Law, Social Change, and the Class Struggle Chapter 11
Law, Social Change, and the Class StruggleChapter 11
What is Social Change?• Defined• Some may seem trivial
Can still generate own momentum
• Was time in history when hardly any occurred Small and isolated cultures
• Those who most stoutly resist are ones who gain most from status quo
• Tensions can occur when change is induced Most work themselves out without conflict
The Law as a Cause of Social Change• Historically only had minor role
Has hugely increased over past two centuries
• Law is mostly reactive• Tendency to view law as barrier to change
Consists of things resistant to change
• Disraeli (Ashford, 1990) French (1789) and Russian (1917) revolutions versus
English (1688) and American (1776) revolutions
The Law as a Cause of Social Change• Law can be independent source of change• Two views:
Conservative Active use of law to generate social change is wrong Law must be natural extension of social custom
Other view: Too many customs in United States for law to be based on
only one Law instead based on general, abstract, universalistic
principle of justice
Social Movements, the Law, and Social Change• Reciprocal relationship between law and social
change Sometimes social conditions give rise to changes in law,
sometimes it is the reverse
• Law is not isolated phenomenon• Role of law most often facilitative• When enough people involved in process, it is
called a social movement
Social Movements, the Law, and Social Change• Social movement defined
Charles Tilly (1984)
• Law provides important terrain to exploit when pursuing goals
• Politics of social movements depend on democracy• Before judiciary interpreted Constitution
Social movements unlikely to go anywhere without violence
Social Movements, the Law, and Social Change• Contagion effect can occur
Defined
• Ebb and flow depending on historical period Some more “contagious” than others
• Examples of social movements: Worker’s rights Rights of gays and lesbians Abortion rights Women’s rights Minority and racial/ethnic rights
Typical Role of Law in Social Change
Alcohol use causes crime
4th Amendment rights need protecting
LegislaturesCourts
Civil Rights Acts 18th Amendment (Prohibition)
Exclusionary rule
Racial segregation is
wrongBusiness
should be regulated
Sherman Anti-Trust Act
Social Demands:
Legislative Acts/Judicial Decisions:
British Law and the American Revolution• Were it not for number of British legal decisions,
colonists may have been loyal• British laws after French and Indian Ears designed
to force colonists to pay share of war expense Mutiny Act of 1765 Sugar Act of 1774 Stamp Act of 1765 Proclamation Act of 1763
• Colonists used British law to oppose acts
British Law and the American Revolution• Judicial rulings may have contributed
Somerset v. Stewart (1772) Joseph Knight v. Wedderburn (1778)
• Americans considered Revolution to be legal declaration of divorce Based on British constitution Believed King George had overstepped authority
Placed himself above law
Law and Social Engineering in the Former USSR• Pre-USSR law suppressed social change and
retarded social progress• USSR used law to force social change• Have been five Soviet constitutions since 1918
Have been longer and more detailed Changing sometimes as frequently as once a day All guaranteed certain rights All set forth certain obligations
Law and Social Engineering in the Former USSR• Russian experience shows written constitutions not
guarantee of political freedom• Officially, legal system conducted in conformity to
Weber’s formal rationality In reality conformed to substantive irrationality
Substance provided by Marxist ideology Legal decisions made on ad hoc basis Use of vague concepts allowed for ex post facto laws to be
passed
Law and Social Engineering in the Former USSR• Soviets viewed law as force for social change
Mold attitudes and behaviors in any way government deemed appropriate
Ultimate goal was dictatorship of proletariat
• During early days Western concepts of law thrown out Favored Soviet legalism Soviet flip-flop on “bourgeois family”
Law and Social Engineering in the Former USSR• Party passed legislation to destroy the family
Had devastating consequences Results
• Soviets quickly reversed when damage was assessed Experience points to both power of law to induce social
change and to its limits
• Law coupled with police tactics can result in social change
• Law based on custom is more efficient
The U.S. Supreme Court and Social Change• Ultimate source of law in America is Constitution
Supreme Court is ultimate legal authority
• Supreme Court is source of change Much of their record supports both consensus and
conflict theories of law
• How have these used this power? Rosenberg’s (1991) two views of USSC’s ability to induce
social change Dynamic view Constrained view
The Supreme Court’s Power: Dynamic View• Court can be more effective than other government
institutions in bringing about social change Free of election concerns Can act in face of public opposition
The Supreme Court’s Power: Constrained View• Court can rarely produce significant social change
due to three constraints Bounded nature of constitutional rights Lacks necessary independence from other branches of
government Lacks tools to develop policies and implement decisions
The Supreme Court’s Power: Constrained View• Does not mean courts do not matter
Social policy and political events are more salient Courts have indirect effect on change
• USSC has created little social change unless all three forms of opposition have been absent
• Dynamism can exist when coupled with USSC’s main resource: Legitimacy
The Legitimacy Basis of the Court’s Power• Constrained by lack of power of purse and sword
Court must rely more on power of legitimacy
• Legitimacy defined Authority
• Weber’s (1968) three types of authority1. Traditional2. Charismatic3. Rational-legal
• Supreme Court enjoys all of these
The Legitimacy Basis of the Court’s Power: Traditional Authority• Court is almost as old as Republic itself
Hard to imagine being without it
• Tradition has powerful hold on psychology of people Often invested with kind of quasi-divine inspiration Rarely any questioning of this type of authority Always been there
• May be maintained even in face of criticism if buttressed by charismatic authority
The Legitimacy Basis of the Court’s Power: Charismatic Authority• Defined• Rests on some extent to use of quasi-religious
myths and symbols Designed to arouse feelings of worship and reverence
• Court’s actions and refusals support impression of “otherworldliness”
The Legitimacy Basis of the Court’s Power: Rational-Legal Authority• Derived from rules rationally and legally enacted• Court provided for in Article III of Constitution
How far was power originally intended is matter of contention
• Framers intent on issue of judicial review Marbury v. Madison (1803) Intended or overstepping?
The Legitimacy Basis of the Court’s Power• Rosenberg (1991)
Court could not have as much power without cooperation from other branches
Cooperation forthcoming due to view of Court as more useful rather than a nuisance
Do not worry about reelection like legislators
• Some see role as major threat to validity of American political system
Justice Anthony Kennedy: The Most Powerful Man in the United States?• Recent Court decisions lend more support to
dynamic model• Kennedy has been dubbed “most powerful man in
America” Is only political centrist on Court Provides so-called swing vote on divisive social issues
• Despite arguments to contrary, Court is highly politicized institution
Justice Anthony Kennedy: The Most Powerful Man in the United States?• Prior to February 2016 (death of Justice Antonin
Scalia), the Court had: Four solid liberals Four solid conservatives
• Some exceptions apply• Votes simply canceled each other out
Makes Kennedy’s vote only one that really matters
• His one vote has more input than all the 435 representatives and 100 senators at federal level combined As well as all state and local legislators combined
Interpreting the Constitution: Strict Construction or Living Document?• Conservative presidents tend to nominate those
who believe Court’s task is to take Constitution as it finds it
• Strict constructionism Asserts judges must not place in own interpretations
under any circumstances
• Constitutional fundamentalists• Would have very little role in social change
Captives of eighteenth-century thinking
Interpreting the Constitution: Strict Construction or Living Document?• Strict constructionists would point out that
important equity issues are proper domains of Congress Not Supreme Court
• Congress can amend Constitution Until they do, Court is bound to find only that which is
there Slavery and changes by legislative branch, not Court
Interpreting the Constitution: Strict Construction or Living Document?• Judicial activism
Defined
• Active justices have found ideas in the penumbras of the Constitution Framers never conceived
• Modern critics call this judicial governance Clear violation of separation of powers
• United States v. Windsor (2012)
Interpreting the Constitution: Strict Construction or Living Document?• Judicial activism often viewed as synonymous with
view that Constitution is “living, breathing document” Lex non scripta Flexible documents and traditions added over centuries
• Purposefully written in generalities In need of interpretation by others in different times Confronted with issues Framers could not envision
The Supreme Court and the Class Struggle• Extreme concentration of wealth leads to de facto
plutocracy Functions beneath “official” government Defiles very ideas of justice and democracy
• Democratic governments have responded to demands for social change in three ways
• Equity efforts resisted everywhere by wealthy classes and their political parties United States most successful Supreme Court has guarded interests
The Supreme Court and the Class Struggle• Many think justices are servants to Constitution
If so, ideological composition of Court should not matter Reality
• Founding fathers believed human nature is not to be trusted Democracy not to be trusted unless limited by
boundaries
• U.S. Constitution is economic document that favors moneyed business class
The Fourteenth Amendment and Business Interests• Constitution has always been bastion for upper
class Fletcher v. Peck (1810)
• Fourteenth Amendment Passed in 1868 Created to protect most deprived members of society
• USSC used it to protect rich business interests against working-class interests Santa Clara Co. v. Southern Pacific R.R. Co. (1886)
The Fourteenth Amendment and Business Interests• After precedent set, business interests could seek
judicial injunctions against strikes with relative ease• Courts able to use by defining
Person very broadly as any body of people Property to include business profits
• Courts opened floodgates to tide of judicial attacks on state laws
The Fourteenth Amendment and Business Interests• Sherman Anti-Trust Act (1890)
Designed to place controls on business Used by Court as hammer against working class United States v. E.C. Knight (1895) In re Debs (1895) Loewe v. Lawlor (1908)
• Late nineteenth and early twentieth centuries Court legitimized “law of the jungle” Lochner v. New York (1905) Hammer v. Dagenhart (1918) Adkins v. Children’s Hospital (1923)
The Fourteenth Amendment and Business Interests• Similar case outcomes throughout 1930s and after
Schechter Poultry Corp v. United States (1935) Louisville Bank v. Radford (1935) United States v. Butler (1936)
• Spurred congressional action to suppress Court Norris-La Guardia Act (1932) National Labor Relations (Wagner) Act (1935)
The Fourteenth Amendment and Business Interests• Allied Structural Steel v. Spannous (1978)• National Labor Relations Board v. Bildisco (1983)• Pollock v. Farmer’s Loan and Trust Company (1895)
Social Justice, Equality and Freedom: A Debate• Concept of equality has many positive connotations
carried over from great struggles of past for legal and political equality
• United States has reached point where all individuals, classes, and races are guaranteed equality before law Some want to go beyond and demand “social justice”
• Voltaire Legal and political equality are natural equalities
The Argument for Social Justice• Ideal demands embrace of equality of “goods and
power” regardless of so-called talent and effort• John Rawls
Talent and effort part of “superior character” Did not believe anyone should benefit from it
Can neither blame nor praise people for what they can or cannot accomplish Given genes and environment that influence developmental
trajectories
The Argument for Social Justice• Karl Marx
People should not benefit from superior abilities Capitalist meritocracy unfair Distributive justice provides “superior” people with more
Natural superiority they did nothing to deserve Natural talents and benefits derived from them belongs
to society, not person who is lucky to have them Principle of social justice assets
The Argument for Social Justice• Argued all Marxist societies have failed
None were true Marxist societies
• Rawl’s “original position” Those charged with developing social system do so
under “veil of ignorance” Individuals accept principle of equality as prime facie
obligation Theory separates distributive justice from capitalist
notion of desert Inequality acceptable if it is to advantage worst off
individuals Difference principle
The Argument against “Social Justice”• Not that we value inequality; rather, income
inequality is natural outcome of free individuals in spontaneous competitive system Any attempt to interfere is major threat to freedom
• Fairness appeals to moral sentiments Process by which we expect to “make things right” Sympathy does not tell us how one’s position in life
coheres with this moral issue
The Argument against “Social Justice”• Fairness saturated with contradictory notions
Viewed as equal opportunity process Process can be guarded by law Unequal outcomes fair if process is fair
• With rules and standards of judgment held constant, only things that vary are qualities that individuals bring
The Supreme Court and the Class Struggle• Society concerned with justice
Must do what it can for those plagued by misfortunes
• Society concerned with liberty Knows nature does not produce state of equality
• Quest for “social justice” is dangerous utopian dream leading to totalitarianism Anyone who doubts this knows nothing of human nature
The Supreme Court’s Role in Inducing Social Change• Social change has been hallmark of American
society since its beginning• Law has played active role in molding it• Supreme Court continually expanded power of
federal government relative to that of individual states Has served as nation builder
Bringing the Country Together through Case Law• Supreme Court has expanded role and have done
much to mold common national identity• Supreme Court used Supremacy Clause
Article VI of Constitution
• Fletcher v. Peck (1810) Court set stage for jurisdiction over state legislatures
Bringing the Country Together through Case Law• Martin v. Hunter’s Lessee (1813)• Marshall Court: Molding national identity
McCulloch v. Maryland (1819) Gibbons v. Ogden (1824)
• Combined impact of previous cases did much to integrate and unite the states Generated feelings of being citizens of the United States
as well as their individual states
Bringing the Country Together through Case Law• Tide of disunity generated by existence of slavery
opposed tide of national unity• Taney Court: states’ rights take precedent
Scott v. Sandford (1857) West Coast Hotel Co. v. Parrish (1937)
The Activism of the Warren and Burger Courts• Court became major catalyst for change under
Chief Justice Earl Warren (1953-1969) Brown v. Board of Education of Topeka (1954)
One of the most famous of all Supreme Court cases Plessy v. Ferguson (1896) Engel v. Vitale (1962) Roe v. Wade (1973)
• These decisions have become institutionalized and accepted Especially among younger generations