Page 1 of 24 Reasons for Decision File No. 2018133 IN THE MATTER OF A SETTLEMENT HEARING PURSUANT TO SECTION 24.4 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA Re: De Thomas Wealth Management Corp. Heard: February 14, 2019 in Toronto, Ontario Decision: February 14, 2019 Reasons for Decision: April 25, 2019 REASONS FOR DECISION Hearing Panel of the Central Regional Council: Appearances: Malliha Wilson Chair Brigitte J. Geisler Industry Representative Kenneth P. Mann Industry Representative H. C. Clement Wai ) Counsel for the Mutual Fund Dealers Association of Canada ) ) ) Anthony De Thomasis ) ) President and UDP, De Thomas Wealth Management Corp. )