and Dr. Dusan Borojevich for their helpful

discussion and guidance.

I cherish the experience of studying and working together with my friendly colleagues in Future

Energy Electronics Center(FEEC), including Dr. Changrong Liu, Dr. Xudong Huang, Ms. Junhong Zhang,

Ms. Xuan Zhang, Mr. Gary Kerr, Mr. Heath Kouns, Mr. Damian Urcioli, Mr. Elton Pepa and many others.

I also like to thanks the Virginia Power Electronics Center (VPEC) and Center for Power Electronics

System (CPES), which provided a friendly environment source of education, motivation and

encouragement throughout my education. Names that come across my minds include but not limited to Dr.

Yong Li, Dr. Wei Dong, Dr. Lizhi Zhu, Dr. Zhengxian Liang, Dr. Henry Zhang, Ms. Lijia Chen, Ms.

Mangjing Xie, Dr. Yuxin Li, Dr. Pitleong Wong, Dr. Wilson Zhou, Dr. Ming Xu, Dr. Qun Zhao, Dr. Wei

Xu, Dr. Zhenxue Xu, Mr. Mao Ye, Mr. Xigeng Zhou, Mr. Jianwen Shao, Mr. Bing Lu, Mr. Yuqing Tang,

Mr. Dengming Peng, Ms. Xiaoyan Wang, Mr. Renggang Chen, Mr. Yuhui Chen, Mr. Hongfang Wang,

Dr. Fengfeng Tao, Dr. Kaiwei Yao, Dr. Peng Xu, Dr. Bo Yang, Mr. Jerry Francis.

I would like to thank my parents, Zhisong Liu and Fuhua Yu, who always encourage and support me

to pursue my degree. I also would like to thank my sistor Huichun Yu and brother in law Huasong Ming

for their support of my study and provide great help through my study.

Last but not least, I want to thank my wife Guangyan Li, whose love have accompanied me through

my entire study and gives me strength to carry on with my dissertation work. Especially during the period

when our son Tommy was born, she takes over all the housework and let me concentrate on dissertation.

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With the support of a warm family, I can always have courage to face any difficulties on my path to

success.

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Table of Contents

Chapter 1 Introduction ...........................................................................................................................1

1.1 Background ..............................................................................................................................1

1.2 Review of state of art soft commutation techniques ................................................................2

1.2.1 Soft commutation with snubber circuits .......................................................................2

1.2.2 Gate driver controlled commutation .............................................................................7

1.2.3 Soft Switching techniques...........................................................................................11

1.3 Research motivation...............................................................................................................18

1.4 Outline of the dissertation. .....................................................................................................20

Chapter 2 Soft Switching inverter control with minimized circulation energy ...................................22

2.1 Overview for Soft switching inverter.....................................................................................22

2.2 Variable timing control for coupled inductor feedback ZVT inverter...................................24

2.2.1 Principle of coupled inductor ZVT operation .............................................................24

2.2.2 Variable Timing Design..............................................................................................28

2.2.2.1 Resonant stage analysis....................................................................................28

2.2.2.2 Timing design guideline...................................................................................34

2.2.2.3 Design Example ...............................................................................................36

2.2.3 Experimental results....................................................................................................38

2.3 An universal method to achieve variable timing control for soft switching inverters ...........40

2.3.1 Requirement of soft-switching inverter PWM Pulse ..................................................41

2.3.2 Transfer Data from DSP to EPLD ..............................................................................44

2.3.3 Generate PWM signal based on Data transferred to EPLD ........................................47

2.3.4 Experimental results....................................................................................................48

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Chapter 3 Load adaptive soft switching with fixed timing control......................................................52

3.1 A near-zero-voltage switching ZVT chopper design with fixed control timing....................52

3.1.1 Operation Principle .....................................................................................................53

3.1.2 Design criteria .............................................................................................................56

3.1.2.1 Design Analysis ...............................................................................................56

3.1.2.2 Design Procedure Example..............................................................................59

3.1.3 Simulation and experimental results ..........................................................................61

3.1.4 Summary .....................................................................................................................66

3.2 Load adaptive ZVT method utilizing diode reverse recovery current ...................................66

3.2.1 Operation Principle .....................................................................................................67

3.2.2 Resonant Circuit Analysis...........................................................................................71

3.2.3 Simulation and Experimental Results .........................................................................75

3.3 A more generalized concept of load adaptive fixed timing control .......................................80

3.3.1 A General ZVT commutation cell...............................................................................80

3.3.2 A family of ZVT Inverter design with fixed timing control .......................................85

3.3.3 Analysis of fixed timing control for zero voltage turn-on condition ..........................88

3.3.4 Verification of fixed timing control with inductor coupling ZVT scheme.................92

Chapter 4 Driver based soft switching technique for SiC BJT ............................................................98

4.1 Base driver design of hard-switched SiC BJT inverter..........................................................98

4.1.1 Basic property of SiC BJT and review of previous work ...........................................99

4.1.2 Proposed Hard-switched IGBT/FET gated transistor ...............................................103

4.1.3 Demonstration of the first 7.5HP SiC BJT inverter with the proposed base driver..105

4.2 Driver based SiC soft switching BJT with load current adaptively .....................................112

4.2.1 Basic Principle of soft switched base driver design for BJT ....................................113

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4.2.2 Simulation and experimental results for the proposed soft switching base driver....118

Chapter 5 Generalized PWM soft switch for power converter ..........................................................125

5.1 A more generalized PWM soft switch concept....................................................................125

5.2 High efficiency PWM soft switch boost converter ..............................................................133

5.2.1 Basic operation and analysis of ZVT boost converter ..............................................133

5.2.2 Equivalent circuit analysis of the proposed boost converter.....................................138

5.3 Verification of PWM soft switch based boost converter .....................................................147

Chapter 6 Conclusion and future work ..............................................................................................155

6.1 Major results and contribution of this dissertation...............................................................155

6.2 Future works ........................................................................................................................157

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List of Figures

Fig. 1.1 Summary of soft commutation methods...................................................................................2

Fig. 1.2 Dissipative RCD passive snubber.............................................................................................3

Fig. 1.3 Turn-on passive snubber with saturable inductor for less energy storage................................4

Fig. 1.4 A Non-MVS snubber cell .........................................................................................................5

Fig. 1.5 A MVS snubber cell .................................................................................................................5

Fig. 1.6 Turn-on lossless snubber cell with coupled-inductor current steering .....................................6

Fig. 1.7 An improved turn-on and turn-off lossless snubber cell ..........................................................6

Fig. 1.8 Turn-on and turn-off control with separate gate resistors.........................................................8

Fig. 1.9 Principle of turn-off dv/dt limit control ....................................................................................8

Fig. 1.10 Principle of turn-on di/dt limit control....................................................................................9

Fig. 1.11 Principle for active dv/dt control by current injection............................................................9

Fig. 1.12 Principle for active dv/dt control by current injection..........................................................10

Fig. 1.13 Basic concept of multi-stage active gate driver control........................................................11

Fig. 1.14 Principle of series resonant converter...................................................................................12

Fig. 1.15 Principle of parallel resonant converter ................................................................................12

Fig. 1.16 PWM resonant switch cell (a) PWM HS (b) ZCS QRS (c) ZVS QRS (d) ZVS MRS........13

Fig. 1.17 ZVS-PWM Buck converter-An improvement of ZVS-QRC technique...............................14

Fig. 1.18 Conceptual ZVT PWM cell ..................................................................................................15

Fig. 1.19 Conceptual ZCT PWM cell ..................................................................................................16

Fig. 1.20 Hua’s ZCT PWM cell ...........................................................................................................16

Fig. 1.21 Hua’s ZVT PWM cell...........................................................................................................17

Fig. 1.22 ARCP ZVT PWM cell..........................................................................................................17

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Fig. 1.23 An Improved ZVT PWM cell with lossless snubber............................................................17

Fig. 1.24 The conceptual diagram of “soft switch” .............................................................................19

Fig. 2.1 Soft Switching inverter family................................................................................................23

Fig. 2.2 ZVT cell of coupled-inductor feedback scheme.....................................................................24

Fig. 2.3 Key waveforms of the non-soft switched coupled inductor ZVT inverter .............................25

Fig. 2.4 Key waveforms of the proposed ZVT inverter.......................................................................26

Fig. 2.5 Operation Stages of the proposed ZVT inverter.....................................................................28

Fig. 2.6 Equivalent circuits during the resonant stage. ........................................................................29

Fig. 2.7 Equivalent circuit during the resonant stage..........................................................................29

Fig. 2.8 Derived equivalent circuit of the resonant stage....................................................................30

Fig. 2.9 Comparing of key waveforms under different pre-charging condition ..................................32

Fig. 2.10 Normalized stage plane for different boost current ..............................................................32

Fig. 2.11 Resonant capacitor voltage at different load current with fixed charging time control. ......33

Fig. 2.12 Resonant tank voltage(a) and current(b) under different ILoad with variable timing control 34

Fig. 2.13 Normalized Boost current with resonant timing...................................................................35

Fig. 2.14 Select pre-charging time Tpre (us) based on load current......................................................36

Fig. 2.15 ZVT turn on transition by PSPICE simulation. ....................................................................37

Fig. 2.16 Variable timing for alternate load current directions............................................................37

Fig. 2.17 Resonant current with load adaptively..................................................................................38

Fig. 2.18 Sp Gate is turned on when VSp drops to zero. .......................................................................38

Fig. 2.19 A “piggy pack” structure for soft-switching PWM inverter.................................................40

Fig. 2.20 Gate Timing for six switch ZCT inverter .............................................................................41

Fig. 2.21 Generation of auxiliary PWM signals based on the edges of main PWM input. .................42

Fig. 2.22 Realizing a flexible non-linear variable timing controller by look up table.........................43

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Fig. 2.23 ADMC300 DSP board ..........................................................................................................43

Fig. 2.24 Layout of Interface Board with EPLD..................................................................................44

Fig. 2.25 Main control board with interface board. .............................................................................44

Fig. 2.26 Principle function of control interface board........................................................................45

Fig. 2.27 ADMC300 PIO interface to EPLD.......................................................................................45

Fig. 2.28 Logic to generate addresses. .................................................................................................46

Fig. 2.29 Timing diagrams of transferring data from PIO port to EPLD.............................................47

Fig. 2.30 Functional diagram for auxiliary PWM pulse generation in EPLD. ...................................48

Fig. 2.31 PWM generation Mode Block Diagram. ..............................................................................48

Fig. 2.32 Experimental waveforms with variable timing control. .......................................................49

Fig. 2.33 ZCT switching waveforms with optimal variable timing control ........................................50

Fig. 2.34 Loss reduction between fixed and variable timing control in PNGV project.......................50

Fig. 2.35 Efficiency improvements between fixed and variable timing control. .................................51

Fig. 3.1 The proposed soft-switching chopper circuit..........................................................................53

Fig. 3.2 Key waveforms of the proposed scheme. ...............................................................................54

Fig. 3.3 Operation stages of ZVT chopper...........................................................................................55

Fig. 3.4 Equivalent circuit of resonant stage.......................................................................................56

Fig. 3.5 Simplification of resonant stage circuit. .................................................................................57

Fig. 3.6 Ratio of T2 to T1 with respect to normalized impedance........................................................59

Fig. 3.7 Normalized resonant branch peak current Īmax as a function of Z .........................................60

Fig. 3.8 Turn-off energy as a function of Cr under different load conditions......................................60

Fig. 3.9 Variation of Tr as a function of Cr and (0.25, 0.4, 0.542, 0.8). ...........................................61

Fig. 3.10 Simulated key waveforms of near-ZVT chopper scheme. ...................................................62

Fig. 3.11 Resonant current ILr(A) and switch voltage Vsw(V) waveforms under incorrect timing.....62

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Fig. 3.12 Resonant current ILr(A) and switch voltage Vsw(V) under different load conditions. ..........63

Fig. 3.13 Experimental waveforms of the ZVT chopper scheme. .......................................................64

Fig. 3.14 Switch voltage waveform under incorrect timing. ...............................................................64

Fig. 3.15 Resonant current and switch voltage under different load current condition. ......................65

Fig. 3.16 Loss comparison between hard- and soft-switching choppers. ............................................65

Fig. 3.17 A typical RSI ZVT cell.........................................................................................................68

Fig. 3.18 Key waveforms of typical ZVT with extra current boosting................................................68

Fig. 3.19 Proposed ZVT scheme using diode reverse recovery current as boost current ....................69

Fig. 3.20 ZVT chopper circuit utilizing diode reverse recovery current as resonant boosting current71

Fig. 3.21 Equivalent circuits during resonant stage .............................................................................72

Fig. 3.22 Normalized State plane of resonant tank ..............................................................................73

Fig. 3.23 Diode reverse recovery current under different load current and driving condition ............74

Fig. 3.24 Load adaptively zone with fixed timing control...................................................................75

Fig. 3.25 Simulated key waveforms of resonant current ILr and switch voltage Vsw under different

load current conditions: 5A, 15A, and 35A. ................................................................................75

Fig. 3.26 Experimental key waveforms of resonant current ILr (A) and switch voltage Vsw (V) under

different load current condition 5A, 20A, 40A (I: 20A/div, V: 100V/div).................................76

Fig. 3.27 Comparison of the simulated and experimental results with parasitic components. ............77

Fig. 3.28 Resonant current ILr and switch voltage Vsw with fixed timing control ................................78

Fig. 3.29 Experimental key waveforms of resonant current ILr (A) and switch voltage Vsw (V) under

different load current condition 50A, 100A, 125A (I: 50A/div, V: 100V/div)...........................78

Fig. 3.30 Losing ZVT when insufficient boosting current (I: 50A/div, V: 100V/div) ......................79

Fig. 3.31 Equivalent circuit of ZVT inverter during commutation......................................................81

Fig. 3.32 Typical waveforms of the fixed timing control scheme. ......................................................82

Fig. 3.33 Three key resonant stage of ZVT cell...................................................................................83

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Fig. 3.34 Simplified equivalent circuits during resonant stage............................................................84

Fig. 3.35 Effect of Iboost and k1 on the Vx of equivalent capacitor: (a) k1<0.5; (b) k1>0.5. ..................84

Fig. 3.36 Simplified equivalent circuits during resonant stage for turn-on top switch........................85

Fig. 3.37 ARCP phase leg and equivalent resonant stage circuit Vx=0.5Vdc.......................................86

Fig. 3.38 Two internal points of power supply to get proper Vx .........................................................86

Fig. 3.39 Coupled inductor phase leg and equivalent resonant stage circuit when n=1. .....................87

Fig. 3.40 Turns ratio n>2 to realize Vs>0.5..........................................................................................87

Fig. 3.41 Single phase configuration of ∆-configured RSI circuit.......................................................88

Fig. 3.42 Fixed timing control for the ∆-configured RSI circuit. ........................................................88

Fig. 3.43 Normalized state plane trajectory of the resonant tank (k1>0.5,k1=1-k) ..............................89

Fig. 3.44 Generalized fixed timing diagram of the ZVT inverter........................................................89

Fig. 3.45 Normalized maximum load current pI to achieve fixed timing ZVT in related to k1.........92

Fig. 3.46 Single-phase circuit for inductor coupled ZVT inverter and its control timing ...................93

Fig. 3.47 Simulation results for proposed coupled inductor scheme ...................................................94

Fig. 3.48 A 120-kW soft-switching inverter prototype........................................................................95

Fig. 3.49 Experimental key waveforms of ZVT inverter with simple fixed timing control ................96

Fig. 3.50 Inverter total loss comparison under hard switching and soft switching condition..............97

Fig. 4.1 Cross-sectional view of SiC BJT structure by Rutgers ..........................................................99

Fig. 4.2 Si and SiC BJT forward Ic-Vce characters...........................................................................100

Fig. 4.3 Third generation SiC BJT measured IV curve (Rutgers) .....................................................101

Fig. 4.4 Fourth generation SiC BJT measured IV curve (Rutgers)....................................................101

Fig. 4.5 Close vision of a first generation SiC BJT package .............................................................102

Fig. 4.6 SiC switching waveform with variable gate voltage ............................................................102

Fig. 4.7 MOSFET Gated BJT structure .............................................................................................103

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Fig. 4.8 Proposed basic IGBT and MOSFET Gated Transistor (IMGT) structure............................104

Fig. 4.9 Si BJT and SiC BJT pulse testing waveforms with the proposed driver..............................106

Fig. 4.10 Overall inverter circuit blocks diagrams.............................................................................107

Fig. 4.11 Base driver structure for one phase leg...............................................................................107

Fig. 4.12 Three-Layer arrangement of the BJT inverter ....................................................................108

Fig. 4.13 SiC BJT and Diode stage on an IMS board with brass stand-off .......................................109

Fig. 4.14 Fully assembled SiC BJT inverter. .....................................................................................109

Fig. 4.15 SiC BJT inverter detailed switching waveforms (SVM). ...................................................111

Fig. 4.16 SiC BJT inverter efficiency and Temperature rise .............................................................112

Fig. 4.17 Si BJT inverter efficiency and temperature rise .................................................................112

Fig. 4.18 Comparison of a typical ZVT cell and the proposed IMGT cell for base driver................113

Fig. 4.19 The proposed soft switching bipolar junction transistor: SSBJT ......................................114

Fig. 4.20 SiC BJT switching waveforms with conventional hard switched base drive. (1us/div).....114

Fig. 4.21 A simple passive delay circuit for gate delay .....................................................................115

Fig. 4.22 soft switching driver operation key waveforms and resonant tank state plane trajectory. .115

Fig. 4.23 Operation Stages of the proposed SSBJT scheme..............................................................117

Fig. 4.24 ZVT achieved with under load current of 5A,10A and 20A. .............................................119

Fig. 4.25 Si BJT switching waveform: turn on:0.14mJ turn off: 0.2mJ (2us/div) .............................119

Fig. 4.26 SiC switching waveforms loss: turn on : 0.02mJ, turn off : 0.05 mJ (1us/div) ..................120

Fig. 4.27 IGBT current and voltage waveforms. (1us/div) ................................................................120

Fig. 4.28 MOSFET, IGBT and BJT base current waveforms...........................................................121

Fig. 4.29 Current and voltage overlapping when switch under hard switching condition.................121

Fig. 4.30 Reduced conduction drop with excess base current. (2us/div)..........................................122

Fig. 4.31 Forward voltage drop versus collector current with soft switched base driver ..................122

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Fig. 4.32 A soft switching inverter based on Soft Switch Building Block (SSBB) concept .............123

Fig. 4.33 Soft switching Si ZVT BJT inverter waveforms ................................................................123

Fig. 5.1 Conceptual diagram of a switch with separate path for conduction and commutation ........125

Fig. 5.2 Basic MOS-Bipolar parallel Structure.................................................................................126

Fig. 5.3 MOS-Bipolar parallel structure with turn-on snubber bead .................................................126

Fig. 5.4 Inductor energy served as a source for compensated Darlington .........................................127

Fig. 5.5 Three terminal soft switching PWM switch based on proposed SSBJT ..............................128

Fig. 5.6 A family of SSBJT based soft switching converters ............................................................128

Fig. 5.7 Zero-voltage turn-on achieved with gate delay and resonant capacitor. .............................129

Fig. 5.8 A further improved voltage driven switch pair with built-in ZVT turn-on. .........................129

Fig. 5.9 The Proposed PWM Soft Switch ..........................................................................................130

Fig. 5.10 Coupled inductor based PWM soft switch circuits.............................................................131

Fig. 5.11 Hua’s ZVT boost converter ................................................................................................133

Fig. 5.12 Simulation waveforms of Hua’s ZVT circuit .....................................................................134

Fig. 5.13 Freewheeling loop associated with Dc turn-off ..................................................................134

Fig. 5.14 Equivalent circuit for freewheeling path when resonant inductor fully discharged ...........135

Fig. 5.15 A freewheeling path generated when S is turned off..........................................................135

Fig. 5.16 Equivalent circuits for the freewheeling path when main switch is turned off ..................136

Fig. 5.17 Resonant inductor voltage and current waveforms.............................................................136

Fig. 5.18 Hua’s improved ZVT circuits with blocking diode ............................................................137

Fig. 5.19 Coupled inductor based boost converter by Joel P. Genger. ..............................................137

Fig. 5.20 Proposed boost converter based on soft switch cell. ..........................................................138

Fig. 5.21 Operation key waveform of soft switch based boost converter..........................................139

Fig. 5.22 Operation stages of the proposed ZVT boost converter .....................................................140

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Fig. 5.23 The proposed soft switching cell with consideration of leakage magnetizing inductance.142

Fig. 5.24 Equivalent inductance conversion .....................................................................................142

Fig. 5.25 Charging stage equivalent circuits.....................................................................................143

Fig. 5.26 Simplified charging stage equivalent circuit ......................................................................143

Fig. 5.27 Charging stage equivalent circuits to show actual winding current ...................................145

Fig. 5.28 resonant stage equivalent circuits .......................................................................................145

Fig. 5.29 further simplified resonant stage circuits............................................................................146

Fig. 5.30 discharge stage equivalent circuit .......................................................................................146

Fig. 5.31 Simplified discharge stage circuit.......................................................................................146

Fig. 5.32 State plane diagram of resonant tank for PWM soft switch boost converter .....................147

Fig. 5.33 A 3kW soft switch based boost ZVT converter..................................................................148

Fig. 5.34 Simulated waveforms of ZVT boost converter...................................................................149

Fig. 5.35 Zero voltage switching at different load condition.............................................................150

Fig. 5.36 Using slow and faster diodes for Ds....................................................................................150

Fig. 5.37 Turn-off ringing when use MOSFET as auxiliary device Saux ...........................................151

Fig. 5.38 Typical waveforms when coupled inductor saturates.........................................................152

Fig. 5.39 Volt-second across the coupled inductor primary winding ................................................152

Fig. 5.40 Auxiliary diode and switch voltage and current waveforms ..............................................152

Fig.5.41 Efficiency comparison of hard switched and soft switched boost converter@100kHz ......153

Fig.5.42 Heat sink Temperature of hard-switched and soft-switched boost converter@100kHz .....154

Fig. 5.43 Screen copy of Yokogawa efficiency measurement at 2.8 and 2.5kW power level...........154

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Chapter 1 Introduction

1.1 Background

Power electronics is to use switching circuits to convert and control power flow. Power

electronics technology is widely used in the areas of industrial motor drives control, switching mode

power supplies, computers and communications, power systems, automotives, etc. More than 60% of

electric power in the United State today is processed through some forms of power electronics [A12].

With the shortage of energy and ever increasing oil price, the need for higher power efficiency and

greater performance is imminent. The growing market of computer and communication equipment has

created an increasing demand for higher efficiency and higher power density power converters. The

market share of power electronics industry is increasing at a dramatic rate. The market demands

eventually drive the needs for more innovative technology in power electronics.

Power semiconductor switches are the key part of power electronics circuits. Every major

breakthrough in new materials or a new device will result in a revolutionary improvement in the

performance of power converters [A16]. The area of new materials, new device and the associated

control, system integration and packaging technique have been the research focus in power electronics

field.

The simplest way to control power semiconductor switches is by Pulse-Width-Modulation

(PWM). The PWM technique is to control power flow by interrupting current or voltage by means of

switch action with control of duty cycles. Conventionally, the voltage across or current through the

semiconductor switch is abruptly interrupted, such a technique is so-called hard-switched PWM.

Because of its simplicity, relatively small current stress and ease in control, hard-switched PWM

techniques have been predominantly used in modern power electronics converters for decades. Thanks

to the rapid developments of new power device technologies, the switching speed of power devices has

improved significantly. From the SCR, BJT, GTO to IGBT and MOSFET, the power device switching

transition time has decreased dramatically from sub-milliseconds to sub-microseconds. This enables

PWM power converters to operate at a much higher switching frequency thus reducing the passive

component size and eventually reduce the overall system cost. However, in association with the

increased frequency, the converter switching loss also increases proportionally. The high dv/dt and

di/dt caused by the increased speed will result in increased stress on device and system EMI noise.

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These limitations restricted the conventional hard-switched PWM converters from operating at a

higher frequency. In past several decades, lots of research works have been done to seek a better

solution to shape the switch transition in order to overcome the inherent problem of hard switched

PWM converters[A1]-[A9].

1.2 Review of state of art soft commutation techniques

Numerous methods discussing control the transition of power devices have been proposed. They

can be divided into the three major groups: Soft switching techniques [C1]-[C33][D1]-[D30], passive

snubbers techniques[E1]-[E19] and active gate driver based di/dt and dv/dt control techniques[F1]-

[F11]. Fig. 1.1 summarizes various soft commutation methods:

Soft commutation

Driver based softtransition control

Snubber

Dissipative RCD snubber

Lossless passive snubber

Passive gate driver control

Active gate driver

Multi stage gate driver

Soft switching

Resonant converter: PR, SR

ZVS-QRC, ZCS-QRC, MRS-ZVS

ZVS-PWM

ZVT PWM, ZCT PWM

Active clamp circuits

Fig. 1.1 Summary of soft commutation methods

1.2.1 Soft commutation with snubber circuits

Passive snubber methods reduce switching losses by limiting the active switches di/dt and dv/dt

during switching transition with the assistant of passive components. Typically an inductor is placed

on the turn-on path of the active switch to achieve zero current turn-on, and a capacitor is placed in the

turn-off path of the active switch to achieve zero voltage turn off. In this case the zero current turn on

and zero voltage turn off could be achieved for the main switch. However, this benefit is not free of

penalty. Generally, a turn-on snubber will introduce extra voltage stresses during turn-off, and a turn-

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off snubber will introduce extra current stress during turn-on. Extra snubber circuits have to ensure the

proper removal of the stored energy during the switch transition. Depending on whether the energy

stored in the inductor or capacitor is recycled or dissipated by means of resistor heat, the passive

snubber method could be divided into two main categories: dissipative passive snubber circuits and no

dissipative snubber circuits.

For dissipative snubber method, the energy stored in the snubber network is converted into heat

and dissipated completely. Fig. 1.2(a) shows a typical RCD snubber example attempting to reduce

switching stress spikes in the switching circuit due to diode reverse recovery. The inductor in series

with switch is to limit the turn-on current slope and to reduce the diode reverse recovery problem. The

energy stored in the inductor is transferred to capacitor Cs when the device is turned off. Capacitor

energy stored in each switching cycle needs to be dissipated through resistor Rs and switch S. All the

energy stored in the inductor and capacitor is eventually dissipated in resistors in the forms of heat.

Because the excessive loss associated with this type of method, it is mostly used for low switching

frequency. Fig. 1.2(b) shows the phase leg arrangement of a typical RCD snubber[E4].

D

S

g

c

a

p

PWM

Cs

DsLs

Iload

S

DC-

Cs

Rs

Rs

DC+

Iload

(a) three-terminal PWM switch with RCD snubber (b) inverter phase leg with RCD snubber

Fig. 1.2 Dissipative RCD passive snubber

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D

S

g

c

a

p

PWM

Cs

DsLs Rs

Iload

Fig. 1.3 Turn-on passive snubber with saturable inductor for less energy storage

The energy stored in the linear snubber inductor in series with the main power circuit is not

recovered. The energy wasted could be very significant, thus offsetting the benefit of the turn-on

snubber. As shown in Fig. 1.3, a saturable inductor, which stores substantially less energy than a linear

inductor, could be used as turn-on snubber inductor[E10]. The inductor is designed to saturate after the

switch voltage has dropped to its on-state level. This configuration has the advantage that only the

energy associated with the inductor magnetizing inductance is lost. The diode reverse recovery current

is controlled and turn-on loss is reduced at the expense of resetting losses of the saturable inductor.

Non-dissipative snubber should actually be called low-loss snubber or snubbers without

fundamental dissipative components such as resistors. Energy is dissipated in the forms of conduction

and switching losses. The lossless snubber network could be considered a path to dissipative snubber

that the non-dissipative methods are concentrated on the method of regenerating energy from the

passive reactive components. This type of snubber networks have lower loss, reliable, less expensive

and somehow can get better performance than some of the active snubber method. Since no active

device is involved, the overall cost could be lower than active snubber method. Papers [E16][E17] give

a general topological analysis of these type of recovery circuits and synthesis procedure for creation of

a family of passive lossless soft switching converters. There are two major groups of the proposed cells

based on whether extra voltage stress is imposed on the main switches or not. The minimum voltage

stress cells (MVS) minimize the voltage stress across the main switch. However, their soft switching

range can be very limited. The non-MVS cells substantially extended the soft-switching range at the

cost of extra stress to the main switch. Unfortunately, most approaches take too many transmission

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loops to get the energy regenerated. There are too many diodes involved, and the circuit

interconnection is very complicated that parasitic components may prevail and cause additional losses.

The selection of passive component is lack of a general design rule for a wide load range, and it is very

difficult for standard massive production. The overall performance could be very limited.

S

c

a

p

Cs

D

Lr

Iload

Ls

Cr

Fig. 1.4 A Non-MVS snubber cell

S

c

a

p

Cs

D LrIload

Cr

Ls

Fig. 1.5 A MVS snubber cell

Other efforts are made to simplify the component counts on the snubber networks. The coupled

inductor based current steering concept is interesting in simplification the snubber design. Fig. 1.6

shows the cell diagram of a turn-on snubber for Power Factor Corrected (PFC) boost converter. The

coupled inductor shifts the original output diode current to the alternative branch during the switch off

period. The leakage inductor of the coupled inductor serves as the turn-on snubber for the auxiliary

branch. This will result in a slowed di/dt and decrease diode reverse recovery related turn-on loss.

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Sc

a

p

D

Do1

N>1

Fig. 1.6 Turn-on lossless snubber cell with coupled-inductor current steering

Though the snubber cell in Fig. 1.6 looks very simple, it does have some problems due to the

undesirable resonance that occurs between the leakage inductor and the parasitic capacitor of auxiliary

diode D when switch S turns on. In practice, a small RCD snubber circuit for diode D is generally

needed to reduce the voltage stress. Besides, the switch turn-off is not improved. Another limitation of

this circuit is the duty cycle limit for the cell. The switch needs sufficient time to wait for the current in

leakage inductor to reset in order to avoid saturation of the coupled inductor. An improved version

with turn-off snubber for this cell is introduced later[E15], but the solution creates more circuit

components with an extra diode in the main current flow path, thus introducing higher conduction

voltage drop. Fig. 1.7 shows the snubber cell of the improved version for a PFC boost converter.

Sc

a

p

D

Ds1N>1

Cs

Do

Da

Fig. 1.7 An improved turn-on and turn-off lossless snubber cell

In summary, the major advantage of passive snubber commutation method is simple in control.

Only one gate signal is needed to drive the power switch. Research works are still undergoing to

further simplify the switch network circuits[E9][E14]. The soft commutation with passive snubber

methods is reliable because of extra passive component in the main power path to limit the di/dt.

However, this will require passive components in the snubber network to withstand full power. For

some converters with low switch frequency but high reliability, such as GTO based high power

inverters, this method is dominantly used. However, the overall system efficiency could be reduced,

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and the power stage is more complicated. The output diode reverse recovery problem is limited by

series inductor but is not completely eliminated as in resonant converters. Extra voltage stress and

ringing could be expected across the output diode. With further development in semiconductor

technology, the cost of active switch become lower and lower, the extra cost associated with bulky

passive component will make these methods less attractive unless for some particular applications.

1.2.2 Gate driver controlled commutation

Unlike the passive snubber network approach, the gate side control method does not require extra

elements in the main power circuit[F1]-[F11]. The basic concept of gate controlled di/dt and dv/dt

approach is to control the speed of gate charging so as to control the switch transition. This method

sounds more attractive since a more compact design could be achieved without adding extra power

components in the main power circuits. The basic goal for gate driver control is to limit di/dt during

switch turn-on and to limit dv/dt during switch turn-off. The basic equation to describe the switch

transition could be given as follows [A11] :

ggc

m

cthgoff

gc

gce

RCgI

VV

CI

dtdV

*

)( +−−=−= (1-1)

sm

gonge

m

cthgon

c

Lg

RC

gI

VV

dtdI

+∗

∗+−

−=1*

)2

( (1-2)

where: Cge: device gate-emitter capacitance (F)

Cgc: device gate-collector capacitance (F)

gm: device transconductance (A/V)

Ls: device terminal parasitic inductance (H)

Vth: gate threshold voltage (V)

Vgon: Turn on voltage level

Vgoff: Turn-off voltage level

From the above equation, we can see the easiest way to control the switching transition is by

adjusting the gate resistors, either dynamically or statically. Fig. 1.8 shows a conventional way of gate

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control by separating the turn-on and turn-off charging paths with higher turn-on resistor Ron, a lower

turn-off resistor Roff. The penalty with slow turn-on is the significantly increased switching loss. In

addition, this kind of design will only be able to optimizing the driver circuit at a fixed switching

condition. When load current or blocking voltage changes, the gate drive resistor is not changed

accordingly.

g

Ron

Roff

Fig. 1.8 Turn-on and turn-off control with separate gate resistors

Paper [F4] introduced an active gate control method to limit the gradients. Instead of changing the

gate resistors, the gate charging current is limited. For the dv/dt control the collector voltage is sensed

and differentiated. The gate current is reduced only when voltage gradient is higher than the desired

value. The same basic principle can be used for turn-on di/dt control as well. The derivative of the

current is obtained by sensing the voltage across the stray inductance.

g

Ron

Roff

S

+

c

e Fig. 1.9 Principle of turn-off dv/dt limit control

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g

Ron

Roff

S

-

c

e Fig. 1.10 Principle of turn-on di/dt limit control

Instead of purely slowing down the gate resistor, this method actively controls the gate current

only when control of dv/dt or di/dt is needed. Thus the extra switching loss could be reduced compared

to pure resistive method. The overall switching speed could be increased. Another active control

approach[F11] is using current injection and sinking source to control the voltage and current gradient.

As shown in Fig. 1.11, Instead of changing resistors dynamically, a controlled current mirror is

injected to the switch gate input. By adjusting the current mirror gain value A, the effective gate-to-

drain capacitance is changed, thus the turn-off dv/dt control could be progressively controlled by gain

A. Same technique can be applied to electronically adjust the output current di/dt over a wide range

with the feedback of di/dt signal by sensing the voltage drop of the switch emitter terminal inductance.

Fig. 1.12 gives a conceptual diagram of this turn-on di/dt control. This method controls the gradient

rather than limiting the gradient during the switch transactions. The basic concept is still originated

from equation (1-1).

g

Rg +

c

e

Im

AIm

Cm

S

Fig. 1.11 Principle for active dv/dt control by current injection

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10

g

Rg

c

e

BVLs

S

Ls

Fig. 1.12 Principle for active dv/dt control by current injection

With the consideration of the device physics, a more effective active gate driver control would

need to control the gate charging current according to the different stages during switch transition

[F6][F7][A9]. These methods could be regarded as multi-stage charging current control. The basic

principle is illustrated in Fig. 1.13. At the first stage, large current is required to charge up the gate

voltage until the collector voltage starts rising. Then gate charging is reduced to limit the di/dt so as to

alleviate the diode reverse recovery problem. After device reaches peak current, the gate charging

current is again charged rapidly so as to reduce the tail voltage in order to reduce turn-on switching

loss. The overall objective is to control the over-voltage at turn-off and over-current at turn-on and

maintain minimal switching delay so as to reduce switching power loss. Active turn-off is

implemented at the similar control technique. The actual implementation of the multistage could be

quite complicated. The fine tune of circuit and control parameters would need lots of field work even

though the timing and control logic could be eventually integrated.

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ig

Vg

t

t

Ic

Vce

t

Fig. 1.13 Basic concept of multi-stage active gate driver control

The gate controlled di/dt and dv/dt approach looks very attractive since a very compact design

could be achieved without adding extra components in the power circuits. However, all the proposed

gate based concepts in the literature are based on hard switching design. Thus the limit of di/dt and

dv/dt will be largely at the cost of increased switching loss. The safe operating area of the power

device is still limited due to the inevitable concurrence of high current and high voltage. Furthermore,

most active gate drive circuits will need sensing feedback and complicated control circuits. The active

gate driver circuits have to be fine tuned according to each application. This technique is mostly

adopted in multilevel converters where voltage balancing is necessary for serial connected devices. In

order to fully utilize the device capability and improve overall system efficiency, soft switching

techniques are still a better choice. It would be very promising if a new approach can combine both

the benefit of soft switching and the compact design of gate drive based circuits.

1.2.3 Soft Switching techniques

Soft switching resonant circuits, however, can achieve both the benefit of switch transition control

and switching loss reduction. This gives the potential of achieving higher frequency and reduces

harmonic pollution of the converter. The soft switching techniques have evolved from the early

traditional series and parallel resonant techniques (RC), quasi-resonant converters (QRC), multi-

resonant converters(MRC) to soft switching PWM converters, which includes zero-voltage transition

(ZVT) and zero-current-transition (ZCT). The resonant converters employ resonant circuits to achieve

soft switching of devices. The converter can be configured to operate under either zero current or zero

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voltage switching condition. The conventional resonant converters can be divided into two major

categories: series resonant converter and parallel resonant converter. Fig. 1.14 and Fig. 1.15 give

typical series and parallel resonant converter circuits.

For series resonant converters, the load is in series with the resonant circuit elements. The

resonant current is filtered and used to provide output power. In the parallel resonant converter, the

load is in parallel with the resonant circuit, the resonant voltage is rectified and filtered for output

power.

Vin

CrLr

RL

Fig. 1.14 Principle of series resonant converter

VinCr

LrRL

Fig. 1.15 Principle of parallel resonant converter

Since the energy is transferred from the source to load in the form of resonance, the conventional

resonant converter is designed and controlled in frequency domain. The control circuits changes the

frequency to move either toward or away from the natural resonant frequency, thus controlling the

amount of energy transferred into the resonant circuit so as to control the output power. Clamped-mode

resonant converter is reported with the advantage of operation at a fixed frequency. By introducing a

phase lag for the two diagonally opposite switches, the voltage Vin applied to the tank is quasi-square

wave instead of square wave. The converter can thus be regulated by changing the duty of the square

wave voltage applied to resonant tank. The main drawback for resonant converter is because the power

is delivered by the resonant tank. First, the control would be highly nonlinear and complicated. Second,

excess circulation energy will cause increased conduction loss compare to square type PWM

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converters. The load change could also cause the resonant converter lose zero-voltage condition. The

technology is less favorable compared to the soft switching methods introduced in the later section.

The introduction of three-terminal PWM switch concept gives power electronics researchers a

powerful tool in analyzing a new generation of power converters. The PWM switch model gives the

foundations of power converter modeling and control. By analyzing the average behavior of a basic

PWM switch cell in DC and small signal manner, the nonlinear switch can be linearized and the

converter can be analyzed by replacing the PWM switch with a linear equivalent circuit model. This

method significantly simplifies the analysis of the power converter and highlights the intrinsic

connections between various circuit topologies. Similar to the PWM switch concept, the introduction

of resonant PWM switch is one of the most important concepts in soft switching technologies

[C4][C1][C2]. By replacing the PWM hard switching switch with a resonant switch cell in the power

converter, a family of quasi-resonant converters could be generated. Fig. 1.16 shows the basic hard

switching PWM cell, ZVS QRS switch cell, ZCS QRS switch cell and ZVS MRS cell.

ca

Cr

p

ca

p

Lr

(a) Hard Switched PWM Switch (b) ZVS quasi-resonant switch

Cr

ca

p

Lr

CdCr

ca

p

Lr

© ZCS quasi-resonant switch (d) ZVS multi-resonant switch

Fig. 1.16 PWM resonant switch cell (a) PWM HS (b) ZCS QRS (c) ZVS QRS (d) ZVS MRS

For ZCS quasi-resonant technique, the objective is to use auxiliary LC resonant tank to shape the

switching device’s current waveform at on-time in order to create a zero-current condition for the

device to turn-off. The ZCS technique does not solve the problem of high switching loss associated

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with capacitive turn-on of the switch. On the other hand, the ZVS-QRS technique use auxiliary LC

resonant tank to shape the switch voltage waveform to create a ZVS condition before turning on of the

switch. The ZVS multi-resonant converter (ZVS-MRC) absorbs both the parasitic output capacitance

of the active switch and the parasitic junction capacitance of the rectifying diode, thus provide

favorable switching condition for both devices. The only change from a ZVS-QRC to ZVS-MRC is

one extra capacitor across rectifying diode, as shown in Fig. 1.16 (d).

For all the resonant converters, the LC tank is always present in the main power path, not only to

achieve the soft commutation of the switch but also to store and transfer energy similar to the resonant

tank of conventional resonant converters. The regulation of output power will depends on the changing

of switching frequency. A wide input voltage and load range will require the resonant converter

operate at a very wide frequency range, which makes it difficult to optimally design the resonant

converter elements, especially the magnetic parts.

To overcome this problem, a ZVS-PWM switch cell was proposed by adding an extra switch Sx

across the ZVS-QRS switch resonant inductor. By turning on Sx before turn-off of S, an extra

freewheeling period is inserted into the operation stage of ZVS-QRS converter. The output power

could thus be regulated by tuning the freewheeling interval with a constant switching frequency. Fig.

1.17 shows a ZVS-PWM buck converter with a ZVS-PWM resonant switch cell. To achieve a constant

frequency operation of ZVS-MRC, the passive diode in the switch could be replaced by an active

switch Sx. The modulation of turn-on time of the added switch allows the control of output power [C9].

Cr

ca

p

Lr RL

Vin S

Sx

Lf

Fig. 1.17 ZVS-PWM Buck converter-An improvement of ZVS-QRC technique

However, the achievement of constant frequency operation of resonant converters is at the cost of

increased circulation energy. Furthermore, adding extra active switches will need extra gate driver and

will increase cost and control complexity. A soft switching circuit that retains control simplicity of

hard switching PWM converter without a significant increase in circulation energy is more desired.

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Soft-switching PWM techniques combined benefit of the simplicity of PWM control and soft

transition of resonant converter. The purpose of soft-switching techniques is to shape the voltage and

current waveform during the switching transitions so as to reduce switching losses and device stresses.

The converters operate in resonant mode only during switching transition and then resume simple

PWM operation during the rest of time. Soft transition is accomplished by the assistance of auxiliary

circuits, which consist of resonant components and auxiliary switches that trigger the resonance during

the switching transition. After the switch transition accomplished, the auxiliary switch will then

disconnect the auxiliary resonant tank from the main power circuits in order to resume the normal

PWM operation of the converter. Compared to resonant converter, the extra price to pay is the need of

extra auxiliary switches.

According to the soft transition type, the soft-switching PWM technique can be divided into two

major categories: zero-voltage transition (ZVT) technique and zero-current transition (ZCT) technique.

For the ZVT technique, a resonant capacitor is placed in parallel with the main power switch. The

purpose of auxiliary circuit, which is typically an auxiliary switch, a resonant inductor and a diode, is

to create a current sinking mechanism to divert the load current from the freewheeling rectifier diode to

the anti-parallel diode of the main switch. The voltage across the main switch is brought down to zero

by resonance thus creating the zero voltage turn-on condition for the main switch. Fig. 1.18 shows the

basic concept of a ZVT PWM cell and switch waveform.

VsIs

D

S

c

a

p

Iload

Sx

Isink

Cr

initial current flow

SxS

Fig. 1.18 Conceptual ZVT PWM cell

For the ZCT technique, the resonant circuit is activated to create a current sink so that the current

flowing through the outgoing device reduce to zero prior to the turn-off of the main device. Unlike

ZVT scheme, the resonant capacitor is in series with the resonant tank. Fig. 1.19 shows the basic

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16

concept of a ZCT PWM cell. In stead of shaping switch voltage pre-turn on for ZVT scheme, the

current is shaped before switch turn-off in ZCT schemes.

VsIs

D

S

c

a

p

Iload

Sx

Isink

+ -

Crinitial current flowSx

S

Fig. 1.19 Conceptual ZCT PWM cell

In the ZVT PWM case, the resonant tank starts to gather energy, in the form of inductor current,

before switch transition. After switch transition, the stored energy is immediately released. However,

in the ZCT case, the energy needs to be pre-stored in the resonant capacitor in order to activate the

resonant tank. The ZCT resonant capacitor needs to block bi-directional voltage and stand higher stress

than that of ZVT. Besides, the ZCT scheme doest not solve the diode reverse recovery problem. The

load direction dependant is critical for bidirectional load current condition.[D25] [D26] [D27].

Sx

DcLr

S

DLp

a

c

Iload Cr

Fig. 1.20 Hua’s ZCT PWM cell

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Sx

DcLr

S

DLp

a

c

IloadDr

Cr

Fig. 1.21 Hua’s ZVT PWM cell

Dr Lr

S

D

L p

a

c

Iload Vps/2

Vps/2

Sx

Cr

Fig. 1.22 ARCP ZVT PWM cell

Sx

Ds

Lr

S

DLf

Cs

a

c

IloadDr

p

Dc

Cr

Fig. 1.23 An Improved ZVT PWM cell with lossless snubber

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1.3 Research motivation

From the last section review, the gate controlled di/dt and dv/dt approach looks very attractive

since a very compact design could be achieved without adding extra components in the power circuits.

However, all the previously proposed gate based concepts were developed for hard switching circuits.

Thus the limit of di/dt and dv/dt will be largely at the cost of increased switching loss. The safe

operating area of the power device is still limited due to the concurrence of high current and high

voltage. Furthermore, most active gate drive circuits will need complicated control circuit and need

sensing feedback. The gate driver circuits have to be further improved.

The soft switching PWM technique, combining the simplicity of PWM technique and soft

transition of resonant converter, is the most promising soft commutation method. Many soft switching

PWM converter circuits are generated in the past decades. The successful developments of soft

switching PWM converters depend not only on particular topology, but also on the optimal control

with minimal circulation energy. One major challenge in soft switching PWM technique is to achieve

soft switching at all load conditions with minimal circulation energy. This means the resonant energy

needs to be adjusted according to the load current level. Using variable timing control that adjusts the

advanced trigger time of the auxiliary switch to adjust boost energy can reduce energy circulation in

the resonant tank while maintaining the soft switching condition. Such a load current adaptive feature

is even more important for high power inverter applications since the load current is always changing

over the line cycle. However, to achieve this goal, the variable timing control requires the

instantaneous load current feedback to implement the control signals of the auxiliary device. The

increased control complexity and tuning efforts eventually increased overall cost significantly. This

hampered the further implementation of soft switching PWM technique. Although promising

theoretically, the soft switching PWM technique is not widely used in most industry products,

especially in inverter application.

One major barrier to further advancements in technology and reduction of cost is the lack of

standardization. Individual power converter is designed to offer partial solutions for specific

application. This is especially true in soft switching PWM converters. The Power Electronics Building

Block (PEBB) concept by the US Office of Naval Research (ONR) is to use intelligent and PEBB with

standardized power, thermal and control interfaces to develop multitudes of affordable, reliable and

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19

efficient power processing systems [A16]. The integrated power electronics module, so called IPEM,

was widely introduced later by industry for commercial applications. Very few papers are reported in

soft switched IPEMs because of its complexity in actual implementation. One major reason is the lack

of a simple, robust and effective way to develop soft switching converter.

It would be more promising if a new approach can combine both the benefit of soft switching and

the compact design of gate drive based soft commutation circuits. This dissertation presents the first

attempt in the literature to systematically explore the possibility of achieving the above goal based on

the developments driver based “soft switch” concept. The goal of soft switch is to develop a standard

PWM switch with built-in load adaptive soft switching capabilities. Just like a regular switch, only one

PWM signal is needed to drive the soft switch under soft switching condition.

A regular Switch “soft Switch” ?

c

e e

cenergyrecoveryenergyrecovery

Fig. 1.24 The conceptual diagram of “soft switch”

The soft switch concept originated from the base driver design for current driven device such as

SiC BJT. The basic concept of soft switch could be further extended to other current driven device

such as GTO, and voltage driven device such as IGBT and MOSFET. A family of novel soft switching

cells capable of soft switch development are studied and tested.

The foundation of soft switch design is built-in soft switching technique. The core of soft switch

can is still a general PWM soft switching cell. The difference is that the soft switch approach is

targeting on “built-in” soft switching capability. This leads to some special requirements for the PWM

soft switching cell to be eligible for building a soft switch which will be outlined in Chapter 5.

Overall, with the support of advance packaging techniques, the ultimate goal for the development

of soft switch is a high performance, simple, robust, and low cost soft switching solution.

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1.4 Outline of the dissertation.

This dissertation is arranged as follows:

Chapter 2 will explore the soft switching control solutions with minimized circulation energy.

The necessity of a load adaptive approach to minimize unnecessary circulation energy loss is analyzed.

The approach for variable control timing design for inductor coupled soft switching inverter is

proposed. A “piggy-pack” type universal optimal variable timing controller is designed for evaluating

three soft switching inverters for electric vehicle application in PNGV (Partnership for the New

generation vehicles) program.

Chapter 3 will explore the methodology of realizing load adaptive soft switching with fixed

timing control method. First, a soft switching chopper with near zero voltage switching approach is

presented. The key idea is to adjust the ratio of charging time and resonant time in order to get a near

zero voltage switching with fixed time control. Second, a load adaptive fixed timing control soft

switching chopper is presented utilizing diode reverse recover current. The fixed timing approve

method is then generalized by analysis several different approaches of soft switching inverter cell.

Chapter 4 will explore the soft switching design for SiC bipolar junction transistor. First, a hard

switched IGBT and MOSFET based driver scheme is proposed to drive a SiC BJT. The

implementation of the world first SiC BJT inverter demonstrated to drive a 7.5HP motor at rated power

is presented. By comparing the typical ZVT scheme and the proposed base driver, the driver based

soft switching SiC BJT structure is proposed. The new base driver can effectively drive SiC BJT and in

the mean time realizing zero-voltage switching of the main device. The concept of the soft switch is

presented for current driven devices.

Chapter 5 will apply the soft switch concept originated from current driven device to voltage

driven devices. The key feature and requirement of soft switch is outlined. A coupled inductor based

soft switching cell is first proposed by reviewing the existing soft switching cells. An “Equivalent

Inductance” conversion based analysis method is used to simply the analysis of coupled inductor based

zero-voltage switching scheme. Detailed analysis and design is proposed for a 3kW boost converter.

With the proposed soft switch based design, the boost converter can achieve up to 98.9% efficiency

over a wide operation range with very simple control. A high power inverter with coupled inductor

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scheme is designed will simple control compared to the earlier implementation in Chapter 2. A family

of soft switching converter using the proposed “soft switch” cell can be developed.

Chapter 6 gives the conclusion of this dissertation and gives suggestions for future work for the

further development of soft switch technique.

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Chapter 2 Soft Switching inverter control with minimized

circulation energy

The goal of soft switching is to reduce switching loss and thus achieving higher efficiency. To get

a higher efficiency gain, the circulation energy must be minimized to reduce conduction loss.

Minimizing the unnecessary circulation energy while maintaining the soft switching condition under

all load current condition is the key to justifying the benefit of soft switching. This chapter will mainly

focus on optimal control of soft switching inverter because the realization of soft switching inverter is

be most difficult among power converters due to the nature of alternative load current.

The variable timing control adjusts the advanced trigger time of the auxiliary switch according to

the load current level in order to reduce the circulating energy, which is critical for the high power

inverter application. The variable timing control scheme was first presented as a general concept for

ZVT inverter application [D4]. Later, the experimental performance of the variable timing control was

reported for both the ARCPI [D16] and the delta-configured resonant snubber inverter (RSI) ZVT

inverter [D14]. Recently, the evaluation results were presented for the ZVT inverter using coupled

inductors [G13].

2.1 Overview for Soft switching inverter

According to the placement of auxiliary circuitry, soft-switching inverters can be classified into

two categories: DC-side topologies and AC-side topologies. In the DC-side topologies, such as

resonant DC-link and quasi-resonant DC-link inverters, the DC link voltage is normally brought down

to zero during all the switching transitions. The resonant dc link converter (RDCL) [D2] has a simple

power stage structure; however it introduces significant voltage stress which is difficult to overcome.

Unlike DC-side soft-switching inverters, the load-side soft-switching inverters usually offer the

advantages of pulse width modulation (PWM) control and soft switching without additional voltage or

current stress in the main devices. Therefore, the load-side soft-switching inverters promise to achieve

high performance for high-power inverter applications. In the AC-side topologies, there are basically

two techniques, zero-voltage transition (ZVT) and zero-current transition (ZCT).

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DC side

Resonant DC link: D. Divan IAS’86 [D2]

Quasi-Resonant DC-Link: R. DeDoncker, PESC’91[D4]

DC Rail ZCS P. Tomasin, PESC’95 [D6]

AC side

Zero voltage Transition: Vlatkovic, PESC’93 [D8]ARCP McMurray, IAS’89[D7]RSI J.S. Lai [D14]Coupled Inductor [D19]

Zero current Transition: Hua, PESC’93 [D10]Mao, IAS’96 [D20]Yongli, 6 switch [D25]Yongli, 3 switch [D27]

Fig. 2.1 Soft Switching inverter family

The main advantage of the ZCT topology is that it can achieve zero-current turn-off for all of the

switches and diodes in both the main power stage and the auxiliary circuits. Thus, the turn-off loss can

be significantly reduced. Also, the main switches can turn on under a zero-current condition and the

diode reverse recovery problem could be alleviated [D26][D20][D10].

The auxiliary resonant commutated pole converter (ARCP)[D4] provides an independent current

commutation control for each main switch thus maintaining the merits of pulse width modulation

(PWM) control. However the ARCP requires the middle point of the dc bus voltage, which brings the

complexity of power stage and control implementation. The auxiliary resonant snubber zero voltage

transition (ZVT) inverter refers to the type of the circuit firstly proposed in [D14]. Different from

ARCP circuit, the resonant snubber based inverter (RSI) forms the resonant circuit at load side without

the center tap of dc link capacitor. The major advantages of RSI topology is that it can achieve ZVT

turn-on for all the switches in the main power stage and zero current switching (ZCS) for the switches

in the auxiliary circuits[D22][D23]. RSI is very good for switch reluctant motor applications, but needs

modified PWM scheme if applied to inductor motors. There are some other low cost ZVT schemes

[D29][D17] but all need to modify the PWM scheme and possibly with hard turn-off auxiliary

switches. The ZVT inverter using coupled inductors [D11] maintains the advantages of soft switching

and PWM control while eliminating the need of the middle point in compared to the ARCP. The

auxiliary switches only carry partial of the resonant current because the diodes in the auxiliary branch

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take over the other parts. The principle of variable timing control will be illustrated by the example of

coupled inductor ZVT inverter with unity turns ratio.

2.2 Variable timing control for coupled inductor feedback ZVT inverter

This section presents the design example of variable timing control to minimize the unnecessary

current boosting according to the load current condition. The three-phase operation is independent thus

no modification of the original hard-switching PWM scheme is needed. The previously proposed

inverter can actually turn on the main device at half of the dc bus voltage because of wrong improper

timing control. It only solves the diode reverse recovery problems. The turn off loss in main switches

is not reduced [D11]. Turn off loss of main switches is significantly reduced by adding snubber

capacitors across the main PWM switches. With the proposed control scheme and variable timing

control, the true zero-voltage-switching for main switches can be achieved by boosting resonant

current to a certain amount. Basic circuit operation and design consideration is presented. A design

example for a 650V 75KW ZVT inverter for induction motor is given with the verification of

simulation and experiment results. There are further improvement with non-unity turns ratio and will

be discussed in chapter 3.

2.2.1 Principle of coupled inductor ZVT operation

Fig. 2.2 shows a proposed coupled inductor ZVT cell. The auxiliary circuit structure for each

phase is identical. Each phase auxiliary circuit is composed of a coupled resonant inductor, two diode

and two auxiliary switches. The only modification of the previously proposed coupled inductor

feedback scheme [D19] is adding resonant capacitors across the main switches, which is shown Fig.

2.2 in gray color. Assume the initial load current is positive and is conducted by lower diode Dn.

C sV s

S xp

S xn

Cp

Cn

S p

S n

ILoad

D xn

D xp Dp

Dn

ILs2

ILr

ILs1

Fig. 2.2 ZVT cell of coupled-inductor feedback scheme.

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The purpose of the auxiliary circuit is to divert the load current from the main diode Dn to the

opposite main diode Dp and then turn on the main switch Sp under zero voltage condition. However, for

the control method introduced in [D19], no current boosting is used thus the main switch Sp is actually

turned on at half of the dc link voltage at t4. There is no control of the resonant period t2-t3. Fig. 2.4

gives a brief operation waveform of an early-proposed control scheme that does not achieve soft

switching.

ILoad/2

S xn

S n

S p

I Ls2 V

ce (S n )

t1 t2 t3 t4 Fig. 2.3 Key waveforms of the non-soft switched coupled inductor ZVT inverter

Now consider if the auxiliary switch Sxn is turned on before Sn is turned off. This will initiate a

ramp current through the inductor. Once the magnitude of one branch inductor current exceeds half of

the load current, the lower diode turns off naturally. The lower switch Sn is held on for an additional

interval of time so that the inductor current will exceed the load current by certain amount. Then when

the lower switch Sn is turned off, the leakage inductors of the coupled inductor will resonant with

snubber capacitors across the main switches. As a result of the resonance, the output voltage swings to

the upper rail voltage and clamped by the upper diode for a short period of time. By adding resonant

capacitors across the main switches, the resonant period t2-t3 can be properly chosen thus the upper

switch Sp can then be turned on under zero voltage condition when diode Dp is still conducting. The

key circuit operation waveforms are given in Fig. 2.4.

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t 0 t 1 t 2t3 t4 t5t6

t7

ILs2

ILoad/2

IDp

ILoadI Dn

I Lrs _ini

ISp

S n Sp

Sxn

V Sp

ISn I boost

Iboost/2

Fig. 2.4 Key waveforms of the proposed ZVT inverter.

The whole ZVT transition can be divided into following stages as shown in Fig. 2.5:

(a) Initial stage [t0-t1] Sn switch is on and Load Current flow via diode Dn.

(b) Pre-charging stage [t1—t2]. At t1, Sxn is turned on. The voltage across the resonant

inductor is the DC bus voltage. Inductor current is charged linearly until it reaches half of the load

current Iload. Dn current is decreased t0 zero at t2 when resonant inductor current ILrs reaches half of the

load current.

(c) Boost-charging stage [t2—t3] Dn is turned off naturally at t2; Sn is held on and

conduction the boost current. The auxiliary inductor current linearly increases to a certain designed

level: (ILoad+Iboost)/2.

(d) Resonant stage [t3—t4]. Sn is turned off at t3 with a boost current Iboost/2. All two main

switches and diodes are off at t3. The leakage inductor resonant with the capacitors paralleled with the

main switches. The lower capacitor voltage resonant to dc bus voltage and clamped by diode Dp at t4.

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(e) ZVT Clamping stage [t4—t5] Once diode Dp is conducted at t4, the resonant inductor is

applied by a negative dc bus voltage. The inductor current is thus decreased linearly. Before the

inductor current decreased to load current at t5, Sp could be turned on under zero voltage condition.

(f) Discharging stage [t5—t6] Dp is naturally turned off at t5 and Sp take over the load

current gradually. After resonant inductor current decreased to zero at t6, the load current totally flows

from Sp.

(g) Final Stage[t6-t7] After t6, the auxiliary switch Sxn can be turned off under zero-current

condition at t7.

Sxn

Sxp

Sp

SnDxn

Dxp CpDp

CnDn

Vs ILoad

Ls1

Ls2

Fig. 2.5 (a) Initial Stage: [t0-t1]: Load Current flow via diode Dn.

Sxn

Sxp

Sp

SnDxn

Dxp CpDp

CnDn

Vs

Ls1

Ls2

ILoad

Fig. 2.5 (b) Precharging stage: [t1-t2] Take over load current from Dn.

Sxn

Sxp

Sp

SnDxn

Dxp CpDp

CnDn

Vs

Ls1

Ls2ILoad

Fig. 2.5 (c) Boost Charging Stage t2-t3: Sn conducts boosting current.

Sxn

Sxp

Sp

SnDxn

Dxp CpDp

CnDn

Vs Ls1

Ls2ILoad

Fig. 2.5 (d) Resonant Stage: [t3-t4]: leakage inductor resonant with capacitors.

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Sxn

Sxp

Sp

SnDxn

Dxp CpDp

CnDn

Vs Ls1

Ls2ILoa

Fig. 2.5 (e) ZVT Clamping stage: [t4-t5] Sp can be turned on under ZVT during t4-t5.

Sxn

Sxp

Sp

SnDxn

Dxp CpDp

CnDn

Vs Ls1

Ls2ILoa

Fig. 2.5 (f) Discharging stage: [t5-t6] Sp takes over total load current at t6.

Sxn

Sxp

Sp

SnDxn

Dxp CpDp

CnDn

Vs Ls1

Ls2ILoa

Fig. 2.5 (g) Final stage [t6-t7] Aux switch Sxn ZCT turns off.

Fig. 2.5 Operation Stages of the proposed ZVT inverter.

2.2.2 Variable Timing Design

2.2.2.1 Resonant stage analysis

From the previous section, it can be seen that the resonant stage ends when the anti-parallel diode

Dp conducts. The design goal is to choose the optimal gate timing so that Sp is turned on during the

interval of [t4-t5] under ZVT condition while Dp is conducting under all load current condition with

minimized circulation energy. The resonant component design and control method can be understood

by the following derivation of the resonant stage.

Fig. 2. shows the equivalent circuit of Fig.5.4 during the resonant stage [t3-t4]. Vs is dc bus

voltage, Ls1 and Ls2 are the leakage inductor. Cp and Cn are snubber caps for upper and lower leg.

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L s2

L s1

C p

C n

V s

I Load

L s2

L s1

C p

C n

L s2

L s1

C p

C n

V s

I Load

Fig. 2.6 Equivalent circuits during the resonant stage.

To simplify the discussion, a turns ratio of 1:1 is used. Chapter 5 will discuss the coupled inductor

ZVT cell design under different turns ratio. The initial condition of the resonant stage is: the voltage

across Cn equals to zero; the current across the leakage inductor is iLs1 and iLs2. The circuit can be

further drawn in Fig. 2.7.

Ls2

Ls1

V s +

+

_

_

Ve

Ve

Cp

Cn

+

_

Vcn

iLs2

iLs1

iCn

A

B iLoad

Ls2

Ls1

V s +

+

_

_

Ve

Ve

Cp

Cn

+

_

+

_

Vcn

iLs2

iLs1

iCn

A

B iLoad

Fig. 2.7 Equivalent circuit during the resonant stage.

e

Ls scns V

dtdiLVV +=− 2

2

(2-1)

eLs

scn Vdt

diLV +−= 11 e

Lsscn V

dtdiLV +−= 1

1

(2-2)

If define iLs and L as following:

2121 ssLsLsLs LLLiii +≡≡= 2121 ssLsLsLs LLLiii +≡≡= (2-3)

subtracts Ve in (2-1) and (2-2) we have:

dtdiL

dtdiL

dtdiLVV LsLs

sLs

scns =+=− 11

22*2

dtdiL

dtdiL

dtdiLVV LsLs

sLs

scns =+=− 11

22*2

(2-4)

Notice that:

cp cn LsLs L cp cn i i i i i i i = + = + + 2 1 cp cn LsLs Load cp cn i i i i i i i = + + + 2 1 (2-5)

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thus:

Load i 2

L Ls

cn n

i i dt

dV C − = Ls cn

n i dt

dV C − = (2-6)

cncn

n idt

dVC = cncn

n idt

dVC = (2-7)

Now let’s take a closer look of equation (2-4) and (2-7). VCn is the voltage across the lower leg

resonant cap. ILs is the resonant current through one branch of the coupled inductor. Equation (2-4) and

(2-7) can be represented in a simple circuit shown in Fig. 2.8. Note that the equivalent resonant

capacitor C value is half of the capacitance across the main switch instead of two times of it. the

resonant starts when Sn turned off with a boost current Iboost The resonant stage ends when VCn reaches

Vs and been clamped at Vs when diode Dp is conducting. The initial condition is: iLsini=(Iboost+ILoad)/2,

Vcnini=0.

ILoad/2

L

Cn

Cn

Vs

iLs

icn+

_Vcn

ILoad/2

L

Cn

Cn

Vs

iLs

cn+

_Vcn

L

Cn

Cn

Vs

iLs

cn+

_Vcn

Fig. 2.8 Derived equivalent circuit of the resonant stage.

Then the solution of the above circuit can be easily derived as following:

boostrscn IZttVtV ∗∗+−= ωω sin21)cos1(

21)( (2-8)

tI

tZVI

I Boost

r

sLoadLs ωω cos

2sin

22

2++= (2-9)

where,

2///1 nr CCCLZLC ==∗=ω (2-10)

From (8) it can be seen that only if Iboost is positive can the Vcn tends to exceed Vs. This can also

be understood by looking the stage plane of the resonant tank [C11].

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The initial resonant inductor current level does affect the process of resonance. As shown in Fig.

2.9 (a) and Fig. 2.11 (b), If the auxiliary switch does not have sufficient leading time before turn-off of

the main switch, the body diode is conducting current when the main switch Sn is off. The anti-parallel

diode of power devices clamp VCn to zero and the resonant inductor current will linearly increases until

it reaches the load current, which is represented by the locus from A to B in the phase plane Fig.

2.10(b). It takes nearly half cycle of resonant period for resonant tank to change from B to C. Only at

point C, Vce of Sp is zero. Then Vce of Sp will build up immediately again due to the continuing

resonance. It means that practically the precise load adaptive deadtime control is required to get the

perfect zero voltage turn-on if no boosting current is introduced.

If the auxiliary switch do have sufficient leading time before turn-off of the main switch, which

stands for )0( −

rLI > LoadI , the resonant process is shown in Fig. 2.9 (a) and Fig. 2.11 (a). There is no

linear charging of the resonant inductor; the circuit starts the resonance right away when the main

switch Sn turns off. The capacitor voltage VCn will be clamped by diode to DC bus voltage Vs as long

as the total resonant inductor current 2*iLr is larger than load current. This period represents the

trajectory B to C in Fig. 2.11 (a). During this period, the main switch Sp could be turn-on under zero

voltage condition. Such a situation is desired to guarantee the realization of ZVT turn-on. If turn-on

signal applies to Sp after C point, the voltage across Vce of Sp will be swing back from zero again and

ZVT turn-on will be lost. Based on above analysis, one can see that how to control the pre-charging

current of the resonant inductor plays an important role in realizing the ZVT turn-on.

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Iload

IDn

Isp

Sp

Sxp

Iboost

IDp

t0 t1 t2t3 t4 t5t6 t7

2*ILr VCn

Sn

Iboost

Isn

Iload

Idn

ISp

Sp

Sxp

t0 t1 t2t3 t4 t5=t6 t7

2*ILr VCn

Sn

ILoad

Fig. 2.9 (a) waveforms when )0( −

rLI > LoadI . Fig. 2.9 (b) waveforms when )0( −

rLI < LoadI .

Fig. 2.9 Comparing of key waveforms under different pre-charging condition

1

2

A B•

CD

••

dc

LrV

2*I rZ∗

dcLoad VI rZ

dcLr V)0(I rZ∗−

dc

CnV

2*Ve

dc

CnV

2*Ve

A

1

2

B• C

D•

dc

LrV

2*I rZ∗

dcLoad VI rZ

dcLr V)0(I rZ∗−

Fig. 2.10 (a) Resonance when )0( −

rLI > LoadI . Fig. 2.10 (b) Resonance when )0( −

rLI < LoadI .

Fig. 2.10 Normalized stage plane for different boost current

Using an example with a dc bus voltage of 650V, resonant capacitor of 0.22µF, leakage inductor

L=3µH, fixed charging time t3-t2=1µs, the equivalent capacitor voltage as a function of the load current

in Fig. 8 is drawn to get a better understanding of the current boosting.

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Clamped to Vdc

Vc t 5 , ( )

Vc t 75 , ( )

Vc t 120 , ( )

Vc t 150 , ( )

0 8 .10 7 1.6 .10 6 2.4 .10 6 3.2 .10 6

0

250

500

750

1000

time(s)

Vs

t4

5A75A

120A

150A

t5

t3

Fig. 2.11 Resonant capacitor voltage at different load current with fixed charging time control.

When the capacitor voltage reaches dc bus voltage at t4, Sp can be turned on under zero voltage

condition. The boosting current Iboost actually provided a ZVT zone from t4 to t5. It can be seen from

Fig. 8, for a heavy load condition, the margin of ZVT zone is much smaller than the margin under the

light load condition. Thus the concept of variable charging time control is to maintain a constant

boosting current by changing the charging time t3-t2. This way, the ZVT condition can still be

maintained while minimized unnecessary over-boosting of the resonant current. Fig. 9(a) and (b)

shows the same example with a variable charging time control to achieve a fixed boosting current

Iboost=80A. With a fixed Iboost, the time t4 are fixed thus make it simple to select a proper turn on time

for Sp. Iboost value is selected so that the ZVT zone t4-t5 is around 500ns.

0 8 .10 7 1.6 .10 6 2.4 .10 6 3.2 .10 60

250

500

750

1000

time(s)

Vc t 5 , ( )

Vc t 75 , ( )

Vc t 120 , ( )

Vc t 150 , ( )

t4

t3

t5

ZVT zone

Fig. 2.12 (a). Capacitor voltage VCn.

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iLs t 5 , ( )

iLs t 75 , ( )

iLs t 120 , ( )

iLs t 150 , ( )

0 8 .10 7 1.6 .10 6 2.4 .10 6 3.2 .10 6100

25

50

125

200

time(s)

ILoad=5A 75A

120A

150A

Fig. 2.12 (b) Resonant inductor current.

Fig. 2.12 Resonant tank voltage(a) and current(b) under different ILoad with variable timing control

2.2.2.2 Timing design guideline

The first step is to select the pre-charging timing of the auxiliary gate signal. As stated in the

previous section, a proper boost current Iboost needs to be maintained to ensure ZVT transition. Based

on the resonant capacitor voltage during the resonant stage shown in Fig.9(a), the boost current value

is chosen such that the ZVT zone can be maintained in the range of 400ns-600ns. Then the overlapping

time Tpre of the auxiliary switches and main switches can be calculated from the following:

LV

IIiT

s

LoadboostLoadpre ∗

+=)( (2-11)

It can be derived from Fig. 2.11 that the resonant period is depends only on the natural resonant

period Tr and total boost current Iboost:

πr

rBoost

sresonant

TZI

VT **

arctan

= (2-12)

For constant boost variable timing control method, the deadtime soft switching inverter should

satisfy the following:

edischresonantdeadtimeresonant TTTT arg+≤≤ (2-13)

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=

s

boostredisch V

ILT *arg (2-14)

Thus the deadtime must be selected accordingly. An improper designed deadtime may result in

loss of ZVT condition even with high boosting current. The deadtime is chosen based on (2-13). The

Turn on duration of auxiliary switch is chosen by:

dauxauxwidth TTT +∗≥ )max(2 (2-15)

Typically the designed auxiliary pulse width should not exceed 6us to reduce duty cycle loss.

Tresonant

Tdischarge

0 0.5 1 1.5 20

0.1

0.2

0.3

0.4

0.5

Iboost

Ttotal

Tdeadtime

ZVT zone

Fig. 2.13 Normalized Boost current with resonant timing

Fig. 2.13 gives the normalized resonant timing via boost current. Typically normalized boost

current can be chosen from 0.5-1. Boost current should be as small as possible provided the ZVT zone

can be achieved for about 350ns to 600ns. Once Iboost is chosen, Tdeadtime can be selected based on Fig.

2.13 accordingly. Intuitively, when Iboost equals to 1, the resonant period is exactly a quarter of

resonant cycle.

When the load current goes to negative, it is not necessary to activate the auxiliary switch since

Dp will be freewheeling naturally after turn of Sn. Equation (2-11) also indicates the condition to

deactivate the auxiliary switch is when the negative load current equals Iboost

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2.2.2.3 Design Example

Following the design guideline, the coupled inductor ZVT inverter with the proposed variable

timing control is designed. The specification of the inverter is Vs=650V and IpkLoad=150 A. The

detailed design results are presented below:

Snubber capacitor is selected as 0.22µF based on the device test results.

Limiting the peak resonant current in one branch less than 220 A, the total leakage inductance L is

selected as 6.0 µH.

Calculate Tr based on L and C. Tr=5.1µs

Based on Fig. 2.13, Iboost is chosen to 40A. (about 0.5 in normalized value) The auxiliary pre-

charging time is then calculated by equation (2-11) based on load current feedback. Fig. 2.14 shows

the required Tpre according to this example.

150 75 0 75 150

Tpre (us)

iLoad (A)

1

0.5

-0.5

-1

0

Active Region

Fig. 2.14 Select pre-charging time Tpre (us) based on load current

The main switch deadtime is chosen as 2.2µs. The auxiliary pulse width is chosen as 6µs. Then all

the design parameters are summarized as follows: Vs=650V, IpkLoad=150A, L=6 µH, C=0.22 µF, Tr=5.1

µS, Td=2.2 µS, Iboost=40A, Tauxwidth=6µs.

Fig. 2.15 shows the key waveforms by PSPICE simulation with the designed parameter under

load current of 150A. Switch Sp is turned on when diode Dp is conduction.

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IDp

ISp

GSxn

Fig. 2.15 ZVT turn on transition by PSPICE simulation.

Fig. 2.14 actually reveals another very important issue. The pre-charging time goes to negative

when current changing directions. That means no pre-charging is needed. As shown in Fig. 2.16, at

heavy load, the commutation is naturally done when the bottom switch Sn is turned off. So we have the

option to disable auxiliary switch Sxn (option 2) or apply a minimum pre-charging time (option 1). At

light load, Both auxiliary switch needs to be turned on with a small Tpre. This property is very critical

for proper operation since the load current detecting would not needs to be very accurate at light load.

Sp

Sxp

Sn

SxpSxn

SpSn

Sp

Sxp

Sn

Sxp

SpSn

Heavy Load

Light Load

Option 1:

Option 2:

Sp

Sxp

Sn

Sxp

SpSn

Sxn

Fig. 2.16 Variable timing for alternate load current directions

In summary, the basic rules of the ZVT variable timing control are as follows:

1. The load current direction is required to determine the type of commotion. However, the delay

timing is symmetrical at light load thus the direction is not critical at zero-crossing;

2. For a commutation from diode to switch, Tpre is adjusted according to the load current

amplitude; a constant boost current control is desired;

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3. For a commutation from switch to diode, there is no need to turn on Sx when the load current is

sufficient. If the load current is small, Tpre is used to help establish some current in the auxiliary

inductor.

2.2.3 Experimental results

Single phase ZVT test for variable timing control with reduced power is performed to verify the

concept of constant boost current control with variable timing. Fig. 2.17 shows the resonant peak

current changes according to the load current by constant boosting current control. The controller is

built by analog circuit. Current feedback is used to control the delay of the auxiliary circuit.

ILs (50A/div)

ILoad (100A/Div) 1ms/div

Fig. 2.17 (a) Option 1: without negative blocking Fig. 2.17 (b) Option 2: with negative blocking

Fig. 2.17 Resonant current with load adaptively.

Fig. 2.18 Shows the achievement of ZVT condition with variable timing control. The Sp gate

signal is applied when the voltage across Sp drops to zero.

ILs

VSp GSp

1us/div

50A/div

100V/div

Fig. 2.18 Sp Gate is turned on when VSp drops to zero.

The proposed ZVT scheme offers the advantages of three-phase independent control without any

modification of SVM techniques. The inductor coupling provides the reset mechanism for the resonant

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inductor current thus the auxiliary switch can be turned off under zero current condition. Auxiliary

switches only need to carry half of the load current. Standard six-package module can be used for

auxiliary power stage. However, the circuit requires relatively more auxiliary components thus can be

more costly in compare to other soft-switching schemes. Magnetic component design is also

complicated. There is also magnetizing current reset problem and that be discussed in chapter 5.

However, for high power and high performance soft-switching applications, the proposed coupled

inductor feedback ZVT scheme is still quite attractive.

It is very difficult to implement in analog circuit because of nonlinear of feedback loop and

complicated tuning effort. With the fast development of digital integrated circuit and powerful

microprocessor, a DSP+EPLD based solution would be a better solution. The next section will

introduce an universal method to implement variable timing control.

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2.3 An universal method to achieve variable timing control for soft switching

inverters

In the PNGV project, three 55kW soft switching inverters need to be developed: ARCP ZVT [D4],

six-switch ZCT [D25] and three-switch ZCT [D27] inverter. The goal is to minimize the effort on

control hardware design. A hard switched base line inverter with sophisticated motion control

algorithm is already developed in Virginia Power Electronics Center with years of effort. The goal is to

develop a “plug in” type of soft switching controller to generate all the control gate signals based on

the original hard switched PWM signals. Fig. 2.19 shows the overall soft switching inverter diagram.

By adding the auxiliary circuits, the hard switched inverter can be turned into a soft switching inverter

with minimal efforts. No motor control programs will be changed except changing the deadtime. This

section is to explore a universal method to implement variable timing control by digital microprocessor

and EPLD.

Fig. 2.19 A “piggy pack” structure for soft-switching PWM inverter.

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2.3.1 Requirement of soft-switching inverter PWM Pulse

In the last chapter, the typical gate signal of a coupled inductor ZVT inverter is proposed. The

ARCP gate timing is almost identical to that of coupled inductor. Fig. 2.20 shows the gate timing

requirement for six- switch ZCT inverter [D26].

Sp

Sxp

Sn

SxpSxn

SpSn

Sp

Sxp

Sn

Sxp

SpSn

Load>0

Light Load, ZCT have to be disabled due to asymmetrical timing requirement at light load.

SpSn SpSn

Vdc

Auxiliary Main

Sp

SnSxn

SxpIL>0

Vdc

Auxiliary Main

Sp

SnSxn

Sxp

Vdc

Auxiliary Main

Sp

SnSxn

SxpIL>0

Load<0Sxn

Fig. 2.20 Gate Timing for six switch ZCT inverter

Because the ZCT needs similar resonant path even at light load, the control timing is

asymmetrical. Thus the detection of load current becomes critical. Besides, the ZCT have excess

circulation energy which doesn’t reduce significantly at light load. This makes it almost impossible to

achieve proper ZCT at zero current condition. Thus the solution is to disable the ZCT operation at light

load. When the load current falls bellow threshold, the ZCT operation is blocked completely. The

typical value is about 1/4-1/5 of the peak load current. This is a significant drawback of existing ZCT

inverters. First, the EMI noise reduction could be very much hampered since the inverter is operated at

hard switched mode at about 1/5 of the line cycle; second, the energy stored in resonant capacitor right

before the cut-off level will be circulation till it’s completely dissipated by parasitic loop resistance.

The circulation current will be added on top of the hard switching current. This will make it even

worse case than regular hard switching condition at light load.

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Main PWM

Delayed Main PWM

Upper Main PWM

Lower Main PWM

Upper Aux PWM

Lower Aux PWM

S1

Sm

Sup

SLow

Sauxup

SauxLow

tdtime

tauxr

tdelayr

tdelayf tauxf

tmaindly tmaindly

Main PWM

Delayed Main PWM

Upper Main PWM

Lower Main PWM

Upper Aux PWM

Lower Aux PWM

S1

Sm

Sup

SLow

Sauxup

SauxLow

tdtime

tauxr

tdelayr

tdelayf tauxf

tmaindly tmaindly

Fig. 2.21 Generation of auxiliary PWM signals based on the edges of main PWM input.

For digital implementation, it is very simple to disable the gate signal. The approach here is to

generate the auxiliary pulses based on the edges of the main PWM signals. The advantage of this

approach is that the time constant is only depends on load current and not depend on PWM duty cycles.

A much slower update rate for the time constant could be used. This is extremely important for saving

processing time with limited I/O capability. The turn-on time and pulse width of the auxiliary pulse

can be specified by the time delay data written to the EPLD. Fig. 2.21 shows the universal PWM

pattern for any soft switching inverter. The italic time constant is data transferred from the DSP to

EPLD via the PIO port. In the even that an auxiliary pulse should be eliminated, the time constant is a

zero value so that the logic circuit will not generate a pulse output. However, to generate the auxiliary

pulse earlier than a corresponding main PWM pulse, it is necessary to delay the main PWM pulse for a

certain amount of time. The main PWM pulse is delayed to an extent so that it can accommodate the

maximum charging time needed for the auxiliary circuit.

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DSPLookup

table

Load current

Time delay constant EPLD

PWM Generator

InverterGate Driver

Current sensor

Motor

HS PWM

Fig. 2.22 Realizing a flexible non-linear variable timing controller by look up table

For different soft switching schemes, the delay time is different even at the same load current

level. Besides, the calculation of delay time is time consuming if it needs to implement in real time by

DSP. Fig. 2.22 shows the concept of using a lookup table to locate time delay command from the load

current feedback. The required delay time is stored in a standard lookup table thus it take only a few

lines for the DSP to get the corresponding time delay data. For different soft switching control

application, only the lookup table needs to be updated. This saves a lot of coding effort and makes the

variable timing controller very flexible. Fig. 2.23 shows the picture of ADMC300 DSP board.

Fig. 2.23 ADMC300 DSP board

Fig. 2.24 shows the interface board for soft-switching operations. The core of the interface board

is an EPLD logic chip (EPM9400)). The EPLD chip contains all the necessary control logic schemes in

order to generate the gate signals of six main switches and auxiliary switches for any soft-switching

topologies. The DSP board transfers information to the interface board to specify time delay constants.

Fig. 2.25 shows the assembled interface board with DSP and main driver board.

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Fig. 2.24 Layout of Interface Board with EPLD

Interface Board

Main Driver Board (EVCA )

HS DSP Board (EVCY)

Fig. 2.25 Main control board with interface board.

2.3.2 Transfer Data from DSP to EPLD

Since ADMC300 has no external data bus, its PIO ports are used to provide the necessary data to

EPLD. Then, the EPLD generates auxiliary PWM signals as well as main PWM signals using both the

downloaded time delay constants and the outputs of ADMC300 PWM generator. The outputs of

ADMC300 PWM generator are used as the trigger signals of the EPLD operations. Fig. 2.26 describes

the principle function of the interface board.

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ADMC300 DSP Digital controller

PWM port

PIO port

Hard- Switching Main PWM Signal

Time Delay Constants

EPLD Board

Main PWM Signal

Auxiliary PWM for Soft - Switching

ADMC300 DSP Digital controller

PWM port

PIO port

Hard- Switching Main PWM Signal

Time Delay Constants

EPLDInterface

Board

Main PWM Signal

Auxiliary PWM for Soft - Switching

Fig. 2.26 Principle function of control interface board

Among the 12 available digital PIO pins of ADMC300, 10 pins are used for transferring data to

EPLD on the interface board. Fig. 2.27 shows the pin assignment. Pins PIO0-PIO7 are used for

transferring any necessary information as either data or address bus. Both PIO 8 and 10 are used for

data transfer control. PIO8 is used as DATA or ADDRESS selection. Low status of this pin means that

the following values on bus are data for timing constants, while high status implies that the values on

bus are the address of data. PIO10 is used as I/O enable.

0 1 2 3 4 5 6 7 8

10 11

DESAT/IOEN

EPLD

/DATA ADDR

Fig. 2.27 ADMC300 PIO interface to EPLD

To achieve a more efficient way of data transfer, each data slip consists of an initial data address

followed by an array of data. The initial data address is latched in an address counter and automatically

refreshed according to data transfer. Multiplexing the eight-line address bus gives 256*8 data spaces

which is sufficient for any kind of soft-switching controls.

An address counter is used in order to generate the desired addressing method, as shown in Fig.

2.28 (a). The first action occurs when the address/data line (PIO8) goes high which makes it ready to

lock the initial data address from the bus to the address register (an eight-bit counter). At the falling

edge of PIO10 (/IOEN), the initial data address is been locked into the address counter. After PIO8

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goes to low-status, it is ready to latch data to the register. Each time before changing the bus value, the

IOEN signal goes high to avoid possible glitches in the bus. The address counter uses the rising edge

of the IOEN signal to accomplish the incrementing of the register address. At the falling edge of the

IOEN signal, data is being latched into the data register. The case is the same for the control register

and dead-time register except only one level data latch is needed. The starting address of the data

registers is decided by EPLD encoding. Generally, 12 time-constant registers are encoded in a

consecutive manner, while control register and dead-time register can be in a separate address field. In

this manner, we will transfer one address followed by an array of data that will be fitted into

corresponding data registers. This can save lots of addressing time and make it more realistic to be

used in a high frequency inverter application.

Data Bus 8

IOEN

IOEN

Addr Reg .

Counter

Load CLK

Addr Bus

5

CS0 CS1 CS2

CS30 CS31

5-32 Decoder

CLKSysCLK

Addr /Data

(a) Address Generator.

CSXX

Data Bus 8

IOEN CLK

CS

Data

Reg.

74LS273

Q[6..0]

CLK

TimeConst .Reg.

74LS273

PWMSYNC

Update_EN

Q

Q TXX[6..0]

(b) Two level data Lather.

Fig. 2.28 Logic to generate addresses.

Fig. 2.29 shows the control timing of transfer data from DSP to EPLD. As a brief example,

suppose we write 20h, 30h, 28h, and 45h to the address start from 10h. The procedure for these data

transfer is as follows:

• At t0, set IOEN to high, then one can write initial address information, which is 0Fh

• At t1, set ADDR/DATA to high, prepared to latch the address information the address counter

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• At t2, set IOEN to low, at this time ADDR/DATA is high, thus 09h is being latched to address

counter

• At t3, set ADDR/DATA back to low, prepared to latch data information to data register

• At t4, set IOEN to high, first it will increase address counter, thus point to first data address of

10h, second it will be prepared to change bus information. After t4, bus PIO0-PIO7 can be changed to

the first data of 20h.

IOEN Fallen edge and ADDR=1, Address is been latched to the address register

IOEN Fallen edge and ADDR=0, Data is been latched to the Data register

IOEN

DATA/ADDR

ADDR1

Estimated Time Need to be verified by test

DATA1 DATA2 ADDR2 DATA1

IOEN Rising edge, Address register increases automatically thus prepare for next data transfer

t1 t2 t3 t4 t5 t6 t7 t0

Fig. 2.29 Timing diagrams of transferring data from PIO port to EPLD.

• At t5, Set IOEN back to low, this will latch the first data 20h to the data register in address 10h.

• At t6, Set IOEN to high, this will increase address counter to 11h, after that bus PIO0-PIO7 is

changed to the second data value of 30h.

• At t7, set IOEN to low, latch the second data 30h to the data register in address 11h.

By continuing this process, the loading of all the data is accomplished in a single array. If it is

required to write data register in a different address field, we need to repeat the above process and latch

the original address information to the address counter again.

2.3.3 Generate PWM signal based on Data transferred to EPLD

After the time delay data is transferred successfully to the EPLD, the next objective is to use these

data to generate auxiliary PWM signals. Fig. 2.30 shows block diagrams to generate the PWM pulses

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based on the above concepts. There is also a minimum pulse width requirement for PWM generation

that is implemented in the EPLD.

HS PWM Generator HS PWM

Generator Short Pulse Eliminator

Short Pulse Eliminator

Fixed delay for Main

Fixed delay for Main

Auxiliary Pulse generator with variable timing delay Auxiliary Pulse generator with variable timing delay

Dead time controller Dead time controller

S 1 S 2 S m S up S Low

S auxup

S auxLow

Updating time delay constants

Updating time delay constants

EPLD

t delayr t delayf t auxr t auxf

ADMC300 DSP

PIO

HS PWM Generator HS PWM

Generator Short Pulse Eliminator

Short Pulse Eliminator

Fixed delay for Main

Fixed delay for Main

Auxiliary Pulse generator with variable timing delay Auxiliary Pulse generator with variable timing delay

Dead time controller Dead time controller

S 1 S 2 S m S up S Low

S auxup

S auxLow

Updating time delay constants

Updating time delay constants

EPLD

t delayr t delayf t auxr t auxf

PIO

Fig. 2.30 Functional diagram for auxiliary PWM pulse generation in EPLD.

RisingEdgeDetect

Main_PWMinRsingedgePWM

Countor

FallingEdgeDetect

FallingedgePWMCountor

Comparator

MainPWMPOut

Ax1PWMOut

Ax2PWMOut

DeadtimeControl

MainPWM_POut

MainPWM_NOut

Time Constant

Fig. 2.31 PWM generation Mode Block Diagram.

Fig. 2.31 shows a schematic functional block diagram of PWM generation for single phase. The

other two phases are independent and identical. Only three upper device PWM input signals are used

for three phases. The bottom device PWM pulses are generated within the EPLD.

2.3.4 Experimental results

Fig. 2.32 shows the experimental results for ARCP inverter with variable timing control.

Auxiliary switch action is block at heavy load, as shown in option 2 in Fig. 2.16, to reduce unnecessary

switch action. Fig. 2.32 (a) and (b) shows the resonant waveforms at high and low load current levels.

Fig. 2.33 shows the experimental results for ZCT inverter with optimal variable timing control.

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Main device voltage(200 V/div)

Load current(200 A/div)

Auxiliary current(200 A/div)

Fig. 2.32 (a) Waveforms on line cycle scale

Main device voltage(200 V/div)

Load current(200 A/div)

Auxiliary current(200 A/div)

Fig. 2.32 (b) resonant waveforms at heavy load

Main device voltage(200 V/div)

Load current(200 A/div)

Auxiliary current(200 A/div)

Fig. 2.32 © resonant waveforms at light load

Fig. 2.32 Experimental waveforms with variable timing control.

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Vce(200V/div)

Vx ( 300V/div)

Ix(300A/div)

IL(200A/div)

Hard swtiching zone

Capacitor energy circulating

Fig. 2.33 ZCT switching waveforms with optimal variable timing control

Fig. 2.34 shows the estimated loss distribution comparison of the variable pre-charging time

control in the ARCP and couple inductor ZVT (ZVTCI) in the case of 20 KHz operation. The

conditions are specified as follows: Vdc=325V Irms=200 A, M=0.8. Fig. 2.35 shows the significant

efficiency improvement by optimal variable timing control under various operation conditions.

F ix e d T im in g

V a r ia b le T im in g

1 0 0 0

2 0 0 0

0

(W )

(W )

T o ta l lo s s M a in d e v ic e s w itc h in g lo s s

A u x il ia ry s w itc hc o n d u c t io n lo s s

E S R lo s s

1 0 0 0

1 8 0 0

0

Z V T C I

A R C P

Fig. 2.34 Loss reduction between fixed and variable timing control in PNGV project.

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(%) 0

1

2

3

ARCP ZCT ZVTCI

η∆

rmsI =200A

sf =20 kHz

rmsI =200A

sf =10 kHz

rmsI =100A

sf =20 kHz

rmsI =100A

sf =10 kHzsf =10 kHz

Fig. 2.35 Efficiency improvements between fixed and variable timing control.

In summary, the optimal variable timing control is essential for soft switching inverter to achieve

higher efficiency than hard switching inverters [A2]. A general design guide line is presented with

example of coupled inductor ZVT inverter. A universal flexible controller is proposed to generate

variable timing control signal for three soft switching inverters. However, the controller involves

complicated EPLD design and will increase the system complexity and overall cost.

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Chapter 3 Load adaptive soft switching with fixed timing control

Last chapter explored using variable timing control to adjust the advanced trigger time of the

auxiliary switch to minimized energy circulation in the resonant tank [G13]. Such a load current

adaptive feature is even more important for high power inverter applications since the load current is

always changing over the line cycle. Although the variable timing control achieves zero-voltage-

switching (ZVS) operation with reduced circulating energy, it is necessary to acquire the instantaneous

load current to synthesize the control signals of the auxiliary devices. The current information will be

somehow critical to implement soft switching inverter and the current sensing itself will incur extra

cost and complexity. Additional EPLDs (electronic programmable logic devices) are typically required

to facilitate the task. This adds to both the complexity and development time of control design

implementation. The overall cost on extra parts and labor make soft switching not an attractive solution

for commercial PWM inverters. A simple, load current independent, easy to implement soft switching

solution will be more attractive.

This chapter will explore the methods of realizing load adaptive soft switching with fixed timing

control. First, a soft switching chopper with near zero voltage switching approach is presented. The

key idea is to adjust the ratio of charging time and resonant time in order to get a near zero voltage

switching with fixed time control. Second, a load adaptive fixed timing control soft switching chopper

is presented utilizing diode reverse recover current as extra boost current. A more generalized fixed

timing method is then proposed by comparing and analysis a family of soft switching inverter cell.

Finally, an inductor coupled fixed timing ZVT scheme is proposed with a 120kW prototype inverter

design. All the fixed timing approach is analyzed and presented with both simulation and experimental

verification.

3.1 A near-zero-voltage switching ZVT chopper design with fixed control timing

The objective of this section is to emphasize the design method that allows a two-quadrant

chopper to have an efficient near-ZVT operation for a wide-range load conditions. Using the proposed

design criteria, a 10-kW soft-switched commercial chopper was built and tested for a magnetic

levitation (MAGLEV) system. The new design achieves dv/dt and loss reduction, turn-on current spike

and noise reduction, and finally the improvement of efficiency and associated heat sink size reduction.

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Because the load current of the chopper is only in one direction, only one auxiliary branch is needed

and the control is relatively simple. Simulation and experimental results prove that the proposed design

method is effective, and the proposed soft-switching circuit is well suited for two-quadrant chopper

applications. Although the analysis is based on resonant snubber ZVT cell, the basic design concept

applies to other ZVT soft switching tank design as well.

3.1.1 Operation Principle

Fig. 3.1 shows a soft-switching chopper circuit with auxiliary resonant snubber for a two-quadrant

chopper. The chopper bridge consists of two synchronously switching pairs, switches S1-S2 and diodes

D1-D2. The diodes provide a freewheeling current path and a reverse voltage across the load for two-

quadrant operation. The lossless snubber capacitors are added across main devices, and the auxiliary

branch is added in between two phase-legs. The auxiliary branch consists of one auxiliary switch, one

fast reverse recovery diode, and one resonant inductor. Since the load current flows in uni-direction,

only one auxiliary branch is needed to achieve soft switching.

S1

S2

D1

D2LLoad

Lr

Saux

Daux

C1

C2

C3

C4

Vdc

ILoad+_ Vsw

ILr

Isw

Fig. 3.1 The proposed soft-switching chopper circuit.

Fig. 2 illustrates the operation modes for the proposed soft-switching scheme. The basic control is

to turn on the auxiliary switch, Saux, before turning on the main switch, S1 and S2. The auxiliary branch

takes over the current from the freewheeling diode and resonates with capacitors in parallel with the

main switch. The main switch is turned on while the voltage across the main switch drops nearly to

zero after resonance. Although only near-zero-voltage switching can be achieved with the proposed

fixed timing control, the diode reverse recovery and dv/dt problems of the chopper circuit are

effectively solved.

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a b c d e f a

ILr

Saux

ILoad

Vsw

S1, S2

t0 t1 t2 t3 t4 t5 t6 t7

Isw

t0 t1 t2 t3 t4 t5 t6 t7 Fig. 3.2 Key waveforms of the proposed scheme.

The circuit operation modes are described in Fig. 3(a) – 3(f).

Initially at time t0, all switches are off, and the load current is freewheeling through D1 and D2 as

shown in Fig. 3(a). Operation modes for a complete cycle are described in detail as follows.

Mode a (t0 – t1): Assume that load current is positive when D1 and D2 are conducting the load

current, and the main switches S1 and S2 are off.

Mode b (t1 – t2): Following the pulse-width-modulation (PWM) commend, the auxiliary switch

Saux turns on at t1, the current in Lr increases linearly and the current in diodes D1 and D2 decreases

linearly. The auxiliary branch diverts the current from the freewheeling diode gradually.

Mode c (t2 – t3): After the auxiliary branch current is larger than the load current at t2, diodes D1

and D2 turn off naturally. Then all four snubber capacitors resonate with the auxiliary inductor. The

capacitor across the switch discharges with a finite rate to allow the switch voltage drop to zero.

Mode d (t3 – t4): At the end of the resonant stage, the snubber capacitors are discharged to zero

voltage at t3. At this moment, the main switch can be turned on at zero-voltage condition. In reality,

the dissipative components in the resonant branch may prevent the voltage from swinging down to true

zero but close enough. However, even if the voltage can swing to true zero, it is difficult to turn on the

main switch at the exact moment that the capacitor voltage drops to zero without proper sensing, the

main switch can thus be turned on at a near-zero-voltage condition. This near zero-voltage is created

by the auxiliary resonant circuit for a short period, which can be considered as “near zero-voltage

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transition” or near-ZVT. After the main switches turn on, the inductor current decreases linearly due to

reverse voltage polarity.

S1

S2 D1

D2 LLoad

Lr

Saux Daux

C1

C2

C3

C4

Vdc

ILoad + _ Vsw

S1

S2 D1

D2 LLoad

Lr

Saux Daux

C1

C2

C3

C4

Vdc

ILoad + _ Vsw

(a) (b)

S1

S2 D1

D2 LLoad

Lr

Saux Daux

C1

C2

C3

C4

Vdc

ILoad

S1

S2 D1

D2 LLoad

Lr

Saux Daux

C1

C2

C3

C4

Vdc

ILoad

+ _

(c) (d)

S1

S2 D1

D2 LLoad

Lr

Saux Daux

C1

C2

C3

C4

Vdc

ILoad

+ _

S1

S2 D1

D2 LLoad

Lr

Saux Daux

C1

C2

C3

C4

Vdc

ILoad

+ _

(e) (f)

Fig. 3.3 Operation stages of ZVT chopper.

Mode e (t4 – t5): After the resonant current decreases to zero at t4, the auxiliary switch gate signal

can be turned off at t5. The main switches then conduct the load current, and the auxiliary switch is

turned off under zero-current condition.

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Mode f (t6 – t7): Main switches turn off with lossless snubber capacitors. Once the capacitors C1

and C4 are charged to Vdc, and C2 and C3 are discharged to 0, the load current is transferred to diodes

D1 and D2, and the circuit operation returns to Mode a.

3.1.2 Design criteria

3.1.2.1 Design Analysis

At the end of the resonant stage (t2 – t3), the voltage across the main switch should be fully

discharged so that the main switches can be turned on under zero voltage. The key design point is how

to catch the zero-voltage instant and turn on the main switches exactly at or as close as possible to t3.

The following design analysis will focus on this particular resonant stage to ensure a proper resonant

operation. Once the resonant stage is well designed, the component value and control timing can be

determined. As long as the resonant inductor current reaches the load current at t2, Lr begins to

resonate with the capacitors. The equivalent circuit during the resonant period can be shown in Fig. 3.4.

C3

C4

C1

C2

Vdc

ILoad

Lr

+

+

IC=Vdc

IC=VdcIC=0

IC=0

IC=ILoad

Fig. 3.4 Equivalent circuit of resonant stage.

To simplify the circuit, C1 is flipped down, and C4 is flipped up. The initial condition (IC) of the

resonant tank is given in Fig. 3.5. Finally, a very simple circuit can be drawn as shown in Fig. 3.5. In

this figure, Cr* and Lr

* are the equivalent resonant capacitor and inductor during the resonant stage, i.e.,

rrr LLCCCCCCCC

C =+++++

= ∗∗ ,))((

4321

4321 (3-1)

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C4* C3

C1* C2

Vdc

IC=0 IC=0

IC=0 IC=0

LrIC=ILoad

Vdc

IC=0

Lr

IC=ILoad

Cr*

ILoad

IC=0

Lr*

Cr*

IC=0

Vdc

(a) (b) (c)

Fig. 3.5 Simplification of resonant stage circuit.

In the case of C1 = C2 = C3 = C4, we have Cr* = Cr = C1. The final equivalent circuit is a very

simple LC resonant tank with zero initial condition. Here we notice two important points: 1). The

resonant stage is independent of load current condition; and 2). The duration of the resonant stage is

fixed at half of the natural resonant cycle of resonant tank Tr. The resonant capacitor voltage and

inductor current can be expressed as

))cos(1()( tVtV dcCr ω−= (3-2)

)sin()( tZ

Viti dc

LLr ω+= (3-3)

where

=r

r

CL

Z , ∗∗

=rrCL

1ω , ∗∗= rrr CLT π2 (3-4)

The current stress on the auxiliary branch can be obtained as:

ZV

IZI dcLoadMax +=)( (3-5)

The auxiliary switch pre-turn-on time, Tpre, is the interval from t1 to t3, which is the sum of

inductor charging time T1 and the resonant stage duration, T2. A quality factor Q(Z) is defined here as

the ratio of T2 to T1, as shown in (7).

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dc

Loadr V

ILT ∗=1 , ∗∗= rrCLT π2 (3-6)

ZIV

TTZQ

Load

dc π==

1

2)( (3-7)

If the main switch is turned on precisely with T1+T2 delay after the auxiliary switch, and the

circuit components are lossless, the exact ZVT condition can be achieved. It should be noted that

according to (6), T1 is load current dependent, it is necessary to adjust the pre-turn-on time of the

auxiliary switch to meet different load current condition if an exact ZVT is desired. To implement this

it is necessary to use variable timing control to change Tpre according to the load current condition.

However, such a variable timing control requires current sensing and additional complicated control

circuitry. It is desirable to look for a simple solution with fixed-timing control but not losing ZVT. The

proposed approach is described as follows.

Note that if Lr and Cr can be chosen such that T2 >> T1 or Q(Z) is sufficiently large with a fixed

pre-turn-on time, Tpre=T1(normal)+T2, where T1(normal) is the charging time under normal load condition,

the near-ZVT can then be obtained. Since T2 is much larger than T1, even if the main switch is turned

on a little earlier or later due to the load current variation, the voltage will only swing back to a finite

amplitude, but close enough to zero-voltage condition.

To reduce the peak resonant current so as to reduce the circulating energy, it is desirable to have

large Lr and smaller Cr. However, for a wide range of near-ZVT operation, it is desirable to have a

large Cr and a small Lr so that T2>>T1 condition is satisfied. Since a typical MOS gated device can

withstand a high peak over-current in a short period, with a larger Cr and a smaller Lr may cause a high

peak current but not cause a problem of finding an economical device to handle it. In other words, a

small tank impedance is desirable in the most cases, and thus the tank impedance Z becomes an

important design factor. The capacitor value can be selected based on the dv/dt requirement and turn-

off loss test. The resonant inductor value can be calculated with the predetermined Z, and the pre-turn-

on time of the auxiliary switch is optimized at the rated load condition. That is to let Tpre equals T1+T2

under the rated load condition. As a result, the worst case happens under no-load and heavily overload

conditions.

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3.1.2.2 Design Procedure Example

In a commercial MAGLEV chopper application, the nominal load current ILoad is 25 A, and the dc

bus voltage Vdc is 300 V. The design procedure can be described as follows:

Step 1: Decide resonant tank impedance so that the quality factor Q(Z) is large enough to satisfy

near-ZVT condition with fixed timing control. However, the peak resonant current Imax must be limited

to avoid excessive loss in the auxiliary branch. To facilitate the comprehensive of the design under

different condition, the tank impedance and resonant peak current is normalized as follows.

baseLoad

dcbase Z

ZZIVZ == ,

baseLoadbase I

IIII maxmax == (3-8)

Thus equation (5) and (7) can be rewritten as:

ZZI Max

11)( += (3-9)

ZTTZQ π

==1

2)( (3-10)

As shown in Fig. 3.6, Z is chosen as 0.542 which corresponds to a Q( Z ) value of 6.0. In this

case, the estimated normalized peak resonant current is 2.845 as indicated in Fig. 3.18. The selection

process can also start with limiting the peak current first, and check with Q( Z ) to allow a wide range

near-ZVT condition.

0 0.2 0.4 0.6 0.8 10

3

6

9

12

Normalized resonant tank impedance Nor

mal

ized

reso

nant

pea

k cu

rren

t

Z =0.542

Z

I max

Select

Fig. 3.6 Ratio of T2 to T1 with respect to normalized impedance

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0 0.2 0.4 0.6 0.8 10

3

6

9

12

Normalized resonant tank impedance

Nor

mal

ized

reso

nant

pea

k cu

rren

t

Z =0.542

Z

I max

Select

Fig. 3.7 Normalized resonant branch peak current Īmax as a function of Z

Step 2: Select Cr and Lr so the dv/dt requirement can be satisfied, and the resonant cycle Tr is

proper for actual implementation. Since the main switch turn-off loss can only be reduced by snubber

capacitors, it is necessary to perform device test to determine a proper value for Cr. Fig. 3.8 shows the

test results of turn-off energy under different snubber capacitance and load current conditions. Select a

Cr value so that further increments of Cr will not significantly further reduce turn-off loss. In the

meantime, it is necessary to let resonant cycle, Tr, be a reasonable value so that it is not too small for

practical implementation and not too large to avoid loss of duty cycles. Fig. 3.20 shows the changes of

resonant cycle, Tr, under different Cr and Z values. Based on the above criteria, a value of 0.1 µF was

chosen for Cr. The resonant inductor value is then calculated by Lr = Z2Cr = 4µH, and the tank resonant

cycle Tr is around 4 µs.

0

0.5

1

1.5

2

2.5

3

3.5

0 0.1 0.2 0.3 0.4 0.5

Capacitance (礔)

Turn

-off

ene

rgy

(mJ)

ILoad= 50A

ILoad= 25A

Fig. 3.8 Turn-off energy as a function of Cr under different load conditions.

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5 . 10 8 1 .10 7 1.5.10 7 2 .10 7 2.5.10 70

3 . 10 6

6 . 10 6

9 . 10 6

1.2 . 10 5

1.5 . 10 5

Cr (F)

Tr (s)

Z =0.25

Z =0.4

Z =0. 542

Z =0.8

Fig. 3.9 Variation of Tr as a function of Cr and (0.25, 0.4, 0.542, 0.8).

Step 3: Determine the pre-turn-on time of the auxiliary switch, Tpre, and the turn-on duration of

the auxiliary switch, Taux. Tpre is the sum of the pre-charging time T1 and resonant period T2. T1 is load

current dependent and can be chosen under static load current condition. Since T2 is much larger than

T1, the variation of T1 will not affect much of the near zero-voltage condition. In this example Tpre is

chosen as 2.3 µs. Taux is the turn-on duration of the auxiliary switch. Taux is not critical because the

auxiliary switch can be turned off after the current reduces to zero. So Taux should be larger than 2T1 +

T2, and the selection in this case is Taux = 3 µs.

Step 4: Summarize the design parameters and select proper auxiliary switch and passive

components. Up to this point, the major design has been completed. The remaining jobs such as switch

selection and magnetic design can be left to practicing engineers. The complete design summary is

listed as follows: Vdc = 300 V, ILoad = 25 A, Cr = 0.1 µF, Lr = 4 µH, Tr = 4 µs, Tpre = 2.3 µs, Taux = 3 µs,

Z = 6.325, Z =0.542, = 5.96, Imax = 72.4 A, Īmax=2.845.

3.1.3 Simulation and experimental results

The effectiveness of the proposed control scheme can be proved by Pspice simulation with the

above design parameters. Actual commercial IGBT SPICE models are used, but parasitic parameters

and dissipative components like capacitor ESR and ESL are not included in the simulation.

Fig. 3.10 shows the key waveforms of the chopper operation. Fig. 3.22(a) shows the main switch

voltage, Vsw, and current, Isw, waveforms. It can be seen that the main switches operate well in near

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zero-voltage turn-on condition. The turn-on dv/dt is controlled by the resonant time constant, Tr and

the turn-off dv/dt is proportional to the load current but is limited by the added snubber capacitors. The

main switch diode reverse recovery problem is eliminated, and thus there is no current spike during

main switch turn-on. Fig. 3.10(b) shows that the auxiliary branch peak current, ILr, is around 70 A, as

expected in the previous design section. Fig. 3.10(c) shows the main switch gate drive signal, Gmain,

and auxiliary switch gate signal, Gaux.

Isw Vsw

ILoad ILr

Gmain

Gaux

(a)

(b)

(c)

Fig. 3.10 Simulated key waveforms of near-ZVT chopper scheme.

It is possible that near zero-voltage turn-on condition may be lost if the timing is not controlled

properly. Fig. 3.11 indicates that the main switch is turned on while the switch voltage swings up to a

certain value with the situation that the pre-turn-on time Tpre is longer than the designed value.

Vsw

ILr

ILoad

Fig. 3.11 Resonant current ILr(A) and switch voltage Vsw(V) waveforms under incorrect timing.

Fig. 3.12 (a) – 12(b) show the simulated waveforms of the voltage across the main switch and the

resonant current during turn-on process with designed control timing under different load currents: (a)

7.5 A, (b) 17 A, (c) 28 A, and (d) 37 A. It can be seen that near-ZVT turn-on of the main switch is

satisfied for all load current conditions.

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Vsw

ILr ILoad

Vsw

ILr

ILoad

(a) Load current ILoad = 7.5A (b) Load current ILoad = 17A

Vsw

ILr

ILoad

Vsw

ILr

ILoad

© Load current ILoad = 28 A (d) Load current ILoad = 37 A

Fig. 3.12 Resonant current ILr(A) and switch voltage Vsw(V) under different load conditions.

In this simulation, the load current is considered as a constant current source during the switching

period with a value corresponding to the actual experimental load current as described in the next

section for the comparison purpose.

The above-designed soft-switching chopper has been fully tested with the same parameters that

were used in the simulation. Fig. 13 shows experimental key waveforms of load current, ILoad, resonant

current, ILr, switch voltage, Vsw, and dc input current, Iin. The measurement of dc input current is for

the purpose of loss calculation. To verify loss of ZVT with inappropriate timing, an experiment was

conducted under the condition addressed in Fig. 3.11. Fig. 3.14 shows the corresponding test results of

losing ZVT condition. As can be seen from Fig. 14 that an oscillation occurs when the switch turns on

after the voltage is been swung back to a relatively high voltage level.

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Vsw

ILrIin

ILoad

Voltage: 100 V/div, Current: 10 A/div, Time: 20 µs/div

Fig. 3.13 Experimental waveforms of the ZVT chopper scheme.

Vsw

ILr

ILoad

Voltage: 100 V/div, Current: 10 A/div, Time: 0.5 µs/div

Fig. 3.14 Switch voltage waveform under incorrect timing.

Fig. 3.15 (a) – 15(d) show experimental waveforms of the load current, ILoad, the resonant current,

ILr and the voltage across the switch, Vsw, under different load current conditions that are

corresponding to Fig. 3.12 (a) – (d) conditions. The timing design is to ensure that the main switch

turns on at near zero voltage under the nominal operation condition (25 A for the example chopper

case). Waveforms indicate that even at extreme conditions such as 30% (lightly loaded) in Fig. 3.15 (a)

and 150% (overloaded) in Fig. 3.15d), the switching waveform is clean, and the near-ZVT condition is

well satisfied. Loss evaluation results indicated that the total loss reduction was 31% at the nominal

load condition, as indicated in Fig. 3.16.

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Vsw

ILrILoad

Iin

V

I

ILr

Vsw

ILoad

Iin

V

I

Voltage (V): 100 V/div, Current (A): 10 A/div, Time: 0.5 µs/div

(a) Load current ILoad = 7.5 A ( b) Load current ILoad = 17 A

ILr

Vsw

ILoad

Iin

V

I

ILr

Vsw

ILoad

Iin

V

I

Voltage (V): 100 V/div, Current (A): 20 A/div, Time: 0.5 µs/div

© Load current ILoad = 28 A (d) Load current ILoad = 37 A

Fig. 3.15 Resonant current and switch voltage under different load current condition.

50

75

100

125

150

175

200

5 10 15 20 25 30 35 40Load current (A)

Tota

l los

s (W

)

Hard-switching

Soft-switching

Fig. 3.16 Loss comparison between hard- and soft-switching choppers.

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Tab. 3-1 compares the calculated, simulated and experimental results for resonant branch peak

current, Imax, and its conduction time, 2T1 + T2, under different load current, ILoad, conditions. Although

there are some minor differences due to negligence of parasitic and dissipative components, simulation

and experimental results match well with the designed value in all different load conditions.

Tab. 3-1: Comparison of calculated, simulated and experimental results

Mode ILoad (A) Imax (A) 2T1+T2 (µs)

Calculation 53 2.3

Simulation 52 2.2

Experiment

7.5

50 2.4

Calculation 63 2.6

Simulation 62 2.5

Experiment

17

61 2.7

Calculation 73 2.9

Simulation 72 2.8

Experiment

28

71 3.0

Calculation 83 3.1

Simulation 81.5 3.0

Experiment

37

81 3.2

3.1.4 Summary

In this section, the design criteria of a novel near-ZVT soft-switching chopper are presented with

verification of both simulation and experimental results. The resonant tank impedance was found to be

the most critical parameter for ZVT design and should be selected properly. A step-by-step design

procedure was described with a practical example. The proposed simple fixed-timing control scheme is

proven to be effective to achieve near-ZVT for a wide range of load conditions. The example soft-

switching chopper also performs significantly better than its hard-switching counterpart in switching

loss and dv/dt reduction.

3.2 Load adaptive ZVT method utilizing diode reverse recovery current

Diode reverse recovery normally increases switching losses and produces noises in power

electronics circuits. Over the past few decades, device manufacturers put a lot of effort to improve the

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reverse recovery speed and softness by sacrificing the conduction voltage drop. With soft switching,

the slowness of diode reverse recovery can turn into an advantage that helps extend the resonance to

achieve true zero-voltage switching without initial current boost in resonant inductor. Although soft-

switching inverters have been around for more than a decade, such a special feature has never been

seriously discussed or implemented. The utilization of the slow diode is specially suited to those zero-

voltage transition (ZVT) choppers and inverters because these soft-switching circuits turn on the anti-

parallel diode before turning on the main switch thus totally eliminating the diode reverse recovery

problem which is often a major headache of the hard switching inverters.

Last section proposed a load adaptive fixed timing control method which can realize near zero-

voltage switching over a wide range current condition. Although this fixed timing control performs

well with significant switching loss reduction, the device still turns on at a finite low voltage level that

is objectionable in high power systems. The design has a restriction of high peak resonant current and

can only achieve near-ZVT condition.

This section presents a novel zero voltage transition concepts that utilize diode reverse recovery

current as a resonant inductor boosting current to achieve load adaptive zero-voltage operation. Unlike

a conventional hard-switching inverter in which the slow diode needs to be avoided since its reverse

recovery current adds into the opposite-side switch turn-on current and creates tremendous noises and

losses, the utilization of slow diode in a ZVT soft-switching circuit along with the proposed design

technique can incorporate the reverse recovery part of the diode current into resonance to achieve true

zero-voltage switching and to avoid the switching noises and losses. The boosting current level can be

controlled by proper selection of the diode and resonant inductance. The main switch does not need to

carry extra boost current. Simulation and experimental results of a two-quadrant full bridge chopper

have proven that the proposed method can achieve true zero voltage switching for the main device at

all load current conditions.

3.2.1 Operation Principle

It is important to analyze the circuit behavior during the resonant stage to illustrate how the circuit

can achieve the feature of load current adaptively. Fig. 3.17 shows a typical single-phase ZVT cell for

resonant snubber inverter. To simplify the discussion, the load current direction is assumed in the

indicated direction. The initial condition is the current flowing through D2 and D3. The control of the

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auxiliary circuit is to help turn on S1 and S4 at zero-voltage condition. Fig. 3.18 shows a corresponding

ZVT control waveforms with boosting current control. Main switches S2 and S3 are kept on when the

resonant inductor current exceeds the load current. The boosting current level is controlled by the

overlapping time of the main switch S2, S3 and auxiliary switches Saux, which is the time interval from

t1 to t3. To minimize resonant tank energy during the switch transition, it is desired that the boosting

current, Iboost, be kept at a certain constant level. Since the time interval from t2 to t1 is load current

dependent, the overlapping time of gate signals for S2 and Saux have to be changed according to the

amplitude of load current.

S4 D2

Saux

Daux

C1

C2

C3

C4

Vdc

ILoad

ILr Isw

S1 D1 D3

D4

+_

Vsw

S3

S4

Fig. 3.17 A typical RSI ZVT cell

Iload

Id2

Isw

S1 S4

Sx1

Iboost

Id4

t0 t1 t2t3 t4 t5t6 t7

ILrVsw

S2 S3

Iboost

Is2

Fig. 3.18 Key waveforms of typical ZVT with extra current boosting

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Iload

Id2

Isw

S1 S4

Saux1

Irr

Id4

t0 t1 t2t3 t4 t5t6 t7

ILrVsw

S2 S3

Irr

Irr

Fig. 3.19 Proposed ZVT scheme using diode reverse recovery current as boost current

The key waveforms of the new proposed ZVT method are shown in Fig. 3.19. Now consider at

time t2 when inductor current is equal to the load current. If switches S2 and S3 are not keeping on, and

the diode D2 and D3 are slow recovery diode, such as the body diode of MOSFET, then the reverse

recovery current will serve as current booster that adds boost current into the resonant inductor from t2

to t3. Thus S2 and S3 are not necessary to conduct extra current for producing the boost current. The

turn-off loss of S2 and S3 could be saved. The boosting current level here is determined by the reverse

recovery current level of the slow diode D2 and D3.

Although the pre-charging time from t1 to t2 still depends on load current, the new control scheme

can still achieve load current adaptively with simple fixed timing. The detailed illustration will be

described in the next section.

Initially at time t0, all switches are off, and the load current is freewheeling through D2 and D3 as

shown in Fig. 4 (a-f). Operation modes for a complete cycle are described in detail as follows.

Mode a (t0 – t1): Assume that the load current is positive when diode D2 and D3 are conducting,

and the main switches S1 and S4 are off.

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Mode b (t1 – t2): The auxiliary switch Saux turns on at t1, the current in Lr increases linearly and

the current in diodes D2 and D3 decreases linearly. The auxiliary branch diverts the current from the

freewheeling diode gradually.

Mode c (t2 – t3): After the auxiliary branch current is larger than the load current at t2, slow diodes

D2 and D3 keep conducting a reverse recovery current ID2. The resonant inductance current keeps

increased linearly until at time t3, slow diode D2 and D3 are shut off. The main difference of utilizing a

slow and a fast diode is the magnitude of ID2. With an ultra fast reverse recovery diode, ID2 is nearly

zero, and the resonant inductor cannot be automatically boosted.

Mode d (t3 – t4): After t3, four snubber capacitors resonate with the auxiliary inductor with an

inductor over-boosting current equal to diode reverse recovery current level. The initial boosting

current condition allows capacitor voltage discharged to zero at the end of the resonant stage at t4.

Mode e (t4 – t5): When the voltage across the main device drops to zero at t4 at the end of the

resonant stage, the resonant inductor current is still larger than the load current at a certain level. Thus,

the anti-parallel diode across the main device is forced to conduct the extra current. The resonant

inductor current is then discharged linearly by the dc bus voltage. The main switch can be turned on

under zero-voltage condition during (t4 – t5) before the inductor current drops to load current at t5.

During this mode, the voltage across the main device is clamped to zero.

Mode f (t5 – t6): Main devices S1 and S4 start to conduct load current gradually from t5. The

resonant inductor current keeps decreasing until time t6, and the load current is then transferred to main

devices S1 and S4 completely. There could be also reverse recovery current in D4 and D1 which will

show up as an abrupt initial current in S1 and S4, which depends on how fast the main device body

diode is. After t6, the load current is completely taken over by the main switches S1 and S4. The

auxiliary device Saux can be turned off under zero current condition.

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S4 D2 Saux

Daux

C1

C2

C3

C4

Vdc

ILoad

ILr

S1 D1

D3

D4

Id3

+_

Vsw

S4 D2

Saux

Daux

C1

C2

C3

C4

Vdc

ILoad

+ _

Vsw

ILr

Id3 S1 D1

D3

D4 (a). Mode (a) (t0 – t1) Initial Stage (b). Mode (b) (t1 – t2) Pre-Charging

S4 D2 Saux

Daux

C1

C2

C3

C4

Vdc

ILoad

ILr

S1 D1

D3

D4

Id3

+_

Vsw

S4 D2

Saux

Daux

C1

C2

C3

C4

Vdc

ILoad

ILr

S1 D1

D3

D4

+_

Vsw

(c) . Mode (c) (t2 – t3) Boosting Stage (d). Mode (d) (t3 – t4) Resonant Stage

S4 D2 Saux

Daux

C1

C2

C3

C4

Vdc

ILoad

ILr

S1 D1

D3

D4

Isw

+_

Vsw

S4 D2

Saux

Daux

C1

C2

C3

C4

Vdc

ILoad

+_

Vsw

ILr

S1 D1

D3

D4

Isw

(e). Mode (e) (t4 – t5) Clamping Stage (f). Mode (f) (t5 – t6) Discharging stage

Fig. 3.20 ZVT chopper circuit utilizing diode reverse recovery current as resonant boosting current

3.2.2 Resonant Circuit Analysis

It is important to analyze the circuit behavior during the resonant stage to illustrate how the circuit

can achieve the feature of load current adaptively. Fig. 3.21 shows the equivalent circuits during the

resonant stage Fig. 3.20(d). C1* can be regarded as C1 flip down to DC negative bus. C4

* can be

equivalent of C4 flipped up to DC positive. Cr* and Lr* are the total equivalent resonant inductance and

capacitance. In the case all the resonant capacitors have the same value, which is commonly used, we

have Cr* equals to the capacitors across device.

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C3

C4

C1

C2

Vdc

ILoad

Lr

+_

+_

Vc_ini =Vdc

Vc_ini =Vdc

Vc_ini =0

Vc_ini =0

IL_ini=ILoad+Iboost

Vdc

Vc_ini=0

Lr

IL_ini =ILoad+Iboost

C4*

ILoad

Vc_ini=0

Lr*

Cr*

IL_ini=Iboost

Vdc

Vc_ini=0

C3

C2C1*

Fig. 3.21 Equivalent circuits during resonant stage

The final equivalent circuit is a simple L-C resonant tank with resonant inductor of initial

boosting current. Please not the equivalent resonant inductor current ILr* is the actual inductor current

minus load current. It is important to emphasize that: 1) the equivalent resonant tank behavior is

dependent on peak reverse recovery current Iboost instead of the load current; 2) the equivalent

resonant inductor Lr* initial current is determined by the negative peak current of the diode reverse

recovery. During the resonant period t3-t4, the equivalent resonant capacitor voltage and inductor

current can be derived as:

boostrsCr IZttVtV ∗∗+−= ωω sin)cos1()( (3-11)

LoadLrBoostr

sLoadLr IItIt

ZVII +=++= *cossin ωω (3-12)

Where,

2///1 4***** CCCLZLC rrrrrr ==∗=ω

Fig. 3.22 shows the state plane diagram of the resonant tank. Notice that the voltage of the

equivalent capacitor is twice the voltage across the main switch.

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t 1

t 2

t 3 t4

t5

I L r*

VCr* ILoad

Vdc I boost=Irr

tm

Heavy Light

Fig. 3.22 Normalized State plane of resonant tank

It can be seen from Fig. 3.22 that the voltage of the capacitor across the top device will be

clamped at the bus voltage from the end of the resonant stage t4 until the inductor current drops to the

load current at t5. The main devices S1 and S4 can be turned on under zero-voltage condition at tm

during time interval from t4 to t5. This time period can be determined by the resonant tank design. Now

if the fixed timing control is used, which means the time interval from t1 to tM is fixed, then the main

switch will be turned on at different points from t4 to t5 corresponding to load current change. Under

heavy load conditions, the main switch gate signal is applied near t4, whereas under light load

conditions, the main switch gate signal is applied near t5. The maximum load current adaptive

capability is determined by the time zone between t4 to t5, which can be determined by resonant tank

design and diode reverse characters. This means the load adaptive feature can be achieved with simple

fixed timing control by utilizing diode reverse recovery current.

The time interval from t3 to t4 can be expressed by the following equation:

πr

rrr

sresonant

TZI

VT **

arctan

= (3-13)

The boosting time from t1 to t3 is:

+=

s

rrLoadrboost V

IILT * (3-14)

The discharging time from t4 to t5 can be written as:

=

s

rrredisch V

ILT *arg

(3-15)

To ensure ZVT condition, the main switch should be turned on after resonant period but before

the resonant inductor current be discharged to the load current level. Thus the criteria to achieve zero

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voltage switching are to satisfy the follows equations under the desired load range. Tpre is the leading

time of auxiliary gate from the main device gate signal.

edischresonantboostpreresonantboost TTTTTT arg++≤≤+ (3-16)

Fig. 3.23 Diode reverse recovery current under different load current and driving condition

Fig. 3.24 plots the curves of the above equation with a resonant inductor value of 0.5uH. The

reverse recovery current is also changing according to value provided by manufacturer datasheet. The

plot also considered the different diode reverse recovery current under different load condition, as

shown from manufacturer datasheet in Fig. 3.23. The device used for plot is 1200V IGBT

SKM300GB124D.

If fixed timing control is used, the proposed scheme can realize true ZVT at most of load

conditions. If using Tpre1 as pre-charging time, then the system can achieve ZVT for load current

between 25A to 100A. If Tpre2 is chosen as leading time, the proposed control can achieve true ZVT up

to a load current of 75A. If an even larger region of ZVT is desired, then a variable pre-charging time

control should be implemented. Leading of Tpre2 should be applied at light load and Tpre1 should be

applied when the load current is beyond 75A. It can be seen from Fig. 3.24 that the ZVT could always

be achieved for load current is under certain level.

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Tboost+Tresonant +T discharge

0 25 50 75 1005 . 10 7

7.5 . 10 7

1 . 10 6

1.25 . 10 6 Tboost+Tresonant

ILoad

Tpre1

Tpre2

Fig. 3.24 Load adaptively zone with fixed timing control

3.2.3 Simulation and Experimental Results

S1,S4 Saux

ILr at 5A, 15A, 35A Id2

Vsw Isw at 5A, 15A, 35A

Fig. 3.25 Simulated key waveforms of resonant current ILr and switch voltage Vsw under different load

current conditions: 5A, 15A, and 35A.

Fig. 3.25 shows the key waveforms with PSPICE simulation using the designed parameter under

load currents of 5 A, 15 A, and 35 A. The simulation results matches well with the design results and

shows that the proposed fixed timing control scheme is very effective. In all load current conditions,

the timing of auxiliary switch with respect to the main switches is not changed. However, the resonant

current magnitude and the resonant period are automatically adjusted without variable timing control.

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From switch voltage and current plots, there is no over-lapping between the switch current, Isw, and

voltage Vsw, and the zero-voltage switching is clearly achieved under all load current conditions.

Fig. 3.26 shows experiment waveforms of a full-bridge chopper with the proposed fixed timing

ZVT method [G5]. The chopper is using CoolMoSTM device which has slow and snappy body diode.

Since the CoolMOSTM have relatively larger reverse recovery current, the test chopper shows true ZVT

at full range of load with simple fixed timing control.

Vsw

Isw

ILr

ILoad

Vsw Isw

ILoad ILr

Vsw Isw

ILoad ILr

(a) Load current at 5A (b) Load current at 20A

Vsw

Isw

ILr

ILoad

(c) Load current at 20A

Fig. 3.26 Experimental key waveforms of resonant current ILr (A) and switch voltage Vsw (V) under different load current condition 5A, 20A, 40A (I: 20A/div, V: 100V/div)

Fig. 3.27 compares the simulation and experimental results with incorporation of parasitic lead

inductance between device and power bus. Fig. 3.27 (a) shows the simulated key waveforms of the

ZVT circuit. The simulation results with parasitic parameters match very well with the experimental

waveforms in Fig. 3.27(b). Diode current Id2 is also measured by inserting a resistor in series with the

D2. There shows some parasitic ringing when the slow diode is turning off. The ringing amplitude is

associated with device characters and lead inductance value. However, it does not affect the proper

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operation of the ZVT circuit. There is also a small device voltage drop when the resonance begins,

which is due to the forward voltage drop of diodes D2 and D3 and the inductor voltage drop as a result

of the resonant current changes.

Isw+Id4

Vsw Isw

ILoad

Id2

ILr

Isw

ILr

Id2

Vsw

(a) Simulated results (b) Experimental results (I: 20A/div, V: 100V/div)

Fig. 3.27 Comparison of the simulated and experimental results with parasitic components.

To further explore the application area of the proposed scheme. A two-quadrant chopper using

IGBT device SKM300GB124D was also tested. The test results at 50A, 100A, and 125A load current

are shown in Fig. 3.29. To measure the device current, a rogowski current probe is inserted. The layout

parasitic inductance introduces results in some ringing on the current waveform.

Fig. 3.28 shows the key waveforms with PSPICE simulation using the designed parameter under

load currents of 5 A, 30A, and 90 A. From switch voltage and current plots, there is no over-lapping

between the switch current, Isw, and voltage Vsw, and the zero-voltage switching is achieved under all

load current conditions.

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Fig. 3.28 Resonant current ILr and switch voltage Vsw with fixed timing control

It can be seen from Fig. 3.29 that the circuit can achieve zero-voltage switching at a wide range of

load current conditions, and the experimental results match the simulation results well except the high

frequency ringing occurs in the experiments. The ringing should be minimized by a better circuit

layout and the removal of the current sensing leads. The auxiliary switch leading time is optimized at

normal current level, which is 100A. More ringing happens at heavy load and light load.

Vsw Isw

ILr

Vsw

Isw

ILr

(a) Load current at 50A (b) Load current at 100A

Vsw

Isw

ILr

(c) Load current at 125A

Fig. 3.29 Experimental key waveforms of resonant current ILr (A) and switch voltage Vsw (V) under different load current condition 50A, 100A, 125A (I: 50A/div, V: 100V/div)

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Fig. 3.30 Losing ZVT when insufficient boosting current (I: 50A/div, V: 100V/div)

Fig. 3.30 shows a tested waveform which shows the case of losing zero voltage condition. As

discussed in the last section, if the main device is turned on with too late, the voltage across the main

device will swing back and ZVT condition is not achieved. There could be some current spike and

ringing is significant due to large lead inductance. This figure also indicates that using a device with a

slower body diode will have advantage of achieving larger load range of ZVT. One way to take

advantage of that is to use externally connected diode with very low voltage drop can actually by pass

the body diode and can reduce conduction loss. When there is little boosting current, the voltage

cannot actually swing down to zero because of resistive loss in the resonant tank.

This section presents the concept of utilizing diode reverse recovery current as the boosting

current for soft-switching operation. The analytical and simulation results have proved the viability of

the proposed load adaptive schemes for ZVT operation utilizing the diode reverse recovery current.

The proposed method can realize soft switching with load adaptive features by a simple fixed-timing

approach. The boosting current level can be determined by selection of the diode characteristic and

resonant circuit. The experimental results of a two-quadrant chopper prove the feasibility of the

proposed approach. Although all the discussion is based on the chopper circuit, the concept can also be

applied to other applications such as ARCP, RSI and coupled inductor for inverter operation.

Further work can be directed to justification of the use of the proposed fixed-timing based soft

switching with benefits that are not fully discussed here. Potential benefits include the simplification of

control, elimination or reduction of the resonant capacitor when using external slow diode as the main

switch, reduction of the diode conduction voltage drop and its associated efficiency improvement,

reduction of electromagnetic interference, and the overall cost saving.

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3.3 A more generalized concept of load adaptive fixed timing control

Aiming to reduce the control complexity related to the variable timing control, one form of fixed

timing control is described in [G7] to fix the advanced triggering time of auxiliary switches. However,

the excessive current in the auxiliary inductor brings significant conduction loss and switching loss.

Another attempt in simplifying soft-switching control was reported for the ARCPI [C13]. Control

simplification was also introduced for the ZVT inverter using coupled inductors. Although load current

amplitude information is not required for auxiliary control signals, the zero voltage detection function

of the gate driver is mandatory. This makes the gate drivers more difficult to design and possibly

reduces the operation reliability. A new fixed timing control for RSI ZVT converters and ZVT

inverters for coupled inductors is presented in [G17] and [G3]. The new timing control does not need

any load current feedback. The control signals of the auxiliary devices are pre-defined during the

timing design process. The purpose of this section is to find the common parts of the various ZVT

inverter scheme and provide a more generalize load adaptive fixed timing control scheme for ZVT

inverters. The theoretical analysis and design guidelines are presented in detail. Experimental results of

a prototype inductor coupled ZVT inverter scheme with simple fixed timing control shows the

proposed scheme .

3.3.1 A General ZVT commutation cell

The commutation circuit in one phase of the ZVT inverters is represented in Fig. 3.31. The

voltage source Vx is equivalently obtained by the circuit topology arrangement. The circuit was

originally drawn in DC-DC cell based on inductor coupled scheme by Ivo Barbi [C17]. The realization

of voltage source Vx various for different ZVT topologies. Usually, Sx is composed of one pair of

switches, Sx1 and Sx2. Sx1 only allows the auxiliary current to be injected into the main inverter leg, and

Sx2 enables the auxiliary current to flow out of the inverter leg. Vx will needs to change polarity

according to the auxiliary switch pair. The auxiliary switch Sx remains off through most of one

switching cycle; only turns on for load current commutation.

For example, in Hua’s original ZVT scheme [C14], Vx is equal to zero; in the ARCPI [D4], Vx is

half of Vdc, constructed from the midpoint of the capacitor bank or the power supply. In the ZVT

inverter using coupled inductors with unity turns ratio [G13], Vx equals 1/2Vdc. In the ∆-configured

RSI [D12], the original control scheme results in Vx=1/2Vdc. For non-unity coupled inductor scheme

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proposed by Ivo Barbi [C17] and improved by J. P. Gegner and C. Q. Lee [C18], Vx is equal to a value

less than half of the Vdc. In this section the focus will be on how fixed timing load adaptive ZVT can

be achieved with proper timing and the assistant of Vx as shown in Fig. 3.31.

S1

S2

+-+- Iload

Sx2

D2

D1

VswIsw

Vdc

A BLx

ILx Vx

C1

C2

Sx1

S1

S2

+-+- Iload

Saux (Sx1 or Sx2)

D2

D1

VswIsw

Vdc

A BLx

ILx Vx

C1

C2 Fig. 3.31 Equivalent circuit of ZVT inverter during commutation.

For the convenience of explaining the control timing during the load current commutation, the

load current is considered as constant during one switching cycle. Consider the original condition load

current is flowing through diode D1 and the auxiliary circuit is to generate an auxiliary current source

to help turn on S2 under zero voltage condition. Fig. 3.32 shows a timing diagram of a fixed timing

controlled ZVT converter. Three timing parameters Tdly, Td_off and Tx are the values needs to be

determined by different control scheme. Sx1 represents the auxiliary switch, which enables the

auxiliary current to flow into the inverter leg. Sx2 is the auxiliary switch, which builds the auxiliary

current flowing out of the inverter leg.

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Heavy Load

Light Load

Sx2

SS2

Tdly

SS1S S1 Td_off

V sw

Tx

V sw

ILx

ILx Iload

Sx1

t0

t1

t2

t3

t4

t5

t6

Fig. 3.32 Typical waveforms of the fixed timing control scheme.

As can be seen in Fig. 3.32 [G15], a suitable Tdly can ensure S2 turns on at zero voltage. Td_off has

no impact when commutation is from diode D1 to switch S2. Fig. 3.32 also shows the commutation

waveform when the load current flows out of the inverter leg. For the commutation from switch S2 to

diode, Td_off prevents the auxiliary circuit from building unnecessary current when the load is already

sufficient to discharge resonant caps, as shown in heavy load case in Fig. 3.32. When the load current

is not sufficiently large to charge capacitor voltage, auxiliary circuit will automatically activated at t5 to

complete the resonant and create the zero voltage turn on condition for switch S1. If Tdly, Td_off and Tx

can be chosen as fixed value to accomplish ZVT condition at all load current, then the control scheme

can be a very simple fixed timing control. It does not require any load current feedback and still

guarantees ZVS operation. It is also noted that the auxiliary inductor current level is automatically

adjusted to be adaptive to the instantaneous load current amplitude.

The key circuit operation could be divided by the following three stage:

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S2

+-+- Iload

D2

D1

VswIsw

A BLx

ILx Vx

C1

C2

VCx

(a) Charging Stage, Charge by Vdc-Vx

S2

+-+- Iload

D2

D1

VswIsw

Vdc

A BLx

ILx Vx

C1

C2

VCx

(b) Resonant Stage, Cx=C1+C2

S2

+-+- Iload

D2

D1

VswIsw

Vdc

A BLx

ILx Vx

C1

C2

VCx

(c) discharging stage, discharge by Vx

Fig. 3.33 Three key resonant stage of ZVT cell

The resonant stage is the key part to determine if zero voltage condition will be achieved. Fig.

3.33(b) could be further simplified by flipping C2 to the DC rail similar as the approach in last section.

The voltage source Vx is expressed by kVdc. The equivalent resonant capacitor value Cx=C1+C2.

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+-+- Iload

D1Vdc

A BLx

ILx Vx =kVdc

VCx

Fig. 3.34 Simplified equivalent circuits during resonant stage.

The stage plane representation is a very convenient way to analysis the resonant stage operation.

As shown in Fig. 3.35. The base values of the normalized state plane are Vb=Vdc and Ib=Vdc/Z, where

the characteristic impedance of the resonant circuit is xx CLZ = . Define k1=1-k is the normalized

value of charging voltage source. The zero voltage condition will be meet only when VCx reaches Vdc

and been clamped by diode D2 for a certain amount of time.

k 1 k 1 1 VV

b t>0

I load I load

I x I x

b t=0

0.5 0.5 k1k1 VCxV1

IloadIload

IxIx

k 1 0.5 0.5 k

1

I boost >0

I boost =0

(a) (b)

Iboost

>0

Iboost

=0

Cx

Fig. 3.35 Effect of Iboost and k1 on the Vx of equivalent capacitor: (a) k1<0.5; (b) k1>0.5.

As indicated in Fig. 3.35, when Vx equals half of Vdc, Iboost>0 is a necessary condition to ensure

ZVT condition. However, when Vx is less than half of Vdc, which means k<0.5 or k1>0.5, the VCx can

guaranteed reach to Vdc even with Iboost=0. Therefore, no boost current is required to reach zero voltage

turned on of bottom switch. This indicates that there is no need to control the advanced trigger time

Tpre by variable timing control. As long as a voltage source Vx is introduced in the circuit with less than

half of the DC voltage, the zero voltage condition can be achieved with fixed timing control. This is an

great advantage for simplified timing control, the ZVT condition could be meet. No boost current and

no extra turn-off of main switch is required.

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The above analysis is valid for ZVS turn-on of bottom switch S2 when the load current flows into

the inverter leg. When load current flows out of the inverter leg, the equivalent circuit is shown in Fig.

3.36. Similarly, it is apparent that Iboost is not needed when Vx<Vdc.

+-+- Iload

D1

Vdc

AB

Lx

ILx Vx =kVdc

VCx

Fig. 3.36 Simplified equivalent circuits during resonant stage for turn-on top switch.

In summary, it is necessary that the auxiliary power source Vx should be less than half of Vdc and

should change polarity when acting different auxiliary switches. In another way to describe, the

charging source in the equivalent circuits of resonant stage should be larger than half of Vdc, the

discharging voltage source should be less than half of Vdc. In this case, ZVT condition can be achieved

with fixed timing control strategy.

3.3.2 A family of ZVT Inverter design with fixed timing control

The resulting motivation is to modify the existing ZVT circuits so that they satisfy the

requirement of k1>0.5 or in other word how to generate the extra voltage source Vx. Then the turn-off

signal of the main device could be enabled prior to turning on corresponding auxiliary devices. By

doing this, the resonance between the inductor and snubber capacitors always starts when the auxiliary

current equals the load current. Therefore, the peak inductor current automatically adapts to the load

current level.

Since most of three-phase ZVT inverters have individual auxiliary circuit designated for the

corresponding leg, the illustration of soft-switching operation is based on one phase leg. The

configuration of the ARCPI is shown in Fig. 3.37.

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86

S1

S2Dx2

ILr Sx2+-+-

IloadSx1

D2

D1

VswIsw

Vdc

C1

C2

Cp

Cn

Dx1

A

Lr

+-+-

Vdc/2

ILoad

2*C

Lr

Fig. 3.37 ARCP phase leg and equivalent resonant stage circuit Vx=0.5Vdc.

S1

S2Dx2

ILrSx1

+-+- Iload

D2

D1

VswIsw

VdcC1

C2

Cp

Cn

Dx1

ALr

Sx2

CmB

P

N

Fig. 3.38 Two internal points of power supply to get proper Vx

Since the midpoint of the input DC voltage is used, the auxiliary voltage source is half of Vdc. By

introducing two internal voltage points of power supply or capacitor banks, a proper Vx value can be

easily realized, as shown in Fig. 3.39. The practical issue is to use an additional small converter to

regulate voltage of the Vp and Vn, as explained in [D31].

Fig. 3.39 shows the circuit diagram of the coupled inductor inverter phase leg and equivalent

resonant circuit [G3]. It is found that by designing the turns ratio to be larger than one, the required Vx

can be obtained. The relationship between k1 and n is expressed in (3-40):

nnk+

=11 (3-40)

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S1

S2

Dx2Sx1

+-+- Iload

Sx2

D2

D2

Isw

Vdc

C2

C1

A B

Dx1

LsILs

+-+-Vdc/2

ILoad

2*C

Lr/4

Fig. 3.39 Coupled inductor phase leg and equivalent resonant stage circuit when n=1.

Another ZVT inverter using coupled inductors [D30] is shown in Fig. 3.40. The relationship

between k1 and n is given by:

nnk 1

1−

= (3-41)

S1

S2

Dx2Sx1

+-+- Iload

Sx2

D2

D2

VswIsw

Vdc

C2

C1

A B

Dx1

Ls ILs

NpNs

Fig. 3.40 Turns ratio n>2 to realize Vs>0.5.

The drawback for this method compare to previous one is the auxiliary switch will getting more

current burden. The primary winding is conducting total current instead of partial current.

The single-phase ∆-configured RSI is shown in Fig. 3.41. By synchronizing the switching of the

diagonal main devices level under the original control scheme, half of Vdc becomes the auxiliary

voltage source. It is found that by introducing a time delay among the main device’s gate signals, k1=1

can be equivalently obtained. The commutation waveform is shown in Fig. 3.42. Different from the

other ZVT inverters, the resonant stage is divided into two Stages with the equal duration of 1/4Tr.

Tdischarge can be infinite because ILx freewheels in Stage III. Therefore, the control timing can directly

determined by the maximum load current condition.

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S3

S1S2

S4Dx2

ILr Sx1+-+-

Iload

Sx2

D4

D2

VswIsw

Vdc

C2

C4

C1

C3

Dx1

A B

+-+- Vdc

ILoad

C

Lr

Fig. 3.41 Single phase configuration of ∆-configured RSI circuit

The ZVS turn-on of the main devices is also realized at the light load of 10 A, as seen from Fig.

17(b). The auxiliary switches Sx1 and Sx2 turn off at zero current. Similarly, the amplitude of Ix is

adjusted according to the load current level.

Sx

S2 S1S3 S4

Iload

Td_on Tr4_

I

Ix

VB VA

II III II, IVStage

Fig. 3.42 Fixed timing control for the ∆-configured RSI circuit.

3.3.3 Analysis of fixed timing control for zero voltage turn-on condition

For simpler control implementation, Td_off could also be set to zero. The difference would be

whether both auxiliary circuits will be activated in each switching cycle. Fig. 3.43 shows the

normalized stage plane trajectory of the resonant tank. For convenience, the resonant tank equivalent

circuit is given on the left side. Fig. 3.44 gives the corresponding waveforms of resonant inductor

current and resonant capacitor voltage. Assuming load current is going into the inverter. At t0 current is

freewheeling through top diode D1. The bottom device S2 is turned on under zero voltage condition at

tm.

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89

+-+- Iload

D1Vdc

A BLx

ILx Vx =kVdc

VCx

VCx

Ix

0.5

ILoad1

k1k

r=k1

t0

t1

t2

t3

tm

Lx

t4

t6t5

t7

^

^

Fig. 3.43 Normalized state plane trajectory of the resonant tank (k1>0.5,k1=1-k)

Sx2

S2

S2

Tdly

S1

S1S

1S

1

Vx

ILx

Iload

Sx1

t0 t1 t2 tm t3 t4 t5 t6 t7 Fig. 3.44 Generalized fixed timing diagram of the ZVT inverter

As shown in Fig. 3.42, with k1>0.5, the voltage across S1 is resonant to Vdc, then it stays at Vdc.

After the current of Lx reduces to Iload, Vs2 starts to decrease again if S2 is still not turned on. In order

to turn on S1 at zero voltage under any load current level, the suitable timing relationship between Sx

and S1 has to be determined. The detailed commutation waveform with k1>0.5 is shown in. Referring

to, there are four distinctive stages in the development of ILx and Vs1, as follows. Note that Vs1=Vdc-Vs2.

[0, t1]: Stage I, the inductor current linear charging period.

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90

The inductor current ILx is linearly charged by k1Vdc until it reaches the load current Iload. Thus, ILx

can be obtained by (3-17) and the duration of Stage I is given by (3-18). Diode reverse recovery

current is omitted here for simple analysis.

)()( 01 ttLVk

tIx

dcLx −∗= (3-17)

dc

loadxlin Vk

ILttT

101 =−= (3-18)

[t1, t2]: Stage II, the resonance of inductor and capacitors.

Once ILx equals to Iload, the snubber capacitors start resonance with the inductor Lx. Equations (3-

19) and (3-20) gives the expression of VCx and ILx, where ω is the angular frequency and xxCL1=ω .

( ))(cos1)( 11 ttVktv dcC −−= ω (3-19)

loaddc

xL IttZVk

tI +−= )(sin)( 11 ω (3-20)

At t2, voltage of VCx reaches Vdc, which means voltage across S2 drops to zero. Thus the duration

of Stage II can be derived from (3-19), and is shown in (3-21).

ωψ=−= 12 ttTres , (3-21)

where:

)1

cos(1

1

kk

ar−

=ψ (3-22)

Then, at the end of resonance, resonant inductor current ILx_rend can be easily found in (3-23).

loaddc

xLrendxL IZVk

tItI +== ψsin)()( 12_ (3-23)

[t2, t3]: Stage III, discharging period.

During this stage, the voltage of S2 remains at zero due to conduction of D2. ILx decreases linearly

and is obtained in (3-24).

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91

( ))(*

1)( 2

1_ tt

LVk

ItIx

dcrendLxLx −

−−= (3-24)

Clearly, the discharging rate of the inductor current is smaller than the charging rate in Stage I.

Until ILx reaches Iload at t3, Vs2 stays at zero. Substituting ILx_rend, ω and Z into (3-23), the duration of

the zero voltage period is derived in (3-24).

xxedisch CLk

kttT

1

123arg 1

12−−

=−= (3-25)

Since the natural resonant period of the auxiliary inductor and snubber capacitors is

xxr CLT π2= , (3-25) can be rewritten by:

redisch Tk

kttT

1

123arg 1

1221

−−

=−=π

(3-26)

The objective of the desired fixed timing control is to find suitable delay time, Tdly, between the

turn-on of Sx and S2 so that S2 always turns on in Stage III to achieve zero voltage turn on condition.

Therefore, the following relationship needs to be satisfied at any load current:

edischresanyLindlyresanyLin TTTTTT arg)()( ++≤≤+ (3-27)

From (3-21) and (3-26), it is known that only TLin is dependent on the load current among TLin,

Tres and Tdischarge. The longest TLin happens at the peak load current. If Tdischarge is designed longer than

TLin at the peak load current, then a fixed Tdly value can be found to satisfy (3-27) for any load current.

As a result, k1 can be designed according to (3-28) and is rewritten in normalized format by (3-29),

where Ip is the maximum load current and Ib is the base current which equals to Vdc/Zr.

dc

pxlinredisch Vk

ILTT

kk

T1

max_1

1arg 1

1221

=≥−−

(3-28)

b

p

II

kkk

≥−

1

11

1122 , or pI

kkk

≥−

1

11

1122

(3-29)

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Fig. 3.45 shows the normalized maximum capable current to achieve zero voltage with the change

of k1. Increase k1 (which in equivalent to increase turns ratio in coupled inductor scheme) or decease

resonant tank impedance will get a wider load adaptive region. Please note that the current base value

is Vdc/Zr where xxr CLZ /= is the equivalent resonant tank impedance.

0.5 0.55 0.6 0.65 0.70

1

2

3

4

Load k1( )

k1

Fig. 3.45 Normalized maximum load current pI to achieve fixed timing ZVT in related to k1

3.3.4 Verification of fixed timing control with inductor coupling ZVT scheme

To further verify the proposed control scheme, a 120-kW soft-switching inverter is designed with

load adaptive fixed timing coupled inductor ZVT scheme. Fig. 3.46 shows the single-phase coupled

magnetic inverter cell and its basic control timing diagram The coupled magnetic windings have a non-

unity turns ratio to increase the zero-voltage range [G3]. A saturable reactor Lsr is added to reduce the

reverse recovery current, which occurs when the resonant current (ILx) swings down to zero condition.

Notice in Fig. 3.46 (b), there are only two timing clocks that need to be determined: (1) dead time Tdt

and (2) delay time Tdly. The dead time is needed for all the voltage source inverters to avoid shoot-

through. In the proposed design, both main and auxiliary switches use the same dead time to simplify

the control circuit. The delay time is the time that main switches turn on and off with a delay following

the pulse-width-modulation (PWM) command. The auxiliary switches follow the PWM command

without any delay, but the main switches simply delay a fixed Tdly to achieve zero-voltage turn-on.

The typical voltage and current waveforms during the resonant period is already given in Fig. 3.32.

The simple rule is to have Tdt long enough to avoid shoot through and unnecessary conduct of auxiliary

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93

branch when load current is high enough to discharge the cap and Tdly long enough to ensure the switch

reaches zero-voltage condition before it is gated on. The circuits for Tdly could be simple passive delay

with few logic gates. Compared to the complicated and costy EPLD variable timing control circuits

shown in Fig. 2.26 in Chapter 2, the new approach is much simpler and easier to tune.

S1

S2

Dx2Sx1

+-+- Iload

Sx2

D2

D2

VswIsw

Vdc

C2

C1

A B

Dx1

ILx

1

n Lsr

ADMC401

DSP

PWMH

PWML

Delay(Tdly)

Sx1

S1

Delay(Tdly)

Sx2

S2

Sx2

Tdly

S1

S1S

1S

1

Sx1

Tdly

S2

Sx1

Tdt Tdt

(a) ZVT phase leg circuit diagram; (b) timing diagram with simple fixed delay

Fig. 3.46 Single-phase circuit for inductor coupled ZVT inverter and its control timing

Fig. 3.47 shows the simulation results of the coupled inductor inverter scheme proposed in paper

[G3]. The circuit parameters used for simulation: Vdc=640V, ILoad=150A (rms), Lx=1.6µH, n=1.25,

k=0.55, C1=C2=0.14µF, Tdly=1.5µs, Td_off=1µs. By introducing a small dead-time Td_off, the auxiliary

circuit is not acting when natural commutation can be achieved. Around the zero-crossing of the load

current, both auxiliary branches are activated and conduction smaller amount of current. The resonant

inductor current adapt quite well with load current. ILr is the total resonant branch current going out of

the inverter switch node. Vsw and Isw is the bottom switch voltage and current. Fig. 3.47 (b) shows the

zoomed in waveforms of the resonant current ILr, switch node voltage and bottom switch current. It is

very clear shown that zero voltage condition is achieved at the whole line cycle with minimized

circulation current in the auxiliary branch. There is no overshoot in the device current thus the turn-on

switching less could be largely eliminated. The resonant peak current is adapted to the load current and

all this is achieved with a very simple fixed timing control timing scheme shown in Fig. 3.46.

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94

Time

0.40ms 0.80ms 1.20ms 1.60ms 2.00ms0.05ms1 V(Sp:E) 2 IC(Sn)

-400V

0V

400V

800V1

-200A

0A

200A

400A2

>>

I(Lxp) I(I3)-400A

0A

400A

SEL>>

iLriLoad

iswVsw

(a) Line cycle resonant branch current, switch node voltage and bottom switch current waveforms

Time

1.7600ms 1.8000ms 1.8400ms 1.8800ms 1.9200ms 1.9600ms1.7275ms1 V(Sp:E) 2 IC(Sn)

0V

250V

500V

1

200A

-54A

359A2

>>

-I(Lxp)-200A

0A

200A

SEL>>

isw

Vsw

iLr

(b) Zoomed in waveforms to show achieving ZVT condition for all load current

Fig. 3.47 Simulation results for proposed coupled inductor scheme

Fig. 3.48 shows the photograph of a 120-kW soft-switching inverter prototype. The main devices

EUPEC FF400R12KE3TM are rated 400A, 1200V, and the auxiliary devices EUPEC

FS150R12KE3TM are rated 150A, 1200V. Although the auxiliary devices can be much smaller, their

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95

voltage drop may be too high to trip under de-saturation condition. Because the design is to retrofit a

75-kW hard-switched inverter, the layout needs to be extremely compact, and the heat sink needs to be

liquid cooled. A simple delay circuit is built-in in the main gate driver circuit board. The

implementation is only a simple RC circuit along with Schmitt trigger logic gates, and thus there is no

cost penalty on the control circuitry. The major added bulky components are the coupled magnetic,

which sit on top of the entire inverter. With a proper design to minimize the magnetizing current and

the use of Litz wire, the coupled magnetic components do not experience any over temperatures.

heatsink DC Cap

coupled magnetics

DSP link

gate drives, soft switching logics, sensor conditioning

aux. device

Fig. 3.48 A 120-kW soft-switching inverter prototype

Fig. 3.39 shows the experimental device voltage, load current and resonant current waveforms at

a reduced power condition for one phase leg to prove the concept. The switching frequency in this case

is 15-kHz, and the line frequency is 400 Hz. The circuit operates smoothly without any glitches or

unusual overshoot. The resonant current increases as a function of the load current, which agrees with

the analytical results that the resonance occurs after the auxiliary current exceeds the load current.

Because of the layout difficulties, the bottom device gate is monitored instead of switch current. It can

be observed from Fig. 3.39 (b), the device voltage Vsw comes down to zero first, and the gate voltage

Vg arises after Vsw is totally dropped to zero. This timing sequence indicates that the device current and

voltage do not overlap thus zero voltage turn on condition is achieved under all the load current

condition.

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96

Vg

ILr (100A/div)

ILoad (100A/div)

Vsw (200V/div)

(a) Line cycle resonant branch current, switch node voltage and bottom switch gate

Vg (20V/div)

ILr (100A/div)ILoad (100A/div)

Vsw (200V/div)Time (20us/div)

(b) Zoomed in waveforms to show achieving ZVT condition for all load current

Fig. 3.49 Experimental key waveforms of ZVT inverter with simple fixed timing control

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97

Efficiency test is performed to compare the proposed ZVT inverter with a standard hard switching

inverter. The load is just an inductor thus the inverter loss can be obtained by subtract the total DC

input power by the output active power of the inductive load. The obtained inverter loss will thus count

in all the extra magnetic and auxiliary circuit loss. Fig. 3.50 shows the soft switched inverter can

achieve up to 50% loss reduction compared to hard switching inverter depends on load condition. Soft

switching appears to significantly reduce the switching losses for both turn-on and -off conditions, but

the added resonant inductors and auxiliary switches introduce additional losses, which tend to offset

the efficiency gain and need to be minimized by tightly selected resonant inductance and delay timing.

0

50

100

150

200

250

300

350

400

25940.2 20049.88 14691.33 10211.95 6525 1540

Inverter Input (VA)

Hard Switching

Soft Switching

(W)

0

50

100

150

200

250

300

350

400

25940.2 20049.88 14691.33 10211.95 6525 1540

Inverter Input (VA)

Hard Switching

Soft Switching

(W)

Fig. 3.50 Inverter total loss comparison under hard switching and soft switching condition

Summary:

The new fixed timing control concept for ZVT inverters is generalized in this chapter. Among the

three approach introduced, the coupled inductor based scheme naturally satisfy the requirement of

alternative voltage source Vx. The theoretical analysis, simulation results and experimental tests show

that the proposed fixed timing control realizes the true ZVS turn-on and snubber assisted turn-off of

main devices without any instantaneous load current information. With greatly simplified soft-

switching control and improved performance, soft switching inverters with fixed timing control will

eventually show promising future compared to hard switching inverter.

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98

Chapter 4 Driver based soft switching technique for SiC BJT

This chapter first presents the base driver design for silicon carbide bipolar junction transistors

(SiC BJT). A new MOSFET driven transistor base driver scheme is proposed to successfully drive the

first reported 7.5HP SiC BJT inverter [G16]. A new driver based zero-voltage-switching BJT scheme

is then proposed based on the fixed timing control concept developed from the previous chapters. The

proposed scheme cleared two major obstacles for applications of power SiC BJT: complicated based

driver design and potential high stress that causing device breakdown.

4.1 Base driver design of hard-switched SiC BJT inverter

Si materials have been used dominantly in power electronics industry for decades, especially for

lower power and low voltage applications. For high-power, high-temperature applications, wide band

gap materials will be more favorable. It is widely accepted that SiC would be the most promising

materials to replace silicon in the future. Among many polytypes of SiC, 4H-SiC and 6H-SiC is the

only commercially available at present time. 4H-SiC is more preferred for power devices with higher

carrier mobility and low dopant ionization energy [B2][B3]. The higher break down field will allow

SiC device 10 times less thickness of the drifting layer than silicon based device. Moreover, the

thermal conductivity is three times higher than Si which will allow much less cooling requirement for

SiC devices. The power density of SiC based power converter potentially could be much more higher

than Si based converters [B4][B5].

Although all the advantages of silicon carbide materials, the application of SiC based power

device is still at immature stage. The difficulties lies in mostly in the material processing, higher

crystal defects and very low yield compare to silicon based power devices. However, there are several

company already have commercially available SiC diodes and is been reported used successfully in

PFC applications [E15]. There has been reported work on SiC IGBT and GTO. More work is focused

on the development of VJFET, MOSFET and BJTs. Unlike MOS-based SiC power device, SiC BJT

has the advantage of being free of gate oxide. In addition, potentially lower forward voltage drop and

higher current density make BJT more attractive over MOSFET for high power high temperature

applications. Furthermore, the simple structure makes it more feasible to process a higher power SiC

BJT at present time. The reported 4H-SiC BJT have a higher power rating of 600V and 50A [G19].

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However, unlike MOSFET and IGBT, BJT is a current driven device. A proper current source

should be provided in proportional to the collector current to ensure safety operation and reduce device

on-state voltage drop. However, to achieve a faster turn-off speed, the device should not be driven into

deep saturation region. Although Si power BJT has been introduced for several decades, an efficient

and effective driving method is still remain a big challenge.

To properly switch the BJT device, a sufficient high pulse base current should be provided during

turn on to minimizing the delay time and turn on switching losses. Then a base current needs to be

maintained in proportional to the collector current to ensure safety operation and reduce device on-

state voltage drop. To achieve a faster turn-off speed, the device should avoid getting into deep

saturation region and a negative base current is needed.

4.1.1 Basic property of SiC BJT and review of previous work

Fig. 4.1 shows a section of the cross sectional view of the proposed BJT structure. The base-

collector junction is terminated by multi-step junction termination extension (MJTE) to improve

blocking capability.

Collector (Ni/Au)

0.02µ m

n + =1x10 19 cm - 3 0.7 µ m

p = 3x10 17 cm-3

0.8 µ m

n - = 6x10 15cm-3, 12 µ m

Base (Al/Ti/TiN )

Emitter (Al/Ni)

p+ = 6x1020cm-3

n + 4H-SiC

d75µm75µm

75µm

0.2µ m

0.04µ m 0.34µ m

0.15µm

Fig. 4.1 Cross-sectional view of SiC BJT structure by Rutgers

The forward I-V characterization of the packaged 4H-SiC BJTs is tested using Tektronix 370A

with 200mA step base current change. The SiC BJT is fabricated by Rutgers University with Cree’s

SiC wafer. Fig. 4.2 shows the comparison of forward I-V curves between SiC BJT and a FJL6825

manufactured by Fairchild semiconductor. The BJT is measured up to a collector current of 10A at

base current of 1.4 A, corresponding to a common emitter current gain of 7. Poor sidewall passivation

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100

and surface recombination contribute to the first 2V drop even with minimum current gain. An extra

base current of about 0.4A is needed to overcome the surface recombination in order to drive the 1st

generation SiC BJT. The 2nd generation SiC BJT has almost eliminated the 2V voltage drop. Low

carrier diffusion length in base region and low conduction modulation in the drift region may partly

contribute to the large voltage drop at high current (Ic=10A with VCE =7V). With improved contact

of P+ region and base, the forward voltage drop could be further reduced. Devices with smaller cell

pitch sizes will be fabricated and investigated by Rutgers but is not covered by the scope of this work.

Fig. 4.3 and Fig. 4.4 shows the third and four generation of SiC BJT have much lower forward voltage

drip.

-2 0 2 4 6 8

10 12

-2 0 2 4 6 8 10 12

Ic

Vce

optimal driven point

400mA

600mA

Ib=1.2A

(a) Si BJT (Fairchild FJL6825)

0

2

4

6

8

10

12

0 2 4 6 8 10 12

1st Generation 2nd Generation

Ib =1.8A

Ib =0.2A

Ib=1.8A

0.6A

1.0A Ib=1.0A

Ib=0.4A

Vce (V)

Ie (A)

AB

(b) 1st and 2nd generation SiC BJT (Rutgers)

Fig. 4.2 Si and SiC BJT forward Ic-Vce characters

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101

0 2 4 6 8 10 12 14 16 18 200 300 400 500 6000

5

10

15

20

25

30

35

40

0

40

79

119

159

198

238

278

317

Jc(A

/cm2 )

10000 X Ic

Ib=1000mA

Ib=600mA

Ib=200mA

Ic(A

)

Vce (V)0 2 4 6 8 10 12 14 16 18 200 300 400 500 600

0

5

10

15

20

25

30

35

40

0

40

79

119

159

198

238

278

317

Jc(A

/cm2 )

10000 X Ic

Ib=1000mA

Ib=600mA

Ib=200mA

Ic(A

)

Vce (V)0 2 4 6 8 10 12 14 16 18 200 300 400 500 600

0

5

10

15

20

0

40

79

119

159

Ib=400mA

Jc(A

/cm2 )

10000 X Ic

Ib=800mA

Ib=600mA

Ib=200mA

Ic(A

)Vce (V)

0 2 4 6 8 10 12 14 16 18 200 300 400 500 6000

5

10

15

20

0

40

79

119

159

0 2 4 6 8 10 12 14 16 18 200 300 400 500 6000

5

10

15

20

0

40

79

119

159

Ib=400mA

Jc(A

/cm2 )

10000 X Ic

Ib=800mA

Ib=600mA

Ib=200mA

Ic(A

)Vce (V)

(a) 4H-SiC I-V characteristics at 25 C (b) 4H-SiC I-V characteristics at 150 C

Fig. 4.3 Third generation SiC BJT measured IV curve (Rutgers)

0 1 2 3 4 5 6 7 8 9 10 200 400 6000

10

20

30

40

50

60

0

104

208

313

417

521

625

600V 0.11mA

10 4 X Ic

Ib=2.2A

Jc (A/cm2)Ic (A)

Ib=2.0A

Ib=1.0A

Vce (V) 0 2 4 6 8 10 12 14 16 18 20 200 400 600 0

5

10

15

20

25

30

0 46 93 139 185 231 278

601V 0.2mA

10 4 X Ic

Ib=2.0/2.2A Jc (A/cm2 )Ic (A)

Ib=1.8A

Ib=1.0A

Vce (V) (a) 4H-SiC I-V characteristics at 25 C (b) 4H-SiC I-V characteristics at 150 C

Fig. 4.4 Fourth generation SiC BJT measured IV curve (Rutgers)

Fig. 4.5 shows a detailed vision of an opened SiC BJT package. The SiC BJT device is formed by

multiple individual small BJT cells connected in parallel mode. The gold plated case is connected as

common collector. The overall blocking capability will be the weakest BJT cell that blocks the lower

voltage. The tested device can block at above 600V for multi-cell package.

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Fig. 4.5 Close vision of a first generation SiC BJT package

The optimal point to drive BJT is the place when further increase base current will not help

decrease Vce with certain Ic. As indicated in Fig. 4.2 at the near saturation point A. For Darlington

driven transistor, the actual balanced point will be somewhere in point B because of extra voltage drop.

One of the conventional ways to drive BJT is using totem pole output arrangement. A negative

power source is also necessary to get a reverse base current for faster turn off. Although an anti-

saturation clamp circuit can be used to limit the excess current, the power loss with this type of circuit

is still very significant especially when driving high power SiC BJT with high Vbe drop and low beta

value. Fig. 4.6 shows the switching waveforms of SiC BJT with conventional totem pole variable

voltage source.

IC_BJT

Eloss

P(5kw/div)

(1mJ/div)

VCE_BJT

(a) Vgate =10V @Ic =10A (b) Vgate =12A @ Ic=15A

Fig. 4.6 SiC switching waveform with variable gate voltage

A small resistor is connected in serial with base to limit base current. It can be seen that for SiC

BJT, turn on loss is dominant and turn off delay time of SiC BJT is very short. The turn off negative

gate voltage is –3.5v and turn on voltage is 10V. When the load current increases, the turn on gate

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voltage needs to be increased accordingly to optimally drive the BJT. This is done manually by device

tester but it’s to implement dynamically. The power dissipation on driver circuit is significant due to

the high Vbe voltage drop and lower gain for SiC power BJT.

A transformer coupled proportional base drive circuit can provide a better performance but tends

to be saturated at lower operation frequency [B13]. For conventional current source type base drive

methods, a complicated gate drive circuitry with current feedback is essential to proportionally drive

BJT [B11]. Darlington transistor can have the capability of adjusting the base current according to the

change of collector current. With the use of MOSFET to replace the driver transistor, the MOS gated

transistor can be driven with a simple voltage source. Fig. 4.7(a) shows a emitter open transistor with

FET Darlington structure [B24][B22]. Although the MOSFET in series with transistor only need to

block low voltage, the extra conduction loss introduced is a major draw back of this approach. Fig.

4.7(b) shows a typical MOS-Darlington cascade configuration [A10]. With the help of diode, the

device can be turned off faster if the gate drive can provide a large reverse current spike. Paper [B7]

introduced a circuit using MOS-Gated Bipolar Transistor (MGT) structure to drive SiC BJT with two

Si N-MOSFET. A high voltage blocking MOSFET is needed. Two N-FETs need separate gate signals

thus increased complexity of driver circuits.

c c c

ee e

g g g1

g2

(a) FGT emitter-open transistor (b) FET Darlington (c) Dual FET gated SiC transistor

Fig. 4.7 MOSFET Gated BJT structure

4.1.2 Proposed Hard-switched IGBT/FET gated transistor

To simplify the FET gated SiC transistor method, a new base drive consists of one Si IGBT and

one Si P-MOSFET in “reversed totem pole” style is proposed to drive SiC BJT transistor. Fig. 4.8

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shows the proposed IMGT driver structure with one high voltage IGBT and one low voltage P-channel

MOSFET.

c

e

g SiC BJT

High Voltage IGBT/FET

Low Voltage P-channel MOSFET

G1

G2

Fig. 4.8 Proposed basic IGBT and MOSFET Gated Transistor (IMGT) structure

Instead of using conventional proportional current driven method for optimal driving bipolar

transistor, the proposed base drive method can adaptively drive SiC BJT at a quasi-saturation condition

based on voltage balance of Vbe and Vce as similar in Darlington transistor. Turn off of SiC BJT is

realized by turn on the P- FET thus short the base emitter of BJT. The IGBT needs to block full bus

voltage. The use of IGBT is to avoid the slow body diode of MOSFET that may cause large diode

reverse recovery current for inverter application. By turning on IGBT G1, the base current is feeding

into BJT very quickly thus the BJT can be turned on promptly. Noticed the following voltage balance

equation should be satisfied:

BJTbeIGBTceBJTce VVV ___ += (4-1)

From the equation (4-1), it can be seen that the voltage drop between collector and emitter of BJT

is actually followed that of the IGBT. The turn-on speed of BJT is then determined by the turn-on

speed of IGBT. The BJT turn-on speed can then be adjusted by selecting a proper IGBT device and its

gate resistor. In practical, a small saturable core is inserted between collector of IGBT and BJT. The

saturable core could reduce the turn-on loss in IGBT and reduce the diode reverse recovery problem

for inverter application.

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The P-FET is introduced to speed up turn off of BJT. By shorting base to the emitter by turning

on the P- FET G2, a low impedance path is formed between base and emitter of the BJT. This will help

remove the charge from the base region thus turn off the BJT device quickly.

Consider if there is a sudden increase in the collector current, then the voltage drop of Vce_BJT

will increase. This will result in the increase of Vce_IGBT and thus the increase of base current of BJT

Ib. Thus the proposed driver structure will automatically adjust the base current according to the

collector current. The operation point of the device is determined by voltage balance condition

presented in equation (4-1).

A new IGBT and MOSFET Gated Transistor (IMGT) base drive structure is proposed for high

power SiC BJT. The proposed base drive method can adaptively drive SiC BJT at an optimal condition

based on voltage balance control of Vbe and Vce. The whole IGMT structure could be regarded as a new

“improved” BJT device, which can be easily driven by a voltage source gate driver. The proposed

IMGT driver circuit is much simple in compare to the conventional current source base driver but with

much improved switching characters. The SiC BJT is tested with half bridge inverter successfully at

400V 25A condition.

However, the conduction voltage drop on the current-version SiC BJT is still quite high and need

further work to be reduced. Compensated voltage source will help alleviate the voltage drop problem

but actually implementation of DC voltage source still needs further research.

4.1.3 Demonstration of the first 7.5HP SiC BJT inverter with the proposed base driver

The proposed base drive is tested by pulse testing for both Si and SiC BJT. Fig. 4.9 shows the

experimental switching waveforms of the proposed base driver.

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Ie (10A/div)

Ploss(5kW/div)

Vce (100V/div)

Eloss(1mJ/div)

Vce (100V/div)

Ie (10A/div)

Ibase (2A/div)

(a) Si BJT switching waveforms (b) SiC BJT switching waveforms

Vce (100V/div)

Ie (10A/div) Vce (200V/div)Ie (10A/div)

© Si BJT turn-on waveforms (d) SiC BJT turn-on waveforms

Vce (100V/div)Ie (10A/div) Vce (200V/div)

Ie (10A/div)

(e) Si BJT turn-off waveforms (f) SiC BJT turn-off waveforms

Fig. 4.9 Si BJT and SiC BJT pulse testing waveforms with the proposed driver

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C dc b c a ia ibGate

driver &

Power Supply

Gate driver

&Power Supply

Gate driver

&Power Supply

V dc –

V dc +

i c

Current Sensing

Current Sensing

Fig. 4.10 Overall inverter circuit blocks diagrams.

P-FET

N-FET

BJT_Low

GateLow

Motor

b

c

eIe

Vce

+

-

Ib

g

+

-

Vg_Low

L*

GateTop

P-FET

N-FET

BJT Top

+

-

Vg_top

VDC

Voltage source Gate Driver

Si Base Driver BJT Power Stage

Fig. 4.11 Base driver structure for one phase leg

The proposed IMGT base drive is used to implement a 7.5HP SiC and Si BJT inverter. Fig. 4.10

Shows the overall inverter structure. As shown in Fig. 4.11, the inverter phase leg is constructed with

three parts: voltage source gate driver, Si base driver circuitry and SiC BJT power stages. The voltage

source gate driver is designed as a regular IGBT driver except the voltage level need to be increased a

little to fit the needs for driving SiC BJT. An IGBT can be also put in the place of N-FET for inverter

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operations. A saturable inductor is inserted in between the transistor collector and N-FET to limit the

rising rate of the base current as well as reduce the turn-on switching loss on the N-FET.

Fig. 4.12 shows the actual board connection of the three-layer structure. The voltage source gate

driver board is connected to the base driver board with snap in connectors. This can minimize the

unnecessary gate driver parasitic inductance and is easy for assembly. The function of the base driver

board is to provide necessary base current to properly drive the transistors. The transistors are surface

mounted on an IMS (insulated mental substrate) board. As shown in Fig. 4.13, the power stage board is

connected to the base driver board with fifteen brass hex stands. The hex brass stands can also served

as a thermal barrier if the SiC inverter needs to be operated at elevated temperature. With the designed

three layer structure, the operation of Si and SiC inverter can be easily performed by changed only the

BJT power stage boards. If a new type of base driver is needed, the base driver board can be changed

to accommodate any special needs without modify the other parts. The overall inverter structure is

flexible and easy for reassembly.

Voltage source Gate Driver

Si Base driver

BJT and Diode Power Stage(unsoldered)

Heat sink For Si device (Optional)

Thermal barrier (Brass stand) Fig. 4.12 Three-Layer arrangement of the BJT inverter

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Fig. 4.13 SiC BJT and Diode stage on an IMS board with brass stand-off

Fig. 4.14 shows the fully assembled SiC inverter with current sensing resistor. The IMS board

with SiC power device can be mounted on a heat sink or a temperature controlled hot plate for high

temperature operation test. Three high frequency capacitors is also added to absorb high frequency

ripple current thus to reduce voltage spike over the device. The IMS board has Aluminum substrate

with 4Oz copper on top. The insulation material is good in heat conduction. The IMS board can handle

up to 300 degree C temperature for a short time.

Fig. 4.14 Fully assembled SiC BJT inverter.

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A demonstration SiC BJT inverter is built to drive a 7.5HP induction motor at the Future Energy

Electronics Center in Virginia Tech. This is by far the first SiC BJT inverter demonstrated to drive an

induction motor at this power level. A Si BJT inverter is also build for verification purpose. The Si

BJT used is FJL6825 from Fairchild. The power rating for Si and SiC are similar and should be able to

handle total power of more than 7.5HP. The base driver power device: NFET and PFET needs to

handle large peak current (as high as 40A) for a short period of time. However, the average current is

very low. The use of way over rated device is to ensure safer operation of the SiC BJT.

Fig. 4.15 shows the experimental waveforms of the SiC BJT inverter. A modified SVPWM

scheme is used so that the phase with maximum current is not taking switching action. The SiC BJT

inverter is tested at 20kHz switching frequency. Ie is the emitter current of the BJT and Idiode is the anti-

parallel discrete SiC diode current.

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Vce (200V/div)

Ie (20A/div)Iphase (20A/div)

Idiode (20A/div)

Vce (200V/div)

Ie (20A/div)Iphase (20A/div)

Idiode (20A/div)

Vce (200V/div)

Ie (20A/div)Iphase (20A/div)

Idiode (20A/div)

(a) SVM start up at lower bus voltage (b) 7.5HP full load waveforms

Vce (200V/div)

Ie (20A/div)

Vce (200V/div)

Iphase(20A/div)

© BJT bottom switch voltage and current (d) phase voltage and phase current

Vce (200V/div)

Ie (20A/div)

Vce (200V/div)

Ie (20A/div)

(e) multi-switching cycle waveforms (f) single switching cycle waveforms

Fig. 4.15 SiC BJT inverter detailed switching waveforms (SVM).

The efficiency of the SiC BJT inverter and Si BJT inverter is evaluated with a 7.5HP motor

running with a dynamometer. The efficiency and heat sink temperature rise for SiC and Si BJT inverter

is shown in Fig. 4.16 and Fig. 4.17. The SiC inverter efficiency is about 2% lower than that of the Si

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112

BJT inverter mainly because of higher voltage drop. The inverter efficiency tends to be reduced at

higher switching frequencies and higher temperature rise. The temperature effect is significant because

higher temperature will cause higher voltage drop and further lowed the efficiency. This could cause

significant thermal problem if the power stage is not cooled sufficiently. The SiC BJT needs to further

reduce forward voltage drop in order to make it more attractive for inverter operation. Compensated

Darlington method could also be used to reduce the conduction voltage drop. The difference is less

significant with higher DC bus voltage.

SiC BJT inverter Test, 20Khz

86%

87%

88%

89%

90%

91%

92%

93%

94%

95%

96%

0 1000 2000 3000 4000 5000 6000

Inverter input Power (W)

Efficiency

SiC BJT inverter Test, 20Khz

0

10

20

30

40

50

60

70

80

90

0 1000 2000 3000 4000 5000 6000

Inverter input Power (W)

Temperature (C)

Fig. 4.16 SiC BJT inverter efficiency and Temperature rise

Si BJT inverter 330V bus.,10KHz switching

86%

88%

90%

92%

94%

96%

98%

100%

0 1000 2000 3000 4000 5000

inverter input Power (W)

Eff

icie

ncy

Si BJT inverter 330V bus, 10KHz

0

5

10

15

20

25

30

35

40

45

0 1000 2000 3000 4000 5000

Inverter input Power (W)

Temp

erature

(C)

Fig. 4.17 Si BJT inverter efficiency and temperature rise

4.2 Driver based SiC soft switching BJT with load current adaptively

There are two major limitation of using power BJT. The first limitation is high base current

requirement due to low current gain. The second limitation of using BJT is the second break down

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problem which prevent the device from being used toward its full capability. The devices have to be

degraded to get less chance of second break down. In the last section, an IGBT and MOSFET Gated

Transistor (IMGT) base driver is proposed. The IGBT and P-FET is complementary turn-on with the

same gate signal. This base driver provides base current by MOS-Darlington structure at the expense

of increased forward voltage drop. However, the BJT still subject to high voltage and high current at

switching transition. In this section, a new scheme is proposed to resolve the second major problem of

BJT by turn-on SiC BJT under zero voltage condition and turn-off with lossless snubber. Only a slight

modification of the previously proposed hard-switched base driver is needed.

4.2.1 Basic Principle of soft switched base driver design for BJT

Since there are already extra switches in the base driver, it is possible to further utilize the driver

switch to serve more function. The basic idea for the new scheme is to use the base driver device (G1

and G2 in Fig. 4.8) as auxiliary switch to realize zero voltage switching. Instead of complimentary

turn-on the switch G1 and G2, a certain overlapping period is introduced to produce the resonant

current path. As illustrated in Fig. 4.18, by adding one resonant inductor and capacitor to the

previously proposed IGBT and MOSFET gated base driver (IMGT), the overall structure is similar to

that of a basic ZVT cell in Fig. 1.21.

S

Vdc D 1 ILoad

Iaux

D 2

c

b

High Voltage IGBT

Low Voltage P-FET

ZVT Cell SS-IMGT Cell

e

Fig. 4.18 Comparison of a typical ZVT cell and the proposed IMGT cell for base driver.

If the P-FET is kept on for a short time when IGBT is on, then a resonant current path is formed

to divert current and always turn on the anti parallel diode of BJT. The basic operation of resonance is

the same as that the ZVT cell Fig. 1.21. Thus the IGBT and MOSFET driver switches can be utilized

to provide soft-transition of BJT besides provide base current during on state. Fig. 4.20 shows the

proposed soft switching base driver. For the convenience of later description, the soft switch base

driver structure in Fig. 4.19 is named as “Soft Switch Bipolar Junction Transistor”, or SSBJT.

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114

g

Delay

e

bD1

c

Fig. 4.19 The proposed soft switching bipolar junction transistor: SSBJT

The proposed scheme is particularly good for use with SiC BJT because the turn-on loss is much

higher compare to turn-off loss of SiC BJT, as shown in Fig. 4.20. A ZVT scheme will be very

appropriate to use since turn-on loss is almost eliminated but turn-off loss is only reduced with snubber

capacitors. Besides, SiC BJT demonstrates much shorter charge recombination time in comparing to

that of Si BJT. The device can turn-off just by shorting the emitter and base.

IE_BJT (10A/div)

Eloss (1mJ/div)

P(5kW/div)

VCE_BJT

Fig. 4.20 SiC BJT switching waveforms with conventional hard switched base drive. (1us/div)

The delay circuit could be as simple as a passive delay network such as LCD delay. Fig. 4.21

shows one implementation example and test waveforms for the delay circuit. One small core is used to

block voltage for a short time for turn on delay timing

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115

IGBT gate

MOS gate

Fig. 4.21 A simple passive delay circuit for gate delay

Iload

Id2

GIGBT

Irr

Id1

t0 t1 t2t3 t4 t5t6 t7

ILr

VBJT_ce IMOS

GMOS

Ib

IBJT_E

IBJT_c

t1

t2

t4

Vc*

Vdc

t3

Iload

t5

Heavy loadLight load

IBoost=Irr

ILr*

Fig. 4.22 soft switching driver operation key waveforms and resonant tank state plane trajectory.

Fig. 4.22 shows the basic operation key waveforms of the proposed soft switching scheme. The

basic cell is plug in a simple device testing circuits shown in Fig. 4.23(a).

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116

Initially at time t0, IGBT are off, and the load current is freewheeling through D2. The operation

modes for a complete switching cycle are described in details as follow:

Mode a (t0 – t1): Assume that the load current is positive when diode D2 is conducting, and the

main BJT is off with the MOSFET is kept on.

Mode b1 (t1 – t2): The IGBT gate is applied on at t1, the current in Lr increases linearly and the

current in diodes D2 decreases linearly accordingly. MOSFET is still kept on with the present of delay

circuits. The auxiliary branch diverts the current from the freewheeling diode D2 gradually. The

charging slop is determined by bus voltage and the inductance.

Mode b2 (t2 – t3): The auxiliary branch current is larger than the load current Iload at t2. Diode

D2 keeps conducting a reverse recovery current Id2. The resonant inductor current increases linearly

until at time t3, diode D2 is cut off. The major difference of a slow or a fast freewheeling diode is the

magnitude of Id2.

Mode c (t3 – t4): After t3, two snubber capacitors resonate with the auxiliary inductor with an

inductor over-boosting current equal to diode reverse recovery current Irr. The initial boosting current

condition allows capacitor voltage discharged to zero at the end of the resonant stage at t4.

Mode d (t4 – t5): When the voltage across the main device drops to zero at t4 at the end of the

resonant stage, the resonant inductor current is still larger than the load current at a certain level. Thus,

the anti-parallel diode across the main BJT device is forced to conduct the extra current. As indicated

by current loop L2 on Fig. 8.(d). Similarly, current will have a path through the base-collector PN

junction of BJT on loop L1 as in Fig.8.(d). However, the interconnection inductance between BJT base

and emitter of IGBT will be capable of block the current flowing in loop L1. Most current will go

through diode D1 in current loop L2. The loop L1 current is build up gradually with the voltage drop on

MOSFET applied forward bias the base-collector junction of the BJT. During this mode, the BJT

voltage is clamped to negative when diode D1 is conducting.

Mode e (t5 – t6): MOSFET is turned off at t5. MOSFET current is shifted quickly to BJT base. The

BJT emitter current IBJT-E builds up to load current accordingly. The resonant inductor current ILr keeps

decreasing. The excess part of base current IB over load current will flow through loop L1. D1 current

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117

drops to zero at t6. The resonant inductor current is discharged partially by voltage drop across IGBT

and MOSFET voltage during MOSFET turn off.

c

g V dc C

Delay

I Load

e

b

D 2

D 1

c

g

Delay

e

b

D2

D1

ILoad

Vdc C

(a). initial stage. (b). charging mode.

c

g

Delay

e

b

D2

D1

ILoad

Vdc C

c

g

Delay

e

b

D2

D 1

ILoad

Vdc C

L1

L2

©. resonant mode. (d). discharging stage I.

c

g

Delay

e

b

D 2

D1

I Load

V dc C L3

c

g

Delay

e

b

D2

D 1

ILoad

Vdc C

(e). discharge stage II. (f). conduction stage.

c

g

Delay

e

b

D2

D1

ILoad

Vdc C

(g). turn off stage.

Fig. 4.23 Operation Stages of the proposed SSBJT scheme

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118

Mode f (t5 – t6): The resonant inductor current is further discharged gradually by voltage drop

across IGBT and Vbc drop of BJT when base current is still in exceed of the steady state value. The

base current is kept reducing until the device is driven into steady state when voltage balance of IGBT

and BJT is achieved. At this point, the base-collector junction is reverse biased. The IGBT and BJT is

action exactly like a Darlington structure.

Mode g (t7 – t8): At t7, IGBT is turned off and MOSFET is turned on simultaneously. The IGBT

needs to cut a small amount of steady state base current. MOSFET is turned on under near zero voltage

condition. A low impedance path formed by MOSFET helps cut off the BJT. The turn off loss is

reduced with snubber capacitors across the main BJT switch.According to the above analysis , the base

driver will always be able to achieve zero voltage condition for the main BJT because the auxiliary

power source Vx source is equals to zero. The main switch BJT can be guaranteed turned on with zero

voltage transition with all load current condition because diode D1 will kept conducting until MOSFET

is turned off at t5. The resonant peak current will be determined resonant tank impedance and diode

reverse recovery current [G5]. From Fig. 4.22, the resonant peak current is approximately:

ZVIII DC

Loadboostpeak ++= (4-1)

In equation (4-1), Iboost is equal to peak diode reverse recovery current. Z is resonant tank

impedance.

4.2.2 Simulation and experimental results for the proposed soft switching base driver

The basic operation of soft switched base driver is verified by simulation based on Si BJT model

FJL6825 provided by Fairchild. Fig. 4.24 shows the proposed scheme can achieve zero voltage

switching of BJT under different load current condition. A simple fixed delay circuit can cover the

requirement of ZVT under all load current condition.

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Vce Ie

Ib

Fig. 4.24 ZVT achieved with under load current of 5A,10A and 20A.

Experimental test has been done to further validate the soft switching base driver concept. Fig.

4.26 shows the voltage Vce, base current Ib and emitter current Ie waveforms with the proposed SS-

IMGT base drive for both Si and SiC BJT. The charge recombination time of SiC BJT, however, is

significantly smaller than that of Si BJT.

Ib (5A/div)

Ie (10A/div)

Vce (100V/div)

Ib (5A/div)

Ie (10A/div)

V ce (200V/div)

Fig. 4.25 Si BJT switching waveform: turn on:0.14mJ turn off: 0.2mJ (2us/div)

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Ib (5A/div)

Ie (10A/div)Vce (100V/div)

Ib (5A/div)

Ie (10A/div)Vce (100V/div)

Fig. 4.26 SiC switching waveforms loss: turn on : 0.02mJ, turn off : 0.05 mJ (1us/div)

Though the turn-on of BJT shows no overlapping on the switching waveform, there is still loss

associated. Fig. 4.27 shows the voltage and current waveforms across IGBT device. The total IGBT

loss is about 0.2mJ.

IIGBT

VIGBT

Ie_BJT (5A/di

IIGBT

VIGBT

Ie_BJT

(5A/div)

(10A/div)

(100V/div)

Fig. 4.27 IGBT current and voltage waveforms. (1us/div)

The MOSFET will need to cut off certain amount of current. However, the MOSFET voltage is

clamped by base-emitter junction of BJT, thus the switching loss on MOSFET is quite small.

Fig. 4.28 shows the current waveforms of MOSFET, IGBT and BJT base current waveform.

Overall, all the three devices are switched under soft commutation condition. The stress on each of the

power device is limited. Turn-on di/dt is limited by resonant inductance and turn-off dv/dt is limited by

snubber capacitors.

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I_MOS

I_IGBT I_BJT_base

(5A/div)

Fig. 4.28 MOSFET, IGBT and BJT base current waveforms

The inherent soft switching property makes the hybrid structure looks very attractive. However,

as shown in Fig. 4.29, if there is no other branch for current low, the “two terminal” switch current and

switch voltage have to have overlapping. In other words, during the turn-on transition, the switch

current has to override the load and diode reverse current before the device voltage increases. However,

if we look at the individual switch switching waveform, they have very little overlapping period. The

soft transition for each individual switch is achieved from the experimental results, as shown in Fig.

4.26 through Fig. 4.28.

SVdc

D ILoad

ID

ISVS

Irr

Irr

Fig. 4.29 Current and voltage overlapping when switch under hard switching condition

For current driven device, there is an extra need of base driver power consumption. Since the

voltage source of gate driver only provides very little amount of static current, the power needed to

drive the transistor can only provided from the inductor current. During turn-on transition, the energy

is stored in the forms of the energy in the resonant inductor. The base part of the inductor current is

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providing source for the base drive, the excess part of the inductor current is freewheeling in loop L1 in

Fig. 4.23 (d) and gradually dissipated by the conduction voltage drop in the L1 loop.

IE (5A/div)Ib(5A/div)

VCE (5V/div)

Fig. 4.30 Reduced conduction drop with excess base current. (2us/div)

0

10

20

30

40

50

0 2 4 6 8 10 12

Vce (V)

Ic (A

)

Fig. 4.31 Forward voltage drop versus collector current with soft switched base driver

However, when the extra part of the base current is in circulation, the conduction voltage drop of

the device is reduced which in tern reduces the conduction loss. Fig. 4.30 shows the conduction

voltage drop on the SiC device. The energy in the inductor is partially recovered. The conduction loss

can partially be point out by looking at power loss on IGBT device. The conduction loss is still one

major points that needs further improvement. Fig. 4.31 shows the experimental results of steady state

forward voltage drop with the proposed base driver scheme.

Although the driver based soft switching scheme is primarily derived based on SiC BJT diver

design, the same concept is valid for Si BJT as well. With the proposed soft switched base driver

design, the BJT can achieve built-in soft transition. Similar to PEBB concept, the overall base driver

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structure could be treated as a soft switch building block (SSBB). This feature makes it very easy to

implement a family of soft switching power converters. Fig. 4.32 shows the conceptual diagram of a

soft switching inverter based on the proposed soft switch base driver.

S1

Vdc S

Delay

Delay

S3

Delay

Delay

S5

Delay

Delay

S2 S4 S6

IaIbIc

S1

Vdc S

DelayDelay

DelayDelay

S3

DelayDelay

DelayDelay

S5

DelayDelay

DelayDelay

S2 S4 S6

IaIbIc

Fig. 4.32 A soft switching inverter based on Soft Switch Building Block (SSBB) concept

ILoad

IE-BJT

VCE-BJT(200V/div)

(10A/div)

IE-BJT

VCE-BJT

(a) Global waveforms of phase leg waveform (b) Si BJT device voltage and current

Fig. 4.33 Soft switching Si ZVT BJT inverter waveforms

Fig. 4.33 shows experimental results of a phase-leg Si BJT inverter operation of the proposed

scheme, which shows achieved ZVT as well as well controlled spike on the power device. The inverter

is operated at 40kHz switching frequency. There is virtually no current spike on the main BJT device

current. This means the ZVT condition is achieved under all load condition since a snubber capacitor

is connected across the main BJT device. The voltage waveforms are very clean with virtually no

overshoots.

In summary, the two major barriers that limit the usage of high power SiC BJT including high

loss in base driver and secondary breakdown issue are eliminated by the proposed new soft-switched

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IGBT and MOSFET gated bipolar junction transistor (SSBJT) base driver scheme. The zero-voltage

turn-on of SiC BJT can be adaptively achieved with wide range of load current. The switch transition

can be well controlled with proper resonant tank design thus avoiding the concurrence of high current

and high voltage. The proposed “switch” structure can be driven with one simple voltage signal thus

minimized the need for gate power. The switch characteristics should be similar to that of an IGBT

with “NPN” body instead of “PNP” body. Compare to IGBT, the turn-off tail should be reduced with

the existence of the P-FET. The whole SSBJT structure could be regarded as a new voltage driven

“soft switch”. The new switch has inherent soft transition property with reduced switching loss. The

driver structure is especially good for SiC BJT with fast turn off characters since no negative voltage is

applied during turn-off transition.

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Chapter 5 Generalized PWM soft switch for power converter

What distinguishes the soft switched base driver from a regular passive snubber is the

transformation of the inductor energy. Instead of being dissipated or moved around by lossless snubber

network, the inductor energy is utilized for base power for current driven device. For current driven

device, the base energy is necessary and the proposed soft switching base driver takes advantage of

this. The extra cost over the original hard switched design could be minimal. Now the question is

whether this concept can be further implemented on more widely used voltage driven devices such as

MOSFET and IGBT. This chapter identifies the more generic characteristics of the soft switching base

driver proposed in the previous chapter and proposed a more general “soft switch” idea. The design

and analysis of a soft switch based boost ZVT converter shows the validity of the proposed concept.

Experimental results show the unperceived 98.9% efficiency of a 3kW boost converter with excellent

performance.

5.1 A more generalized PWM soft switch concept

The SSBJT switch structure in the previous chapter can be redrawn as shown in Fig. 5.1. The

switch can be divided into three portions: Left part is a turn-on current path, conduction current path in

the middle and turn-off current path on the right. During the turn-on transition, the resonant inductor Lr

served as a snubber in the turn-on current path. The turn-on energy is stored in the resonant inductor.

After the BJT is turned on, it gradually takes over all the load current with low forward voltage drop.

The turn-off energy is stored in the snubber capacitors during turn-off transition. The key point is to

separate the transition path of the power switch: the turn-on and turn-off paths consist of soft

commutation elements and main conduction path provides lower conduction voltage drop.

b

LrG1

Turn onCurrent path

Turn offCurrent path

Cr

conductioncurrent pathe

Fig. 5.1 Conceptual diagram of a switch with separate path for conduction and commutation

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The idea of separating the turn-on and turn-off paths is not new. The earlier version of MOS-

Transistor pair is aiming to use transistor as conduction device and use MOSFET as switching device

[B22]. Fig. 5.2 shows the basic structure of a MOS-BJT pair. The concept to let the fast switching

MOSFET handle the switching loss and let the low voltage drop BJT handle the main power during

regular conduction. Fig. 5.3 shows a possible improved version of the MOS-bipolar paralleled with

turn-on snubber made of a small magnetic bead. The transistor provides lower conduction voltage drop

during regular conduction period. The current shifting is relatively quick since only very small

inductance is involved. The energy stored in the stray inductance is dissipated in the red loop indicated.

The MOSFET is still hard turn-off and extra over-voltage clamp circuits may be necessary. The idea is

straight-forward, but this method is not seriously implemented because it is not practical and is soon

obsolete when high power MOSFET and IGBT came into business.

G2

G1

e

cG1

G2

IFET

Fig. 5.2 Basic MOS-Bipolar parallel Structure

G2

G1

e

cG1

G2

IFET

iFET

Fig. 5.3 MOS-Bipolar parallel structure with turn-on snubber bead

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127

g

c

iFET

IFET

G

+-+-

VLr

g

e

c

VLr=Lr*d(IFET)/dt

(a) Soft switching base driver (b) equivalent compensated Darlington

Fig. 5.4 Inductor energy served as a source for compensated Darlington

Fig. 5.4(a) shows the structure of the proposed soft switching based driver. When the energy

stored in the resonant inductor is shifted gradually to the main transistor, it serves as an equivalent

voltage source like a compensated Darlington. This will decrease the forward conduction voltage drop

during this period. The energy loss is the conduction loss through the voltage drop on the FET and

base-collector junction. Consider an ideal case. If the voltage drop VLr can be held constant on the

driver FET and base-collection junction, which means the inductor current is decreasing at a certain

rate, then the Vce drop of the device can always be kept small or even no forward voltage drop! In

reality, the inductor current will be shifted gradually in the green loop to the main transistor and energy

is partially recovered in the return of reduced forward voltage drop. A wider base region BJT would be

more favored for the soft switching base driver application. However, the drawback is the inductance

can not be chosen too big. If it takes too long for inductor current to drop to the normal value, the

minimum duty cycle will be affected. A typical inverter application will prefer a short pulse as narrow

as 3-5us. It would be more attractive to have the inductor energy fully recovered. Although most power

applications do not have very narrow pulse requirements, this driver method is still better than other

proposed methods in the literature [B7]-[B24].

Fig. 5.5 shows a three terminal soft-switching PWM cell based on the proposed base driver

scheme. By replacing the standard hard-switching PWM cell, a family of soft switching power

converter could be easily developed, as shown in Fig. 5.6.

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D

BJT

G

c

a

p

IGBT/NFET

P-FET

Lr

Cr

D

BJT

G

c

p

a

IGBT/NFET

P-FET

Lr

Cr

Fig. 5.5 Three terminal soft switching PWM switch based on proposed SSBJT

SSBJTc p

aSSBJT

c p

a

SSBJTa c

pSSBJT

a c

p

SSBJTa p

cSSBJT

a p

c

Boost Buck

Cuk

SSBJTa p

cSSBJT

a p

c

Buck/Boost

Fig. 5.6 A family of SSBJT based soft switching converters

The circuits in Fig. 5.3 will have a voltage overshoot problem during turn-off. Thus it’s better to

have a separate turn-off path, such as a capacitor. Using saturable core can reduce the total energy

stored in the inductor. Fig. 5.7 shows an improved version of it. Any device with lower voltage drop is

good. Fig. 5.7 can actually guarantee zero voltage turn-on for the main device if G2 gate is delayed a

little while. However, the energy stored in inductor is still gradually dissipated in main switch. The

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129

main switch may not necessarily be BJT, now if it is replaced by an IGBT or MOSFT, a more useful

circuits could be developed.

G2

G1

e

cG1

G2IFET

iFET

Fig. 5.7 Zero-voltage turn-on achieved with gate delay and resonant capacitor.

G

e

ciFET

G

a

c

p

(a) Individual switch (b) three terminal PWM switch

Fig. 5.8 A further improved voltage driven switch pair with built-in ZVT turn-on.

Note that in order to make circuits in Fig. 5.8 function, the voltage drop in the main current

flowing path must be lower than the voltage drop in the auxiliary device. This is the mechanism that

brings down the inductor current to near zero. With the discussion in the previous chapters, it would be

very natural to think of using a coupled inductor to recover the energy stored in the inductor. This

brings about an improved new PWM soft switch structure, as shown in Fig. 5.9.

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130

DDa

Sx SG

c

a

p

+

-

Vpa

Ic

PWM

np

ns

Fig. 5.9 The Proposed PWM Soft Switch

The coupled inductor introduces an auxiliary voltage source to reset the resonant inductor current.

As introduced in the last section in Chapter 3, if the turns ratio Ns/Np is larger than unity, then the

zero-voltage switching of the main switch can be achieved with a simple fixed delay. The resonant

tank operation is similar to that shown in Fig. 3.44. In this case, only one single gate driver is needed to

drive the proposed PWM soft switch. The detailed analysis of circuit operation will be given by the

example of a tested 3kW boost converter in the next section.

It would be straight-forward to apply the voltage-driven PWM soft switch concept back to the

previously proposed SSBJT. As shown in Fig. 5.10, the coupled inductor can be used instead of two

inductors. The inductor energy can now be fully recovered, which makes the circuit more attractive.

Both soft switching structures in Fig. 5.10 are simulated and verified by experimental results. More

details will be given in later section. Based on all the previous discussions, both soft switch structures

in Fig. 5.10 share some common features and are now be defined a new name which is the focus of this

chapter: “Soft Switch”. The definition is given on the next page.

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131

D

BJTG

c

a

p

+

-

Vpa

Ic

IGBT/NFET

P-FET

PWM Cr

Da

np

ns

Ns>Np

(a) PWM Soft switch for current driven device such as BJT and GTO

DDa

Sx SG

c

a

p

+

-

Vpa

Ic

PWM

np

ns

(b) PWM Soft switch for voltage driven device such as IGBT and MOSFET

Fig. 5.10 Coupled inductor based PWM soft switch circuits.

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Definition:

A PWM soft switch is a PWM switch that can achieve built-in adaptive soft switching.

The following features should be accomplished by the switch structure:

Maintain basic square wave shape of the original hard switched PWM converter thus no

modification of original PWM control regulator is needed.

All the power switches transitions are under soft commutation condition.

The auxiliary control signal is internally derived from the main PWM control with very

simple fixed timing delay. In other words, no current or voltage information, both amplitude

and polarity, is needed.

Single signal to drive the soft switch

The circulation energy is minimized and recovered while achieving soft switching at all load

current condition.

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5.2 High efficiency PWM soft switch boost converter

In the previous section, two soft switch solutions are proposed based on the inductor coupling

scheme. The concept needs further verification. This section emphasizes on the verification of the

proposed PWM soft switch solution based on a ZVT boost converter example. This section starts with

the very early boost converter proposed by Hua in early 90’s. The fundamental problems are common

for more complicated ZVT converters. But with the simple boost type structure, it is much easier to

identify the key issue. This makes it easier to focus on the key improvement of the proposed new soft

switch based ZVT boost converter. A simple analytical approach is proposed to conveniently analyze

the behavior of inductor coupled ZVT circuits without going through tedious state equations. Finally,

the experimental result on a prototype boost converter is presented to show the excellent performance

based on the proposed PWM soft switch ZVT solution.

5.2.1 Basic operation and analysis of ZVT boost converter

Fig. 5.11 shows the circuit diagram of a ZVT boost converter proposed in [C15]. Fig. 5.12 shows

the simulated waveforms of the boost converter.

Do

S

+-+-

Sx

Dc

Lr

Lm

Vo

Fig. 5.11 Hua’s ZVT boost converter

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134

Time

76us 80us 84us 88us 92us74us 96us1 I(Lr) 2 V(Vaux)

-50A

0A

50A1

-400V

0V

400V2

SEL>>SEL>>

1 V(Vce) 2 IC(S)-400V

0V

400V1

-40A

0A

40A2

>>

V(G_main) V(G_aux)-20V

0V

20V

V(G_main)

Fig. 5.12 Simulation waveforms of Hua’s ZVT circuit

The benefit for this circuit is that the zero voltage condition can be achieved with no over boost.

In Fig. 5.12, the peak auxiliary current is limited. The first well known problem is that auxiliary device

is hard turn-off. The auxiliary voltage is clamped to DC bus voltage to reset the resonant inductor

current. The second problem is the reverse recovery of Dc during the end of discharging period of Lr.

As indicated in Fig. 5.13, the Lr current tends to go negative and will generate a freewheeling loop.

The freewheeling will not stop until the energy is all dissipated by loop conduction loss or when the

main switch is turned off. Fig. 5.14 shows the freewheeling equivalent circuits. The peak freewheeling

current could be expressed as following:

Sxout

r

orrDcpk

CL

VII

_

_ += (5-1)

Do

S

+-+-

Sx

Dc

Lr

Lm

VoIL

Fig. 5.13 Freewheeling loop associated with Dc turn-off

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135

Lr

Rds Vsx Vout

+

-

iLr

Fig. 5.14 Equivalent circuit for freewheeling path when resonant inductor fully discharged

Cout_sx is the output capacitance of the auxiliary device. It can be seen that two portions are

counted for this current. The diodes reverse recovery current of Dc and discharge of Sx junction

capacitor.

The other problem happens when the main switch is turned off. Dx reverse recovery current as the

results of the freewheeling loop mentioned above will generate an extra freewheeling current flowing

through Lr. Assume Dx has very little reverse recovery current, the junction cap will still resonate with

Lr and create an initial current through Lr. The peak current can be given by the following equation:

cx DjSout

r

ofreewheelpk

CCL

VI

__

_

+

= (5-2)

Depending on forward voltage drop of Do and Dc, the freewheeling current could be building up

or decreasing gradually. Fig. 5.16 gives the equivalent circuits of this part.

Do

S

+-+-

Sx

DcLr

Lm

Vo

Dx

IL

Fig. 5.15 A freewheeling path generated when S is turned off.

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136

Lr

Vsx

iLrini=Irr_Dx

+-

Vin

Dc

Fig. 5.16 Equivalent circuits for the freewheeling path when main switch is turned off

The circuit initial condition is: iLr=Irr (reverse recovery current of Dx if freewheeling current path

shown in Fig. 5.13 is present) and Vsx=0. Vin could be considered ramping up linearly with a constant

rate. A slower ramp will induce less initial freewheeling current in Lr. Fig. 5.17 shows the voltage and

current of the resonant inductor.

Time

74.00us 76.00us 78.00us 80.00us 82.00us 84.00us72.73usI(Lr)

-20A

0A

20A

40A

SEL>>

V(Lr:1,Lr:2)-400V

0V

400V

Prob#1, Hard turn off auxiliary current

Prob#2, Current keep freewheeling when auxiliary current reversed

Prob#3 Current freewheeling when main switch turned off

Fig. 5.17 Resonant inductor voltage and current waveforms.

Fig. 5.18 shows a practical improvement Hua’s ZVT circuits. A diode Db is inserted to prevent

the MOSFET body diode from conducting, which resolves the freewheeling problem when auxiliary

current reverse. A saturable core successfully limits the amplitude of the freewheeling loop.

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137

Do

S

+-+-

Sx

Dc

Lr

Lm

VoDb

Ls

Dx

IL

Fig. 5.18 Hua’s improved ZVT circuits with blocking diode

Using coupled inductor for soft switching was originally introduced by Barbi [C13] and later

improved by J. P. Gegner and C. Q. Lee [C18] in DC-DC converter application. Fig. 5.19 shows the

circuit diagram introduced in [C18].

Do

S

+-+-Sx

Dc

Lr

VoDb

Dx

Ds

np ns

Cr

Fig. 5.19 Coupled inductor based boost converter by Joel P. Genger.

The circuit in Fig. 5.19 however, suffers both freewheeling problem when Dc turns off and main

switch is turned on. Although diode Dc can clamp the voltage stress on Sa to DC bus, diode Ds will see

voltage above the bus voltage when the auxiliary switch is turned off. The voltage stress on Sx is

actually shifted to Ds. The auxiliary gate pulse needs to be tuned off earlier than the main pulse.

Otherwise, the magnetizing current will not be reset within a switching cycle. This makes it difficult to

share a same gate driver for S and Sx. Further-more, the use of auxiliary device with power MOSFET

will lead to current spike on resonant inductor when the main device S turns off. A patch shown in the

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138

prior arts is to add two to three diodes in series to replace Ds. This will prevent the freewheeling

current from building up. However, this adds extra components and increases conduction voltage drop.

Do

S

+-+-Sx

Ls

Vo

Ds

np ns

Cr

Delay

IL

Lm

Fig. 5.20 Proposed boost converter based on soft switch cell.

Fig. 5.20 shows the proposed boost converter by plugging in the three terminal soft PWM switch.

Compared to Fig. 5.19, the new circuits get rid of two diodes Db and Dc. From the earlier analysis, Db

is a patch for diode reverse recovery problem of Dc. From Hua’s basic ZVT circuit, almost all the later

ZVT cells were trying to make Sx unidirectional by inserting a series diode. Since Dc serves similar

function in blocking reverse inductor current, blocking diode Db is not necessary for ZVT operation.

By removing Dc, the second freewheeling loop, shown in Fig. 5.15, is cut off. However, the reverse

recovery of Ds generates over-voltage ringing and the problems addressed by Fig. 5.13 still exist. A

saturable core is thus added to damp the reverse recovery current. A “spike killer” type of core would

be a good choice. This is almost common to every ZVT scheme since the resonant inductor current

always needs to be discharged to zero and then blocked by a fast diode.

5.2.2 Equivalent circuit analysis of the proposed boost converter

The operation of a boost converter is similar to that of the inductor coupled ZVT converter

discussed in Chapter 3 except that the load current is unidirectional for boost converter case. Fig. 5.21

shows the operation key waveforms of the proposed ZVT boost converter. VS and VSx are the voltage

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across the main and auxiliary switches. ISx is the auxiliary switch current. The control scheme is to

simply delay the rising edge of the main switch by a fixed timing Tdly.

Sx

SSTdly

VS

ISx (n/(1+n))IL

t0 t1 t2 tm t3 t4 t5 t6 t7

VSx

Fig. 5.21 Operation key waveform of soft switch based boost converter

Fig. 5.22 shows the operation stages of the proposed boost converter. The operation stages could

be described as following:

a) Initial stage: the load current is flowing through the rectifier diode Do; both switches are off.

b) Linear charging (t0-t1): At t0, auxiliary switch is turned on at zero current condition. The

output voltage is applied on the primary side of the coupled inductor. The equivalent resonant

inductor is the total leakage inductor. The current is built up linearly in auxiliary switch while

the current in the rectifier diode is decreased linearly. A more detailed analysis will be given

at a later section.

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Do

+-+-

VoIL

S

Do

+-+-

VoIL

SSx

ILsDs

1 n

ILs*n

(a) Initial free wheeling stage t0 (b) Linear charging t0-t1

Do

+-+-

VoIL

S Sx

ILsDs

1 n

CDoj

Do

+-+-

VoIL

S Sx

LsDs

1 n

(c) resonant stage t1-t2 (d) discharging stage I: t2-t3(S turned on at tm)

Do

+-+-

VoIL

S Sx

LsDs

1 n

ISx

Do

+-+-

VoIL

S Sx

LsDs

1 nILm

(e) discharging stage II: t3-t4 (f) conduction stage t4-t5

Do

+-+-

VoIL

SSx

Ls

Ds1 n

Cj

ILm

Do

+-+-

VoIL

S

(g) turn off reset stage t5-t7 (a) free wheeling stage t0

Fig. 5.22 Operation stages of the proposed ZVT boost converter

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c) Resonant stage (t1-t2): At t1, the total resonant branch current ILr=(1+n)ILs is higher than the

load current thus the rectifier diode turns off. Lx and Cx begin to resonate at the end of the

resonant stage t2, the switch voltage drops to zero. Lx stands for equivalent resonant

inductance and Cx is the equivalent resonant capacitance. In this case Cx=Cr+CjDo. CjDo is the

junction capacitor of the output rectifier Do.

d) Discharge stage I (t2-t3): At t2, the total resonant current ILr is still larger than the load current.

The body diode of the main switch S is turned on and conducting current. Main switch S can

be turned on at zero voltage condition at tm. The output voltage is then applied to the

secondary and linearly discharging the resonant inductor current. The current is then shifted

linearly from the body diode to the main switch S until at t3, ILr is equal to load current and the

main switch body diode stops conduction.

e) Discharge stage II (t3-t4): The auxiliary branch current is linearly discharged until iLs decrease

to zero at t4 and diode Ds starts blocking the output voltage.

f) Conduction stage (t4-t5): At t4, the load current is going through the main switch S. However,

the auxiliary switch Sx still conducts small amount of the magnetizing current ILm. The

magnetizing current is freewheeling in the loop of S and Sx.

g) Turn off reset stage (t5-t7): Both switches are turned off at t5. Load current is charging the

resonant cap. The voltage across main switch Vs is then increasing linearly. The magnetizing

current is charging up the junction cap of the auxiliary switch Cj. The magnetizing energy

stored is transformed in the form of Cj. Partial of the energy is recovered to the output when

diode Do conducts when VSx is higher than Vo. The voltage across auxiliary switch will be

higher than output voltage. Special care must be taken when choosing the resonant tank to

make sure the auxiliary switch voltage is under acceptable level. The coupled inductor

however, is guaranteed to be reset each and every switching cycle.

The analysis of coupled inductor based ZVT scheme can be done by derivation multi-loop

differential equations during every operational stage. This is time consuming and easy to make mistake.

The inherent physical merit of the circuit can hardly be grasped when considering the magnetic

inductance of the coupled inductor.

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DDa

Sa SG

c

a

p

Lrp

Ic

iLrp

+

-

vs

+

-

vp

+

-

iLrs

+

-

vce

+

-

iLm

+

-

iLm

+

-

Lrs

n

1

vca

+

-

Fig. 5.23 The proposed soft switching cell with consideration of leakage magnetizing inductance

This section will introduce an equivalent inductance based method to simplify the analysis of

coupled inductor based resonant circuits. First of all, the soft switching cell is redrawn to represent the

leakage and magnetizing inductance, as shown in Fig. 5.23. Then an equivalent circuit is given in Fig.

5.24 based on Thevenin equivalent circuit theorem.

Lrp iLrp

+

-

iLrp

+

-

vs

+

-vs

+

-

vp

+

-vp

+

-

iLrs

+

-iLrs

+

-

iLr

+

-

iLr

+

-

Lrs

n

1

+-+-

Vs

+-+- Veq

Leq

A fundermental conversion forAnalysis of coupled inductor based Resonant circuits

Fig. 5.24 Equivalent inductance conversion

By solving several loop equations, the derived equivalent voltage source and inductance are given

by:

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( )rseqrpeq LLn

nL +∗

+

=2

1 (5-3)

2nLL rs

rseq = (5-4)

nVV s

eq +=

1 (5-5)

This is a generic conversion that all the analysis for coupled inductor based circuits could be

simplified by this approach. The following parts will describe how to utilize this conversion to derive

the simplified equivalent circuits. For design simplification, the effects of saturable core are not

considered. Fig. 5.25 shows the charging stage equivalent circuit. In order to use the conversion

method mentioned earlier, the voltage source Vs is mirrored to both sides of the circuit. It is now fairly

easy to identify the further simplified equivalent circuit as shown in Fig. 5.26.

c

Lrp

ILoad

iLrp

+

-

vxs

+

-

vxp

+

-

iLrs

+

-

iLm

+

-

Lrs

n

1

+-+- Vs

iD

+

-

c

LrpILoad

iLm

+

-

Lrs

n

1

+-+-

Vs

iD

+

-

+-+- Vs

Vs

iLrp

+

-

vxs

+

-

vxp

+

-

iLrs

+

-

Fig. 5.25 Charging stage equivalent circuits

+-+-

Vs

iD

+

-

+-+-

Leq

nVs

+1

+-+-

iD

+

-

LeqsV

nn

+1

ILoad ILoad

Fig. 5.26 Simplified charging stage equivalent circuit

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The linear charging stage ends when current flowing through Leq, ILr, is equals to Iload. Without

writing a single loop equation, we can get the duration time for the charging stage:

s

Loadeqlin

Vn

nIL

T*

1

+

∗= (5-6)

Note that only a fraction of Leq current ILr is flowing through the auxiliary switch. Equation (5-6)

or Fig. 5.26 only reveals the total resonant branch current and behavior. Sometimes it may be

necessary to understand the current through the primary side or the auxiliary current iLrp. When the

magnetizing current is neglected, the auxiliary branch current can be given as:

+

=

1nnii Lr

Lrp (5-7)

Lleakage is defined as the total leakage inductance measured from primary when secondary side is

shorted:

+

∗+=

reqm

rseqmrpLeakage LL

LLLL (5-8)

Then we have the following approximation when Lrseq is much smaller than Lm:

Leakgageeq Ln

nL ∗

+

=2

1 (5-9)

With the consideration of (5-7) and (5-9), another equivalent circuit can be drawn to help identify

the actual winding current for analysis the actual winding current. Fig. 5.27 gives the equivalent circuit

with a “virtual transformer” to help understand the actual physical winding current.

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+-+-

iD

+

-iD

+

-

sVn

n∗

+1

LrpiLrp

+

-

iLrp

+

-

Lrs/n2Lm

1 n/(1+n)

iLr+-

“Equivalent virtual Transformer”

ILoad

iLm

+

-

iLm

+

-

Fig. 5.27 Charging stage equivalent circuits to show actual winding current

The equivalent circuits of resonant stage in Fig. 5.22 (c) can be redrawn as shown in Fig. 5.28. Cp

is the resonant capacitor added in parallel with rectifier diode. Cp represents the junction capacitance if

no extra capacitor is added. Cn is the resonant capacitor put across the main switch. With similar

transformation approach shown in Fig. 5.24, the further simplified circuit can be derived as shown in

Fig. 5.29. Cr is the equivalent resonant capacitor. Resonant period ends when VCr voltage reaches Vs

and the main switch body diodes starts to conduct. The calculation of resonant period will be exactly

the same as that shown in Chapter 3.3 and will not be repeated here.

vce

+

-vce

+

-

c

Lrp

ILoad

iLrp

+

-

iLrp

+

-

vs

+

-vs

+

-

vp

+

-vp

+

-

iLrs

+

-iLrs

+

-

iLm

+

-

iLm

+

-

Lrs

n

1

+-+- Vs

vD

+

-vD

+

-

Cp

Cn

Fig. 5.28 resonant stage equivalent circuits

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146

+-+- sVn

n∗

+1

iLr+-

ILoad

VCr=VCp

+

-Cr

Lr=Leq

Cr=Cp+Cn

Fig. 5.29 further simplified resonant stage circuits

Fig. 5.30 shows the discharging stage circuit and Fig. 5.31 shows the simplified equivalent

circuits with the same approach above.

c

Lrp

ILoad

iLrp

+

-

iLrp

+

-

vs

+

-vs

+

-

vp

+

-vp

+

-

iLrs

+

-iLrs

+

-

iLm

+

-

iLm

+

-

Lrs

n

1

+-+- Vs

Fig. 5.30 discharge stage equivalent circuit

+-+-

Leq

nVs

+1

ILoad

Fig. 5.31 Simplified discharge stage circuit

Comparing the equivalent circuit in Fig. 5.26 and Fig. 3.31, it can be identified that this

application falls in the generalized ZVT analysis in Chapter 3.

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Leq is the equivalent resonant tank inductance. Comparing equation (5-6) to equation (3-17) from

chapter 3, we can get:

nV

V sx +=

1 (5-10)

nnk

nk

+=

+=

111

1

(5-11)

2

1

+

∗==n

nLLL leakageeqr

(5-12)

Fig. 5.32 shows the normalized state plane diagram of the boost converter. Since the boost

converter circuits share the same generated fixed ZVT structure discussed in Chapter 3, all the

discussions in Chapter 3 are still valid. Thus the calculation results can be directly applied and will not

be repeated.

VCr

Ix

0.5

ILoad1

k1

r=k1

t0

t1

t2

t3

tm

Lr

t4t6 t5

t7

^

^

^

Fig. 5.32 State plane diagram of resonant tank for PWM soft switch boost converter

5.3 Verification of PWM soft switch based boost converter

Fig. 5.33 shows the picture of a 3kW boost converter built to verify the proposed soft switch

scheme. To focus on the soft-switching operation, only open-loop fixed duty control is implemented.

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A fixed value power resistor is used as converter load. The turns ratio of np/ns is about 1:1.25. The total

leakage inductance measured from primary side is about 2uH. Both the main switch and diode is in

parallel with a 2.2nF resonant cap. The main device is Infenion CoolMOSTM to reduce condition

voltage drop. Because of zero-voltage switching operation, a low forward voltage drop instead of fast

recovery diode is preferred when select rectifier diode Do. As described in the previous section, diode

Ds in the auxiliary branch will need to be fast recovery to avoid unwanted ringing and freewheeling

current. A saturable core is typically needed to damp the ringing when resonant inductor current

reduces to zero at time t4 in operation stage as in Fig. 5.21.

Fig. 5.33 A 3kW soft switch based boost ZVT converter.

Fig. 5.34 shows the simulated waveforms of the proposed ZVT boost converter. The main switch

gate signal Gs delays for fixed 0.8us time than the auxiliary gate signal GSx. Fig. 5.34(a) shows the

main device voltage Vsw and current Isw waveforms and resonant current ILs flowing through Ds. It can

be seen that the zero-voltage condition is achieved under all load current condition. Fig. 5.34(b) also

shows the auxiliary device voltage VSx. When both switches are turned off, the voltage across the

auxiliary device is higher than the output bus voltage. This over-voltage is needed to resetting the

magnetic current. The magnetic inductance energy will be mostly recovered to the output. However,

the energy stored in junction capacitor of auxiliary device Sx will be dissipated as pure loss.

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Time

39.60us 40.00us 40.40us 40.80us 41.20us 41.60us 42.00us39.22us1 I(D98) IC(Z10) 2 V(L63:2)

0d

25d

50d

-20d

1

SEL>>

0V

250V

500V

-200V

2

SEL>>

V(Z10:G) V(R36:1)-20V

0V

20V

GSGSx

ISw=5,15,40AILsVSw

(a) zero voltage condition achieved with different load current condition

Time

2.68000ms 2.68100ms 2.68200ms 2.68300ms 2.68400ms2.67909msI(L63) IC(Z9)

-10A

0A

10A

20A

SEL>>

V(Z10:C) V(Z9:C)

0V

250V

450V

ILs

Vsw

VSx

ILoad

(a) typical waveforms of boost converter

Fig. 5.34 Simulated waveforms of ZVT boost converter

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ILs (20A/div)

Vsw (200V/div)VSx (200V/div)

ILs (20A/div)

Vsw (200V/div)VSx (200V/div)

Fig. 5.35 Zero voltage switching at different load condition

Fig. 5.35 gives the corresponding experimental waveforms of the boost converter at different

output voltages: 200V and 330V. Due to the layout difficulties the device current is not measured. It

can be seen, however, that the zero voltage switching condition is achieved because Vsw is resonating

smoothly to zero after the auxiliary switch is turned on. Otherwise, a switch node waveform similar to

Fig. 3.14 would be observed if voltage swings back or drops abruptly due to incorrect timing.

Because the purpose of diode Ds in the secondary branch of the coupled inductor is to block the

negative current, it needs to be a very fast recovery diode. As mentioned in 5.2.1, a slower diode could

cause unnecessary ringing due to parasitic leakage inductance and extra freewheeling current. Fig. 5.36

shows the comparison of typical waveforms between two different types of diode. In most cases, a

saturable inductor or a spike killer will be very helpful to prevent ILs from going negative.

ILs (10A/div)

Vsw (350V/div)ILs (10A/div) Vsw (200V/div)

VDo (200V/div)VDo (200V/div)

Fig. 5.36 Using slow and faster diodes for Ds

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The original choice of the switch for Sx was to use MOSFET as previously reported [C18][C31].

However, very large ringing is generated and the auxiliary branch will conduct extra freewheeling

current as indicated by problem No.3 in Fig. 5.17. A switch with a fast body diode such as IGBT

would be more favorable. Fig. 5.37 shows the large ringing when using MOSFET as auxiliary switch

when main switch is turned off.

ILs (10A/div)

VG (10V/div)

VSx (100V/div)

ILs (10A/div)

VG (10V/div)

VSx (100V/div)

Fig. 5.37 Turn-off ringing when use MOSFET as auxiliary device Saux

Because the coupled inductor is reset every switching cycle, the core could be selected relatively

small. However, the total volt-second during one switching cycle must be satisfied, otherwise the core

could be saturated and causing unwanted excess current in the resonant branch. Fig. 5.38 shows the

typical waveforms when the coupled inductor is saturated by using a MPP core. A core with lower core

loss at the switching frequency would be more desirable. A low-cost selection is to use a ferrite torrid

core. Fig. 5.39 shows the volt-second applied across the primary side of the coupled inductor. Because

a saturable core is added in serial with the diode Ds, the majority of voltage-second is applied during

the charging period.

Fig. 5.40 shows the current and voltage across the auxiliary switch and diode Ds. It can be seen

that both the auxiliary switch and diode Ds are switching under zero current condition. Very little loss

is generated in diode Ds that a tiny 1W heat sink would be sufficient to remove the heat as shown in

Fig. 5.33.

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ISx(5A/div)

VS (50V/div)

VSx (100V/div)

ILs (2A/div)

Fig. 5.38 Typical waveforms when coupled inductor saturates

VS (100V/div)

VLm (100V/div)

ILs (10A/div)

Fig. 5.39 Volt-second across the coupled inductor primary winding

ISx (10A/div)

VDs (200V/div)

VSx (200V/div)

ILs (10A/div)

Fig. 5.40 Auxiliary diode and switch voltage and current waveforms

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The boost converter power stage was tested under 26 degree C room temperature driving a

constant resistive load. Fig.5.41 shows the efficiency comparison of soft switched and hard switched

converters. The input power is measured directly from DC power source, and the output power is

measured at the resistive load using Yokogawa power analyzer with 0.1% accuracy. A constant duty of

about 0.19 is used as fixed duty open loop control. The power loss of gate driver and control DSP is

not counted. Though the efficiency improvement of soft switching boost is not as significant at light

load, it is increased to about 1% to 1.5% when output power is above 2kW.

Hard-Switched

Soft-Switched

96.5%

97.0%

97.5%

98.0%

98.5%

99.0%

99.5%

0 500 1000 1500 2000 2500 3000

Output Power (W)

Efficiency

Fig.5.41 Efficiency comparison of hard switched and soft switched boost converter@100kHz

It might be difficult to tell the difference by only looking at the efficiency curve between hard

switching and soft switching converters. Fig.5.42 shows the comparison of temperature of the boost

converter with no cooling fan. It can be seen the hard-switched converter has far more temperature rise

than the soft-switched converter. The heat sink temperature of the hard-switched converter is too high

that it is very difficult to further push the out power to anything beyond 2kW. The soft switched

converter however, can easily run at 2.8kW with only little temperature rise on a small heat sink. The

loss in the magnetic cores is not counted in the temperature rise since the core is not mounted on the

heat sink. Only switches and diodes are mounted on the heat sink. Fig. 5.43 shows the screen shoots of

Yokogawa measurement results at 2.8kW and 2.5kW. A very high efficiency of 98.9% is achieved

even without much optimized layout. This is an exciting result that the number is better than all the

previously reported soft switching boost converters at this power level [C15][C20][C31][C33].

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Hard-Switched

Soft-Switched

20

30

40

50

60

70

80

0 500 1000 1500 2000 2500 3000

Output Power (W)

Temperature (C)

stoped pushing powerbecause of thermal

Fig.5.42 Heat sink Temperature of hard-switched and soft-switched boost converter@100kHz

Fig. 5.43 Screen copy of Yokogawa efficiency measurement at 2.8 and 2.5kW power level

Summary:

In this section a high efficiency boost converter scheme with the proposed PWM soft switch is

verified by both simulation and experimental results. The boost converter shares a single gate driver

for both main and auxiliary switches. With very simple control and very limited cost, the converter

efficiency can increased significantly and the heat sink requirement can be greatly reduced with high

efficiency of 98.9% on the boost converter.

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Chapter 6 Conclusion and future work

The soft switching PWM technique proposed in the early 90’s, combining the simplicity of PWM

control technique and soft transition of resonant converter, is the most promising soft commutation

method. One critical part to demonstrate the advantage of soft switching PWM technique is to achieve

soft switching with minimal circulation energy. However, to achieve this goal with conventional

approach, the instantaneous load current and voltage information is necessary to implement the timing

control of the power switches. The increased control complexity and tuning efforts eventually

increased overall cost significantly. This hampered the further implementation of soft switching PWM

technique. Although promising theoretically, the soft switching PWM technique is not yet widely used

in commercial products, especially for inverter application when load current changes in both direction

and amplitude.

The other barrier for further advancements in technology and reduction of cost is the lack of

standardization. This is especially true in soft switching PWM converters since individual power

converter is designed to offer partial solutions for specific application. It would be more promising if a

new approach with standard cell can combine both the benefit of soft switching and the compact

design of gate drive based circuits.

The work in this dissertation presents the first attempt in the literature to systematically explore

the “soft switch” concept. The goal of soft switch is to develop a standard PWM switch cell with built-

in adaptive soft switching capabilities. Just like a regular hard switched PWM switch, only one PWM

signals is needed to drive the soft switch to achieve soft switching condition. Two novel coupled

inductor based PWM soft switch cell for current and voltage driven devices are proposed to prove the

basic soft switch concept. The key feature and requirement of the soft switch is outlined. Over 15

technical papers are published during Ph.D. program in soft switching related area. The major results

and contribution of this dissertation is summarized bellow.

6.1 Major results and contribution of this dissertation

The core technique in soft switch development is a built-in load adaptive soft switching circuit

with minimized circulation energy. The necessity of minimizing circulation energy is first analyzed.

The design and implementation of a universal controller for implementation of variable timing control

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to minimize circulation energy is presented. A “piggy-pack” type universal variable timing controller

is developed successfully to drive three 55kW soft switching inverters for electric vehicles application

in the Partnership for the New Generation Vehicles (PNGV) project. The variable timing control

effectively reduced unnecessary circulation energy during switch commutation. However, even with

variable timing control, the optimal tunning of timing is very difficult to achieve, and thus the

advantage of soft switching inverter is still very limited.

To simplify the control, several methods to achieve soft switching with fixed timing control are

proposed. A soft-switching chopper design with near zero voltage switching approach was first

presented. The key idea is to adjust the ratio of charging time and resonant time in order to get a near

zero voltage switching with fixed timing control. Second, a load adaptive fixed timing control soft

switching chopper is presented utilizing diode reverse recover current. The concept of using diode

reverse recovery current as boost energy source to achieve zero voltage switching is proposed and

verified. A more generalized fixed timing control method is presented by analyzing a family of soft

switching inverter cell. A fixed timing inductor coupled ZVT inverter is proposed with load and source

adaptivity. With non-unity turns ratio in the coupled inductor, the charging source in resonant tank

could be higher than half of the DC bus voltage thus eliminate the needs of extra boosting charging

stage. The experimental results of a 120kW inverter phase leg shows the zero voltage condition can be

achieved with very simple fixed delay control circuit.

The driver based soft switch concept was originated from development of a base driver circuit for

current driven bipolar junction transistor (BJT). A new insulated-gate-bipolar-transistor (IGBT) and

power metal-oxide-semiconductor field-effect-transistor (MOSFET) gated transistor (IMGT) base

drive structure was initially proposed for a high power SiC BJT. The proposed base drive method

drives SiC BJTs in a way similar to a Darlington transistor. The proposed SiC base drive method

successfully demonstrated to drive a 7.5HP motor for the first time reported in literature.

By comparing the typical ZVT scheme and the proposed base driver, the driver based soft

switching SiC BJT structure is proposed with slight modification. The proposed diver can effectively

drive SiC BJT with Darlington type connection and realize zero-voltage switching of the main device

with one single gate signal. The proposed gate driver based soft switching method is verified by

experimental test with both Si and SiC BJT. The soft switching bipolar junction transistor (SSBJT)

structure behaves just like a voltage-driven soft switch module. The new structure has inherent soft

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transition property with reduced stress and switching loss. The new base driver design resolved the two

major issues for usage of SiC BJT: current driven driver requirement and high stress during switch

transition that could potentially causing second breakdown.

The idea of separating turn-on, turn-off and conducting current path gives the hint to extend the

SSBJT concept to voltage-driven device such as IGBT and MOSFET. A new coupled inductor based

soft switching cell is proposed by reviewing the existing soft switching solutions. The proposed zero-

voltage-transition (ZVT) cell serves as a good candidate for the development of soft switch. An

“equivalent inductance” and state plane based analysis method are used to significantly simply the

analysis of coupled inductor based zero-voltage switching scheme. With the proposed analysis method,

the key operation of the ZVT cell could be identified without solving complicated differential

equations. Detailed analysis and design is proposed for a 3kW boost converter. With the proposed soft

switch design, the boost converter can achieve up to 98.9% efficiency over a wide operation range with

a single gate drive. The saving on the thermal management could be significant gain over the cost of

extra silicon. A family of soft-switching converter using the proposed “soft switch” cell can be

developed by replacing the conventional PWM switch with the proposed soft switch.

6.2 Future works

In summary, A PWM soft switch is a PWM switch that can achieve built-in adaptive soft

switching. To make a “soft switch” really a “switch”, integration technique is the key besides circuit

topology. For voltage driven device, the most difficult part is the integration of magnetic. The first step

could be focused on modulated hybrid “soft switch” development. Then later on, develop integrated

magnetic will make the technology more attractive. The idea of separating turn-on, turn-off and

conducting current path might be able to give device designers a hint to build a monolithic type soft

switch with the help of some external passive components.

The SSBJT technique is among the best choice for driving SiC BJT. New device design could

focus on forward voltage drop reduction rather than targeting on creating higher gain. The application

for GTO device will be even more attractive because the only major disadvantage for the SSBJT:

larger forward voltage drop do not apply to GTO. Once GTO is fully turned on, only a small current

will be needed. The driver based soft switch GTO: SSGTO will be working more reliable than hard

switched GTO and remove the bulky passive snubber from the power stage. The benefit from soft

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switching will allow the switch to operate at a higher frequency which can significantly reduce the

overall converter volume. The major modification from current GTO driver, such as ETO, to a SSGTO

is only one extra high voltage switch which only needs to handle a fraction of the total power.

Replacing the bulky snubber inductor in the main power path by a small air core inductor will have

immediate attractive future.

The SSBJT technique green lights the future development of high power SiC BJT. The power

level tested in this dissertation: 600V, 50A switch is far beyond other SiC device. SiC BJT would

probably be the first SiC power switch suitable for commercial usage. Recently developed SiC VJFET

could be a very good candidate for serving the auxiliary device. SiC VJFET is capable of handling

high voltage and have relatively low conduction voltage drop.

Simplification for magnetic design still needs further work for inductor coupled ZVT soft switch

scheme. It could be more attractive if an integrated magnetic design could be achieved, especially for

isolated converters such as forward and flyback converters. More circuit application is yet to be

develped based on the soft switch concept. The fundamental cell could be varies but the goal is the

same: Built-in adaptive soft switching properties. A PWM soft switch module would not be too far

away with new advances in package and device technique, which will eventually make soft switching

technique closer to reality than ever before.

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[B15] R. B. Prest, J. D. Van Wyk, “Pulsed transformer base drives for high-efficiency high-current low-voltage switches”, Power Electronics, IEEE Transactions on , Volume: 3 , Issue: 2 , April 1988, pp:137 – 146.

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C. DC-DC Soft-Switching Techniques

[C1] F. C. Schwarz, “An improved method of resonant current pulse modulation for power converters”, IEEE Power Electronics Specialists Conf. Rec., 1975, pp:194-204,

[C2] E. E. Buchanan and E. J. Miller, “Resonant Switching Power Conversion Technique”, IEEE Power Electronics Specialists Conference, 1975, pp: 188-193

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[C5] R. Oruganti and F. C. Lee, “Resonant power processors: part I- state plane analysis,” IEEE Trans. Ind. Applicat., vol. IA-21, Nov./Dec. 1985, pp. 1453-1460.

[C6] K. Liu and F. C. Lee, “zero-voltage switching technique in dc/dc converters.” IEEE Power Electronics Specialist Conf. Rec. Vol 5, no. 3, pp: 58-70, 1986

[C7] K. Siri and C. Q. Lee, “Analysis and design of serious resonant converters by state-plane diagram”, IEEE Tran. Aerospace. Eletron. Syst., Vol.22, no. 6, pp.757-763, 1986

[C8] D. Beatty, I. Batarseh, “Topical overview of soft-switching PWM high frequency converters”, pp:47-52

[C9] F. C. Lee, “High-Frequency Quasi-Resonant converter technologies”, Proc. Of the IEEE Vol. 76, No. 4, April 1988, pp: 377-390.

[C10] R. W. Erickson, A. F. Hernandez, A. F. Witulski, and R. Xu, “ A nonlinear resonant Switch”, IEEE Trans, on Power Electronics, Vol. 4, No. 2, April 1989, pp: 242-252.

[C11] M. K. Kazimierczuk, W. D. Morse, “State-Plane Analysis of Zero-voltage-switching Resonant DC/DC converter”, IEEE Trans. on Aerospace and Electronics System, Vol. AES-25, No. 2, March, 1989, pp.232-240.

[C12] W. A. Tabisz, M. M. Jovanovic and F. C. Lee, “High-Frequency Multi-Resonant Converter Technology and its applications”, Proc. Of the IEE International Conf. on Power Electronics and Variable Speed Drivers”, London, England, July 17-19, 1990; pp: 1-8.

[C13] I. Barbi, D. C. Martins, “A True PWM zero-voltage switching pole with very low additional RMS current stress”, in Conf. Rec. IEEE-PESC, June 1991, pp: 261-267.

[C14] G. Hua and F. C. Lee, “A new class of zero-voltage-switched PWM converters,” in Proc. IEEE-HFPC, 1991, pp. 244-251.

[C15] G. Hua, C. S. Leu, and F. C. Lee, “Novel zero-voltage-transition PWM converters,” in Proc. IEEE-PESC, 1992, pp. 55-61.

[C16] G. Hua and F. C. Lee, “An overview of soft-switching techniques for PWM converters,” in Proc. IEE-EPE, 1993, pp. 12-26.

[C17] D. C. Martins, F. J. M. DeSeixas, J. A. Brihante, and I. Barbi, “A family of DC-to-DC PWM converter using a new ZVS commutation cell,” in Proc. IEEE-PESC, 1993, pp. 538-544.

[C18] J. P. Gegner and C. Q. Lee, “Zero-voltage-transition converters using inductor feedback techniques,” in Proc. IEEE-APEC, 1994, pp. 862-868.

[C19] A. Brambilla, E. Dallago, P. Nora and G. Sassone, “Study and implementation of a low conduction loss zero-current resonant switch”, IEEE Trans. Industrial Electronics, vol. 41, No. 2, April 1994, pp: 241-250.

[C20] J. P. Gegner and C. Q. Lee, “Zero-voltage-transition converters using a simple magnetic technique,” in Proc. IEEE-PESC, 1994, pp. 590-596.

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[C21] T. Mizoguchi, T. Ohgai, and T. Ninomiya, “A family of Single-switch ZVS-CV DC to DC converters”, in Conf. Rec. of IEEE PESC, June 1994, Vol. 2, pp:1392-1398.

[C22] R. L. Lin and F. C. Lee, “Novel zero-current-switching zero-voltage-switching converters,” in Proc. IEEE-PESC, 1996, pp. 438-442.

[C23] R. L. Steigerwald, R. W. De Doncker, and H. Kheraluwala, “A Comparison of High-Power DC-DC Soft-Switching Converter Topologies,” in IEEE Trans. on Ind. Appli., Vol. 32, No. 5, 1996, pp. 1139-1145.

[C24] H. Mao and F. C. Lee, “Improved Zero-Current Transition PWM Converter for High Power Applications,” in Conf. Rec. of IEEE-IAS, 1996, pp.1145-1152.

[C25] C. M. C. Duarte, I. Barbi, “A Family of ZVS-PWM Active-Clamping DC-to DC Converters: Synthesis, Analysis, Design, and Experimentation”, in IEEE Trans. on Power Electronics, Vol. 44, No. 8, Aug, 1997, pp:698-704.

[C26] M. Bellar, T. Wu, A. Tchamdjou, J. Mahdavi and M. Ehsani, “A review of soft-switched DC-AC converters,” IEEE Trans. Ind. Appl., vol. 34, no. 4, pp. 847-860, Jul./Aug. 1998.

[C27] N. H. Kutkut, C. Q. Lee and I. Batarseh, “ A Generalized Program for Extracting the Control Characteristics of Resonant Converters via the State-Plane Diagram”, IEEE Trans. on Power Electronics, Vol. 13, No. 1, Jan, 1998, pp: 58-66

[C28] C.-J. Tseng and C.-L. Chen, “Novel ZVT-PWM converters with Active Snubbers”, IEEE Trans. Power Electronics, Vol 13, No.5, Sept, 1998, pp: 861-pp: 869.

[C29] M. Nagao and K. Harada, “Soft-Switched High Power Factor Boost Type AC/DC Converter and its fundamental Analysis”, in Conf. Rec. of IEEE-PESC, July 1999, vol. 2, pp.: 681-687.

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D. Soft Switching PWM Three Phase Converter Techniques

[D1] W. McMurray, “SCR inverter commutated by an auxiliary impulse,” IEEE Trans. Communications and Electronics, vol. 8-75, pp. 824-829, Nov./Dec. .1964

[D2] D. M. Divan, “The Resonant Dc-link Converter-A New Concept in Power Conversion,” IAS’86, pp. 648-656.

[D3] D. M. Divan, and G. Skibinski, “ Zero Switching Loss Inverters for High Power Applications,” IAS’87, pp.627-634

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[D4] R. W. DeDoncker and J. P. Lyons, “The Auxiliary Resonant Commutated Power Converters”, IAS’90, pp. 1228-1235.

[D5] R. W. DeDonker and J. P. Lyons, “The auxiliary quasi-resonant DC link inverter,” in Proc. IEEE-PESC, 1991, pp. 248-253.

[D6] L. Malesani, P. Tenti, P. Tomasin, and V. Toigo, “High efficiency quasi resonant DC-link converter for full-range PWM,” in Proc. IEEE-APEC, 1992, pp. 472-478.

[D7] W. McMurray, “Resonant snubbers with auxiliary switches,” IEEE Trans. Ind. Applicat., vol. 29, March/April, 1993, pp. 355-362.

[D8] V. Vlatkovic, D. Bojojevic, F. C. Lee, C. Caudros, and S. Gatatric, “ A New Zero-Voltage-Transition, Three-Phase PWM Rectifier/Inverter Circuit,” PESC’93, pp. 868-873.

[D9] D. M. Divan, G. Venkataraman, and R. W. DeDonker, “Design methodologies for soft switched inverters,” IEEE Trans. Ind. Applicat. vol. 29-1, Jan./Feb. 1993, pp. 126-135.

[D10] G. Hua, E. Yang, Y. Jiang, and F. C. Lee, “Novel zero-current-transition PWM converters,” in Proc. IEEE-PESC, 1993, pp. 538-544.

[D11] C. Cuadros, D. Bojojevic, S. Gataric, V. Vlatkovic, H. Mao,and F. C. Lee, “ Space Vector Modulated, Zero-Voltage-Transition Three-Phase to DC Bi-directional Converter,”PESC’94, pp. 16-23.

[D12] J. S. Lai, R. W. Young, and J. W. McKeever, “Efficiency consideration of DC link soft switching inverters for motor drive applications,” in Proc. IEEE-IAS Annu. Meeting, 1994, pp. 1003-1008.

[D13] K. Wang, Y. Jiang, S. Dubovsky, G. Hua, D. Boroyevich, and F. C. Lee, “ Novel Dc-rail Soft-Switched Three-phase Voltage Source Inverters”, IAS’95, pp.2610-2617.

[D14] J. S. Lai, R. W. Young, G. W. Ott, C. P. White, J. W McKeever, and D. S. Chen, “A Novel Resonant Snubber Inverter,” in Conf. Rec. of IEEE APEC Dallas, TX, Mar. 1995, pp. 797- 803

[D15] S. Chen and T. A. Lipo, “Soft-switched inverter for electric vehicle drives,” in Proc. IEEE-APEC, 1995, pp. 586-591.

[D16] H. G. Eckel, L. Sack and K. Rashcer, “FPGA based control of an ARCP-inverter without additional sensors”, in IEE EPE Conf. Rec. 1995, pp.4385-4390.

[D17] H. Mao, and F. C. Lee, “An Improved Zero Voltage Transition Three-Phase Boost Rectifier,” IPEC’95, pp. 848-853.

[D18] Q. Li, X. Zhou, and F. C. Lee, “A Novel ZVT Three-Phase Bi-directional Rectifier with Reduced Auxiliary Switch Stresses and Losses”, PESC 96, pp. 153-158.

[D19] S. Frame, D. Katsis, D. H. Lee, D. Borojevic, and F. C. Lee, “A Three-Phase Zero-Voltage-Transition Inverter with Inductor Feedback,” VPEC seminar 1996, Blacksburg, VA 24060.

[D20] H. Mao, F. C. Lee, X. Zhou, and D. Boroyevich, “Improved zero-current-transition converters for high power applications,” in Proc. IEEE-IAS Annu. Meeting, 1996, pp. 1145-1152.

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[D21] J. S. Lai, R. W. Young, G. W. McKeever, and F. Z. Peng, “A Delta Configured Auxiliary Resonant Snubber Inverter,” IEEE Trans. on Ind. Appl. , Vol. 32, No. 3, May/Jun. 1996, pp. 518

[D22] J. S. Lai, “Practical Design Methodology of Auxiliary Resonant Snubber inverter,” in Conf. Rec. of IEEE PESC pp. 432-437, Baveno, Italy, June 1996.

[D23] J. S. Lai, “Resonant Snubber-Based Soft-Switching Inverters for Electric Propulsion Drives,” IEEE Trans. on Ind. Electr. Vol. 44, No. 1, Feb. 1997, pp. 71

[D24] J. Choi, D. Boroyevich, and F. C. Lee, “Improved ZVT three-phase inverter with two auxiliary switches,” in Proc. IEEE-APEC, 2000, pp. 1023-1029.

[D25] Y. Li and F. C. Lee, “Characterization and analysis of a novel three-phase zero-current transition inverter,” in Proc. IEEE-IPEMC 2000, pp. 163-168.

[D26] Y. Li and F. C. Lee, “A comparative study of a family of zero-current-transition (ZCT) schemes for three-phase inverter applications,” in Conf. Rec., IEEE-APEC, 2001, pp. 1158-1164

[D27] Y. Li, F. C. Lee, and D. Boroyevich, “A three-phase soft-transition inverter with a novel control strategy for zero-current and near-zero-voltage switching,” IEEE Transactions on Power Electronics, vol. 16, no. 5, Sept. 2001, pp. 710-723.

[D28] W. Dong, J. Francis, F. C. Lee, and D. Boroyevich, “Maximum pulse width space vector modulation for soft-switching inverters,” in Proc. CPES-Seminar, 2001, pp. 288-292.

[D29] J. Choi, D. Boroyevich, and F. C. Lee, “A novel ZVT inverter with simplified auxiliary circuit,” in Proc. IEEE-APEC, 2001, pp. 1151-1157.

[D30] X. Yuan and I. Barbi, “Analysis, Designing, and Experimentation of a Transformer-Assisted PWM Zero-Voltage Switching Pole Inverter”, in IEEE Trans. On Power Electronics, Vol. 15, No. 1, Jan. 2002, pp: 72-82.

[D31] A. Toba, T. Shimizu, G. Kimura, M. Shioya and S. Sano, “Auxiliary resonant commutated pole inverter using two internal voltage-points of DC source,” IEEE Trans. Ind. Eletro., Vol. 45, No. 2, April 1998, pp. 200-206.

E. Passive snubber for soft commutation

[E1] W. McMurray, “Selection of snubber and clamps to optimize the design of transistor switching converters” IEEE Trans. on Ind. Applicat., vol. IA-16, no. 4., Jul./Aug. 1980, pp. 513-523.

[E2] T. Undeland, F. Jenset, A. Steinbakk, T. Rongne, M. hernes, “A snubber configuration for both power transistors and GTO PWM inverters”, in Conf. Proc. IEEE PESC 1984, pp. 42-53.

[E3] J. Holtz, S. Salma, and K. H. Werner, “A nondissipative snubber circuit for high-power GTO Inverters”, IEEE Trans. on Ind. Applicat., vol. 25, no. 4, July/August 1989, pp. 620-626.

[E4] W. McMurray, “Efficiency Snubbers for voltage-source GTO inverters,” IEEE Trans. on Power Electron., vol. PE-2, no. 3, July. 1992, pp. 264-272.

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[E5] M. Vilela, E. Coelho, J. Vieira Jr., L de Freitas, and V. Farias, “PWM soft-switched converters using a single active switch” IEEE APEC Conf Rec., 1996, vol. 1, pp. 305-310.

[E6] A. Elasser and D. A. Torrey, “Soft switching active snubbers for dc/dc converters,” IEEE Trans. Power Electron., vol. 11, no. 5, 1996, pp. 710–722.

[E7] M.-A. Shimada and M. Nakamura, “Single-switch Auxiliary Resonant Converters”, Proc. of Power Conversion Conference, Nagaoka 1997, Vol 2, Aug. 1997, pp.811-814.

[E8] X. He, S. J. Finney, B. W. Williams, and Z. M. Qian, “Novel passive lossless turn-on snubber for voltage source inverters,” IEEE Trans. Power Electron., vol. 12, no. 1, 1997, pp. 173–179.

[E9] C. L. Chen, C. J. Tseng, “Passive Lossless snubbers for DC/DC converters”, IEE Proceedings, Circuits Devices and Systems, Vol. 145, issue 6, Dec. 1998, pp. 396-401

[E10] S. J. Finney, D. J. Tooth, J. E. Fletcher and B. W. Williams, “The application of saturable turn-on snubbers to IGBT Bridge-Leg circuits”, IEEE Trans. Power Electronics, Vol 14, No. 6, Nov. 1999, pp:1101-1109.

[E11] K. Fjjiwara, H. Nomura, “A Novel Lossless Passive Snubber for Soft-Switching Boost Type Converters”, IEEE Trans. on Power Electronicsw, Vol, 14, No.6, Nov. 1999, pp. 1065-1069

[E12] X. He, B. W. Williams, S. J. Finney, T. C. Green, “Analysis and comparison of a new passive lossless snubber for high frequency converter application”, Fifth European Conference on Power Electronics and Applications, 13-16 Sep 1993, vol.2, pp:344 – 349.

[E13] Y. Deng, H. Ye, X. He, “Unified passive circuit for snubber energy recovery in UPS inverters”, Telecommunications Energy Conference, INTELEC. Twenty-second International , 10-14 Sept. 2000, pp:119 – 124.

[E14] M. Shimada, M. Nakamura, “Single-switch auxiliary resonant converters”, Power Conversion Conference - Nagaoka, Proceedings of the , vol. 2 , 3-6 Aug. 1997, pp:811 – 814.

[E15] W. Dong, Q. Zhao, J. Liu, F. C. Lee,, “A boost converter with lossless snubber under minimum voltage stress”, Applied Power Electronics Conference and Exposition, 2002. APEC 2002. Seventeenth Annual IEEE , Volume: 1 , 10-14 March 2002, pp:509 – 515.

[E16] K. M. Smith, K. M. Smedley, “Engineering design of lossless passive soft switching methods for PWM converters. II. With nonminimum voltage stress circuit cells”, Power Electronics, IEEE Transactions on , Volume: 17 , Issue: 6 , Nov. 2002 , pp:864 – 873.

[E17] K. M. Smith, K. M. Smedley, “Engineering design of lossless passive soft switching methods for PWM converters. I. With minimum”, Power Electronics, IEEE Transactions on , Volume: 16 , Issue: 3 , May 2001, pp:336 – 344.

[E18] Z. Lin, “A passive regenerative soft-switching converter with the simplest topology”, Power Electronics Specialists Conference, IEEE 33rd Annual, Volume: 2, 23-27 June 2002, pp:949 - 954.

[E19] J. Kingston, R. Morrison, M. G. Egan, G. Hallissey, “Application of a passive lossless snubber to a tapped inductor buck DC/DC converter”, Power Electronics, Machines and Drives, 2002. International Conference on (Conf. Publ. No. 487) , 4-7 June 2002, pp:445 – 450.

F. Gate drive based di/dt and dv/dt control under hard switching mode

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[F1] J. P. Berry, “MOSFET operation under hand switching mode” Voltage and current gradients control”, Conf. Proc. of EPE 1991, pp: 130-135.

[F2] A. Galluzzo, M. Melito, G. Belverde, S. Musumeci, A. Raciti, A. Testa, “Swithing Characteristic improvement of modern gate-controlled devices”, Conf. Pro. Of EPE 1993, pp: 374-379.

[F3] C. Licitra, S. Musumeci, A. Raciti, A. U. Galluzzo, R. Letor, M. Melito, “A new driving circuit for IGBT devices”, Power Electronics, IEEE Transactions on , Volume: 10 , Issue: 3 , May 1995, pp:373 – 378.

[F4] C. Gerster, P. Hofer, N. Karrer, “Gate-control strategies for snubberless operation of series connected IGBTs”, Power Electronics Specialists Conference, 1996. PESC ‘96 Record., 27th Annual IEEE , Volume: 2 , 23-27 June 1996, pp:1739 - 1742.

[F5] S. Takizawa, S. Igarashi, K. Kuroki, “A new di/dt control gate drive circuit for IGBTs to reduce EMI noise and switching losses”, Power Electronics Specialists Conference, 1998. PESC 98 Record. 29th Annual IEEE , Volume: 2 , 17-22 May 1998, pp:1443 – 1449.

[F6] V. John, B.-S. Suh, and T. A. Lipo, “High perfomance active gate drive for high power IGBT’s,” in Conf. Rec. IEEE-IAS Annu. Meeting, Oct. 1998, pp. 1519–1529.

[F7] B. Weis, M. Bruckmann, “A new gate driver circuit for improved turn-off characteristics of high current IGBT modules”, in Conf. Proc. of IEEE-IAS, vol. 2 , 12-15 Oct. 1998, pp:1073 – 1077.

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[F10] R. Sachdeva, E. P. Nowicki, “A novel gate driver circuit for snubberless, low-noise operation of high power IGBT”, Electrical and Computer Engineering, 2002. IEEE CCECE 2002. Canadian Conference on , Volume: 1 , 12-15 May 2002, pp:212 – 217.

[F11] S. Park, T. M. Jahns, “Flexible dv/dt and di/dt control method for insulated gate power switches”, Industry Applications, IEEE Transactions on , Volume: 39 , Issue: 3 , May-June 2003

G. Publications during Ph.D. program:

[G1] H. Yu, X. Huang, J. S. Lai; “A novel load adaptive zero voltage switching utilizing diode reverse recovery current for soft-switching choppers”, in Conf. Rec. IEEE-IAS 2001, vol.3, pp: 1845 -1850.

[G2] H. Yu, B.-M. Song, J. S. Lai, “Design of a novel ZVT soft-switching chopper”, Power Electronics Specialists Conference, 1999. PESC 99. 30th Annual IEEE , Volume: 1 , 27 June-1 July 1999, pp: 287 -292.

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[G3] W. Dong, D. Peng, H. Yu, F. C. Lee and J. S. Lai, “A simplified control scheme for zero voltage transition (ZVT) inverter using coupled inductors”, Power Electronics Specialists Conference, 2000. PESC 00. 2000 IEEE 31st Annual , Volume: 3 , 18-23 June 2000, pp: 1221 -1226.

[G4] W. Dong, J.-Y. Choi, Y. Li, H. Yu, J. S. Lai, D. Boroyevich and F. C. Lee, “Efficiency considerations of load side soft-switching inverters for electric vehicle applications” , Applied Power Electronics Conference and Exposition, 2000. APEC 2000. Fifteenth Annual IEEE , Volume: 2 , 6-10 Feb. 2000 , pp: 1049 -1055.

[G5] H. Yu, X. Huang, J. S. Lai, “A novel load adaptive zero voltage switching utilizing diode reverse recovery current for soft-switching choppers and inverters”, Power Electronics Specialists Conference, 2001. PESC. 2001 IEEE 32nd Annual , Volume: 1 , 17-21 June 2001, pp:146 -151.

[G6] X. Huang, H. Yu, J. S. Lai, A. R. Hefner and D. W. Berning, “Characterization of paralleled super junction MOSFET devices under hardand soft-switching conditions”, PESC. 2001 IEEE 32nd Annual , Volume: 4 , 17-21 June 2001, pp: 2145 -2150.

[G7] H. Yu, B.-M. Song, J. S. Lai, “Design of a novel ZVT soft-switching chopper”, Power Electronics, IEEE Transactions on , Volume: 17 Issue: 1 , Jan. 2002, pp: 101 -108.

[G8] H. Yu, J. S. Lai, X. Li, Y. Luo, L. Fursin, J. H. Zhao, P. Alexandrov, B. Wright and M. Weiner, “An IGBT and MOSFET gated SiC bipolar junction transistor”, Industry Applications Conference, 2002. 37th IAS Annual Meeting. Conference Record of the , Volume: 4 , 13-18 Oct. 2002, pp:2609 -2613.

[G9] C. Liu, H. Yu, C. Smith, J. S. Lai, J. E. Black and J. L. Gander, “A high performance amplitude/phase modulated digital-to-synchro switching power converters”, Power Electronics, IEEE Transactions on , Volume: 18 Issue: 2 , March 2003, pp:: 509 -516.

[G10] H. Yu, J. S. Lai, X. Huang, J. H. Zhao, J. Zhang, X. Hu, J. Carter and L. Fursin, “A gate driver based soft-switching SiC bipolar junction transistor”, Applied Power Electronics Conference and Exposition, 2003. APEC ‘03. Eighteenth Annual IEEE , Volume: 2 , 9-13 Feb. 2003, pp:: 968 -973.

[G11] H. Yu, J. S. Lai, J. H. Zhao and B. H. Wright, “Gate driver based soft switching for SiC BJT inverter”, Power Electronics Specialist, 2003. PESC ‘03. IEEE 34th Annual Conference on , Volume: 4 , June 15-19, 2003, pp: 1857 -1862.

[G12] G. Feng, H. Yu, L. Huang, “Flexible control system of induction motor”, Proceedings IPEMC ‘97. Second International Power Electronics and Motion Control Conference. Beijing, China, vol.2, pp:960-5.

[G13] H. Yu, W. Dong, B. M. Song, J. S. Lai, “Variable timing control for coupled-inductor feedback ZVT inverter”, Power Electronics and Motion Control Conference, 2000. Proceedings. IPEMC 2000. Volume: 3 , 15-18 Aug. 2000, pp: 1138 -1143.

[G14] J. S. Lai, X. Huang, H. Yu, A. R. Hefner, D. W. Berning and R. Singh; “High current SiC JBS diode characterization for hard- and soft-switching applications”, Industry Applications Conference, 2001. Thirty-Sixth IAS Annual Meeting. Conference Record of the 2001 IEEE , Volume: 1 , 30 Sept.-4 Oct. 2001, pp: 384 -390.

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[G15] W. Dong, H. Yu, F. C. Lee and J. S. Lai, “Generalized concept of load adaptive fixed timing control for zero-voltage-transition inverters”, Applied Power Electronics Conference and Exposition, 2001. APEC 2001. Sixteenth Annual IEEE , Volume: 1 , 4-8 March 2001, pp: 179 -185.

[G16] J. H. Zhao, J. Zhang, Y. Luo, X. Hu, Y. Li, H. Yu, J. S. Lai, P. Alexandrov, L. Fursin, X. Li, J. Carter and M. Weiner, “The first 4H-SiC BJT-based 20 kHz, 7HP PWM DC-to-AC inverter for induction motor control applications”, ICSCRM-2003,

[G17] W. Dong, H. Yu, F. Lee and J. S. Lai, “A novel load adaptive soft-switching control for delta-configured resonant snubber inverter,” in IEEJ IPEC Conf. Rec., 2000, pp. 2214-2219.

[G18] J. S. Lai, J. Zhang, H. Yu, X. Huang, C. Liu, and H. Kouns, “Source and Load Adaptive Design for a High-Power Soft-Switching Inverter,” to be presented in IEEJ IPEC Conf. Rec., 2005, Japan.

[G19] H. Yu, J. S. Lai, J. Zhao, “Driver Based Soft Switched SiC/Si Bipolar Junction Transistor, Invention disclosure 02-063”, Virginia Polytechnic Institute and State University, May 2002

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Vita

The author, Huijie Yu, was born in Anhua, Hunan, P. R. China in 1972. He received the B.S.

and M.S. degrees in Electrical Engineering from Tsinghua University, in 1994 and 1997,

respectively. In fall 1997, he joined the Virginia Power Electronics Center (VPEC) – now the Center

for Power Electronics Systems (CPES) – at Virginia Tech as a research assistant, engaged in research

in the areas of high-frequency power converter topologies, power-factor-correction techniques,

electronic ballast, piezoelectric transformer applications, and distribute power systems. In June 2004,

He joined Linear Technology as application engineer in power management group.