Cormac J Carney Financial Disclosure Report for 2009

8/3/2019 Cormac J Carney Financial Disclosure Report for 2009

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O IPVINANCIAL DISC LOSU RE RI". PORT R e p o r t R e q u i , e , t b ) , th e l - ; t h i c s!.::;: ;-:~0"1~ . : ~. Government Act of l978[ ; , ~ ; ? : ~ e ~ . ~ ; i q o i o ~ ~ FOR CALENDAR YEAR 2009I. Person Reporting Hast name. first, mid01e !n[fial) 2. Court or Or~anL!~tion 3. Date of Repor lCAGEY, CO.MAC J. DISTRICT COURT - CENTRAL DISTRI~ OF 04/26 t2010CALIFORNIA

4. Title {A~icle IH judges indicate acuvc or senior staais; 5a. Rcporl T)pe chcck a pprop~iatc t)pc~ 6. Rtport in~ Periodmagis~t judges indicat~ full- or pa~-I~mc) ~ Nor~inazion. L)~c 01/01/2009U.S. DISTRICT JUDGE- .ACTIVE ~ Im,:ai ~ Annua~ ~ Final ,o12/3 I/2~09

~b, ~ Amendcd RcD:a7. Chambers or O[f ice Address 8. ~)~ II~e ba~i~ of O~c Info~ ma~i,m oa~alned in Ibis R~port and anyRO~ALO ~AGAN FE~E~L ~UIL~I~ wi~h app[icable law~ a~ld regulatio~s.411 WEST FOURTH STREETSANFA A~A, CAlIFOrnIA 927~1-~516 R~ iewing Off ice r I)atr

tI M P O B T A N T N O T E S : The inxlrucflons accompanying this form mu~r be~fl!owed. Complete all parrs,

checking the YONE box ~r each part where you have no reportable b(lbrmation. Sign on last page.

I . POSITION S. rR~ m , ;,~,[~ NONE (No reportable positions.)

POS ITION ~ _ . .~ _ _ ~ F Q _ E _ _ Q _ ~ G A N I Z A T 1 0 N / E N T I T YI. Deans Council Ch upm an L av~

- - ~-

I I. A G R E E M E N T S . C ~ p , , r , i , , ~ individual on~v; ,ee lip. 14-16 vffiling i ... ..... ti,,ns.)NONE (No reportc~ble

PART1ES AND T~MSI.


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F IN A N C I AL D IS C L O S U R E R E P O R T N ...... fP~rson Rcporlin,.,Page 2 of ! 0 C , U ~ N ~ V . c a R d i A C a .

I I I . N O N - I N V E S T M E N T I N C O M E . m,p,,,~,,~,~i~i,~,,~,,~.w .......... ~ . ~ : .: ~ , u ~ , , ~ iA. Filers Non-Investm ent Incom eN O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE ( y o u r s , n o l s p o u s e s )

2 .3 .4.

B . S p o u s e s Noll-lllvestllleflt l~come - if yo~ were marrird dtring any portion of t,~e reporting )ear, complete this aection.(Dollar ammmt not re~uired ta


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V I . L I A B I L I T I E S . n , , , .t , ~ e ~ , ~ , . .. . ~ [ ., p . .. .. . d dependent cltildre~;.tee p p . ; 2 - 3 3 ,~ffiling i..s tructi,,ns.)N O N E 6~o reporzable liabilities,)

C R E D I T O R DESC~_ J PTION VALUE q : O D EI.2 .3 .

5.


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FINANCIAL DISCLOSURE REPORT x~,n~or~ .... . Repor,i,,g [ DateofReport ]Iage 4 of 1 0 c a R ~ x r v , c o a ~ ~ . ~ c a . 0 4 . . 2 6 . _ , o ~ 0NONE (No reportable income, assets, or transactic)ns.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T t a n s a c r io o s d u r ( n g r e p o r l i n g p e r i o d6ncluding ~sl assets) rc~ing period o f r e p o s i n g p c r l o dP h K e " ( X f a f t e r e a c h a s ~ c t A m o u n t Type tog, V a l u e ~ V a l u e l)~c (e g.. D a t e Value ; Ga(n l d c n { ~ t y o f

e x e m p t ~ o m p r i o r d ~ s c l ~ s u rc C o d e I d i v . , r e n t , C o d e 2 M e t h o d btq, sol{. ; m m ( l~ y y : C ~ d c 2 ~ C o d e I buyer;seller. (A-HI orinlJ ( J - P ) (ode3 r c d c m p m m l t (JP) [ I A I I } (ifpn~atet l a n ~ a c l i o n )

1 . W e lls Fa rg o B an k A cc ou nls A Int.iDiv. K T~ Wells Fargo Bank Accoum A Dividend J T

3. W ells Fargo CD B Inl./Div. K T4. Home Savings CD IX) A I n t e r e s t K T5. Home Savings Accounts (X) A I n t e r e s t K6. V~ard Wel l ington Fund (X~ A Interest ~ T7. Vanguard Health Care Fund (X ) A I n t e r e s t J T8. Janus Twen~ Fund None K T

9. Columbia Slragetic Investor Fund A Dividend J T1 0 . Janus Global Technokmy None J T1. A M G N Nunc Sokl 09/28,0911 2 . M SCC None ! Sold t)928;09

1 3 . American CentuD - Ultra i .4 . Dividend ! K T1 4 . Coun"ty Deferre,i"Comp. Plan- Stable Value l A Dividend1 5 . IRA Brokerage D Dividend I N T1 6 . -Schwab Total Bond Fund - SW LBX

1 7 . -Schwab Money Market Fund {


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FINANCIAL DISCLOSURE REPORT x .......Pe ......R~.pu, fi,,g Dalteofl.~ept~rtPage 5 of l 0 cm~t:v, COR.\IAC J. 0 4 / 2 6 / 2 0 1 0

V1 I. INVE STM ENT S a n d T R U STS .. i~,, ......... ~ . . . . . . . .. . . , ~ , , ,~ ( I n c l u d e s t h o , e of ~p ......... d dependent children; *ee l t . 3 4 - 6 0 of f iling, inttructi, ,n~)~ N O N E ( ~V o reportable ittcome, assets, or transaction..)

. Description of Assets bmome dur ing Gro,~ v~luc ~t c,d T~ns~ct~ons ~ring repomng" ( including Im sl assets) reporting period of reFo~ing period ................ (~ l (2 ~ (1~ ~) ~I , (2) ~ 13} ~ (4)Place "IX)" a t]or each ~scl Amaunt ; -f,~c fe~. %aluc Vak.~ T~c (c~.. Date ~ Value [ Gain

exempt from pri~>r d~s,iosure Cod: I d~v., rm~t. Code 2 Mcthc.d Buy. sell. m ~ vdd~ ) y i Code 2 Code l(A H) or mL) (J-P~ Code 3 redcmp ~ ) ~ {1 Pl ~ (A-ID (if private( Q W ) ! transac6on)

18 . -AMAT Sold 09/28/09 J A

19. -CSCO ] S old 09/28.09 J A

5 0 . - c o s y21 . -ELN Sold ]09,28/09 J A

22 . -Clipper Fund CFIMX

~ 2 3 . -H D

26 . BRKB ~ No~ c ~ J T B uy 03/~/09 J27 . TGT Norm ~ J T [ B uy 03/0~/09 J

29. -Meridian Gro~th Fund MERDX ~

30 . -Schwab 1000 Index Fund - SNXSX !

31 . -Schwab Iml Index Eund - SX~INX ~

32. -Tweed) Browne Global Value kund - ~ j ~

33. -Vanward Smalt Cap Index Fund- NAESX ~ ~

34 . 40 l(k) ~ None ;. K -1


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HNANC1AL DISCLOSURE REPORT[age CaR,XEV. CO~C

V I I . I N V E S T M E N T S a n d T R U S T S - i ........... ~ , , ~ , t ...... tiOns" (Includes" those of ,~ ....... d dependent children; see pp. 3d-60 o/fiting insm, c , ions.)N O N E (Ato reportab[e income, assets, or transactions.)

B. C, ~ D .D e s c r i p t i o n o r A s s e t s Income duri,g Gross value a~ end] T r a n s a c t i o n s d u r i o g r e ~ m i n g p e r i o d( ~ n c l u d i n g t r u s t a s s e t s ) r e p or t i n g p er i o d o f z c p on i~ g p er i o dP l a c e " ~ X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . V a h : e V a l u e q~e (c g, ~ Date ~ V alue r ( ;~ in [denti~ ofe x e m p t f ro m w i 6 r d i sc h : . m r c C o d e I d i ~ . , r e n t , C o d e 2 M e t h o d buy, sell, a u vy Code 2 : C~e I b u y e r I ~ e H ~ r(VH) e r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J-P) IA-II) ( i f p r i v a t e

~ Q - W ) ~ a n s z c t i o n )

3 5 . -Dav~s NY Ven ture- NYV~3 6 . -Fidelity Advisor Freedora 2020- FDTFN

3 7 . Brokerage Account

3 8 . -American Fund.,;- Balanced A Dividend J T3 9 . -Capital Income B hlr FD - CIBCX A Dividend J T4 0 . -American Funds Growth fund A Dividend K T4 1 . -Van Kampen Equity Small Caps None4 2 . -Washinglcm M utual [n,,cstors Fund- A DividendW S H C X

[a3. -American Funds New Pvrspectivc Fund

~. -~tnam CA Tax [~xcmpl Income ~D- CLC~

4 7 . -Franklin Rising Dividends - FRDFX :1 ~4S. -All ian7 NFJ Small Cap PCV CX49. CkVGcxCapita] WorI8 GFo,~qh &

5 0 . -Pimco Total Return - PTTCX

1 . -Amer Balanced Fund- BALCX


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FINANCIAL D IS C LO S U R E ~ R E P O R T ! ~ . . . . . . . P . . . . . . . R ~ . p o , - t i . ~Page 7 of ] 0 Cm~N~.\, C OR MA C J,

~ 0 4 ~ 6 / 2 0 1V I I . ~ V E S T M E N T S a n d T R U S T S .- ~,,,. ....... ~,,~. t ...... t i o n ~ ( l n c h , l e ~ t h . . . .. . t ~ P . .. .. . .. .. . d d e l , e n d e n t , h i l d r e , : ~ e e p p . 3 4 - 6 0 , f i l i n g im t r u c , i o n s O~ N O N E (~ . ~ reportable income, as,setx, or transactio,s.)

D e s c r i p t io n o f A s ~ t s I n c o m e d u r i n g Gross value at end ~ l ~ n s a c t i o a s d u r in g ~ . p m i n g~ ( i n c l u d i n g t r u s t a s s e n . ) r c p o r t in ~ p e r k e d o f r c p o a l n g p e r i o d. P l a c e " ( X Y a l ~ c r e a c h a s ~ c l A m o u n t . T y p e ~ c . g . . V a l ~ c Value l ) ~ c f t . g . , Date Valuee x e m p t f r o m p r i o r d i s d o s u r c C o d e ] d i v . . r e n t . C o d e 2 M e th o d b u y . s e l l . ~mmidd.yy Code 2 Code I i buyer!seller

( Q -W )

5 2 . -VK G lobal Franchise Fund - VGFCX ] ~5 3 . 529 Savings Pkm #1 A ~ Dividen~ Sold 1 2 / 0 7 , 0 9 K B

~ 5 4 . -AmeNcan Funds - Growth Fund

5 5 . -American Funds - New Perspective Fund

5 6 . -Wash~gton Mutual ~nvestors Func

5 7 . -Ame6cau Funds - Capital Income l~uildcr i I5 8 . -Amebean Funds- Balanced Fund [ ~ ~5 9 . -~nerican Funds- Bond Fund [

6 0 . 529 Savings Plan #2 [ B Dividend ] K Ti61. -American Fun~- Growth Fund .r ,[ ,~" " ] , l -

I 6 2 . -American Funds - New PerspectNe F~nd7~ ~ ~ ~ -" [

~ 6 3 . -Washington Malual Investors Fune ~ ~ ~-American Fund.; - Capital Income Builder J ~ ~

5. -~ef ican Fuads - Batanced ~u~d [ ~ ~ "

~ 529 Savings Plan #3 B ~ ~iv idend : K ~ T ~-American gunds - Growt~ FuM ~ ~


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F IN A N C IA L D IS C L O S U R E I L EP O R TPage 8 of 1 0

] C A R N E Y , C O R M A C J .0 4 . Q 6 1 2 0 1 0

VII. INVEST MEN TS and TRU STS .- i, , ,. ........ ~, . . . . . . . . . . . . . , i o , . , t l a c l u d e s , h . . . . . ,f .*p .........d depenaent c h i l d r e n ; , e e l , p . 34.60 of filingNONE (No reportable income, assets, or ozmsactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u c i e g G r o s s v a t u c a t e n d / ~ n . ~ a c t i o n s d u r i n g r e p o a i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g ~ f i o d o f r c p o m n g p e r i o d~) (2) 0~ ~ ~2~ ~ ~ ) (~ ) O) (0 - ( 5 )P l a c e " ( X ) " ~ f i e r e a c h a ~ s c t A m r ~ :m t T ~ p c ( e . g . , V a h m : V a h w I T ) T C ( e E . , , Dale Valt~c Gain I d e n t i t y o fe x e m p t f r o m p r i o r d is c h x m r c C o d e I div. rc~. C o d e 2 ~ M e t h o d buy, sell m n ~ d t F y y Code 2 Cede I b u y c r Z s e l l e r( A - I I ) ~ r i n r ~ ( J - P ) C o d e 3 r e d c m p l [ u n ) ( J - P )

6 9 . -American Funds - New Perspective Fund ~7 0 . -Washington Mutual Investors Fund

7 1 . -American Funds - Capital Income Builder

7 2 . -American Funds - BaLmced Fund

~ 7 3 . -American Fnnds - Bond Fund

7 4 . Variable Life Insurance

7 5 . -NW M utual- Mid Ca Gcth S~eck

7 6 . -NW M utual C-rowth Stock Fund

7 7 . -NW P, dutunl hide.\: 400 Slock Fund

7 8 . -NW Mutual Small Cap Growth Stock Fund

: , 9 -R,,.+.+e, Noo+~.:S F~.,~80 -Russell Real Estate Securities Fund

8 2 . -Domestic Eqnity (formerly NW M u CapGuard Dome Eq Fund)


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FINANCIAL DISCLOSURE REPORT .~ ......fP .......Rep,,r f iug I)a,eofRepor~ Iage 9 of 1 0 CARNEY, C O R M A C J . 0 4 / 2 6 / 2 0 1 0V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

1. Part VII: Items 5.6, and 7 were inherited.


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Page 1 0 of 1 0 C A I ~ _ ~E V . C O R M A C J . 0 4 / 2 6 , 2 0 1 0IX. CERTIFICATION.

I certify that all inforn~alion given above (including informatiun pertaining to my spouse aud minor u c depende nt children, if any) isaccurate, ~ue, and co nplete to the best of my knowledge and belief, and H~at an~ information nv~ ceporled was ~ithhehl because It met applicable statutu~,pro~fsions permitting non~isclosure. "I/u~her cert ify that earned income frnm outshte employment and honoraria and the acceptauce of gifts which have been repnr/cd are incompliance with the provisions of 5 U.S.C. app. ~ 501 el. seq., 5 I~.S.C. ~ 7353, and Judicial (onference regulations.

Slguati

NOTE: ANY INDIVIDUAL W t lO KNO W INGLY AND VILFULI.Y F : \I ,SI! "TO C I V ILAND CRIM INAL SANCTION S (5 U.S.C. app. 104)

F I L I N G I N S TR U C TI O N SMail signed original and 3 additional copies to:

Committee on Financial DisclosurcAdministrative Office of the United States CourtsSuite 2-30 lOne Columbtts Circle. N.E.Washington, D.C. 20544

Cormac J Carney Financial Disclosure Report for 2009

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