Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Reqtdred by the Ethics in Government Act of 1978 (5 U.S.C. app. 3~ 101-111) 1. Person R eporting (last name, first, middle initial) Drell, Dee D. 4. Title (Article IlI judges indicate active or senior status; magistrate judges indicate full- or pa r t - t im e ) District Judge (Active) 7. Chambers or Office Address 515 Murray Street Alexandria, LA 71309 2. Court or Organization Western Distric LA, Alexandria 3. Date of Report 05/13/201 I 5a. Report Type (check appropriate type) ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date 6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followea~ Cotnplete all parts, checking the NONE bo x for each part where you have no reportable informatior~ Sign on last page. I. POSITIONS. (Re~orti.g individuul o.~y; se¢ ~. 9-13 of filing instructions.) ~] NONE (No reportablepositions.) POSITION NAME OF ORGANIZATION/ENTITY 2. Member, Board of Directors Y.M.C.A. of Alexandria, LA 3. Mm ember, Board of Directors Louisiana Bar Foundatin 4. 5. II. A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of f!ling instructions.) [~ ] NONE (No reportable agreements.) DATE_ PARTIES AND TERMS Drell, Dee D.
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8/3/2019 Dee D Drell Financial Disclosure Report for 2010
in Government Act of 1978(5 U.S.C. app. 3~ 101-111)
1. Person R eport ing (last name, f i rst , middle ini t ia l )
Drel l , Dee D.
4. T i t le (Ar t ic le I l I judges indicate ac t ive or senior s ta tus ;magist rate judges indicate ful l - or pa r t - t ime)
Dis t r ic t Judge (Act ive)
7. C hambers o r Of f i c e Addre ss
515 M u rray St ree tA l e x a n d r i a , L A 7 1 3 0 9
2. Court or Organizat ion
Western Dis t r ic LA, Alexandr ia
3. Date of R e p o r t
05/13/201 I
5a . Repor t Type (check appropr ia te type)
] Nominat ion, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the bas is o f the in formation conta ined in th is Repor t and anymodif ica tions per ta in ing the re to , i t is , in my o pin ion , in compliancewith appl icable l aws and regulat ions .
R e v i e w i n g O f f i c e r D a t e
6. Repor ting Per iod
01/01/2010
to
12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Cotnplete all parts,
checking the NONE bo x for each part where you have no reportable informatior~ Sign on last page.
I. P O S I T I O N S . ( R e ~ o r t i. g i n d i v id u u l o . ~ y ; s e ¢ ~ . 9 - 1 3 of filing instructions.)
~] N O N E (No reportablepositions.)
POSITION NAME OF ORGANIZATION/ENTITY
2. M e mbe r , Bo a rd o f D i re c to r s Y . M . C . A. o f Ale xa n d r i a , LA
3. M m e m b e r , B o a r d o f D i r e ct o r s Lo u i s i a n a Ba r Fo u n d a t in
4.
5.
I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of f!ling instructions.)
[~] N O N E (No reportable agreements.)
D A T E _ PARTIES AND TERMS
8/3/2019 Dee D Drell Financial Disclosure Report for 2010
1 1 1 . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer’s Non-Investm ent Incom e
~-] N O N E (No reportable non-investment income.)
DATE SOURCE AND TYPE
2.
3.
4.
1NCONE( y o u r s , n o t s p o u s e ’ s )
B . S p o u s e ’ s N o n - I n v e st m e n t I n c o m e - if you were marrled during any portion of the reporting year, complete this section.
(Dolktr amount not required except for ho noraria . )
~ (No reportable non-investment income.)O N E
1.2010
2 . 2010
3.
4.
DATE SOURCE AND TYPE
State o f Louis iana Depar tmen t o f Cor r ect ions - -Salary
S e l f E m p l o y e d c o u n s e l o r - R e d R i v e r C o u n s e l i n g S e r v i ce s - - S e r v ic e f e e s
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL
(Includes those to spouse a nd dependent children," see pp. 25-27 offiling instructions.)
~ (No reportable reimbursements.)O N E
SOURCE DATES
1. Kiwanis Club of Alexandria 07/28
LOCATION PURPOSE
Las Vegas , NV Kiwanis convention
ITEMS PAID OR PROVIDED
P a r t i a l t r a v e l e x p e n s e f o r ~conven t ion a t tendance (Reg is t r a t ion ,travel, hotel) "
2. Kiwanis Club of Alexandria 08/24 C ruise to C o z u m el K iw an is D istrict Par t i a l t ravel expense fo r i [~ ~ i~d i s t r i cC o n ven tio n con ve n tio n a tten d a n ce (R e g istra tio n ,
t r avel , ho te l )
3. Kiw anis In ternat ional 11/05-11/10 In d ian ap o l i s , IN Kiwan is In s t ruc to r T ra in in g Air f ar e expense
4.
5.
8/3/2019 Dee D Drell Financial Disclosure Report for 2010
V . G I F T S . a n c l , ,d e s t h o s e , o ~ p o u s e u , d d e ~ , e , d e , t ch i ldren; see p p . 2 8 - 3 1 of f i l ing instructions.)
N O N E (N o rep or ta b le g if t s . )
SOURCE DESCRIPTION
1.
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n cl ,, d es , h o s e o , ~ s p o , s e a n d d e ~ , e n d e , 1 c h i l d r e n ; s e e p p. 3 2 - 3 3 o f f i l i n g i n s t r uc t i o n s . )
~ N O N E (N o rep or ta b le l ia b i l i t i e s . )
CREDITOR DESCRIPTION
1. USAA Savings Ban k Credit Card
2. AT&T Credit Card
3.
4.
5.
VALUECODE
K
K
8/3/2019 Dee D Drell Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - i . e o m e , v a t a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D N O N E (No reportable income, assets , or transactions.)
A. B. C.Descrip tion o f Assets Incom e during Gross va lue a t end
(including trust assets) report ing per iod of report ing per iod
(1) (2 ) (1) (2)
Place "(X )" after each assel Am ount Type (e.g., V a l u e V a l u e
exempt f rom prior disc losure Co d e l div., rent, C ode 2 Method(A-H) o r i n t . ) ( J - P ) C ode 3
(Q-W)
Type (e.g.,
bu y , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
Dat e V a l u e G a i n
m m /d dg yy C od e 2 C o d e 1
( J - P ) (A-H)
Identity of
buyerlseller
(if private
transaction)
I. Minera l Interest , Loving Cty, TX(assessed C Royalty J Wtaxable $28,880)
2. Volunteers of America National Retirement A I n t e r e s t J TSavings Plan
3. Red River Bank None J T
4. LASERS (La. State Retirement System) None K T
5. P e r s h i n g G o v e r n m e n t A c c ’t ( m o n e y m a r k e t ) A Interest J T
6. Equitab le Var iab le Life Ins . Co. (See Part B InterestVlll)
7. Providen t L i f e & Acciden t Ins . Co. (See Part A InterestVIII )
8. F a i rh o l m e F u n d A Dividend
9. FPA New Income Inc A Dividend
10 . Blackrock Global Allocation Fund A Dividend
J
J
K
J
T
T
T S o l d(part)
T S o l d
(par t )
Sold
07/09/I 0 J A
04/13/10 J A
08/19110 K A
I1 . Fairholme Fund A Dividend Sold 08/19/10 J A
1 2 . T e m p l e t o n G l o b a l B o n d F u n d A D i v i d e n d J T Bu y 08/19/10 J
13 . Pr uden t i a l Shor t - Ter m Cor por a t e Bon d Fund A Dividend K T Bu y 08119/10 K
1 4 . F P A N e w I n c o m e I n c
1 5 . L a D e p t o f C o r r c c ti o n s C r e d i t U n i o n ( Y )
A Dividend J T So ld 12/21/10 J A
(part )
16 . C a p i t a l O n e B a n k ( X ) N o n e J T Open 07/27/10 J
1 7 . J A N U S W o r l d w i d e Fu n d ( X ) A Dividend K T O p e n 07/27/10 K
1 . I n co m e G a in Co d e s : A = $1,000 or less B = $1,001 - $ 2,500 C = $ 2,501 - $ 5,000 D =$5.001 - $15,000
(Se e Co lum n s B I a n d D4) F = $50,001 - $ 100,000 G =$ 100,001 - $1,000,000 H 1 =$1,000,001 - $5.000,000 H2 =M ore than $5,000,000
2 . V a lue C o de s J = $ 15,000 or less K = $ 15,001 - $ 50,000 L =$50,001 - $ 100,000 M = $100,001 - $250,000
(See Co lu mns CI and D 3 ) N =$250,001 - $500,000 O = $500,001 o $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000.000
P3 = $25,000,001 - $50,000,000 P4 =Mo re than $50,000,000
3. V a lue Me th o d Co d e s Q =Appraisal R = C o s t (Re a l E s ta te On ly ) S = As s e s s m e n t T = Ca s h Ma rk e t
(See Co lu mn C2) U = Bo o k V a lue V Other W = E s t im a te d
E =$15,001- $50,000
8/3/2019 Dee D Drell Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E ( N o reportable income, assets, or transactions.)
A. B. C.
Description of Assets Incom e during G ross va lu e at end
(including tr~st assets) reporting period of reporting period
(l) (2) (1) (2) (I ) (2) (3)
Place "(X)" after each asset Amount Type (e.g., V a lu e V a l u e T y p e ( e . g . , D a t e V a lu e
exempt f rom prior disc losure C ode I div., rent, Code 2 Method buy, sell, m m /dd /yy C ode 2
(A-H) o r i n t . ) ( J - P ) C ode 3 redemption) (J-P)
( Q - W )
1 8 . J A N U S B a l an c e d F u n d ( X ) B Distr ibu t ion K T O p e n 07/27/10 K
1 9 . D r e y f u s S t r a te g i c V a l u e F u n d ( X ) A D i v i d e n d L T O p e n 07/ 27 / 10 L
20 . In l a n d W e s t e r n R e a l E s t s t e T r u s t ( X ) A D i s t r i b u t i o n J T O p e n 07/ 27 / 10 J
21 . A m e r i c a n E l e c t ri c P o w e r C o m m o n S t o c k A D i v i d e n d J T O p e n 07/ 27 / 10 J
(x )
22 . C l e c o C o r p N e w ( X ) A D iv id e n d K T O p e n 07 /27 /10 K
23 . Cap i t a l O n e F i n . Co r p Co r n ( X ) A D iv id e n d J T O p e n 07 /27 /10 J
24 . Ci t i g r o u p , In c Co r n ( X ) N o n e J T O p e n 07 /2 7 /10 J
25 . El i L i ll y & Co Co r n ( X ) A D iv id e n d J T O p e n 0 7 / 2 7 / I 0 J
26 . M ed co Hea l t h S o l u t i o n s I n c Co r n ( X ) N o n e J T O p e n 07/27/10 J
27 . M e r c k & C o N e w C o r n ( X ) A D i v i d e n d J T O p e n 07/27/10 J
28 . R e y n o l d s A m e r n I n c C o m ( X ) A D iv id e n d J T O p e n 07 /27 /10 J
29 . S o u t h e rn C o C o m ( X ) A D i v i d e n d K T O p e n 07 /2 7 /10 K
30 . T r a v e l e r s C o s In c C o r n ( X ) A D iv id e n d J T O p e n 07 /2 7 /10 J
31 . X C E L E n e r g y l n c C o r n ( X ) A D i v i d e n d J T O p e n 07 /27 /10 J
32 . C a l a m o s G r o w t h & I n c o m e F u n d C l a s s C A D iv id e n d J T O p e n 07 /27 /10 J(x )
33 . C a p i t a l I n co m e B u i ld e r F u n d C l a s s A ( X ) A D iv id e n d J T O p e n 07/ 27 / 10 J
34. Diamond Hill Long Short Fund (X) A D i v i d e n d J T O p e n 07 /27 /10 J
Transactions during reporting period
(4 ) (5 )
Gain Identity of
C o d e 1 buyer/sel ler
(A-H) (if private
t r a n s a c t i o n )
I . In co m e G a in C o d e s : A =$1,000 o r le ss B =$ 1,001 - $ 2 ,500 C = $2 ,501 - $5,000 D = $5.001 - $15,000
(Se e Co lum n s B 1 a n d D4) F =$50,001 - $ 100.000 G = $10 0, 00 1 - $!, 00 0,0 00 H 1 = $|,0 00 ,00 1 - $5 ,00 0,0 00 H2 -M~are than $5,000,0~0
2 . V a lue Co d e s J =$15,000 or less K = $15,001 - $50,000 L =$50,001 - $100,000 M =$ 100,001 - $250,000
(Se e Co lum n s C I a n d D3) N =$ 250,001 - $ 500,000 O =$ 500,001 - $ t ,000,000 P l =$1 ,000,001 - $ 5,000,000 P2 =$5,000,001 - $25,000,000
P 3 =$25,000,001 - $50,000,000 P 4 = M ore than $50.000,0003. V a lue Me th o d Co d e s Q =Appr a i s a l R = C o s t (Re a l E s ta te On ly ) S = As s e s s m e n t T = Ca s h Ma rk e t
( s e e C o l u m n C 2 ) U = Bo o k V a lue V = Oth e r W =Es t imated
E =$15,001- $50,000
8/3/2019 Dee D Drell Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - i n co m e, v a l ue , t r a n s a c t i o n s ( In c l udes t h o s e o f ~ f f ~ o us e a n d dep en den t ch i l d r en ; s ee p p . 34- 60 o f f i l i n g i n s t r uc t i o n s . )
N O N E ( N o reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s Income during
( in c lu d in g tr us t a s se ts) r e p o rt in g p e r io d
(l ) (2 )
Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure C o d e 1 div., rent,
( A - H ) or i n t . )
35. FPA New Income Inc Com (X) A Dividend
3 6 ° First Eagle Fund Of America Class A (X) A Dividend
37 . Franklin Income Fund Class C (X) B Dividend
38 . T h e Inco me Fund o f Ame r i ca C la s s C (X ) A Dividend
39. Mutu al Series Shares Class A (X) A Dividend
40 . Templeton Income Fund Class C (X) A Dividend
41 . Thornburg Investment Income Builder Fund A Dividend(X) Class A
42 . Sunamer ica Money M arket Fund (X) A I n t e r e s t
4 3 . F D1C In s u red De p o si ts Pro gram (X ) A I n t e r e s t
44.
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
(~) (2)V a l u e Value
C o d e 2 Metlx od
( J - P ) C o d e 3
( Q - W )
K T
J T
K T
J T
J T
J T
J T
J T
J T
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(i ) (2) (3)Type (e.g., D a t e V a l u e
b u y , s e l l , mr0 ddd! yy C o d e 2
r e d e m p t i o n ) (J-P)
O p e n 07 /27 /10 K
O p e n 07 /27 /10 J
O p e n 07 /27 /10 K
O p e n 07/27/10 J
O p e n 07 /27 /10 J
O p e n 07/27/10 J
O p e n 07/27/10 J
O p e n 07/27/10 J
O p e n 07/27/10 J
G a i n Iden t i ty o f
Code I buyer / se l l er
( A - H ) ( i f p r iv a te
t ransac t ion )
Estat~ ~ ..~j
I . In co m e G a in Co d e s : A =$1,000 or less B =$1,001 - $2,500 C = $2 ,501 - $5 ,000 D =$5,001 - $15,000
(Se e Co lum n s B I a n d D4) F =$ 50,001 - $ 100,000 G =$100,001 - $ 1,000,000 H I = $ 1,000,001 - $ 5,000,000 H2 =M ore than $5,000,000
2. V a lue C o d es J = $ 15,000 or less K = $15,001 - $50,000 L =$50,001 - $ 100.000 M = $100,001 - $250,000
(Se e Co lum n s C I a n d D3) N = $250,001 - $500,000 O = $5 00 ,001 - $ 1,000 ,000 P 1 = $1 ,000.001 - $ 5,000,000 P 2 = $5 ,000,001 - $ 25 ,000,000
P 3 =$25,000,001 - $50,000,000 P 4 = M ore than $50,000,000
3. V a lue Me th o d Co d e s Q =Appr a i s a l R =Cost (Real Esta te Only) S = As s e s s m e n t 3 " =C as h Mar ke t
(See Co lu mn C2) U = Bo o k V a lue V - O t h e r W =Es t imated
E = $15,001 - $50,000
8/3/2019 Dee D Drell Financial Disclosure Report for 2010
V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lnaico,eparto/’report.)
F r o m P a r t V I I , l i n e 1 : V a l u e b a s e d o n n o n - c o n s u m m a t e d o f f e r t o p u r h ca s e
From Pa r t VII , lines 6 and 7 . : In r egard to Eq ui tab le Va r iab le L i f e Ins . Co an d Prov iden t L i f e & Acciden t Insurance Co mp any. Both ar e un iver sa l o r var iab le l ip o l ic ies . Va lu e co d e rep o r ted fo r bo th i s n e t v a lu e o f u n lo an ed p o r t io n o f"Gu aran teed In te res t " A cco u n t . .
8/3/2019 Dee D Drell Financial Disclosure Report for 2010
1 c e r t i fy t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s
a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .
1 f u r t h e r c e rt i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r te d a r e i nc o m p l i a n c e ~ v i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S .C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .
Signature : S/Dee D. Drell
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U LL Y FA L S I FI E S O R F A L L S T O F IL E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 04 )
C om m i t te e on F i na nc i a l D i s c lo s u r eA d m i n i st r a ti v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSui te 2-301O n e C o l u m b u s C i rc l e, N . E .W a s h i ng t on , D .C . 2 0 5 4 4