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Literature:
Dudel et al., Neurowissenschaft (Springer)
Reichert, Neurobiologie (Thieme)
Kandel et al., Principles of Neural Science (McGraw Hill)
Kahle, Taschenatlas der Anatomie, Band 3: Nervensystem und
Sinnesorgane (Thieme)
Greenstein and Greenstein, Color Atlas of Neuroscience (Thieme)
Sacks, Der Mann, der seine Frau mit einem Hut verwechselte (rororo)
Contents:
1. Consciousness and the arousal system
2. Sleep
3. Systemic diseases of the nervous system
Consciousness, sleep and systemic diseases of the
nervous system
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Consciousness: „State of awareness“
Two features:
• subjectivity: own direct experience appears more „real“ than the
experience of others
• unity: experience comes as a unified whole
Consciousness may follow the decision-making process: Brain activity
could be determined in the prefrontal cortex up to 10s before the decision-
making process became conscious(Soon et al. (2008) Unconscious determinants of free decisions in the human brain.
Nat. Neurosci. 11:543–545)
But: shorter veto option - movement can be prevented up to a time of
200 ms(Schultze-Kraft et al. (2016) The point of no return in vetoing self-initiated
movements. PNAS 113: 1080–1085)
Consciousness and the arousal system
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Lesions with „fractional loss of consciousness“
Somatosensoric neglect:
deficit in the self-image of
part of the body:
Loss of discrete part of self
awareness „The man who
fell out of
bed“
Consciousness and the arousal system
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Lesions with complete loss of consciousness: coma
Patients who cannot make a purposeful response to stimulation
Persistent vegetative state: wake-sleep cycle after 1-2 weeks of coma -
appear wakeful, smile etc., but actions have no cognitive content
→ brain death: all brain function cease including brain stem reflexes
(but patients may still have responses on spinal cord level)
Mainly two reasons:
• bilateral impairment of cerebral hemispheres, e.g., caused by a
diffuse metabolic block
(hypoxia – inadequate oxygenation; ischemia – insufficient blood flow)
• lesions in the brain stem: arousal system („ARAS“)
Barbiturate-induced coma: Protection of brain during major surgery by
reducing metabolic rate of brain tissue
Consciousness and the arousal system
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Central arousal system→ Consciousness is only present when ascending
reticular activating system (ARAS) sufficiently "shakes up" the cortex
Integrating system to coordinate brain activity
Consists of relatively few neurons that are
concentrated in certain nuclei and form
long and diffuse projections
Afferents from the spinal cord and various
parts of the brain
A single nerve cell of the ARAS can
modulate up to 100,000 postsynaptic
neurons
Through collateral networking, the specific content of the afferents is lost
But: afferents are not all equally effective: acoustic stimuli have a stronger effect
than visual ones, and pain stimuli have a stronger effect than mechanical stimuli.
Consciousness and the arousal system
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- Cholinergic system
- Catecholaminergic system
(dopamine, epinephrine,
norepinephrine)
- Serotonergic system
Consciousness and the arousal system
General role:
- Coordination of autonomous functions
- Arousal system
- Modulation of pain
- Control of emotional behavior and mood
Characterized by specific types of neurotransmitters
→ individual distinguishable and specialized systems
(distinct chemoarchitectonic nuclear groups)
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Cholinergic system
Many cholinergic neurons project from nuclei in the basal telencephalon and from
nuclei of the brain stem.
The brain stem nuclei strongly innervate the thalamus.
Basal nuclei innervate large regions of the neocortex and the limbic system (e.g.,
hippocampus).
Role in controlling general brain activity (arousal system) and wake/sleep states
Consciousness and the arousal system
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Noradrenergic system
Most noradrenergic neurons are localized in Locus coeruleus.
L.c. is a small nucleus in the pons that consists of about 12,000 neurons.
Axonal projections of the L.c. are highly branched and project in almost every brain
region.
Synaptic endings are not directed but release norepinephrine in large postsynaptic
areas.
Evidence for overactivity of the noradrenergic system in mania (manic depressive
disorders)
Important role in controlling general brain activity (arousal system)
→ considered as „Sympathicus of the CNS“
Consciousness and the arousal system
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Serotonergic neurons
Most serotonergic neurons are localized in the nine Raphe nuclei of the brain stem.
Serotonergic neurons project in almost every brain region.
Serotonergic neurons modulate arousal, emotional state and sleep cycles.
Neurons of myelencephalic Raphe nuclei project in the spinal cord and modulate
ascending pain transmission.
In primates: Serotonin inhibits aggressive behavior and increases social behavior.
Involved in mood disorders
Consciousness and the arousal system
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- dopaminergic neurons in Ventral tegmentum that innervate in a very diffuse
manner the frontal cortex and the limbic system → reward system
Dopaminergic system
- dopaminergic neurons in Substantia nigra that innervate striatum
→ extrapyramidal system
Consciousness and the arousal system
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Sleep
Two characteristics:
- Endogenously induced by a central oscillator
- Modulated by external timing cues („Zeitgeber“)
Circadian rhythms
Central oscillator:
lower vertebrates: Pineal body (Glandula
pinealis; „Zirbeldrüse“, „Epiphyse“)
– serves as light-sensitive organ
higher vertebrates: suprachiasmatic
nucleus (part of the hypothalamus;
contains about 10,000 neurons;
mechanism is unclear)
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Sleep
Circadian rhythms: central oscillators
Studies in Drosophila point to complex transcriptional mechanism that determine the
time constant
Per („periodic“) gene: mutants show changed rhythms (e.g., per-long, per-short)
Periodic changes of the amount of per-mRNA and per-Protein
→ molecular feed-back loop
Per gene Per mRNA Per Protein
Modified
Per Protein
Dimerized
Per Protein
degradation
e.g.,
phosphorylation
degradation
transcription translation
Additional genes are involved: e.g., tim-, clk-, cyc-gene in Drosophila
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Endogenous system has to be modulated:
- in lower vertebrates by light sensitive organ in the brain itself (pineal body) that
acts as a photoneuroendocrine organ
- in higher vertebrates by retinohypothalamic tract to the SCN and modulatory
input by activating systems of the brain stem
SCNeyeretinohypothalamic
tract
Brain stem
Activating
systems
Sleep
Circadian rhythms: modulators
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Sleep
Circadian rhythms: modulators What sees the light?
- Eye is required for adjusting the system
- Blind (rodless and coneless mice) are still able to adjust rhythm
(Freedman et al. „Regulation of mammalian circadian behavior by non-rod, non-cone,
ocular photoreceptors“, Science 284:502-504(1999))
- Photoreceptors are much less sensitive and have different spectral
characteristics (lmax of 480 nm – rods: 498, cone: 508 nm)
- Melanopsin
expressing
retinal ganglion
cells
- KO-mice for this
opsin loose
ability to adjust
the system
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Sleep
Circadian rhythms: modulators
Output: suprachiasmatic nucleus connects to the pineal gland (pineal body)
Pineal body serves as a dark-active hormonal gland that secrets
melatonin (internal signal for „darkness“)
SCNPineal
gland
melatonin
eyeretinohypothalamic
tract
Brain stem
Activating
systems
Pituitary gland
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Melatonin (N-acetly-5-methoxytryptamine)
Synthesized from the amino acid tryptophan
Melatonin synthesis and secretion shows a circadian rhythm that parallels the light-
dark circle (about 70% of melatonin secretion occurs during an 8h-period in the
night)
Secretion occurs passively and is a function of the synthesis
In rats, melatonin secretion can be abolished by denervation of the pineal body or by
continuous illumination (however circadian rhythm remains)
Sleep
Circadian rhythms: modulators
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Sleep
Actively induced and highly organized brain state with different phases
Behaviorially defined by 4 criteria:
• reduced motor activity
• decreased response to stimulation
• stereotypic posture
• relatively easy reversibility (→ coma)
Two distinct phases that cyclically alternate in a structured pattern:
Non-REM sleep:
• low neuronal activity
• low metabolic rate and brain temperature
• spinal reflexes and muscle tone is intact
• > 95% of daily output of growth hormone and sexual maturation hormones
REM sleep:
• discharge pattern of most neurons similar to wakefulness
• some neurons (e.g., in the pons) fire more intense than while awake
• brain temperature and metabolic rate rise
• inhibition of skeletal muscle tone
→ „paradoxical sleep“
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Sleep
Humans usually fall asleep by entering non-REM sleep
Sleeper than moves into REM sleep
Cycle of non-REM and REM-phases is typically repeated 4-6 times
In successive cycles, duration of non-REM phases decrease while REM phases
increase
Sleep phases
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Non-REM sleep can be further divided into 4 phases according to EEG
(electroencephalogram) recordings:
• Stage 1: transition from wakefuleness to the onset of sleep
• Stage 2: bursts of sinusoidal waves called sleep spindles (12-14 Hz)
• Stage 3, 4: high amplitude slow delta waves (0.5-2 Hz) which dominates in stage 4
Non-REM sleep: EEG recordings during the first hour of sleep
beta activity
theta waves
delta waves
SleepSleep phases
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Function of sleep?
Not completely clear: rats that have been deprived from sleep for 4-6 weeks die
Small animals generally sleep longer than larger ones (bats 20 hrs, elephants, 4-5 hrs)
Two main hypotheses:
1. The waking state causes a deficit in the neural
energy resources, which must be replenished
during sleep
2. Sleep has a key role in neuronal plasticity
Sleep
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Posterior
hypothalamus
Midbrain reticular
formation
(Histaminergic neurons)
Anterior
hypothalamus
(GABA-ergic inhibitory
neurons)
Arou-
sal
state
Activation by heat
increases sleep
Destruction or blockage
increase sleep
Thalamus
Ventrolateral
Preoptic Nucleus
(VLPO):
sleep active
neurons
Regulation of sleep and wakefulness
Electrical stimulation of the ARAS promotes waking state
Sleep
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Central VLPO
Extended VLPO
BrainstemHypothalamus Wakefulness Non REM REM
Cholinergic neurons
Monoaminergic neurons
+ +
+ + +
0 + +
0
Stabilization of the system through orexin/hypocretin neurons of the
lateral hypothalamus („flip-flop switch model“) → produces discrete
states with sharp transitions(Saper et al. (2005) Hypothalamic regulation of sleep and
circadian rhythms. Nature 437:1257-1263)
Regulation of sleep phases
Sleep
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Muscle tonus is lost during REM sleep because motor neurons are actively
inhibited by circuitry in the pons and medulla
Starter: Activation of GABA-ergic
neurons from the pons
Inhibition of noradrenergic and
serotonergic neurons
Activation of cholinergic neurons
in the pons
Activation of glutamatergic
neurons in the pons
Activation of glycin-ergic neurons
in the medulla Inhibition of alpha-motoneurons
in the ventral horn
Regulation of muscle tonus during REM sleep
Sleep
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Symptoms: Sudden loss of muscle tonus (cataplexy) while retaining full
consciousness; patients sometimes suddenly fall asleep
Analysis of dogs with narcolepsy: during cataplexy, neurons in the brain
stem fire which normally only fire during REM sleep
Dogs with narcolepsy walk around during REM sleep
Narcoleptic dogs show mutation in orexin/hypocretin receptor
Sleep disorders
Insomnia increase of aminergic activity
Narcolepsy decrease of aminergic activity
Parasomnia activation of the central motor pattern
generator; results in sleep walking, sleep talking, tooth grinding, etc.
Sleep
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Systemic diseases of the nervous system
Psychotic diseases
prevalence: about 1%
genetic component
Sometimes associated with persecution mania
(„Verfolgungswahn“)
Schizophrenia
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Systemic diseases of the nervous system
Schizophrenia
Dopamine system appears to be at least partially involved:
➢ Pharmacological treatment that decreases dopaminergic synaptic
transmission (e.g., antipsychotic drug haloperidol) improves state of
schizophrenic patients
➢ Drugs that increase dopamine concentration (L-DOPA and cocaine) lead to
Schizophrenia-like symptoms
➢ postmortem analysis revealed an increased number of dopaminergic
receptors in the limbic system
New generation of antipsychotic drugs revealed, that also high affinity binding to
serotonin 2A receptors occurs
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Systemic diseases of the nervous system
(Unipolar) depression: unpleasant mood, inability to experience pleasure,
generalized loss of interest in the world
– potential life threatening: 15% of all patients with depression die from suicide
Bipolar depressive (manic depressive) disorders: alternating euphoria and
depression
Mood disorders (disorders of affect)
Evidence for participation of the serotonin-reuptake system in depression
Antidepressant drug „Prozac“ (in German: Fluctin) inhibits re-uptake of serotonin and
increases its availability
Genetic factors are important – appears to be polygenic (no specific gene yet
identified)