Compliance Risk Management and Compliance in a post-COVID world Tim Edward • December 1st 2020 Virtual Seminar The event begins at 2pm. Delegate registration is open from 1:30pm At a glance £180+VAT; 3hrs CPD 2–5pm December 1st Virtual Seminar Materials Once delegates book the event, you will receive confirmation of your attendance, and a follow-up reminder email shortly before the event. At the event, delegates will receive a comprehensive handbook covering issues raised, including any presentation material. The handbook will be provided hard copy, and these materials will be available to purchase a�ter the event for those unable to attend. → → → → → → → PURSUE EXCELLENCE Email: [email protected] Phone: 0141 314 3682 Book Now → Risk Management and Compliance in a post-COVID world Risk Management and Compliance are now priority areas for all practices and practitioners. Recent changes to regulations have led to firmsand their employees receiving substantial penalties for not adhering to these rules. This course will provide a synopsis of the range of obligations now faced and practical guidance on how to ensure your practice and your firm comply with these. Topics covered will include: A synopsis of Practice Rules, Guidance and Principles for all practising Scottish solicitors A comparison with the SRA Regime in England & Wales and what the future might look like Review of developments in the areas of con�lict of interest and confidentiality A brief review of AML & POCA requirements An update on risk management with focus on remote working and electronic communication A brief look at data management pitfalls and consequences of breach An update on best practice in claims/complaints handling. PURSUE EXCELLENCE PURSUE EXCELLENCE PURSUE EXCELLENCE
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ComplianceRisk Management and Compliance in a post-COVID worldTim Edward • December 1st 2020Virtual Seminar
The event begins at 2pm. Delegate registration is open from 1:30pm
At a glance£180+VAT; 3hrs CPD
2–5pmDecember 1st
Virtual Seminar
MaterialsOnce delegates book the event, you will receive confirmation of your attendance, and a follow-up reminder email shortly before the event.
At the event, delegates will receive a comprehensive handbook covering issues raised, including any presentation material. The handbook will be provided hard copy, and these materials will be available to purchase a�ter the event for those unable to attend.
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PURSUE EXCELLENCE
Email: [email protected]: 0141 314 3682
Book Now →Risk Management and Compliance in a post-COVID worldRisk Management and Compliance are now priority areas for all practices and practitioners. Recent changes to regulations have led to firms and their employees receiving substantial penalties for not adhering to these rules.
This course will provide a synopsis of the range of obligations now faced and practical guidance on how to ensure your practice and your firm comply with these.
Topics covered will include:
A synopsis of Practice Rules, Guidance and Principles for all practising Scottish solicitorsA comparison with the SRA Regime in England & Wales and what the future might look likeReview of developments in the areas of con�lict of interest and confidentialityA brief review of AML & POCA requirementsAn update on risk management with focus on remote working and electronic communicationA brief look at data management pitfalls and consequences of breachAn update on best practice in claims/complaints handling.
PURSUE EXCELLENCEPURSUE EXCELLENCEPURSUE EXCELLENCE
The SpeakerTim Edward has been a partner of Dentons/Maclay Murray & Spens for over 20 years and MLRO/POCA o�ficer for 8 years. He chaired Maclays' Risk Committee and sits on Dentons' UK Business Acceptance Committee. He has served on both the Law Society's Pursuers' Advisory Panel for claims against solicitors and their Master Policy Defence Panel. He is a solicitor advocate and experienced dispute resolution practitioner.
Tim Edward
Email: [email protected]: 0141 314 3682
Unable to attend?If your diary precludes attendance at the event, the course materials will be available for purchase. Please contact us for more information.
CCPD [email protected] 314 3682
Compliance
PURSUE EXCELLENCEPURSUE EXCELLENCEPURSUE EXCELLENCEPURSUE EXCELLENCE
The venue
Risk Management and Compliance in a post-COVID worldTim Edward • December 1st 2020Virtual Seminar
Due to Government guidelines and COVID-19, CCPD will be delivering its seminars online, available on desktop and mobile, to ensure that our customers continue to receive the high-quality training they've come to expect.
Please get in touch if you have any questions, and we look forward to welcoming you in person before long.
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