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Meeting housing demand: Exploring the sustainability of the RDP housing in Knysna, South Africa. by Antonio Baleiza
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Dissertation Title: “Meeting housing demand: Exploring the sustainability of the housing provision in Knysna, South Africa” ,

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Page 1: Dissertation Title: “Meeting housing demand: Exploring the sustainability of the housing provision in     Knysna, South Africa” ,

Meeting housing demand: Exploring the sustainability of the RDP

housing in Knysna, South Africa. by Antonio Baleiza

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Abstract Large proportions of the population in South Africa live in informal

settlements. These settlements are highly populated and lack basic services

such as water and sanitation. To deal with these issues, South Africa has

embarked on a program to house a nation by committing to provide adequate

housing to all. Set in Knysna, a small coastal town with limited resources and

job opportunities, this dissertation looks at the sustainability of the current

housing development and its processes. Observational impact assessments

were carried out and interviews with various stakeholders within the housing

process were held. Through a thematic analysis, this dissertation will

highlight key issues in the housing process and conclude on the sustainability

of this particular development.

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Acknowledgements

I would like to thank my wife Sarah for her ongoing support. I would also like

to thank the Knysna municipality for its openness and enthusiasm and finally

I would like to thank Frances Harris for her advice during this process.

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Contents CHAPTER 1: Introduction 8 1.1 Background ……………………………………………………………8 1.2 Rationale for study ……………………………………………………9 1.3 Structure of dissertation…..…………………………………………..10 CHAPTER 2: Literature Review 11 2.1 Sustainable Development………………………………………………11 2.2 Housing and Community Development……………………………….15 CHAPTER 3: Methodology 18 3.1. Location………………………………………………………………….18 3.2 Research methodologies………………………………………………19 3.3. Qualitative research approach ………………………………………..20 3.4 Sample and participants………………………………………………..20 3.5. Data collection methods……………………………………………….....21

3.5.1 - Semi-structured interviews……………………………………………..21 3.5.2 - Semi-structured interview approach considerations………………...21 3.5.3 - Desk study…………………………………………………………….....21

3.6 Pilot study…………………………………………………………………21 3.7. Data analysis techniques………………………………………………22 3.8. Limitations ………………………………………………………………22 3.9. Validity measures…….…………………………………………………23 3.10. Ethical considerations..…………………………………………………23

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Chapter 4. Results 25 4.1 Thematic Analysis………………………………………………………….25 4.2 Findings……………………………………………………………………..30 4.2.1a Informal Areas Structures…………………………………………….30 4.2.1b Semi-structured interviews and observation results………………..33

i) Settlement ii) Community iii) Economic status iv) Formalisation v) Environment

4.2.2 a Formal Areas Structures………………………………………….....36 4.2.2 b Semi-structured interviews and observation results……………….39

i) Settlement ii) Community iii) Economic status iv) Formalisation v) Environment

4.2.3 Knysna Town Residents………………………………………………...42 4.2.4 Municipal Interviews……………………………………………………..43

i) Housing Delivery ii) Formalisation Process and Issues iii) Community Participation iv) Environmental Impacts

4.3 Policy findings……………………………………………………………….50 Chapter 5. Discussion 53 5.1 The Environment……………………………………………………………53 5.2 Economic Development……………………………………………………54 5.3 Community Development………………………………………………….56

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Chapter 6. Conclusions and Recommendations 58 6.1 Conclusions………………………………………………………………..57 6.2 Recommendations………………………………………………………..58 References 60

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List of Abbreviations BNG Breaking New Ground

BRICS Brazil, Russia, India, China and South Africa

CBD Central Business District

CED Community economic development DOH Department of Housing

EIA Environmental impact assessment

GGP Gross Geographical Product

IDP Integrated Development Plan

IHS Integrated Human Settlements

NEMA National Environmental Management Act

RDP Reconstruction and Development Programme

UN United Nations

UNCSD United Nations Commission on Sustainable Development

WCED World Commission on Environment and Development

List of Tables Table 1. Definitions of sustainability

Table 2. Table of analysis themes

List of Figures Figure 1. An integrated model of sustainable development

Figure 2. Ladder of community participation

Figure 3. Breakdown of Knysna’s GGP

Figure 4. Indicators of the sustainability of the RDP housing

Figure 5. Identification of Informal areas studied

Figure 6 Areas Informal settlement respondents have relocated form

Figure 7. Methods used to heat water

Figure 8. Responses to question 11

Figure 9. Responses to question 11

Figure 10. The Process of formalisation

Figure 11. Water usage in the township areas for 2011

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Figure 12. Change in Transport costs

Figure 13. RDP Occupancy size

List of Images Plate 1. Types of Informal settlements

Plate 2. Example of risks due to illegal-wiring practices

Plate 3. Informal area along the N2

Plate 4. Wooden RDP design

Plate 5. First Concrete RDP Design

Plate 6. Second Concrete RDP Design

Plate 7. Third Concrete RDP Design

Plate 8. Latest Concrete RDP Design

Plate 9. Environment around the RDP homes

List of Appendices

Appendix 1 Radial designs of Settlements

Appendix 2 Provinces of South Africa and the Eden district

Appendix 3 Arial Cross-section of Knysna

Appendix 4 Comparison of Apartheid city design and Knysna

Appendix 5 A sustainable development-planning model of Bangladesh

Appendix 6 Questions for semi-structured interviews

Appendix 7 Question and Objective crosschecking guide

Appendix 8 Results of pilot questions in informal areas

Appendix 9 Results of pilot questions in formal (RDP home) areas

Appendix 10 Amended questionnaire for formal (RDP home) areas

Appendix 11 UNCSD Theme indicator framework

Appendix 12 Thematic Coding

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CHAPTER 1: Introduction 1. Background Although South Africa has been included into the BRICS group (Brazil,

Russia, India, China and South Africa) as a rapidly growing economy, it

remains ranked as having one of the highest disparities in the world,

(Bassuk, 2013). This is largely due to the structural legacy of apartheid and

its policy of racial segregation in the country. This segregation limited

freedom and access to wealth and education to the white minority. This

socially destructive policy came to an end with the democratic election of a

new government in 1994. However, the economic, social and spatial impacts

of the apartheid regime remain. During apartheid, The Group Area’s Act,

No.41 of 1950, stipulated that there be a segregation of residential areas by

ethnic group. Urban areas were therefore planned in accordance with this

policy. Generally, the white affluent areas were situated close to the urban

center while the labour force was placed in radial concentrations on the urban

fringe and were labeled as townships, (Appendix 1). The movement from

these areas was strongly regulated and therefore any migration for non-

whites was limited.

The newly elected ANC government has being seeking to achieve equality,

democracy and access to basic needs through the Reconstruction and

Development Programme (RDP), (Cameron 1996). This policy states that

“one of the RDP’s first priorities, is to provide for the homeless”, (SAGI,

1994). This is further reiterated in the South African constitution, stating,

“Everyone has the right to have access to adequate housing”, (HRC, 1996

p.28). These mandates have led to the RDP housing project, a project with

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large social and economic goals. These RDP homes are not only to be a

means of providing adequate housing, but also a mechanism to alleviate

poverty. In 1994 a backlog of 3 million homes were recorded, (O’Malley,

2011) and in 2011, a housing backlog around 2 million was estimated,

(Sowetan, 2011), despite 2,5 million homes being built since 1994,

(Parliament, 2010). An increasing amount of pressure is on government to

provide more homes and services and over the past few years the amount of

violent protests has increased as a result of the perceived slowness of

delivery, (Alexander, 2010). This has fuelled a hastened implementation of

housing provision with large developments appearing on the urban fringe.

1.2 Rationale for study Now that there is freedom of movement in the post-apartheid South Africa,

migration has increased, with people relocating to areas where job

opportunities exist. The main pulling provinces are that of the Western Cape

and Gauteng (Appendix 2), which have large central business districts

(CBD). The townships on the urban periphery become the first destinations to

migrants, who usually build informal structures. This in-migration and

settlements on the urban fringe has resulted in the increase of township size

and density. As resources and space are becoming limiting factors, we must

begin to consider the sustainability of these rapid developments. How will

these increases in density and demand be met? What are the social

conditions and the environmental impacts of these urban fringe spaces?

Bearing in mind that the homes also delivered as mechanisms for poverty

alleviation, how do they affect poverty?

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The aims and objectives of this project are thus;

Aim:

The aim of this dissertation is to investigate whether the current model of

RDP housing as a means to alleviate poverty is sustainable.

Objectives:

1. To Investigate the Social Sustainability of the RDP housing Policy

2. To Investigate the Economic Sustainability of the RDP housing Policy

3. To Investigate the Environmental Sustainability of the RDP housing Policy

1.3 Structure of dissertation

This dissertation consists of six chapters. In the first chapter we will explore

the setting of the study and highlight reasons for carrying out this study. The

second chapter will review the literature around townships and RDP

housing’s function in economic development. We will then discuss

sustainable development and sustainable infrastructure. The third chapter will

examine the methodology used in the study, while the fourth chapter will

present the results, followed by a discussion in the fifth. The closing

conclusions and recommendations will then be presented in the sixth and

final chapter.

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CHAPTER 2 Literature Review

2.1 Sustainable Development

Sustainable development has been defined and redefined by many

academics (Table 1.), the definition put forward by the World Commission on

Environment and Development (WCED) in the Brundtland report (Table 1)

being the most cited an well known.

Table1. Definitions of sustainability

Source: Wiese et al. (2012)

There are two key concepts to the WCED definition, needs and limitations.

Needs can be perceived as the basic human needs such as water, food,

sanitation etc.; and the limitations being the social and economic limits due to

the environment’s ability to provide for present and future needs, (WCED

1987). Thus the challenge is to limit environmental harm which results from

human activity, while reducing poverty, deprivation and excess, (Dillard et al.

2008), but how is sustainability to be achieved?

Hardoy, et al. (1992) argues that, the use of non-renewable resources must

be minimized and development must stay within absorptive capacities of

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local and global waste-absorption limits while meeting basic human needs.

Similarly, (C. L. Choguill 1996) notes that by dealing with environmental,

social, economic criteria in unison is key to achieving sustainability.

Elkington’s (1997) ‘triple bottom line’ of sustainability, is a term commonly

used, this requires the ‘balancing’ of social, environmental and economic

factors to ensure the sustainability of developments, keeping in mind that

these three ‘spheres’ of sustainability are dynamic and interdependent, and

should be considered inseparably. The 1992 Rio Declaration also highlights

these three spheres and suggests that in order to achieve sustainability there

will need to be trade-offs in the prioritisation process. Furthermore,

sustainability is about the integration of social, economic and ecological

values, thus considerations about social preferences and diversities must

also be made. Quaddus and Siddique (2001) discusses how sustainable

development might be achieved through development planning. Here, an

integrated model of sustainable development is presented through a

hierarchical approach (Fig.1).

Figure 1. An integrated model of sustainable development

Source: (Quaddus and Siddique 2001)

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In this approach, level 1 is the final objective of sustainable development and

level 2 represents the dimensions (or pillars) of sustainable development.

Level 3 defines level 2’s objectives in more operational terms through

indicators determined by research and consultation with stakeholders,

(Quaddus and Siddique 2001). Level 4 are the strategies, which will help

meet the goals of level 3, and finally level 5 consists of the projects that will

carry out the strategies (See appendix 5 for an example of this). However,

Quaddus and Siddique point out that, indicators differ from locality to locality

and thus planners must sensitively adjust indicators to represent the locality.

This is due to the difference of needs, for example; the needs of people in the

‘first world’ differ substantially form the needs of the people in the ‘third

world’. Vallance et al. (2011), point out that the notion of sustaining the

current societal arrangements in developing nations is unsustainable and that

meeting the basic needs everywhere is a crucial part of achieving

development goals. Destatte (2010), notes that sustainable development is

essentially viewing development in the long term. He presents the ‘ Foresight

Process’, in which stakeholder analysis plays a central role. Here the

interactions of economic, social and environmental variables are assessed

through stakeholder dialogues, thereby enabling development as a holistic

process with the needs of stakeholders as the central axis. However, Manzi

(2010) notes that when different policies are implemented in the pursuit of

protecting the environment, securing social and economic advancement,

there can be tensions brought about between stakeholders, he suggests that

redressing these is the biggest challenge to sustainable development.

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Dillard et al. (2008), state that environmental sustainability can only be

grounded in social sustainability. Vallance et al. (2011), identified social

homogeneity, equitable incomes, employment and access to goods and

services as constituent elements of social sustainability, while Polèse and

Stren (2000), refer to social sustainability as the ‘policies and institutions that

have the overall effect of integrating diverse groups and cultural practices in a

just and equitable fashion’. Manzi (2010), further states that social

sustainability should acknowledge the political dimension, questioning how

power and control are exercised within the urban policy context.

In the South African context, Polèse and Stren (2000) highlight four main

themes, which need to be addressed to achieve sustainability in the urban

environment. Firstly, planning and physical intervention; this relates to the

breaking down of the artificial spatial barriers left by apartheid. This is

important not only for social inclusion but also to allow access to economic

activities. Secondly, Polèse and Stren (2000), note that increasing social

capital through basic education and developing skills, will enhance capacity

and thus further develop employment opportunity. Thirdly is the issue of

transport, Polèse and Stren (2000), see public transport as a key component

to influence structural change, and the lack of this in South Africa as a failure

to achieve social sustainability. The fourth theme is the housing process

which, Polèse and Stren conclude, have not taken into account the

importance of social capital and networks. Social Capital is made up of social

organisations, which increase a society’s productive potential; these include

features such as networks, norms and trust, (Roseland, 2000). Roseland

(2000) also notes that social capital cannot be created nor can it be coerced

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but rather develops over time in the correct environment. Quigley (1996),

argues that by focusing on community development we can create the space

for social organisation to develop.

2.2 Housing and Community Development

The Reconstruction and Development Program in South Africa has

emphasised the use of housing as a community development and anti-

poverty mechanism, (Cross, 2008). Rogerson (1999), states that as part of

the survival strategy of the poor, housing plays a critical role as it secures a

level of socio-economic stability and serves as a source of asset creation and

saving.

Pugh (2000), notes that, as household incomes increase self-builds are

upgraded through ‘’progressive’’ improvements (i.e. replacing inferior

materials with superior materials) and thus made more homely and

increasing in value. This process is further enhanced when services and

infrastructure are improved within the settlements’ environment. However as

Rogerson (1999) points out, within developing nations, regulatory frameworks

prescribe high standards of social and physical infrastructure, which may

stifle development due to the constraint of financial resources. However, if

policies fail to achieve a stable growth of income, secure tenure and

development social capital, these improvements to housing will be less

probable, (Pugh, 2000). Securing tenure can be a vital starting point to

poverty alleviation, as it promotes investment into livelihoods and can

encourage environmental stewardship, (Nyametso, 2012). A stable growth of

income is needed to facilitate this investment and fund the development of a

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community. Community Economic Development (CED) is often seen as a

way of addressing development at the community level, whereby some

control over the local economy is taken away from the market or the state

and transferred to local community members, (Roseland, 2000). CED

projects can either be used to directly improve infrastructure or to facilitate

small business markets, (Rogerson, 1999). For instance, tourism has been

regarded as a 'passport to development' as it creates a local market, (Binns

and Nel, 2002). Case studies in South Africa led Binns and Nel to conclude

that tourism-based local economic development is serving as a catalyst for

social and economic development, through which the apartheid-based

injustices can be partly addressed. However, the poorer communities can be

marginalised as they may not have control over the development process,

and therefore the participation of poor communities needs to be supported,

(Binns and Nel, 2002). Choguill (1996), suggests that community

development should not just focus on improvements that lead to healthier

and productive lives, but also mobilize communities to claim their rights in the

political arena, thus fostering better community involvement or participation.

Arnstein (1969) defined citizen participation as, “the redistribution of power,

which enables the ‘have-not’ citizens…to be included in the future, whereby

they can induce social reform that enables them to share in the benefits of

the affluent society”. There are obviously different degrees of participation as

shown by Arnstein’s ladder of participation (Fig. 2), where the highest level

being authentic participation, the middle level that of tokenism and the lowest

level being manipulation.

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Figure 2. A Ladder of community participation

Source: (Choguill,1996)

The lower rungs of non-participation refer to the practices or ‘rubber

stamping’, where support for projects are engineered and thus participation

by communities is a public relations tool for developers, (Arnstein, 1969).

Similarly the seventh rung ‘therapy’, is another form of tokenism, whereby the

‘tenants are bought together to help them adjust their values and attitudes to

that of the larger society’, thus engineering participation. Tokenism, Arnstein

identifies as a one-way flow of information, for example developments might

‘engage’ with communities about proposed developments but no channels of

feedback are provided. Arnstein regards the first step towards authentic

participation as the redistributions of power and responsibilities. At this level,

community members are included into planning boards and decision-making

processes.

Therefore if housing provision is to be sustainable, social, economic and

environmental factors must be balanced. To maintain environmental

sustainability, development must remain within regeneration limits of the

environment and social sustainability must be secured to limit impacts upon

the environment. Social sustainability requires improved equity and improved

social capacity, which requires the investment into social capital through

community participation and development.

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CHAPTER 3 Methodologies 3.1. Location The site chosen for the research is Knysna, South Africa (Appendix 2,3,4), on

the border of the Western Cape and Eastern Cape. It is a famous tourist

destination with seasonal peaks in the summertime and festivals throughout

the year. It is situated in an estuarine bay surrounded by steep hills with the

N2 highway running through the town center. Knysna has a population of

68 659, which has increased by 20 000 people since 2001, (StatsSA, 2013).

Within the resident population, 49.5% of people are dependants (below 15

and above 64 years old) and 50% of the population have no schooling, while

25% of the population is unemployed, (StatsSA, 2013). Within the municipal

area of Knysna, 18 120 households are in formal housing while 4 303

households are in informal housing, (Knysna Municipality 2013). The 2010

and 2011 census has shown an increase in migration form the Eastern Cape

to the Western Cape, (StatsSA, 2013). It has been suggested (Kok, 2006),

that this migration trend is primarily due to the search for employment, the

major destination being the City of Cape Town further south. According to the

Knysna annual Report, Knysna’s Gross Geographical Product (GGP) of R2.3

billion made up 13% of the Eden districts annual GGP, the third largest

contributor. Figure 3 represents the breakdown of the economic sectors

within Knysna, finance and business is the largest source of revenue for

Knysna with the second largest being that of wholesale and retail at 23%, of

which 24% is related to tourism accommodation.

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Fig 3. Breakdown of Knysna’s GGP for 2011

Source: Knysna Municipality, 2013 3.2 Research approach

Quantitative research is considered to have more scientific rigour and be

more objective, however, it has been argued that human behaviour is

subjective, complex and irrational, (Clifford et al, 2010) and thus cannot be

fully explained by quantitative means. Barnham(2012) has argued that the

divergence between the two methodologies has become less today, but

concludes that a qualitative approach offers more depth of field in

understanding social processes. Due to the possible complexities of issues

present in social housing, this research project lent itself to a more qualitative

method.

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3.3 Research method

A variety of approaches and methods of data collection have been employed

for this research. This included semi-structured interviews, participant

observation and a desk study. Four areas of study were identified and

explored. The first area was the informal settlements; these areas are made

up of individuals who live in temporary self-built structures and were identified

as the first point of entry into the housing process. The second area was the

RDP homeowners and the third area being institutional structures, which

managed the process. The fourth area investigated was that of residents who

did not live in these areas but rather in Knysna centre. This structure is

designed to capture information about the RDP homes and processes as

represented by each level from entry into the process, to being an external

viewer of the process. This served as a means to cross-reference each level

and compare ‘real world realities’ with current policy and perceptions.

3.4 Sample and participants Interviewee’s were picked at random throughout the study area. Interviews

were informal and one on one. Initially 30 interviews were planned in the

informal areas, 30 in the RDP areas and 30 in the town centre. However, it

has been argued, (Glaser and Strauss 2009), that random sampling could

possibly miss the actual targeted groups. Thus theoretical sampling was

used for the semi-structured interviews and interviews were concluded when

no further additional findings were being captured.

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3.5. Data collection methods

3.5.1 - Semi-structured interviews

Interviews were carried out during working hours and weekends. The

questions (Appendix 6) within the interview were designed to meet all the

primary and secondary objectives; an objective table was used to ensure this

(Appendix 7). Additional questions and observations about the localities of

participants were also noted. Notes were only taken after interviews to

ensure informality of conversations.

3.5.2 - Semi-structured interview approach considerations

Interviews were conducted during working hours, as the areas where

interviews took place are considered unsafe at night. A possible problem with

this approach was the potential of only interviewing unemployed individuals.

3.5.3 Desk study

Policy documents of national and local government were collected and

reviewed. News articles as well as historic data, census data and case

studies were also reviewed.

3.6. Pilot studies 3.6.1 Informal settlements The pilot questionnaires were carried out over two days and were conducted

in the informal areas of Nekkies and Dam se Bos. Some results of the

questionnaire were homogeneous and it became apparent that some

questions were self-evident, either by observation or as a result of a policy

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put in place by the local municipality. Appendix 8 is a summary table of the

questions and the justifications for their omission from the Questionnaire

used for the study.

3.6.2 Formal settlements (RDP home owners) The pilot questionnaires were carried out over two days, in the informal areas

at Hornlee and Khayaletu. Once again it became apparent that some

questions were self evident, either by observation or a policy put in place by

the municipality. Appendix 9 is a summary table of the questions and the

justifications for further omissions. The RDP homes also seemed to house

more people than they were intended for, thus a question of family size was

also added. Appendix 10 shows the questionnaire used for the rest of the

primary data capture and the linkages to objectives.

3.7. Data analysis techniques In grounded theory, theories regarding social phenomena are derived from

the data gathered, (Glaser and Strauss 2009). Theories are further grounded

in a systematic analysis of data, comparing gathered data and derived

theories to existing theories, (Lingard et al, 2008). This will be done by

means of thematic analysis. Thematic analysis goes beyond counting words

and phrases, but rather focuses on highlighting themes within the gathered

data, (Guest et al, 2012).

3.8. Limitations and problems encountered and methods to improve the study Limitations encountered during the research include trust issues, as service

delivery is highly politicised in the country, one is met with scepticism and

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mistrust and thus answers to questions may lack depth. This could be

improved by using local teams to carry out interviews. Another limiting factor

was the times of interviews; those who were employed might not be

represented in the interviews. An interview on the weekend was a mitigation

strategy to counter this, however, the presence of alcoholism and intimidation

made interviews on the weekend difficult and dangerous.

Further methods to improve the study would be the use of focus groups and

thematic mapping techniques within these meetings.

3.9. Validity measures Within different areas 3 interviews were carried out, this was to ensure

triangulation of information in each locality. Pictures and observations were

also recorded to counter/support comments made by participants. News

articles were also researched as a background check to thematic comments

made by participants.

3.10. Ethical considerations

Residents within the townships have a culture and lifestyles different from

people who live in Knysna town. Due consideration has been taken to ensure

that all questions have been dealt with in a sensitive manner. Since service

delivery is a sensitive issue in South Africa, care was taken to ensure that

respondents were aware that questions were for research only and that the

respondents should hold no expectation on answers given. Video and voice

recording media was not used. It was also important to ensure that

participants understood the questions and thus colloquial language was

used, the interviews were also conducted in Afrikaans, as many people in the

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townships did not want to speak English. Respondents would also remain

anonymous, therefore no names or addresses where gathered. No names

are used only titles or respondent reference numbers.

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Chapter 4. Results 4.1 Thematic analysis The three spheres of sustainability, identified earlier, as well as an

Institutional sphere are used in this analysis to separate themes for further

inspection; Social, Environmental, Economic and institutional. For each of

these spheres, sets of indicators (Figure 4) were used as parameters for

theme analysis. These indicators were adapted from the framework

developed by the United Nations Commission on Sustainable Development

(UNCSD), (Appendix 11). Following the thematic analysis of the observation

and interview data (Appendix 12), the sub-themes displayed in table 2 were

identified.

Figure 4. Indicators of the sustainability of the RDP housing

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Social indicators

The social sustainability factors indicated by Vallance et al. (2011), were

social homogeneity (community), equitable incomes, employment and access

to goods and services; these can be seen to relate to the quality of life. As

mentioned by Diener and Suh (1997) with regards to the quality of life, an

assumption is that people will select things that will enhance their quality of

life, within the constraint of available resources. Here the quality of life is

defined by whether people can obtain things that they desire. The UN defines

the quality of life as “notion of human welfare (well-being) measured by social

indicators”, (UNSD 2013). The indicators used to assess social sustainability

in the study were:

i) Improved Quality of life: Has the access to services increased? How

have people’s lives in the settlements changed?

ii) Community and Participation: What is the sense of community in the

settlements? At what level does the community participate in its own

development?

iii) Inclusion: Are communities in the settlements included into the

community of Knysna?

The 4 main social themes that emerged from the interview data were that of

(SC1) safety, (SC2) community and participation, (SC3) access to services

and the (SC4) social changes that resulted from the relocations within the

process of receiving a home.

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Environmental Indicators

When considering the environmental sustainability of developments,

indicators such as carrying capacity, negative external shocks (climate

change, natural disasters) and the ecological foot print of the development

should be considered, (Rosales, 2011). The ecological footprint is an

accounting term which refers to the amount of biological resources consumed

and the waste produced by a development in an appropriated ecosystem

area, (Kitzes et al., 2009). The indicators used to assess environmental

sustainability in the study were:

i) External Shock Vulnerability: Have the homes been built with climate

change in mind? How have recent hazards such as flooding and drought

been taken into account?

ii) Land Use and land cover change: How is the land use changing and

how are the environmental impacts being addressed?

iii) Waste Management: How is this managed?

Environmental impacts were identified at three levels in the study; (EV3)

impacts around the home (within 5 metres), (EV2) impacts within the

settlements and (EV1) impacts within the Knysna catchment area.

Economic indicators

For the analysis of the economic sustainability the following indicators were

used to extract themes from the data gathered:

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i) The cost efficiency of homes: How is the the public sector managing the

funds? Can this expenditure been sustained? What policies help to ensure

efficient spending?

ii) Poverty alleviation: What are the outcomes of home ownership? How is

this facilitated and managed?

iii) Quality Control: What are the homes like? How are the building

standards upheld?

The themes which were identified within interviews as economic indicators

that would help assess poverty alleviation for the study were; (EC1) Incomes,

(EC2) Cost of living (excludes transport), (EC3) Transport and (EC4) Cost of

home ownership.

Institutional Indicators

For this analysis the following indicators were used to assess the institutional

sphere of sustainability within the data gathered:

i) Streamlined housing process: What is the process to receiving an RDP

home? How is this managed?

ii) Resolved policy conflicts: Are there policy conflicts that hamper the

process? What are they and how are they resolved?

iii) Provision of infrastructure: What are the limitations to housing provision

due to infrastructure? What is being done to mitigate this?

The themes that were identified within interviews were; (IS1) policy and

conflict, (IS2) planning and (IS3) infrastructure and capacity.

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Table 2. Table of analysis themes

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4.2 Findings 4.2.1a Informal/Squatter settlement structures

There are 3 types of settlements, (Plate.1):

1) Shacks on the Peripheries

(These are not serviced although they put pressure on the municipality to

receive services)

2) Settlements that have existed for 5-10 years

(These are currently being upgraded with standpipes and electricity)

3) Waiting list homes

(Have received a plot number, some waiting for 15-20 years)

Plate 1. Types of Informal settlements

The informal settlements (1) are not serviced, as they are essentially illegal

and not planned. These settlements dig their own long drops as toilets and

walk to fetch water from standpipes. Settlements (2) will be provided with

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water from standpipes, these are provided by the municipality at a ratio of 1

per 25 people. Toilets in the form of long drops are also provided 1 per 5

people, however, electricity will not be provided, as planning permissions

cannot be issued. There are many examples of illegal connections and there

have been instances of fatalities of livestock and individuals, with fires having

also been triggered by these illegal wiring practices (Code SC1 and IS3),

resulting in the loss of lives, homes and in extreme cases whole settlements

(plate. 2). The shacks are self-built and were constructed from cut-offs from

the sawmills with either a plastic cover or corrugated iron sheets as the roof,

(Plate.3).

Plate 2. Example of risks due to illegal-wiring practices

The head of Integrated Human Settlements (IHS), noted that over the last 3

years there has been a decrease in inward migration (Code SC4) and this

might be the result of a lack of job opportunities (Code EC1). There was also

evidence that some informal areas around Nekkies had been given electricity

connections. The head of IHS said that this was done to keep the peace

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(Codes SC1 & 3, IS 3) as these areas had been protesting due to lack of

access to services (Code SC1), resulting in the destruction of property and

the closure of the N2 (Code SC1).

Plate 3. Informal area along the N2 (Nekkies)

In ‘Waiting list’ areas, people must build their own (Codes IS1-3) temporary

structure and are provided with basic services; water, Electricity and

sanitation. The toilets vary, but the new trend is to provide a toilet on a

cement plinth, which will become part of the new home, others might have

communal toilets. Since the structures are self built, they are very similar in

appearance to the illegal informal settlements. The difference is that they

have entered the formalisation process and have been issued a plot number,

which can be clearly seen on the outside. These plot numbers, is the plot

upon which their new RDP home will be built. The ‘waiting list’ homes can be

found within informal areas, RDP home areas and specific waiting list areas,

depending on their position in the queue and the availability of land (Codes

EV1, IS2). In some cases, people here have been relocated from informal

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areas and will again be relocated to the plot where the RDP home will be

built. This relocation process is due to the limited space and the difficulties of

laying infrastructure (Codes S2, EV3) between settlements in fragmented

informal settlements. Once people have received a RDP home, the

temporary structure is to be taken down. Figure 5 is a map of the townships,

highlighting the major informal settlements.

Figure. 5 Identification of Informal areas studied

4.2.1b Semi-structured Interviews and Observations The following results are from interview and observation data, the interviews

were conducted in the informal areas only.

i) Settlement - (Responses to Question 1)

All respondents had relocated to Knysna, the reasons given mainly included;

seeking employment (Code EC1, SC2), moving away from rural areas to live

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in the cities, taken over informal dwelling (Code SC2) as their family or

friends have received RDP homes, while others simply moved to Knysna to

get away from larger cities such as Cape Town, as they felt it was too

dangerous living there (Code SC1). Figure 6 is a breakdown of where

respondents had come from.

Figure 6 Areas Informal settlement respondents have relocated form

ii) Community- (Responses to Questions 2,3,8)

Community, in this context, refers to the relationship between members

within the locality of each township where interviews were held. Respondents

generally recognised a community in their area. However, 20% of

respondents did not recognise a community within their area. One

respondent (Respondent 2) remarked that ‘’here, people keep to themselves’’

(Code SC1 & 2). Safety was raised as a concern in the area (Respondent 8)

(Code SC1), this could be the underlying reason for the sense of mistrust in

the area. Of the other 80% of respondents, 40% interacted with community

members while only 10% attended community meetings. 30% of the total

respondents were aware of any community-led projects. All respondents

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were aware of meetings held by the municipality, however there were marked

tensions by respondents:

Respondent 1, “They don't listen to us they, come and tell us what they are doing''

Respondent 4, “They just talk''

Respondent 10, ”People argue about service delivery”

Respondent 15, ”They don’t listen”

iii) Economic status- (Responses to Questions 9-14)

As 50% of all respondents were unemployed, as discussed, this might not be

a true representation of employment statistics due to the times of interviews.

However, employed respondents had jobs which were shift based and they

either had a day off or were working on the weekend. The main sources of

commuting transport used were identified as taxis (46.7%), lift shares

(26.7%) or by foot (26.7 %). Buses were present, however, these were for

school pupils only. 80% Journey times were over 10mins and 60% of

respondents who commuted spent between R20 and R30 a day. 16,7% of

respondents had family members who were away from home, of which

27,8% received remittances.

iv) Formalisation - (Responses to Questions 15-18) Only 63% of respondents had spoken to the municipality about receiving an

RDP home. Respondents would not discuss why they had not sought out

advise on obtaining a RDP home. All participants knew people who had

received RDP homes, however, 66% of respondents did not socialise with

them anymore (Code SC2). The cost of transport is the main reason for this

as remarked by Respondent 6, ‘’travel is too expensive, she lives far away

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now’’ (Code EC3) and Respondent 2, ‘’we only see each other at work’’(Code

SC2).

v) Environment - (Responses to Questions 20 & 21)

Access to green space in the questionnaire was referred to as parkland or

‘natural’ areas. 80% of respondents had no access to (Code EV2) such

areas. Furthermore, they felt that the environment where they were living was

unsanitary and one respondent (Respondent 10) commented that “it’s not

healthy to live like this’’ (Code EV3, SC1).

4.2.2 Formal Areas 4.2.2a Evolution of design The earlier designs were wooden (Plate 3); they had a garden and included a

water and electricity meter. Many tenants bypassed these meters creating a

shift to a prepaid electricity meter. Water is not generally metered or charged

and each household is given a 6Kl/ per month subsidy.

Plate 4. Wooden RDP homes

The design of RDP then moved to the concrete types (Plate 4) using large

concrete bricks, with one open room and no partitions. The roofs were built

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from asbestos and without gutters (Code SC1) and “gutters must be installed

by the tenants”, (Head of IHS) (Code EC4). In most cases access (steps or

walkway) to the property is not provided, nor is any storm drainage from the

site (Code EV3); the tenant must also install these (Code EC4). The

construction of these structures was tendered out to the lowest bidder, as the

focus of policy was to deliver quantity. Subsequently, as a result of the use of

cheap materials, many of these types of RDP homes are in disrepair, the

cost of which falls to the tenant. Respondents pointed out structural damage

due to vibration from construction vehicles.

Plate 5. First Concrete RDP Design

The following design (Plate 6) had 3 divisions inside and consisted of one

bedroom, a bathroom and a Kitchen/living area. The roofs were made from

corrugated iron and tenants were responsible for the installation of ceilings

and painting inside (Code EC4). The policy regarding electricity, water,

access and drainage remained the same (Code IS1). Up until this point each

dwelling had a garden, however, the increase of migration during the earlier

stages of RDP developments caused a shift to densification (Code IS1). Thus

the area around each dwelling has become smaller with one to two meters of

walking space around the home (Code EV3).

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Plate 6. Second Concrete RDP Design

The next design (Plate 7), brought tiled roofs instead of the corrugated iron

roofs, and included double glazed windows. The policy regarding electricity,

water, access and drainage remained the same.

The current Design is much the same as its predecessor, the main change

being that the ablution structure provided when the temporary home is

allowed to occupy the plot is later connected to the built home, as can be

seen in plate 8. In all these designs, a single circuit board is fitted and the

tenants must pay for their own plug/lighting points. Tenants try to mitigate

these costs by installing electrics themselves, which are often not within

safety requirements (Code SC1).

Plate 7. Third Concrete RDP Design

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Plate 8. Latest Concrete RDP Design

4.2.2b Semi-structured Interviews and Observations

i) Settlement (Responses to Questions 1 & 2)

63% of respondents had being living in their homes for less than 15 years, of

which 42% had been living in their RDP homes for less than 5 years.

Residents were felt their situation was better than before, however, one

respondent (Respondent 3) said that ‘‘it’s more expensive’’ (Code EC4).

ii) Community (Responses to Questions 3,4 & 14)

Community, in this context, refers to the positive relationship between

members within the locality of each township where interviews were held.

Respondents had commented on the fact that there was less crime

(Respondents 6 & 8) (Code SC1) compared to where they lived before, and a

better sense of community (Code SC2). 90% of respondents knew their

neighbours and 20% attended community meetings. With regards to

community projects, 40% were aware of any projects in the areas, the most

commonly known being the soup kitchens (Code SC2). The average

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household size in the RDP homes was 5 people, with largest being 8

persons.

iii) Economic status (Responses to Questions 5-8)

46,6% of the people interviewed were employed, and 16,6% were retired.

The transportation costs were between R15 - R18 a day for 50% of

respondents. Residents of homes had pre-paid electricity metres which they

needed to top up, 56% of residents paid over R20 per week for electricity.

The majority, 86.6%, of respondents had family away from home, of which

32% were receiving remittances.

v) Formalisation (Responses to Questions 11-13 & 15)

Services were supplied in these areas; RDP homes had water and electricity

and refuse collection. However, respondents remarked that recreational

areas for children were in short supply. No geyser (Code SC3) is supplied

with the home; only 13,3% of respondents had acquired geysers, water was

heat either with pots or kettles. Figure 7 is a summary of water heating

methods. 23% of respondents had acquired washing machines and of the

77% who had not, 20% were sharing with neighbours.

Figure 7. Methods of heating water.

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iv) Environment (Responses to Questions 9,10,16 & 17)

Access to parks varied; 53% of respondents felt that they had no access to

parks. The smallest distance to a park within the 53% was 1km with the

largest being 8km. Respondents felt it was important to know where their

children were; Respondent 20 stated, “it’s too far… want to be able to see

children’’.

The average distance to a park (Code SC3), was 2,46km. As the need to

house people individually has resulted in the adoption of a horizontal

densification strategy, access to garden space has diminished (Plate 9.a). As

gutters are not provided, residents must supply their own as well as drainage

to the roads (Code Sc4 & EV3), (Plate 9.b). 63% of respondent’s homes did

not have adequate drainage and 43% of respondents homes flooded when it

rained. The doorframes are almost at ground level (Plate 9.c) and thus water

can easily flow into the home (Code EV3). Storm water drains along the road

were also rudimentary in places (Plate 9.d).

Plate 9. Environment around the RDP homes

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4.2.3 Knysna Town Residents

Knysna residents were predominantly not concerned about activities on the

other side of the hill. 100% of respondents, however, were aware of problems

in ‘those’ areas. 43% of the respondents within Knysna centre felt that

informal areas settlers did not have they right to settle, and remarked that

they negatively impacted the CBD (figure 8). 33% of respondents felt that

homes would help to alleviate poverty in the townships, while 66% felt that

the target of providing housing to all was unachievable. The responses to

resident’s attitude towards RDP homes were varied, but predominantly

neutral, (figure 9).

Figure 8. Responses to question 11, How do the informal areas impact Knysna

Resp.     Comment       Resp.     Comment      

1   Its  unsafe  at  night   16   its  makes  it  ugly  

2   people  don’t  go  out  anymore   17   its  more  dirty  

3  I  think  that’s  why  people  have  left   18   people  are  scared  at  night  

4   There  are  burglarises   19  there  are  more  security  measures  now  

5   There  is  more  crime   20   there  is  more  begging  

6   people  come  here  to  beg   21   too  many  car  guards  

7   there  is  more  crime   22   people  sell  drugs  on  the  street  

8   its  not  safe  at  night   23  drunk  people  walking  around  during  the  day  

9   people  come  here  to  beg   24   there  is  more  police  now  

10   less  tourists   25   I  think  less  tourists  come  now  

11   I  don’t  know   26   don’t  know  

12   we  pay  for  them   27   I  don’t  think  its  does  too  much  

13   I  don’t  think  its  does  too  much   28   don’t  know  

14   begging   29   more  crime  

15   more  crime   30   begging  

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Figure 9. Responses to questions 13, What is your opinion about the location of the RDP homes?

Resp.   Comment       Resp.   Comment      

1   they  have  good  views   16   fine  

2   they  have  the  best  spots   17   -­‐  

3  they  don’t  look  nice  and  that’s  all  you  see  when  you  come  in   18   that’s  where  they  have  always  been  

4   its  fine   19  I  don’t  think  there  is  enough  room  up  there  

5   it  doesn’t  bother  me   20   I  don’t  like  them  

6   they  are  too  close  to  the  town   21   what  can  I  do?  

7  I  don’t  think  there  is  another  place  for  them   22   there  is  no  where  else  for  them  

8   they  are  nicely  hidden   23  I  don’t  like  it,  they  should  be  further  away  

9  they  are  in  a  good  place,  close  to  the  industrial  areas   24   I  don’t  know  

10   they  are  taking  the  nicest  places   25   that’s  where  they  have  always  been  

11   they  have  nice  views   26   its  fine  

12  I  can't  see  most  of  them,  but  they  are  on  slopes   27   they  are  fine  there  

13  they  shouldn’t  be  on  the  hill,  they  should  be  behind   28   there  is  no  where  else  for  them  

14   I  don’t  like  it   29   .  

15  they  are  too  close  to  town,  they  must  move  further  away   30   its  fine  

4.2.4 Municipal Interviews The following results are from interviews with: The Head of IHS, The

Environmental Manager, Community Development Manager and Economic

Development Manager.

i) Housing delivery

The current management of the construction of the homes has been used

to empower small contractors (Code EC1), the most successful of which

are run by women. The municipality buys all the materials and then opens

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up tenders for the work to be done. Companies who are local to the ward

where the work is to be carried out are preferred (Code SC2). These

companies essentially only provide labour as the municipality distributes

the materials. Thus the municipality ensures that the materials used are of

quality (Code IS3). This means that the cost of construction is reduced, “in

2005 a 36m2 home cost 65 000, no ceilings, plaster or paint. Under this

new method, a 34m2 home is now (2011) built for 50 000 and all the

previously excluded trimmings are included”, (Head of IHS). However the

provision of housing remains slow, by July 2012, only 600 homes had

been built. With regards to services, tenants have pre-paid electricity

meters and therefore manage their own costs. The water use of an

average home is under 6Kl/ per month and the government gives a rebate

if your usage is under this. Therefore the municipality does not meter the

water, as this seems wasteful to spend money on installing meters, buying

the vehicles and employing people to take readings, just to give a rebate

at the end. The IHS manager noted that there is a shift occurring from

supplying homes to supplying services i.e. more toilets and water supply

points will be added and applicants will build their own homes with the

help of subsidies. However, the IHS manager is skeptical of this

approach, as it will put stresses on land availability and fears that the

municipality will not be able to control the planning of these homes.

Furthermore he stated that, “the Environment will also be further stressed

from uncontrolled effluent discharges as the infrastructure of Knysna is

not ready for such a dramatic increase in services.” It was also clear that

environmental Impacts are not a primary concern (Code EV1): “The

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Priority for the municipality is building homes, not environmental impacts.’’

Environmental impact assessments (EIA) prolong the building process

and are therefore not conducted prior to the construction phase, but rather

after. EIA’s are also costly and must be paid for from the housing budget.

ii) Formalisation process and issues

As previously mentioned there are 4 stages to formalisation, as

represented in figure. 10.

Figure 10. The process of formalisation

Stage 1

Applications can be carried out at local municipality offices. Applicants

must meet specific requirements to be eligible for a RDP home.

Applications can only be made by South African Citizens. They must have

a household income less than R3 500 per month, be married or have a

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dependant and have never owned property in South Africa. Applicants will

only receive one subsidy. If a married couple applies and splits, whoever’s

name is on the database will not be able to reapply.

Stage 2

Once the application is granted applicants will receive a number. This

number corresponds to the plot number. However, interviews revealed that

there is a misconception by applicants that these numbers are their numbers

in a queue, IHS was aware of this misconception. Where possible, informal

settlements will be upgraded. In cases where RDP homes are being built on

greenfield spaces, applicants will be relocated to waiting list area. The

applicants must pay for this relocation (Code EC4), i.e. the transportation of

all personal goods. Illegal informal settlements take up land, which may be in

the areas where planned developments should be taking place. There are 3

main scenarios that were highlighted in the relocation stage: 1.) The current

structure is taken down and rebuilt in new location, 2.) The current structure

is abandoned and a new one is built on the new location or 3.) The current

structure is sold or rented out and a new one is built in the new location. In

some locations earmarked for RDP housing, squatters have built illegal

settlements, resulting in people jumping the queue. How these people obtain

plot numbers and thus bypass the first stage is not clear, but there are

allegations of corruption (bribes).

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Stage 3

The RDP home foundation and infrastructure has been laid and is now ready

for building of the new RDP home to commence. Applicants must move to

this location, build another temporary structure to live in on-site, while the

permanent structure is built.

The settlement of squatters in these areas does happen but applicants chase

them out; IHS noted that it is up to the community to stop this from

happening.

Stage 4

The RDP home is complete and after an inspection, the keys are handed to

the applicant who can now move in. Their old shack must be destroyed,

however, this is not done by the municipality. The informal dwelling in some

cases is rented out or used as and extension to the RDP home. Permits are

required to carry out extensions but there seems to be little enforcement of

this.

Besides the formalisation process, there are external factors which effect

housing delivery. IHS highlighted the main 4 factors:

• 1) Topography; available land is steep and needs to be reinforced in

order to be useable.

• 2) Land availability; the informal homes are very tightly bunched and

there is very little free land, available space is also claimed by

squatters. When developing proper homes, roads and infrastructure,

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the land becomes even scarcer. IHS is looking at increasing density

by building flats and duplex’s.

• 3) Acceptance of density; culturally, inhabitants want to be close to the

earth (linkages to ancestors) thus, living in apartments is not accepted

yet. The settlement of Oupad will be the first trial of the density

approach, however, it has required numerous meetings with the

community to get them to agree to this type of development.

• 4) Delivery of infrastructure; the provision of infrastructure such as

water, drainage and waste is outsourced to a local firm. They

commented that one major difficulty of providing infrastructure was the

availability of solid ground. In some cases, workers trying to install

pipes would dig into many long drops before finding suitable ground to

lay services.

iii) Community participation IHS has its own department that deals with community participation. There

are 3 levels of community involvement; at the first level, communities elect

representatives to lobby for certain issues (safety, sanitation, transport etc.).

At the second level, these representatives meet with Ward leaders. The ward

leaders are employed by the municipality but are voted in by the

communities. All communication between the community and the municipality

must go through the ward representative. At the third level, the municipality

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holds meetings with the community at the community hall. Each ward has a

community hall and these meetings are held once or twice a month.

iv) Environmental impacts EIAs are rarely carried out, and the head of environmental management

commented on the fact that social concerns are given preference. It was also

noted that the run-off from the township areas was having serious effects on

the estuary (Code EV1); the main pollutants recorded were phosphates,

nitrates and heavy metals. It was also highlighted that E-coli counts in the

estuary were increasing due to the run-off from long-drop toilets.

Storm water is said to be kept separate from the sewage and is not treated,

with the storm water run-off being directed directly into the estuary, thus

being the entry path of surface pollutants (Code EV1). However, water from

Knysna home gutters are directed to the sewage plant. Sewage works

operatives explained how the sewage plant was currently being upgraded as

the increase of homes has caused overflow problems in the past. The

sewage plant is less than 100m from the estuary, and during one flooding

event, the sewage works was overloaded and there was a large effluent

discharge into the estuary.

There has also been an increase in silt deposition in the estuary (Code EV1).

Many roads in the townships are gravel roads, and thus soil is easily

transported. In the past years, the intensity of precipitation has been

increasing, resulting in major flooding in Knysna (Code EV1).

Droughts in Knysna have also been recorded over the past few years. Since

the increased development in the area, the water storage had not been

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increased, leading to a water shortage throughout Knysna in 2005,

(Tempelhoff et al. 2009). Since 2005, a second reservoir has been

constructed, but many areas are still currently facing a water shortage,

(Knysna-Plett Herald, 2013). Figure 11 displays the water usage in the

township areas for 2011, where a clear upward trend is visible.

Figure 11 Water usage in the township areas for 2011

Data source: Knysna Water board

Residents in township areas have access to natural and plantation forests

along the perimeter of the townships. To avoid the cost of electricity, many

people harvest wood from these areas to use as fuel. Generally the wood is

either used to heat water or cook food, in some cases perimeter fences are

built with the wood. The pine plantations, which are adjacent to the

townships, are privately owned. There are areas where the pine trees have

been felled and squatters have setup residence in these open areas.

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4.3 Policy findings

i.) Prevention of Illegal Eviction from and Unlawful Occupation of Land Act 1998 This document outlines the rights of those unlawfully occupying land and the

procedures that need to be followed to evict them. The premise being that

one may not be evicted without a court order. The head of IHS noted that this

policy works against the housing development as squatters arrive in groups

and build homes within 24hrs. To remove the settlers, a charge of illegal

settlement must be brought against them and only when/if the court order is

issued, may they be forced to vacate. This results in land being occupied and

development being retarded. Furthermore, in the interim these settlers can

apply for housing.

ii) National Environmental Management Act (107 of 1998) (NEMA) This documents outlines principles, which provide guidance for environmental

decision-making. It legislates procedures, administration and enforcement of

environmental management laws. However, section 24 in this document

allows for EIAs to be carried out after development. The EIA may either be

approved or the applicant will be liable to pay for the rehabilitation. It is

argued that this opens the doors for exploitation, (Environmental Manager,

2012: September, 2012).

iii) Breaking New Ground 2004 (BNG)

This document emphasises the building of more sustainable homes and

offers different housing/subsidy configurations to address delivery problems.

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iv) Municipal Systems Act (No. 32 of 2000) This Act requires all local municipalities to develop their own Integrated

Development Plan (IDP), covering the short, medium and long term action

plan.

v) Sustainable Human Settlement Strategy (2008-2013) This document is part of Knysna’s IDP, highlighting the current housing

delivery challenges and the need for upgrading infrastructure. It also

proposes acquiring new land parcels to develop new housing areas. It further

highlights a ‘Gap’ Market − this demographic consists of individuals who have

a household income above R3500 but less than R10 000, and therefore

cannot receive a RDP home or subsidy. Thus ‘starter’ homes will also be

developed.

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Chapter 5. Discussion

The RDP housing project in its current form is delivering homes as quickly as

possible, however there are definite development issues, which we will

explore in this discussion.

5.1 The Environment

The environment has taken a back seat in this process and the impacts,

which seem localised and contained within the township communities, may

have detrimental future ramifications for Knysna as a whole. It emerged in

the study, that no EIA’s are carried out before development takes place and

that the environmental impacts are not a concern of the municipality.

However, Knysna relies on its environment for the income from tourism,

visitors either come for the scenic beauty, the water sports or outdoors

activities. The Knysna estuary is the largest on the south coast of South

Africa and in terms of bio-diversity, it has the highest plant and animal

diversity out of all the estuaries in South Africa, (Allanson, 1995). It is also

home to the endangered Knysna seahorse (Hippocampus capensis), (IUCN,

2012). The region experiences rainfall with an average of 715-1400 mm per

year, (Knysna.org, 2013), with a trend of increasing intensity of rainfall and

flooding, (Sen Roy and Rouault, 2013). As township residents clear areas of

forest, either for fuel or to accommodate a dwelling, the run-off rate is being

further increased, further increasing pollutant counts and sedimentation in the

estuary, as confirmed by the head of environmental management. Failure to

address these issues could result in the damage or loss of the estuarine

environment, which in turn may result in the loss of tourist arrivals and thus

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negatively impact the local income streams. The increased run-off also poses

a threat to the communities within the townships, they are not provided with

adequate storm water drainage around homes, which results in their homes

and assets being damaged. Not only does this burden residents with the cost

of repairs, but also voids any investment they have made. Thus the provision

of infrastructure in terms of storm water drainage and sanitation should be

the highest of priorities.

5.2 Economic Development

The municipality has creatively approached the quality management of the

RDP homes. By assuming the role of supplying the materials for the home,

they have managed to secure low costs as materials are bought in bulk from

a single supplier. This also ensures that all homes built are to the same

standard. This has not been the case in other municipalities and has resulted

in inferior building materials and thus unstable homes, which has resulted in

R400 million being spent on repairs, (Sowetan, 2012). This also helps to

eliminate fraudulent activities which have plagued the RDP programme in the

past, (Mackay, 1996). There is some evidence to suggest that income

streams are being developed; township tourism is widely promoted by the

Knysna tourism department and skilled entrepreneurs can tender for

construction contracts in the townships. In some cases the old informal

structure, which tenants occupied before moving into their RDP home, has

now been rented out, thus generating another income stream.

While we can see from the interview data that the cost of travel has

decreased for those in RDP homes (Figure 12), the use of RDP homes as a

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means of poverty alleviation remains unsure. The premise is obviously that

the RDP home is a basic starting point, which can be upgraded and thus

accumulate value. Therefore it is understandable the tenants of RDP homes

are expected to pay for the upgrades to their homes (internal and external

fittings such as lighting and guttering) however, this requires stable income

streams to ensure that the homes do not increase tenant’s economic

vulnerability. The lack of funds for the guttering, internal wiring and external

storm drainage, results in unsafe internal wiring and increased risk of water

damage. Charlton (2008), points when the economic upkeep of a home is too

difficult, it may result in the home being illegally sold for less than its

investment value, (RDP home may not be sold within 8 years of receiving

them). This can open the low income housing market up to the exploitation by

elitists who pay very little for the RDP home and then develop bigger homes

with premium views.

Figure 12. The Change in Transport costs

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5.3 Community Development

Access to services increase with the acquisition of an RDP home, and RDP

neighbourhoods have a stronger sense of community and safety compared to

that of the informal settlements. There are also more community projects and

skills workshops in RDP areas. However, the participation of communities in

the development of the townships resembles that of tokenism as described

by Arnstein’s ladder of participation. Community members are consulted and

informed about developments with partnerships limited to contractor work.

This may be partially due to a lack of definitive leadership by community

members or limited social capital. As noted by Roseland (2000), social

capital takes time to develop. The relocation, which occurs during the

formalisation stages, continually disrupts this process. Household sizes have

increased in RDP home areas, while in the informal areas, household sizes

tended to be limited as many structures are 2/3m x 2/3m. However looking at

figure 13, we can clearly see the larger homes providing growth for families.

The development of RDP communities remains on the urban fringe and

integration into the Knysna urban area is still limited. Residents of the

townships come into Knysna during the day and leave at night, while this

does not seem to a negative occurrence, it should be noted that during the

apartheid regime non-white ethic groups were only allowed into towns during

the daytime to work and had to leave at night, this lack of integration also

represents a lack of social change. In the interviews with Knysna town

residents, it was apparent that there was an attitude of ‘us’ and ‘them’, and

they are viewed an external problem.

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Figure 13. RDP Occupancy size

Chapter 6. Conclusions and Recommendations 6.1 Conclusions

The task of housing provision entrusted to the local municipality is not easy to

execute and the progress thus far is commendable, and as evidenced by the

evolution of the designs of RDP homes, there are frameworks in place which

monitor and evaluate the process continually. The municipality has also

adapted strategies to ensure quality, cost efficiency and standardisation of

homes. However, current eviction polices and the resulting changes in land

availability remain a barrier to securing efficient planning and control of these

developments. The rapid expansion of these developments has also strained

resources; waste management systems capacities are not upgraded in

tandem with the developments resulting in the developments being outside of

the absorptive capacity of the current system, water and electricity demands

outstrip the supply and deforestation is not managed.

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By definition, sustainable development is about planning for the long-term.

However, in the development of RDP housing, the focus has been on rapid

provision of housing in the shortest time frame without sufficient

consideration or planning for the long-term environmental impacts. The land

cover change in the upper hillsides have not taken into account the increased

storm water run-off and has thus potentially increased Knysna’s vulnerability

to extreme events, both in the townships and lower down in the town centre.

Furthermore, the continued impacts on the estuary would not only be

detrimental to the biodiversity of the area, but could result in negative

economic repercussions of the decrease in tourism and real estate

investment.

While increased numbers of homes are being provided and thus giving

people access to a better quality of life, sustainable income streams for

people living in the townships are not evidently developed. Township tourism

has been widely promoted in the townships, but only a small proportion of

people benefit from this. With the current population exceeding the amount of

available jobs, the maintenance of homes and livelihoods will not be

sustainable, thus the goal of alleviating poverty is not likely to be achieved.

Where RDP homes have existed for a longer period, there are more cohesive

communities, as evidenced by the presence of community projects and

residential interaction. Homes are looked after, gardens maintained and

schools are being built. However, there is a general desire for community

parks and accessible placements of green spaces.

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6.2 Recommendations

If the high demand of service is to be met, a more sustainable approach to

infrastructure will need to be adopted. Providing RDP homes with solar power

would lessen the load on current electric infrastructure, if this was to be

coupled with a feed-in tariff it could further help develop income streams for

home owners.

The development of a town centre within the townships could help further

develop community and self-governance through active participation.

Through further authentic community participation, residents could be

empowered to shape their own neighborhoods and increase a sense of place

and ownership. Furthermore, retail space in the townships could minimise the

travelling cost for many people as well as provide employment.

The requirements for EIAs before any development is to take place should

be reviewed, specifically, the NEMA policy Section 24, would increase

environmental impact management plans. As sustainable development

requires a balance of the economic, environmental and social factors, a more

integral approach needs to be developed and adopted, where the

development of one factor in done in unison with the other two.

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Appendices Appendix 1. Spatial design of an Apartheid city.

Source: http://go.owu.edu/~rdfusch/the_third_world_city.htm Appendix 2. The South African Provinces and Eden district

Source: www. Municipalities.co.za

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Appendix 3. An Arial Cross-section of Knysna

Source: Google Earth Appendix 4. Comparison of Apartheid city design and Knysna

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Appendix 5. A sustainable development-planning model of Bangladesh

Source: (Quaddus and Siddique, 2001)

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Appendix 6. Questions for semi-structured interviews 1. Questions for Informal settlement dwellers. 1.) How long have you lived in _______________________________. Where have you come from and why? Response to Obj. 1i, v 2.) Can you tell me a little about you community here. Response to Obj. 1i 3.) Do you have any community meetings about housing issues? Response to Obj. 1C & iv 4.) Does the local municipality attend these meetings? Are they invited? Response to Obj. 1D & iv 5.) Does the municipalities hold public meetings and gather public feedback? Response to Obj. 1C, D, iii, v & 2D 6.) What services do/don’t the local municipality provide? Response to Obj. 1B & D 7.) What additional services would you like to see here in ____________________? Response to Obj. 1B ii & iii 8.) Do you have any community led projects? Response to Obj. 1C 9.) Where do you work and what is your occupation? Response to Obj. 1ii, iii & 2D 10.) How do you get there? Response to Obj. 1ii, iii & 2D 11.) How long does it take? Response to Obj. 1ii , iii & 2D 12.) What does it cost? Response to Obj. 1ii, iii & 2D 13.) What is the monthly cost of staying here? Response to Obj. 1ii, iii & 2D 14.) Do you have family that work in the City and send you money to help? Response to Obj. 1ii, iii & 2D 15.) Has anyone spoken to you about RDP homes? Response to Obj. 1D 16.) What do you think of them? Response to Obj. 1A 17.) Have you applied? àWhy not? Response to Obj. 1A & 2D 18.) Has anyone you know received a RDP home? Do you still see each other? Response to Obj. 1E & 2B 19.) Do you think by receiving a RDP home you will have more money? Response to Obj. 1A, E & 2B 20.) Do you any access to green spaces? What condition are they in? Response to Obj. 1iii 21.) Do you feel that the environment healthy? Why and what is/should being done? Response to Obj. 1iii, 3A & B

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2. Questions for RDP homeowners. 1.) How long have you lived in _____________________________________. Response to Obj. 1i 2.) How long have you lived in this home? Response to Obj. 1i 3.) How does it compare to where you lived before? Response to Obj. 1A & E 4.) Can you tell me a little about you community here. Response to Obj. 1i 5.) Do you have any community meetings about housing issues? Response to Obj. 1C & iv 6.) Does the local municipality attend these meetings? Are they invited? Response to Obj. 1D & iv 7.) Does the municipality hold public meetings and gather community feedback? Response to Obj. 1 C, D & 2D 8.) What services do/don’t the local municipality provide? Response to Obj. 1B & D 9.) What additional services would you like to see here in ____________________? Response to Obj. 1B ii & iii 10.) Do you have any community led projects? Response to Obj. 1C 11.) Where do you work and what is your occupation? Response to Obj. 1ii, iii, 2C & D 12.) How do you get there? Response to Obj. 1ii, iii, 2C & D 13.) How long does it take? Response to Obj. 1ii , iii & 2D 14.) What does it cost? Response to Obj. 1ii, iii, 2C & D 15.) What is the monthly cost of staying here? Response to Obj. 1ii, iii, 2C & D 16.) Do you have family that work in the City and send you money to help? Response to Obj. 1ii, iii & 2D 17.) Has anyone still awaiting a RDP home? Do you still see each other? Response to Obj. 1E & 2B 18.) Has owning a RDP home allowed you to save/earn more money? Response to Obj. 1A, E , 2C & B 19.) Do you any access to green spaces? What condition are they in? Response to Obj. 1B & iii 20.) Do you feel that the environment healthy? Why and what is/should being done? Response to Obj. 1iii, 3A & B 21.) Do you know what was here before these houses? Response to Obj. 1iii, 3A & B

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3. Questions for Municipalities. A.) Regarding informal Settlements 1.) Is there an increase in informal settlements? Response to Obj. 1v 2.) Why do you think this is? Response to Obj. 1v & 2D 3.) Do you feel that these informal settlements have the right to be where they are? Response to Obj. 1D,v & 2D 4.) How are the informal settlements managed and serviced? Response to Obj. 1B, D,v & 2D 5.) Does the municipality hold public meetings and gather community feedback? Response to Obj. 1C, D, iii, v & 2D 6.) Are there any known problems associated these sites? Response to Obj. 1B, C, D, iii, v & 2D 7.) How do they effect communities in Knysna central and the townships? Response to Obj. 1C, iii, v & 2D 8.) Are there any environmental implications? Are there any mitigation strategies? Response to Obj. 1iii, 3A & B B.) Regarding RDP housing? 1.) Who can get an RDP home? Response to Obj. 1i & 2D 2.) What is the Process here in Knysna? 3.) What is Knysna budget for RDP homes in 2012? Response to Obj. 2A 4.) How many homes have been built this year? 5.) Do you think that the RDP targets are achievable? Response to Obj. 1A 6.) Does the municipality hold public meetings and gather community feedback? Response to Obj. 1C, D, iii, v & 2D 7.) Would you view the RDP housing in Knysna as a success and why? Response to Obj. 1A, E & 2B 8.) How would you improve the RDP houses? 9.) What does the municipality require of new RDP tenants in terms of bills? Response to Obj. 1B,E, 2C & D 10.) How is the environment safe guarded from any impacts in allocating build areas and impacts during occupancy? Response to Obj. 1D, 3A & B

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4. Questions for Knysna Central Residents. 1.) How long have you lived in _____________________________________. Response to Obj. 1i 2.) Can you tell me a little about you community here. Response to Obj. 1i 3.) Do you have any community meetings about housing issues? Response to Obj. 1C & iv 4.) Does the local municipality attend these meetings? Are they invited? Response to Obj. 1C, D, iii, v & 2D 5.) Does the local municipality hold meetings public and gather community feedback? Response to Obj. 1C, D, iii, v & 2D 6.) Is there an increase in informal settlements? Response to Obj. 1v 7.) Why do you think this is? Response to Obj. 1v & 2D 8.) Do you feel that these informal settlements have the right to be where they are? Response to Obj. 1v & 2D 9.) How are the informal settlements managed? Response to Obj. 1D,v & 2D 10.) Are there any known problems associated these sites? Response to Obj. 1C, iii, v & 2D 11.) How do they effect Knysna central? Response to Obj. 1C, iii, v & 2D 12.) Are there any environmental implications associated with these settlements? Are there any mitigation strategies? Response to Obj. 1iii, 3A & B 13.)What is your opinion about the location of the RDP houses? Response to Obj. 1A &2B 14.) RDP houses are used as a tool to alleviate poverty; do you think this is realistic? Response to Obj. 1A & E 15.) Do you think that the RDP targets are achievable? Response to Obj. 1A 16.) Are there any environmental implications associated with the RDP houses? Are there any mitigation strategies? Response to Obj. 1iii, 3A & B 17.) Would you view the RDP housing in Knysna as a success and why? Response to Obj. 1A, E &2B 18.) How do you think RDP houses being closer to the center of town would affect Knysna? Response to Obj. 1A & 2D

4. Questions for Conservation Officer. 1.) What are the environmental Impacts in the informal settlements? Response to Obj. 3A 2.) What are the environmental Impacts in the development of RDP houses? Response to Obj. 3A 3.) What are the environmental Impacts when these homes are occupied? Response to Obj. 3A 4.) What mitigation policies are in place? Response to Obj. 3B

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Appendix 7. Question and Objective crosschecking guide

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Appendix 8. Results of pilot questions in informal areas

Appendix 9. Results of pilot questions in formal (RDP home) areas

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Appendix 10. Amended questionnaire for formal (RDP home) areas

Question Comments. 1.) How long have you lived in this home? Response to Obj. 1i

2.) How does it compare to where you lived before? Response to Obj. 1A & E

3.) Can you tell me a little about you community here. Response to Obj. 1i

4.) Do you have any community led projects? Response to Obj. 1C

5.) Are you employed? Response to Obj. 1ii, iii, 2C & D

6.) What does it cost to get to town? Response to Obj. 1ii, iii, 2C & D

7.) What expenses are there now that you are staying here? Response to Obj. 1ii, iii, 2C & D

8.) Do you have family that work in the City and send you money to help? Response to Obj. 1ii, iii & 2D

9.) Do you any access to green spaces? Response to Obj. 1B & iii

10.) How far are the parks? Obj. 1D, 3a

In the pilot when questioned about desired additional facilities, 90% of respondents wanted parks for children that were close by.

11.) Does the home have a geyser? Obj 1D

A few homes had solar geysers, but it was unclear how other home accessed warm water?

12.) How do you heat water? Obj 1D, 3a.

The fuel type would impact either the environmental impact of the economic impact.

13.) Is there a washing machine? Obj 1D, 3a.

This indicated that people could afford these, and also marked an increase in water consumption. In some cases these were shared with other community members.

14.) What is the occupancy size? Obj 1D

To mark any over crowding .

15.) Is there refuse collection? Obj 1D

This is a service provided by the municipality, was it being carried out?

16.) Is there storm water drainage present? Does the home flood? Obj 1D, 3a

This could indicate environmental hazards both to the inhabitants and the environment.

17.) Is there access to the home? Obj 1D, 3a

How did disabled and elderly people get to their homes?

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Appendix 11 UNCSD Theme indicator framework

Source: (Singh et al., 2012)

Appendix 12 Thematic Coding

Ref No.

Respondent Type (no.)

Comment Observation Codes

1 Muni. Over the last 3 years inward migration has decreased

SC4

2 Muni. Lack of jobs EC1 3 Muni. Protests,

Access to services SC1

SC3 & IS 3 4 News Protests Evidence of burnt road SC1 5 Muni. Build own structures IS1, IS3, SC3

6 Muni. Availability of land EV1, IS2

7 SIS Laying infrastructure in

informal areas is difficult..

IS2, SC2, EV 3

8 Muni. ‘’ Relocate and rebuild..’’

SC2, EC4, IS1, IS2, IS3

9 Inf. Set. Seeking employment Passing on of shacks

EC1, SC2

10 Inf. Settle (R3)

'here,  people  keep  to  themselves''  

Safety a concern SC2, SC1

11 Inf. Set. (R2)

'See  each  other  at  work''  

SC2

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12 Inf. Set. (R6)

'Its  too  expensive,  she  lives  on  the  other  side''  

SC2, EC3

13 Inf. Set. (R10)

it’s not healthy to live like this’’.

No access to green space, smells of effluent

EV3, SC3

14 Inf. Areas Illegal connections SC1, IS3

15 RDP design Space around homes reduced over the years

EV3, EV2, IS1,2,3

16 RDP design

No gutters incl. Asbestos still present No drainage incl.

EV2,3 SC1, SC3 EV1,2,3, SC1, SC3, IS1, IS2, IS3

17 RDP design Tenants responsible for drainage, electrics

SC1, SC3,EC2,EC4

18 RDP Services

Refuse, Water free Electricity pre paid

EV1,

19 RDP res. (R1)

Safer Kids playing in the street

SC1, SC2

20 RDP res. (R3)

Expensive EC2

21 RDP res. (R6)

Less crime SC1

22 RDP res. (R7)

Far (from Knysna centre)

SC2, EC3

23 RDP res. (R8)

Safer SC1

24 RDP res. (R9)

Services SC3

25 RDP res. More community People more open and chatted to each other

SC2, SC3

26 RDP res. Evidence of community projects

SC2

27 RDP homes Homes housed more people than intended for

SC2, SC3

28 RDP Homes

People have cheap transport costs

EC2, EC3

29 RDP Homes

Extra costs of electricity now No geysers

EC2, EC4, IS 2

30 Environ. impact

Wood used for fuel EV2, EV1, EV3

31 RDP res. (R20)

‘’ want to be able to see children’’

Access to parks limited

SC1, SC2, SC3, EV2, IS2

32 IHS man. ‘’ Empowering local contractors’’

SC2, EC1, IS1

33 IHS man. ‘’ we buy materials… and its cheaper’

Quality control Economically efficient

SC3, EC4

34 IHS man ‘’ we don’t meter water…waste of money’’

Quality control ? Economically efficient?

SC3, EC4

35 IHS man. Knysna is not ready for such a dramatic increase in services

IS2, EV1, SC2, EC4

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36 IHS man. ‘’ The Priority for the municipality is building homes not environmental impacts.’’

IS2, EV1, SC2, EC4

37 Housing process

3 homes built before RDP received, relocation paid for by applicants

EV2, SC2, EC3, IS1

38 Inf. Res. Numbering misconception Queue jumping

SC2, SC4, IS1

39 IHS man. ‘’ the acceptance of density is still an issue’’

SC2, IS1

40 Environ. Impacts

Long drops responsible for: estuary pollution Difficulty of laying infrastructure

EV1,EV3, IS3

41 Community Partarticp.

‘’ street committees’’ Community members self organising

SC2

42 Env. Man. ‘’ pollutant run-off and silt in estuary increasing’’

EV1, IS3,

43 Env. Man. Deforestation has increased

People selling wood, building fences or using materials as fuel

EV1, IS1

44 SIS ‘’ pollutant run-off a problem’’

EV1

45 Water board ‘‘Drought in 2005, ran out of water’’

EV1, SC1, IS3

46 IHS Man. ‘’ the policy works against us’’

Illegals cannot be dealt with

IS1, SC2, EV2, EC4

47 Environ. Man ‘’ Sec 24 is a problem in trying to protect the environment’’

EIA’s not being carried out

IS1, EV1