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Connecticut Prosecutors: Factors in Decision Making
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Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

May 14, 2018

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Page 1: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Connecticut Prosecutors:Factors in Decision Making

Page 2: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Disclaimer!

• This presentation does not constitute legal advice regarding any case.

• The Rules of Professional conduct prohibit me from discussing any pending case.

• This presentation is intended to be a general discussion of our agency and our role and not an in-depth analysis of CT’s statutes and case law.

Page 3: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Division of Criminal Justice

Page 4: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Branches of Government

• Legislative

• Executive

• Judicial

Page 5: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Division of Criminal Justice

• CT Const. Art. 23, 1984- In charge of investigation & prosecution of all

criminal matters

Page 6: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Division of Criminal Justice

• Chief State’s Attorney- Administrative head of agency

• Two Deputy Chief State’s Attorneys- Operations

- Administration

Page 7: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

13 State’s Attorneys

One for each Judicial District

Appointed, not elected

8 year terms

+ Assistant State’s Attorneys (approx. 250)

Page 8: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

• Judicial Districts

• Geographical Areas

• Juvenile

• Housing

• Appellate

• Post Conviction

• Asset Forfeiture

• Special Units

Page 9: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Division of Criminal Justice

• State’s Attorneys- Independent

- charging decisions

- sentencing recommendations

• One agency for budget/administrative purposes

Page 10: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

The Public Prosecutor

• 1705 - Connecticut First by Statute

• Replaced Private Prosecutors

• Responsibility to Do Justice

Page 11: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Investigation and Prosecution

• Conn. Const. and General Statutes:

• Division of Criminal Justice- In charge of every investigation

- In charge of every prosecution

• State’s Attorney Chief Law Enforcement Officer in his/her jurisdiction

Page 12: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Prosecutor’s Duty

Justice

Page 13: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Differences BetweenProsecutors and Other Lawyers

• Prosecutors• Represent “the

people”, not the victim or any other individual

• Oath of Office in addition to attorney’s oath

• Special Rules of Professional Conduct

• Other Lawyers• Represent one client

at a time to best of abilities and for that client’s best interests

Page 14: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

• Offices Open Monday through Friday

• Investigation and Response 24/7

Page 15: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea
Page 16: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Compare and ContrastDifferent GAs and JDs

• SIMILARITIES- Constitutions

- Statutes

- Rules of Professional Conduct

• DIFFERENCES

• Geographical

• Population

• Priorities based on Need

Page 17: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

The Charging Functionand Plea Negotiations

Page 18: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Prosecutor has discretion who and what to charge

Decision is not unrestrained

Page 19: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

The Charging Function

• Difficult and Complicated

• Requires Legal Experience and Training

• Impacts: Victims, Convictions, Sentencing, Release and the people we serve

Page 20: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

3.8 Special Responsibilities Of the Prosecutor

No probable cause = no prosecution

Page 21: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

NDAA Prosecution Standards

Page 22: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Some of the Factors to Consider:

• Nature of the offense

• Characteristics of Offender

• Possible Deterrent Value of Prosecution- To offender

- To society in general

Page 23: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Some of the Factors to Consider:

• Probability of conviction - can we prove every element of every crime

beyond a reasonable doubt?”• Do we have admissible evidence?

• Are the witnesses able to testify?

• Are the witnesses credible?

Page 24: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Some of the Factors to Consider:

• Interests of the victim

• Possible improper motives of victim or witness

• Age of the offense

• Mitigating Circumstances

Page 25: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

In Other Words...

• Exercise discretion

• to bring only those charges

• Consistent with

• The interests of justice

Page 26: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

The Process

• Crime

• Investigation

• Arrest

• Arraignment

• Appointment of Counsel

• Not Guilty Plea

• Discussions

• Examinations

• Evaluations

• Continuances!!!

• Defendant’s Options

• Trial

Page 27: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Defendant’s Rights

• U. S. Constitution

• Connecticut Constitution

• Connecticut General Statutes

• Connecticut Appellate and Supreme Court Opinions

• Connecticut Rules of Professional Conduct

Page 28: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Rule 3.8• Assure accused’s rights to counsel &

pretrial proceedings

• Disclose to defense: exculpatory or mitigating information (and everything else we know!)

• Prevent non-lawyer staff from violating rules re publicity

Page 29: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Crime and Punishment

• Misdemeanor

• Felony

• Capital Felony

• Not > one year/$2,000

• > one year/Not >$20,000 depending on class

• Life Without Possibility of Release- Or

Death

Page 30: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Sentencing Possibilities

• Community service

• Fine

• Restitution

• Suspended sentence

• Jail

• death

Page 31: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Plea Bargaining

• Why?

• Same Factors

Page 32: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Victim’s rights

• Right to communicate with Prosecution

• Right to be heard re: plea bargain and to make statement prior to acceptance of plea

• Right to make a statement at sentencing

Page 33: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Prosecutor’s Role v. Judge’s Role

• Charging decisions

• Advocate

• Sentencing Recommendations

• Can be Factfinder

• Neutral

• Sentencing Authority

Page 34: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

And then there are The Juveniles...

Page 35: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

What is a Juvenile?

• Currently less than 17 years old

• As of some date in the future, less than 18 years old

Page 36: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Juveniles Treated As Adults

• Connecticut General Statutes:- Automatic Transfer to Superior Court

- Discretionary Transfer to Superior Court

Page 37: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Juveniles Treated As Adults

• Automatic Transfer- Capital Felony (murder +)

- A Felony

- B Felony

- Or Arson Murder

Page 38: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Juveniles Treated As Adults

• Transfer Upon Motion of Juvenile Prosecutor & Order of Court- C Felony

- D Felony

- Unclassified Felony

- AND...

Page 39: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Juveniles Treated As Adults

• A finding of probable cause to believe child committed act charged

Page 40: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

Juveniles Treated As Adults

• Automatic or Discretionary ~

• Arraigned in courtroom closed to public

• File sealed from public for 10 days

• May be returned to Juvenile Court

Page 41: Connecticut Prosecutors: Factors in Decision Making · • Oath of Office in addition to attorney’s oath ... - Constitutions ... make statement prior to acceptance of plea

"[The prosecutor] is in a peculiar and very definite sense the servant

of the law. . . It is as much his duty to refrain from improper methods. . . as to

use every legitimate means to bring about a just [conviction]."

Berger v. United States, 295 U.S. 78 (1935)