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Chap 10:Chap 10: Basic design parameters for slope and tunnelBasic design parameters for slope and tunnel
in rockin rock
RockRocktype, orientation and types of weakness planes intype, orientation and types of weakness planes in
rock mass must be verified and assessed during initialrock mass must be verified and assessed during initial
stage of a project through site investigation (SI).stage of a project through site investigation (SI).
During SI, evaluation on geological aspects & detailedDuring SI, evaluation on geological aspects & detailed
assessments on rock mass properties andassessments on rock mass properties and
discontinuities in the field (RQD, RMR & Qdiscontinuities in the field (RQD, RMR & Q--System)System)
should be carried out. Rock cores obtained fromshould be carried out. Rock cores obtained from
drilling can provide ample info on rock properties.drilling can provide ample info on rock properties.
The objectives are to obtain as much reliable andThe objectives are to obtain as much reliable and
objective data as possible.objective data as possible.
oint survey (oint survey (ukurukur kekarkekar) as discussed in Chapter 5 is) as discussed in Chapter 5 is
an essential scope of work during initial fieldan essential scope of work during initial field
assessment. Among the important parameters thatassessment. Among the important parameters that
need to be evaluated include:need to be evaluated include:
-- Types of discontinuities (joint, fault bedding planes)Types of discontinuities (joint, fault bedding planes)
-- Joint aperture (Joint aperture (bukaanbukaan kekarkekar) & matched or filled) & matched or filled
jointjoint
-- Surface texture of joint; roughness & weatheringSurface texture of joint; roughness & weathering
grade.grade.-- Joint orientation (dip angle & dip direction/strike)Joint orientation (dip angle & dip direction/strike)
-- Water conditions in jointWater conditions in joint
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Inclined weakness planes isInclined weakness planes is criticalcritical to any structureto any structure
involving excavation in rock. Thus, parameters such asinvolving excavation in rock. Thus, parameters such as
dip angle and dip direction of the plane must bedip angle and dip direction of the plane must be
determined to verify its effect on the structure.determined to verify its effect on the structure.
Analysis of this data (Analysis of this data (stereonetstereonet projection method)projection method)
indicates the stability of a cut slope in terms ofindicates the stability of a cut slope in terms of
geometrygeometry..
If in terms of geometry the slope is found to be stable,If in terms of geometry the slope is found to be stable,
further verification, in terms of strength & mechanics,further verification, in terms of strength & mechanics,
is necessary (e.g. weathering state, conditions andis necessary (e.g. weathering state, conditions and
shear strength of joint) is necessary.shear strength of joint) is necessary.
Joints (discontinuities) in rockJoints (discontinuities) in rock
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Joints (discontinuities) in rockJoints (discontinuities) in rock
Definition of dip angle, dip direction and strike for an inclined
plane in rock
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Measurement of joint orientation using Bruntons compass.
Fig 10.2 Cross-section of a rock mass with one set of
weakness planes (joints or bedding planes ?) that dips
in 2700 N, dip angle is = 300 .
Proposed cut slope: a-b-c or j-i-h with dip angle = 550.
Chose the most stable slope, in terms of geometry.
This analysis should be undertaken before the slope is
cutThere are 2 conditions for a cut slope to be stable in
terms of geometry:
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Figure 10.2:
Condition 1: If possible, the slope should dip in
opposite direction of the dipping of the weakness
planes. If this is possible then the slope angle
becomes non-critical (depend on other parameters).
Condition 2: If dip direction of the slope is parallel to
the dip direction of the weakness planes, then the
slope angle must be smaller than the dip angle of the
weakness plane ( less than = 550)
Note that slope c-b-e may be more stable than c-b-a
however, aspect on cost on excavation and method forslope stabilisation should be considered accordingly
for the actual excavation. If stabilisation is cheaper
then slope c-b-a is the best choice.
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If in terms of geometry a proposed slope is stable, further
verification on the following factors are essential:
Effect of shear strength of joints on slope stability roughness,
basic friction angle .
Rock strength UCS , Youngs modulus (E), Poissons ratio () &
presence of water in joint.
Long-term effect weathering of joint & rainfall throughout the
service life of the slope.
Effect of these parameters are evaluated during the detaileddesign stage & suitable FOS is applied into the final design of the
slope.
Concept of factor of safety [FOS]:
FOS = [ resisting forces] / [ disturbing forces].
Some of the disturbing forces changes and fluctuates
through time and season: rate of rainfall, weight of
unstable blocks, water in the joint, building of
structure on the slope crest.
Resisting forces: shear strength of weakness plane,
stability imposed by stabilisation methods.
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Inclined joint in rock mass
Critical slope height relative to discontinuity
orientation
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Typical FOS for slopes, based on risk on economy & life.
Consider FIG 22 where an unstable rock block is about to
slide down along a weakness plane (W,, W sin,
W cos& R as defined).
Resisting force = shear stress : = tan + c.
Normal stress acts across the plane (area A) of the sliding
block :
= (W cos)/A (2)
Shear stress = [(W cos)/A] tan + c . . . . . or,
Resisting force, R = .A = c.A + (W cos) tan (3)
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Block with base area A
R
Wsin
WWcos
(Friction = R)
State of limiting equilibrium : resisting forces = disturbingforces (FOS = 1.0), hence;
R = W sin = c.A + (W cos) tan (4)
If c = 0 condition of limiting equilibrium becomes:
W sin = (W cos) tan.
Shear stress = [(W cos)/A] tan + c or,
Resisting force, R = .A = c.A + (W cos) tan.
Limiting equilibrium (i.e. FOS = 1.0) for dry slope is:
(W sin)/(W cos) = tan, or = (5)
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Limiting equilibrium (i.e. FOS = 1.0) for dry slope is:
(W sin)/(W cos) = tan, or
From the definition of FOS, in this case (friction angle) is
the resisting force & (slope inclination) is the disturbing
force hence,
FOS = /.
In addition to the effect of orientation of weakness
planes in rock (as in slope), the following factors are
equally important:
[a] Size of excavation relative to distribution & scale of
weakness planes in rock mass see Figure.
[b] Shape of tunnel in terms of stability & purpose;
ellipse (most stable), circular, hexagonal &
rectangular (least stable).[c] Rock strength (compression, triaxial and tensile). At
tunnel walls induced stress is compression & at tunnel
roof/floor induced stress is tensile (most critical !).
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[d] Stress distribution following excavation (monitored
by instrumentation).
[e] Geological history of the in situ rock (e.g. remnant
stress due to folding & stress distribution due to
geological structures)
(f) Depth of tunnel from surface, effect of over-burden
stress P = gh & no of joint set (RQD).
The design of the tunnel & subsequent excavation
must be ensured so that the construction stresses do
not exceed the strength of the in situ rock.
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Fig 8.4: Effect of depth of structure on conditions of rock mass; at
depth means less number of discontinuities & rock is under
confined condition (p = gh).
FIG. 6.3 shows the distribution of &r around a circular
tunnel. &r are expressed in terms of v(unit stress) & it
is compression (+ve value).
r is radial distance from tunnel centre to a depth in
surrounding rock & a is tunnel radius.
Curves represent distribution of &r around the tunnel, at
various depth into the tunnel surface:
Point (vertical) at depth (r/a) into the rock.
Point (horizontal) at depth (r/a) into the rock.
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Stress
&r
distribution,
due to the effect of vertical
stressv
only, around
circular tunnel, at
horizontal & vertical axis at
depth (r/a) into the rock
Note:
a is the radius of tunnel, r is
depth into rock mass
surrounding the tunnel
Ais a point on the roof at
vertical axis
B is a point on the tunnel
wall at horizontal axis
B
A
3
2
1
0321 4
r/a
r/a
v v
r
r
3
2
1-1
5
4
+1 0
a
r
At tunnel surface or r/a = 1.0:
at Point A : r = 0 & = v(ve, tensile)
at Point B:r = 0 & = 3v(+ve, compression)
At depth r/a > 1, values ofr & change accordingly asshown in the figure.
At point r/a = 4.0 in the rock mass surrounding the tunnel:
at Point A : r =v(compression) & = 0at Point B : r = 0 & =v
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Note that: At point : when r/a > 4, rv& 0 ( does not exist
anymore &r is approachingv).
At a point : when r/a > 4, r 0 &v(rdoes not existanymore & is approachingv).
The zone beyond which &rvis an area where rockmaterial is not affected by the excavation work. The zone
wherevchanges to &r is termed yield zone i.e. zoneaffected by the excavation. If value of
&
r
are greater
than the strengths of rock mass then, tunnel will fail.
As soon as a tunnel is excavated, surrounding rock mass will be
disturbed formation of yield zone. Design & method of construction
must be carefully considered so that disturbance to surrounding
rock is reduced (thinner yield zone, less affected volume).
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It can be inferred that when a circular opening is excavatedin an ideal rock (elastic, homogeneous), and it is subjectedto a stress in one axis only (z (= gz)), this will induce:
a stress, 3-times higher in value & compressive, actingperpendicular to the first axis.
another stress, of similar value but tensile, acting parallel tothe first axis.
See Case I and Case II in the following figures
Fig 6.4: Case I: whenv 0 &h = 0
v
3v
v
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Fig 6.5: Case II: when v= 0 andh 0
h
h
3h
Law of superposition - case I impose onto case II, & substituting
h = [/(1)]v
v + 3[ /(1 )] v
3 v [ /(1 )] v
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In general, excavation of tunnel in strong & massive
rock at a deeper depth (stress-controlled, P = gh) is
relatively easier than excavation in weak & fractured
rock at shallower depth or near surface (structurally-
controlled).
For civil engineering work, tunnels are generally
located at shallow depth (e.g. highway & LRT tunnel)
Deep tunnels/underground spaces are usually
associated with mining activities & radio activedisposal.