Divergent Synthesis of 1H-Indazoles and 1H-Pyrazoles from Hydrazones via Iodine-Mediated Intramolecular Aryl and sp 3 C–H Amination Wei Wei, a Zhen Wang, a Xikang Yang, a Wenquan Yu, a, * and Junbiao Chang a, * a College of Chemistry and Molecular Engineering, Zhengzhou University, Zhengzhou, Henan Province 450001, People)s Republic of China Fax: (+ 86)-(0)371-6778-1588; phone: (+ 86)-(0)371-6778-1788; e-mail: [email protected] or [email protected]Received: June 27, 2017; Revised: July 28, 2017; Published online: September 25, 2017 Supporting information for this article is available under https://doi.org/10.1002/adsc.201700824. Abstract: A divergent intramolecular C–H amination of hydrazones has been developed employing molec- ular iodine (I 2 ) as the sole oxidant. The required hy- drazone substrates were readily obtained by conden- sation of hydrazines with the corresponding ketones. In the presence of potassium iodide, I 2 -mediated oxi- dative cyclization of diaryl and tert-butyl aryl ketone hydrazones produced 1H-indazoles via direct aryl C– H amination. Under similar reaction conditions, pri- mary and secondary alkyl ketone hydrazones were transformed into 1H-pyrazole products in a reaction involving sp 3 C–H amination. This synthetic method- ology does not involve transition metals, and is op- erationally simple, providing a facile access to inda- zole and pyrazole derivatives in an efficient and scal- able fashion. Keywords: C–H amination; hydrazones; 1H-inda- zoles; iodine; 1H-pyrazoles Introduction Nitrogen-containing heterocyclic frameworks such as indazoles and pyrazoles which contain two adjacent nitrogen atoms, are found in many compounds with diverse biological and pharmaceutical properties, [1] in- cluding anti-inflammatory [2] and antimicrobial drugs, [3] kinase inhibitors, [4] and anti-HIV agents. [5] Derivatives of these N-heterocyclic compounds also find wide- spread applications in agricultural chemistry [6] and material science [7] and, consequently, considerable re- search efforts have been devoted to their synthe- sis. [1b–e,8] Recently, several approaches involving intra- molecular C–H amination of hydrazone precursors have been developed for the synthesis of indazoles or pyrazoles through catalyzed aerobic oxidation [9] or using hypervalent iodine reagents. [10] These are ele- gant methods, but they have drawbacks, such as limit- ed substrate scopes or low yields due to the relative instability of the hydrazone substrates. Thus it is im- portant to develop simpler and more efficient ap- proaches, especially those that could lead to either of these heterocyclic frameworks. Carbon-nitrogen (C–N) bond formation is one of the most fundamental and important reactions in or- ganic synthesis. In earlier decades, transition metal- catalyzed coupling reactions, especially Buchwald– Hartwig amination, [11] have become powerful and reli- able tools for C À N bond formation and have been used to synthesize various alkaloids. Built on these achievements, C À N bond formation though direct C– H functionalization [12] has received considerable at- tention in recent years owing to its advantages, such as the rich source of hydrocarbons, high step efficien- cy and atom economy. Previously, we had established several C–H amination reactions employing molecu- lar iodine as the sole oxidant under transition metal- free conditions to produce heterocycles, such as pyra- zoles, [13] triazolopyridines, [14] and benzimidazoles. [15] As a continuation of this work, we describe in this paper the I 2 -mediated cyclization reactions of readily accessible hydrazones for the synthesis of 1H-inda- zoles and 1H-pyrazoles via intramolecular aryl and sp 3 C–H amination reactions, respectively. Results and Discussion The required hydrazone substrates can be readily ob- tained by the condensation of hydrazines with the cor- Adv. Synth. Catal. 2017, 359, 3378 – 3387 # 2017 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim 3378 FULL PAPERS DOI: 10.1002/adsc.201700824
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Divergent Synthesis of 1H-Indazoles and 1H-Pyrazoles fromHydrazones via Iodine-Mediated Intramolecular Aryl andsp3 C–H Amination
Wei Wei,a Zhen Wang,a Xikang Yang,a Wenquan Yu,a,* and Junbiao Changa,*a College of Chemistry and Molecular Engineering, Zhengzhou University, Zhengzhou, Henan Province 450001, PeopleQs
Received: June 27, 2017; Revised: July 28, 2017; Published online: September 25, 2017
Supporting information for this article is available under https://doi.org/10.1002/adsc.201700824.
Abstract: A divergent intramolecular C–H aminationof hydrazones has been developed employing molec-ular iodine (I2) as the sole oxidant. The required hy-drazone substrates were readily obtained by conden-sation of hydrazines with the corresponding ketones.In the presence of potassium iodide, I2-mediated oxi-dative cyclization of diaryl and tert-butyl aryl ketonehydrazones produced 1H-indazoles via direct aryl C–H amination. Under similar reaction conditions, pri-mary and secondary alkyl ketone hydrazones were
transformed into 1H-pyrazole products in a reactioninvolving sp3 C–H amination. This synthetic method-ology does not involve transition metals, and is op-erationally simple, providing a facile access to inda-zole and pyrazole derivatives in an efficient and scal-able fashion.
Nitrogen-containing heterocyclic frameworks such asindazoles and pyrazoles which contain two adjacentnitrogen atoms, are found in many compounds withdiverse biological and pharmaceutical properties,[1] in-cluding anti-inflammatory[2] and antimicrobial drugs,[3]
kinase inhibitors,[4] and anti-HIV agents.[5] Derivativesof these N-heterocyclic compounds also find wide-spread applications in agricultural chemistry[6] andmaterial science[7] and, consequently, considerable re-search efforts have been devoted to their synthe-sis.[1b–e,8] Recently, several approaches involving intra-molecular C–H amination of hydrazone precursorshave been developed for the synthesis of indazoles orpyrazoles through catalyzed aerobic oxidation[9] orusing hypervalent iodine reagents.[10] These are ele-gant methods, but they have drawbacks, such as limit-ed substrate scopes or low yields due to the relativeinstability of the hydrazone substrates. Thus it is im-portant to develop simpler and more efficient ap-proaches, especially those that could lead to either ofthese heterocyclic frameworks.
Carbon-nitrogen (C–N) bond formation is one ofthe most fundamental and important reactions in or-
ganic synthesis. In earlier decades, transition metal-catalyzed coupling reactions, especially Buchwald–Hartwig amination,[11] have become powerful and reli-able tools for C@N bond formation and have beenused to synthesize various alkaloids. Built on theseachievements, C@N bond formation though direct C–H functionalization[12] has received considerable at-tention in recent years owing to its advantages, suchas the rich source of hydrocarbons, high step efficien-cy and atom economy. Previously, we had establishedseveral C–H amination reactions employing molecu-lar iodine as the sole oxidant under transition metal-free conditions to produce heterocycles, such as pyra-zoles,[13] triazolopyridines,[14] and benzimidazoles.[15]
As a continuation of this work, we describe in thispaper the I2-mediated cyclization reactions of readilyaccessible hydrazones for the synthesis of 1H-inda-zoles and 1H-pyrazoles via intramolecular aryl andsp3 C–H amination reactions, respectively.
Results and Discussion
The required hydrazone substrates can be readily ob-tained by the condensation of hydrazines with the cor-
responding ketones. The I2/KI-mediated oxidativecyclization of 1a using K2CO3 as the base in 1,2-di-chloroethane (DCE) solution, produces within 1 h thedesired 1H-indazole (2a) in 38% yield (Table 1,entry 1). The major by-product is diphenyl ketone,formed via hydrolysis. Increasing the temperature ac-celerates the conversion rate and results in a slightlyimproved yield (entry 2). Further screening of a seriesof commonly used solvents (entries 3–8) suggests thattoluene is an ideal medium for this reaction. In thepresence of K2CO3, the reaction in toluene at roomtemperature is complete within 0.5 h, producing prod-uct 2a with a higher yield (entry 3) than under reflux(entry 4). Replacement of K2CO3 with K3PO4 affectsboth the conversion rate and the yield of 2a (entry 9vs. entry 3). When NaOAc was utilized as the base,the conversion was slow at room temperature. At thereflux temperature, the cyclization of 1a was completewithin 4 h and produced 2a with a significantly im-proved yield (entry 10). The reaction can also be con-veniently conducted on a gram scale. However, use ofKOAc as the base decreases the yield of the product(entry 11). Consistent with our previous results,[15] KIfavors such aryl C–H amination reactions, and in theabsence of KI, the yield of the product was slightly re-duced (entry 12).
Having established the optimal reaction conditions,we examined the substrate scope of the reaction. Var-ious hydrazones were then subjected to the above oxi-dative cyclization conditions (Scheme 1). The presentsynthetic method is compatible with both electron-do-nating groups (EDGs) and electron-withdrawing
groups (EWGs) as R3 on the N-phenyl ring (2a–o).Generally, substrates bearing EWGs (2e–o) producethe corresponding products in higher yields than theEDG-substituted compounds (2b–d). This could bebecause the presence of EWGs can increase the sta-bility of the hydrazone substrates, diminishing the hy-drolysis side reactions. During the cyclization of hy-drazones bearing EDGs, the corresponding diarylketone by-products, formed by hydrolysis can be ob-served by TLC. In light of the low stability of the 4-methoxy-substituted hydrazone (1d), this intermediatewas not isolated. Upon completion of the first-stepcondensation, the solvent was removed and the result-ing crude hydrazone (1d) was subjected directly tothe I2/KI-mediated cyclization conditions, which alsoaffords the desired product (2d) in a satisfactoryyield. The presence of strong EWGs (2h, 2j) or ortho-substitution (2k, 2n) on the N-phenyl moiety (R3)makes the transformation in toluene slower. Changingthe solvent to chlorobenzene with a higher boilingpoint accelerates the conversion rate and producesthe desired 1H-indazoles (2h, 2j, 2k, and 2n) in goodyields.[16] The relatively low yield of N-tert-butylinda-zole 2p could be due to the poor stability of the corre-sponding intermediate (1p).
Hydrazones derived from substituted diphenyl ke-tones can also be cyclized successfully, forming thecorresponding 1H-indazoles (2q–z) (Scheme 2), withthe p-methoxyphenyl compound giving the best yield(2r). Good regioselectivity is observed in the cycliza-tion of substrates from unsymmetrical diaryl ketones(2v–z). The presence of EDGs favors the cyclization
Table 1. Optimization of the reaction conditions for 1H-indazole synthesis.[a]
Entry Base Additive Solvent Temperature Time [h] Yield[b]
1 K2CO3 KI DCE r.t. 1 38%2 K2CO3 KI DCE reflux 0.5 45%3 K2CO3 KI toluene r.t. 0.5 61%4 K2CO3 KI toluene reflux 0.5 44%5 K2CO3 KI 1,4-dioxane reflux[c] 1.5 53%6 K2CO3 KI DMF 100 88C[c] 1 43 %7 K2CO3 KI DMSO 80 88C[c] 1 trace8 K2CO3 KI DMSO 100 88C 0.5 trae9 K3PO4 KI toluene r.t. 3 52%10 NaOAc KI toluene refluxc 4 85 %[d]
[a] Optimal reaction conditions (entry 10): 1a (0.5 mmol), I2 (1 mmol), KI (1.05 mmol), NaOAc (2.25 mmol), toluene, reflux.[b] Isolated yields are given.[c] The conversion rate is slow at lower temperatures.[d] The yields for both 0.5 and 6 mmol scales.
process, with methoxy substitution giving the best se-lectivity (2w).
Encouraged by the successful cyclization of diarylketone hydrazones, we continued to explore the sub-strate scope, replacing the aromatic R2 group with ali-phatic groups. Considering that EWGs can increasethe stability of hydrazones and the para-nitrophenyl(PNP) group can be removed[17] for further derivatiza-tion, 4-nitrophenylhydrazine was chosen for substratepreparation. tert-Butyl ketone hydrazone is smoothlyconverted into the expected 1H-indazole (2aa)(Scheme 2) in excellent yield under the optimum cy-clization conditions, but the reaction of methyl ketone
hydrazone 1ab fails to produce the desired product(2ab). This could be due to side reactions caused bythe methyl group of the substrate in the presence ofiodine.[18] For the substrates derived from primary andsecondary alkyl aryl ketones, the corresponding 1H-pyrazole products (3ac–ah) (Table 2) instead wereformed in moderate to good yields in place of the in-dazoles. This reaction involves sp3 C–H amination(see Scheme 3B). The relatively lower yields for pyra-
Scheme 1. Substrate scope of the R3 group for indazole syn-thesis. Optimal reaction conditions: 1 (0.5 mmol), I2
(1 mmol), KI (1.05 mmol), NaOAc (2.25 mmol), toluene,reflux (isolated yields are given).
Table 2. Substrate scope of the R2 group for pyrazole syn-thesis.[a]
zole synthesis are due to the formation of the corre-sponding ketones and some other by-products asshown by TLC analysis. Parallel experiments (e.g., forthe synthesis of 3ag and 3ah) indicated that the yieldsare not altered with or without KI. The structure ofpyrazole 3ae was confirmed by X-ray crystallogra-phy.[19] The isobutyl-containing substrate (1ah) wasconverted into a 4,5-dimethylpyrazole product (3ah)via a 1,2-methyl migration process. A plausible mech-anism for this transformation is proposed inScheme 3C.
Tentative mechanisms for these I2-mediated C–Hamination reactions are proposed in Scheme 3. Takingthe cyclization of hydrazone 1a as an example, thebase-promoted iodination of 1a first forms an iodideA. The C@I bond in A is then cleaved with concomi-tant electrocyclic ring closure to give intermediate B.Finally, subsequent deprotonation by base affords the1H-indazole framework 2a. In the case of the hydra-zone 1ac, the resulting iodide intermediate C may un-dergo b-elimination to produce, after tautomerization,a vinylhydrazone E. Intramolecular cycloadditon of Eresults in dihydropyrazoles F and G. The intermediate
G has been isolated and characterized by 1H NMRand mass spectra (see the Experimental Section). Fur-ther oxidative aromatization of the dihydropyra-zole(s) affords the pyrazole product 3ad. For the reac-tion of the isobutyl substrate (1ah), further iodinationof the dihydropyrazole H gives an iodide I. Then,cleavage of the C@I bond in intermediate I triggersthe 1,2-methyl shift to generate compound J. Subse-quent deprotonation of J by base leads to the 4,5-di-methylpyrazole 3ah.
Conclusions
In summary, the intramolecular C–H amination reac-tions of hydrazones employing molecular iodine asthe sole oxidant have been investigated. Under theoptimal reaction conditions, diaryl and tert-butyl arylketone hydrazones are successfully cyclized into 1H-indazoles by direct aryl C–H amination. Oxidativecyclization of primary and secondary alkyl ketonesubstrates affords the corresponding 1H-pyrazoleproducts in a process involving sp3 C–H amination.
Scheme 2. Substrate scope of R1 and R2 groups for indazole synthesis. Optimal reaction conditions: 1 (0.5 mmol), I2
(1 mmol), KI (1.05 mmol), NaOAc (2.25 mmol), toluene, reflux (isolated yields are given).
This transition metal-free synthetic approach to inda-zoles and pyrazoles is operationally simple and broad-ly applicable to a variety of easily accessible hydra-zone substrates. The reaction can be convenientlyconducted on a gram scale.
Experimental Section
General Information1H and 13C NMR spectra were recorded on a 400 MHz(100 MHz for 13C NMR) spectrometer. Chemical shiftvalues are given in ppm (parts per million) with tetramethyl-silane (TMS) as an internal standard. The peak patterns areindicated as follows: s, singlet; d, doublet; t, triplet; q, quar-tet; m, multiplet; dd, doublet of doublets, td, triplet of dou-blets. The coupling constants (J) are reported in Hertz (Hz).Melting points were determined on a micromelting point ap-paratus without correction. High-resolution mass spectra(HR-MS) were obtained on a Q-TOF Mass Spectrometerequipped with an electrospray ion source (ESI), operated inthe positive mode. Flash column chromatography was per-formed over silica gel 200–300 mesh, and the eluent was amixture of CH2Cl2/petroleum ether (PE) or EtOAc/PE.
General Procedure A for the Preparation ofHydrazone Substrates 1
A mixture of a ketone (3 mmol), the corresponding hydra-zine (3.6 mmol, or 4.5 mmol of hydrazine hydrochloride),and AcOH (174 mL, 3 mmol; or 295 mg, 3.6 mmol of
NaOAc) in EtOH (5 mL) was heated to reflux until TLC in-dicated the disappearance of the ketone (12–24 h). Then thesolvent was removed under the reduced pressure, and theresulting residue was purified through silica gel columnchromatography to provide the hydrazone substrate 1.
General Procedure B for the Synthesis of 1H-Indazoles 2
A mixture of I2 (254 mg, 1 mmol) and KI (174 mg,1.05 mmol) in toluene (5 mL; chlorobenzene was used forthe synthesis of 2h, 2j–k, 2n, 2aa) was stirred at room tem-perature for 10 min, then treated with the hydrazone sub-strate 1 (0.5 mmol) and NaOAc (185 mg, 2.25 mmol) in se-quence, and finally heated to reflux. If the reaction was notcomplete within 4 h with more than 1/4 of substrate 1 re-maining (monitored by TLC), another portion of iodine (0.5or 1 mmol, with 1 or 2 mmol of NaOAc) was added. Uponcompletion of the reaction, it was quenched with 5%Na2S2O3 (10 mL), and then extracted with CH2Cl2 (4X10 mL). The combined organic layer was washed with brine(10 mL), dried over anhydrous Na2SO4, and concentrated.The residue was purified by column chromatographythrough silica gel to afford the 1H-indazole 2.
Cleavage of the 4-Nitrophenyl Group for theSynthesis of 1H-Indazole (2j’’)
A solution of indazole 2j (157 mg, 0.5 mmol) in DMSO(5 mL) was treated with NaOEt (102 mg, 1.5 mmol) andstirred at 120 88C under a nitrogen atmosphere for 2 h. Uponcompletion of the reaction, the solution was cooled to roomtemperature, quenched with brine (10 mL), and extractedwith CH2Cl2 (4 X 10 mL). The combined organic layer wasdried over anhydrous Na2SO4, concentrated, and then theresidue was purified by column chromatography throughsilica gel (eluent: EtOAc/PE 16:84) to afford 1H-indazole2j’’;[9c] ; yield: 77 mg (79%); light-brown solid; mp 102–103 88C. 1H NMR (400 MHz, CDCl3): d= 11.64 (br, s, 1 H),8.02 (dd, J= 8.0, 0.8 Hz, 3 H), 7.54 (t, J=7.6 Hz, 2 H), 7.45(t, J=7.6 Hz, 1 H), 7.36–7.33 (m, 1 H), 7.25–7.19 (m, 2 H,overlapped with the peak of chloroform); 13C NMR(100 MHz, CDCl3): d= 145.7, 141.7, 133.5, 129.0, 128.2,127.7, 126.8, 121.3, 121.1, 120.9, 110.3; MS: m/z=195 [M ++H]++, calcd. for C13H11N2 : 195.
General Procedure C for the Synthesis of 1H-Pyrazoles 3
A mixture of the hydrazone substrate 1 (0.5 mmol), I2
(254 mg, 1 mmol) and NaOAc (185 mg, 2.25 mmol) in tolu-ene (5 mL; chlorobenzene was used for the synthesis of 3ag)was heated to reflux. If the reaction was not completewithin 2 h with more than 1/4 of substrate 1 remaining(monitored by TLC), another portion of iodine (0.5 or1 mmol, with 1 or 2 mmol of NaOAc) was added. Uponcompletion of the reaction, it was quenched with 5%Na2S2O3 (10 mL), and then extracted with CH2Cl2 (4X10 mL). The combined organic layer was washed with brine(10 mL), dried over anhydrous Na2SO4, and concentrated.The residue was purified by column chromatographythrough silica gel to afford the 1H-pyrazole 3.
1-(4-Nitrophenyl)-3-phenyl-1H-pyrazole (3ac): Accordingto the General Procedure C for 2 h (1 mmol of I2), the dihy-dropyrazole G was formed as the major product [eluent:CH2Cl2/PE 50:50, yellow solid; 1H NMR (400 MHz, CDCl3):d= 8.15 (d, J= 9.2 Hz, 2 H), 7.75–7.74 (m, 2 H), 7.43–7.38 (m,3 H), 7.03 (d, J=9.2 Hz, 2 H), 3.96 (t, J= 10.4 Hz, 2 H), 3.35(t, J=10.4 Hz, 2 H); MS: m/z =268 [M++H]++, calcd. forC15H14N3O2 : 268.
A solution of the crude intermediate G from above in tol-uene (5 mL) was treated with DDQ (0.25 mmol) and re-fluxed for 1 h to afford pyrazole 3ac. Eluent: CH2Cl2/PE33:67; yield: 66 mg (50%, from the hydrazone); yellowsolid; mp 168–170 88C (lit.[23] mp 170–173 88C); 1H NMR(400 MHz, CDCl3): d =8.33 (d, J= 9.2 Hz, 2 H), 8.04 (d, J=2.8 Hz, 1 H), 7.94–7.91 (m, 4 H), 7.47–7.44 (m, 2 H), 7.40–7.36 (m, 1 H), 6.86 (d, J=2.4 Hz, 1 H); 13C NMR (100 MHz,CDCl3): d 154.5, 145.2, 144.4, 132.2, 128.83, 128.79, 128.3,126.0, 125.4, 118.3, 106.9; HR-MS: m/z =266.0925 [M++H]++,calcd. for C15H12N3O2 : 266.0924.
We thank the Outstanding Young Talent Research Fund ofZhengzhou University (No. 1521316004) and the NationalNatural Science Foundation of China (Nos. 81330075 and81302637) for financial support.
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