Chapter 3 Clinical Assessment and Diagnosis
Dec 22, 2015
Chapter 3
Clinical Assessment and Diagnosis
Assessing Psychological Disorders
• Purposes of clinical assessment– To understand the individual– To predict behavior– To plan treatment– To evaluate treatment outcome
• Diagnosis – the process of determining whether the individual meets the criteria for a psychological disorder
Key Concepts in Assessment
• Reliability– Consistency in measurement– Examples include test-retest and inter-rater
reliability
• Validity– What an assessment approach measures and how
well it does so– Examples include concurrent, discriminant, and
predictive validity
Key Concepts in Assessment
• Standardization– Ensures consistency in the use of
a technique– Provides population benchmarks
for comparison– Examples include structured
administration, scoring, and evaluation procedures
The Clinical Interview and Physical Exam
• Clinical interview– Most common clinical assessment method– Structured or semi-structured
The Clinical Interview and Physical Exam
• Mental status exam– Appearance and behavior– Thought processes– Mood and affect– Intellectual functioning– Sensorium
• Semistructured clinical interviews (DICA, ADIS - IV)• Physical exam
Behavioral Assessment and Observation
• Behavioral assessment– Focus on the present – here and now– Direct observation of behavior-environment relations– Purpose is to identify problematic behaviors and situations– ABCs – Identify antecedents, behaviors, and consequences
ABC Chart
Behavioral Assessment and Observation
• Behavioral observation and behavioral assessment– Can be either formal or informal– Self-monitoring vs. being observed by others– Problem of reactivity using direct observation
• Behavior Rating Scales– Expanded Brief Psychiatric Rating Scale
12
Rorschach Inkblot Test
10 inkblots - designed by Hermann Rorschach.
1884-1922
13
Thematic Apperception Test (TAT)
Developed by Henry Murray (1893-1988),
Psychological Testing and Objective Tests
• Objective tests – Roots in empirical tradition – Test stimuli are less ambiguous– Require minimal clinical inference in scoring and
interpretation
• Personality tests– Minnesota Multiphasic Personality Inventory
(MMPI)– Extensive reliability, validity, and normative
database
Psychological Testing and Objective Tests
• Intelligence tests– Nature of intellectual functioning and IQ– The deviation IQ– Verbal and performance domains
• Stanford-Binet V• WPPSI – III• WISC – IV• WAIS - III
Neuropsychological Testing
• Purpose and goals– Assess broad range of skills and abilities– Goal is to understand brain-behavior relations
• Examples– NEPSY– The Delis-Kaplan Executive Function System
• Problems– False positives – False negatives
Peeking Inside the Brain
Electroencephalograph(EEG)
Computed tomography(CT) Magnetic resonance Imaging (MRI)
Positron emissiontomography(PET)
The EEG has been admitted in court as another method of lie detection, alternately referred to as “brain fingerprinting.”
fMRI
Psychophysiological Assessment
• Uses of routine psychophysiological assessment– Disorders involving a strong emotional component
• Examples– PTSD, sexual dysfunctions, sleep disorders– Headache and hypertension
Diagnosing Psychological Disorders: Foundations in Classification
• Diagnostic classification– Classification is central to all sciences– Assignment to categories based on shared
attributes or relations
Diagnosing Psychological Disorders: Foundations in Classification
• Idiographic strategy – What is unique about an individual’s personality,
cultural background, or circumstances
• Nomothetic strategy – Identifying a specific psychological disorder, to
make a diagnosis
Diagnosing Psychological Disorders: Foundations in Classification
• Terminology of classification systems– Taxonomy – classification in a scientific context– Nosology – taxonomy in psychological/medical
phenomena– Nomenclature – nosological labels (e.g., panic
disorder)
Issues with Classifying and Diagnosing Psychological Disorders
• Categorical and dimensional approaches– Classical (or pure) categorical approach – strict
categories– Dimensional approach – classification along
dimensions– Prototypical approach – combines classical and
dimensional views
Diagnostic and Statistical Manual of Mental Disorders (DSM-IV-TR) LO 14.3 What are the different types of psychological disorders?
Axis VGlobal Function
Axis VGlobal Function
Level of functioning in daily living
Axis IIPersonality & Retardation
Axis IIPersonality & Retardation
Maladaptive personality traits and brain development issues
Axis IIIGeneral Medical
Axis IIIGeneral Medical
Medical conditions
that affect a mental
disorder
Social & environmental problems impacting treatment
Axis IVPsychosocial& Environment
Axis IVPsychosocial& Environment
Report disorders/conditions requiring clinical attention
Axis IClinical Disorders
Axis IClinical Disorders
DSM-IV-TR Axes
Axis I Disorders
Unresolved Issues in the DSM-IV-TR
• The problem of comorbidity– Defined as two or more disorders for the same
person– High comorbidity is the rule, clinically– Threatens the validity of separate diagnoses
• Labeling issues and stigmatization• DSM-5 – Due out May 2013
Basic Components of Research
• Starts with a hypothesis or “educated guess”– Not all hypotheses are testable.– Hypotheses in science are formulated so that they
are testable.
Basic Components of Research
• Research design– A method to test hypotheses– Independent variable• The variable that causes or influences behavior
– Dependent variable • The behavior influenced by the independent variable
Considerations in Research Design
• Internal validity vs. external validity– What is internal validity? – What is external validity?
• Ways to increase internal validity by minimizing confounds– Use of control groups– Use of random assignment procedures
Statistical versus Clinical Significance
• Statistical methods – branch of mathematics– Helps to protect against biases in evaluating data
• Statistical vs. clinical significance– Statistical significance – are results due to chance?– Clinical significance – are results clinically
meaningful?– Statistical significance does not imply clinical
meaningfulness
Statistical versus Clinical Significance
• Balancing statistical versus clinical significance– Evaluate effect size– Evaluate social validity
• Generalizability and the patient uniformity myth
• The “average” client
Studying Individual Cases
• Case study method– Extensive observation and detailed description of
a client– Foundation of early historic developments in
psychopathology
• Limitations– Lacks scientific rigor and suitable controls– Internal validity is typically weak– Often entails numerous confounds
Research by Correlation
• The nature of correlation– Statistical relation between two or more variables– No independent variable is manipulated– Range from –1.0 to 0 to +1.0– Negative vs. positive correlation
Research by Correlation
• Limitations– Does not imply causation– Problem of directionality
• Epidemiological research – an example of the correlational method– Incidence, prevalence, and course of disorders– Examples – AIDS, trauma following disaster
Research by Experiment
• Epidemiology– the study of the incidence, distribution, and
consequences of a particular problem or set of problems in one or more populations
Research by Experiment
• Nature of experimental research– Manipulation of independent variables– Attempt to establish causal relations
• Group experimental designs– Control groups– Placebo vs. double-blind controls
Research by Experiment
• Comparative treatment designs– Type of group design– Compare different forms of treatment in similar
persons– Addresses treatment process and outcome
Single-Case Experimental Designs
• Nature of single subject design– Rigorous study of single cases– Varied experimental conditions and time– Repeated measurement– Evaluation of variability, level, and trend– Premium on internal validity
• Types of single-subject design– Withdrawal designs– Multiple baseline designs
Genetic Research Strategies
• Strategies used in genetic research– Family studies – behaviors/emotional traits in
family members– Adoptee studies – separate environmental from
genetic factors– Twin studies – psychopathology in fraternal vs.
identical twins– Genetic linkage and association studies – sites of
defective genes
Studying Behavior Over Time
• Time-based research strategies– Cross-sectional designs and the cohort effect – Longitudinal designs and the
cross-generational effect– Sequential designs – combine both strategies
• Assets and liabilities of time-based research strategies
Figure 1.6
The Nature of Programmatic Research and Research Ethics
• Research ethics: institutional review boards (IRB) & the APA ethics code – Informed consent –Competence – ability to
provide consent– Voluntarism – lack of coercion – Full information – necessary information to make
an informed decision– Comprehension – understanding about benefits
and risks of participation