8/3/2019 CS50 - Guidance Note on Urban Water Supply Sector Risk Assessment by Sandra Nicoll http://slidepdf.com/reader/full/cs50-guidance-note-on-urban-water-supply-sector-risk-assessment-by-sandra 1/15 a er an overnance o s o n ess on: a er an overnance o s o n ess on: Guidance Note on Urban Water Supply Guidance Note on Urban Water Supply ec or s ssessmen ec or s ssessmen Sandra Nicoll Sandra Nicoll Public Management, Governance and Participation Public Management, Governance and Participation Division, RSDD Division, RSDD 07 May 2010 07 May 2010 1
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CS50 - Guidance Note on Urban Water Supply Sector Risk Assessment by Sandra Nicoll
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8/3/2019 CS50 - Guidance Note on Urban Water Supply Sector Risk Assessment by Sandra Nicoll
GACAP II A roachGACAP II A roach ADB has adopted a risk ADB has adopted a risk--based approach to governancebased approach to governance
assessment an pr or t zat on o areas or supportassessment an pr or t zat on o areas or support
…That DMC and ADB develo ment ob ectives will not be…That DMC and ADB develo ment ob ectives will not bemet, or will be adversely affected by poor governance,met, or will be adversely affected by poor governance,weakly performing institutions or vulnerability toweakly performing institutions or vulnerability to
……
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8/3/2019 CS50 - Guidance Note on Urban Water Supply Sector Risk Assessment by Sandra Nicoll
Introduction to Sector Guidance NotesIntroduction to Sector Guidance Notes
RSGP has prepared a series of sector guidance notes: (i)RSGP has prepared a series of sector guidance notes: (i)electricity, (ii) urban water supply, (iii) education (inelectricity, (ii) urban water supply, (iii) education (inprocess), and (iv) road transport (in process)process), and (iv) road transport (in process)
Joint effort with CoPsJoint effort with CoPs
MeantMeant to supplement ADB’sto supplement ADB’s Guidelines for ImplementingGuidelines for Implementing
GACAP II GACAP II n en e o a s a n comm ss on ng un er a ngn en e o a s a n comm ss on ng un er a ng
risk assessments and tailoring TORs to consider sector risk risk assessments and tailoring TORs to consider sector risk vulnerabilitiesvulnerabilities
Part of efforts to generate knowledge products that canPart of efforts to generate knowledge products that caninform future CPS preparationinform future CPS preparation
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8/3/2019 CS50 - Guidance Note on Urban Water Supply Sector Risk Assessment by Sandra Nicoll
Guidance Note: Urban Water SupplyGuidance Note: Urban Water Supply
Sector Risk AssessmentSector Risk Assessment
The urban water su l sector is vulnerable toThe urban water su l sector is vulnerable to
risks due to the involvement of multiplerisks due to the involvement of multipleinstitutions in water governance, capital intensity,institutions in water governance, capital intensity,--
and private sectors, and high demand for waterand private sectors, and high demand for water
services, among others.services, among others.
Sector risks can occur along a value chain ─ Sector risks can occur along a value chain ─ olic , le al framework, re ulation, lannin ,olic , le al framework, re ulation, lannin ,
financial management, procurement, humanfinancial management, procurement, humanresources, and sector operations.resources, and sector operations.
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8/3/2019 CS50 - Guidance Note on Urban Water Supply Sector Risk Assessment by Sandra Nicoll
RemarksRemarks The guidance note is not intended to beThe guidance note is not intended to be
rigidrigid A risk mana ement lan follows the risk A risk mana ement lan follows the risk
assessmentassessment
Risk mana ement measures are excludedRisk mana ement measures are excludedfrom the guidance note becausefrom the guidance note becausedifferences in countr context call fordifferences in countr context call for
measures that aremeasures that are tailoredtailored to specificto specificsituationssituations
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8/3/2019 CS50 - Guidance Note on Urban Water Supply Sector Risk Assessment by Sandra Nicoll
1.1. David Ehrhardt, Eric Groom, Jonathan Halpern, and Seini O’Connor.David Ehrhardt, Eric Groom, Jonathan Halpern, and Seini O’Connor.2007.2007. Economic Regulation of Urban Water and Sanitation Services Economic Regulation of Urban Water and Sanitation Services..
as ng on, : e or an .as ng on, : e or an .
2.2. Jonathan Halpern, Charles Kenny, Eric Dickson, David Ehrhardt, andJonathan Halpern, Charles Kenny, Eric Dickson, David Ehrhardt, andChloe Oliver. 2008.Chloe Oliver. 2008. Deterring Corruption and Improving Governance in Deterring Corruption and Improving Governance in
.. Working Note No. 18. Washington, DC: The World Bank.Working Note No. 18. Washington, DC: The World Bank.
3.3. Janelle Plummer and Piers Cross. 2007. Tackling Corruption in theJanelle Plummer and Piers Cross. 2007. Tackling Corruption in theWater and Sanitation Sector in Africa. In J. Edgardo Campos and SanjayWater and Sanitation Sector in Africa. In J. Edgardo Campos and SanjayPradhan, eds.Pradhan, eds. The Many Faces of Corruption.The Many Faces of Corruption. Washington, DC: TheWashington, DC: TheWorld Bank.World Bank.