DARTMOUTH COLLEGE OFFICE OF SPONSORED PROJECTS … · 2019-12-10 · Dartmouth College Office of Sponsored Projects 11 Rope Ferry Road, #6210 Hanover, NH 03755-1404 TELEPHONE (603)

DARTMOUTH COLLEGE

OFFICE OF SPONSORED PROJECTS

ANNUAL REPORT

AND

SUPPLEMENT TO THE FINANCIAL REPORT

JUNE 30, 2016

Dartmouth College

Office of Sponsored Projects 11 Rope Ferry Road, #6210 Hanover, NH 03755-1404

TELEPHONE (603) 646 - 3007 FAX (603) 646 - 3670

E-Mail: [email protected]

November 22, 2016 Dear Colleague: We are pleased to present to you the Office of Sponsored Projects Annual Report for fiscal year 2016. The Annual Report highlights Dartmouth’s lasting efforts to attract external support for research and other sponsored activities year after year. During fiscal year 2016, total funding (research and financial aid) reached $220,458,588 which was a 2% decrease in funding over fiscal year 2015. The Executive Summary provides a valuable overview of our performance and illustrates the most salient features of sponsored research at Dartmouth College. In the Executive Summary you will see the impact of Financial Aid over the previous five years, as well as information regarding total awards received, the year-to-year percentage change in awards, sources of awards, total proposals submitted and total expenses. Subsequent sections provide a more focused review of sponsored research by division during fiscal year 2016. Section 1 provides an analysis of awards and proposals by organizational divisions and departments as well as by source. Sections 2 through 9 provide information for each division and department that administered awards and proposals during the year. These sections also contain details on awards received and list:

Division (or other major organizational unit), Department or program, Name of the principal investigator and co-investigator(s), Sponsoring agency, Type of sponsoring agency, Total amount awarded (listed for principal investigator only), and Title of the project.

Section 10 is the Supplement to the College Financial Report and it provides a summary of award expenditures. The Annual Report does not include proposal or expenditure detail by division or department. Anyone needing this information for his or her department should contact the Office of Sponsored Projects at 603-646-3007. The Annual Report contains information on corporate and industry activity that is defined as support for research and not corporate philanthropy. The information contained herein represents sponsored activities and does not include most awards generated and reported by the Development Office. Also, the Annual Report does not generally include awards made directly to individual faculty. If you have any questions or comments please call me at 603-646-3007.

SPONSORED PROJECTS ANNUAL REPORT JULY 1, 2015 – JUNE 30, 2016

TABLE OF CONTENTS

EXECUTIVE SUMMARY

Financial Aid summary ................................................................................................................................................ 1 Total College 5 Year History (Awards, Proposals and Expenses) ............................................................................... 2 Awards Received ........................................................................................................................................................ 3 Proposals Submitted ................................................................................................................................................... 5 Agency Sponsored Expenses ..................................................................................................................................... 7

PROPOSAL AND AWARD ACTIVITY

1. FY 2016 AWARD AND PROPOSAL SUMMARIES:

Historical Award and Proposal Data (1995 - 2016) ...................................................................................................... 8 Awards Received and Proposals Submitted by Sponsor ........................................................................................... 10 Award Summaries .................................................................................................................................................... 11

Proposal Summaries ................................................................................................................................................. 14

2. ARTS AND SCIENCES

Overview .................................................................................................................................................................. 17 Departmental Award Analysis ................................................................................................................................... 20

AMELL ...................................................................................................................................................................... 21 Anthropology ............................................................................................................................................................ 22 Arts & Sciences ........................................................................................................................................................ 23 Biological Sciences ................................................................................................................................................... 24 Chemistry ................................................................................................................................................................. 25 Classical Studies ...................................................................................................................................................... 26 Computer Science .................................................................................................................................................... 27 Earth Sciences ......................................................................................................................................................... 28 Economics ................................................................................................................................................................ 29 Education ................................................................................................................................................................. 30 Environmental Studies .............................................................................................................................................. 31 Film and Media Studies ............................................................................................................................................ 32 Geography ................................................................................................................................................................ 33 Government .............................................................................................................................................................. 34 Institute for Writing and Rhetoric ............................................................................................................................... 35 Leslie Center for the Humanities ............................................................................................................................... 36 Linguistics ................................................................................................................................................................. 37 Mathematics ............................................................................................................................................................. 38 Physics and Astronomy ............................................................................................................................................ 39 Psychological and Brain Sciences ............................................................................................................................ 40 Quantitative Social Science ...................................................................................................................................... 41 Sociology .................................................................................................................................................................. 42

3. CAMPUS SERVICES

Overview & Departmental Award Analysis ................................................................................................................ 43 Woodlands Office ..................................................................................................................................................... 44

4. FINANCE AND ADMINISTRATION

Overview & Departmental Award Analysis ................................................................................................................ 45 Human Resources Operations .................................................................................................................................. 46

5. OFFICE OF FINANCIAL AID

Overview & Departmental Award Analysis ................................................................................................................ 47 Financial Aid ............................................................................................................................................................. 48

6. GEISEL SCHOOL OF MEDICINE

Overview .................................................................................................................................................................. 49 Departmental Award Analysis ................................................................................................................................... 52

Biochemistry ............................................................................................................................................................. 53 Center for Technology and Behavioral Health ........................................................................................................... 54

Community and Family Medicine .............................................................................................................................. 55 Ctr for Environmental Health Sciences ...................................................................................................................... 57 Data Science ............................................................................................................................................................ 58 Epidemiology ............................................................................................................................................................ 59 Genetics ................................................................................................................................................................... 60 MD PhD Program ..................................................................................................................................................... 61 Medicine ................................................................................................................................................................... 62 Microbiology and Immunology .................................................................................................................................. 64 Molecular and Systems Biology ................................................................................................................................ 66 Neurology ................................................................................................................................................................. 67 Norris Cotton Cancer Center ..................................................................................................................................... 68 Obstetrics and Gynecology ....................................................................................................................................... 69 Orthopaedic Surgery ................................................................................................................................................. 70 Pathology ................................................................................................................................................................. 71 Pediatrics .................................................................................................................................................................. 72 Pharmacology and Toxicology .................................................................................................................................. 73 Physiology and Neurobiology .................................................................................................................................... 74 Psychiatric Research Center ..................................................................................................................................... 75 Psychiatry ................................................................................................................................................................. 76 Radiology ................................................................................................................................................................. 78 SYNERGY ................................................................................................................................................................ 79 Surgery ..................................................................................................................................................................... 80 The Dartmouth Institute for Health Policy & Clinical Practice ..................................................................................... 81

7. OFFICE OF THE PROVOST

Overview .................................................................................................................................................................. 84 Departmental Award Analysis ................................................................................................................................... 87 Dartmouth Center for Healthcare Delivery Science ................................................................................................... 88 Dartmouth Entrepreneurial Network .......................................................................................................................... 89 Dickey Center ........................................................................................................................................................... 90 Environmental Health and Safety .............................................................................................................................. 91 Ethics Institute .......................................................................................................................................................... 92 Graduate Studies ...................................................................................................................................................... 93 Hood Museum of Art ................................................................................................................................................. 94 Hopkins Center Visiting Artists .................................................................................................................................. 95 Institute for Information Infrastructure Protection ....................................................................................................... 96 Institute for Security, Technology, and Society .......................................................................................................... 97 Office of the Provost Admin ...................................................................................................................................... 98 Office of the Provost ................................................................................................................................................. 99

8. THAYER SCHOOL OF ENGINEERING

Overview ................................................................................................................................................................ 100 Departmental Award Analysis ................................................................................................................................. 103 Biomedical Engineering .......................................................................................................................................... 104 Chemical and Biochemical Engineering .................................................................................................................. 106 Electrical and Computer Engineering ...................................................................................................................... 107 Environmental ......................................................................................................................................................... 108 Material Science and Mechanical Engineering ........................................................................................................ 109

9. TUCK SCHOOL OF BUSINESS Overview ................................................................................................................................................................ 110 Tuck School of Business ......................................................................................................................................... 111

SUPPLEMENT TO THE FINANCIAL REPORT

10. FY 2016 EXPENSE SUMMARY Dartmouth College Eight Year Comparison: Direct, Indirect, and Total ................................................................... 112 Five Year Comparison by Division .......................................................................................................................... 115 Five Year Comparison by Type Funding ................................................................................................................. 116 Agency Expenses & College Cost-Shared Expenses .............................................................................................. 117 Summary of Expenditures by Area .......................................................................................................................... 119 Expense Categories by Type Funding and Type Research .................................................................................... 122 Agency Sponsored Expenses by Type Funding ...................................................................................................... 124

EXECUTIVE SUMMARY

Awards received by Dartmouth College fell 2% to $220,458,588 during fiscal year 2016. Reductions in Financial Aid were the primary component of decreased awards. Sponsored awards for Geisel School of Medicine rose 2.4% to $ $146,964,103 and represented 67% of awards at Dartmouth College during the year. Financial Aid represented 13% of awards for the year. Excluding Financial Aid, awards remained stable as compared to 2015. Figure 1 illustrates these trends. Agency sponsored expenditures were $213,196,710 in fiscal year 2016 which was a decrease of 1.4% from 2015. Expenses in Geisel School of Medicine were $130,213,221 and represented 61% of agency sponsored expenditures at Dartmouth College during the year.

FY12 FY13 FY14 FY15 FY16 Awards $211,044,154 $199,474,532 $209,599,057 $224,539,807 $220,458,588 Expenses $213,870,414 $219,934,449 $212,358,928 $216,018,463 $213,196,710 Proposals $691,666,147 $744,852,062 $748,608,594 $885,472,417 $1,139,819,813

$0

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FY12 FY13 FY14 FY15 FY16

$174.5 $170.2 $176.4 $191.3 $191.2

$36.6 $29.2 $33.2$33.2 $29.3

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Figure 1: Awards

Awards Financial Aid

Page 1 of 124

Figure 2 shows a five year comparison of awards and agency sponsored expenses.

Figure 3 illustrates the relative changes in award and proposal levels over the previous five years.

$174 $170 $176$191 $191

$180 $187 $180 $185 $181

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Figure 2: Awards and Expenses 5 Year HistoryNon-Financial Aid

Awards Expenses

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Figure 3: $ Value Change from Previous YearNon-Financial Aid

Awards Proposals

Page 2 of 124

Awards Received

Dartmouth College received 730 awards totaling $220,458,588 in fiscal year 2016 which was a decrease of 2% from fiscal year 2015. Whereas multiple divisions experienced decreases in funding during 2016, Geisel School of Medicine saw another year of increased awards rising 2.4% to $146,964,103. FIGURE 4:

FY12 FY13 FY14 FY15 FY16 ARTS AND SCIENCES $29,490,725 $21,444,095 $19,127,508 $20,729,655 $19,641,325 CAMPUS SERVICES $166,944 $63,484 DEAN OF THE COLLEGE $25,000 $5,000 $36,750 $0 $0 FINANCE AND ADMINISTRATION $246,286 FINANCIAL AID $36,591,837 $29,201,156 $33,156,956 $33,198,766 $29,285,064 GEISEL SCHOOL OF MEDICINE $122,963,112 $130,203,253 $135,109,117 $143,460,607 $146,964,103 OFFICE OF THE PRESIDENT $0 $129,741 $45,000 $5,000 $0 OFFICE OF THE PROVOST $3,148,760 $1,280,172 $4,369,046 $4,685,447 $4,615,016 THAYER SCHOOL $18,824,720 $17,107,615 $17,754,680 $22,293,388 $19,596,704 TUCK SCHOOL $0 $103,500 $0 $0 $46,606

TOTAL COLLEGE $211,044,154 $199,474,532 $209,599,057 $224,539,807 $220,458,588

GEISEL SCHOOL OF MEDICINE

67%

FINANCIAL AID13% THAYER SCHOOL

9%

ARTS & SCIENCES

9%PROV/FIN

ADMIN/CAMP SVCS/TUCK/D

COL/PRES2%

Award Summary by DivisionFiscal Year 2016

60

80

100

120

Number of Awards Received FY16

Page 3 of 124

As Figure 5 illustrates, Dartmouth College relies heavily upon government sponsored research. In 2016, government awards totaled $154,117,924 (81%), compared to $33,792,786 (18%) in private funding and $3,262,814 (1%) in foreign funding. Government awards rose 4% in 2016 fueled by an 11% increase in NIH funding. Privately sourced awards fell 14% during 2016 primarily due to a 38% drop in funding from foundation sponsors. This followed a 120% increase in funding from foundations in 2015.

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$84.0 $76.6 $80.8 $88.9 $99.0

$51.9 $62.6 $66.1 $59.5 $55.1

$37.3 $29.5 $27.7$39.3 $33.8

$1.3 $1.6 $1.9$3.6 $3.3

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Figure 5: Source of Sponsored AwardsNon-Financial Aid

NIH Government (Non-NIH) Private Foreign

DHHS - NIH$98,649,786

NSF$14,836,240

STATE & LOCAL GOV

$12,885,693

FDN$11,723,512

CORP$10,269,048

Source of Awards by Top 5 SponsorsNon-Financial AidFiscal Year 2016

Page 4 of 124

Proposals Submitted Dartmouth College faculty and staff submitted 1050 proposals totaling $1,139,819,813 during fiscal year 2016. Geisel School of Medicine and Thayer School submitted more proposals and requested more funding as compared to fiscal year 2015. Whereas, Arts & Sciences and Office of the Provost submitted more proposals but requested less funding as compared to fiscal year 2015. Figure 6 displays proposals for 2012 - 2016. FIGURE 6:

FY12 FY13 FY14 FY15 FY16 ARTS AND SCIENCES $101,689,751 $106,217,911 $101,422,511 $124,385,215 $123,804,269 DEAN OF THE COLLEGE $44,774 $32,800 $36,750 $39,894 $45,149 FINANCE AND ADMINISTRATION $164,191 FINANCIAL AID $0 $0 $19,045,513 $33,067,793 $33,209,171 GEISEL SCHOOL OF MEDICINE $510,560,671 $539,928,291 $499,619,969 $615,081,802 $857,970,481 OFFICE OF THE PRESIDENT $0 $90,040 $325,000 $0 $0 OFFICE OF THE PROVOST $11,651,325 $11,276,402 $8,689,343 $5,683,426 $5,081,043 THAYER SCHOOL $67,719,626 $87,203,118 $119,469,508 $107,214,287 $119,473,903 TUCK SCHOOL $0 $103,500 $0 $0 $71,606 TOTAL COLLEGE $691,666,147 $744,852,062 $748,608,594 $885,472,417 $1,139,819,813

GEISEL SCHOOL OF MEDICINE

75.3%

ARTS & SCIENCES10.9%

THAYER SCHOOL10.5%

FINANCIAL AID2.9%

PROV/FIN ADMIN/TUCK/D

COL0.5%

Proposal Summary by DivisionFiscal Year 2016

050

100150

Number of Proposals Submitted FY16

Page 5 of 124

Figure 7 shows the number of proposals submitted by each division during the previous five fiscal years.

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620 622 605 582 601

239 239 242 229 245

101 109 134 159 17426 31 46 24

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Figure 7: Proposal Submissions

GEISEL SCHOOL OF MEDICINE ARTS AND SCIENCES

THAYER SCHOOL PROV/DCOL/FIN AIDPRES/TUCK/FIN ADMIN

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Page 6 of 124

Agency Sponsored Expenses Agency sponsored expenditures in fiscal year 2016 totaled $213,196,710. Excluding Financial Aid, direct expenses were $138,686,486 (77%) and indirect expenses were $42,282,022 (23%) in 2016. Figure 8 shows non-financial aid expenses for fiscal years 2012 - 2016.

Total Agency Sponsored Expenses (including Financial Aid)

FY12 FY13 FY14 FY15 FY16 213,870,414 219,934,449 212,358,928 216,018,463 213,196,710

Total Agency Sponsored Expenses

(excluding Financial Aid) Direct Direct % Indirect Indirect % Total

FY12 $135,615,106 75.47% $44,082,312 24.53% $179,697,418 FY13 $143,159,308 76.39% $44,241,143 23.61% $187,400,451 FY14 $137,592,905 76.29% $42,753,652 23.71% $180,346,557 FY15 $142,682,281 77.18% $42,196,468 22.82% $184,878,749 FY16 $138,686,486 76.64% $42,282,022 23.36% $180,968,508

$0$20$40$60$80

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$136 $143 $138 $143 $139

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Figure 8: Agency Sponsored ExpensesNon-Financial Aid

Indirect

Direct

$21 $22$30 $27

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FY15 FY16

Milli

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Subawards

Subcontracts to Dartmouth Subawards from Dartmouth

Page 7 of 124

FISCAL YEAR

NUMBER OF

AWARDS

$ VALUE AVERAGE $ PER

AWARD

NUMBER OF PROPOSALS

$ VALUE AVERAGE $ PER

SUBMISSION1995 589 $74,398,404 $115,525 663 $278,381,853 $419,8821996 557 $70,317,683 $110,659 616 $222,160,564 $360,6501997 610 $78,371,592 $120,944 617 $253,407,620 $410,7091998 634 $79,265,092 $118,483 648 $373,243,370 $575,9931999 659 $89,251,945 $117,129 655 $302,883,269 $462,4172000 710 $101,728,987 $127,161 718 $397,406,296 $553,4912001 778 $128,210,710 $164,795 715 $381,966,134 $534,2182002 842 $156,954,675 $186,407 800 $566,055,455 $707,5692003 806 $165,317,011 $205,108 875 $664,368,589 $759,2782004 827 $205,705,391 $248,737 899 $711,325,763 $791,2412005 866 $187,101,167 $216,052 996 $677,234,696 $679,9552006 892 $185,634,211 $208,110 1018 $596,389,035 $585,8442007 841 $183,340,425 $218,003 848 $625,611,839 $737,7502008 878 $163,321,292 $186,015 933 $641,947,845 $688,0472009 826 $168,582,051 $204,094 1129 $867,433,516 $768,3202010 954 $230,718,049 $241,843 1010 $816,323,217 $808,2412011 852 $202,747,767 $237,967 929 $617,564,039 $664,7622012 808 $211,044,154 $261,193 986 $691,666,147 $701,4872013 731 $199,474,532 $272,879 1001 $744,852,062 $744,1082014 755 $209,599,057 $277,615 1027 $748,608,594 $728,9282015 710 $224,539,807 $316,253 994 $885,472,417 $890,8172016 730 $220,458,588 $301,998 1050 $1,139,819,813 $1,085,543

OFFICE OF SPONSORED PROJECTSDARTMOUTH COLLEGE

HISTORICAL AWARD AND PROPOSAL DATA

Page 8 of 124

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HISTORICAL AWARD AND PROPOSAL COMPARISON

Page 9 of 124

TOTAL COLLEGE AWARDS % PROPOSALS %

Corporate 10,269,048 4.66% 24,399,307 2.14%Department of Defense 5,157,670 2.34% 23,810,686 2.09%Department of Education 30,278,903 13.73% 33,209,171 2.91%Department of Energy 3,031,820 1.38% 6,900,093 0.61%Department of Health & Human Services 108,388,522 49.17% 562,946,411 49.39%Department of Justice 0 0.00% 147,379 0.01%Foreign Corporations 841,262 0.38% 836,230 0.07%Foreign Foundations 694,415 0.31% 283,196 0.02%Foreign Governments 543,554 0.25% 9,305,839 0.82%Foreign Institutes 339,464 0.15% 444,245 0.04%Foreign Private Educational Institutions 540,797 0.25% 74,105 0.01%Foreign Professional & Trade Associations 0 0.00% 49,946 0.00%Foreign Public Educational Institutions 303,322 0.14% 201,736 0.02%Foreign State & Local Government 0 0.00% 1,494,686 0.13%Foundations 11,723,512 5.32% 32,515,296 2.85%Multi-National Government 0 0.00% 174,748 0.02%National Aeronautics & Space Administration 1,167,511 0.53% 245,466,457 21.54%National Endowment for the Humanities 74,984 0.03% 805,132 0.07%National Science Foundation 14,836,240 6.73% 68,074,647 5.97%Other Federal 2,200,022 1.00% 7,313,063 0.64%Private Educational Institutions 4,904,665 2.22% 29,481,450 2.59%Private Institutes 6,307,000 2.86% 46,735,585 4.10%Professional & Trade Associations 588,561 0.27% 1,389,018 0.12%Public Educational Institutions 5,381,623 2.44% 38,267,229 3.36%State and Local Governments 12,885,693 5.84% 5,494,158 0.48%

TOTAL 220,458,588$ 1,139,819,813$


AWARDS AND PROPOSALS BY SPONSORFISCAL YEAR 2016

Page 10 of 124

$ # $ # $ # $ # $ #

ARTS & SCIENCES ANTHROPOLOGY 182,316 5 42,318 2 0 0 24,680 2 397,186 2 ARTS & SCIENCES 165,559 1 159,111 1 0 0 0 0 0 0 ASIAN & MIDDLE EAST LANGUAGES AND LITERATURES 5,370 1 5,370 1 0 0 5,000 1 0 0 BIOLOGICAL SCIENCES 2,820,600 21 4,653,268 26 4,983,576 32 3,897,599 25 5,804,336 24 CHEMISTRY 2,153,339 14 2,311,474 11 2,769,383 13 3,624,666 18 2,463,915 13 CLASSIC STUDIES 2,385 1 0 0 0 0 0 0 0 0 COMPUTER SCIENCE 1,358,544 15 984,181 9 657,128 4 2,160,188 14 1,190,277 7 EARTH SCIENCES 941,033 9 677,935 8 313,916 5 1,229,381 13 2,359,279 18 ECONOMICS 361,613 9 566,123 9 516,476 6 302,569 4 1,788,520 11 EDUCATION 112,361 1 166,766 2 0 0 0 0 4,740 1 ENVIRONMENTAL STUDIES 1,635,054 8 1,050,170 5 607,707 6 259,946 1 1,893,827 8 FILM AND MEDIA STUDIES 705,413 3 718,324 3 209,768 2 367,472 2 318,542 3 FRENCH & ITALIAN 0 0 0 0 65,000 1 0 0 0 0 GEOGRAPHY 390,518 6 145,007 3 0 0 381,194 4 78,021 2 GOVERNMENT 63,768 1 515,582 2 184,822 1 212,533 2 200,000 1 GRADUATE STUDIES 0 0 983,500 1 187,000 1 473,500 2 0 0 INST FOR WRITING RHETORIC 20,577 1 0 0 0 0 0 0 0 0 LESLIE HUM CENTER 60,262 1 54,738 1 0 0 0 0 0 0 LINGUISTICS & COGNITIVE SCIENCE 44,285 1 133,240 2 0 0 106,821 2 0 0 MATHEMATICS 1,307,051 9 578,063 13 1,181,900 10 1,002,024 18 1,955,956 11 MUSIC 0 0 0 0 0 0 0 0 100,000 2 NATIVE AMERICAN STUDIES 0 0 0 0 0 0 12,640 1 0 0 PHILOSOPHY 0 0 55,000 1 0 0 0 0 0 0 PHYSICS & ASTRONOMY 3,695,724 40 4,680,784 32 5,432,144 48 5,100,435 42 5,746,991 42 PSYCHOLOGICAL AND BRAIN SCIENCES 3,481,493 20 2,248,701 11 2,018,688 13 1,977,393 15 4,034,880 20 QUANTITATIVE SOCIAL SCIENCE 89,670 1 0 0 0 0 0 0 0 0 SOCIOLOGY 44,390 2 0 0 0 0 0 0 0 0 WILLIAM H. NEUKOM INSTITUTE FOR COMPUTATIONAL SCIENCE 0 0 0 0 0 0 306,054 1 1,154,255 1ARTS & SCIENCES 19,641,325 170 20,729,655 143 19,127,508 142 21,444,095 167 29,490,725 166

CAMPUS SERVICES WOODLANDS OFFICE 63,484 2 166,944 2 40,000 1 129,741 2 0 0CAMPUS SERVICES 63,484 2 166,944 2 40,000 1 129,741 2 0 0

DEAN OF THE COLLEGE DEAN OF THE COLLEGE 0 0 0 0 4,750 1 0 0 0 0 LIBRARY 0 0 0 0 32,000 1 0 0 0 0 OUTDOOR PROGRAMS 0 0 0 0 0 0 5,000 1 25,000 1DEAN OF THE COLLEGE 0 0 0 0 36,750 2 5,000 1 25,000 1


FISCAL YEARS 2012 - 2016AWARD SUMMARY

FY 2015FY 2016

DARTMOUTH COLLEGE

FY 2014 FY 2013 FY 2012

Page 11 of 124

$ # $ # $ # $ # $ #



FY 2015FY 2016

DARTMOUTH COLLEGE

FY 2014 FY 2013 FY 2012

FINANCE AND ADMINISTRATION HUMAN RESOURCES OPERATIONS 246,286 1 0 0 0 0 0 0 0 0FINANCE AND ADMINISTRATION 246,286 1 0 0 0 0 0 0 0 0

FINANCIAL AID 29,285,064 4 33,198,766 4 33,156,956 4 29,201,156 3 36,591,837 8

GEISEL SCHOOL OF MEDICINE ADMINISTRATION 0 0 0 0 411,208 4 0 0 10,000 1 ADVISING DEAN'S OFFICE 0 0 0 0 0 0 50,000 1 5,000 1 ANESTHESIOLOGY 0 0 6,891 1 6,891 1 7,967 2 719,793 7 ANIMAL RESOURCES CENTER 0 0 24,089 1 23,616 1 23,153 1 22,699 1 BIOCHEMISTRY 11,236,620 25 7,321,566 23 7,463,560 20 4,218,174 12 6,869,430 27 CENTER FOR ENVIRONMENTAL HEALTH SERVICES 20,000 1 4,332,317 3 0 0 80,000 1 200,000 1 CENTER FOR TECHNOLOGY AND BEHAVIORAL HEALTH (CTBH) 3,722,869 7 0 0 0 0 0 0 0 0 COMMUNITY & FAMILY MEDICINE 12,354,928 25 12,391,626 40 12,535,457 51 16,294,200 39 7,718,500 36 DATA SCIENCE 4,018,750 18 2,531,705 5 0 0 0 0 0 0 EPIDEMIOLOGY 1,553,969 3 0 0 0 0 0 0 0 0 GENETICS 660,498 8 5,834,349 24 7,688,078 24 9,302,685 24 8,603,962 27 INSTITUTE FOR QUANTITATIVE BIOMEDICAL SCIENCES 0 0 101,672 3 100,084 3 30,568 2 0 0 MD PHD PROGRAM 43,377 1 96,240 2 0 0 0 0 0 0 MEDICINE 7,541,962 55 9,097,461 51 8,844,254 64 7,603,628 67 12,797,493 100 MICROBIOLOGY & IMMUNOLOGY 17,299,248 53 15,412,155 50 14,787,509 52 12,804,166 54 17,460,059 58 MOLECULAR AND SYSTEMS BIOLOGY (MSB) 6,141,592 18 0 0 0 0 0 0 0 0 NEUROLOGY 293,515 5 1,668,626 11 1,253,840 10 1,543,036 13 3,084,244 18 NEW HAMPSHIRE-DARTMOUTH PSYCHIATRIC RESEARCH CENTER 3,047,668 12 1,412,065 11 0 0 1,780 1 2,293 1 NORRIS COTTON CANCER CENTER 9,945,956 31 6,000,854 31 1,714,509 3 3,370,942 5 3,290,262 2 OBSTETRICS & GYNECOLOGY 1,215,121 8 717,605 5 672,672 12 842,509 8 270,830 9 ORTHOPAEDIC SURGERY 118,395 4 26,199 2 25,805 2 13,222 2 768,573 5 PATHOLOGY 2,261,627 6 1,012,136 3 4,085,997 9 1,659,309 7 3,656,890 6 PEDIATRICS 4,659,349 24 5,175,698 31 6,851,314 47 6,953,535 44 5,165,635 40 PHARMACOLOGY & TOXICOLOGY 2,087,078 7 2,790,818 14 8,255,075 27 5,704,848 27 7,581,978 20 PHYSIOLOGY & NEUROBIOLOGY 1,659,956 5 3,596,478 12 3,341,153 19 4,199,359 18 8,813,111 27 PSYCHIATRY 19,667,403 37 19,379,489 48 23,070,213 73 22,657,706 74 15,925,541 91 RADIOLOGY 2,385,540 9 5,920,215 10 4,369,887 10 12,520,718 7 10,346,053 7 SURGERY 1,165,290 13 1,231,474 12 998,868 11 980,579 19 1,629,676 16 SYNERGY 9,363,543 2 7,133,823 2 2,245,179 2 0 0 0 0 THE DARTMOUTH INSTITUTE FOR HEALTH & CLINICAL PRACTICE 24,499,849 65 30,245,056 60 26,363,948 67 19,341,169 47 8,021,090 37GEISEL SCHOOL OF MEDICINE 146,964,103 442 143,460,607 455 135,109,117 512 130,203,253 475 122,963,112 538

Page 12 of 124

$ # $ # $ # $ # $ #



FY 2015FY 2016

DARTMOUTH COLLEGE

FY 2014 FY 2013 FY 2012

OFFICE OF THE PROVOST BIOMEDICAL LIBRARIES 0 0 0 0 25,000 1 0 0 0 0 CENTER FOR HEALTH CARE DELIVERY SCIENCE (TDC) 1,477,619 4 687,284 2 35,625 1 0 0 0 0 DARTMOUTH ENTREPRENEURIAL NETWORK (DEN) 100,000 1 0 0 0 0 0 0 0 0 ENVIRONMENTAL HEALTH & SAFETY 5,000 1 5,000 1 5,000 1 0 0 0 0 ETHICS INSTITUTE 16,500 1 16,500 1 17,000 1 0 0 0 0 GRADUATE STUDIES 353,500 1 0 0 0 0 0 0 0 0 HOOD MUSEUM OF ART 13,250 1 67,170 2 76,525 1 0 0 0 0 HOP VISITING ARTISTS 66,500 4 67,200 4 135,500 6 130,000 5 87,300 6 HOPKINS CENTER FOR THE ARTS 0 0 0 0 78,467 1 0 0 0 0 INSTITUTE FOR INFORMATION INFRASTRUCTURE PROTECTION (I3P) 123,145 2 1,061,416 2 2,012,836 1 609,006 1 1,470,000 3 INSTITUTE FOR SECURITY, TECHNOLOGY, AND SOCIETY (ISTS) 1,290,937 5 2,210,900 8 1,641,969 7 395,157 5 1,024,868 5 JOHN SLOAN DICKEY CENTER 416,564 2 150,000 1 100,000 1 0 0 10,000 1 OFFICE OF THE PROVOST 586,598 4 424,977 2 246,124 1 135,009 2 546,592 2 OFFICE OF THE PROVOST ADMIN 165,403 2 0 0 0 0 0 0 0 0 WOMEN IN SCIENCE PROJECT 0 0 0 0 0 0 11,000 1 10,000 1OFFICE OF THE PROVOST 4,615,016 28 4,685,447 22 4,369,046 21 1,280,172 14 3,148,760 18

THAYER SCHOOL BIOMEDICAL ENGINEERING 8,202,974 37 11,186,607 43 6,330,486 35 6,687,339 27 5,556,715 22 CHEMICAL & BIOCHEMICAL ENGINEERING 3,398,743 7 2,075,457 4 1,729,135 3 3,648,295 7 1,551,585 7 ELECTRICAL & COMPUTER ENGINEERING 2,595,853 18 2,037,425 17 2,701,169 15 1,951,913 16 4,668,956 21 ENVIRONMENTAL SCIENCES & ENGINEERING 358,315 2 264,909 5 281,714 4 0 0 253,459 2 MATERIAL SCIENCE & MECHANICAL ENGINEERING 5,040,819 18 6,728,990 14 6,712,176 15 4,820,068 18 6,794,005 25 THAYER SCHOOL ADMINISTRATION 0 0 0 0 0 0 0 0 0 0THAYER SCHOOL 19,596,704 82 22,293,388 83 17,754,680 72 17,107,615 68 18,824,720 77

TUCK SCHOOL 46,606 1 0 0 0 0 103,500 1 0 0

TOTAL COLLEGE 220,458,588 730 224,539,807 710 209,599,057 755 199,474,532 731 211,044,154 808

Page 13 of 124

$ # $ # $ # $ # $ #

ARTS & SCIENCES ANTHROPOLOGY 808,922 10 14,533 1 226,497 3 582,695 7 350,000 1 ART HISTORY 0 0 149,058 2 195,345 1 0 0 0 0 ARTS & SCIENCES 2,039,133 1 12,536,955 8 0 0 0 0 0 0 ASIAN & MIDDLE EASTERN LANGUAGES AND LITERATURES (AMELL) 16,110 1 0 0 299,154 1 17,000 1 10,000 1 ASIAN & MIDDLE EASTERN STUDIES (AMES) 408,559 2 0 0 0 0 0 0 0 0 BIOLOGICAL SCIENCES 14,999,307 20 20,092,677 28 13,351,307 34 15,332,880 36 17,822,776 31 CHEMISTRY 16,387,830 28 8,635,141 15 10,207,437 19 13,207,917 31 10,183,704 17 CLASSICAL STUDIES 644,831 3 167,552 1 0 0 0 0 0 0 COMPUTER SCIENCE 12,206,125 20 5,145,453 16 5,505,452 13 4,264,380 14 5,673,312 14 DEAN OF FACULTY 74,943 1 0 0 0 0 0 0 0 0 EARTH SCIENCES 6,901,881 23 2,007,672 9 6,541,522 20 8,804,461 20 4,887,691 19 ECONOMICS 787,766 6 2,595,201 6 1,228,518 10 1,687,422 9 5,331,626 12 EDUCATION 3,115,116 9 3,936,326 5 1,871,146 8 359,940 1 767,906 2 ENVIRONMENTAL STUDIES 2,794,782 5 1,913,323 6 4,258,995 9 3,527,589 5 294,538 3 FILM AND MEDIA STUDIES 2,007,203 4 706,043 6 7,773,291 10 5,332,988 6 2,169,631 8 FRENCH & ITALIAN 0 0 0 0 1,265,000 1 0 0 0 0 GEOGRAPHY 1,724,762 8 1,775,009 9 4,036,521 10 411,955 3 1,601,467 5 GERMAN STUDIES 0 0 136,071 1 0 0 0 0 0 0 GOVERNMENT 634,993 3 1,916,696 6 1,199,797 7 167,995 3 0 0 GRADUATE STUDIES 0 0 0 0 0 0 1,302,500 1 0 0 HISTORY 0 0 192,000 1 0 0 0 0 0 0 INSTITUTE FOR WRITING & RHETORIC 0 0 70,747 1 97,905 1 0 0 0 0 LESLIE HUMANITITES CENTER 0 0 0 0 115,000 1 0 0 0 0 LINGUISTICS & COGNITIVE SCIENCES 424,660 1 0 0 242,489 2 106,821 2 436,230 4 MATHEMATICS 7,026,989 13 5,457,477 12 2,518,026 10 6,065,923 15 14,878,542 19 MUSIC 0 0 0 0 0 0 0 0 50,000 1 NATIVE AMERICAN STUDIES 0 0 520,544 2 2,734,913 2 12,640 1 0 0 PHILOSOPHY 0 0 55,000 1 183,266 1 0 0 0 0 PHYSICS & ASTRONOMY 11,237,235 42 16,479,616 45 14,986,365 40 10,957,248 44 15,898,511 64 PSYCHOLOGICAL AND BRAIN SCIENCES 38,505,335 35 39,187,839 44 21,492,987 34 33,740,711 39 20,639,759 35 QUANTITATIVE SOCIAL SCIENCES 0 0 446,347 1 878,885 1 0 0 0 0 RUSSIAN 146,877 1 65,484 1 65,670 1 0 0 0 0 SOCIOLOGY 910,910 9 147,730 1 112,023 2 334,846 1 137,843 1 SPANISH & PORTUGUESE 0 0 0 0 0 0 0 0 523,535 1 THEATRE 0 0 0 0 0 0 0 0 32,680 1 WILLIAM H. NEUKOM INSTITUTE FOR COMPUTATIONAL SCIENCE 0 0 34,721 1 35,000 1 0 0 0 0ARTS & SCIENCES 123,804,269 245 124,385,215 229 101,422,511 242 106,217,911 239 101,689,751 239

CAMPUS SERVICES WOODLAND OFFICE 0 0 0 0 300,000 1 90,040 2 0 0CAMPUS SERVICES 0 0 0 0 300,000 1 90,040 2 0 0


FISCAL YEARS 2012 - 2016PROPOSAL SUMMARY

FY 2013FY 2014 FY 2012FY 2015

DARTMOUTH COLLEGE

FY 2016

Page 14 of 124

$ # $ # $ # $ # $ #



FY 2013FY 2014 FY 2012FY 2015

DARTMOUTH COLLEGE

FY 2016

DEAN OF THE COLLEGE DEAN OF THE COLLEGE 0 0 0 0 4,750 1 0 0 0 0 LIBRARY 0 0 0 0 32,000 1 0 0 0 0 OUTDOOR PROGRAMS 45,149 1 39,894 1 0 0 32,800 2 44,774 2DEAN OF THE COLLEGE 45,149 1 39,894 1 36,750 2 32,800 2 44,774 2

FINANCE AND ADMINISTRATION HUMAN RESOURCES OPERATIONS 164,191 1 0 0 0 0 0 0 0 0FINANCE AND ADMINISTRATION 164,191 1 0 0 0 0 0 0 0 0

FINANCIAL AID 33,209,171 4 33,067,793 4 19,045,513 4 0 0 0 4

GEISEL SCHOOL OF MEDICINE ADVISING DEAN'S OFFICE 0 0 0 0 0 0 0 0 50,000 1 ANATOMY-CYTOLOGY 0 0 0 0 0 0 0 0 53,633 1 ANESTHESIOLOGY 0 0 3,714,721 3 3,159,943 3 2,638,370 4 10,422,084 10 ANIMAL RESOURCES CENTER 0 0 0 0 0 0 0 0 141,408 2 BIOCHEMISTRY 43,127,327 27 19,671,645 22 20,560,745 19 28,484,169 12 28,105,843 19 BIOSTATISTICS AND EPIDEMIOLOGY 0 0 460,351 1 4,451,740 2 0 0 0 0 CENTER FOR ENVIRONMENTAL HEALTH SCIENCES 0 0 41,200 2 0 0 0 0 198,492 1 CENTER FOR TECHNOLOGY AND BEHAVIORAL HEALTH (CTBH) 14,271,461 8 0 0 0 0 0 0 0 0 COMMUNITY & FAMILY MEDICINE 9,840,399 13 39,183,900 39 41,835,806 62 50,534,247 68 46,638,835 51 DATA SCIENCE 94,528,372 52 70,194,277 16 0 0 0 0 0 0 EPIDEMIOLOGY 65,351,209 27 20,246,383 8 0 0 0 0 0 0 GENETICS 22,749,636 18 14,824,707 22 29,381,316 49 12,832,035 25 20,770,640 23 INSTITUTE FOR QUANTITATIVE BIOMEDICAL SCIENCES 0 0 9,402,497 6 25,403,017 8 9,289,865 8 5,748,430 7 MEDICINE 263,166,016 55 21,197,951 57 53,478,652 87 65,297,586 86 49,461,783 86 MICROBIOLOGY & IMMUNOLOGY 64,547,294 80 72,429,712 63 59,385,886 63 76,635,456 87 81,586,574 74 NEUROLOGY 9,794,032 15 10,096,653 12 5,254,120 14 1,361,059 8 11,338,582 21 NEW HAMPSHIRE-DARTMOUTH PSYCHIATRIC RESEARCH CENTER 18,394,104 23 35,091,312 20 13,331,449 8 6,216,679 4 4,655 1 NORRIS COTTON CANCER CENTER 49,420,743 55 41,723,645 41 21,332,289 15 9,632,160 9 3,917,282 10 OBSTETRICS & GYNECOLOGY 6,960,650 12 3,772,082 13 6,018,906 14 3,720,008 12 3,697,702 9 ORTHOPAEDIC SURGERY 7,871,985 6 0 0 503,663 5 1,947,348 7 16,253,531 8 PATHOLOGY 13,629,185 15 2,088,195 6 8,124,095 10 29,923,147 13 5,690,822 7 PEDIATRICS 6,645,671 15 4,614,214 23 30,979,663 28 37,878,361 53 29,037,004 48 PHARMACOLOGY & TOXICOLOGY 11,329,464 17 28,673,736 36 28,111,725 43 43,044,579 45 35,289,097 37 PHYSIOLOGY & NEUROBIOLOGY 12,573,439 18 13,823,082 20 22,362,931 21 28,710,375 30 32,444,265 35 PSYCHIATRY 34,295,303 44 42,377,797 55 54,260,422 49 42,799,491 56 53,828,890 92 RADIOLOGY 9,414,967 9 74,499,577 27 19,802,420 23 16,013,831 20 8,716,000 10 SURGERY 7,257,649 18 10,760,463 13 7,375,266 20 11,385,542 19 12,660,959 20 SYNERGY 23,579,357 1 68,098 1 0 0 20,000,000 1 0 0 THE DARTMOUTH INSTITUTE FOR HEALTH POLICY & CLINICAL PRACTICE 69,222,218 73 76,125,604 76 44,505,915 62 41,583,983 55 54,504,160 47GEISEL SCHOOL OF MEDICINE 857,970,481 601 615,081,802 582 499,619,969 605 539,928,291 622 510,560,671 620

Page 15 of 124

$ # $ # $ # $ # $ #



FY 2013FY 2014 FY 2012FY 2015

DARTMOUTH COLLEGE

FY 2016

OFFICE OF THE PROVOST BIOMEDICAL LIBRARIES 0 0 0 0 25,000 1 0 0 0 0 CENTER FOR HEALTH CARE DELIVERY SCIENCE 0 0 89,632 1 2,698,630 4 2,182,790 3 0 0 COMP MEDICINE AND RESEARCH 0 0 0 0 0 0 498,964 1 0 0 DARTMOUTH ENTREPRENEURIAL NETWORK (DEN) 0 0 300,000 1 0 0 0 0 0 0 ENVIRONMENTAL HEALTH & SAFETY 0 0 0 0 25,000 1 0 0 0 0 ETHICS INSTITUTE 0 0 0 0 0 0 50,000 1 0 0 HOOD MUSEUM OF ART 0 0 15,000 1 0 0 149,445 1 0 0 HOP VISITING ARTISTS 132,000 4 112,200 5 143,000 7 290,000 7 43,300 5 HOPKINS CENTER FOR THE ARTS 0 0 0 0 400,000 1 0 0 0 0 INSTITUTE FOR INFORMATION INFRASTRUCTURE PROTECTION (I3P) 0 0 51,294 1 837,206 2 0 0 8,911,458 5 INSTITUTE FOR SECURITY, TECHNOLOGY, AND SOCIETY (ISTS) 3,858,474 6 4,135,028 6 2,304,123 12 7,994,203 11 2,676,567 8 JOHN SLOAN DICKEY CENTER 613,898 5 150,000 1 820,000 9 0 0 10,000 1 LIBRARIES 10,000 1 32,000 1 0 0 0 0 0 0 OFFICE OF THE PROVOST 456,671 5 300,000 1 1,452,884 1 100,000 1 0 0 OFFICE OF THE PROVOST ADMIN 10,000 1 0 0 0 0 0 0 0 0 PROVOST & DEAN OF THE COLLEGE FINANCE CENTER 0 0 498,272 1 0 0 0 0 0 0 TUCKER FOUNDATION 0 0 0 0 8,500 1 0 0 0 0 WOMEN IN SCIENCE PROJECT 0 0 0 0 0 0 11,000 1 10,000 1OFFICE OF THE PROVOST 5,081,043 22 5,683,426 19 8,714,343 39 11,276,402 26 11,651,325 20

THAYER SCHOOL ACAD RELATION TEACHING FACULTY 0 0 2,916 1 0 0 0 0 0 0 BIOMEDICAL ENGINEERING 34,808,277 40 3,176,054 9 58,430,721 57 31,337,155 37 42,140,788 41 CHEMICAL & BIOCHEMICAL ENGINEERING 7,296,458 10 244,664 3 3,690,411 6 8,976,738 11 8,392,387 9 ELECTRICAL & COMPUTER ENGINEERING 9,082,508 11 1,710,010 3 5,323,964 17 12,685,594 20 9,667,311 30 ENVIRONMENTAL SCIENCES & ENGINEERING 0 0 2,149,984 2 1,575,389 8 2,878,250 4 0 0 MATERIAL SCIENCE & MECHANICAL ENGINEERING 8,433,173 18 14,807,353 6 50,449,023 46 31,325,381 37 7,519,140 21 THAYER SCHOOL OF ENGINEERING 59,853,487 95 85,123,306 135 0 0 0 0 0 0THAYER SCHOOL 119,473,903 174 107,214,287 159 119,469,508 134 87,203,118 109 67,719,626 101

TUCK SCHOOL 71,606 2 0 0 0 0 103,500 1 0 0

TOTAL COLLEGE 1,139,819,813 1,050 885,472,417 994 748,608,594 1,027 744,852,062 1,001 691,666,147 986

Page 16 of 124

Arts and Sciences

Award and Proposal Detail

Arts and Sciences managed 170 active sponsored projects during fiscal year 2016. Proposals decreased 1% and awards decreased 5% from fiscal year 2015. Agencies awarding more than $1,000,000 during 2016 are listed in Table 1. Direct and Indirect awards by purpose are shown in Table 2. Table 3 shows a five year comparison of awards and proposals. Charts on the following pages show the distribution of awards and proposals among departments and the percentage of funding by sponsoring agency.

Table 1 Table 2 Agency Award Amount Purpose Direct Indirect Total

NSF 7,648,518 Research (includes research training and fellowships) 13,767,253 5,779,576 19,546,829

DHHS 3,970,578 Other 76,230 2,000 78,230 ED-PUB 2,165,549 Equipment 9,000 0 9,000 DOD 1,393,632 Instruction 6,055 1,211 7,266 NASA 1,030,314 Total $13,858,538 $5,782,787 $19,641,325

Table 3 FY12 FY13 FY14 FY15 FY16 Awards $29,490,725 $21,444,095 $19,127,508 $20,729,655 $19,641,325 Proposals $101,689,751 $106,217,911 $101,422,511 $124,385,215 $123,804,269

$0

$30

$60

$90

$120

$150


Dol

lars

(Mill

ions

)

Arts & Sciences

Awards Proposals

Page 17 of 124

Physics & Astronomy3,695,724

Psych and Brain Sciences3,481,493

Biological Sciences2,820,600

Chemistry2,153,339 Environmental

Studies1,635,054

Computer Science1,358,544

Mathematics1,307,051

Earth Sciences941,033

Film and Media Studies705,413

Geography390,518

Arts & Sciences Awardsby Top 10 Departments

Fiscal Year 2016

NSF7,648,518

DHHS3,970,578

ED-PUB2,165,549

DOD1,393,632

NASA1,030,314

OTHER FEDERAL959,713

ED-PVT839,355

FDN360,415FOREIGN ED-PUB

303,322DEPT OF ED

295,278

Arts & Sciences Awardsby Top 10 Sponsors

Fiscal Year 2016

Page 18 of 124

Psych and Brain Sciences 38,505,335

Chemistry16,387,830

Biological Sciences14,999,307

Computer Science

12,206,125

Physics & Astronomy11,237,235

Mathematics7,026,989

Earth Sciences6,901,881

Education3,115,116

Environmental Studies

2,794,782Arts & Sciences

2,039,133

Arts & Sciences Proposalsby Top 10 Departments

Fiscal Year 2016

DHHS49,254,671

NSF38,407,019

ED-PUB7,475,108

FDN5,811,836

ED-PVT5,698,923

NASA3,351,361

DOD2,832,578

FOREIGN GOV2,532,690

DOE1,947,999

OTHER FEDERAL1,759,834

Arts & Sciences Proposalsby Top 10 Sponsors

Fiscal Year 2016

Page 19 of 124

DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL Anthropology 33,874 8,444 42,318 173,872 8,444 182,316 413% 0% 331%Arts & Sciences 107,906 51,205 159,111 112,352 53,207 165,559 4% 4% 4%Asian & Middle East Languages and Literatures 5,370 0 5,370 5,370 0 5,370 0% 0%Biological Sciences 3,544,909 1,108,359 4,653,268 1,962,618 857,982 2,820,600 -45% -23% -39%Chemistry 1,601,222 710,252 2,311,474 1,407,289 746,050 2,153,339 -12% 5% -7%Classical Studies 0 0 0 2,385 0 2,385Computer Science 648,426 335,755 984,181 878,906 479,638 1,358,544 36% 43% 38%Earth Sciences 443,722 234,213 677,935 618,351 322,682 941,033 39% 38% 39%Economics 417,156 148,967 566,123 315,171 46,442 361,613 -24% -69% -36%Education 137,816 28,950 166,766 94,809 17,552 112,361 -31% -39% -33%Environmental Studies 773,287 276,883 1,050,170 1,181,097 453,957 1,635,054 53% 64% 56%Film and Media Studies 522,672 195,652 718,324 444,905 260,508 705,413 -15% 33% -2%Geography 92,462 52,545 145,007 282,839 107,679 390,518 206% 105% 169%Government 448,963 66,619 515,582 55,451 8,317 63,768 -88% -88% -88%Graduate Studies 983,500 0 983,500 0 0 0 -100% -100%Institute for Writing and Rhetoric 0 0 0 14,424 6,153 20,577Leslie Hum Center 54,738 0 54,738 60,262 0 60,262 10% 10%Linguistics and Cognitive Science 119,135 14,105 133,240 32,390 11,895 44,285 -73% -16% -67%Mathematics 466,537 111,526 578,063 1,173,800 133,251 1,307,051 152% 19% 126%Philosophy 55,000 0 55,000 0 0 0 -100% -100%Physics & Astronomy 3,624,118 1,056,666 4,680,784 2,592,698 1,103,026 3,695,724 -28% 4% -21%Psychological and Brain Sciences 1,483,099 765,602 2,248,701 2,362,230 1,119,263 3,481,493 59% 46% 55%Quantitative Social Science 0 0 0 55,352 34,318 89,670Sociology 0 0 0 31,967 12,423 44,390 TOTAL 15,563,912 5,165,743 20,729,655 13,858,538 5,782,787 19,641,325 -11% 12% -5%

ARTS AND SCIENCESDepartmental Award Analysis

Fiscal Years 2015-2016

FY16 % CHANGEFY15

Page 20 of 124

Awards Received Fiscal Year 2016

AMELLName Role DC Sponsor Name Org Type Project Title Obligated

Total

Xing, Wen PI China Cultural Heritage Foundation Foundation A Geographic Chronological Model of the Western Han (206 BCE - 25CE) Chinese Clerical Calligraphy"

5,370

Grand Total 5,370

Page 21 of 124


AnthropologyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Casana, Jesse J PI American Council of Learned Societies (ACLS)

Professional/Technical Association

The CORONA Atlas Project: Expanding Access to Historic Imagery on Global Scale 100,000

American Schools of Oriental Research at Boston University (ASOR)

Educational Institution ASOR Cultural Heritage Initiative 25,000

Dominy, Nathaniel J PI L. S. B. Leakey Foundation Foundation Shifting Co-residence and Interaction Patterns in a Transitioning Hunter-gatherer Society

15,000

Nichols, Deborah L PI National Science Foundation (NSF) Federal Government Collaborative Research: Craft Specialization, Exchange, and the Development of Early Complex Societies in Central Mexico

35,050

Ogden, Laura A PI USDA Forest Service Northern ResearchStation

Federal Government BES Ethnographies of Place and Urban Ecology Student Research Collaboration 7,266

Grand Total 182,316

Page 22 of 124


Arts & SciencesName Role DC Sponsor Name Org Type Project Title Obligated

Total

Renshaw, Carl E PI National Science Foundation (NSF) Federal Government Permeability and Elastic Properties of Fractured Rock: Systematic Experimental Investigation and Model Development

165,559

Schulson, Erland M Co-PD/PI National Science Foundation (NSF) Federal Government Permeability and Elastic Properties of Fractured Rock: Systematic Experimental Investigation and Model Development

Grand Total 165,559

Page 23 of 124


Biological SciencesName Role DC Sponsor Name Org Type Project Title Obligated

Total

Calsbeek, Ryan G Co-PD/PI Department of Education (OED) Federal Government Increasing Graduate Education in the Biological Sciences

Chen, Celia Y PI Syracuse University Educational Institution Mercury Dynamics Influenced by Nutrient Loading in Urban Estuaries in New York 100,454

Conrad, Jennifer M PI National Institute of Food and Agriculture(NIFA)

Federal Government Cytokinin and its role in regulating the root system architecture of rice 32,922

Cottingham, Kathryn L PI National Science Foundation (NSF) Federal Government DISSERTATION RESEARCH: Abundance, trophic transfer, and cross-ecosystem movement of multiple cyanotoxins in arctic lakes

18,891

Vermont Natural Resources Foundation Evaluating fish thermal refugia in the Wells River basin with Vermont Geomorphic Assessment data

3,030

Dolph, Patrick PI National Eye Institute (NEI) Federal Government NF-kappaB Cell Death Signaling 243,000

Gladfelter, Amy PI Marine Biological Laboratory (MBL) Educational Institution Fluorescent Single Molecule Orientation Imaging in Living Cells 39,140

National Institute of General Medical Sciences (NIGMS)

Federal Government Nuclear Autonomous Division in Multinucleate Cells 95,469

Griffin, Erik E PI National Institute of General Medical Sciences (NIGMS)

Federal Government Mechanisms of Spatial Organization in the Cytoplasm 332,481

Guerinot, Mary Lou PI National Science Foundation (NSF) Federal Government Integrating Iron Sensing and Iron Deficiency Signaling in Plants 225,000

Irwin, Rebecca E PI National Science Foundation (NSF) Federal Government DISSERTATION RESEARCH: The influence of plant-plant interactions on pollination and plant reproduction across a stress gradient

17,366

McClung, C Robertson PI Gyeongsang National University Educational Institution The Analysis Of Natural Variation To Identify Critical Components Of The Cold Tolerance Network In Brassica Rapa

37,158

University of Maryland Baltimore County Educational Institution Moleclular Basis of Crosstalk between the Circadian Clock and Innate Immunity to Arabidopsis

43,179

Peterson, Kevin J PI Massachusetts Institute of Technology (MIT)

Educational Institution Foundations of Complex Life: Evolution, Preservation, and Detection on Earth and Beyond

58,389

Schaller, George E PI Department of Education (OED) Federal Government Increasing Graduate Education in the Biological Sciences 295,278

National Science Foundation (NSF) Federal Government Role of the Two-Component Pathway in Mediating Ethylene Signal Transduction 200,000

University of North Carolina at Chapel Hill (UNC-CH)

Educational Institution MCA-PGR: Genomic approaches to understanding cytokinin signaling and function in rice

408,651

Smith, Elizabeth F PI National Institute of General Medical Sciences (NIGMS)

Federal Government Molecular Mechanisms of Ciliary Motility 307,800

Taylor, Brad W PI National Science Foundation (NSF) Federal Government Predator-induced effects on insect flight traits and dispersal across landscapes 135,778

Trout-Haney, Jessica V Co-PD/PI National Science Foundation (NSF) Federal Government DISSERTATION RESEARCH: Abundance, trophic transfer, and cross-ecosystem movement of multiple cyanotoxins in arctic lakes

Urbanowicz, Christine M Co-PD/PI National Science Foundation (NSF) Federal Government DISSERTATION RESEARCH: The influence of plant-plant interactions on pollination and plant reproduction across a stress gradient

Zhaxybayeva, Olga PI National Science Foundation (NSF) Federal Government SG: Origin and Evolutionary History of Gene Transfer Agents in marine Bacteria 71,873

Simons Foundation Foundation Evolutionary Dynamics of Gene Transfer Agents and Their Role in the Emergence of Cooperation

132,000

University of Connecticut (Uconn) Educational Institution Epigenetics, DNA Uptake, and Phosphorous Cycling are Intertwined Processes in the Hypersaline Adapted Archael Class Halobacteria

22,741

Grand Total 2,820,600

Page 24 of 124


ChemistryName Role DC Sponsor Name Org Type Project Title Obligated

Total

Abrahamian, Ivan PI Department of Defense, Army Research Office (ARO)

Federal Government 2016 Telluride Conference on Molecular Rotors, Motors and Switches 5,000

Dynamic Control of Self-Organized Assemblies using Near Infrared and Visible Light Activated Azo-BF2 Switches

150,953

National Science Foundation (NSF) Federal Government Collaborative Research: Hydrazone-Based Solid-State Light Emitters 123,965

Glueck, David S PI American Chemical Society, Petroleum Research Fund (ACS PRF)

Foundation Chiral Pincers for Catalytic Asymmetric Hydrocarbon Functionalization 55,000

National Science Foundation (NSF) Federal Government Metal-Catalyzed Asymmetric Synthesis of P-Stereogenic Heterocycles 150,000

Gribble, Gordon W PI American Chemical Society, Petroleum Research Fund (ACS PRF)

Foundation Novel "Interrupted" Polyacenes 55,000

Co-PD/PI US Army Cold Regions Research & Engineering Lab (CRREL)

Federal Government Identification and Quanitification of Molecular Species from the Photo-Degradation of Insensitive Munitions

Kull, F Jon PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Structural Analysis of Vibrio cholerae Virulence Gene Regulatory Proteins 467,279

Lipson, Jane E PI National Science Foundation (NSF) Federal Government Studies on Polymeric Glasses, Melts, and Mixtures: Connecting Microscopic Character with Observable Behaviour

120,000

Micalizio, Glenn C PI National Institute of General Medical Sciences (NIGMS)

Federal Government Stereoselective Synthesis via Metallacycle-Mediated Bond Construction 348,301

Pellegrini, Maria PI National Institute of Arthritis & Musculoskeletal & Skin Dis (NIAMS)

Federal Government Targeting the IKK-Binding Domain of NEMO for Inhibitors Discovery 81,000

Skorupski, Karen A Co-I National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Structural Analysis of Vibrio cholerae Virulence Gene Regulatory Proteins

Taylor, Ronald K Co-I National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Structural Analysis of Vibrio cholerae Virulence Gene Regulatory Proteins

Wilcox, Dean E PI National Science Foundation (NSF) Federal Government Thermodynamics of Metal-Protein Interactions 260,948

US Army Cold Regions Research & Engineering Lab (CRREL)

Federal Government Identification and Quanitification of Molecular Species from the Photo-Degradation of Insensitive Munitions

29,166

Wu, Jimmy PI National Institute of General Medical Sciences (NIGMS)

Federal Government Synthesis and Target Identification of Potent GLP1 Secretagogues 306,727


Page 25 of 124


Classical StudiesName Role DC Sponsor Name Org Type Project Title Obligated

Total

Chaudhuri, Pramit PI Mellon Foundation Foundation Mellon New Directions Fellowship 2,385

Grand Total 2,385

Page 26 of 124


Computer ScienceName Role DC Sponsor Name Org Type Project Title Obligated

Total

Bailey-Kellogg, Christopher J PI Avitide Corporation Peptide Library Design 5,820


Federal Government Functional Deimmunization of Therapeutic Proteins 292,082

Balkcom, Devin PI National Science Foundation (NSF) Federal Government RI: EAGER: Computing Compact Roadmaps for Motion Planning 76,645

Campbell, Andrew T PI University of Texas at Austin Educational Institution An Automated Technology-Based Personality Classifier 25,249

Co-I National Science Foundation (NSF) Federal Government NeTS: Small: Bits in the Light: Networking and Sensing Using Visible Light Communication

Casey, Michael A PI National Science Foundation (NSF) Federal Government Collaborative Research: The Confluence of Music, Art and Science at Long Term Ecological Research Sites

25,134

Grigoryan, Gevorg PI G. Norman Albree Trust Fund Foundation Request for Funds to Purhcase an FPLC System 9,000

National Science Foundation (NSF) Federal Government DMREF: Collaborative Research: Helical Protein Assemblies by Design 114,087

Structure-Function Analysis of Ethylene Receptors 300,000

Liu, Qiang PI National Science Foundation (NSF) Federal Government CRII: RI: Anytime Inference with Confidence Bounds for Graphical Models 94,994

Loeb, Lorie PI Canaan Motor Club, LLC Corporation Canaan Motor Club 8,250

Vocate Corporation Vocate Selection System 12,375

Schaller, George E Co-PD/PI National Science Foundation (NSF) Federal Government Structure-Function Analysis of Ethylene Receptors

Whiting, Emily J PI National Science Foundation (NSF) Federal Government CRII: IIS: Structurally-Aware Computation for Geometry Acquisition and Design 61,829

Zhou, Xia PI National Science Foundation (NSF) Federal Government CAREER: Ubiquitous Sensing Using Computational Light 97,789

Collaborative Research: EARS: Crowd-based Spectrum Monitoring and Enforcement 76,767

NeTS: Small: Bits in the Light: Networking and Sensing Using Visible Light Communication

158,523


Page 27 of 124


Earth SciencesName Role DC Sponsor Name Org Type Project Title Obligated

Total

Hawley, Robert L PI National Science Foundation (NSF) Federal Government Collaborative Research: Characterization of Upstream Ice and Firn Dynamics affecting the South Pole Ice Core

86,257

Collaborative Research: Influence of natural ice microstructure on rheology in general shear: in-situ studies in the Alaska Range

85,837

Co-I National Science Foundation (NSF) Federal Government Collaborative Research: GreenTrACS: A Greenland Traverse for Accumulation and Climate Studies

Jackson, Brian P PI National Institute of Environmental Health Sciences (NIEHS)

Federal Government The Role of Cadmium and other Trace Elements in Young-Onset Breast Cancer 148,362

Jackson, Margaret S Co-PD/PI National Science Foundation (NSF) Federal Government Doctoral Dissertation Research: Did Glaciers in Tropical Africa Survive Middle-Holocene Warmth?

Karagas, Margaret R Co-I National Institute of Environmental Health Sciences (NIEHS)

Federal Government The Role of Cadmium and other Trace Elements in Young-Onset Breast Cancer

Kelly, Meredith A PI National Science Foundation (NSF) Federal Government Doctoral Dissertation Research: Did Glaciers in Tropical Africa Survive Middle-Holocene Warmth?

13,619

Osterberg, Erich C PI National Science Foundation (NSF) Federal Government Collaborative Research: GreenTrACS: A Greenland Traverse for Accumulation and Climate Studies

244,309

University of New Hampshire (UNH) Educational Institution Investigations into the Bioavailability and Bioaccumulation of Selenium (Se) and Mercury (Hg) in the San Francisco Bay Estuary

22,724

Co-PD/PI National Science Foundation (NSF) Federal Government Collaborative Research: Characterization of Upstream Ice and Firn Dynamics affecting the South Pole Ice Core

Co-I National Science Foundation (NSF) Federal Government Collaborative Research: Investigating Hypothesized Bolide Signatures in Greenland Ice at the Younger Dryas Onset

Renshaw, Carl E PI National Science Foundation (NSF) Federal Government The Impact of Changing Flood Frequency on Sediment Connectivity Between Channelsand the Riparian Margins

141,495

Sharma, Mukul PI National Aeronautics and Space Administration (NASA)

Federal Government Determination of Osmium Concentration and Isotope Composition of Solar Corona Using Genesis Samples

85,000

National Science Foundation (NSF) Federal Government Collaborative Research: Investigating Hypothesized Bolide Signatures in Greenland Ice at the Younger Dryas Onset

113,430

Grand Total 941,033

Page 28 of 124


EconomicsName Role DC Sponsor Name Org Type Project Title Obligated

Total

Dinkelman, Taryn L PI Institute for the Study of Labor (IZA) Institution Labor migration and structural change in rural labor markets: Evidence from Malawi 69,512

Gustman, Alan L PI National Bureau of Economic Research (NBER)


The Affordable Care Act as Retiree Health Insurance: Implications for Retirement and Social Security Claiming

15,884

Novosad, Paul PI Institute for the Study of Labor (IZA) Institution The urban geography of entrepreneurship and growth in India 27,305

London School of Economics and Political Science

Educational Institution How do Rural Roads Affect Local Firms and Development? Evidence From India 1

The cost of road construction in rural Tanzania: Random audits and the contractor performance

30,658

Schaner, Simone G PI Brown University Educational Institution Improving Health Care Quality in Mali 12,532

Staiger, Douglas O PI Harvard University Educational Institution Faster, Cheaper Evidence-Gathering for U.S. Education 115,266

Sukhtankar, Sandip PI London School of Economics and Political Science

Educational Institution Price Risk and Poverty 40,854

National Science Foundation (NSF) Federal Government Collaborative Research: Policy Analysis by Revealed Preference: With an Application toFood Security

49,601

Grand Total 361,613

Page 29 of 124


EducationName Role DC Sponsor Name Org Type Project Title Obligated

Total

Coch, Donna J PI National Science Foundation (NSF) Federal Government Electrophysiological measures of neuroplasticity with reading intervention 112,361

Grand Total 112,361

Page 30 of 124


Environmental StudiesName Role DC Sponsor Name Org Type Project Title Obligated

Total

Albert, Mary R Co-PD/PI National Science Foundation (NSF) Federal Government A Dartmouth-JSEP Partnership for International Science Education in Greenland

Co-I University of New Hampshire (UNH) Educational Institution Interactions among Climate, Land Use and Ecosystem Services

Ayres, Matthew P Co-PD/PI National Science Foundation (NSF) Federal Government A Dartmouth-JSEP Partnership for International Science Education in Greenland

Baker, Ian Co-I University of New Hampshire (UNH) Educational Institution Interactions among Climate, Land Use and Ecosystem Services

Borsuk, Mark Co-I University of New Hampshire (UNH) Educational Institution Interactions among Climate, Land Use and Ecosystem Services

Chen, Celia Y Co-I Environmental Protection Agency (EPA) Federal Government Assessing the Contribution of Small Streams to Use and Non-use Water Quality Values Using Modeling, Stakeholder Participation, and Decision Theory

Cox, Michael E Co-PD/PI National Institute of Food and Agriculture(NIFA)

Federal Government Life-cycle Environmental Benefits and Financial Resilience of Integrated Food-energy Systems: Closing the Loop on Nutrient, Water, and Energy

Culler, Lauren E Co-PD/PI National Science Foundation (NSF) Federal Government A Dartmouth-JSEP Partnership for International Science Education in Greenland

Howarth, Richard B PI Environmental Protection Agency (EPA) Federal Government Assessing the Contribution of Small Streams to Use and Non-use Water Quality Values Using Modeling, Stakeholder Participation, and Decision Theory

381,921

University of New Hampshire (UNH) Educational Institution Interactions among Climate, Land Use and Ecosystem Services 299,514

PD/PI Environmental Protection Agency (EPA) Federal Government Assessing the Contribution of Small Streams to Use and Non-use Water Quality Values Using Modeling, Stakeholder Participation, and Decision Theory

Kapuscinski, Anne R PI National Institute of Food and Agriculture(NIFA)


232,089

Co-PD/PI USDA, Natural Resources Conservation Service (NRCS)

Federal Government Development of Cost-Viable and Fishmeal- and Fish Oil-Free Feeds for Nile Tilapia (Oreochromis niloticus) Using Microalgal Cells and Co-Products

Laser, Mark S Co-PD/PI National Institute of Food and Agriculture(NIFA)


Mavrommati, Georgia PI University of Wisconsin-Milwaukee Educational Institution Urban Pollution Footprints on the Great Lakes 8,183

Rodriguez-Solorzano, Claudia PI National Science Foundation (NSF) Federal Government SEES Fellows: Understanding Farmers' Valuation of Environmental Services and Forest Sustainability: Governance and Institutions in the Selva Zoque, Me

174,960

Sarker, Pallab K PI USDA, Natural Resources Conservation Service (NRCS)

Federal Government Development of Cost-Viable and Fishmeal- and Fish Oil-Free Feeds for Nile Tilapia (Oreochromis niloticus) Using Microalgal Cells and Co-Products

260,522

Virginia, Ross A PI National Science Foundation (NSF) Federal Government A Dartmouth-JSEP Partnership for International Science Education in Greenland 231,479

Regents of the University of Colorado Educational Institution Increased Connectivity in a Polar Desert Resulting from Climate Warming: McMurdo Dry Valley LTER

46,386


Page 31 of 124


Film and Media StudiesName Role DC Sponsor Name Org Type Project Title Obligated

Total

Flanagan, Mary PI National Science Foundation (NSF) Federal Government COLLABORATIVE RESEARCH: REAL: INTRINSICS: An Interactive Narrative Technology to Reduce Implicit Negative Stereotyping and Improve the Climate in STEM

396,955

University of New Hampshire (UNH) Educational Institution Adaptation and Evaluation of Video Game to Reduce Sexual Violence on Campus 233,474

Williams, Mark J PI National Endowment for the Humanities (NEH)

Federal Government Semantic Annotation Tool 74,984

Grand Total 705,413

Page 32 of 124


GeographyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Freidberg, Susanne E PI National Science Foundation (NSF) Federal Government Standard Research Grant: Contending with Metrics in the Corporate Food Supply Chain 35,070

Magilligan, Francis J PI University of South Carolina Educational Institution RAPID: Patterns of Fluvial Sedimentation and Geomorphic Change Following an Extreme Flood Event

13,411

Matthes, Jaclyn H PI National Science Foundation (NSF) Federal Government UNS: Collaborative Research: Measurement and Modeling of the Pathways of PotentialFugitive Methane Emissions During Hydrofracking

105,369

Winter, Jonathan M PI Michigan State University (MSU) Educational Institution Developing and Promoting Water-, Nutrient-, and Climate-smart Technologies to Help Agricultural Systems Adapt to Climate and Societal Change

49,967

NASA, Goddard Space Flight Center (GSFC)

Federal Government Adaptation Planning for Climate Change Impacts using Advanced Decision Support andRemote Sensing: Irrigated Agriculture in California's Central Valley

68,766

University of Vermont (UVM) Educational Institution Research on Adaptation to Climate Change in the Lake Champlain Basin 117,935

Grand Total 390,518

Page 33 of 124


GovernmentName Role DC Sponsor Name Org Type Project Title Obligated

Total

Press, Daryl G PI Georgetown University Educational Institution Disruptive Technologies, Strategic Vulnerability, and the Future of Deterrence 63,768

Grand Total 63,768

Page 34 of 124


Inst for Writing RhetoricName Role DC Sponsor Name Org Type Project Title Obligated

Total

Donahue, Christiane K PI National Science Foundation (NSF) Federal Government The Role of Instructor and Peer Feedback in Improving the Cognitive, Interpersonal, and Intrapersonal Competencies of Student Writers in STEM Courses

20,577

Sloboda, Roger D Co-PD/PI National Science Foundation (NSF) Federal Government The Role of Instructor and Peer Feedback in Improving the Cognitive, Interpersonal, and Intrapersonal Competencies of Student Writers in STEM Courses

Grand Total 20,577

Page 35 of 124


Leslie Hum CenterName Role DC Sponsor Name Org Type Project Title Obligated

Total

Kacandes, Irene PI Duke University Educational Institution Medical Humanities Network 60,262

Grand Total 60,262

Page 36 of 124


LinguisticsName Role DC Sponsor Name Org Type Project Title Obligated

Total

Peterson, David A PI National Science Foundation (NSF) Federal Government A salvage documentation for Rengmitca 44,285

Grand Total 44,285

Page 37 of 124


MathematicsName Role DC Sponsor Name Org Type Project Title Obligated

Total

Elizalde, Sergi PI National Science Foundation (NSF) Federal Government Conferences in Formal Power Series and Algebraic Combinatorics, 2015 and 2016 25,900

National Security Agency (NSA) Federal Government Conference in Formal Power Series and Algebraic Combinatorics, 2016 25,000

Simons Foundation Foundation Patterns in permutations and dynamical systems 7,000

Orellana, Rosa C PI National Science Foundation (NSF) Federal Government Combinatorial Representation Theory 32,854

Recursion Theory and Its Applications 27,618

Rockmore, Daniel N PI National Science Foundation (NSF) Federal Government Rural Gateways: Fostering the Development of Rural Librarians as Informal Science Facilitators

1,025,014

Sutton, Craig J PI Simons Foundation Foundation Problems in Inverse Spectral Geometry 7,000

Voight, John PI National Science Foundation (NSF) Federal Government CAREER: Explicit Methods in Arithmetic Geometry 66,666

Winkler, Peter PI National Science Foundation (NSF) Federal Government Large Permutations 89,999


Page 38 of 124


Physics & AstronomyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Caldwell, Robert R PI Department of Energy (DOE) Federal Government Dartmouth Theory Group at the Cosmic Frontier: The Origin and Nature of our Universe 130,000

Chaboyer, Brian C PI National Science Foundation (NSF) Federal Government Stellar Evolution: The Next Dimension 118,508

Space Telescope Science Institute Federal Government Exploring the Nature and Synchronicity of Early Cluster Formation in the Local Group 48,875

Denton, Richard E PI National Aeronautics and Space Administration (NASA)

Federal Government Orientation, Velocity, and Structure of Reconnecting Regions 206,000

Fesen, Robert A PI Space Telescope Science Institute Federal Government STIS Spectra of the Young SN Ia Remnant SN 1885 in M31 11,357

Funnell, Margaret G Co-PD/PI University of New Hampshire (UNH) Educational Institution The New Hampshire Space Grant Consortium

Gleiser, Marcelo Co-I Department of Energy (DOE) Federal Government Dartmouth Theory Group at the Cosmic Frontier: The Origin and Nature of our Universe

Halford, Alexa J PI University of Colorado Boulder Educational Institution Investigations of Radiation Belt Precipitation Modulation Observed by the Van Allen Probes and BARREL Campaigns

49,462

University of Minnesota (UMN) Educational Institution Occurrence and Size of Correlated Hiss and Precipitation Regions 40,965

University of New Hampshire (UNH) Educational Institution EMIC Waves and Associated Relativistic Electron Precipitation 10,026

Hawley, Robert L Co-PD/PI University of New Hampshire (UNH) Educational Institution The New Hampshire Space Grant Consortium

Hickox, Ryan C PI California Institute of Technology (CIT) Educational Institution NuSTAR Extragalactic Survey and Obscured AGN Science 83,054

National Aeronautics and Space Administration (NASA)

Federal Government Modeling the Evolution of Galaxies and Black Holes in X-rays with NuSTAR and Chandra

55,000

Superorbital Variation of LMC X-4: Exploring the Inner Accretion Flow with NuSTAR and Suzaku

45,000

National Science Foundation (NSF) Federal Government CAREER: The Hidden Monsters: Cosmic Evolution of Obscured Supermassive Black Holes

88,505

Collaborative Research: Cross-correlation of WISE Quasars with the Planck CMB Lensing Maps: A New Probe of Black Holes and Large-scale Structure

81,124

Hudson, Mary K PI National Aeronautics and Space Administration (NASA)

Federal Government ULF Wave Modulated Radiation Belt Electron Loss to the Atmosphere during Geomagnetic Storms

122,240

National Science Foundation (NSF) Federal Government Dynamics of the Inner Radiation Belt Near the Trapping Limit 124,999

University of Minnesota (UMN) Educational Institution The EFASC Instrument Suite 105,168

University of New Hampshire (UNH) Educational Institution Radiation Belt Storm Probes - Energetic Particle, Composition, and Thermal Plasma (RBSP-ECT)

123,685

LaBelle, James W PI National Aeronautics and Space Administration (NASA)

Federal Government Cusp Alfven and Plasma Electrodynamics Rocket (CAPER) 54,000

Search for Drivers of Cusp Alfven Waves, Erosion Events, and Outflow 30,000

National Science Foundation (NSF) Federal Government Earth's Electromagnetic Environment: Advancing Recent Discoveries in Auroral PlasmaRadio Emission Research

25,000

University of Iowa Educational Institution Twin Rockets to Investigate Cusp Electrodynamics 2 (TRICE-2) 87,664

Lynch, Kristina A PI Jet Propulsion Laboratory (JPL) Federal Government Dartmouth Greencube 6 (Year 3) 19,993


Federal Government ISINGLASS: Ionospheric Structuring: In Situ and Groundbased Low Altitude StudieS 124,486

University of New Hampshire (UNH) Educational Institution The New Hampshire Space Grant Consortium 307,165

UNH-Dartmouth NASA EPSCoR 50,000

Lyon, John G PI Boston University (BU) Educational Institution Including Macroscopic Effects of Small-Scale E-Region Turbulence in Global Magnetosphere-Ionosphere-Thermosphere Models

44,999

Johns Hopkins University (JHU) Educational Institution High-Resolution Simulation Studies of Heliospheric Magnetic Structure 47,740


Federal Government Energy Transport from Tail to Ring Current via Fast, Low Entropy Flows 66,783

National Science Foundation (NSF) Federal Government Collaborative Research: GEM: Global Simulations of Non-ideal Transport in the Magnetotail

70,000

Collaborative Research: SHINE: Time-dependent Coupling of the Solar Corona and Inner Heliosphere: Interfacing LFM-helio with MAS

33,602

Millan, Robyn M Co-I Jet Propulsion Laboratory (JPL) Federal Government Dartmouth Greencube 6 (Year 3)

Mueller, Hans-Reinhard PI National Aeronautics and Space Administration (NASA)

Federal Government Analysis of Time-Dependence in Measurements from the Outer Heliosphere 87,661

National Science Foundation (NSF) Federal Government Characterizing Astrospheres Created by Winds from Low-mass Binaries Interacting withthe ISM

94,564

Space Telescope Science Institute Federal Government Connecting Earth with its Galactic Environment: Probing Our Interstellar Past Along the Historical Solar Trajectory

14,805

Tracking the Winds of Red Giants from the Star to the ISM 10,341

Ramanathan, Chandrasekhar PI National Science Foundation (NSF) Federal Government DNP-Enhanced NMR Surface Characterization 143,000

Rimberg, Alexander J PI Department of Defense, Army Research Office (ARO)

Federal Government Physics-Quantum Information Science: Quantum Limited Electrometry and Ultra-StrongPhoton-Phonon Coupling Using a Cavity-Embedded Single Cooper Pair

186,115

National Science Foundation (NSF) Federal Government Quantum from Classical: Creation of Quantum States of Motion in Nanomechanical Resonators

357,675

University of Wisconsin (UW) Educational Institution Solid State Quantum Computing using Spin Qubits in Si/SiGe Quantum Dots 100,000

Rogers, Barrett N PI Department of Energy (DOE) Federal Government Turbulence Dynamics in the Presence of Flow Shear in a Collisional Plasma: Experiment-Model Cross-Validation

29,999

Shepherd, Simon G Co-PD/PI University of New Hampshire (UNH) Educational Institution The New Hampshire Space Grant Consortium

Sonnerup, Bengt U Co-I National Aeronautics and Space Administration (NASA)

Federal Government Orientation, Velocity, and Structure of Reconnecting Regions

Viola, Lorenza PI University of Sydney Educational Institution Quantum Control Engineering 266,164


Page 39 of 124


Psych and Brain SciencesName Role DC Sponsor Name Org Type Project Title Obligated

Total

Bucci, David J PI National Science Foundation (NSF) Federal Government Learning and Plasticity in Retro-Hippocampal Circuits 145,000

Chang, Stephen PI National Institute of Mental Health (NIMH)

Federal Government Neural Mechanisms of Adaptive Reward Seeking and Salt Appetite 56,118

Duchaine, Bradley C PI Birkbeck College, University of London Educational Institution Component processes of human face perception in typical and atypical individuals 309

National Science Foundation (NSF) Federal Government Testing and building models of face perception via acquired prosopagnosia 144,053

Granger, Richard PI Department of Defense, Navy (NAVY) Federal Government From brain-derived sensory processing to logical form 111,564

Department of Defense, Office of Naval Research (ONR)

Federal Government Integrative Vision and Navigation on Photorealistic Simulated Environments 202,238

Mobile Robot Onboard Accelerated Computation 287,535

Structured representations of brain circuit algorithms vs. unstructued representations of neural network algorithms

421,061

Halchenko, Yaroslav O PI National Science Foundation (NSF) Federal Government US-German CRCNS Data Sharing: DataGit - converging catalogues, warehouses, and deployment logistics into a federated 'data distribution'

259,075

Heatherton, Todd F PI National Institute on Drug Abuse (NIDA) Federal Government Neural Predictors of Self-Regulation Failure and Success for Appetitive Behavior 380,902

Co-I National Institute of Mental Health (NIMH)

Federal Government Prefrontal-Amygdala Interactions in Social Learning

Kelley, William M Co-I National Institute of Mental Health (NIMH)

Federal Government Prefrontal-Amygdala Interactions in Social Learning

National Institute on Drug Abuse (NIDA) Federal Government Neural Predictors of Self-Regulation Failure and Success for Appetitive Behavior

Lopez, Richard B PI National Cancer Institute (NCI) Federal Government Neural predictors of real world appetitive and addictive behaviors 23,830

Mehlman, Max L PI National Institute of Neurological Disorders & Stroke (NINDS)

Federal Government Contributions of the retrosplenial cortex to spatial processing in the rodent brain 43,576

Meyer, Heidi C PI National Institute of Mental Health (NIMH)

Federal Government Mechanisms Underlying the Development of Inhibitory Behavior 43,120

Ray, Laura E Co-I Department of Defense, Office of Naval Research (ONR)

Federal Government Mobile Robot Onboard Accelerated Computation

Sargent, James D Co-I National Institute on Drug Abuse (NIDA) Federal Government Neural Predictors of Self-Regulation Failure and Success for Appetitive Behavior

Smith, Kyle S PI National Science Foundation (NSF) Federal Government Basal Ganglia Activity Timing Underlying Habitual Behavior 273,500

Whitehall Foundation Foundation Pinpointing Brain Pathways for Adaptive Goal Seeking Behavior 75,000

Taube, Jeffrey S PI National Institute of Neurological Disorders & Stroke (NINDS)

Federal Government Neural Basis for Spatial Cognition 345,625

Todd, Travis P PI National Institute of Mental Health (NIMH)

Federal Government Cortico-hippocampal contributions to context and extinction learning. 52,406

Whalen, Paul J PI National Institute of Mental Health (NIMH)

Federal Government Prefrontal-Amygdala Interactions in Social Learning 402,500

Co-I National Institute on Drug Abuse (NIDA) Federal Government Neural Predictors of Self-Regulation Failure and Success for Appetitive Behavior

van der Meer, Matthijs PI Human Frontier Science Program Institution Beyond simple choices: computational and neuronal mechanisms for complex spatial behaviors

115,000

University of Pennsylvania Educational Institution Hippocampal sequences as prospection 99,081


Page 40 of 124


Quantitative Social ScienceName Role DC Sponsor Name Org Type Project Title Obligated

Total

Levine, Joel PI Carnegie Mellon University Educational Institution Dynamic Statistical Network Informatics 89,670

Grand Total 89,670

Page 41 of 124


SociologyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Dixon, Marc D PI National Science Foundation (NSF) Federal Government The Politics of Labor Rights in the American Midwest: Comparing the 1950s and 2010s 36,060

Sherrieb, Kathleen PI Veterans Education and Research Association of Northern New

Corporation Kathleen Sherrieb JPA 8,330

Grand Total 44,390

Page 42 of 124

DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL Woodlands Office 166,944 0 166,944 63,484 0 63,484 -62% -62%TOTAL 166,944 0 166,944 63,484 0 63,484 -62% -62%

CAMPUS SERVICESDepartmental Award Analysis


FY15 FY16 % CHANGE

Page 43 of 124


Woodlands OfficeName Role DC Sponsor Name Org Type Project Title Obligated

Total

Evans, Kevin S PI USDA, Natural Resources Conservation Service (NRCS)

Federal Government EQIP Program: Old Roadway Reclamation and Bronto work 23,484

Project Conservation - doing good conservation work 40,000

Grand Total 63,484

Page 44 of 124

DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL Human Resources Operations 0 0 0 246,286 0 246,286TOTAL 0 0 0 246,286 0 246,286

FINANCE AND ADMINISTRATIONDepartmental Award Analysis


FY15 FY16 % CHANGE

Page 45 of 124


Human Resources OperationsName Role DC Sponsor Name Org Type Project Title Obligated

Total

Robbins, Jeffry L PI State of Vermont State and Local Government

Community Child Care Support Agency (CCCSA) SFY 2016 246,286

Grand Total 246,286

Page 46 of 124

OFFICE OF FINANCIAL AID


Awards Received FY12 FY13 FY14 FY15 FY16 SMART 28,662 0 0 0 0 Supplemental Educational Opportunity Grant (SEOG) 1,077,204 0 799,883 799,883 799,883 College Work Study Program 1,000,108 0 1,000,108 1,000,108 1,000,108 Pell Grant 4,653,124 19,954 2,304,547 2,398,775 2,535,443 FDSL 29,832,739 29,181,202 29,052,418 29,000,000 24,949,630 Total $36,591,837 $29,201,156 $33,156,956 $33,198,766 $29,285,064

Proposals Submitted FY12 FY13 FY14 FY15 FY16 Supplemental Educational Opportunity Grant (SEOG) 0 0 799,883 799,883 799,883 College Work Study Program 0 0 1,000,108 1,000,108 1,011,033 Pell Grant 0 0 124,392 2,267,802 2,398,255 FDSL 0 0 17,121,130 29,000,000 29,000,000 Total $0 $0 $19,045,513 $33,067,793 $33,209,171

Departmental Award Analysis Fiscal Years 2015-2016

FY15 FY16 % CHANGE

DIRECT

INDIRECT TOTAL DIRECT

INDIRECT TOTAL

DIRECT

INDIRECT

TOTAL Financial Aid 33,198,766 0 33,198,766 29,285,064 0 29,285,064 -12% -12% TOTAL 33,198,766 0 33,198,766 29,285,064 0 29,285,064 -12% -12%

Page 47 of 124


Fin Aid UGName Role DC Sponsor Name Org Type Project Title Obligated

Total

McClay, Laura L PI Department of Education (OED) Federal Government FDSL FY15 -2,050,370

FDSL FY16 27,000,000

FWS FY16 1,000,108

PELL FY16 2,535,443

SEOG FY16 799,883


Page 48 of 124

Geisel School of Medicine


The Geisel School of Medicine managed 442 active sponsored projects during fiscal year 2016. Total awards increased 2% and proposals increased 39% in 2016. Agencies that awarded more than $1,000,000 to the School during 2016 are listed in Table 1. Direct and Indirect awards to the School by purpose are shown in Table 2. Table 3 shows a five year comparison of awards and proposals. The charts on the following pages show the distribution of awards and proposals among departments and the percentage of funding by sponsoring agency. In the awards detail section, some awards are listed under the relevant managing unit rather than their department.

Table 1 Table 2

Agency Award Amount Purpose Direct Indirect Total

DHHS 99,300,076 Research (includes research training and fellowships) 87,785,341 31,986,816 119,772,157

STATE & LOCAL GOV 12,639,407 Other 16,828,300 2,085,687 18,913,987 FDN 10,826,063 Clinical Trial 3,293,282 1,247,460 4,540,742 CORP 8,619,474 Instruction 2,960,154 192,868 3,153,022 INST 5,195,494 Equipment 584,195 0 584,195 ED-PVT 3,497,087 Total $111,451,272 $35,512,831 $146,964,103 ED-PUB 2,443,905 DOD 1,369,491


$0

$200

$400

$600

$800

$1,000


Dol

lars

(Mill

ions

)


Awards Proposals

Page 49 of 124

The Dartmouth Institute

24,499,849

Psychiatry19,667,403

Micro Immunology17,299,248

Community and Family Medicine

12,354,928Biochemistry

11,236,620

Norris Cotton Cancer Center

9,945,956

SYNERGY9,363,543

Medicine7,541,962

Molecular and Systems Biology

(MSB)6,141,592

Pediatrics4,659,349

GSM Awardsby Top 10 Departments

Fiscal Year 2016

DHHS99,300,076

STATE & LOCAL

GOV12,639,407

FDN10,826,063

CORP8,619,474 INST

5,195,494ED-PVT

3,497,087

ED-PUB2,443,905

DOD1,369,491

FOREIGN CORP

830,567

OTHER FEDERAL794,037

GSM Awardsby Top 10 Sponsors

Fiscal Year 2016

Page 50 of 124

Medicine263,166,016

Data Science94,528,372

The Dartmouth Institute

69,222,218 Epidemiology65,351,209

Micro Immunology64,547,294

Norris Cotton Cancer Center

49,420,743

Biochemistry43,127,327

Psychiatry34,295,303

SYNERGY23,579,357Genetics

22,749,636

GSM Proposalsby Top 10 Departments

Fiscal Year 2016

DHHS468,145,030

NASA240,789,201

INST 42,634,227

ED-PUB 27,152,879

FDN 22,454,506

CORP 15,826,475ED-PVT

15,078,646DOD

7,590,000FOREIGN

GOV6,633,149

STATE & LOCAL

GOV5,284,818

GSM Proposalsby Top 10 Sponsors

Fiscal Year 2016

Page 51 of 124

DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL Anesthesiology 4,362 2,529 6,891 0 0 0 -100% -100% -100%Animal Resources Center 24,089 0 24,089 0 0 0 -100% -100%Biochemistry 5,025,097 2,296,469 7,321,566 7,773,914 3,462,706 11,236,620 55% 51% 53%Center for Environmental Health Sciences 2,976,956 1,355,361 4,332,317 20,000 0 20,000 -99% -100% -100%Center for Technology and Behavioral Health 0 0 0 2,477,208 1,245,661 3,722,869Community & Family Medicine 8,806,942 3,584,684 12,391,626 9,388,242 2,966,686 12,354,928 7% -17% 0%Data Science 1,842,720 688,985 2,531,705 2,906,893 1,111,857 4,018,750 58% 61% 59%Epidemiology 0 0 0 1,308,822 245,147 1,553,969Genetics 4,495,388 1,338,961 5,834,349 444,151 216,347 660,498 -90% -84% -89%Institute for Quantitative Biomedical Sciences 62,760 38,912 101,672 0 0 0 -100% -100% -100%MD PhD Program 96,240 0 96,240 43,377 0 43,377 -55% -55%Medicine 7,722,591 1,374,870 9,097,461 5,908,138 1,633,824 7,541,962 -23% 19% -17%Microbiology & Immunology 11,145,653 4,266,502 15,412,155 11,627,077 5,672,171 17,299,248 4% 33% 12%Molecular and Systems Biology 0 0 0 4,038,337 2,103,255 6,141,592Neurology 1,155,459 513,167 1,668,626 187,382 106,133 293,515 -84% -79% -82%NH-Dartmouth Psychiatric Research Center 1,265,534 146,531 1,412,065 2,228,914 818,754 3,047,668 76% 459% 116%Norris Cotton Cancer Center 4,026,280 1,974,574 6,000,854 6,707,059 3,238,897 9,945,956 67% 64% 66%Obstetrics and Gynecology 654,588 63,017 717,605 979,699 235,422 1,215,121 50% 274% 69%Orthopaedic Surgery 25,710 489 26,199 104,307 14,088 118,395 306% 2781% 352%Pathology 624,776 387,360 1,012,136 1,454,326 807,301 2,261,627 133% 108% 123%Pediatrics 4,119,107 1,056,591 5,175,698 3,576,862 1,082,487 4,659,349 -13% 2% -10%Pharmacology & Toxicology 2,141,067 649,751 2,790,818 1,708,267 378,811 2,087,078 -20% -42% -25%Physiology 2,406,644 1,189,834 3,596,478 1,082,303 577,653 1,659,956 -55% -51% -54%Psychiatry 15,816,722 3,562,767 19,379,489 16,101,134 3,566,269 19,667,403 2% 0% 1%Radiology 4,139,266 1,780,949 5,920,215 1,675,347 710,193 2,385,540 -60% -60% -60%Surgery 949,763 281,711 1,231,474 895,599 269,691 1,165,290 -6% -4% -5%SYNERGY 7,133,823 0 7,133,823 9,363,543 0 9,363,543 31% 31%The Dartmouth Inst. for Health Policy & Clinical Practice 26,227,250 4,017,806 30,245,056 19,450,371 5,049,478 24,499,849 -26% 26% -19%TOTAL 112,888,787 30,571,820 143,460,607 111,451,272 35,512,831 146,964,103 -1% 16% 2%

GEISEL SCHOOL OF MEDICINEDepartmental Award Analysis


FY15 % CHANGEFY16

Page 52 of 124


BiochemistryName Role DC Sponsor Name Org Type Project Title Obligated

Total

Barlowe, Charles K PI National Institute of General Medical Sciences (NIGMS)

Federal Government Mechanisms of COPII-Dependent Transport 550,329

Chang, Catherine C Co-I National Institute on Aging (NIA) Federal Government Cholesterol and Sphingolipid Metabolism in Alzheimer's Disease

Chang, Ta Yuan PI National Institute on Aging (NIA) Federal Government Cholesterol and Sphingolipid Metabolism in Alzheimer's Disease 664,200

Compton, Duane A PI National Institute of General Medical Sciences (NIGMS)

Federal Government Molecular and Cellular Biology at Dartmouth 461,061

Organization of the Mammalian Mitotic Spindle 798,694

The Samuel Waxman Cancer Research Foundation

Foundation Targeting Chromosomal Instability in Lung Cancer 40,099

Gerber, Scott A Co-I National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Mechanism of Cif Virulence: A Bacterial Strategy to Subvert Host-Cell Defenses

Higgs, Henry N PI Beth Israel Deaconess Medical Center (BIDMC)

Institution Biological Mechanisms of INF2-mediated FSGS 109,328


Federal Government Comparative Molecular Physiology of Mammalian Formins 383,185

Cytoskeletal effects on mitochondrial dynamics through the ER-bound formin INF2 397,500

Filopodia assembly by FMNL3: biochemical mechanism and cellular function 311,850

Hogan, Deborah A Co-I National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Transcription Factor Targets of Cdk8 Dependent Signaling in C. albicans

Kettenbach, Arminja N Co-I American Cancer Society (ACS) Foundation Regulated activation of AMPK-related kinases during cell growth

National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Transcription Factor Targets of Cdk8 Dependent Signaling in C. albicans

Madden, Dean R PI Johns Hopkins University (JHU) Educational Institution Information Fusion in Biomolecular Structure and Motion Determination 128,132


Federal Government Mechanism of Cif Virulence: A Bacterial Strategy to Subvert Host-Cell Defenses 454,822

National Institute of Diabetes & Digest & Kidney Disease (NIDDK)

Federal Government High-Throughput Screening for Dab2 Inhibitors as Stabilizers of CFTR 550,884

Preclinical development of CFTR stabilizers targeting the CAL PDZ domain 489,033


Federal Government iTarget: Institute for Biomolecular Targeting COBRE 2,730,000

McLellan, Jason S PI Crucell Holland B.V. Corporation Structural and Biophysical Characterization of Prefusion-stabilized RSV F Glycoproteinsand Their Interactions with Antibodies and Small Molecules

84,906

JANSSEN R&D IRELAND (JIRL) Corporation Structural and Biophysical Characterization of Prefusion-stabilized RSV F Glycoproteinsand Their Interactions with Antibodies and Small Molecules

84,907

Medivir AB Corporation Biophysical characterization of Medivir RSV F inhibitors 99,000

Merck, Sharpe & Dohme Corporation Structural Studies on the CMV Pentameric Antigen 100,000

Melton, Elaina M PI National Heart Lung & Blood Institute (NHLBI)

Federal Government Impact of Myeloid ACAT1 Depletion on the Progression of Atherosclerosis and Xanthomatosis

59,783

Moseley, James B PI American Cancer Society (ACS) Foundation Regulated activation of AMPK-related kinases during cell growth 792,000


Federal Government Mechanisms Linking Cell Size with Mitotic Entry 298,890

Myers, Lawrence C PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Transcription Factor Targets of Cdk8 Dependent Signaling in C. albicans 202,500

O'Toole, George A Co-I National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Mechanism of Cif Virulence: A Bacterial Strategy to Subvert Host-Cell Defenses

Pellegrini, Maria Co-I National Institute of Diabetes & Digest & Kidney Disease (NIDDK)

Federal Government High-Throughput Screening for Dab2 Inhibitors as Stabilizers of CFTR

Supattapone, Surachai PI National Institute of Neurological Disorders & Stroke (NINDS)

Federal Government Long-Term Safety, Efficacy, and Mechanism of PERK Inhibition Therapy for Prion Disease

243,000

Origin and Mechanism of Promiscuous Prion Strains 455,546

Wickner, William T PI National Institute of General Medical Sciences (NIGMS)

Federal Government Mechanisms of Membrane Fusion 746,971


Page 53 of 124


Center for Technology and Behavioral Health (CTBH)

Name Role DC Sponsor Name Org Type Project Title Obligated Total

Becker, Deborah R Co-I Department of Education (OED) Federal Government Development Center to Enhance Evidence-based Supportive Employment with a Technology-Based Management System

Bond, Gary R Co-I Department of Education (OED) Federal Government Development Center to Enhance Evidence-based Supportive Employment with a Technology-Based Management System

Brunette, Mary F Co-I National Institute on Drug Abuse (NIDA) Federal Government Northeast Node of the National Drug Abuse Clinical Trials Network

Budney, Alan J Co-I National Institute on Drug Abuse (NIDA) Federal Government Northeast Node of the National Drug Abuse Clinical Trials Network

Carpenter-Song, Elizabeth A Co-I Department of Education (OED) Federal Government Development Center to Enhance Evidence-based Supportive Employment with a Technology-Based Management System

National Institute of Mental Health (NIMH)

Federal Government Scaling up Science-based Mental Health Interventions in Latin America

Chapman, Steven H Co-I National Institute on Drug Abuse (NIDA) Federal Government Northeast Node of the National Drug Abuse Clinical Trials Network

Ferron, Joelle Co-I Department of Education (OED) Federal Government Development Center to Enhance Evidence-based Supportive Employment with a Technology-Based Management System

Green, Alan I Co-I National Institute on Drug Abuse (NIDA) Federal Government Applying novel technologies and methods to inform the ontology of self-regulation

Lord, Sarah E PI Department of Education (OED) Federal Government Development Center to Enhance Evidence-based Supportive Employment with a Technology-Based Management System

499,412

Co-I National Institute on Drug Abuse (NIDA) Federal Government Northeast Node of the National Drug Abuse Clinical Trials Network

Marsch, Lisa A PI National Institute of Mental Health (NIMH)

Federal Government Scaling up Science-based Mental Health Interventions in Latin America 724,222

National Institute on Drug Abuse (NIDA) Federal Government Applying novel technologies and methods to inform the ontology of self-regulation 912,805

Northeast Node of the National Drug Abuse Clinical Trials Network 1,506,474

University of Wisconsin (UW) Educational Institution Implementing Technology-Assisted Drug Treatment and relapse prevention in FQHCs 46,680

McGovern, Mark P Co-I National Institute on Drug Abuse (NIDA) Federal Government Northeast Node of the National Drug Abuse Clinical Trials Network

McHugo, Gregory J Co-I Department of Education (OED) Federal Government Development Center to Enhance Evidence-based Supportive Employment with a Technology-Based Management System

Olson, Ardis L Co-I National Institute on Drug Abuse (NIDA) Federal Government Northeast Node of the National Drug Abuse Clinical Trials Network

Stanger, Catherine Co-I National Institute on Drug Abuse (NIDA) Federal Government Northeast Node of the National Drug Abuse Clinical Trials Network

Swanson, Sarah J Co-I Department of Education (OED) Federal Government Development Center to Enhance Evidence-based Supportive Employment with a Technology-Based Management System

Torrey, William C Co-I National Institute of Mental Health (NIMH)

Federal Government Scaling up Science-based Mental Health Interventions in Latin America

Xie, Haiyi PI Boston University (BU) Educational Institution A Dismantling Study of Cognitive Remediation for Supported Employment (supplement) 4,998

Testing Effectiveness of a Peer Led Intervention to Enhance Community 28,278


Page 54 of 124


Community and Family MedicineName Role DC Sponsor Name Org Type Project Title Obligated

Total

Barry, Elizabeth L PI Emory University School of Medicine Educational Institution Vitamin D3, Calcium and Inflammation, Immunomodulation and Colonic Permeability 13,130

Vitamin D3, Calcium and biomarkers of Gut Barrier Function 13,154

University of North Carolina at Chapel Hill (UNC-CH)

Educational Institution Colorectal Chemoprevention with Calcium and Vitamin D 854,513

Co-I National Institute of General Medical Sciences (NIGMS)

Federal Government COBRE Center for Molecular Epidemiology

Bartels, Stephen J PI Health Resources & Svcs Admin (HRSA) Federal Government Northern New England Geriatric Workforce Enhancement Program 842,753

Northern New England Post-doctoral Primary Care Research Training Program 334,166

Becker, Deborah R PI State of Montana, Department of Public Health and Human Services

State and Local Government

Montana IPS Training 35,000

Christensen, Brock C PI National Institute of Dental & CraniofacialResearch (NIDCR)

Federal Government MicroRNA related genetic variation and head and neck cancer 486,381



Cole, Charles N Co-I National Institute of General Medical Sciences (NIGMS)

Federal Government New Hampshire IDeA Network of Biomedical Research Excellence (NH-INBRE)

Cottingham, Kathryn L Co-I Environmental Protection Agency (EPA) Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth

National Institute of Environmental Health Sciences (NIEHS)

Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth

Das, Amarendra K Co-I National Institute of Environmental Health Sciences (NIEHS)


Demidenko, Eugene Co-I National Institute of General Medical Sciences (NIGMS)


Doherty, Jennifer A PI Fred Hutchinson Cancer Research Center (FHCR)

Foundation Epidemiologic factors and survival by molecular subtypes of ovarian cancer 51,341

Telomeres and lung cancer incidence and survival 83,000

University of Chicago Educational Institution Telomere length and chromosomal instability across various tissue types 32,526

Enelow, Richard I Co-I Environmental Protection Agency (EPA) Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth



Fiering, Steven N Co-I National Institute of General Medical Sciences (NIGMS)


Flaherty, Ellen PI Administration for Community Living (ACL)

Federal Government Evidence-Based Falls Prevention Programs 255,194

Co-I Health Resources & Svcs Admin (HRSA) Federal Government Northern New England Geriatric Workforce Enhancement Program

Frechette, Jeffrey C Co-I Council of Ivy League Presidents (CILP) Institution The Epidemiology of Concussions in Ivy League Sports - A Web Based Registry Study

Gilbert-Diamond, Diane Co-I Environmental Protection Agency (EPA) Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth





Green, William R PI National Institute of General Medical Sciences (NIGMS)

Federal Government New Hampshire IDeA Network of Biomedical Research Excellence (NH-INBRE) 4,094,150

Gui, Jiang Co-I National Institute of Dental & CraniofacialResearch (NIDCR)

Federal Government MicroRNA related genetic variation and head and neck cancer

Hoen, Anne G PI National Library of Medicine (NLM) Federal Government Bioinformatics Strategies for Early Life Microbiomics 112,105

Jackson, Brian P Co-I Environmental Protection Agency (EPA) Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth



Karagas, Margaret R PI Environmental Protection Agency (EPA) Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth

74,675

National Cancer Institute (NCI) Federal Government Training Program for Quantitative Population Sciences in Cancer 489,547



1,405,649


Federal Government COBRE Center for Molecular Epidemiology 2,289,580

Co-I National Institute of Dental & CraniofacialResearch (NIDCR)

Federal Government MicroRNA related genetic variation and head and neck cancer

Karlson, Kristine A PI Council of Ivy League Presidents (CILP) Institution The Epidemiology of Concussions in Ivy League Sports - A Web Based Registry Study 2,000

Madan, Juliette Co-I Environmental Protection Agency (EPA) Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth





Marotti, Jonathan D Co-I National Institute of General Medical Sciences (NIGMS)


Marsit, Carmen J Co-I Fred Hutchinson Cancer Research Center (FHCR)

Foundation Telomeres and lung cancer incidence and survival



Maue, Robert A Co-I National Institute of General Medical Sciences (NIGMS)


Moeschler, John B Co-I Environmental Protection Agency (EPA) Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth



Murray, Carolyn Co-I Environmental Protection Agency (EPA) Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth



Olson, Ardis L Co-I Environmental Protection Agency (EPA) Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth

National Institute of Environmental Federal Government Children's Environmental Health and Disease Prevention Research Center at

Page 55 of 124



Olson, Ardis L Co-I Health Sciences (NIEHS) Dartmouth

Onega, Tracy L PI Group Health Research Institute Institution Comparative Effectiveness of Surveillance Modalities in Breast Cancer Survivors 40,394

Risk-Based Breast Cancer Screening in Community Settings 243,681

Punshon, Tracy Co-I Environmental Protection Agency (EPA) Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth





Robertson, Douglas J Co-I University of North Carolina at Chapel Hill (UNC-CH)

Educational Institution Colorectal Chemoprevention with Calcium and Vitamin D

Rudd, James E PI National Cancer Institute (NCI) Federal Government Refining Ovarian Cancer Subtype Classifiers to Incorporate Biologic Features 43,120

Rutman, Maia S PI Bureau of Maternal and Child Health (MCH)

Federal Government Emergency Medical Services for Children State Partnership 130,000

Schifferdecker, Karen E PI Department of Veterans Affairs (VA) Federal Government Butcher_IPA_July2015 22,659

Carluzzo_IPA_November2015 28,210

Shi, Xun Co-I Environmental Protection Agency (EPA) Federal Government Children's Environmental Health and Disease Prevention Research Center at Dartmouth



Teisberg, Elizabeth PI Cleveland Clinic Foundation Foundation Transformation to a value based care system 378,000

Tosteson, Tor Devin Co-I National Cancer Institute (NCI) Federal Government Training Program for Quantitative Population Sciences in Cancer

Wallace, Scott PD/PI Cleveland Clinic Foundation Foundation Transformation to a value based care system

Wells, Wendy A Co-I National Institute of General Medical Sciences (NIGMS)



Page 56 of 124


Ctr Environ Health SciencesName Role DC Sponsor Name Org Type Project Title Obligated

Total

Chen, Celia Y PI National Institute of Environmental Health Sciences (NIEHS)

Federal Government Collaborative on Food with Arsenic and Associated Risk and Regulation 20,000

Grand Total 20,000

Page 57 of 124


Data ScienceName Role DC Sponsor Name Org Type Project Title Obligated

Total

Amos, Christopher I PI Albert Einstein College of Medicine Educational Institution Develop and Apply a Novel Genome-wide Mendelian Randomization Method to Examine Relationship between Obesity and Lung Cancer

27,326

National Cancer Institute (NCI) Federal Government Coordinating Center: Molecular and Cellular Findings of Screen-Detected Lesions 483,640


Federal Government Quantitative Biology Research Institute 2,051,052

National Library of Medicine (NLM) Federal Government Quantitative Biomedical Sciences at Dartmouth 96,424

University of Texas (UT) Educational Institution Genetic Susceptibility and Risk Model for Pancreatic Cancer 16,432

University of Texas, M D Anderson Cancer Center

Educational Institution Genome-Wide Association Study in Hepatocellular Carcinoma 40,408

Co-I National Library of Medicine (NLM) Federal Government Bioinformatics Strategies to Relate Age of Onset with Gene-Gene Interaction

Andrew, Angeline S Co-I National Institute of General Medical Sciences (NIGMS)

Federal Government Quantitative Biology Research Institute

Anton, Kristen PI Jet Propulsion Laboratory (JPL) Federal Government JPL Early Detection Research Network 162,450

Stanford University Educational Institution The Colon Cancer Family Registry Cohort 55,842

University of Michigan (UMICH) Educational Institution Translational Research in GI SPORE 126,400

Co-I National Cancer Institute (NCI) Federal Government Coordinating Center: Molecular and Cellular Findings of Screen-Detected Lesions



Demidenko, Eugene Co-I National Cancer Institute (NCI) Federal Government Coordinating Center: Molecular and Cellular Findings of Screen-Detected Lesions



Dragnev, Konstantin H Co-I National Library of Medicine (NLM) Federal Government Bioinformatics Strategies to Relate Age of Onset with Gene-Gene Interaction

Gorlov, Ivan P Co-I National Cancer Institute (NCI) Federal Government Coordinating Center: Molecular and Cellular Findings of Screen-Detected Lesions

Gorlova, Olga Y PI The University of Texas Health Science Center at Houston

Educational Institution Predicting Disease Progression in Scleroderma with Skin and Blood Biomarkers 13,977

Gui, Jiang PI National Library of Medicine (NLM) Federal Government Bioinformatics Strategies to Relate Age of Onset with Gene-Gene Interaction 352,350



Hassanpour, Saeed PI University of Washington (UW) Educational Institution A Pragmatic Trial of Lumbar Image Reporting with Epidemiology (LIRE) 21,919

Karagas, Margaret R Co-I National Institute of General Medical Sciences (NIGMS)


MacKenzie, Todd A PI Department of Veterans Affairs (VA) Federal Government IPA 2015 Pohl-MacKenzie 5,781

VA IPA - MacKenzie (Goodney) - Oct-Dec 2015 1,446

VA IPA - Mackenzie (Goodney) - June-Sept 2015 -4,817

Onega, Tracy L PI Group Health Research Institute Institution Breast Cancer Surveillance Consortium Data Resource 34,946

National Cancer Institute (NCI) Federal Government Effectiveness of Preoperative MRI in Breast Cancer Surgery and Outcomes 528,483

University of Texas (UT) Educational Institution A Model for Individualized Risk Prediction of Contralateral Breast Cancer 4,691

Stanton, Bruce A Co-I National Institute of General Medical Sciences (NIGMS)


Tosteson, Anna N Co-I National Cancer Institute (NCI) Federal Government Effectiveness of Preoperative MRI in Breast Cancer Surgery and Outcomes

Tosteson, Tor Devin Co-I National Cancer Institute (NCI) Federal Government Coordinating Center: Molecular and Cellular Findings of Screen-Detected Lesions

Williams, Scott Co-I National Institute of General Medical Sciences (NIGMS)



Page 58 of 124


EpidemiologyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Amos, Christopher I Co-I National Cancer Institute (NCI) Federal Government Aspirin Metabolomics in Colorectal Cancer Chemoprevention

Barry, Elizabeth L PI National Cancer Institute (NCI) Federal Government Aspirin Metabolomics in Colorectal Cancer Chemoprevention 377,365

Rees, Judith R PI State of New Hampshire State and Local Government

New Hampshire Cancer Registry 933,745

Titus, Linda J PI National Cancer Institute (NCI) Federal Government Continuation of Follow-up of DES-Exposed Cohorts 242,859


Page 59 of 124


GeneticsName Role DC Sponsor Name Org Type Project Title Obligated

Total

Ahmed, Yasmath F PI National Cancer Institute (NCI) Federal Government APC Tumor Suppressor in Cell Differentiation and Death 50,000

Cheng, Chao Co-I University of Pennsylvania Educational Institution Bioinformatics Strategies for Genome-Wide Association Studies

Thompson, Paul PI Department of Veterans Affairs (VA) Federal Government Paul Thompson IPA VA 73,350

Whitfield, Michael L PI Boston University (BU) Educational Institution NIAMS: CORT - P50 265,437

NIAMS: Core Center - P30 128,419

Williams, Scott PI Emory University School of Medicine Educational Institution Cellular and Molecular Mechanisms of Acute Lung Injury in Sickle Cell Disease 92,568

University of Pennsylvania Educational Institution Bioinformatics Strategies for Genome-Wide Association Studies 4,337

Vanderbilt University Educational Institution Southern Community Cohort Study 17,637

The P450 Epoxygenases as Pro-Oncogenic Enzymes 28,750

Grand Total 660,498

Page 60 of 124


MD PhD ProgramName Role DC Sponsor Name Org Type Project Title Obligated

Total

Hahn, Cynthia K PI National Institute of Diabetes & Digest & Kidney Disease (NIDDK)

Federal Government Role of Stress Signaling in Translational Control of Fetal Hemoglobin Induction -1,303

Michaelsen, Kelly E PI National Cancer Institute (NCI) Federal Government Combined Breast Tomosynthesis and Near Infrared Spectroscopy for Cancer Detection 44,680

Grand Total 43,377

Page 61 of 124


MedicineName Role DC Sponsor Name Org Type Project Title Obligated

Total

Adams, Lisa V PI Aetna Foundation Inc. Corporation Geisel Alliance with Native American Communities to Support Healthy Eating and Active Living

96,027

University Research Co., LLC Corporation TB Care II 126,159

Altomare, Antonia L Co-I State of New Hampshire, Division of Public Health Services


Infectious Disease Epidemiology Support

Anderson, Allison PI National Space Biomedical Research Institute (NSBRI)

Institution Feasibility of DPOAE Mapping as an In-Flight Measure of Intracranial Pressure in Space

52,500

Andrews, Mary-Margaret PI Health Resources & Svcs Admin (HRSA) Federal Government Ryan White Title IV Women, Infants, Children, Youth and Affected Family Members AIDS Healthcare

415,481

Ashare, Alix PI American Asthma Foundation funded by the Sandler Foundation

Foundation Mechanisms of Increased Asthma Severity Secondary to Polymorphisms in the ACE Gene

150,000

Cystic Fibrosis Foundation Therapeutics,Inc. (CFFT)

Institution Angiotensin II Impacts the Regional Inflammatory Response in the CF Lung 106,640

National Heart Lung & Blood Institute (NHLBI)

Federal Government Regional Hypoxia Impacts the Heterogeneity of Inflammatory Lung Disease 457,701

Ashley, Karen L Co-I Muhimbili University of Health and Allied Sciences (MUHAS)

Educational Institution Strengthening Health Academics and Resources for Education in Tanzania (SHARE IT)

Belden, Clifford J Co-I National Space Biomedical Research Institute (NSBRI)

Institution Role of the Cranial Venous Circulation in Microgravity-Associated Visual Changes

Braga, Matthew S Co-I Health Resources & Svcs Admin (HRSA) Federal Government Innovative technologies to improve pediatric emergency and trauma care in rural New England

Buckey, Jay C PI Creare, Inc. Corporation Advanced Technologies for Reducing Decompression Obligation in Extreme Dives 62,442

Low-cost User-friendly Otoacoustic Emissions Probe 90,722


Federal Government Early detection of cochlear damage from noise and ototoxins 364,988

Georgetown University Educational Institution Study to Determine the Prevalence of Hearing and Balance Loss Among Baltimore-Washington DC

37,612

National Institute on Deafness & Other Communication Disorders (NIDCD)

Federal Government Central auditory deficits associated with HIV infection and treatment 620,047

Central auditory processing in HIV-positive individuals 277,594

National Space Biomedical Research Institute (NSBRI)

Institution Autonomous Behavioral Health Countermeasures for Spaceflight 399,582

NSBRI Associate Team Leader 30,000

Role of the Cranial Venous Circulation in Microgravity-Associated Visual Changes 398,764

University of New Hampshire (UNH) Educational Institution Time Course Microgravity-Induced Changes 70,097

Co-I National Space Biomedical Research Institute (NSBRI)

Institution Feasibility of DPOAE Mapping as an In-Flight Measure of Intracranial Pressure in Space

Burns, Christopher M PI ImmuNext, Inc. Corporation Safe and effective anti CD154 antibodies for therapeutic intervention 46,273

Chan, David C Co-I Corvida Medical Corporation Phase II Project with Corvida Medical entitled Innovative Device to Improve Safety of Preparing and Administering Chemotherapy

Cheng, Chao Co-I National Heart Lung & Blood Institute (NHLBI)

Federal Government Early events regulating post-viral immunopathology

Czum, Julianna M Co-I Cystic Fibrosis Foundation Therapeutics,Inc. (CFFT)

Institution Angiotensin II Impacts the Regional Inflammatory Response in the CF Lung

Dionne-Odom, Jodie A Co-I State of New Hampshire, Division of Public Health Services



Enelow, Richard I PI Department of Veterans Affairs (VA) Federal Government IPA-Kingman 30,754

VA IPA Chesnut 87,850


Federal Government Early events regulating post-viral immunopathology 405,000

White River Junction VA Medical Center (WRJ VA)

Federal Government VA IPA George 39,292

Gifford, Alex H PI Cystic Fibrosis Foundation (CFF) Foundation How does hemoptysis affect microbial iron acquisition in cystic fibrosis? 54,000

Gladstone, David J PI DoseOptics LLC Corporation DoseOptics Cherenkov Imaging- Phase I 25,160

Optical imaging for radiation therapy dose verification on patients 157,860

Co-PD/PI US Army Medical Research Acquisition Activity (USAMRAA)

Federal Government Lymph node metastases optical molecular diagnostic and radiation therapy

Grigoryan, Gevorg Co-I National Institute on Deafness & Other Communication Disorders (NIDCD)

Federal Government Central auditory processing in HIV-positive individuals

Gui, Jiang Co-I National Institute on Deafness & Other Communication Disorders (NIDCD)

Federal Government Central auditory deficits associated with HIV infection and treatment

Hegel, Mark T Co-I National Space Biomedical Research Institute (NSBRI)

Institution Autonomous Behavioral Health Countermeasures for Spaceflight

Hogan, Deborah A Co-I Cystic Fibrosis Foundation Therapeutics,Inc. (CFFT)



Federal Government Regional Hypoxia Impacts the Heterogeneity of Inflammatory Lung Disease

Hoopes, P Jack Co-I ZOLL Medical Corporation (ZOLL) Corporation Optimizing Cardiopulmonary Resuscitation Care During Cardiac Arrest

Jarvis, Lesley A PI US Army Medical Research Acquisition Activity (USAMRAA)

Federal Government Lymph node metastases optical molecular diagnostic and radiation therapy 171,403

Co-I DoseOptics LLC Corporation Optical imaging for radiation therapy dose verification on patients

Kinlaw, William B PI National Cancer Institute (NCI) Federal Government Fatty acids and cancer 302,535

Kono, Alan T PI Duke University Educational Institution GUIDE-IT Biomarkers Substudy 8,500

GUIDing Evidence Based Therapy Using Biomarker Intensified Treatment (CCC) in Heart Failure

26,130

GUIDing Evidence Based Therapy Using Biomarker Intensified Treatment in Heart Failure (GUIDE‐IT) ECHO Substudy

24,600

Levy, L. C PI University of North Carolina at Chapel Hill (UNC-CH)

Educational Institution Methotrexate Response in Treatment of UC - MERIT UC 6,368

Lewis, Lionel D PI Alkermes Corporation IL2 fusion constructs testing project agreement 10,899

Liu, Stephen K PI Regents of the University of Colorado Educational Institution Identifying and Achieving Patient and Family Centered Goals through Assessment of Health Confidence in a Skilled Nursing Facility

14,300

Loeb, Lorie Co-I National Space Biomedical Research Institute (NSBRI)

Institution Autonomous Behavioral Health Countermeasures for Spaceflight

Lurie, Jon D PI National Institute of Arthritis & Musculoskeletal & Skin Dis (NIAMS)

Federal Government Orthopaedic Resident Clinician/Researcher Program 152,011

Mabaera, Rodwell PI Northern New England Clinical OncologySociety (NNECOS)


Role of MDSCs and VISTA in immunology of chronic GVHD post reduced intensity allogeneic bone marrow transplantation

17,391

Page 62 of 124



MacKenzie, Todd A Co-I Agency for Healthcare Research & Quality (AHRQ)

Federal Government Evaluating a Prediction Tool and Decision Aid for Patients with Crohn's Disease

Cystic Fibrosis Foundation Therapeutics,Inc. (CFFT)



Federal Government Regional Hypoxia Impacts the Heterogeneity of Inflammatory Lung Disease


Federal Government Central auditory processing in HIV-positive individuals

Marsh, Bryan J PI Health Resources & Svcs Admin (HRSA) Federal Government Ryan White Part C Outpatient EIS Program 168,119

State of New Hampshire, Division of Public Health Services


Infectious Disease Epidemiology Support 214,737

Moodie, Karen L Co-I ZOLL Medical Corporation (ZOLL) Corporation Optimizing Cardiopulmonary Resuscitation Care During Cardiac Arrest

Ornstein, Deborah L PI American Thrombosis and Hemostatis Network

Institution A Longitudinal Observational Study of Previously Treated Hemophilia Patients (PTPs) Switching Factor Products

3,500

My Life, Our Future: A Hemophilia Genotyping Initiative Data and Sample Research Repository

1,850

Transition of Care for Patients with Venous Thromboembolism (VTE) at ATHN AffiliatedSites

7,500

University of Massachusetts (Umass) Educational Institution Prevention of the Complication of Bleeding Disorders 22,683

Palumbo, Paul E PI Johns Hopkins University (JHU) Educational Institution IMPAACT Protocol 2006 Chair Work Order 1 58,004

Muhimbili University of Health and Allied Sciences (MUHAS)

Educational Institution DarDar MUHAS Clinical Trials Unit 40,086

Co-I National Institute on Deafness & Other Communication Disorders (NIDCD)


University Research Co., LLC Corporation TB Care II

Paradis, Norman A PI ZOLL Medical Corporation (ZOLL) Corporation Optimizing Cardiopulmonary Resuscitation Care During Cardiac Arrest 122,047

Parr, Douglas D PI Corvida Medical Corporation Phase II Project with Corvida Medical entitled Innovative Device to Improve Safety of Preparing and Administering Chemotherapy

4,010

Parsonnet, Jeffrey PI Proctor and Gamble (PG) Corporation Pathogenesis of Toxic Shock Syndrome 50,000

Pletcher, Sarah N Co-I Health Resources & Svcs Admin (HRSA) Federal Government Innovative technologies to improve pediatric emergency and trauma care in rural New England

Purvis, Lisa A Co-I Muhimbili University of Health and Allied Sciences (MUHAS)


Reed, Virginia A Co-I Health Resources & Svcs Admin (HRSA) Federal Government Innovative technologies to improve pediatric emergency and trauma care in rural New England

Rieke, Catherine Co-I Georgetown University Educational Institution Study to Determine the Prevalence of Hearing and Balance Loss Among Baltimore-Washington DC



Rutman, Maia S Co-I Health Resources & Svcs Admin (HRSA) Federal Government Innovative technologies to improve pediatric emergency and trauma care in rural New England

Saunders, James Co-I Creare, Inc. Corporation Low-cost User-friendly Otoacoustic Emissions Probe

Schifferdecker, Karen E Co-I Muhimbili University of Health and Allied Sciences (MUHAS)


Siegel, Corey A PI Agency for Healthcare Research & Quality (AHRQ)

Federal Government Evaluating a Prediction Tool and Decision Aid for Patients with Crohn's Disease 386,717

Crohn's & Colitis Foundation of America Foundation BIOlogical therapy CYCLEs toward tailored, needs-driven, safer and cost-effective management of Crohn's

121,055

CCFA Quality of Care Program for Adult Patients with Inflammatory Bowel Disease 594,060

Stahl, James E PI Vanderbilt University Educational Institution Rational Integration of Genomic Healthcare Testing (RIGHT) 28,953

Talbot, Elizabeth A Co-I State of New Hampshire, Division of Public Health Services



University Research Co., LLC Corporation TB Care II

Trimarco, Thomas W PI Health Resources & Svcs Admin (HRSA) Federal Government Innovative technologies to improve pediatric emergency and trauma care in rural New England

299,626

Co-I Health Resources & Svcs Admin (HRSA) Federal Government Innovative technologies to improve pediatric emergency and trauma care in rural New England

Waddell, Richard D PI Muhimbili University of Health and Allied Sciences (MUHAS)

Educational Institution Strengthening Health Academics and Resources for Education in Tanzania (SHARE IT) 72,000

University of Massachusetts Medical Center (UMMS)

Institution New England AIDS Education and Training Center 10,333

Weaver, John B Co-I National Space Biomedical Research Institute (NSBRI)


Wells, Wendy A Co-I National Cancer Institute (NCI) Federal Government Fatty acids and cancer

Zegans, Michael E Co-I National Space Biomedical Research Institute (NSBRI)


von Reyn, C F Co-I University of Massachusetts Medical Center (UMMS)

Institution New England AIDS Education and Training Center


Page 63 of 124


Micro ImmunologyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Ashare, Alix Co-I Cystic Fibrosis Foundation (CFF) Foundation Effects of VX-809 and VX-770 on Macrophage Function and Inflammation

Berwin, Brent L PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government The Role of Flagellar Motility to Innate Immune Recognition of Bacteria 252,824

Co-PD/PI Insmed Inc. Corporation Assessing the Efficacy of Novel Antibiotic Formations versus MRSA

Co-I Cystic Fibrosis Foundation (CFF) Foundation Effects of VX-809 and VX-770 on Macrophage Function and Inflammation

Bodwell, Jack E Co-I National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Chemical Contraceptive Control of Microbicides in the Female Reproductive Tract

Menstrual Cycle Control of HIV Infection in the Reproductive Tract

Burns, Christopher M Co-I Lupus Research Institute Institution Targeting the VISTA pathway in Lupus

Bzik, David J PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Dense granule protein virulence factors in Toxoplasma gondii infection 243,000

Cheung, Ambrose PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Regulation of SsrA-mediated proteolysis of S. aureus 243,000

The role of CshA and CshB in selective mRNA protection in S. aureus 405,000

Connor, Ruth I PI Symbiora, Inc. Corporation Application of Microbial Symbiotic Factors (MSF) in the Gastrointestinal Tract 2,180

Cramer, Robert A PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Hypoxia Adaptation and Fungal Virulence of Aspergillus fumigatus 405,000

The Burroughs Wellcome Fund Foundation Bioenergetics and Microbial Pathogenesis Sufficiency 100,000

Donegan, Niles P Co-I National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Regulation of SsrA-mediated proteolysis of S. aureus

Fiering, Steven N PI The Wistar Institute Institution Initiation and Evolution of the Ovarian Cancer Microenvironment 22,775

Fox, Barbara A Co-I National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Dense granule protein virulence factors in Toxoplasma gondii infection

Gerber, Scott A Co-I National Heart Lung & Blood Institute (NHLBI)

Federal Government Role of Virulence Factors in Pseudomonas-Host Interactions


Federal Government The Role of Flagellar Motility to Innate Immune Recognition of Bacteria

Goodale, Britton C PI National Institute of Environmental Health Sciences (NIEHS)

Federal Government Low-dose arsenic impacts innate immune response in bronchial epithelial cells 55,118

Grahl, Nora PI Life Sciences Research Foundation (LSRF)

Foundation Mechanisms by which bacterial phenazines modulate eukaryotic growth programs 60,000

Green, William R PI Veterans Education and Research Association of Northern New

Corporation Morin JPA 37,180

Veterans Medical Research Foundation (VMRF)

Foundation Wilmot IPA (Howell) 47,699

Hogan, Deborah A PI Boston Children's Hospital Institution Programmed cell death in P. aeruginosa 154,253


Federal Government Dynamics of Bacterial-Fungal Interactions in Chronic Lung Infections 358,611

Co-I National Heart Lung & Blood Institute (NHLBI)

Federal Government Role of Virulence Factors in Pseudomonas-Host Interactions

Hua, Casey K PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Novel evolutionary platforms and computational strategies for the engineering of quaternary epitope-focused HIV immunogens

48,576

Kasper, Lloyd H PI Symbiotix Biotherapies, Inc Corporation Novel commensal polysaccharide treats multiple sclerosis through Treg modulation - STTR Phase II

605,606

TevaPharmaceutical Industries Corporation Glatiramer acetate (GA) modulation of the gut associated lymphoid tissue (GALT) 46,494

Kull, F Jon PD/PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Control of virulence in Vibrio cholerae by fatty acids

Leib, David A PI Harvard University Educational Institution Viral And host mechanisms that tilt the HSV lytic/latent balance CORE B 24,300

Viral and host mechanisms that tilt the HSV lytic/latent balance PROJECT 3 486,000

National Eye Institute (NEI) Federal Government Viral and Host Factors in Herpetic Reactivation 396,900

Novadaq Technologies Inc. Corporation visualization of nerves using indocyanine green fluorescence -83,050

Noelle, Randolph J PI ImmuNext, Inc. Corporation Evaluation of VISTA as a therapeutic target 1,080,342

Lupus Research Institute Institution Targeting the VISTA pathway in Lupus 200,000


Federal Government VISTA, a novel regulator of immunity and autoimmunity 578,486

University of Minnesota (UMN) Educational Institution In Vivo Prevention of Murine GVHD 19,379

PD/PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Retinoic acid in gut immune homeostatis and infection

O'Toole, George A PI Aradigm Corporation Corporation Comparing the efficacy of free cipro and liposomal encapsulated cipro in the Dartmouth Biofilm Model

19,503

Cornell University Educational Institution Molecular mechanism regulating periplasmic proteolysis in bacterial pathogenesis 197,500

Cystic Fibrosis Foundation (CFF) Foundation Polymicrobial Interactions in CF Impact Biofilm Antibiotic Tolerance 107,755

EnBiotix Inc Corporation Biofilm Formation on Airway Cells 41,175

Human Frontier Science Program Institution Biofilm development via cdiGMP from single molecules to all cell tracking of entire communities

100,000

Insmed Inc. Corporation Assessing the Efficacy of Novel Antibiotic Formations versus MRSA 50,411


Federal Government Host-Microbe Interactions 229,194

cdiGMP Regulation of Biofilm Formation 396,916

QrumPharma, Inc. Corporation Testing QrumPharma Cmpd B and Cmpd C for AntiBiofilm Activity in the Dartmouth Biofilm Model

23,035

Obar, Joshua J PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Mast cell dependent inflammatory cascade during influenza A virus infection 714,375

Rigby, William F PI Pfizer Inc. Corporation 2015 ASPIRE US Rheumatology and Dermatology 149,978

Sentman, Charles L PI Celdara Medical, LLC Corporation Development of preclinical OC molecules 379,552

National Cancer Institute (NCI) Federal Government A novel NKG2D-specific BiTE cancer immunotherapy 336,150


Federal Government Immunobiology of Myeloid and Lymphoid Cells 404,593

Skorupski, Karen A PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Control of virulence in Vibrio cholerae by fatty acids 776,251

Genetic Determinants of Virulence in Vibrio cholerae 471,948

Stanton, Bruce A PI Cystic Fibrosis Foundation (CFF) Foundation Effects of VX-809 and VX-770 on Macrophage Function and Inflammation 108,000


Federal Government Role of Virulence Factors in Pseudomonas-Host Interactions 405,000


Federal Government Sources and Protracted Effects of Early Life Exposure to Arsenic and Mercury 2,591,036


Federal Government Dartmouth Lung Biology Center for Molecular, Cellular and Translational Research 1,193,164

Page 64 of 124



Stanton, Bruce A PI Sanofi Recherche SA Corporation Tetracaline and P. aeruginosa biofilms 158,306

Vertex Pharmaceuticals Inc. Corporation 5th Annual Dartmouth CF Retreat 5,000

Co-I National Institute of Environmental Health Sciences (NIEHS)

Federal Government Low-dose arsenic impacts innate immune response in bronchial epithelial cells

Usherwood, Edward J PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Host microRNA control of gammaherpesvirus latency 405,000

Retinoic acid in gut immune homeostatis and infection 594,606

T Cell Function in Murine Gammaherpesvirus Infection 405,000

Co-I National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Immunobiology of Myeloid and Lymphoid Cells

Wade, William F PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government A killed whole-cell one dose cholera vaccine 202,500

Wira, Charles R PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Chemical Contraceptive Control of Microbicides in the Female Reproductive Tract 633,900

Menstrual Cycle Control of HIV Infection in the Reproductive Tract 409,727


Page 65 of 124


Molecular and Systems Biology (MSB)Name Role DC Sponsor Name Org Type Project Title Obligated

Total

Bosco, Giovanni PI Department of Defense, Advanced Research Projects Agency (ARPA)

Federal Government Genetic Memory 530,970


Federal Government Trans-generational Effects of Social Learning Pioneer Award 752,500

University of Pennsylvania Educational Institution Collaborative Research: ABI Development: A Critical Assessment of Protein Function Annotation

120,166

Dunlap, Jay C PI National Institute of General Medical Sciences (NIGMS)

Federal Government Genetic and Molecular Dissection of the Neurospora Clock 648,403

Eastman, Alan R PI National Cancer Institute (NCI) Federal Government Mechanisms of Resistance to Cell Cycle Checkpoint Kinase Inhibitors 298,566

Gulledge, Allan PI University of Vermont (UVM) Educational Institution Physiological mechanisms responsible for cognitive impairments in Dravet Syndrome 39,908

Hogan, Deborah A Co-PD/PI University of Pennsylvania Educational Institution Collaborative Research: ABI Development: A Critical Assessment of Protein Function Annotation

Khan, Nadeem Co-I National Cancer Institute (NCI) Federal Government Mechanisms of Resistance to Cell Cycle Checkpoint Kinase Inhibitors

Li, Aihua PI National Heart Lung & Blood Institute (NHLBI)

Federal Government CSF and the central chemical control of breathing 383,250

Loros, Jennifer J PI National Institute of General Medical Sciences (NIGMS)

Federal Government Identification and Analysis of Circadian Clock-Controlled Genes 630,050

Luikart, Bryan W PI National Institute of Mental Health (NIMH)

Federal Government The Impact of PTEN Signaling on Neuronal Form and Function – A Model for Autism 405,000

Orzechowski, Nicole M Co-I Stanford University Educational Institution Molecular Characterization of Multi-Organ Involvement in Patients with Systemic Sclerosis

Pioli, Patricia A Co-I Celdara Medical, LLC Corporation Multiplexed Biomarker Assay for Classification of Patients with Systemic Sclerosis

Falk Medical Fund Foundation Mining Genomic Data to Identify Novel Therapeutics for Systemic Sclerosis

Stanford University Educational Institution Molecular Characterization of Multi-Organ Involvement in Patients with Systemic Sclerosis

Whitfield, Michael L PI Celdara Medical, LLC Corporation Gene expression signatures for treatment response in systemic sclerosis 190,947

Multiplexed Biomarker Assay for Classification of Patients with Systemic Sclerosis 735,421

Falk Medical Fund Foundation Mining Genomic Data to Identify Novel Therapeutics for Systemic Sclerosis 500,000

National Institute of Arthritis & Musculoskeletal & Skin Dis (NIAMS)

Federal Government Molecular biomarkers of improvement for patients with systemic sclerosis in an open label trial of mycophenolate mofetil

176,760

Scleroderma Research Foundation Foundation A Gene Expression Map of Scleroderma 90,000

Stanford University Educational Institution Molecular Characterization of Multi-Organ Involvement in Patients with Systemic Sclerosis

62,500

University of California, San Francisco (UCSF)

Educational Institution ACE UCSF Autoimmunity Center of Excellence Clinical Research Program: Mechanisticstudies of treatment of systemic sclerosis and Abatacept

29,996

Yeh, Hermes H PI National Institute on Alcohol Abuse & Alcoholism (NIAAA)

Federal Government Ethanol Exposure In Utero and Interneuronopathy in the Medial Prefrontal Cortex 314,280

Pharmacologically targeting the NKCC1 chloride cotransporter in utero for FASD 232,875


Page 66 of 124


NeurologyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Feldman, Mary S PI Parkinson's Disease Foundation (PDF) Foundation The impact of three distinct exercise types on fatigue, anxiety and depression in Parkinson's Disease.

9,500

Jobst, Barbara PI University of Pennsylvania Educational Institution Memory Enhancement with Modeling, Electrophysiology, and Stimulation 234,203

Lee, Stephen L PI Northwestern University Educational Institution STEADY-PD III 31,820

Lukovits, Timothy G PI Emmes Corporation Corporation Platelet-Oriented Inhibition in New TIA and minor ischemic stroke trial 11,700

Yale University Educational Institution Insulin Resistance Intervention after Stroke Trial (IRIS) 6,292

Testorf, Markus E Co-I University of Pennsylvania Educational Institution Memory Enhancement with Modeling, Electrophysiology, and Stimulation

Grand Total 293,515

Page 67 of 124


Norris Cotton Cancer CenterName Role DC Sponsor Name Org Type Project Title Obligated

Total

Amos, Christopher I PD/PI National Cancer Institute (NCI) Federal Government Longitudinal outcomes of serrated polyps: a population based study

Anderson, Joseph Co-I National Cancer Institute (NCI) Federal Government Longitudinal outcomes of serrated polyps: a population based study

BelBruno, Joseph J Co-I American Academy of Pediatrics (AAP) Professional/Technical Association

Evaluation of Nanotechnology-based Personal Sensors for Detection and Quantificationof Secondhand Tobacco Smoke Exposure

Berwin, Brent L Co-I National Cancer Institute (NCI) Federal Government Immunological manipulation of resistance to molecularly targeted inhibitors

Buckey, Jay C Co-I National Institute of Biomed Imaging & Bioeng (NIBIB)

Federal Government Miniature EPR sensor for on-site oximetry

Butterly, Lynn F PI American Cancer Society (ACS) Foundation Collaborative research on Colonoscopy findings and outcomes using data from the NHCR

60,000

National Cancer Institute (NCI) Federal Government Longitudinal outcomes of serrated polyps: a population based study 211,410

New Hampshire Colon Registry 199,971

Cole, Michael D PI National Cancer Institute (NCI) Federal Government Essential Effectors of Myc Function 517,013

Crane, Margaret A Co-I American Academy of Pediatrics (AAP) Professional/Technical Association


Dechen, Meagan PI Melanoma Research Foundation (MRF) Foundation Induction and Reactivation of Tissue-Resident Memory T-Cells for Immune-Mediated Treatment of Melanoma

3,000

Dragnev, Konstantin H PI Brigham and Women's Hospital (BWH) Institution Alliance for Clinical Trials in Oncology 69,971

Cancer and Leukemia Group B Foundation (CALGB)

Foundation CALGB Studies 5,690

National Cancer Institute (NCI) Federal Government Dartmouth Lead Participation in NCI National Clinical Trials Network 375,850

Eskey, Clifford J PI ECOG-ACRIN Cancer Research Group Institution ECOG_ACRIN Agreement 13,000

Fadul, Camilo E PI Eastern Cooperative Oncology Group (ECOG)

Institution Eastern Cooperative Oncology Group Agreement 10,283

Fiering, Steven N PI Office of the Director, NIH Federal Government Illumina ISCAN Microarray Reader 263,610

Gaur, Arti B PI California Institute of Technology (CIT) Educational Institution Wireless Microsystems for In Vivo Biomarker Monitoring and Targeted Drug Delivery 300,000

Gerber, Scott A PI National Cancer Institute (NCI) Federal Government Translational Phosphoproteomics for Lung Cancer 401,043

Co-I National Cancer Institute (NCI) Federal Government Essential Effectors of Myc Function

Gui, Jiang Co-I National Cancer Institute (NCI) Federal Government Translational Phosphoproteomics for Lung Cancer

Hamilton, Joanna S Co-I Office of the Director, NIH Federal Government Illumina ISCAN Microarray Reader

Hartford, Alan C PI NRG Oncology Foundation, Inc. Foundation NRG Oncology Foundation Service Agreement 104,435

Havrda, Matthew C PI National Institute of Environmental Health Sciences (NIEHS)

Federal Government Mechanisms of rotenone-induced neuroinflammation and Parkinsonism in aging mice 697,528

Hou, Huagang Co-I National Institute of Biomed Imaging & Bioeng (NIBIB)

Federal Government Miniature EPR sensor for on-site oximetry

Israel, Mark A PI National Cancer Institute (NCI) Federal Government Cancer Center Support Grant 5,100,259

Jarvis, Lesley A Co-I National Cancer Institute (NCI) Federal Government Cancer Center Support Grant

Kaufman, Peter A PI Genentech Inc. Corporation A Randomized Double Blind Placebo Controlled Clinical Trial to Evaluate the Efficacy and Safety of Pertuzumab & Trastuzumab + Docetaxel vs. Trastuzuma

507

Kuppusamy, Periannan PI National Institute of Biomed Imaging & Bioeng (NIBIB)

Federal Government Miniature EPR sensor for on-site oximetry 218,237

Co-I California Institute of Technology (CIT) Educational Institution Wireless Microsystems for In Vivo Biomarker Monitoring and Targeted Drug Delivery

Lansigan, Frederick Co-I National Cancer Institute (NCI) Federal Government Dartmouth Lead Participation in NCI National Clinical Trials Network

Lewis, Lionel D Co-I California Institute of Technology (CIT) Educational Institution Wireless Microsystems for In Vivo Biomarker Monitoring and Targeted Drug Delivery

Miller, Todd W PI Mary Kay Foundation Foundation Mechanisms Underlying Domancy in ER+ Breast Cancer 50,000

Susan G. Komen Foundation Estrogen receptor reactivation for treatment of advanced breast cancer 150,000

University of Virginia (UVA) Educational Institution NOA-Miller-Sub UVA 1

Moore, Jason H Co-I National Cancer Institute (NCI) Federal Government Translational Phosphoproteomics for Lung Cancer

Mullins, David W PI National Cancer Institute (NCI) Federal Government Combinational Therapy of Melanoma using T Cells and site-specific Immunomodulators 81,000

Qu Biologics Inc. Corporation Evaluation of QBECO Drug Product in Preclinical Models of Prophylaxis 25,032

Noelle, Randolph J Co-I National Cancer Institute (NCI) Federal Government Immunological manipulation of resistance to molecularly targeted inhibitors

Rigas, James R Co-I National Cancer Institute (NCI) Federal Government Translational Phosphoproteomics for Lung Cancer

Sargent, James D PI Research Corporation of the University of Hawaii


Laboratory Studies of Tobacco Advertising and Labeling Effects on Adolescents (HawaiiCCSG)

19,612

Seigne, John D PI Fred Hutchinson Cancer Research Center (FHCR)

Foundation Cancer Immunotherapy Trials Network- CITN-12-03 3,500

Stan, Radu V PI Office of the Director, NIH Federal Government Olympus FV1200 Near Infrared Confocal Microscope 320,585

Tanski, Susanne E PI American Academy of Pediatrics (AAP) Professional/Technical Association


283,269

Tomlinson, Craig R Co-I Office of the Director, NIH Federal Government Illumina ISCAN Microarray Reader

Turk, Mary Jo PI Medical College of Wisconsin (MCOW) Educational Institution Vista, A Novel Checkpoint Pathway that Suppresses Anti-tumor T Cell Responses 5,763

National Cancer Institute (NCI) Federal Government Immunological manipulation of resistance to molecularly targeted inhibitors 176,175

Mechanisms of Concomitant Tumor Immunity 279,212

Usherwood, Edward J Co-I National Cancer Institute (NCI) Federal Government Mechanisms of Concomitant Tumor Immunity

Whitfield, Michael L Co-I National Cancer Institute (NCI) Federal Government Immunological manipulation of resistance to molecularly targeted inhibitors


Page 68 of 124


Obstetrics and GynecologyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Birenbaum, Debra L PI State of New Hampshire, Division of Public Health Services


Admin Unit for Breast & Cervical Cancer Screening Program 270,205

Vermont-New Hampshire Susan G. Komen

Foundation Komen Mammogram Support 19,999

DeMars, Leslie R PI University of North Carolina (UNC) Educational Institution Gynecologic Oncology Group (GOG) 9,250

Goldman, Marlene B Co-I State of New Hampshire, Division of Public Health Services


Admin Unit for Breast & Cervical Cancer Screening Program

Goodman, Daisy J PI March of Dimes Birth Defects Foundation(MOD)

Foundation Improving Safety and Quality in the care of Pregnant Women with Substance Use Disorders

42,000

Pioli, Patricia A PI National Institute of Arthritis & Musculoskeletal & Skin Dis (NIAMS)

Federal Government Regulation of Macrophage Activation and Inflammation in Scleroderma 81,000

Stern, Judy E PI Boston University (BU) Educational Institution Women's Health after Assisted Reproductive Technology: A Population-Based Study 48,448

National Institute of Child Health & Human Development (NICHD)

Federal Government Subfertility and Assisted Conception Study of Parent and Child Health Outcomes 734,219

Wilkinson-Ryan, Ivy PI Foundation For Women's Cancer Foundation A role for CCR2 blockade in combination with chemotherapy in ovarian cancer 10,000


Page 69 of 124


Orthopaedic SurgeryName Role DC Sponsor Name Org Type Project Title Obligated

Total

Cantu, Robert V PI University of Minnesota (UMN) Educational Institution FAITH - Fixation Using Alternative Implants for Treatment of Hip Fractures 1,288

Linos, Konstantinos Co-I Orthopaedic Research and Education Foundation (OREF)

Foundation Measuring near-infrared fluorescence penetration of normal connective tissues to facilitate intra-operative navigation of tumor excision

Lurie, Jon D Co-I Orthopaedic Research and Education Foundation (OREF)

Foundation Validation of appropriateness criteria for the surgical treatment of lumbar degenerative spondylolisthesis (LDS)

Martin, Brook I Co-I Orthopaedic Research and Education Foundation (OREF)


Moschetti, Wayne E PI Medical University of South Carolina (MUSC)

Educational Institution Comparative Effectiveness of Pulmonary Embolism Prevention after Hip and Knee Replacement (PEPPER): Balancing Safety and Efficacy

47,600

Pearson, Adam M PI Orthopaedic Research and Education Foundation (OREF)


49,507

Pogue, Brian W Co-I Orthopaedic Research and Education Foundation (OREF)


Ramkumar, Dipak B PI Orthopaedic Research and Education Foundation (OREF)


20,000

Grand Total 118,395

Page 70 of 124


PathologyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Dumont, Larry PI Clinical Research Management, Inc. Corporation Development of Manufacturing, Warehousing, and Delivery of a Cryopreserved Platelets (CPP) Product to Support Efforts to Obtain U.S. Food and Drug Adm

2,046,764

Emory University Educational Institution Serious Hazard of Transfusion & Cellular Therapies: Mechanisms and Intervention 17,200

Emory University School of Medicine Educational Institution Adverse Effects of RBC Transfusions: A Unifying Hypothesis 35,463

Huang, Yina H PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government PH domains as Calmodulin binding domains 81,000

PIP3-Independent Regulation of Akt1 Activity in T Cells 15,200

Stan, Radu V PI American Heart Association - Founders Affiliate (AHA)

Foundation Biogenesis and regulation of endothelial fenestrae 66,000


Page 71 of 124


PediatricsName Role DC Sponsor Name Org Type Project Title Obligated

Total

Ackerman, Margaret E Co-I Gates Foundation Foundation Mucosal Immunity in Polio: Dartmouth Assay for Lat Am Clinical Trials

Beach, Michael L Co-I National Institute of Child Health & Human Development (NICHD)

Federal Government Impact of Food Marketing and Cross-Promotions on Preschoolers' Dietary Intake

Casella, Samuel J PI University of Florida (UF) Educational Institution Type 1 Diabetes TrialNet 24,231

Chaffee, Sara PI The Children's Hospital of Philadelphia Research Institute (CHOP)

Institution Children's Oncology Group 81,567

Dalton, Madeline A PI National Institute of Child Health & Human Development (NICHD)

Federal Government Impact of Food Marketing and Cross-Promotions on Preschoolers' Dietary Intake 567,366

Donnelly, Craig L Co-I Health Resources & Svcs Admin (HRSA) Federal Government Training CED/COR Pediatric and Child Psychiatry

Edwards, William H Co-I Case Western Reserve University (CWRU)

Educational Institution National Dissemination of Ohio Neonatal Narcotic Abstinence Syndrome Identification and Treatment

Heatherton, Todd F Co-I National Institute on Alcohol Abuse & Alcoholism (NIAAA)

Federal Government Alcohol Marketing and Underage Drinking

Westat Corporation Family Smoking Prevention and Tobacco Control Act Nation Longitudinal Study of Tobacco Users

Hendricks, Kristy M Co-I National Institute of Child Health & Human Development (NICHD)


Kelley, William M Co-I National Institute on Alcohol Abuse & Alcoholism (NIAAA)


Levin, Daniel L PI Boston Children's Hospital Institution Genetic Epidemiology of Life-Threatening Influenza Infection in Children 1,000

Longacre, Meghan R Co-I National Institute of Child Health & Human Development (NICHD)


MacKenzie, Todd A Co-I National Institute of Child Health & Human Development (NICHD)


McClure, Auden C PI National Institute on Alcohol Abuse & Alcoholism (NIAAA)

Federal Government New Media Alcohol Marketing and Adolescent Drinking 184,072

Moeschler, John B PI Health Resources & Svcs Admin (HRSA) Federal Government Alliance for MCH Leadership Training Program 705,456

University of New Hampshire (UNH) Educational Institution A University Affiliated Program in New Hampshire 5,000

Mott, Stephen H PI Health Resources & Svcs Admin (HRSA) Federal Government Training CED/COR Pediatric and Child Psychiatry 15,000

Nett, Sholeen T PI Boston Children's Hospital Institution HALF-PINT Heart and Lung Failure - Pediatric Insulin Titration Trial 2,250

The Children's Hospital of Philadelphia Research Institute (CHOP)

Institution CHOP Near for Kids 500

University of California, San Francisco (UCSF)

Educational Institution Coagulation & Fibrinolysis in Pediatric Insulin Titration Trial 10,500

Samaha, Debra A PI State of New Hampshire, Highway Safety Agency


Buckle Up New Hampshire Activities 162,996

CPS Program for NH EMS Providers 27,158

Statewide CPS Program 199,738

Virtual Driver Interactive Simulators 22,572

Sargent, James D PI John E. Fogarty International Center (FIC)

Federal Government Cinema Smoking and Youth Smoking in Latin America 406,952

National Cancer Institute (NCI) Federal Government Visual Media Influences on Adolescent Smoking Behavior 546,001

National Institute on Alcohol Abuse & Alcoholism (NIAAA)

Federal Government Alcohol Marketing and Underage Drinking 578,525


834,446

Tanski, Susanne E Co-I National Cancer Institute (NCI) Federal Government Visual Media Influences on Adolescent Smoking Behavior




Titus, Linda J Co-I National Institute of Child Health & Human Development (NICHD)


Weinstein, Adam R PI The Children's Hospital of Philadelphia Research Institute (CHOP)

Institution Chronic Kidney Disease in Children (CKiD) 1,257

Whalen, Bonny L PI Case Western Reserve University (CWRU)

Educational Institution National Dissemination of Ohio Neonatal Narcotic Abstinence Syndrome Identification and Treatment

9,569

Wright, Peter F PI Gates Foundation Foundation Mucosal Immunity in Polio: Dartmouth Assay for Lat Am Clinical Trials 245,166

Gheskio Clinic Institution GHESKIO Clinical Trial Unit 27,647

University of Alabama (UA) Educational Institution A Multiple Ascending Dose-Finding Pharmacokinetic and Pharmacodynamic Study of CMX-001 in Infants with Neonatal Herpes (HSV)

380


Page 72 of 124


Pharmacology & ToxicologyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Amos, Christopher I Co-I National Institute of Neurological Disorders & Stroke (NINDS)

Federal Government Targeting Tumors with NF1 Loss

Freemantle, Sarah J Co-I Alex's Lemonade Stand Foundation Foundation DNA Methylation Inhibitor Therapy for Testicular Germ Cell Tumors

Hoopes, P Jack PD/PI National Institute of Neurological Disorders & Stroke (NINDS)


Karagas, Margaret R Co-I National Institute of Environmental Health Sciences (NIEHS)

Federal Government Environment, Imprinting, and Neurodevelopment

Lewis, Lionel D Co-I National Institute of Neurological Disorders & Stroke (NINDS)


Li, Zhigang Co-I National Institute of Environmental Health Sciences (NIEHS)

Federal Government Environment, Imprinting, and Neurodevelopment

Marsit, Carmen J PI Miriam Hospital Institution Maternal Smoking: HPA and Epigenetic Pathways to Infant Neurobehavioral Deficit 52,121


Federal Government Environment, Imprinting, and Neurodevelopment 1,252,175

Tulane University Health Sciences Center

Educational Institution Pediatric HIV/AIDS Cohort Study 21,497

Sanchez, Yolanda PI Children's Tumor Foundation Foundation Characterizing novel therapeutics that exhibit synthetic lethality with NF-1 - associated tumors

32,000

Targeting tumors with NF1 loss via modulation of autophagy 32,000

National Institute of Neurological Disorders & Stroke (NINDS)

Federal Government Targeting Tumors with NF1 Loss 572,285

Spinella, Michael J PI Alex's Lemonade Stand Foundation Foundation DNA Methylation Inhibitor Therapy for Testicular Germ Cell Tumors 125,000

Tomlinson, Craig R Co-I National Institute of Neurological Disorders & Stroke (NINDS)



Page 73 of 124


Physiology & NeurobiologyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Briggs, Farran PI National Eye Institute (NEI) Federal Government The functional role of corticogeniculate feedback in vision 343,000

Whitehall Foundation Foundation Role of the corticogeniculate circuit in vision. 75,000

Bucci, David J Co-I National Institute of Mental Health (NIMH)

Federal Government Neuromodulation of cortical circuits in health and disease

Darnall, Robert A PI American SIDS Institute Institution Biomarkers in Rat Pup Model of Intermittent Hypoxia 1,000

Co-I Harvard Medical School Educational Institution The Ventral Medulla and the Sudden Infant Death Syndrome

Gulledge, Allan PI National Institute of Mental Health (NIMH)

Federal Government Neuromodulation of cortical circuits in health and disease 810,000

Leiter, James C PI Harvard Medical School Educational Institution The Ventral Medulla and the Sudden Infant Death Syndrome 453,669

Peroxyium, Inc. Corporation Pharmacodynamic and Toxicological Evaluation of Liposomally Encapsulated Cerium Oxide Nanoparticles in Rodents

-22,713

Li, Aihua Co-I Harvard Medical School Educational Institution The Ventral Medulla and the Sudden Infant Death Syndrome

Nattie, Eugene E Co-I Harvard Medical School Educational Institution The Ventral Medulla and the Sudden Infant Death Syndrome


Page 74 of 124


Psychiatric Research CenterName Role DC Sponsor Name Org Type Project Title Obligated

Total

Carpenter-Song, Elizabeth A Co-I National Institute on Drug Abuse (NIDA) Federal Government Using NIATx Strategies to Implement Integrated Services in Routine Care

Vermont Department of Mental Health State and Local Government

Evaluation of Young Vermonters Experiencing Early-Episode Psychosis

Drake, Robert E PI Policy Research Associates Corporation SSI/SSDI Outreach, Access and Recovery (SOAR) Training 115,321

Vermont Department of Mental Health State and Local Government

Evaluation of Young Vermonters Experiencing Early-Episode Psychosis 60,000

WestBridge Community Services Institution FY16 Consulting Psychiatrist 29,166

Lord, Sarah E Co-I Department of Education, Special Education & Rehabilitative Services (OSERS)

Federal Government WorkingWell: Developing a Mobile Employment Support Tool for Individuals with Psychiatric Disabilities

Marsch, Lisa A Co-I National Institute on Drug Abuse (NIDA) Federal Government MySafeRx: An integrated mobile platform for buprenorphine adherence

McGovern, Mark P PI Elsevier, Inc. Corporation JSAT: Editor In-Chief- Renewal 97,000


Federal Government Integrating Combined Therapies for Persons with Co-occurring Disorders 425,250

National Institute on Drug Abuse (NIDA) Federal Government Using NIATx Strategies to Implement Integrated Services in Routine Care 1,142,556

Vermont Department of Health State and Local Government

Expanding the options for medication-assisted recovery in Vermont 52,948

Expanding the options for medication-assisted recovery in Vermont 514,058

Meara, Ellen R Co-I National Institute on Drug Abuse (NIDA) Federal Government Using NIATx Strategies to Implement Integrated Services in Routine Care

Nicholson, Joanne PI Department of Education, Special Education & Rehabilitative Services (OSERS)

Federal Government WorkingWell: Developing a Mobile Employment Support Tool for Individuals with Psychiatric Disabilities

199,149

University of Massachusetts (Umass) Educational Institution Bridges to Health Information for Individuals with Serious Mental Illness 30,833


Institution Let's Talk – Recovery for Parents Living with Mental Illnesses 57,387

Schuman-Olivier, Zev PI National Institute on Drug Abuse (NIDA) Federal Government MySafeRx: An integrated mobile platform for buprenorphine adherence 324,000


Page 75 of 124


PsychiatryName Role DC Sponsor Name Org Type Project Title Obligated

Total

Akerman, Sarah C Co-I Fast-Track Drugs and Biologics, LLC Corporation Randomized, Double Blind, Placebo-Controlled Trial of the Safety and Efficacy of Gabapentin Enacarbil (Horizant) Extended-Release Tablets for the Treatment of Alcohol Use Disorder

Barnett, Erin R PI New Hampshire Charitable Foundation (NHCF)

Foundation Building a model of coordinated care toward safe and effective psychotropic medications for vulnerable children in Coos County

68,310

Co-I Families in Transition Institution Trauma Informed Care for Homeless Children and Families

Bartels, Stephen J Co-I National Institute of Mental Health (NIMH)

Federal Government Automated Telehealth to Improve Psychiatric Self-Management and Community Tenure

Becker, Deborah R Co-I Boston University (BU) Educational Institution A Dismantling Study of Cognitive Remediation for Supported Employment

Ben-Zeev, Dror PI National Institute of Mental Health (NIMH)

Federal Government A New Paradigm for Illness Monitoring and Relapse Prevention in Schizophrenia 507,481

Patient-Centered Outcomes Research Institute (PCORI)

Institution Comparing Mobile Health (mHealth) and Clinic-Based Self-Management Interventions for Serious Mental Illness: Patient Engagement, Satisfaction, and Out

644,352

Co-I Feinstein Institute for Medical Research (FIMR)

Institution Improving Quality and Reducing Cost in Schizophrenia Care With New Technologies and New Personnel

Bruce, Martha L PI National Institute of Mental Health (NIMH)

Federal Government Advanced Research Institute in Geriatric Mental Health 299,881

Homecare Agency-Randomized Trial of Web Implementation Strategy for Depression 403,362

Brunette, Mary F PI Feinstein Institute for Medical Research (FIMR)

Institution Improving Quality and Reducing Cost in Schizophrenia Care With New Technologies and New Personnel

17,396

National Cancer Institute (NCI) Federal Government RCT of a Motivational Decision Support System for Smokers with Severe Mental Illnesses

598,840

Co-PD/PI Vinfen Institution Smoking Cessation Care Management Program

Co-I Fast-Track Drugs and Biologics, LLC Corporation Randomized, Double Blind, Placebo-Controlled Trial of the Safety and Efficacy of Gabapentin Enacarbil (Horizant) Extended-Release Tablets for the Treatment of Alcohol Use Disorder

National Institute on Drug Abuse (NIDA) Federal Government Cannabis, Schizophrenia and Reward: Self-Medication and Agonist Treatment?

Clozapine for Cannabis Use Disorder in Schizophrenia

The Appeal and Impact of E-cigarettes in Smokers with Serious Mental Illness

Budney, Alan J PI Johns Hopkins University (JHU) Educational Institution The role of sleep in the treatment of cannabis use disorders 38,603

National Institute on Drug Abuse (NIDA) Federal Government Behavioral Treatment of Adolescent Marijuana Use 581,242

Training in the Science of Co-Occurring Disorders 384,612

University of Vermont (UVM) Educational Institution Does Smoking Cessation Cause Anhedonia? A Test of Pre-clinical Findings -159,000

Co-I National Institute of Child Health & Human Development (NICHD)

Federal Government Incentives, Cognitive Training, and Internet Therapy for Teens with Poorly Controlled Type 1 Diabetes

Campbell, Andrew T Co-I National Institute of Mental Health (NIMH)

Federal Government A New Paradigm for Illness Monitoring and Relapse Prevention in Schizophrenia

Carpenter-Song, Elizabeth A Co-I Patient-Centered Outcomes Research Institute (PCORI)


Casella, Samuel J Co-I National Institute of Child Health & Human Development (NICHD)


Diamond, Solomon G Co-I Department of Defense (DOD) Federal Government Brain Functional Connectivity in MS: An EEG-NIRS Study

Donnelly, Craig L Co-PD/PI New Hampshire Charitable Foundation (NHCF)

Foundation Building a model of coordinated care toward safe and effective psychotropic medications for vulnerable children in Coos County



Doucette, Wilder T Co-I Fast-Track Drugs and Biologics, LLC Corporation Randomized, Double Blind, Placebo-Controlled Trial of the Safety and Efficacy of Gabapentin Enacarbil (Horizant) Extended-Release Tablets for the Treatment of Alcohol Use Disorder

Drake, Robert E PI Boston University (BU) Educational Institution A Dismantling Study of Cognitive Remediation for Supported Employment 87,282

Co-I Patient-Centered Outcomes Research Institute (PCORI)


Flaherty, Ellen Co-I National Institute of Mental Health (NIMH)

Federal Government Homecare Agency-Randomized Trial of Web Implementation Strategy for Depression

Friedman, Matthew J PI Department of Veterans Affairs (VA) Federal Government Friedman IPA 106,080

Green, Alan I PI Alkermes Corporation Olanzapine and samidorphan in alcohol-drinking rodents 216,284

Department of Veterans Affairs (VA) Federal Government Sherrieb IPA - FY16 78,392

Fast-Track Drugs and Biologics, LLC Corporation Randomized, Double Blind, Placebo-Controlled Trial of the Safety and Efficacy of Gabapentin Enacarbil (Horizant) Extended-Release Tablets for the Treatment of Alcohol Use Disorder

908,543

National Institute on Drug Abuse (NIDA) Federal Government Cannabis, Schizophrenia and Reward: Self-Medication and Agonist Treatment? 917,202

Clozapine for Cannabis Use Disorder in Schizophrenia 1

State of Maine State and Local Government

Psychiatric Staffing 1,282,578

State of New Hampshire, New Hampshire Hospital


New Hampshire Hospital Contract 8,742,810

Co-I National Institute on Drug Abuse (NIDA) Federal Government Training in the Science of Co-Occurring Disorders

Heatherton, Todd F Co-I National Institute of Child Health & Human Development (NICHD)


Hegel, Mark T PI Boston Medical Center Educational Institution Improving Preterm Outcomes by Safeguarding Maternal Mental Health 3,000

University of Rochester Educational Institution A Resilience-Building Program to Address Depression among Older Adults with Vision Loss

18,000

Height, Keri L PI New London Hospital Association, The Institution Northern New England Telepsychiatry Network 67,530

Holtzheimer, Paul E PI National Institute of Mental Health (NIMH)

Federal Government Investigating Biomarkers of TRD using Neuroimaging 348,822

Jankowski, Mary K PI DHHS - Administration for Children and Families

Federal Government The Partners for Change Project: Improving Well-Being For Youth In The NH Child Welfare System

635,420

Co-I Families in Transition Institution Trauma Informed Care for Homeless Children and Families

Kelley, William M Co-I National Institute of Child Health & Human Development (NICHD)


Khokhar, Jibran Y PI Canadian Institutes of Health Research Federal Government Toward a valid rat model of alcohol use disorder in schizophrenia: Brain reward circuit dysfunction and effects of alcohol and clozapine

37,531

Kobylarz, Erik J Co-I Department of Defense (DOD) Federal Government Brain Functional Connectivity in MS: An EEG-NIRS Study

Lee, Stephen L Co-I Creare, Inc. Corporation Self Administered Neuropsychological Assessment Battery

Li, Zhigang Co-I National Institute on Drug Abuse (NIDA) Federal Government Behavioral Treatment of Adolescent Marijuana Use

Marsch, Lisa A Co-I National Institute of Child Health & Federal Government Incentives, Cognitive Training, and Internet Therapy for Teens with Poorly Controlled

Page 76 of 124



Marsch, Lisa A Co-I Human Development (NICHD) Type 1 Diabetes

National Institute on Drug Abuse (NIDA) Federal Government Training in the Science of Co-Occurring Disorders

McGovern, Mark P Co-I National Institute on Drug Abuse (NIDA) Federal Government Behavioral Treatment of Adolescent Marijuana Use

Training in the Science of Co-Occurring Disorders

McHugo, Gregory J Co-I Boston University (BU) Educational Institution A Dismantling Study of Cognitive Remediation for Supported Employment

National Cancer Institute (NCI) Federal Government RCT of a Motivational Decision Support System for Smokers with Severe Mental Illnesses



Noordsy, Douglas L Co-I National Institute on Drug Abuse (NIDA) Federal Government Cannabis, Schizophrenia and Reward: Self-Medication and Agonist Treatment?

Clozapine for Cannabis Use Disorder in Schizophrenia

Pachner, Andrew R Co-I Department of Defense (DOD) Federal Government Brain Functional Connectivity in MS: An EEG-NIRS Study

Pratt, Sarah I PI National Institute of Mental Health (NIMH)

Federal Government Automated Telehealth to Improve Psychiatric Self-Management and Community Tenure 1,456,882

National Institute on Drug Abuse (NIDA) Federal Government The Appeal and Impact of E-cigarettes in Smokers with Serious Mental Illness 644,784

Vinfen Institution Smoking Cessation Care Management Program 18,407

Rosenberg, Stanley D PI Families in Transition Institution Trauma Informed Care for Homeless Children and Families 32,000

Co-I DHHS - Administration for Children and Families

Federal Government The Partners for Change Project: Improving Well-Being For Youth In The NH Child Welfare System

Roth, Robert M PI Creare, Inc. Corporation Self Administered Neuropsychological Assessment Battery 36,431



National Institute on Drug Abuse (NIDA) Federal Government Cannabis, Schizophrenia and Reward: Self-Medication and Agonist Treatment?

Sargent, James D Co-I National Institute on Drug Abuse (NIDA) Federal Government The Appeal and Impact of E-cigarettes in Smokers with Serious Mental Illness

Schnurr, Paula P PI VERANNE Corporation JPA.Trauma Informed Guilt Reduction (TrIGR) 14,196

Yale University Educational Institution Sustained Use of Evidence-Based PTSD Treatment in VA Residential Settings 54,664

Stanger, Catherine PI National Institute of Child Health & Human Development (NICHD)


162,000

Oregon Research Institute (ORI) Institution Family and Adolescent Motivational Incentives for Leveraging Youth 56,358

Co-I National Institute on Drug Abuse (NIDA) Federal Government Behavioral Treatment of Adolescent Marijuana Use

Training in the Science of Co-Occurring Disorders

Wishart, Heather A PI Department of Defense (DOD) Federal Government Brain Functional Connectivity in MS: An EEG-NIRS Study 302,130

Wu, Yu-Chien Co-I National Institute of Mental Health (NIMH)

Federal Government Investigating Biomarkers of TRD using Neuroimaging

Xie, Haiyi Co-I Boston University (BU) Educational Institution A Dismantling Study of Cognitive Remediation for Supported Employment



Yackley, Cathleen R PI Endowment for Health Foundation Growing Healthy Families: Developing NH Workforce Capacity in Child Parent Psychotherapy to Mitigate the Impact of Toxic Stress in Infants and Young Children

30,000

HNH Foundation Foundation Growing Healthy Families (GHF) 24,997


Page 77 of 124


RadiologyName Role DC Sponsor Name Org Type Project Title Obligated

Total

Alexander, Roberta D PI Clarisond, Inc. Corporation Clarisond ABUS SBIR Subcontract 49,494

Ariaspulido, Hugo PI GlaxoSmithKline (GSK) Corporation Incidence of the MMTV-like Sequence in inflammatory breast cancer 12,795

Berwin, Brent L Co-I National Institute of Biomed Imaging & Bioeng (NIBIB)

Federal Government Novel Techology for Early Indentification of Surgical Infections

Chen, Eunice Co-I National Cancer Institute (NCI) Federal Government Direct and Repeated Clinical Measurement of pO2 for Enhancing Cancer Therapy

Demidenko, Eugene Co-I National Cancer Institute (NCI) Federal Government Direct and Repeated Clinical Measurement of pO2 for Enhancing Cancer Therapy

Fiering, Steven N Co-I National Institute of Biomed Imaging & Bioeng (NIBIB)


Flood, Ann B Co-I National Cancer Institute (NCI) Federal Government Direct and Repeated Clinical Measurement of pO2 for Enhancing Cancer Therapy

Gimi, Barjor S PI University of Vermont (UVM) Educational Institution Mechanisms of Cognitive Deficits After Seizures in Rats with Brain Malformations 5,053

Gogna, Rajan PI National Cancer Institute (NCI) Federal Government DEPTOR/miR-181d, a novel tumor-suppressor axis for prognosis and treatment of breast cancer

119,232

Hou, Huagang Co-I National Cancer Institute (NCI) Federal Government Direct and Repeated Clinical Measurement of pO2 for Enhancing Cancer Therapy

National Institute of Biomed Imaging & Bioeng (NIBIB)

Federal Government Probes and Methods for Clinical Oximetry

Jarvis, Lesley A Co-I National Cancer Institute (NCI) Federal Government Direct and Repeated Clinical Measurement of pO2 for Enhancing Cancer Therapy

Kaufman, Peter A Co-I National Cancer Institute (NCI) Federal Government Direct and Repeated Clinical Measurement of pO2 for Enhancing Cancer Therapy

Khan, Nadeem Co-I National Institute of Biomed Imaging & Bioeng (NIBIB)

Federal Government Probes and Methods for Clinical Oximetry

Kuppusamy, Periannan PI National Institute of Biomed Imaging & Bioeng (NIBIB)

Federal Government Probes and Methods for Clinical Oximetry 508,145

Northeast Ohio Medical University Educational Institution MECHANISMS OF CORONARY VASOMOTOR CONTROL 50,878

Ohio State University (OSU) Educational Institution Dissecting the role of STAT3 and targeting ovarian cancer 23,945

Co-I National Cancer Institute (NCI) Federal Government Direct and Repeated Clinical Measurement of pO2 for Enhancing Cancer Therapy

Mirza, Sohail K Co-I National Institute of Biomed Imaging & Bioeng (NIBIB)


Schaner, Philip E Co-I National Cancer Institute (NCI) Federal Government Direct and Repeated Clinical Measurement of pO2 for Enhancing Cancer Therapy

Simmons, Nathan E Co-I National Cancer Institute (NCI) Federal Government Direct and Repeated Clinical Measurement of pO2 for Enhancing Cancer Therapy

Swartz, Harold M PI National Cancer Institute (NCI) Federal Government Direct and Repeated Clinical Measurement of pO2 for Enhancing Cancer Therapy 1,372,998

Weaver, John B PI National Institute of Biomed Imaging & Bioeng (NIBIB)

Federal Government Novel Techology for Early Indentification of Surgical Infections 243,000

Williams, Benjamin B Co-I National Cancer Institute (NCI) Federal Government Direct and Repeated Clinical Measurement of pO2 for Enhancing Cancer Therapy

Zuckerman, Richard A Co-I National Institute of Biomed Imaging & Bioeng (NIBIB)



Page 78 of 124


SYNERGYName Role DC Sponsor Name Org Type Project Title Obligated

Total

Green, Alan I PI National Center for Advancing Translational Sciences

Federal Government SYNERGY KL2: The Dartmouth Center for Clinical and Translational Science 1,739,720

SYNERGY UL1: The Dartmouth Center for Clinical and Translational Science 7,623,823


Page 79 of 124


SurgeryName Role DC Sponsor Name Org Type Project Title Obligated

Total

Axelrod, David A PI Washington University in St. Louis Educational Institution Choosing Immune Suppression in renal Transplantation by Efficacy and Morbidity -32,118

Barth, Richard J PI John Wayne Cancer Institute (JWCI) Institution A Phase III Multicenter Randomized Trial of Sentinel Lymphadenectomy and Complete Lymph Node Dissection Versus Sentinel Lymphadenectomy Alone in Cutaneous Melanoma Patients with Molecular or Histopatho

975

National Cancer Institute (NCI) Federal Government Image‐Guided Surgery in Non‐palpable Breast Cancer with Coregistered Supine MR 330,242

Eisenberg, Burton L PI Novartis Pharmaceuticals Corporation Corporation A Phase II, Randomized, Open-Label, Multicenter Study of 5 Year Adjuvant Imatinib Mesylate (Gleevec) in Patients at Significant Risk for Recurrence following Complete Resection of Primary GIST

4,625

Ernstoff, Marc S Co-I Southwest Oncology Group (SWOG) Institution Selenium and Vitamin E Cancer Prevention Trial (SELECT)

Goodney, Philip P PI New England Research Institutes (NERI) Professional/Technical Association

Controlled Trial to Compare Best Endovascular v. Best Surgical Therapy in Patients w Critical Limb Ischemia

24,300

Heaney, John A PI Southwest Oncology Group (SWOG) Institution Selenium and Vitamin E Cancer Prevention Trial (SELECT) 3,000

Hoopes, P Jack PI Department of Veterans Affairs (VA) Federal Government VA Program of Veterinary Care 24,570

Ethicon Endo-Surgery, Inc. Corporation Ethicon Animal Specimen Course 4,365

Kirkland, Kathryn B PI The Arnold P. Gold Foundation Foundation Reading Surgeons: Implementing a Narrative Medicine Series for Surgical Interns 25,000

Leblond, Frederic Co-I National Institute of Neurological Disorders & Stroke (NINDS)

Federal Government Coregistered Fluorescence-Enhanced Resection of Malignant Glioma

Paulsen, Keith D Co-I National Cancer Institute (NCI) Federal Government Image‐Guided Surgery in Non‐palpable Breast Cancer with Coregistered Supine MR



Powell, Richard J PI Mayo Clinic Institution Carotid Revascularization and Medical Management for Asymptomatic Carotid StenosisTrial

2,000

Rutgers, The State University of New Jersey

Educational Institution Carotid Revascularization Endarterectomy vs. Stenting Trial (CREST) 8,248

Roberts, David W PI National Institute of Neurological Disorders & Stroke (NINDS)

Federal Government Coregistered Fluorescence-Enhanced Resection of Malignant Glioma 496,287

Rosenkranz, Kari M Co-PD/PI The Arnold P. Gold Foundation Foundation Reading Surgeons: Implementing a Narrative Medicine Series for Surgical Interns

Co-I National Cancer Institute (NCI) Federal Government Image‐Guided Surgery in Non‐palpable Breast Cancer with Coregistered Supine MR

Singer, Robert J PI Suzanne and Walter Scott Foundation (SWSF)

Foundation Translational Research in Cerebrovascular Diseases 250,000

Tosteson, Tor Devin Co-I National Cancer Institute (NCI) Federal Government Image‐Guided Surgery in Non‐palpable Breast Cancer with Coregistered Supine MR



Wells, Wendy A Co-I National Cancer Institute (NCI) Federal Government Image‐Guided Surgery in Non‐palpable Breast Cancer with Coregistered Supine MR

Zegans, Michael E PI University of California, San Francisco (UCSF)

Educational Institution Mycotic Ulcer Treatment Trial 23,796


Page 80 of 124


The Dartmouth InstituteName Role DC Sponsor Name Org Type Project Title Obligated

Total

Adachi-Mejia, Anna M PI Boston University (BU) Educational Institution Regional Public Health Training Center Program 50,000

Co-I National Center for Chronic Disease Prevention & Health Pr (CDPHP)

Federal Government Health Promotion and Disease Prevention Research Center

Aschbrenner, Kelly A Co-I National Center for Chronic Disease Prevention & Health Pr (CDPHP)



Federal Government Self-Management Training and Automated Telehealth to Improve SMI Health Outcomes

Barr, Paul J PI Gordon and Betty Moore Foundation Foundation The Open Recording Automated Log System (ORALS). Development of ORALS and itsimpact on patient and family engagement

167,967

Co-I LUX Med Ltd. Corporation Piloting Option Grid and CollaboRATE in Warsaw, Poland, in partnership with LUX MED

National Institute on Aging (NIA) Federal Government Causes and Consequences of Healthcare Efficiency

Barre, Laura K Co-I National Institute of Mental Health (NIMH)

Federal Government RCT of a Learning Collaborative to Implement Health Promotion in Mental Health

Bartels, Stephen J PI National Center for Chronic Disease Prevention & Health Pr (CDPHP)

Federal Government Health Promotion and Disease Prevention Research Center 1,082,943


Federal Government RCT of a Learning Collaborative to Implement Health Promotion in Mental Health 706,207

Self-Management Training and Automated Telehealth to Improve SMI Health Outcomes 607,304

Bell, John-Erik Co-I National Institute of Arthritis & Musculoskeletal & Skin Dis (NIAMS)

Federal Government NIAMS Multidisciplinary Clinical Research Center

Berke, Ethan M Co-I National Center for Chronic Disease Prevention & Health Pr (CDPHP)


Birkmeyer, John D Co-I National Institute on Aging (NIA) Federal Government Causes and Consequences of Healthcare Efficiency

Black, William C Co-I American Lung Association (ALA) Foundation Translation of Lung Cancer Screening from Trial to Everyday Practice

National Cancer Institute (NCI) Federal Government Challenges to effective implementation of lung cancer screening

Bond, Gary R Co-I National Institute of Mental Health (NIMH)


Brown, Jeremiah R PI Department of Veterans Affairs (VA) Federal Government National Automated Surveillance of Cardiac Catheterization Post-Procedural Acute Kidney Injury

53,648


Federal Government Information Extraction from EMRs to Predict Readmission following Acute Myocardial Infarction

823,015

Novel Biomarkers to Predict Readmission in Pediatric and Adult Heart Surgery 799,293

Brunette, Mary F Co-I National Center for Chronic Disease Prevention & Health Pr (CDPHP)


Bynum, Julie P PI Boston University School of Public Health

Educational Institution Enabling physical therapy health services research: the development of a crosswalk for functional measures in post-acute care claims

4,400

National Institute on Aging (NIA) Federal Government Relationship of Cognitive Decline with Healthcare Costs and Hospitalization Risk 240,158

University of Michigan (UMICH) Educational Institution Accountable Care Organizations and the Diffusion of New Surgical Procedures 200,854

Michigan Value Collaborative Physician-Hospital Networks Project 28,072

The Availability of Chiropractic Care and Use of Health Services for Back Pain 14,711

Co-I National Institute of Arthritis & Musculoskeletal & Skin Dis (NIAMS)



Technology Diffusion, Health Outcomes, and Healthcare Expenditures

Chang, Chiang-Hua Co-I Commonwealth Fund Foundation Evaluating the Formation and Performance of ACOs: Optimizing the Management of Dual Eligible Beneficiaries

Cochran, Nancy E Co-I The Arthur Vining Davis Foundations Foundation The Patient Support Corps: Promoting Caring Attitudes through Service Learning

Colla, Carrie H PI Commonwealth Fund Foundation Evaluating the Formation and Performance of ACOs: Optimizing the Management of Dual Eligible Beneficiaries

420,683

National Institute on Aging (NIA) Federal Government Learning from Medicare payment reform: Economic Effects of ACO Incentives 499,532

University of California, Berkeley Educational Institution State Innovation Model Initiative Impacts on Diabetes Prevention and management 32,727

Co-I Agency for Healthcare Research & Quality (AHRQ)

Federal Government Accelerating the Use of Evidence-based Innovation in Healthcare Systems

Commonwealth Fund Foundation Examining the Early Effects of Accountable Care Organizations on Primary Care for Vulnerable Patients


Das, Amarendra K Co-I Gordon and Betty Moore Foundation Foundation The Open Recording Automated Log System (ORALS). Development of ORALS and itsimpact on patient and family engagement

Drake, Robert E PI Vermont Department of Mental Health State and Local Government

FY16: Technical Assistance & Training for Vermont's Adult & Youth Mental Health Employment Programs

101,250

Durand, Marie-Anne Co-I LUX Med Ltd. Corporation Piloting Option Grid and CollaboRATE in Warsaw, Poland, in partnership with LUX MED

Faerber, Adrienne E PI Patient-Centered Outcomes Research Institute (PCORI)

Institution Connecting Patients and Researchers to Engage in Patient-Centered Vascular Disease Research

81,885

Fisher, Elliott S PI Agency for Healthcare Research & Quality (AHRQ)

Federal Government Accelerating the Use of Evidence-based Innovation in Healthcare Systems 3,500,000


Institution Facilitating Patient Reported Outcome Measurement for Key Conditions 594,802

Co-I National Institute on Aging (NIA) Federal Government Causes and Consequences of Healthcare Efficiency

Learning from Medicare payment reform: Economic Effects of ACO Incentives

University of California, Berkeley Educational Institution The Impact of Patient Activation and engagement of Improving Patient-Cenered Outcomes of Care

Fraze, Taressa Co-I Agency for Healthcare Research & Quality (AHRQ)

Federal Government Understanding the Integration of Medical Care and Social Services Under New Payment Models

Donaghue Foundation Foundation Demonstrating Methods to Integrate Clinical Care and Social Services Among Health Care Providers Under Value-Based Payment

Godfrey, Marjorie M PI American Thrombosis and Hemostatis Network

Institution American Thrombosis and Hemostasis Network (ATHN) Collaborative 378,920

Cystic Fibrosis Foundation (CFF) Foundation Accelerating Improvement for CF Care 556,951

St. James's Hospital Corporation Microsystem Coaching Program at St. James's Hospital 125,148

Goodman, David C PI Charles H. Hood Foundation Foundation The Epidemiology and Efficiency of Neonatal Intensive Care 219,000

University of Florida (UF) Educational Institution Texas External Quality Review Organization Vendor and Quality Vendor 310,913


Goodney, Philip P PI Society for Vascular Surgery Professional/Technical Association

Creating National Surveillance Infrastructure for Priority Medical Devices 125,660

Page 81 of 124



Goodney, Philip P Co-I National Institute on Aging (NIA) Federal Government Technology Diffusion, Health Outcomes, and Healthcare Expenditures


Institution Advancing Patient Centered Outcomes Research in Survival Data with Unmeasured Confounding to Improve Patient Risk Communication

Jones-Elwyn, Glyn PI Foundation for Healthy Communities Foundation Statewide Shared Decision Making Training 7,450

LUX Med Ltd. Corporation Piloting Option Grid and CollaboRATE in Warsaw, Poland, in partnership with LUX MED

172,404

National Cancer Institute (NCI) Federal Government Process of Care Research Branch (PCRB) SDM Project 68,999

University of California, Berkeley Educational Institution The Impact of Patient Activation and engagement of Improving Patient-Cenered Outcomes of Care

107,624





Kapadia, Nirav S Co-I Brigham and Women's Hospital (BWH) Institution Long Term Multidisciplinary Study of Cancer in Women: The Nurses Health Study

Kotzbauer, Greg PI American Medical Group Association, Inc.

Corporation High Performing Health Systems Capabilities Assessment Program 75,000

Lewis, Valerie A PI Agency for Healthcare Research & Quality (AHRQ)

Federal Government Understanding the Integration of Medical Care and Social Services Under New Payment Models

50,930

Commonwealth Fund Foundation Examining the Early Effects of Accountable Care Organizations on Primary Care for Vulnerable Patients

324,928

Donaghue Foundation Foundation Demonstrating Methods to Integrate Clinical Care and Social Services Among Health Care Providers Under Value-Based Payment

194,062

National Institute on Aging (NIA) Federal Government The Effects of Accountable Care Organizations on Health Care Disparities 260,280



Commonwealth Fund Foundation Evaluating the Formation and Performance of ACOs: Optimizing the Management of Dual Eligible Beneficiaries

Little, George A Co-I Charles H. Hood Foundation Foundation The Epidemiology and Efficiency of Neonatal Intensive Care

University of Florida (UF) Educational Institution Texas External Quality Review Organization Vendor and Quality Vendor

Lurie, Jon D PI New England Pediatric Device Consortium

Institution New England Pediatric Device Consortium 35,028

Simbex, LLC Corporation Translation of Rehabilitation Engineering Advances and Technology (TREAT 2.0) 120,207

Washington University in St. Louis Educational Institution A Multicenter Prospective Study of Quality of Life in Adult Scoliosis 16,302

Co-I National Institute of Arthritis & Musculoskeletal & Skin Dis (NIAMS)


MacKenzie, Todd A Co-I National Heart Lung & Blood Institute (NHLBI)

Federal Government Novel Biomarkers to Predict Readmission in Pediatric and Adult Heart Surgery


Relationship of Cognitive Decline with Healthcare Costs and Hospitalization Risk

New England Pediatric Device Consortium

Institution New England Pediatric Device Consortium



Simbex, LLC Corporation Translation of Rehabilitation Engineering Advances and Technology (TREAT 2.0)

Marsh, Bryan J Co-I University of Massachusetts Medical Center (UMMS)

Institution New England AIDS Education and Training Center

Martin, Brook I Co-I Agency for Healthcare Research & Quality (AHRQ)




Meara, Ellen R PI National Bureau of Economic Research (NBER)


Medical Care, Work and Income before Disability Application, Part II 22,057



Commonwealth Fund Foundation Evaluating the Formation and Performance of ACOs: Optimizing the Management of Dual Eligible Beneficiaries


Learning from Medicare payment reform: Economic Effects of ACO Incentives


Mirza, Sohail K Co-I National Institute of Arthritis & Musculoskeletal & Skin Dis (NIAMS)


Morden, Nancy E Co-I National Institute on Aging (NIA) Federal Government Causes and Consequences of Healthcare Efficiency

Munson, Jeffrey C Co-I Agency for Healthcare Research & Quality (AHRQ)






Nelson, Eugene C PI Crohn's & Colitis Foundation of America Foundation Collaborate with the CCFA to create an adult IBD learning health system cerntered on co-production of cate

338,101

Cystic Fibrosis Foundation (CFF) Foundation Ongoing Development of a National Program of Quality Improvement in CF Care 311,247

Robert Wood Johnson Foundation (RWJF)

Foundation Enabling Uptake of a Registry-Supported Care and Learning System in the U.S. 605,466

Co-I Patient-Centered Outcomes Research Institute (PCORI)

Institution Facilitating Patient Reported Outcome Measurement for Key Conditions

Nelson, William A PI Department of Veterans Affairs (VA) Federal Government VA Rural Clergy Project 9,697

O'Malley, Alistair J PI Harvard University Educational Institution National Implementation of Medicare Advantage and Prescription Drug Plan CAHPS Surveys

39,570

Social Networks and the Spread of Cancer Care Practices 48,357



296,055

Yale University Educational Institution Consumer Assessment of healthcare Providers and Systems CAHPS IV 50,304

Using Social Networks to Understand and Improve Health 40,000



American Lung Association (ALA) Foundation Translation of Lung Cancer Screening from Trial to Everyday Practice

Commonwealth Fund Foundation Examining the Early Effects of Accountable Care Organizations on Primary Care for

Page 82 of 124



O'Malley, Alistair J Co-I Vulnerable Patients

National Cancer Institute (NCI) Federal Government Challenges to effective implementation of lung cancer screening

National Center for Chronic Disease Prevention & Health Pr (CDPHP)


National Institute on Aging (NIA) Federal Government Technology Diffusion, Health Outcomes, and Healthcare Expenditures

Onega, Tracy L Co-I Brigham and Women's Hospital (BWH) Institution Long Term Multidisciplinary Study of Cancer in Women: The Nurses Health Study

University of Washington (UW) Educational Institution Accuracy of the Diagnosis of Melanoma and the Impact of Technology and Double Reading

Ozanne, Elissa M PI Dana Farber Cancer Institute (DFCI) Institution Impact of Radiation Therapy on Breast Conservation in DCIS 35,455

Pratt, Sarah I Co-I National Center for Chronic Disease Prevention & Health Pr (CDPHP)




Self-Management Training and Automated Telehealth to Improve SMI Health Outcomes

Ratts, Ryan C Co-I New England Pediatric Device Consortium

Institution New England Pediatric Device Consortium

Simbex, LLC Corporation Translation of Rehabilitation Engineering Advances and Technology (TREAT 2.0)

Scherer, Emily A Co-I National Center for Chronic Disease Prevention & Health Pr (CDPHP)


Shipman, Scott A PI Health Resources & Svcs Admin (HRSA) Federal Government Model State Supported Area Health Education Center Program (AHEC) 207,100

Substance Abuse & Mental Health Services Admin (SAMHSA)

Federal Government New Hampshire Screening, Brief Intervention, and Referral to Treatment Inter-Professional Education Training Collaborative

629,962

Co-I Boston University (BU) Educational Institution Regional Public Health Training Center Program

Sirovich, Brenda Co-I National Institute on Aging (NIA) Federal Government Causes and Consequences of Healthcare Efficiency

Skinner, Jonathan S PI National Institute on Aging (NIA) Federal Government Causes and Consequences of Healthcare Efficiency 1,978,451

Technology Diffusion, Health Outcomes, and Healthcare Expenditures 992,154

Co-I National Institute on Aging (NIA) Federal Government Learning from Medicare payment reform: Economic Effects of ACO Incentives

Snyder, Christopher M Co-I National Institute on Aging (NIA) Federal Government Learning from Medicare payment reform: Economic Effects of ACO Incentives

Soneji, Samir S PI American Lung Association (ALA) Foundation Translation of Lung Cancer Screening from Trial to Everyday Practice 99,994

National Cancer Institute (NCI) Federal Government Challenges to effective implementation of lung cancer screening 211,410

Staiger, Douglas O PI Montana State University (MSU) Educational Institution Determining the Impact of the Johnson & Johnson Campaign for Nursing's Future on Increasing the Number of People Becoming Registered Nurses

81,510

Staiger Health Workforce Studies Program 100,499





Titus, Linda J Co-I University of Washington (UW) Educational Institution Accuracy of the Diagnosis of Melanoma and the Impact of Technology and Double Reading

Tosteson, Anna N PI Brigham and Women's Hospital (BWH) Institution Long Term Multidisciplinary Study of Cancer in Women: The Nurses Health Study 275,222

Group Health Research Institute Institution Risk-Based Cancer Screenings in Community Settings 467,061


Federal Government NIAMS Multidisciplinary Clinical Research Center 1,202,521

University of Washington (UW) Educational Institution Accuracy of the Diagnosis of Melanoma and the Impact of Technology and Double Reading

157,241



Tosteson, Tor Devin Co-I National Institute of Arthritis & Musculoskeletal & Skin Dis (NIAMS)


Vidal, Dale C PI The Arthur Vining Davis Foundations Foundation The Patient Support Corps: Promoting Caring Attitudes through Service Learning 67,182

Waddell, Richard D PI John E. Fogarty International Center (FIC)

Federal Government Dartmouth/MUHAS Research Ethics Training and Program Development for Tanzania 287,557


Institution New England AIDS Education and Training Center 51,500

Weinstein, James N PI Laura and John Arnold Foundation Foundation Demonstrating Large-Scale Dissemination across HVHC & Beyond 2,734,919

Zubkoff, Lisa Co-I National Institute of Mental Health (NIMH)



Page 83 of 124

Office of the Provost

Award and Proposal Detail The Office of the Provost managed 28 active sponsored projects during fiscal year 2016. Total awards decreased 1% and proposals decreased 11% in 2016. Agencies awarding more than $1,000,000 to the Office of the Provost during 2016 are listed in Table 1. Direct and Indirect awards to the Office by purpose are shown in Table 2. Table 3 shows a five year comparison of awards and proposals. The charts on the following pages show the distribution of awards and proposals among departments and the percentage of funding by sponsoring agency. In the awards detail section, some awards are listed under the relevant managing unit rather than their department.

Table 1 Table 2 Agency Award Amount Purpose Direct Indirect Total

NSF 1,432,855 Research (includes research training and fellowships) 2,003,332 556,014 2,559,346

Other 1,372,133 177,514 1,549,647 Instruction 479,820 26,203 506,023 Total $3,855,285 $759,731 $4,615,016


$0

$3

$6

$9

$12


Dol

lars

(Mill

ions

)


Awards Proposals

Page 84 of 124

Ctr for HC Delivery1,477,619

ISTS1,290,937

Provosts Office586,598

Dickey Ctr416,564

Graduate Studies353,500

Provost Awardsby Top 5 Departments

Fiscal Year 2016

NSF1,432,855

FOREIGN FDN689,045

FOREIGN GOV506,023

ED-PUB341,198

INST340,403

FDN333,500

DHHS271,856

CORP266,564

FOREIGN ED-PVT254,598

OTHER FEDERAL79,930

Provost Awardsby Top 10 Sponsors

Fiscal Year 2016

Page 85 of 124

ISTS3,858,474

Dickey Ctr613,898

Provosts Office456,671

Hopkins Ctr Vis Artists132,000

Lib-Spec Collection10,000

Provost Proposalsby Top 5 Departments

Fiscal Year 2016

NSF2,865,052

INST875,844

ED-PUB364,638

CORP265,057

FDN173,222

Provost Proposalsby Top 5 Sponsors

Fiscal Year 2016

Page 86 of 124

DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL Dartmouth Center for Health Care Delivery Science 518,544 168,740 687,284 1,379,780 97,839 1,477,619 166% -42% 115%Dartmouth Entrepreneurial Network 0 0 0 98,620 1,380 100,000Environmental Health and Safety 5,000 0 5,000 5,000 0 5,000 0% 0%Ethics Institute 16,500 0 16,500 16,500 0 16,500 0% 0%Graduate Studies 0 0 0 353,500 0 353,500Hood Museum 67,170 0 67,170 13,250 0 13,250 -80% -80%Hop Visiting Artists 67,200 0 67,200 66,500 0 66,500 -1% -1%Institute for Information Infrastructure Protection 1,048,843 12,573 1,061,416 104,311 18,834 123,145 -90% 50% -88%Institute for Security, Technology, and Society 1,407,799 803,101 2,210,900 799,611 491,326 1,290,937 -43% -39% -42%John Sloan Dickey Center 141,287 8,713 150,000 367,116 49,448 416,564 160% 468% 178%Office of the Provost 211,887 68,493 280,380 525,556 61,042 586,598 148% -11% 109%Office of the Provost Admin 107,507 37,090 144,597 125,541 39,862 165,403 17% 7% 14%TOTAL 3,591,737 1,098,710 4,690,447 3,855,285 759,731 4,615,016 7% -31% -2%

OFFICE OF THE PROVOST

FY15 % CHANGEFY16

Departmental Award AnalysisFiscal Years 2015-2016

Page 87 of 124


Ctr for HC DeliveryName Role DC Sponsor Name Org Type Project Title Obligated

Total

Adams, Lisa V PI Merck, Sharpe & Dohme Corporation Geisel/Merck Partnership to Create a Health Equity Fellowship 10,695

Rwanda Ministry of Health Federal Government Rwanda Human Resources for Health Program 506,023

Co-I John E. Fogarty International Center (FIC)

Federal Government Tuberculosis Research Institute at MUHAS

MacKenzie, Todd A Co-I Global Health Innovative Technology Fund

Foundation DAR-901 whole cell vaccine booster to prevent TB infection in adolescents

Waddell, Richard D Co-I Global Health Innovative Technology Fund

Foundation DAR-901 whole cell vaccine booster to prevent TB infection in adolescents

John E. Fogarty International Center (FIC)

Federal Government Tuberculosis Research Institute at MUHAS

von Reyn, C F PI Global Health Innovative Technology Fund

Foundation DAR-901 whole cell vaccine booster to prevent TB infection in adolescents 689,045

John E. Fogarty International Center (FIC)

Federal Government Tuberculosis Research Institute at MUHAS 271,856


Page 88 of 124


Dart Entrepren Network (DEN)Name Role DC Sponsor Name Org Type Project Title Obligated

Total

Gerngross, Tillman U PI National Science Foundation (NSF) Federal Government I-Corps Sites: Bridging the Gap: Dartmouth's I-Corps Site for Translating Science and Technology Discoveries to Value

100,000

Ray, Laura E Co-PD/PI National Science Foundation (NSF) Federal Government I-Corps Sites: Bridging the Gap: Dartmouth's I-Corps Site for Translating Science and Technology Discoveries to Value

Grand Total 100,000

Page 89 of 124


Dickey CtrName Role DC Sponsor Name Org Type Project Title Obligated

Total

Benjamin, Daniel PI Deloitte Consulting LLP Corporation Collaborative Curriculum Proposal for YALI East Africa Regional Leadership Center 266,564

International Research and Exchanges Board (IREX)

Institution 2016 Mandela Washington Fellowship for Young African Leaders Institute 150,000

Newcomb, Amy M Co-I Deloitte Consulting LLP Corporation Collaborative Curriculum Proposal for YALI East Africa Regional Leadership Center

Grand Total 416,564

Page 90 of 124


Env Hlth SftyName Role DC Sponsor Name Org Type Project Title Obligated

Total

O'Leary, Maureen PI Department of Veterans Affairs (VA) Federal Government Use of the Institutional Biosafety Committee at Dartmouth College by the WRJVAMC 5,000

Grand Total 5,000

Page 91 of 124


Ethics InstName Role DC Sponsor Name Org Type Project Title Obligated

Total

Donovan, Aine PI Duke University Educational Institution Education for Civic and Moral Responsibility 16,500

Grand Total 16,500

Page 92 of 124


Graduate StudiesName Role DC Sponsor Name Org Type Project Title Obligated

Total

Kull, F Jon PI National Science Foundation (NSF) Federal Government Graduate Research Fellowship Program 353,500

Grand Total 353,500

Page 93 of 124


Hood Museum of ArtName Role DC Sponsor Name Org Type Project Title Obligated

Total

Hart, Katherine W PI Institute of Museum and Library Services(IMLS)

Federal Government Native American Art at Dartmouth Digitization Project 13,250

Grand Total 13,250

Page 94 of 124


Hopkins Ctr Vis ArtistsName Role DC Sponsor Name Org Type Project Title Obligated

Total

Lawrence, Margaret A PI National Endowment for the Arts (NEA) Federal Government National Endowment for the Arts ARTWORKS Grant 40,000

New England Foundation for the Arts (NEFA)

Foundation NEFA Expeditions Cirque Mechanics Pedal Punk 7,000

NEFA Expeditions Wakka Wakka Made in China 7,500

NEFA National Theater Project Grant for Lucidity Suitcase 12,000

Grand Total 66,500

Page 95 of 124


I3PName Role DC Sponsor Name Org Type Project Title Obligated

Total

Austin, Martha F PI River Valley Community College Educational Institution Program Development for Cybersecurity and Healthcare IT for the Community College System of New Hampshire

51,296

Drinan, Heather E PI Department of Defense, Air Force Research Laboratory (AFRL)

Federal Government Improving CSIRT Skills, Dynamics and Effectiveness 71,849

Grand Total 123,145

Page 96 of 124


ISTSName Role DC Sponsor Name Org Type Project Title Obligated

Total

Anthony, Denise L PI National Science Foundation (NSF) Federal Government TWC SBE: Medium: Collaborative: A Socio-Technical Approach to Privacy in a Camera-Rich World

162,073

Kotz, David F PI National Science Foundation (NSF) Federal Government TWC: Frontier: Collaborative: Enabling trustworthy cybersystems for health and wellness

817,282

Marsch, Lisa A Co-I National Science Foundation (NSF) Federal Government TWC: Frontier: Collaborative: Enabling trustworthy cybersystems for health and wellness

Smith, Sean W PI National Security Agency (NSA) Federal Government GenCyber 2016 – Security, Technology, and Society Summer Program for High Schoolers at Dartmouth College

21,680

University of Illinois Educational Institution Science of Security for Systems 96,845

University of Illinois at Urbana-Champaign

Educational Institution CREDC - Cyber Resilient Energy Delivery Consortium 193,057


Page 97 of 124


Provost AdminName Role DC Sponsor Name Org Type Project Title Obligated

Total

LaFrance, JoRee V PI Running Strong for American Indian Youth

Institution Crow Voices: Using Traditional Storytelling and the Arts to Preserve Culture 10,000

Stavis, Laurel R PI World Learning Institution Dartmouth/University of Pristina: USAID Transformational Leadership Project Activities Plan

155,403

Grand Total 165,403

Page 98 of 124


Provosts OfficeName Role DC Sponsor Name Org Type Project Title Obligated

Total

Anthony, Denise L PI Institute of International Education (IIE) Institution IIE Scholar Rescue Fund Fellowship 25,000

Mellon Foundation Foundation Planning Grant for Building Faculty Diversity and Inclusion at Dartmouth 142,000

Society of Fellows Program 165,000

Dever, Carolyn M Co-PD/PI Mellon Foundation Foundation Planning Grant for Building Faculty Diversity and Inclusion at Dartmouth

Eickelman, Dale F PI University of Kuwait Educational Institution Dartmouth - American University of Kuwait Program 254,598

Grand Total 586,598

Page 99 of 124

Thayer School of Engineering


The Thayer School managed 82 active sponsored projects during fiscal year 2016. Total awards decreased 12% but proposals increased 11% from fiscal year 2015. Agencies awarding more than $1,000,000 to the Thayer School during 2016 are listed in Table 1. Direct and Indirect awards to the Thayer School by purpose are shown in Table 2. Table 3 shows a five year history of awards and proposals. The charts on the following pages show the distribution of awards and proposals among departments and the percentage of funding by sponsoring agency.

Table 1 Table 2

Agency Award Amount Purpose Direct Indirect Total

NSF 5,708,261 Research (includes research training and fellowships) 14,299,414 4,927,054 19,226,468

DHHS 4,846,012 Equipment 280,436 0 280,436 DOE 2,871,821 Other 89,800 0 89,800 DOD 2,322,698 Total $14,669,650 $4,927,054 $19,596,704 CORP 1,348,235

Table 3 FY12 FY13 FY14 FY15 FY16

Awards $18,824,720 $17,107,615 $17,754,680 $22,293,388 $19,596,704

Proposals $67,719,626 $87,203,118 $119,469,508 $107,214,287 $119,473,903

$0

$30

$60

$90

$120


Dol

lars

(Mill

ions

)

Thayer School

Awards Proposals

Page 100 of 124

Biomedical Thayer

8,202,974

Mech Thayer5,040,819

Chem/Biochem Thayer

3,398,743

Elec Comp Engineering

Thayer 2,595,853

Environmental Thayer358,315

Thayer Awardsby Department

Fiscal Year 2016

NSF5,708,261

DHHS4,846,012

DOE2,871,821

DOD2,322,698

CORP1,348,235

INST771,103

ED-PVT551,723

ED-PUB430,971

OTHER FEDERAL302,858FDN

203,534

Thayer Awardsby Top 10 Sponsors

Fiscal Year 2016

Page 101 of 124

Thayer School of Engineering59,853,487

Biomedical Thayer34,808,277

Elec Comp Engineering Thayer

9,082,508

Mech Thayer8,433,173

Chem/Biochem Thayer

7,296,458

Thayer Proposalsby Department

Fiscal Year 2016

DHHS45,391,733

NSF24,195,883

DOD13,388,108

ED-PVT8,583,309

CORP6,766,625

DOE4,952,094

FDN4,075,732

ED-PUB3,274,604

OTHER FEDERAL3,093,627

INST2,732,980

Thayer Proposalsby Top 10 Sponsors

Fiscal Year 2016

Page 102 of 124

DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL Biomedical Engineering 8,701,053 2,485,554 11,186,607 6,066,789 2,136,185 8,202,974 -30% -14% -27%Chemical & Biochemical Engineering 1,310,518 764,939 2,075,457 2,295,431 1,103,312 3,398,743 75% 44% 64%Electrical & Computer Engineering 1,420,809 616,616 2,037,425 1,857,658 738,195 2,595,853 31% 20% 27%Environmental Sciences & Engineering 222,548 42,361 264,909 261,417 96,898 358,315 17% 129% 35%Material Science & Mechanical Engineering 5,388,169 1,340,821 6,728,990 4,188,355 852,464 5,040,819 -22% -36% -25%TOTAL 17,043,097 5,250,291 22,293,388 14,669,650 4,927,054 19,596,704 -14% -6% -12%

THAYER SCHOOL OF ENGINEERING

FY15 % CHANGEFY16

Departmental Award AnalysisFiscal Years 2015-2016

Page 103 of 124


Biomedical ThayerName Role DC Sponsor Name Org Type Project Title Obligated

Total

Ackerman, Margaret E PI Duke University Educational Institution CAVD Alliance Exchange Grant Pilot 3,960

Massachusetts General Hospital (MGH) Institution Defining Signatures of Antibody Responses that Correlate with Protection to Develop Down-Selection Criteria to Guide Vaccine Candidate Selection

310,881

Tuning Fc-effector Functions of HIV-specific Antibodies 113,523

Alexander, Roberta D Co-I National Cancer Institute (NCI) Federal Government Microwave Imaging for Neoadjuvant Chemotherapy Monitoring

Andreozzi, Jacqueline M PI National Cancer Institute (NCI) Federal Government Real-time Cherenkov imaging system for whole-breast radiotherapy verification 43,576

Bailey-Kellogg, Christopher J Co-PD/PI Massachusetts General Hospital (MGH) Institution Defining Signatures of Antibody Responses that Correlate with Protection to Develop Down-Selection Criteria to Guide Vaccine Candidate Selection

Barth, Richard J Co-I National Cancer Institute (NCI) Federal Government Optical Scatter Imaging System for Surgical Specimen Margin Assessment during Breast Conserving Surgery

Chen, Zi PI Harvard University Educational Institution Epithelial Layer Jamming in Cancer Cell Migration 56,754

Swiss Federal Institute of Technology Zurich

Educational Institution Mechanics of soft living matter: from DNA mechanics to morphogenesis 102,291

Davis, Scott C PI National Cancer Institute (NCI) Federal Government MRI fluorescence tomography for quantifying tumor receptor concentration in vivo 492,912

Multi-probe fluorescence imaging for rapid intra-operative tumor margin assessment 556,961

Diamond, Solomon G PI Simbex, LLC Corporation Translation of Rehabilitation Engineering Advances and Technology 2.0 81,037

Elliott, Jonathan T PI ZOLL Medical Corporation (ZOLL) Corporation EVALUATING THE USE OF NEAR INFRARED SPECTROSCOPY IN A SWINE MODEL

30,014

Eskey, Clifford J Co-I National Institute of Biomed Imaging & Bioeng (NIBIB)

Federal Government Spectrally optimized, Spatially resolved Poro and Viscoelastic Brain MRE

Halter, Ryan J PI Rytek Medical, Inc. Corporation Real-Time Bioimpedance Based Biopsy Device 88,967

Smart Sensing Dental Drill 88,878

US Army Medical Research Acquisition Activity (USAMRAA)

Federal Government Prostate Cancer Grade Mapping with Transrectal Electrical Impedance Tomography 170,306

Hartov, Alexander Co-PD/PI Department of Defense, Army Corps of Engineers (USACE)

Federal Government Advanced EMI Sensor and Models for IECM Detection and Classification

Hill, Jane E PI Cystic Fibrosis Foundation (CFF) Foundation Rapid, Non-Invasive Detection of Pseudomonas and Staph CF Lung Infections 54,000

Harvard Medical School Educational Institution Detect and quantify targeted volatile compounds produced in mycobacterial cultures 153,000


Federal Government Toward Rapid, Non-Invasive, Highly Sensitive, Multiplex Detection of Respiratory Pathogens

252,372

Hoopes, P Jack Co-I National Cancer Institute (NCI) Federal Government Super-Localization Ultrasound Imaging with Targeted Laser-activated Nanodetectors



Hyams, Elias S Co-PD/PI US Army Medical Research Acquisition Activity (USAMRAA)

Federal Government Prostate Cancer Grade Mapping with Transrectal Electrical Impedance Tomography

Jiang, Shudong PI National Cancer Institute (NCI) Federal Government Monitoring Neoadjuvant Chemotherapy Responses with NIR Tomography 394,425

Kaufman, Peter A Co-I National Cancer Institute (NCI) Federal Government Microwave Imaging for Neoadjuvant Chemotherapy Monitoring

Monitoring Neoadjuvant Chemotherapy Responses with NIR Tomography

University of California, Irvine (UCI) Educational Institution Developing DOSI Technology for Monitoring Response to Breast Cancer Chemotherapy

Krishnaswamy, Venkataramanan

Co-I National Cancer Institute (NCI) Federal Government Optical Scatter Imaging System for Surgical Specimen Margin Assessment during Breast Conserving Surgery

Lewis, Lionel D Co-I National Cancer Institute (NCI) Federal Government Molecular Fluorescence-Guided Surgery Platform

Lollis, Stuart S Co-I National Institute of Biomed Imaging & Bioeng (NIBIB)


Luke, Geoffrey P PI National Cancer Institute (NCI) Federal Government Super-Localization Ultrasound Imaging with Targeted Laser-activated Nanodetectors 176,175

McClatchy, David M PI National Cancer Institute (NCI) Federal Government Structured Light Scatteroscopy for Intraoperative Breast Tumor Margin Assessment 43,576

Meaney, Paul M PI National Cancer Institute (NCI) Federal Government Microwave Imaging for Neoadjuvant Chemotherapy Monitoring 768,736

Paulsen, Keith D PI National Cancer Institute (NCI) Federal Government Molecular Fluorescence-Guided Surgery Platform 568,190


Federal Government Spectrally optimized, Spatially resolved Poro and Viscoelastic Brain MRE 337,552


Federal Government CRCNS-US-German Research Collaboration on Functional Neuro-Poroelastography 109,129

University of California, Irvine (UCI) Educational Institution Developing DOSI Technology for Monitoring Response to Breast Cancer Chemotherapy

30,493

PD/PI National Cancer Institute (NCI) Federal Government Optical Scatter Imaging System for Surgical Specimen Margin Assessment during Breast Conserving Surgery

Co-I National Cancer Institute (NCI) Federal Government Microwave Imaging for Neoadjuvant Chemotherapy Monitoring

Molecular Fluorescence-Guided Surgery Platform


Pogue, Brian W PI Massachusetts General Hospital (MGH) Institution Molecular Response and Imaging-based Combination Strategies for Optimal PDT: CoreC

158,847

Molecular Response and Imaging-based Combination Strategies for Optimal PDT: Project 4

177,852

National Cancer Institute (NCI) Federal Government Optical Scatter Imaging System for Surgical Specimen Margin Assessment during Breast Conserving Surgery

460,575


Federal Government Lymph node metastases optical molecular diagnostic and radiation therapy 327,740

Co-I National Cancer Institute (NCI) Federal Government MRI fluorescence tomography for quantifying tumor receptor concentration in vivo


Multi-probe fluorescence imaging for rapid intra-operative tumor margin assessment

Super-Localization Ultrasound Imaging with Targeted Laser-activated Nanodetectors

Roberts, David W Co-I National Cancer Institute (NCI) Federal Government Molecular Fluorescence-Guided Surgery Platform

Rosen, Joseph M PI Rutgers, The State University of New Jersey

Educational Institution Program for Advancing Regenerative Medicines 42,000

Russell, John S PI National Cancer Institute (NCI) Federal Government Interpreting limits to nanoparticle delivery in high-stroma low-perfusion tumors 81,000

Samkoe, Kimberley S Co-I Massachusetts General Hospital (MGH) Institution Molecular Response and Imaging-based Combination Strategies for Optimal PDT: Project 4

National Cancer Institute (NCI) Federal Government MRI fluorescence tomography for quantifying tumor receptor concentration in vivo

Molecular Fluorescence-Guided Surgery Platform


Schned, Alan R Co-PD/PI US Army Medical Research Acquisition Activity (USAMRAA)

Federal Government Prostate Cancer Grade Mapping with Transrectal Electrical Impedance Tomography

Seigne, John D Co-PD/PI US Army Medical Research Acquisition Federal Government Prostate Cancer Grade Mapping with Transrectal Electrical Impedance Tomography

Page 104 of 124



Activity (USAMRAA)

Shubitidze, Fridon PI Department of Defense, Army Corps of Engineers (USACE)

Federal Government Advanced EMI Sensor and Models for IECM Detection and Classification 630,000

Department of Defense, Navy (NAVY) Federal Government Carbon Fiber and Void Detection Using High Frequency Electromagnetic Induction Techniques

480,205

Tosteson, Tor Devin Co-I National Cancer Institute (NCI) Federal Government Microwave Imaging for Neoadjuvant Chemotherapy Monitoring

Van Citters, Douglas W PI DePuy Inc., A Johnson and Johnson Company

Corporation Orthopaedic Device and Material Analysis 400,591

Food and Drug Administration (FDA) Federal Government Oxidation in Orthopedic Devices: Retrieval Measurement and Simulation 79,869

Larry Page and Lucy Southworth Foundation Tib-Finder: A Humanitarian Device to Aid in Intra-Osseous Infusion 149,534

OrthoSensor, Inc. Corporation Tibial Alignment and Infection Detection: Phase II 79,512

Co-I Simbex, LLC Corporation Translation of Rehabilitation Engineering Advances and Technology 2.0

Weaver, John B Co-I National Institute of Biomed Imaging & Bioeng (NIBIB)



Federal Government CRCNS-US-German Research Collaboration on Functional Neuro-Poroelastography

Wells, Wendy A Co-I National Cancer Institute (NCI) Federal Government Microwave Imaging for Neoadjuvant Chemotherapy Monitoring


Optical Scatter Imaging System for Surgical Specimen Margin Assessment during Breast Conserving Surgery

Zhang, Xiaojing PI National Science Foundation (NSF) Federal Government Mesoporous PVDF Thin Film Device for Implantable Cardiac Power Generation 107,541


Page 105 of 124


Chem/Biochem ThayerName Role DC Sponsor Name Org Type Project Title Obligated

Total

Griswold, Karl E PI National Institute of Allergy & Infectious Diseases (NIAID)

Federal Government Engineer bifunctional antibacterial enzymes for treatment of S. aureus infections 283,500

Liu, Jifeng PI Department of Energy (DOE) Federal Government Thermodynamically Stable, High Temperature, Long-Term Antioxidation Cermet Solar Selective Absorbers From Low-Cost Solution Chemical Processing

656,831

National Science Foundation (NSF) Federal Government CAREER: Low-Temperature Growth of High Crystallinity GeSn on Amorphous Materialsfor Advanced Optoelectronics

116,730

Collaborative Research: Nanostructured Conductive Tin Oxide for High-Efficiency Light Trapping in Thin Films and Photonic Devices

106,692

Lynd, Lee R PI Department of Energy (DOE) Federal Government Clostridium XIV: International Conference on the Genetics, Physiology, and Synthetic Biology of Solvent- and Acid-Forming Clostridia

15,000

Department of Energy, Oak Ridge National Laboratory (OAK)

Federal Government Bioenergy Science Center 2 2,199,990

National Science Foundation (NSF) Federal Government Clostridium XIV: International Conference on the Genetics, Physiology, and Synthetic Biology of Solvent- and Acid-Forming Clostridia

20,000


Page 106 of 124


Elec Comp Engineering ThayerName Role DC Sponsor Name Org Type Project Title Obligated

Total

Cybenko, George PI Department of Defense, Army Research Office (ARO)

Federal Government Moving Target Defense (MTD) Quantification Workshop 29,800

George Mason University (GMU) Educational Institution Adversarial and Uncertain Reasoning for Adaptive Cyber Defense: Building the Scientific Foundation

267,500

Farzan, Shohreh F Co-I National Science Foundation (NSF) Federal Government Collaborative Research: High-Density, Cost-Effective Electrochemical Power Management with Real-Time Diagnostics

Fossum, Eric R PI Rambus, Inc. Corporation Investigation of Advanced Image Sensor Devices, Circuits and Architectures 259,915

Co-PD/PI National Science Foundation (NSF) Federal Government PFI: AIR-TT: High-Density Power Electronics for Large-Scale Distributed Battery Management with Real-Time Diagnostics

Lotko, William PI National Aeronautics and Space Administration (NASA)

Federal Government Magnetotail Asymmetry from Ionospheric Hall Conduction 137,197

Odame, Kofi M Co-I Rambus, Inc. Corporation Investigation of Advanced Image Sensor Devices, Circuits and Architectures

Santos, Eugene PI Department of Defense, Air Force Office of Scientific Research (AFOSR)

Federal Government Learning Nonlinear Decision Making 259,830


Federal Government Critical Computational Infrastructure for Real-World Large-Scale Decision-Making Support Systems

280,436

Naval Postgraduate School (NPGS) Federal Government Understanding Targets as Complex Adaptive Systems: A Rigorous Computational Framework for Dynamic Composition and Aggregation Under Uncertainty

150,000

Securboration, Inc. Corporation Risk Quantification and Estimation 119,321

Sarpeshkar, Rahul PI National Science Foundation (NSF) Federal Government EFRI BioFlex: A Flexible Glucose Fuel Cell 475,415

Semiconductor Research Corporation Corporation Bioelectronic Measurement and Electronic Feedback Control of Molecules in Living Cells

125,000

Shepherd, Simon G PI National Science Foundation (NSF) Federal Government Collaborative Research: Mid-Latitude SuperDARN Radar Infrastructure for the Study of Ionospheric Electrodynamics and Atmospheric Processes on Global

-424,368

Collaborative Research: SuperDARN Space Weather Radar-Operations, Research and Community Support

139,999

Stauth, Jason T PI National Science Foundation (NSF) Federal Government CAREER: Hybrid Multimode Resonant Switched-Capacitor Converters for Renewable Energy and Point-of-Load Power Delivery

69,071

Collaborative Research: High-Density, Cost-Effective Electrochemical Power Management with Real-Time Diagnostics

111,616

High Power-Density Resonant Switched Capacitor Converters for Sub-Module Photovoltaic Power Management

139,501

PFI: AIR-TT: High-Density Power Electronics for Large-Scale Distributed Battery Management with Real-Time Diagnostics

118,428

Sullivan, Charles R PI National Science Foundation (NSF) Federal Government Collaborative Research: Advances in High-Frequency Magnetics for High-Efficiency, High-Density Power Electronic Systems

99,620

High-Efficiency Self-Resonant Structures for Wireless Power Transfer 197,367

Co-I National Science Foundation (NSF) Federal Government High Power-Density Resonant Switched Capacitor Converters for Sub-Module Photovoltaic Power Management

Zhang, Binzheng PI University of New Hampshire (UNH) Educational Institution Drivers of Thermal Upwelling of Neutral Particles at High Latitudes 40,205


Page 107 of 124


Environmental ThayerName Role DC Sponsor Name Org Type Project Title Obligated

Total

Perovich, Donald K PI Stanford University Educational Institution Collaborative Research: Contrasting Under-Ice and Open-Water Phytoplankton Blooms in the Chukchi Sea

70,509

Co-PD/PI National Science Foundation (NSF) Federal Government Autonomous Ice Mass Balance Buoys for an Arctic Observing Network: A Continuation Proposal

Polashenski, Christopher M Co-PD/PI National Science Foundation (NSF) Federal Government Autonomous Ice Mass Balance Buoys for an Arctic Observing Network: A Continuation Proposal

Richter-Menge, Jacqueline A PI National Science Foundation (NSF) Federal Government Autonomous Ice Mass Balance Buoys for an Arctic Observing Network: A Continuation Proposal

287,806

Grand Total 358,315

Page 108 of 124


Mech ThayerName Role DC Sponsor Name Org Type Project Title Obligated

Total

Albert, Mary R PI Department of Defense, Army Corps of Engineers (USACE)

Federal Government Adaptation to Climate Change for Citizen Infrastructure 14,172

Lockheed Martin Corporation Corporation School of Ice 2016 25,000

National Science Foundation (NSF) Federal Government Ice Drilling Program Office 3,294,217

Co-PD/PI University of New Hampshire (UNH) Educational Institution Responsive Autonomous Rovers to Enable Polar Science

Demidenko, Eugene Co-I National Institute of Child Health & Human Development (NICHD)

Federal Government A Nanotherapeutic Device for Effective Non-Surgical Female Sterilization

Halter, Ryan J Co-I National Science Foundation (NSF) Federal Government SCH: INT: A Noninvasive Cardiac Output Device For Telemonitoring

Hoopes, P Jack Co-I National Institute of Child Health & Human Development (NICHD)


Lasky, Ronald C PI University of New Hampshire (UNH) Educational Institution Structure/Property Characterization of 3D Printed Metal Parts 15,200

Lever, James H Co-PD/PI University of New Hampshire (UNH) Educational Institution Responsive Autonomous Rovers to Enable Polar Science

Co-I National Science Foundation (NSF) Federal Government Collaborative Research: Flow and Fracture Dynamics in an Ice Shelf Lateral Margin: Observations and Modeling of the McMurdo Shear Zone

Liu, Jifeng Co-PD/PI National Science Foundation (NSF) Federal Government Collaborative Research: Modeling-Based Design of Freeze-Cast Hybrid Materials

Manganiello, Paul D Co-I National Institute of Child Health & Human Development (NICHD)


Obbard, Rachel W PI National Science Foundation (NSF) Federal Government Collaborative Research: VeLveT Ice - eVoLution of Fabric and Texture in Ice at WAIS Divide, West Antarctica

51,119

Odame, Kofi M PI National Science Foundation (NSF) Federal Government SCH: INT: A Noninvasive Cardiac Output Device For Telemonitoring 276,332

New England Pediatric Device Consortium

Institution Asthma Monitor 10,000


Federal Government Prostate Cancer Grade Mapping with Transrectal Electrical Impedance Tomography 130,209

Perovich, Donald K Co-I National Science Foundation (NSF) Federal Government Collaborative Research: Combining Arctic Observing Network Observations and Remote Sensing Data to Understand Sea Ice Mass Balance and Albedo Feedback

Polashenski, Christopher M PI National Science Foundation (NSF) Federal Government Collaborative Research: Combining Arctic Observing Network Observations and Remote Sensing Data to Understand Sea Ice Mass Balance and Albedo Feedback

177,933

Collaborative Research: Snow, Wind, and Time: Understanding Snow Redistribution and Its Effects on Sea Ice Mass Balance

151,402

University of New Hampshire (UNH) Educational Institution Emission, transport, deposition, and impacts of biomass burning derived black carbon on the Greenland Ice Sheet

47,144

Ratts, Ryan C Co-PD/PI New England Pediatric Device Consortium

Institution Asthma Monitor

Ray, Laura E PI National Science Foundation (NSF) Federal Government Collaborative Research: Flow and Fracture Dynamics in an Ice Shelf Lateral Margin: Observations and Modeling of the McMurdo Shear Zone

74,978

University of New Hampshire (UNH) Educational Institution Responsive Autonomous Rovers to Enable Polar Science 169,312

Renshaw, Carl E Co-PD/PI US Department of the Interior Federal Government Fatigue of Sea Ice: A Wave-Induced Process of Rapid Self-Destruction

Schulson, Erland M PI US Department of the Interior Federal Government Fatigue of Sea Ice: A Wave-Induced Process of Rapid Self-Destruction 152,858

Trembly, B Stuart Co-I National Institute of Child Health & Human Development (NICHD)


Vaze, Vikrant S PI University of Maryland - College Park Educational Institution Analytical Support for NAS-Wide Modeling and Simulation Capability Enhancement: Analyzing Flight Delay Propagation due to Crew Scheduling Constraints

86,617

Wegst, Ulrike PI HiFunda LLC Corporation High Selectivity Gas Separation Membrane Assemblies 50,000

National Institute of Child Health & Human Development (NICHD)

Federal Government A Nanotherapeutic Device for Effective Non-Surgical Female Sterilization 197,464

National Science Foundation (NSF) Federal Government Collaborative Research: Modeling-Based Design of Freeze-Cast Hybrid Materials 116,862


Page 109 of 124

Tuck School of Business

Award and Proposal Detail The two tables below show a history of Tuck School awards and proposals by sponsoring agency.

TUCK SCHOOL AWARDS AND PROPOSALS BY SPONSOR

Awards FY12 FY13 FY14 FY15 FY16 Total Alfred P. Sloan Foundation 0 103,500 0 0 0 $ 103,500 National Science Foundation 0 0 0 0 46,606 $ 46,606 Total $ 0 $ 103,500 $ 0 $ 0 $ 46,606 $ 150,106

Proposals FY12 FY13 FY14 FY15 FY16 Total Alfred P. Sloan Foundation 0 103,500 0 0 0 $ 103,500 National Science Foundation 0 0 0 0 46,606 $ 46,606 US Department of State 0 0 0 0 25,000 $ 25,000 Total $ 0 $ 103,500 $ 0 $ 0 $ 71,606 $ 175,106

Page 110 of 124


Tuck School of BusinessName Role DC Sponsor Name Org Type Project Title Obligated

Total

Debo, Laurens G PI National Science Foundation (NSF) Federal Government Collaborative Research: The Positive Role of Queues on Customer Value Perception: Mathematical Models and Laboratory Experiments

46,606

Grand Total 46,606

Page 111 of 124


EIGHT YEAR COMPARISON

Fiscal <---Agency Sponsored Expenses---> <---College Cost Shared Expense---> <------Total Expense------>Year Direct Indirect Total Direct Indirect Total Direct Indirect Total

Campus Services2016 95,000 0 95,000 0 0 0 95,000 0 95,0002015 43,483 0 43,483 0 0 0 43,483 0 43,4832014 64,628 0 64,628 0 0 0 64,628 0 64,6282013 15,435 0 15,435 -3,478 0 -3,478 11,957 0 11,9572012 74,903 0 74,903 91,533 0 91,533 166,436 0 166,436

Dean of College2014 9,601 0 9,601 0 0 0 9,601 0 9,6012013 -531 0 -531 0 0 0 -531 0 -5312012 21,311 0 21,311 9,808 0 9,808 31,119 0 31,1192011 487 0 487 2,000 0 2,000 2,487 0 2,4872010 0 0 0 0 0 0 0 0 02009 0 0 0 0 0 0 0 0 0

Dean of Faculty2016 17,961,331 6,384,048 24,345,379 417,718 -4,525 413,193 18,379,048 6,379,523 24,758,5722015 18,620,092 6,218,708 24,838,800 393,448 -11,591 381,857 19,013,540 6,207,117 25,220,6572014 18,743,909 6,215,845 24,959,754 466,440 0 466,440 19,210,349 6,215,845 25,426,1942013 19,049,104 6,532,788 25,581,891 927,987 -32,862 895,124 19,977,090 6,499,925 26,477,0162012 20,206,342 6,331,967 26,538,309 820,631 105,565 926,197 21,026,974 6,437,532 27,464,5052011 20,227,127 6,622,942 26,850,069 773,979 -15,899 758,080 21,001,107 6,607,043 27,608,1492010 17,950,654 6,454,715 24,405,369 748,462 74,019 822,480 18,699,115 6,528,734 25,227,8492009 17,466,173 6,428,995 23,895,168 663,431 661,168 1,324,598 18,129,604 7,090,163 25,219,766

Exec VP Finance and Admin2016 165,093 0 165,093 0 0 0 165,093 0 165,093

Financial Aid2016 32,228,202 0 32,228,202 650,535 0 650,535 32,878,737 0 32,878,7372015 31,139,714 0 31,139,714 1,790,980 0 1,790,980 32,930,694 0 32,930,6942014 32,012,371 0 32,012,371 1,659,667 0 1,659,667 33,672,038 0 33,672,0382013 32,533,998 0 32,533,998 1,611,387 0 1,611,387 34,145,385 0 34,145,3852012 34,172,996 0 34,172,996 1,454,814 0 1,454,814 35,627,809 0 35,627,8092011 33,721,339 0 33,721,339 1,020,983 0 1,020,983 34,742,322 0 34,742,3222010 5,112,800 0 5,112,800 1,202,286 0 1,202,286 6,315,086 0 6,315,0862009 3,874,114 0 3,874,114 619,375 0 619,375 4,493,489 0 4,493,489

Geisel School of Medicine2016 99,965,358 30,247,863 130,213,221 3,594,636 0 3,594,636 103,559,994 30,247,863 133,807,8572015 104,190,733 30,228,937 134,419,670 3,279,941 288 3,280,229 107,470,674 30,229,225 137,699,8992014 104,883,152 31,247,399 136,130,551 2,019,781 32 2,019,812 106,902,933 31,247,430 138,150,3632013 107,714,594 31,905,057 139,619,651 1,396,639 0 1,396,639 109,111,233 31,905,057 141,016,2902012 98,305,155 31,894,379 130,199,534 951,597 159,880 1,111,477 99,256,752 32,054,259 131,311,0112011 103,756,835 33,562,177 137,319,012 1,009,697 0 1,009,697 104,766,532 33,562,178 138,328,7102010 97,617,750 31,009,255 128,627,005 1,076,622 19,916 1,096,538 98,694,372 31,029,170 129,723,5422009 92,955,546 29,868,603 122,824,149 896,851 594,513 1,491,364 93,852,397 30,463,116 124,315,512

Office of the Provost2016 2,822,754 655,160 3,477,914 577,126 0 577,126 3,399,880 655,160 4,055,0402015 3,476,697 651,241 4,127,937 775,645 0 775,645 4,252,341 651,241 4,903,5822014 3,241,808 693,302 3,935,111 1,157,670 0 1,157,670 4,399,478 693,302 5,092,7802013 4,115,594 939,822 5,055,417 114,523 0 114,523 4,230,117 939,822 5,169,9392012 4,029,118 956,483 4,985,601 342,064 -7,000 335,064 4,371,182 949,483 5,320,6652011 3,627,942 1,027,313 4,655,255 349,139 0 349,139 3,977,081 1,027,313 5,004,3942010 3,885,929 652,375 4,538,305 573,865 -38,328 535,537 4,459,794 614,048 5,073,8422009 9,224,491 838,487 10,062,978 445,753 201,522 647,274 9,670,244 1,040,009 10,710,252

DARTMOUTH COLLEGE EXPENSE SUMMARY

Page 112 of 124


EIGHT YEAR COMPARISON

Fiscal <---Agency Sponsored Expenses---> <---College Cost Shared Expense---> <------Total Expense------>Year Direct Indirect Total Direct Indirect Total Direct Indirect Total

DARTMOUTH COLLEGE EXPENSE SUMMARY

Thayer School2016 17,588,758 4,968,652 22,557,410 350,207 0 350,207 17,938,965 4,968,652 22,907,6172015 16,352,085 5,097,583 21,449,668 429,558 0 429,558 16,781,643 5,097,583 21,879,2262014 10,647,750 4,597,106 15,244,856 332,789 0 332,789 10,980,540 4,597,106 15,577,6452013 12,235,112 4,858,977 17,094,089 656,518 27,000 683,518 12,891,630 4,885,977 17,777,6062012 12,978,278 4,899,484 17,877,762 808,948 7,506 816,454 13,787,226 4,906,990 18,694,2162011 12,073,446 4,924,659 16,998,104 857,695 388 858,084 12,931,141 4,925,047 17,856,1882010 11,968,298 4,790,122 16,758,420 926,288 -26,494 899,794 12,894,586 4,763,628 17,658,2142009 12,251,517 4,617,982 16,869,499 820,074 400,439 1,220,512 13,071,591 5,018,420 18,090,011

Tuck School2016 87,901 26,298 114,199 235,082 0 235,082 322,983 26,298 349,2812015 -808 0 -808 96,054 0 96,054 95,245 0 95,2452014 2,056 0 2,056 92,488 0 92,488 94,544 0 94,5442013 30,000 4,500 34,500 48,473 0 48,473 78,473 4,500 82,9732012 0 0 0 0 -1,051 -1,051 0 -1,051 -1,0522011 212,774 0 212,774 10,892 3,563 14,455 223,665 3,563 227,2282010 187,735 51,884 239,619 0 -210 -210 187,735 51,674 239,4092009 380,111 189,852 569,964 5,550 -693 4,856 385,661 189,159 574,820

VP & Treas2011 60,442 0 60,442 395,175 0 395,175 455,616 0 455,616

Vice Provost St Aff2016 291 0 291 2,187 0 2,187 2,478 0 2,478

Total College2016 170,914,688 42,282,022 213,196,710 5,827,491 -4,525 5,822,965 176,742,179 42,277,497 219,019,6752015 173,821,995 42,196,468 216,018,463 6,765,625 -11,303 6,754,323 180,587,620 42,185,166 222,772,7862014 169,605,276 42,753,652 212,358,928 5,728,835 32 5,728,867 175,334,111 42,753,684 218,087,7952013 175,693,306 44,241,143 219,934,449 4,752,049 -5,862 4,746,187 180,445,355 44,235,281 224,680,6362012 169,788,102 44,082,312 213,870,414 4,479,395 264,900 4,744,295 174,267,497 44,347,212 218,614,7092011 173,680,391 46,137,091 219,817,482 4,419,560 -11,948 4,407,612 178,099,951 46,125,143 224,225,0942010 136,723,166 42,958,352 179,681,518 4,527,522 28,902 4,556,424 141,250,688 42,987,254 184,237,9422009 136,151,953 41,943,919 178,095,872 3,451,032 1,856,947 5,307,980 139,602,985 43,800,866 183,403,852

Page 113 of 124

$213,196,710

$170,914,688

$42,282,022

$0

$50,000,000

$100,000,000

$150,000,000

$200,000,000

$250,000,000

2009 2010 2011 2012 2013 2014 2015 2016Fiscal Year

Eight Year Agency Sponsored Expense ComparisonTotal College

Total

Direct

Indirect

Page 114 of 124

$0

$20

$40

$60

$80

$100

$120

$140

Dean of Faculty Financial Aid Geisel School ofMedicine

Office of the Provost Thayer School

Mill

ions

Five Year Agency Sponsored Expense Comparison by Division

FY12

FY13

FY14

FY15

FY16

Page 115 of 124

$0

$20

$40

$60

$80

$100

$120

Dept of Health &Human Services

Dept ofEducation

National ScienceFoundation

Corporations Foundations State & LocalGovernments

Public & PrivateEducationalInstitutions

Foreign, Pvt Inst,& Prof & Trade

Other Federal Dept of Defense

Mill

ions

Five Year Agency Sponsored Expense Comparison by Type FundingTotal College

FY12

FY13

FY14

FY15

FY16

Page 116 of 124

Direct Indirect Total Direct Indirect TotalTotal

Expense

Dartmouth CollegeOffice of Sponsored Projects

FY16 Agency Sponsored Expense & College Cost Share by Type Research & Type Funding

Type Funding

<-- Agency Sponsored Expenses --> <-- College Cost Shared Expense -->

Total Dartmouth College

Clinical TrialCorporations 366,320 214,095 580,415 0 0 0 580,415Federal Government 814,784 358,548 1,173,332 0 0 0 1,173,332Foreign Corporations -5,990 -1,720 -7,710 0 0 0 -7,710Foundations -542 258 -283 14,279 0 14,279 13,995Institutes 153,067 19,953 173,020 0 0 0 173,020Private Educ Institutions 37,863 16,937 54,800 0 0 0 54,800Prof and Trade Assoc 1,284 175 1,459 0 0 0 1,459Public Educ Institutions 38,645 7,711 46,356 0 0 0 46,356

Clinical TrialTotal 1,405,431 615,958 2,021,389 14,279 0 14,279 2,035,667

EquipmentFederal Government 535,817 0 535,817 0 0 0 535,817Foundations 7,252 0 7,252 3,000 0 3,000 10,252

EquipmentTotal 543,069 0 543,069 3,000 0 3,000 546,069

FellowshipFederal Government 1,318,947 44,955 1,363,902 224,920 0 224,920 1,588,822Foreign Corporations 58,671 0 58,671 0 0 0 58,671Foundations 217,939 0 217,939 0 0 0 217,939Institutes 55,570 0 55,570 0 0 0 55,570

FellowshipTotal 1,651,127 44,955 1,696,082 224,920 0 224,920 1,921,003

Financial AidFederal Government 32,228,202 0 32,228,202 0 0 0 32,228,202

Financial AidTotal 32,228,202 0 32,228,202 0 0 0 32,228,202

InstructionFederal Government 1,949,175 85,578 2,034,754 9,285 0 9,285 2,044,038Foreign Governments 634,167 42,214 676,381 25,146 0 25,146 701,527Foundations 116,603 0 116,603 0 0 0 116,603Prof and Trade Assoc 974 526 1,500 0 0 0 1,500Public Educ Institutions 142,637 4,843 147,481 76,929 0 76,929 224,410

InstructionTotal 2,843,557 133,162 2,976,718 111,360 0 111,360 3,088,078

Other SponsoredCorporations 1,000,590 122,594 1,123,184 123,379 0 123,379 1,246,563Federal Government 4,321,349 305,639 4,626,988 163,370 0 163,370 4,790,358Foreign Corporations 225,519 62,644 288,163 0 0 0 288,163Foreign Foundations 30,000 0 30,000 0 0 0 30,000Foreign Institutes 83,865 -7,680 76,185 0 0 0 76,185Foreign Private Educ Inst 200,148 64,187 264,335 0 0 0 264,335Foundations 4,804,172 191,707 4,995,879 94,095 0 94,095 5,089,974Institutes 379,557 49,330 428,888 96,463 0 96,463 525,351Private Educ Institutions 114,365 43,355 157,720 0 0 0 157,720Prof and Trade Assoc 66,414 0 66,414 0 0 0 66,414Public Educ Institutions 126,331 24,711 151,042 0 0 0 151,042State and Local Governments 9,583,398 1,157,467 10,740,865 8,318 0 8,318 10,749,183

Other SponsoredTotal 20,935,709 2,013,955 22,949,664 485,624 0 485,624 23,435,288

ResearchCorporations 8,604,206 3,809,676 12,413,882 32,124 0 32,124 12,446,006Federal Government 81,718,546 30,839,695 112,558,241 4,361,689 -4,525 4,357,164 116,915,405Foreign Corporations 400,760 140,011 540,771 0 0 0 540,771

Page 117 of 124

Direct Indirect Total Direct Indirect TotalTotal

Expense


FY16 Agency Sponsored Expense & College Cost Share by Type Research & Type Funding

Type Funding

<-- Agency Sponsored Expenses --> <-- College Cost Shared Expense -->

Total Dartmouth CollegeForeign Foundations 313,027 37,773 350,800 0 0 0 350,800Foreign Institutes 442,466 -17,821 424,646 0 0 0 424,646Foreign Private Educ Inst 125,676 40,931 166,608 0 0 0 166,608Foreign Public Educ Institut 176,568 69,903 246,471 0 0 0 246,471Foundations 7,531,083 632,596 8,163,679 222,459 0 222,459 8,386,138Institutes 2,577,917 766,752 3,344,669 46,717 0 46,717 3,391,385Private Educ Institutions 4,357,932 1,281,790 5,639,722 47,257 0 47,257 5,686,979Prof and Trade Assoc 142,303 7,565 149,868 0 0 0 149,868Public Educ Institutions 3,588,118 1,734,696 5,322,814 278,061 0 278,061 5,600,875State and Local Governments 1,328,990 130,425 1,459,415 0 0 0 1,459,415

ResearchTotal 111,307,593 39,473,993 150,781,586 4,988,307 -4,525 4,983,782 155,765,368

Dartmouth Totals 170,914,688 42,282,022 213,196,710 5,827,491 -4,525 5,822,965 219,019,675

Page 118 of 124

DepartmentSalariesWages

FringeBenefits

Supplies& Other Equipment Travel Subrecipients

TotalIndirect

TotalExpenses


FY16 Summary of Expenditures by Area

Campus Services

Woodlands Office 0 0 73,088 21,913 0 0 0 95,0000 0 73,088 21,913 0 0 0 95,000Campus Services

Dean of Faculty

AMELL 13,650 1,228 0 0 0 0 0 14,879Anthropology 10,415 1,001 1,451 0 9,083 0 2,775 24,724Biological Sciences 1,825,660 368,193 906,373 252,239 95,492 1,143,782 1,586,241 6,177,982Chemistry 1,089,548 195,903 392,417 24,884 6,430 67,755 862,126 2,639,064Computer Science 539,817 92,368 70,304 0 16,264 0 406,757 1,125,509Dean of Faculty 0 0 13,434 0 12,590 0 0 26,024Earth Sciences 422,376 54,886 290,852 143,693 25,202 14,621 462,606 1,414,235Economics 563,213 159,961 64,000 0 26,810 0 29,003 842,987Education 27,100 3,040 6,054 0 1,680 14,250 13,843 65,968Environmental Studies 336,439 95,649 28,243 0 27,916 76,829 239,940 805,015Film and Media Studies 108,988 23,575 98,469 0 1,489 35,662 94,207 362,391Geography 120,425 27,411 13,464 83,842 10,018 0 101,712 356,872Government 274,882 64,597 0 0 14,620 0 52,842 406,941Graduate Studies 363,381 0 120,000 0 0 0 0 483,381Humanities General 0 0 0 0 0 0 0 0Inst for Writing Rhetoric 0 0 0 0 1,213 0 752 1,965Leslie Humanities Ctr 3,412 0 20,037 0 19,082 0 0 42,532Linguistics 48,212 20,033 3,887 0 5,934 0 19,521 97,586Mathematics 201,652 25,134 64,536 0 51,268 492,417 113,322 948,328PBS 1,101,501 254,949 479,246 108,595 40,845 34,766 926,768 2,946,669Philosophy 41,164 12,349 664 0 822 0 0 55,000Physics Astronomy 1,857,843 343,090 399,646 276,375 151,444 911,695 1,470,654 5,410,747Quantitative Social Science 0 0 0 0 1,499 0 929 2,428Rockefeller Center 0 0 0 0 0 0 0 0Sciences General 0 0 0 0 0 0 0 0Social Sci General 0 0 0 0 0 0 0 0Sociology 0 0 79 0 0 0 49 129Undergraduate Advising and 266 23 77,670 0 7,267 0 0 85,226WISP 5,193 0 3,602 0 0 0 0 8,795

8,955,136 1,743,391 3,054,429 889,629 526,968 2,791,777 6,384,048 24,345,379Dean of Faculty

Exec VP Finance and Admin

Child Care 83,425 25,027 54,767 0 1,874 0 0 165,09383,425 25,027 54,767 0 1,874 0 0 165,093Exec VP Finance and Admin

Financial Aid

Financial Aid Awards 701,397 0 31,526,806 0 0 0 0 32,228,202701,397 0 31,526,806 0 0 0 0 32,228,202Financial Aid


Anesthesiology 0 0 -0 0 -1,862 0 -1,080 -2,942Bio Epi 592,489 160,887 117,800 10,100 25,343 625,191 519,947 2,051,758Biochemistry 2,740,365 525,335 1,553,119 545,667 36,845 363,137 2,556,037 8,320,507Biomedical Research 8,436 2,266 2,027 0 82 0 6,322 19,133Cardiology 37,488 11,935 10,964 0 0 0 14,947 75,334CEHS 6,070 1,650 15,529 0 374 0 11,280 34,903

Page 119 of 124


FringeBenefits


TotalIndirect

TotalExpenses



CFMED Admin 508,241 152,360 499,896 1,728 50,301 2,199 172,299 1,387,023Clinical Pharmacology 2,371 668 6,616 3,109 0 0 4,545 17,309Clinical Research 18,776 5,555 0 0 0 0 0 24,331Clinical Trials 0 0 292,935 0 0 0 181,620 474,555Ctr Tech Behavioral Health 87,361 26,120 7,258 0 5,710 0 78,204 204,653Data Science 833,940 231,904 472,332 27,031 49,060 486,020 915,596 3,015,884DMS Deans Office 0 0 0 0 0 0 0 0Emergency Medicine 0 0 236,962 18,111 584 0 81,953 337,611Endocrinology 102,732 12,324 42,162 0 0 0 97,539 254,757Epidemiology 2,414,948 631,133 1,339,670 336,110 89,716 543,771 2,213,237 7,568,584Gastroenterology 84,206 23,901 305,463 0 12,243 260,321 137,780 823,914Genetics 1,739,065 405,914 750,239 47,306 24,881 476,740 1,461,040 4,905,186GIM 0 0 15,886 0 0 0 9,849 25,735Hem Onc 52,010 12,878 -12,480 0 -5,380 0 15,266 62,294Infectious Disease 953,611 268,307 544,579 0 240,517 770,404 232,278 3,009,696MD PhD Prog 37,071 0 47,995 0 4,504 0 0 89,571Medicine 168,694 46,639 328,689 0 7,780 0 122,810 674,611Micro Immuno 5,050,103 1,166,391 3,536,257 199,897 94,916 2,478,067 5,312,664 17,838,295Molecular and Systems Biology 41,605 8,704 9,323 0 261 0 13,928 73,821NCCC 939,745 221,769 768,015 263,610 17,027 5,384 940,318 3,155,867Neurology 272,929 60,265 273,234 0 13,102 224,638 312,063 1,156,231ObGyn 104,315 24,326 431,950 0 10,680 36,182 74,932 682,384Occupational Medicine 347,176 99,277 458,095 108,154 108,700 782,450 500,022 2,403,874Orthopaedics 21,811 6,484 7,578 0 496 0 198 36,568Pathology 287,017 83,531 909,358 55,381 3,235 0 766,369 2,104,892Pediatrics 1,398,166 399,651 590,326 11,360 54,729 1,081,676 873,123 4,409,031Pharm Tox 736,663 168,924 488,884 10,100 13,266 931,890 636,952 2,986,679Physiology 1,241,426 305,891 475,151 24,510 23,855 29,378 1,182,420 3,282,630PRC 2,620,808 756,261 612,866 13,974 181,023 1,050,075 1,968,042 7,203,049Psychiatry 8,388,549 2,227,313 1,655,254 573 214,547 676,442 2,788,909 15,951,586Pulmonary 288,198 69,202 649,911 27,140 3,265 25,142 254,312 1,317,171Rad Onc 32,227 6,815 71,619 0 0 0 39,230 149,891Radiology 876,609 224,149 248,985 230 25,683 576,325 760,148 2,712,129Rheumatology 13,068 55 21,720 0 0 43,919 3,517 82,280Shared Services 180,163 53,683 642,906 0 0 0 543,586 1,420,337Surgery 108,125 26,784 350,791 13,115 17,411 116,408 234,862 867,496Synergy Administration 2,005,561 579,251 642,926 6,749 18,958 2,028,126 0 5,281,571TDC 96,107 28,832 6,722 0 17,296 0 16,223 165,180TDI Education 280,989 68,848 326,870 0 57,731 128,744 74,317 937,500TDI EH - Conditions 1,115,134 314,682 659,035 0 28,455 1,189,940 1,095,658 4,402,905TDI EH – Systems 1,889,878 545,551 1,171,642 0 55,744 625,672 1,373,212 5,661,697TDI Engmt Empow Enabl 447,534 118,865 457,990 0 26,050 775,622 236,884 2,062,944TDI Intvt Imprv Impmt 1,192,513 349,748 348,409 0 68,599 755,985 419,882 3,135,135TDI Leadership Improve 167,627 49,868 72,133 0 13,340 0 20,692 323,660TDI Operations 1,101,848 310,711 715,061 0 41,902 610,847 922,736 3,703,105TDI Other Programs 1,314,768 393,188 1,025,620 24,235 186,346 0 31,326 2,975,483TDI Research Core 151,734 45,398 39,663 0 1,342 0 19,871 258,008Veterans Admin 74,991 22,425 0 0 0 0 0 97,415

43,175,264 11,256,617 24,245,935 1,748,189 1,838,658 17,700,694 30,247,863 130,213,221Geisel School of Medicine


Animal Care and Use 18,530 5,559 0 0 0 0 0 24,089Ctr for Health Care Delivery Sci 10,120 2,707 0 0 2,684 35,901 0 51,412Dickey Center 155,064 29,493 57,481 0 133,297 88,000 60,377 523,712EHS 3,846 1,154 0 0 0 0 0 5,000Ethics Institute 16,509 4,953 278 0 1,233 0 0 22,973Hood Collections 354 0 9,933 0 928 0 0 11,216Hood Education 0 0 21,261 0 0 0 0 21,261Hood Programs 0 0 1,500 0 307 0 0 1,807

Page 120 of 124


FringeBenefits


TotalIndirect

TotalExpenses



Hopkins Admin 32,483 8,701 92,714 0 6,556 0 0 140,455Hopkins VPAS 0 0 67,200 0 0 0 0 67,200I3P 18,679 5,529 124 0 0 747,924 15,086 787,343ISTS 524,811 94,873 151,634 0 26,252 112,930 487,298 1,397,798OSP Admin 0 0 0 0 0 0 0 0Preservation Services 6,166 -2,300 0 0 0 0 0 3,866Provost Admin 155,310 29,952 78,748 0 63,373 0 92,398 419,782

941,873 180,622 480,874 0 234,630 984,755 655,160 3,477,914Office of the Provost

Thayer School

Biomedical Eng 3,070,315 666,910 1,406,131 557,072 164,312 2,094,121 2,088,029 10,046,890Chemical and Biochem 889,552 184,585 604,519 48,039 31,490 11,501 967,446 2,737,132Electrical and Comp 853,729 145,773 480,744 260,305 62,849 217,871 740,752 2,762,022Environmental Eng 265,317 56,518 52,440 0 52,662 16,626 191,539 635,101Internal Research 0 0 0 0 0 0 0 0Mechanical Eng 1,193,014 196,346 592,094 17,111 108,363 3,288,450 980,886 6,376,265

6,271,927 1,250,132 3,135,928 882,528 419,676 5,628,568 4,968,652 22,557,410Thayer School

Tuck School

Tuck MBA Program 0 0 0 0 0 0 0 0Tuck Research 19,945 4,687 60,000 0 3,268 0 26,298 114,199

19,945 4,687 60,000 0 3,268 0 26,298 114,199Tuck School

Vice Provost St Aff

Dartmouth Center for Service 0 0 0 0 0 0 0 0OPO Admin 285 6 0 0 0 0 0 291

285 6 0 0 0 0 0 291Vice Provost St Aff

60,149,252 62,631,827 14,460,482 3,542,259 3,025,074 27,105,795 42,282,022 213,196,710Dartmouth Totals

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SalariesWages

FringeBenefits


TotalIndirect

TotalExpenses


FY16 Expense Summary: Expense Categories by Type Funding and Type Research

Type Funding


Clinical Trial170,037 50,073 139,698 0 6,512 0 214,095 580,415Corporations225,691 67,174 479,238 0 29,772 12,908 358,548 1,173,332Federal Government

0 0 -5,990 0 0 0 -1,720 -7,710Foreign Corporations1,654 -314 -1,882 0 0 0 258 -283Foundations

0 0 152,182 0 885 0 19,953 173,020Institutes0 0 37,863 0 0 0 16,937 54,800Private Educ Institutions0 0 1,284 0 0 0 175 1,459Prof and Trade Assoc

3,265 979 32,707 0 1,694 0 7,711 46,356Public Educ Institutions400,647 117,912 835,100 0 38,863 12,908 615,958 2,021,389Clinical TrialTotal

Equipment0 0 11,902 523,915 0 0 0 535,817Federal Government0 0 7,252 0 0 0 0 7,252Foundations0 0 19,154 523,915 0 0 0 543,069EquipmentTotal

Fellowship799,835 16,408 487,157 0 15,548 0 44,955 1,363,902Federal Government

15,511 2,619 37,918 0 2,623 0 0 58,671Foreign Corporations39,947 8,928 158,614 0 10,450 0 0 217,939Foundations

6,166 -2,300 49,584 0 2,120 0 0 55,570Institutes861,458 25,654 733,273 0 30,742 0 44,955 1,696,082FellowshipTotal

Financial Aid701,397 0 31,526,806 0 0 0 0 32,228,202Federal Government701,397 0 31,526,806 0 0 0 0 32,228,202Financial AidTotal

Instruction427,104 29,695 699,304 0 18,813 774,260 85,578 2,034,754Federal Government273,167 69,192 161,136 0 130,672 0 42,214 676,381Foreign Governments

0 0 115,442 0 1,162 0 0 116,603Foundations749 225 0 0 0 0 526 1,500Prof and Trade Assoc

105,004 11,314 20,479 0 5,840 0 4,843 147,481Public Educ Institutions806,024 110,426 996,360 0 156,486 774,260 133,162 2,976,718InstructionTotal

Other Sponsored665,422 175,178 85,196 0 74,795 0 122,594 1,123,184Corporations

1,001,119 280,639 783,543 154,619 196,166 1,905,261 305,639 4,626,988Federal Government31,851 9,406 38,351 18,250 39,662 88,000 62,644 288,163Foreign Corporations

5,208 38 20,891 0 3,862 0 0 30,000Foreign Foundations40,943 12,283 27,434 0 3,205 0 -7,680 76,185Foreign Institutes

130,994 24,157 43,283 0 1,714 0 64,187 264,335Foreign Private Educ Inst2,129,544 621,651 1,609,848 62,724 333,642 46,763 191,707 4,995,879Foundations

146,925 42,362 65,211 0 89,158 35,901 49,330 428,888Institutes64,878 19,462 28,339 0 1,686 0 43,355 157,720Private Educ Institutions16,953 4,166 41,717 0 3,578 0 0 66,414Prof and Trade Assoc84,564 22,868 9,717 0 6,324 2,858 24,711 151,042Public Educ Institutions

6,714,825 1,783,461 930,669 11,360 85,792 57,291 1,157,467 10,740,865State and Local Governments11,033,226 2,995,671 3,684,199 246,954 839,584 2,136,074 2,013,955 22,949,664Other SponsoredTotal

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SalariesWages

FringeBenefits


TotalIndirect

TotalExpenses


FY16 Expense Summary: Expense Categories by Type Funding and Type Research

Type Funding


Research3,622,767 875,282 3,434,484 123,066 110,959 437,648 3,809,676 12,413,882Corporations

32,648,554 7,872,927 16,281,082 2,367,992 1,348,522 21,199,469 30,839,695 112,558,241Federal Government210,924 57,171 114,508 0 18,158 0 140,011 540,771Foreign Corporations

12,018 3,605 221,741 0 7,444 68,219 37,773 350,800Foreign Foundations209,943 48,314 168,489 0 15,721 0 -17,821 424,646Foreign Institutes

71,629 21,384 15,578 0 17,086 0 40,931 166,608Foreign Private Educ Inst132,394 35,051 4,696 0 4,427 0 69,903 246,471Foreign Public Educ Institut

3,529,231 903,003 2,187,146 25,911 160,861 724,931 632,596 8,163,679Foundations986,157 233,390 588,868 100,672 38,496 630,335 766,752 3,344,669Institutes

1,894,216 408,947 861,884 131,858 83,551 977,478 1,281,790 5,639,722Private Educ Institutions36,708 2,887 102,383 0 326 0 7,565 149,868Prof and Trade Assoc

2,135,637 496,010 686,067 21,892 110,861 137,651 1,734,696 5,322,814Public Educ Institutions856,324 252,848 170,010 0 42,988 6,820 130,425 1,459,415State and Local Governments

46,346,499 11,210,818 24,836,935 2,771,390 1,959,399 24,182,552 39,473,993 150,781,586ResearchTotal

60,149,252 14,460,482 62,631,827 3,542,259 3,025,074 27,105,795 42,282,022 213,196,710Dartmouth Totals

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DHHS NSF OED DODOther Federal Corporations Foundations

State & Local Gov'ts

Private Educ Institutions Foreign Other

Division Total

CAMPUS SERVICESDirect 0 0 0 0 95,000 0 0 0 0 0 0 95,000Indirect 0 0 0 0 0 0 0 0 0 0 0 0Total 0 0 0 0 95,000 0 0 0 0 0 0 95,000

DEAN OF FACULTYDirect 4,289,098 5,849,329 402,301 579,370 2,898,396 407,211 1,331,511 2,652 420,213 501,763 1,279,486 17,961,331Indirect 2,004,592 2,216,672 0 317,120 936,703 65,940 123,440 0 129,360 -242 590,464 6,384,048Total 6,293,689 8,066,002 402,301 896,490 3,835,098 473,150 1,454,951 2,652 549,573 501,521 1,869,950 24,345,379

EXEC VP FINANCE AND ADMINDirect 0 0 0 0 0 0 0 165,093 0 0 0 165,093Indirect 0 0 0 0 0 0 0 0 0 0 0 0Total 0 0 0 0 0 0 0 165,093 0 0 0 165,093

FINANCIAL AIDDirect 0 0 32,228,202 0 0 0 0 0 0 0 0 32,228,202Indirect 0 0 0 0 0 0 0 0 0 0 0 0Total 0 0 32,228,202 0 0 0 0 0 0 0 0 32,228,202

GEISEL SCHOOL OF MEDICINEDirect 60,964,544 130,125 -97,183 1,191,312 968,347 6,975,053 10,850,265 10,683,602 2,186,751 1,775,966 4,336,575 99,965,358Indirect 21,922,162 74,853 -49,083 471,831 191,005 2,895,362 671,519 1,266,934 1,089,777 337,122 1,376,384 30,247,863Total 82,886,706 204,978 -146,266 1,663,142 1,159,352 9,870,415 11,521,783 11,950,536 3,276,528 2,113,088 5,712,959 130,213,221

OFFICE OF THE PROVOSTDirect 0 781,518 0 778,917 57,089 181,360 330,520 0 44,234 348,478 300,637 2,822,754Indirect 0 309,043 0 17,384 0 109,116 12,748 0 0 93,563 113,305 655,160Total 0 1,090,561 0 796,301 57,089 290,477 343,268 0 44,234 442,041 413,943 3,477,914

THAYER SCHOOL OF ENGINEERINGDirect 4,547,014 5,300,229 0 1,293,816 601,494 2,407,492 104,211 60,749 1,858,961 58,671 1,356,120 17,588,758Indirect 1,538,505 889,133 0 499,431 277,767 1,075,947 7,855 20,959 122,945 0 536,110 4,968,652Total 6,085,520 6,189,362 0 1,793,247 879,260 3,483,439 112,066 81,708 1,981,907 58,671 1,892,229 22,557,410

TUCK SCHOOL OF BUSINESSDirect 0 27,901 0 0 0 0 60,000 0 0 0 0 87,901Indirect 0 17,298 0 0 0 0 9,000 0 0 0 0 26,298Total 0 45,199 0 0 0 0 69,000 0 0 0 0 114,199

VICE PROVOST ST AFFDirect 0 0 0 0 0 0 0 291 0 0 0 291Indirect 0 0 0 0 0 0 0 0 0 0 0 0Total 0 0 0 0 0 0 0 291 0 0 0 291

Total Direct 69,800,656 12,089,102 32,533,321 3,843,415 4,620,326 9,971,116 12,676,508 10,912,388 4,510,160 2,684,878 7,272,819 170,914,688Total Indirect 25,465,259 3,506,999 -49,083 1,305,766 1,405,474 4,146,365 824,562 1,287,893 1,342,082 430,443 2,616,262 42,282,022Total Total 95,265,915 15,596,102 32,484,238 5,149,181 6,025,800 14,117,481 13,501,069 12,200,280 5,852,242 3,115,321 9,889,081 213,196,710


AGENCY SPONSORED EXPENSE BY TYPE FUNDINGFISCAL YEAR 2016

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DARTMOUTH COLLEGE OFFICE OF SPONSORED PROJECTS … · 2019-12-10 · Dartmouth College Office of Sponsored Projects 11 Rope Ferry Road, #6210 Hanover, NH 03755-1404 TELEPHONE (603)

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