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Does Context-dependent Memory Reactivation Work in the Waking State? A Music EEG Study Thesis Submitted in partial fulfillment of the requirements for the degree Master of Science Master program in Neurosciences Faculty of Medicine and Faculty of Mathematics and Natural Sciences Rheinische Friedrich-Wilhelms University of Bonn Presented by Alexander Seldon Chockley from Cleveland, USA Bonn, September 2014
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Does Context-dependent Memory Reactivation Work in the Waking State?

Feb 27, 2023

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Page 1: Does Context-dependent Memory Reactivation Work in the Waking State?

Does Context-dependent Memory Reactivation Work in the Waking State? A Music EEG Study

Thesis Submitted in partial fulfillment of the requirements for the degree

Master of Science

Master program in Neurosciences Faculty of Medicine and

Faculty of Mathematics and Natural Sciences Rheinische Friedrich-Wilhelms University of Bonn

Presented by Alexander Seldon Chockley

from Cleveland, USA

Bonn, September 2014

Page 2: Does Context-dependent Memory Reactivation Work in the Waking State?

2

This work has been performed at the Klinik für Epileptologie, Universitätsklinikum Bonn, Universität Bonn, Bonn, Germany In the team of PD Dr. Juergen Fell

1. Referee: PD Dr. Juergen Fell

Cortical Oscillations Group

Klinik für Epileptologie

Universitätsklinikum Bonn

Sigmund-Freud-Straße 25

D-53105 Bonn, Germany

Phone: ++49 0228 / 287-1-9343

Fax: ++49 0228 / 287-1-1559

Email: [email protected]

2. Referee: Prof. Dr. phil. Christoph Helmstaedter

Department of Neuropsychology

Klinik für Epileptologie

Universitätsklinikum Bonn

Sigmund-Freud-Straße 25

D-53105 Bonn, Germany

Phone: ++49 0228 / 287-16108

Fax: ++49 0228 / 287-16294

Email: [email protected]

Page 3: Does Context-dependent Memory Reactivation Work in the Waking State?

Index 3

Index

INDEX ......................................................................................................................................................................... 3

1 LIST OF ABBREVIATIONS ............................................................................................................................ 4

2 INTRODUCTION ................................................................................................................................................. 5 2.1 MEMORY CONSOLIDATION ....................................................................................................................................... 5 2.2 MEMORY REACTIVATION .......................................................................................................................................... 6 2.3 CONTEXT-DEPENDENT MEMORY .......................................................................................................................... 7 2.4 CONTEXT-DEPENDENT MEMORY REACTIVATION ............................................................................................. 8 2.5 MUSIC AND THE BRAIN ............................................................................................................................................... 9 2.6 MUSIC AND BRAIN OSCILLATIONS ....................................................................................................................... 10

3 AIMS OF THE PRESENT WORK ............................................................................................................. 13

4 MATERIALS AND METHODS ................................................................................................................... 14 4.1 PARADIGM .................................................................................................................................................................... 14 4.2 STIMULUS PRESENTATION ..................................................................................................................................... 17 4.4 PILOTING ....................................................................................................................................................................... 18 4.5 EEG COLLECTION ..................................................................................................................................................... 19 4.6 DATA ANALYSIS .......................................................................................................................................................... 19

4.6.1 Behavioral data ....................................................................................................................................................... 19 4.6.2 EEG Data ................................................................................................................................................................... 20

5 RESULTS ........................................................................................................................................................... 21 5.1 BEHAVIORAL RESULTS ............................................................................................................................................ 21

5.1.1 Experimental Conditions ................................................................................................................................... 21 5.1.2 Recognition versus Familiarity ...................................................................................................................... 22 5.1.3 Effects of Study, Notice, or Training .......................................................................................................... 23 5.1.4 Testing versus Piloting ....................................................................................................................................... 24

5.2. EEG RESULTS .......................................................................................................................................................... 25

6 DISCUSSION .................................................................................................................................................... 29 6.1 RECOLLECTION VS. FAMILIARITY ......................................................................................................................... 30 6.2 EFFECTS OF MUSIC ON PERFORMANCE ........................................................................................................... 30 6.3 EFFECT OF STUDY ON PERFORMANCE ............................................................................................................. 31 6.4 EEG POWER ANALYSIS .......................................................................................................................................... 32 6.5 CONCLUSIONS AND FUTURE STUDIES .............................................................................................................. 33

7 SUMMARY ......................................................................................................................................................... 36

8 REFERENCES ................................................................................................................................................. 37

9 ACKNOWLEDGEMENTS ............................................................................................................................. 44

10 APPENDICES................................................................................................................................................. 45 A. STUDY ADVERTISEMENT FOR PARTICIPANT RECRUITMENT ....................................................................... 45 B. POST-EXPERIMENT QUESTIONNAIRE ................................................................................................................... 46

11 AFFIRMATION FOR THE MASTER’S THESIS .................................................................................. 48

Page 4: Does Context-dependent Memory Reactivation Work in the Waking State?

1 List of Abbreviations 4

1 List of Abbreviations

Abbreviation Description ANOVA Analysis of Variance

CDM Context-dependent memory

EEG Electroencephalography

F Familiar Hits (minus familiar false alarms)

FA False Alarms

FFA Familiar False Alarms

fMRI Functional magnetic resonance imaging

MEG Magnetoencephalography

NREM Non-rapid eye movement (sleep)

R Remembered Hits (minus remembered false alarms)

RFA Remembered False Alarms

SWP-R Sharp-wave Ripple

SWS Slow-wave sleep

TMR Targeted Memory Reactivation

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2 Introduction 5

2 Introduction

2.1 Memory Consolidation

Memory consolidation is a dynamic process through which memories are strengthened

and made more resistant to interference through reorganization at both the synaptic and

systems levels (Kandel, Schwartz, and Jessell, 2012; Dudai, 2004). Synaptic

consolidation occurs within minutes to hours of learning and involves the stabilization of

changes in synaptic connectivity in localized circuits (for example, through the growth of

new synaptic connections as well as the restructuring of existing ones) (Lynch, 2004).

On a broader scale, system consolidation takes hours to days and is dependent on

reorganization of brain regions supporting memory and their connections (Dudai, 2004;

Kandel, Schwartz, and Jessell, 2012). According to the standard model of memory

consolidation, the creation of new memories is thought to comprise two main steps –

encoding, during which new memories are created, and consolidation, during which

memories are strengthened through increased connectivity (Frankland and Bontempi,

2005). This two-step cycle, however, isn’t the entire story. When previously

consolidated memories are recalled their traces become re-labilized and subsequently

reconsolidated (Tronson and Taylor, 2007). In this way, memory can be thought of as a

dynamic cycle, in which memory traces are consolidated, recalled, and reconsolidated.

Consolidation, whether synaptic or systems, is a largely spontaneous occurrence in the

brain and occurs most commonly during slow-wave sleep (SWS; Stickgold, 2005).

Consolidation during sleep is associated with oscillatory activity in the Delta range (1-4

Hz), likely originating from coordinated activity between the Hippocampus and cortical

areas associated with memory (Hobson and Pace-Schott, 2002). In addition to this

Delta range activity, memory consolidation is closely linked to the occurrence of sharp-

wave ripple complexes (SWP-Rs; Logothetis et al., 2012). These are composed of large

amplitude sharp waves in local field potential and fast field oscillations as first described

by Buzsaki et al. (1992) and occur both during SWS and waking immobility. Disruption

of SWP-Rs in rats by electrical stimulation impairs memory consolidation (Ego-Stengel

and Wilson, 2010), and SWP-Rs are related to behavioral performance in humans

(Axmacher, Elger, and Fell, 2008). These findings suggest that while memory

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2 Introduction 6

consolidation mainly occurs during SWS, it also occurs during wakeful rest. The

question remains, however, to what extent waking-state consolidation occurs.

2.2 Memory Reactivation

While it is frequently assumed that slow-wave sleep is necessary for memory

consolidation, it has also been shown that spontaneous reactivation during wakefulness

can occur. Spontaneous reactivation of memory traces during wakefulness has been

shown on the cellular level in rats, (Karlsson and Frank, 2009), monkeys (Skaggs et al,

2007), and in humans (Staresina et al. 2013). While the majority of memory

consolidation is thought to occur spontaneously, many studies have also demonstrated

experimental manipulation of memory reactivation. In these studies, subjects learn

associations between stimuli during an encoding phase. Following this, parts of some

stimulus pairs are replayed during a consolidation phase, and then memory

performance is compared for reactivated and non-reactivated stimulus pairs. This is

aptly named Targeted Memory Reactivation (TMR), and these studies are typically

performed during SWS.

Many TMR studies show that this effect does not work during waking-state

consolidation; however, because memory consolidation has been demonstrated during

wakefulness, it is possible that TMR also works during wakefulness. The reason why

the effect hasn’t been seen thus far could simply be due to relatively weak stimulus

associations or a potential threshold difference between what is required for reactivation

during wakefulness compared to SWS. Diekelmann et al. (2011) suggested that the

main reason waking-state TMR doesn’t work is because when memories are

reactivated during wakefulness they are made labile and are therefore susceptible to

interference (Diekelmann et al. 2011). This conclusion is also supported by their results

that an interference task presented after reactivation weakened spatial memories during

wakefulness and not during SWS. Further, it has been suggested that waking-state

consolidation uses different mechanisms than that during SWS, with glucocorticoid-

mediated consolidation being one of them (Roozendaal, 2000). Plihal and Born (1999),

for example, demonstrated that experimentally raising glucocorticoid levels during

retention sleep (a 3 h post-learning nap) led to reduced episodic memory performance

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2 Introduction 7

as compared to placebo controls on a paired associate word task. This effect was

shown to selectively interfere with the consolidation process, and not with acquisition or

retrieval. The glucocorticoid system is generally inhibited during early nocturnal sleep

and during SWS, with a potential reason being related to memory consolidation (Plihal

and Born, 1999). Considering that consolidation of episodic memories has been shown

to occur during wakefulness (when the glucocorticoid system is not inhibited), it is

possible that different mechanisms are responsible for waking and SWS consolidation.

Regardless of the exact mechanisms, studies on TMR have shown that memory

consolidation isn’t necessarily always a spontaneous process and can be

experimentally manipulated (review: Oudiette and Paller, 2013).

2.3 Context-Dependent Memory

Targeted memory reactivation studies generally use specific stimulus-stimulus pairings

and reactivate specific memories (for example, each image learned is paired with a

unique sound; Oudiette et al., 2013). In attempts to understand how memories can be

cued under slightly more natural conditions, many researchers have investigated the

topic of context-dependent memory (CDM; review: Smith, 2001). Considering the fact

that whenever a memory is created in nature it is set in a general environmental

context, by using a broader “stimulus-stimulus” pair researchers can assess what

occurs under more natural conditions. CDM is a phenomenon in which memory

performance can be improved by repeating the context in which stimuli were learned.

This is a very similar phenomenon to that which is manipulated in TMR, but rather than

specific stimulus associations a specific stimulus is encoded together with a more

general context. One of the most common findings of CDM has been that recall of

learned material is better if testing occurs in the original learning context rather than in a

different context (Smith et al., 1978). This phenomenon has been demonstrated in the

1970s and ‘80s for a large variety of contexts, including physical environment (Godden

and Baddeley, 1975), location (Smith, 1979), circadian rhythm state (Holloway and

Wansley, 1978), alcohol/drug states (Eich, 1980), mood states (Bartlett and Santrock,

1979), and music (Smith, 1985), among others. CDM is thought to involve multiple brain

regions, most notably the hippocampus and prefrontal cortex (review: Maren, Phan, and

Liberzon, 2013). The majority of studies on context-dependent memory only test the

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2 Introduction 8

effects of repeating context during recall, and not on the effects that the context alone

could have on memory consolidation or reactivation. Further, the majority of studies into

context-dependent memory use a delayed recall of about 48 hours, which means there

can be no conclusions drawn about the wakefulness versus SWS consolidation

question. In an experiment investigating the effects of music context on verbal memory,

Balch, Bowman, and Mohler (1992) used an immediate recall task (with a short delay of

a numerical distraction task) and repeated effects that were shown in the original

instance of the experiment using a 48-hour delay (Smith, 1985). Assuming that the

effects of repeated context on memory performance are due to increased consolidation

of the context-stimulus relationships, this suggests possible manipulations of waking

state consolidation through use of context.

2.4 Context-dependent memory reactivation

In a hallmark study by Rasch et al. (2007), introducing learned context during SWS

improved memory performance. In this study, subjects were presented with a rose-

scented odor while they learned object locations in 2D space. To investigate the

necessity of SWS on memory reconsolidation and the effectiveness of using context for

reactivation, subjects were presented with the odor a second time either during SWS,

non-rapid eye movement (NREM) sleep, or wakefulness. The authors found that

memory performance was significantly improved only in the SWS group, suggesting that

memory reactivation by use of repeated context can only work during SWS, however

testing in the waking-state group occurred after a sleep period, which doesn’t fully test

the effects of waking-state reactivation. In a follow-up fMRI experiment, left hippocampal

activation was higher in the SWS group than in the waking-state group, suggesting that

the effects of reactivation are hippocampus-dependent (Rasch et al. 2007). Although

reactivation during wakefulness did not result in better performance, it is worth

investigating if context-dependent reactivation can work with an immediate recall test

and with different types of context. The present study, therefore, intends to investigate

the effects of context on reconsolidation with music as the main context and without a

sleeping period before testing. Thus far, no studies of a similar design have used music

as context, even though it has been shown to be appropriate for context-dependent

memory effects.

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2 Introduction 9

2.5 Music and the brain

Music is a phenomenon shared by all human cultures (Andrade and Bhattacharya,

2003), and recent research suggests that it can provide both health and psychological

benefits to listeners. It has been shown, for example, to alleviate symptoms of anxiety

and depression (Siedlecki and Good, 2006), help language acquisition in impaired

children (Cassileth, Vickers, and Magill 2003), and enhance students’ academic

performance on exams (Rickard, Toukhsati, and field 2005). Additionally, the mere

presence of music has been shown to improve cognitive functioning, as several studies

have shown increases in attention, memory, mental arithmetic, and learning during

music listening (Wallace, 1994; Thompson, Schellenberg, and Husain, 2001; Hallam,

Price, and Katsarou, 2002; Särkämö et al., 2008). The exact mechanisms of how music

enhances cognitive abilities are unknown, but it is suggested to be through aiding

concentration (Hall 1952), exerting calming effects on the listener (Savan, 1999), or by

providing attentional cues (Ferreri et al., 2013). Students are notorious for listening to

music while studying, and it is therefore important that the way in which music affects

learning and cognition is understood.

Music has been shown to have quite global effects on the brain through increasing

activity in multiple areas. Processing of music is distributed across many brain regions

including the brainstem, thalamus, hippocampus, insula, auditory cortex, limbic system,

and multimodal cortical association areas (Andrade and Bhattacharya, 2003; Bamiou,

Musiek, and Luxon, 2003; Klostermann, Loui, and Shimamura, 2009; Watanabe,

Yagishita, and Kikyo, 2008). Of these areas, many are known to be involved in memory,

specifically the hippocampus and widely distributed cortical association networks,

suggesting direct influences of music listening on memory network functioning. In a

study that first demonstrated what is now popularly known as “The Mozart Effect”,

exposure to Mozart’s sonata K448 before learning a spatial reasoning task improved

performance relative to listening to a relaxation tape or silence (Rauscher, Shaw, and

Ky, 1993). This effect was shown to only be short-lived (10-15 minutes), but still

demonstrates the potential usefulness of music with learning tasks. Many researchers

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2 Introduction 10

have investigated this effect, and the majority have found that it also exists for non-

Mozart classical music and have confirmed that the effect is only short-lived (review:

Jenkins, 2001). In addition to listening to music before performing a task, hearing music

during a non-spatial verbal memory task has been shown to improve performance. In a

within subjects design, hearing upbeat jazz music during encoding improved

performance over non-music conditions (Ferreri, Aucouturier, and Bugaiska, 2013).

Music has been shown to be sufficient for context-dependent retrieval, has global

effects on the brain, and is associated with increased activation in many brain areas.

Therefore, music is likely sufficient for context-dependent reactivation. Spontaneous

consolidation has been shown to occur during wakefulness, and it is possible that

context-dependent reactivation can work during wakefulness. The evidence for context-

dependent reactivation in the waking state isn’t so compelling, but it also is very limited.

The present study is therefore intended to test the effects of music-context-dependent

memory reactivation during a waking rest period following learning.

2.6 Music and Brain Oscillations

As previously mentioned, music is known to activity many different brain areas involved

with cognition and learning. With most studies using neuroimaging techniques, such as

fMRI, and focusing on specific aspects of music, such as tempo, melody, or beat, there

isn’t very much information available on the temporal nature of brain activity during

music listening or how oscillatory networks in the brain are affected by music

presentation at rest. Rhythmic neural activity as measured by electroencephalography

(EEG) or magnetoencephalography (MEG) reflects communication between brain

areas, such as between neocortex and thalamus (Steriade and Llinas, 1998), and is

modulated by sensory and cognitive processes (Hari and Salmelin, 1997; Pfurtscheller

and Lopes da Silva, 1999). Of particular interest to the present study are rhythms in the

alpha (8-12 Hz) and beta (15-30 Hz) ranges. Alpha activity has historically been

associated with offline activity of the visual cortex, as it is strongly reduced upon visual

stimulation or opening the eyes (Adrian and Matthews, 1934), but is somewhat recently

considered to reflect a level of cortical inhibition (Ray and Cole, 1985; Klimesch, 1996;

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2 Introduction 11

Pfurtscheller, 2003; Klimesch et al., 2006). In support of this inhibition hypothesis is a

study by Kay et al. (2012) in which subjects listened to self-selected music at rest. EEG

activity was averaged over occipital and parietal electrodes, and it was found that power

in the alpha range was higher during music listening compared to rest. This could fit

with the inhibition theory of occipital alpha activity, in that during complex auditory

stimulation the visual cortex could be down-modulated. Additionally, alpha activity is

positively correlated with relaxation and introspection (Niedermeyer, 1999), for example

during meditation (Fell, Axmacher, and Haupt, 2010), and music listening is likely to

increase internal concentration (Kay et al., 2012). While alpha rhythms have been a

topic of interest in perception and attention research, beta rhythms have not received as

much attention, specifically in auditory research. Beta activity is associated with normal

waking consciousness (Berge, 1938; Niedermeyer, 1999), as well as with movement

suppression in the motor cortex (Baumeister, Barthel, Geiss, and Weiss, 2008; Zhang,

Chen, Bressler, and Ding, 2008), binding of anatomically distributed feature processing

into coherent perceptual objects (Singer, 1999), and sensorimotor interactions

(Niedermeyer, 1999). In a study similar to that from Kay et al. (2012), Nakamura et al.

(1999) also investigated oscillatory activity during music listening at rest. Rather than

self-selected music, however, subjects were presented with traditional Indonesian

Gamelan music. EEG power was averaged across the “posterior two-thirds” of

electrodes, which included temporal, parietal, and occipital electrodes. Beta power was

found to be increased during music listening as compared to silence, and no differences

in alpha power were found. These results strongly contrast those from Kay et al., as in

that study beta power was found to be decreased during the music conditions. This

discrepancy in results could potentially be due to methodological differences, as Kay et

al. averaged power over only occipital and parietal electrodes, while Nakamura et al.

also included temporal electrodes. Additionally, increased beta power during music

listening has been found in the temporal and frontal electrodes, further supporting the

idea of temporal localization of Beta activity (Sarnthein et al., 1997). It is therefore likely

that Beta power is carried mostly by temporal electrodes, and that the alpha power is

represented in occipital and parietal electrodes.

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2 Introduction 12

Taken together, the results of the present study are expected to show that music

listening at rest will show increased alpha range power over the occipital electrodes

(corresponding to visual cortex) and concurrently increased beta range power over

temporal electrodes (as an effect of auditory stimulation). Furthermore, as SWP-Rs are

associated with waking state consolidation, if a music context is sufficient to reactivate

and therefore stimulate consolidation, conditions during which the music context is

repeated during a wakeful rest period should show and increased number of SWP-Rs.

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3 Aims of the Present Work 13

3 Aims of the present work The aims of this project are to assess context-dependent memory reactivation in the

waking state and to investigate oscillatory activity in the brain during music listening at

rest. This work is submitted in partial fulfillment of the degree of Master of Science in

Neurosciences at the University of Bonn and, as such, is intended to display the

Master’s student’s ability to use proper scientific methods to assess research questions.

The decision to investigate CDM reactivation during wakefulness stemmed from a lack

of available literature directly investigating the problem. There are currently few studies

on CDM reactivation, and all of them specifically address reactivation in SWS.

Additionally, this is the first study of its kind that attempts to use music as learned

context through which to reactivate memories. Further, there currently exists very little

literature on oscillatory activity in the brain during music listening at rest. While there is

rather extensive literature on music perception, most of the studies focus on specific

aspects of music, such as pitch, tempo, or beat processing. It is important to gain a

holistic view of the effects of music on the brain, as this will certainly provide insight not

only into rhythmic neural activity but also the ways in which music perception can

interact with learning, memory, and cognition. This research spans the subjects of

memory, perception, and learning, and is therefore valuable not only to neuroscience,

but also more broadly to psychology and education as a whole.

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4 Materials and Methods 14

4 Materials and Methods 24 healthy subjects (6 female, 21-38 years; mean = 25.42, S.D. = 3.84) were recruited

from the local population through posted flyers and advertisement on a university job

forum (Appendix A). All participants were informed verbally and in writing of the purpose

of the study and the methods involved and gave written informed consent. All

participants were paid for their participation. The Ethics Commission of the Medical

Faculty of the University of Bonn approved all experiments. Testing was performed at

the Deutsches Zentrum für Neurodegenerative Erkrankungen (DZNE) in Bonn,

Germany.

During the experiment, subjects heard four pieces from Nocturnes by Frédéric Chopin

(Opus 27, No. 2; Opus 32, No. 2; Opus 37, No. 2; Opus 62, No. 1) performed by Arthur

Rubinstein (2008, EMI Classics) and purchased through iTunes (Apple Inc., California,

USA). All four songs are composed in major keys and contain similar compositions. The

pieces were shortened to five minutes in length using Audacity (version 2.0.5, The

Audacity Team, USA), given a 5-second fade out, and converted to WAV format. The

songs were played through Sennheiser HD 201 headphones (Sennheiser, Hanover,

Germany) at approximately 50dB.

4.1 Paradigm

A face recognition memory paradigm was presented using Presentation software

(Version 17.1, NeuroBehavioralSystems, California, USA) on a Fujitsu Siemens

Lifebook E8310 (Fujitsu-Siemens, Munich, Germany) running Windows XP Professional

2002 (Microsoft, Washington, USA). The paradigm consisted of three experimental

conditions (Repeat, No Repeat, and No Song), each consisting of three phases

(encoding, consolidation, and retrieval). Each subject went through the three-phase

cycle three times, with slight variations between the experimental conditions. In all

conditions music was played during the encoding phase and never played during the

retrieval phase. During the Repeat condition, the same song was played during the

encoding and consolidation phases, in the No Repeat condition a different song was

played during the consolidation phase, and in the No Song condition, no music was

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4 Materials and Methods 15

played during the consolidation phase. This required a total of four songs, and their

presentation order was balanced. An example paradigm for one subject is given in

Figure 1.

Figure 1: An example of the paradigm for one participant; Three different stimulus sets were presented with the three experimental conditions (Repeat, No Repeat, and No Song). Music was presented only during the Encoding phase (in all conditions) and the Consolidation phase (in Repeat and No Repeat conditions), with music never being presented during the Retrieval phase. The presentation order of conditions, stimulus sets, and songs was counterbalanced and randomized.

Before each phase, participants were given verbal and written instructions and

confirmed with the experimenter that they understood the task. During the Encoding

phase, subjects were shown 60 individual faces for 2 seconds each with a 2500-

3500ms inter-stimulus interval during which a fixation cross was presented (Figure 2A).

To maintain their attention, subjects were asked to identify the faces as male or female

by clicking the right or left mouse button, respectively. Music presentation began with

the first face and was continuous until the end of the five-minute phase.

During the Consolidation phase, a fixation cross was presented on the screen and

participants were asked to relax, keep their eyes open, and stay awake. To ensure that

participants stayed awake, the experimenter sat behind and to the side of them and

observed them during this phase. During the conditions in which music was presented,

there was first a minute of silence, followed by five minutes of music presentation,

followed by one minute of silence. In the No Song condition, the consolidation phase

was seven minutes of silence.

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4 Materials and Methods 16

During the Retrieval phase, subjects were presented with all 60 previously learned

stimuli and 60 new stimuli in a randomized order. Each face was presented for three

seconds, after which three choices appeared on the screen (“Remembered”, “Familiar”,

and “New”; Figure 2B). Subjects were given 2500-3500 msec to respond, and instructed

to respond as quickly as possible. A “remembered” choice indicated that the participant

was certain that the stimulus had been presented in the encoding phase. A “familiar”

choice indicated that they were not certain, but believed that it had been shown in the

encoding phase. A “new” choice indicated that the stimulus had not been seen before.

Figure 2: Visual depiction of the paradigm; (A) Encoding phase – Each face was presented for two seconds, followed by a fixation cross for three seconds. During the presentation of each face, the subject was required to indicate the sex of the individual by clicking the left mouse button for female and the right button for male. (B) Retrieval phase – subjects were shown a face for three seconds and then asked to report if they remember it, think it is familiar, or think it is new. They were given three seconds to respond and requested to respond as quickly as possible.

Presentation order of the three picture sets, three experimental conditions, and four

songs was counter-balanced, thus requiring 24 participants. Due to the extreme number

of participants that would be required (24*6*6 = 824), only the presentation order was

counterbalanced and not the frequency of each song in each experimental condition

with each stimulus set; however, there was not an ostensibly large bias for any of the

presentation combinations.

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4 Materials and Methods 17

4.2 Stimulus Presentation

Face stimuli consisted of 360 individual neutral faces selected from the Park Aging Mind

Laboratory Face Stimulus Set (Minear and Park, 2004). Faces with off-centered gaze or

obvious distinguishing characteristics (e.g., pink hair, facial piercings, etc.) were not

used. Individuals ranged in age from 18 to 69, and comprised three race groups –

Caucasian, African-American, and Other (Asian/Indian), with Caucasian being the

majority group (~70%). Sample stimuli can be seen in Figure 3. Generally speaking, the

ability of people to recognize faces of people outside of their race is lower than within

their race, known as the cross-race effect (review: Meisser and Brigham, 2001). This

effect can be reduced by long-term exposure to other races (Chiroro and Valentine,

2007), as well as by explicitly informing participants of the effect (Hugenberg et al.,

2007). In order to avoid contamination of the results, only participants having lived in a

primarily Caucasian society for at least five years were accepted and all participants

were informed of the cross-race effect prior to beginning the experiment. Stimuli

consisted of 58.33% female faces. Three sets of 180 stimuli were formed and balanced

for gender and age. Each set was then split into two sets of 60 stimuli, which would be

used as the “old” and “new” stimuli for each stimulus set. Color images (640 x 480

pixels) were presented at a resolution of 1400 x 1050 pixels.

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4 Materials and Methods 18

Figure 3: Four sample face stimuli; Stimuli were taken from the Park Aging Mind Laboratory Face Stimulus Set (Minear and Park, 2004); here, four stimuli are presented to show variation, but only one face was presented at a time to the subjects.

4.3 Questionnaire

Upon completion of all three conditions, subjects were allowed to shower (to remove

EEG-gel) and then completed a questionnaire. This questionnaire was designed to

gather data about musical training, use of music as a study aid, enjoyment/prevalence

of music, and about the experiment itself (Appendix B).

4.4 Piloting

In order to assess the appropriateness of the stimuli and paradigm, as well as any

possible differences between stimulus sets, the paradigm was piloted with six

individuals. Subjects (N=6, 5 Female) were administered the same experiment as

during testing but without music during any of the phases. EEG data was not collected

during piloting, and testing was conducted in the Department of Epileptology, University

Clinic, Bonn, Germany.

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4 Materials and Methods 19

4.5 EEG Collection

The EEG was collected from 32 electrodes mounted in an elastic cap (BrainVision

Professional BrainCap-MR32, EasyCap, Herrsching-Breitbrunn, Germany) and

referenced to FCz during recording. The electrode positions were labeled according to

the extended international 10-20 system (Oostenveld and Praamstra, 2001).

Impedances were kept below 25 kΩ. The EEG was amplified and sampled at 1000Hz

using a BrainAmp MR-plus amplifier (Brain Products, Gilching, Germany) powered by a

BrainVision Professional Powerpack (Brain Products), and sent through a BrainVision

Professional USB 2 Adaptor (Brain Products) to the data-collection PC. Data were

collected in BrainVision Recorder software (Version 1.20.0506, Brain Products) on a

Fujitsu Lifebook U772 (Fujitsu, Tokyo, Japan) running Windows 7 Home Premium

(Microsoft, Washington, USA). Stimulus and response triggers were sent from the

stimulus-delivery PC through the USB Adaptor to the data-collection PC. After

recording, the data were re-referenced to an average reference value.

4.6 Data Analysis

4.6.1 Behavioral data

Behavioral data were analyzed using MATLAB (Version 2013b, Mathworks,

Massachusetts, USA). Statistical analyses were performed with SPSS Statistics

(Version 20, IBM, New York, USA). Signal Detection Theory terminology was used to

define behavioral parameters: Hits (remembered or familiar response to “old” image),

false alarms (FA; remembered or familiar response to “new” images), remembered (R;

hits with “remembered” responses), familiar (F; hits with “familiar” responses),

remembered false alarms (RFA; false alarms for “remembered” responses) and familiar

false alarms (FFA; false alarms for “familiar” responses). All hit percentages

(hits/number of “old” stimuli), as well as R and F percentages, were corrected for

guessing by subtracting the FA rates (FA/number of “new” images) and from this point

on are presented as corrected values. All parameters were subjected to one-way

repeated measures Analysis of Variance (ANOVA) tests with the experimental condition

as the repeated measures factor. To assess whether certain subject characteristics had

an effect on performance, two-way mixed factorial ANOVAs were performed on the six

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4 Materials and Methods 20

behavioral parameters with condition as a within-subjects factor and either Study

(whether or not the subject listens to music while studying), Training (if the subject has

had formal musical training), or Notice (if the subject noticed the Repeat condition), as

the between-subjects factor. Further, hits and FAs averaged across conditions were

subjected to a one-way repeated measures ANOVA to compare overall differences.

4.6.2 EEG Data

Ideally, all of the EEG data collected would have been analyzed to investigate, for

example, differential subsequent memory effects between conditions, power differences

during all phases of the experiment, or SWP-R counts as markers of consolidation.

However, due to time constraints, only the continuous data from the consolidation

phases were analyzed. This allowed us to investigate oscillatory activity during music

listening at rest as compared between the three experimental conditions. Data were

preprocessed using BrainVision Analyzer software (Version 1.05, Brain Products). Data

were first re-referenced to the average, and then filtered with a Butterworth zero phase

filter (low cutoff = 0.53 Hz, high cutoff = 70.0 Hz, notch filter at 50 Hz), and segmented

to extract consolidation phase data. Data were then exported to the FieldTrip MATLAB

toolbox for EEG/MEG analysis (Oostenveld et al., 2011). They were then manually

inspected and marked for artifacts. Main sources of artifacts were eye blinks, eye

movements, and tonic muscle activity. The EEG from the five minutes of music

presentation (or the corresponding five minutes of silence in the No Song condition) was

then separated into 2000 msec epochs. Epochs containing electrode or movement

artifacts were discarded. After artifact rejection, a continuous wavelet transform was

applied to single epochs in each electrode using Morlet wavelets at 1 Hz intervals in the

1 to 30 Hz range with a wavelet width of 7. Power was derived from the squared

amplitude coefficient of the wavelet transform of the average waveform. Due to a

suggested spatial localization of alpha (8-12 Hz) and beta (15-30 Hz) activity, power

was averaged over temporal (T7, T8, TP9, and TP10) and occipital (O1, O2, and Oz)

electrodes. Power values for both frequency ranges were then compared between the

three experimental conditions and the two electrode location groups using a two-way

repeated measures ANOVA.

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5 Results 21

5 Results

5.1 Behavioral Results

5.1.1 Experimental Conditions

To investigate effects of our three experimental conditions on memory performance,

one-way repeated measures ANOVAs with condition as a factor were performed on

Hits, FA, R, F, RFA, and FFA. No significant effect of condition was found on hit rates

(N = 24; F(2,46) = 0.080, p = .92) or FA (N = 24; F(2,46) = 1.28, p = .29) (Fig 4).

Additionally, no significant effect of condition was found for R (N = 24; F(2,46) = 0.27, p

= .77), F (N = 24; F(2,46) = 0.84, p = .44), RFA (N = 24; F(2,46) = 1.25, p = .30) or FFA

(N = 24; F(2,46) = 1.04, p = .35) (Fig 5). Hit rates were well above the chance level of

0% after correction for guessing (Fig. 4).

Figure 4: Mean Hit and FA rates for the three experimental conditions; Error bars are +/- 1 SD; One-way repeated measures ANOVAs showed no significant difference between conditions for hit rates (N = 24; F(2,46) = 0.080, p = .92) or FA (N = 24; F(2,46) = 1.28, p = .29)

Condition

No SongNo RepeatRepeat

Me

an

0.60

0.40

0.20

0.00

FA Rate

Hit Rate

Page 1

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5 Results 22

5.1.2 Recognition versus Familiarity

Averaged across conditions and participants, the number of R responses (N = 24; M =

38.83, SD = 1.57) was higher than F responses (N = 24; M = 21.28, SD = 8.40). A one-

sample t-test showed that this difference was significant (t(23) = 5.32, p < .0001). To

investigate the effectiveness of choosing “remembered” or “familiar”, a two-way

repeated measures ANOVA was conducted with the choice and condition as repeated

measures and found that R rates (M = 0.47, SD = 0.17) were significantly higher than F

rates (M = 0.018, SD = 0.10) ) (Fig 5A, F(1,23) = 7.28, p < ..001). Additionally, RFA (M =

0.10, SD = 0.092) was found to be significantly lower than FFA (M = 0.17, SD = 0.092)

(Fig 5B; F(1,23) = 19.81, p < .001). F rates were not significantly different from the

chance level of 0% (F(1,23) = 1.23, p = .28).

Figure 5: Hit rates (A) and FA rates (B) for “remembered” and “familiar” choices; error bars are +/-1 SD (A) One-way repeated measures ANOVA found no significant effect of condition on R (N = 24; F(2,46) = 0.27, p = .77) or F (N = 24; F(2,46) = 0.84, p = .44). (B) One-way repeated measured ANOVA found no significant effect of condition on RFA (N = 24; F(2,46) = 1.25, p = .30) or FFA (N = 24; F(2,46) = 1.04, p = .35). Two-way repeated measures ANOVAs found R rates (M = 0.47, SD = 0.17) to be significantly higher than F rates (M = 0.018, SD = 0.10) (A; F(1,23) = 7.28, p < .001), and FFAs ( M = 0.17, SD = 0.092) to be significantly higher than RFAs (M = 0.10, SD = 0.092) (B; F(1,23) = 19.81, p < .001). F rates were not significantly different from chance (chance = 0%; F(1,23) = 1.23, p = .28).

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5 Results 23

5.1.3 Effects of Study, Notice, or Training

Results from the post-experiment questionnaire can be found in Table 1. Subjects were

split into groups based on the yes/no questions (Table 1B).

Table 1: Behavioral Questionnaire Results; Results from the post-experiment questionnaire are shown for (A) scale-type data, and (B) yes/no data

Table 1A N Minimum Maximum Mean SD

Age (years) 24 21 38 25.42 3.84

Training (years) 16 0.5 30 7.9 7.49

Listening time (hours/day) 23 0 8 2.97 2.24

No. Concerts attended (per year) 24 0 32 4.74 7.49

Music Enjoyment (1-5; 1 = low) 24 3 5 4.3 0.82

Classical Music Enjoyment (1-5; 1 = low) 24 1 5 3.71 1.19

Enjoyment of songs in experiment (1-5; 1 = low) 21 1 5 3.67 1.06

Distraction level of songs (1-5; 1 = low) 22 1 4 1.72 0.82

Task Difficulty (1-3; 1 = easy) 23 1 3 1.7 0.559

Table 1B N # Yes % Yes

Training 22 16 72.72

Music while studying 22 12 54.54

Notice (songs repeated?) 21 13 61.90

Heard Songs Before 21 9 42.86

Faces Reimagined in Consolidation Phase 22 12 54.54

Two-way mixed factorial ANOVAs were performed with conditions (repeated measures)

and group (between subjects) factors to determine potential differences between groups

of subjects. Two parameters from the questionnaire were not included in further

analysis; whether subjects had previously heard the songs, and whether participants

reimagined faces during the consolidation phase. A significant main effect of Study was

found on Hit rates (N = 22; F(1,20) = 4.52, p = .046; Table 2). Hit percentages averaged

across conditions were found to be higher for the no-study group (N = 10; M = 0.55, SD

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5 Results 24

= 0.17) than the study group (N = 12; M = 0.43, SD = 0.15) (Table 2). No other

significant main effects of Study were found, nor were effects of Training or Notice

(Table 2).

Table 2: Two-way mixed factorial ANOVA results; No significant effects were found of Study, Notice, or Training on Hits, FA, R, RFA, F, or FFA, except in the case of Hits and Study (shown in green).

Study (N = 22) Notice (N = 21) Training (N = 22)

F(1,20) p F(1,20) p F(1,19) p

Hits 4.52 .046 0.50 .49 0.22 .65

FA 1.68 .21 0.004 .95 1.14 .30

R 2.27 .15 0.53 .48 0.27 .67

RFA 1.31 .26 .52 .48 2.59 .12

F 0.59 .45 0.010 .92 3.38 .082

FFA 0.96 .34 0.30 .59 0.16 .70

5.1.4 Testing versus Piloting

Piloting of the experimental paradigm consisted of the same experiment as described

above, although without music in any of the phases. To assess any differences in

performance between the three stimulus sets, one-way repeated measures ANOVAs

were performed on the six main behavioral parameters and found no significant effect of

the stimulus set on performance (N = 6; Hits: F(2,10) = 1.35, p = .30), FA: F(2,10) =

0.28, p = .76), R: F(2,10) = 0.70, p = .52), F: F(2,10) = 0.030, p = .97, RFA : F(2,10) =

0.13, p = .88, FFA: F(2,10) = 0.26, p = .78). As there were no effects of condition on

performance during the testing phase, as well as no effect of stimulus set on

performance during the piloting phase, performance was compared between the two to

assess if music presentation in general has any effect on overall performance.

Performance was averaged across conditions to assess the testing phases and over

stimulus sets to assess piloting performance. Independent sample T-tests were then

performed on all of the behavioral parameters. Hits were found to be significantly higher

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5 Results 25

during piloting (N = 6; M = .64, SD = 0.11) than testing (N = 24; M = .485, SD = 0.14)

(t(28) = -2.53, p = .020). Additionally, R was found to be significantly higher in piloting (N

= 6; M = .64, SD = 0.16) than testing (N = 24; M = .47, SD = 0.14) (t(28) = -2.49, p =

.02). All other parameters were not significantly different (Table 3).

Table 3: Results of independent sample t-tests between piloting and testing. Testing data were averaged across conditions, and piloting data were averaged across stimulus sets. Significant differences were found between groups for Hits (t(28) = -2.53, p = .02) and R (t(28) = -2.49, p = .02), as seen in green.

Piloting (N = 6) Testing (N = 24)

T(28) p M SD M SD

Hits -2.53 .02 .64 0.11 .49 0.14

FA 1.02 .32 .20 0.075 .25 0.13

R -2.49 .02 .64 0.16 .47 0.14

RFA .38 .71 .078 0.054 .09 0.074

F .40 .69 .0028 0.093 .018 0.078

FFA 1.26 .22 .12 0.052 .17 0.080

5.2. EEG Results

As research into oscillatory activity in the brain during music listening at rest is

somewhat limited, we performed a power analysis of the EEG from the consolidation

phases. Due to problems and mistakes during the earlier recording sessions and to

difficulties with artifact removal, only 7 subjects were included in the power analysis.

Additionally, as no differences between experimental conditions were shown in the

behavioral data, differences in numbers of SPW-Rs between conditions were not

analyzed. Peaks in EEG power were observed around 8-12 Hz (Alpha, Figure 6A) and

15-30 Hz (Beta, Figure 6B).

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5 Results 26

Figure 6: Grand average over subjects (N = 7) of power averaged across electrode locations plotted as a function of frequency; individual lines represent the three experimental conditions (green = No Song, red = No Repeat, blue = Repeat); a peak in the alpha (8-12 Hz) range can be seen in both occipital (A) and temporal (B) electrodes, with the peak in the beta range being primarily visible in temporal electrodes.

Two-way repeated measures ANOVAs with the factors of condition and electrode

location (temporal: T7, T8, TP9, and TP10; or occipital: O1, O2, Oz) were performed to

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5 Results 27

determine the spatial localization of the peaks and differences between conditions. The

alpha peak was shown to be higher in the occipital (M = 30.97, SD = 8.50) than the

temporal (M = 28.48, SD = 6.81) electrodes (F(1,6) = 6.63, p = .042; Figure 7).

Additionally, a significant main effect of condition on alpha power was found, with power

being lowest in the No Song condition (M = 27.130, SD = 4.86; F(2,12) = 4.005, p =

.047). A post hoc paired samples T-test showed that this effect was only significant

between the No Song and No Repeat conditions in the occipital electrodes (t(6) = -2.59,

p = .041; Figure 7).

Figure 7: Average power in the alpha range plotted by electrode location and condition; error bars are +/- 1 SD; Two way repeated measures ANOVA showed the alpha peak to be higher in the (M = 30.97, SD = 8.50) than the temporal (M = 28.48, SD = 6.81) electrodes (F(1,6) = 6.63, p = .042) and showed a significant main effect of condition on alpha power with power being lowest in the No Song condition (M = 27.130, SD = 4.86; F(2,12) = 4.005, p = .047). A post hoc paired samples T-test showed that this effect was only significant between the No Song and No Repeat conditions in the occipital electrodes (t(6) = -2.59, p = .041).

Further, beta power was shown to be higher in the temporal (M = 15.94, SD = 6.97)

than occipital (M = 11.14, SD = 1.40) electrodes ( F(1,6) = 6.075, p = .049; Figure 8). No

effect of condition was seen on beta power.

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5 Results 28

Figure 8: Average power in the beta range plotted by electrode location and condition; error bars are +/- 1 SD; two way repeated measures ANOVA showed beta power to be higher in the temporal (M = 15.94, SD = 6.97) than occipital (M = 11.14, SD = 1.40) electrodes (F(1,6) = 6.075, p = .049). No effect of condition was seen on beta power.

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6 Discussion 29

6 Discussion Music has been shown to be sufficient for context-dependent retrieval, has global

effects on the brain, and is associated with increased activation in many brain areas.

Therefore, it is likely sufficient for context-dependent reactivation. The present study

intended to test the effectiveness of using music as a context to reactive declarative

memory during wakefulness. The behavioral results presented here demonstrate that

there was no difference between the three experimental conditions (Repeat, No Repeat,

and No Song) for any of the behavioral parameters tested (Hits, FA, R, F, RFA, and

FFA). This is not a surprising result, considering that other studies investigating waking-

state TMR have also not seen positive results (Rasch et al. 2007; Rudoy et al., 2009;

Diekelmann 2011). Additionally, a previous study very similar to the present study also

showed no effects of repeated music context on memory performance in wakefulness

(Rebecca Spencer, personal correspondence). Further, CDM reactivation using an odor

as context also found no effect of reactivating memory traces during a wakeful rest

period (Rasch et al. 2007), and there are several reasons why this might not work. First

of all, it is likely that waking state and SWS consolidation use different mechanisms

(Plihal and Born, 1999). Due to this difference, it is also possible that CDM reactivation

is not sufficient to stimulate the consolidation of memory traces in the waking state.

Second, as reactivating memories in the waking state relabilizes them, thus making

them more susceptible to interference, it is possible that the stimulus-context

relationships were too weak to be resistant to interference after reactivation

(Diekelmann, 2011). This could potentially be improved by increasing the strength of

these relationships, possibly through more stimulus repetitions during encoding. Studies

into TMR and CDM reactivation often require subjects to reach a learning criterion

before proceeding with reactivation (Rasch et al., 2007; Hupbach et al., 2008), likely

leading to memory traces that, even when relabilized, are more resistant to interference.

Moreover, it is possible that the consolidation phase in the present study – at only 7

minutes in length – was simply too short to support reactivation and consolidation of

memory traces. Hupbach et al. (2007), for example, showed that reactivated memories

were more strongly affected by an intrusion task immediately after reactivation than

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6 Discussion 30

after a 48h delay. To improve on this, a similar study with longer waking consolidation

phases should be carried out.

Music context has been shown to be sufficient for CDM effects during recall, but not yet

for CDM reactivation. In order to fully test this, it would be useful to perform a study

comparing reactivation during the waking state and during SWS. The evidence for

targeted memory reactivation working only during SWS is overwhelming (Rasch et al.,

2007; Hupbach et al., 2008; Rudoy et al., 2009; Diekelmann, 2011; Alveires et al.,

2012), and it is therefore most likely that this phenomenon does not exist in the waking

state. The resources to carry out such a study were not available here; however, this

would allow for the dissociation between CDM reactivation using music during SWS or

waking state

6.1 Recollection vs. Familiarity

Dual process models of recognition memory (Atkinson and Juola, 1973, 1974; Mandler,

1980; Jacoby, 1991; Yonelinas, 1994) propose that there are two distinct routes with

which one can recognize a previously seen face: familiarity and recollection. Most

people can relate to the experience of meeting someone and finding their face familiar

but being unable to remember details from when or where one might have met them;

this is an example of familiarity-based recognition. Recollection, on the other hand, is

characterized by remembering some form of contextual detail, such as specific previous

encounters. Traditional dual process models propose that familiarity can vary in strength

whereas recollection is usually assumed to be an all-or-nothing, high strength memory.

It is not surprising, then, that in the present study, recollection (“remembered”

responses) produced more correct responses than familiarity (“familiar” responses). In

fact, familiarity memory in this study was roughly as reliable as guessing, as it is not

significantly higher than the chance level. Further, in support of the strength of familiarity

and recollection, familiarity was associated with significantly higher false alarm rates,

suggesting that it is weaker and more susceptible to interference.

6.2 Effects of Music on Performance

As there was no difference during piloting between stimulus sets and no difference

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6 Discussion 31

during testing between our experimental conditions, it was possible to compare the

general effects of music on task performance. Piloting showed better performance in

terms of Hits, specifically due to “remembered” responses. As the only difference

between piloting and testing was the lack of music throughout the experiment, it is

possible to draw from this that music adversely affected performance. This is not in line

with many prior studies that have demonstrated the positive effects of music on task

performance, albeit with varied music styles, tasks, and performance measures

(Wallace, 1994; Thompson, Schellenberg, and Husain, 2001; Hallam, Price, and

Katsarou, 2002; Rickard, Toukhsati, and field 2005; Särkämö et al., 2008), with one

study demonstrating improved performance on a non-spatial verbal memory task

(Ferreri, Aucouturier, and Bugaiska, 2013). It can be said here that the background

music somehow was an impediment to the subjects. It is possible that the music acted

as a distractor, though the subjective rating of distraction of the songs was relatively low

(1-5 scale, 1 = “low”; 1.72 +/- 0.82, mean +/- SD). It has also been previously

demonstrated that subjects’ preference for music style does not affect performance in a

serial recall task (Perham and Vizard, 2011), and it is unlikely that enjoyment of the

songs had an effect on performance here; however, subjects in the present study rated

the songs as rather enjoyable (1-5 scale, 1 = “low”; 3.67 +/- 1.06, mean +/- SD). Further,

CDM generally involves background contexts – things that aren’t necessarily the focus

of attention (Smith, 2001) – and it is therefore possible that the music in the present

study was too much in the foreground to facilitate context-dependent memory effects,

although the effects of attention on CDM has not been previously investigated. Future

studies should take all of this into consideration, and for now it can only be said that

classical piano music as context cannot reactivate declarative memory traces during a

wakeful consolidation phase.

6.3 Effect of Study on Performance

To assess if the lack of an effect of condition could be due to differences between

participants, two-way mixed-factorial ANOVAs were performed with between subject

factors of Study, Notice, and Training. A significant effect of Study was found on Hits,

with the no-study group performing better than the study group. This is extremely

counter-intuitive, as the subjects who normally listen to music when they study might

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6 Discussion 32

have been expected to perform better considering effects of context on declarative

memory performance (Smith, 1985). There is a severe lack of published studies on the

effects on memory performance of listening to music while studying, but research on

background music and task performance suggests that mathematics, reading

comprehension, and logical reasoning are not severely hindered by background music

(Hall, 1952; Savan, 1999; Hallam and Price, 1997; Hallam, Price, and Katsarou, 2002).

The present finding is, therefore, not in line with the literature. More definitive studies on

the effects of background music specifically on memory performance need to be carried

out before conclusions can be drawn on this effect.

6.4 EEG Power Analysis

Oscillatory activity in the brain during music listening at rest is not strongly represented

in the literature. Most studies into the topic investigate the processing of specific

features of music, but not on holistic music perception. Of two studies into the topic,

unfortunately with slightly incongruent methodologies, the results are not concordant.

However, the results presented here shed some light on the discrepancies between

these studies. First of all, there was a condition-dependent effect on alpha power,

showing that it was lowest in the No Song condition, further supporting the notion that

music listening is associated with increased alpha activity. This is concordant with the

results from Kay et al. (2012), which also showed increased alpha power during music

listening. In this study, activity from only the parietal and occipital electrodes was

analyzed, which supports prior research into alpha activity showing that it is mostly

localized to the occipital cortex (Adrian and Matthews, 1934; Ray and Cole, 1985;

Klimesch, 1996; Pfurtscheller, 2003; Klimesch et al., 2006; Niedermeyer, 1999). While

occipital activity is suggested to represent cortical inhibition, Kay et al. suggest that it

represents auditory information transfer. They found alpha power during music listening

to be associated with increases in regional cerebral blood flow (rCBF) in the

periaqueductal grey (PAG) which likely represents increases in PAG connectivity with

the thalamus. The authors suggested that this is due to enhanced information exchange

between the inferior colliculus, which is adjacent to PAG and auditory cortex, and not

due to cortical inhibition. Due to the present study only using EEG, it cannot clarify the

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6 Discussion 33

functional reasons for increased alpha power. In addition to alpha power, Kay et al.

(2012) found EEG power in the beta range to be reduced in the music condition, while a

similar study by Nakamura et al. (1999) found it to be increased during music listening.

Unfortunately, the present study cannot clarify this discrepancy as no effect of condition

on beta power was found. Beta power in the three experimental conditions showed

relatively high variability, possibly due to headphone interference or muscle activity.

Headphones have been shown to distort auditory brainstem responses at frequencies

greater than 20 Hz (De Silva and Schier, 2008). Additionally, EEG signals are prone to

muscle movement artifacts, especially in frequencies above 20 Hz (Brunner et al., 1996;

Nunez and Srinivasan, 2006). It is possible that without this variability in beta power an

effect of condition would be seen. Though there was no effect of condition on beta

power, the present study hints at a compromise between Kay et al. (2012) and

Nakamura et al. (1999). Nakamura et al. averaged power over the “posterior 2/3rds” of

electrodes, which included occipital, parietal, and temporal electrodes, whereas Kay et

al. didn’t include temporal electrodes. It is therefore possible that the difference in

results comes from the difference in electrodes analyzed. The present study

demonstrates that the alpha power was indeed localized to the occipital electrodes, as it

was significantly higher there than in temporal electrodes. Further, beta power was

shown to be higher on the temporal and temporoparietal electrodes than the occipital

electrodes, further supporting the notion that beta power may be localized to the

temporal cortex, corresponding to primary auditory cortex. If beta power is indeed

increased during music listening, it is likely due to increased beta rhythm activity in the

auditory cortex areas. Beta rhythms have been associated with a wide variety of

cognitive processes, but the present results cannot clearly speak to the functionality of

the beta rhythms seen, as there was no difference between experimental conditions.

However, as beta rhythms were present in all conditions during rest, the present results

support the role of beta rhythms in normal waking consciousness as first described by

Berger (1938).

6.5 Conclusions and Future Studies

Taken together, the present study confirms that CDM reactivation during wakefulness is

not effective, as no effect of repeating context during consolidation was seen study. This

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6 Discussion 34

is not surprising, as music has been established as a reliable context for memories but

both TMR and CDM reactivation studies commonly show a lack of memory

strengthening when reactivated in the waking state. In addition to the lack of

reactivation, music presentation led to lowered performance as measured by hit rates,

suggesting an interfering effect of music on memory encoding or consolidation, though

this finding is not in line with other studies. Further, it was found that, rather counter-

intuitively, subjects who normally listen to music while studying performed worse on the

task than those who don’t. Research into the effects of background music on declarative

memory is not very extensive, and more studies need to be done to investigate this

effect. The present results clarify previous discrepancies between studies on oscillatory

activity while listening to music at rest, in that it is shown here that alpha range (8-12

Hz) activity stronger in occipital than temporal electrodes and that beta range activity

(15-30 Hz) was stronger in temporal electrodes. Further, alpha power was lowest in the

No Song condition, supporting prior results by Kay et al. (2012). Though beta power has

been previously shown to be increased during music listening (Nakamura et al. 1999),

the present study found no effect of condition on beta power. These results are also not

concordant with Kay et al. (2012), who found decreased beta power during music

listening.

The results presented here should be further investigated. Specifically, although no

difference between conditions was found, it would be interesting to investigate the

numbers of SWP-Rs between the conditions, which was unfortunately not performed

due to time constraints. This would allow for an additional quantification of memory

consolidation besides measures of memory performance. Additionally, in order to truly

investigate the usefulness of music context in CDM reactivation, the present study

should be repeated with reactivation occurring during SWS. Moreover, as waking state

reactivation likely doesn’t work due to memory traces being very susceptible to

interference, it would be useful to increase the length of the consolidation phase or to

ensure the strength of memories through repetitions during encoding or by requiring

subjects to reach a learning criterion. Finally, to further investigate oscillatory activity

during music listening at rest, studies should be carried out investigating multiple types

of music. This would allow for generalization of the effects of music on the brain, and

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6 Discussion 35

possibly provide better insight into how background music can affect learning and

memory processes.

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7 Summary 36

7 Summary Within the framework of a M.Sc. Neurosciences Master’s thesis, the present study

assessed context-dependent memory (CDM) reactivation in the waking state and

oscillatory activity in the brain during music listening at rest. CDM reactivation is a

phenomenon with which memory consolidation can be experimentally manipulated by

repeating the context in which memories were initially created. Music has been shown

to be sufficient for the effects of context-dependent memory, but experimental

reactivation using music as a context has not yet been shown. Further, many students

use background music as a study aid, and it is therefore relevant to research in

memory, cognition, and education. The present study investigated oscillatory activity in

the brain during music listening at rest, specifically in the alpha (8-12 Hz) and beta (15-

30 Hz) ranges. After performing a non-spatial face memory task with background music

(Chopin’s Nocturnes), memory traces were manipulated through repeating context in a

waking-state consolidation phase. Testing immediately following the consolidation

phase demonstrated no effect of repeating context on performance, suggesting that

CDM reactivation does not work during wakefulness. This is in line with many other

studies, but should further be investigated during slow-wave sleep to determine the

usefulness of music as context on CDM reactivation as a whole. Further, the condition

in which there was no music during consolidatiion exhibited lower power in the alpha (8-

12 Hz) range compared to the music conditions. This is in line with previous research

and supports the idea of alpha activity representing cortical inhibition. Moreover, alpha

activity was localized to the occipital electrodes, suggesting localization to the visual

cortex. No effect of condition was found on beta power, but it was found to be higher

over temporal and temporoparietal electrodes, suggesting localization to temporal

cortical areas, including auditory cortex. The results presented here clarify some

discrepancies in previously published literature, but the question remains of the

effectiveness of CDM reactivation in wakefulness and of the nature of oscillatory neural

activity during music listening and its functional effects on memory task performance.

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8 References 37

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9 Acknowledgements 44

9 Acknowledgements First and foremost I would like to thank PD Dr. Juergen Fell for allowing me to do my

thesis in his group and for allowing me a bit of creative freedom and independence on

the project, as well as for the invaluable assistance and feedback. Additionally, thanks

go out to Prof. Dr. Nikolai Axmacher the members of the working groups of AG

Axmacher and AG Fell for immediately welcoming me as a member of the group and

providing me with much help with programming and ideas. Specifically, extra special

thanks go to Marcin Lezcynski – without his help, none of the EEG analysis in this

thesis would’ve been possible. I would also like to thank Jacob Nelson for his

assistance in setting up the EEG equipment (and making it to really early appointments

all the way out in Buschdorf) and additionally for help with technical issues and

entertaining subjects during EEG setup. Further I would like to thank Dr. Ines Heuer for

her support, especially when trying to cope with the stress that a thesis brings upon you.

Also to Yilmaz Sagik – ohne deine Hilfe mit den Probanden, technische Probleme, und

der Finanzierung wäre meine Studie gar nicht möglich. A huge thank you to my parents,

Mark and Lynn Chockley, not only for providing financial support to come to Germany to

work towards this degree, but also for supporting me in every aspect of life and always

pushing me to do what I love and to never give up. Aside from the select few I have

mentioned here, many others deserve thanks from me, including all of my friends and

colleagues here in Bonn and around the world. Without the support of my community

none of this would have been possible. I am very grateful to everyone who has

supported me not only during this thesis, but also during my entire time here in Bonn.

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10 Appendices 45

10 Appendices

A. Study Advertisement for Participant Recruitment

CallforParticipants:Theinfluenceofmusiconmemory

Description:Theworkinggroup“CorticalOscillations–AGAxmacher/AGFell”islookingforparticipantsforanEEGstudy.ThestudyinvestigatestheeffectsofmusiconmemoryandEEG(electroencephalogram)signals.ThisstudyispartofaMaster’sThesisintheNeurosciencesM.Sc.program.Task:Participantswillbeaskedtomemorizefacespresentedtothemonacomputerscreenwhilelisteningtomusic.EEGdatawillberecordedthroughoutthesession.Duration:2.5-3hours–1hourforset-up,1.5hoursforthetaskAllparticipantswillbereimbursed10Euros/hour(25-30Eurostotal)Location:CenterforClinicalResearch GermanCenterforNeurodegenerativeDiseases(DZNE)Ernst-Robert-Curtius-Straße1253117Bonn–BuschdorfWhen:Appointmentswillgenerallybeat9a.m.and1p.m.(timesaresomewhatflexible)onweekdaysstartingassoonaspossible.ThisstudyisapprovedbytheethicscommissionoftheMedicalFacultyoftheUniversityofBonnandposesnoriskstotheparticipants’healthorwell-being.Participationinthestudyinentirelyvoluntary,meaningtheparticipantscanwithdrawatanytimewithoutconsequence.Allpersonaldatawillbekeptanonymous.Yourparticipationwillcontributetotheadvancementofresearchinmemoryconsolidation,theneuroscienceofmusic,andeducation.Therefore,wewouldreallyappreciateyourparticipation!

Ifyouareinterestedinparticipating,[email protected]+49(0)177-781-2636

Prof. Dr. C. E. Elger, FRCP Direktor Alexander Chockley

Fon: 0177. 781-2636 [email protected] www.epileptologie-bonn.de

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10 Appendices 46

B. Post-experiment Questionnaire

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10 Appendices 47

Subject(Nr:(__(Sex:(__(Age:(__(

2((

Was(there(a(strategy(that(you(used(to(memorize(the(faces?__________________________________(

__________________________________________________________________________________

_______________________________________________________________________________(

!

Overall!

Do(you(have(any(further(comments(about(the(experiment?(_________________________________(

__________________________________________________________________________________

__________________________________________________________________________________

__________________________________________________________________________________

__________________________________________________________________________________(

(

Thank(you(very(much(for(your(participation!(It(is(very(much(appreciated.((!(

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11 Affirmation for the Master’s Thesis 48

11 Affirmation for the Master’s Thesis I herewith declare that I have independently written this thesis. Only the sources cited

have been used in this work. Parts that are direct quotes or paraphrases are identified

as such.

Bonn , _________________________ _____________________________

(date) (signature)