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Chap13 Fading Channels I

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    Digital CommunicationsChapter 13 Fading Channels I: Characterization and Signaling

    Po-Ning Chen

    Institute of Communication Engineering

    National Chiao-Tung University, Taiwan

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    13.1 Characterization of fading multipath

    channels

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    The multipath fading channels with additive noise

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    Time spread phenomenon of multipath channels(Unpredictable) Time-variant factors

    DelayNumber of spreads

    Size of the receive pulses

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    Transmitted signal

    s(t) = Res(t)e2fct

    Received signal in absence of additive noiser

    (t

    )=

    c

    (; t

    )s

    (t

    )d

    =

    c(; t)Res(t )e2fc(t)d= Re

    c(; t)e 2fcs(t )d e2fct= Res(t) c(; t)e 2fc

    c(;t) e2fct

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    Note that now it is not appropriate to write s(t) c(t)because t and are now specifically for time argument andconvolution argument!

    We should perhaps write s(t) c() and s(t) c(; t),which respectively denote:

    s(t) c() =

    c()s(t )dand

    s

    (t

    ) c

    (; t

    )=

    c

    (; t

    )s

    (t

    )d.

    From the previous slide, we know

    c

    (; t

    )= c

    (; t

    )e 2fc and c

    (; t

    )=

    c

    (; t

    ).

    Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 6 / 110

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    Rayleigh and Rician

    The measurement suggests that c

    (; t

    )is a 2-D Gaussain

    random process in t (not in ), which can be supported by thecentral limit theorem (CLT) because it is the the sum effectof many paths.

    If zero mean,

    c

    (; t

    )is Rayleigh distributed. The

    channel is said to be a Rayleigh fading channel

    If nonzero mean, c(; t) is Rician distributed. Thechannel is said to be a Rician fading channel

    When diversity technique is used, c(; t) can be well modeledby Nakagami m-distribution.

    Detail of these distributions can be found in Section 2.3.

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    13.1-1 Channel correlation functions and

    power spectra

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    Assumption (WSS)

    Assume c

    (; t

    )is WSS in t.

    Rc ( , ; t) = E{c(; t+t)c (; t)}is only a function of time difference t.

    Assumption (Uncorrelated scattering or US of a WSS channel)

    For , assume c(; t1) and c(; t2) are uncorrelated forany t1, t2.

    is the convolution argument and actually represents the

    delay for a certain path.

    Assumption (Math definition of US)

    Rc ( , ; t

    )= Rc(

    ; t

    )

    (

    )Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 9 / 110

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    Discussions

    It may appear unnatural to define the autocorrelationfunction of a channel impulse response using the Dirac

    delta function.

    However, we have already learned that is theconvolution argument, and

    (

    )is the impulse response

    of the identity channel. This hints somehow theconnection between channel impulse response andDirac delta function.

    Recall that a WSS white (noise) process z() is definedbased onE

    [z

    (

    )z

    (+

    )]=

    N0

    2

    (

    ).

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    Discussions

    We can extensionally view that the autocorrelation functionof a 2-dimensional WSS white noise z

    (; t

    )is defined as

    E[z(; t1)z(+ ; t2)] = N0(t1, t2)2

    ().US indicates that the accumulated power correlation from all

    other paths is essentially zero!

    Some researchers interpret US as zero-correlationscattering. So, from this, they dont interpret it as

    E[z(; t1)z

    (+ ; t2)] = E[z(; t1)]E[z

    (+ ; t2)] = 0,which requires zero-mean assumption but simply sayE

    [z

    (; t1

    )z

    (+ ; t2

    )]= 0 when 0.

    Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 11 / 110

    M l i h i i fil f US WSS h l

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    Multipath intensity profile of an US-WSS channel

    The multipath intensity profile or delay powerspectrum for a US-WSS multipath fading channel is

    given by: Rc () = Rcell (; t= 0) .It can be interpreted as the average signal powerremained after delay :

    Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 12 / 110

    M l i h d f US WSS h l

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    Multipath spread of an US-WSS channel

    The multipath spread or delay spread of a US-WSSmultipath fading channel

    The range of over which Rc() is essentially nonzero;it is usually denoted by Tm.

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    Each corresponds to one path.No Tx power will remain at Rx after for path with delay > Tm.

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    T f f ti f lti th f di h l

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    Transfer function of a multipath fading channel

    The transfer function of a channel impulse response c(; t

    )is

    the Fourier transform with respect to the convolutionalargument :

    C

    (f; t

    )=

    c

    (; t

    )e 2f d

    Property: If c

    (; t

    )is WSS; then so is C

    (f; t

    ).

    The autocorrelation function of WSS C(f; t) is equal to:RC(f, f; t) = EC(f; t+t)C (f; t)

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    With an additional US assumption,

    RC

    (f, f; t

    )= EC(f; t+t)C

    (f; t)= E

    c(; t+t)e 2f d

    c (; t)e2f d=

    Rc

    (; t

    )

    (

    )e2(ff) dd

    =

    Rc (; t) e 2ff1 d1= RC

    (f; t

    )For a US-WSS multipath fading channel,RC(f; t) = EC(f+f; t+t)C (f; t)This is often called spaced-frequency, spaced-timecorrelation function of a US-WSS channel.

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    C h t b d idth

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    Coherent bandwidth

    RC (f; t) = Rc (; t) e 2(f) dFor the case of t= 0, we have

    RC (f)spaced-frequencycorrelation function

    =

    Rc () e 2(f) dRecall that Rc() = 0 outside [0,Tm).In freq domain, (f)c = 1Tm is correspondingly calledcoherent bandwidth.

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    Example

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    Example.

    Give Rc

    (

    )= 107

    (107

    )for 0 < 100 ns. Then,

    RC(f) = 107

    42(f)2 e 2107f 1 12f .

    RC(f)RC(0) Rc

    (

    )Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 19 / 110 Coherent bandwidth

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    Coherent bandwidth

    Since the channel output due to input s(t

    )is equal to:

    r(f) = s(f)C(f; t),where we abuse the notations to denote the Fourier transformsof r

    (t) and s(t) as r(f) and s(f), we would sayr(f) = s(f)C(f; t)will have weak (power) affection on

    r(f+f) = s(f+f)C(f+f; t)when f>

    (f

    )c.

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    If signal transmitted bandwidth

    B> (f)c, the channel is calledfrequency selective.

    If signal transmitted bandwidthB< (f)c, the channel is calledfrequency non-selective.

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    For frequency selective channels, the signal shape is moreseverely distorted than that of frequency non-selectivechannels.

    Criterion for frequency selectivity:

    B> (f)c 1T

    >1

    Tm T < Tm.

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    Time varying characterization: Doppler

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    Time varying characterization: Doppler

    Doppler effect appears via the argument t.

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    Doppler power spectrum of a US-WSS channel

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    Doppler power spectrum of a US WSS channel

    The Doppler power spectrum is

    SC() =

    RC(f= 0; t)e 2(t)d(t),where is referred to as the Doppler frequency.

    Bd = Doppler spread is the range such that SC() isessentially zero.(t)c = 1Bd is called the coherent time.If symbol period T >

    (t

    )c

    , the channel is classified as

    Fast Fading.I.e., channel statistics changes within one symbol!

    If symbol period T < (t)c

    , the channel is classified asSlow Fading.

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    Scattering function

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    Scattering function

    Summary:

    Rc(; t) Channel autocorrelation function1-D FT:

    RC

    (f; t

    )= F

    {Rc

    (; t

    )}Spaced-freqspaced-timecorrelation func

    S(;) = Ft{Rc(; t)} Scattering function2D FT: ??? = F,t{Rc(; t)}RC

    (f; t

    )1-D FT: ??? = Ff{RC(f; t)}SC(f;) = Ft{RC(f; t)} Doppler powerspectrum (f= 0)2D FT: S

    (;

    )= Ff,t

    {RC

    (f; t

    )}Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 26 / 110 Scattering function

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    Scattering function

    The scattering function can be used to identify delayspread and Doppler spread at the same time.

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    Example. Medium-range tropospheric scatter

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    Example. Medium range tropospheric scatter

    channel

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    Example study of delay spread

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    p y y p

    The median delay spread is the 50% value, meaning that50% of all channels has a delay spread that is lower than themedian value. Clearly, the median value is not so interestingfor designing a wireless link, because you want to guaranteethat the link works for at least 90% or 99% of all channels.

    Therefore the second column gives the measured maximumdelay spread values. The reason to use maximum delayspread instead of a 90% or 99% value is that many papersonly mention the maximum value. From the papers that do

    present cumulative distribution functions of their measureddelay spreads, it can be deduced that the 99% value is only afew percent smaller than the maximum delay spread.

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    Measured delay spreads in frequency range of 800M to 1.5GHz (surveyed by Richard van Nee)

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    Measured delay spreads in frequency range of 1.8 GHz to 2.4GHz (surveyed by Richard van Nee)

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    Measured delay spreads in frequency range of 4 GHz to 6 GHz(surveyed by Richard van Nee)

    Conclusion by Richard van Nee: Measurements done atdifferent frequencies show the multipath channelcharacteristics are almost the same from 1 to 5 GHz.

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    Jakes model: Example 13.1-3

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    p

    Jakes modelA widely used model for Doppler power spectrum is the

    so-called Jakes model (Jakes, 1974)RC(t) = J0(2fm(t))

    and

    SC() = 1

    fm

    1

    1

    (fm)

    2,

    fm

    0, otherwise

    where

    fm = vfc

    c is the maximum Doppler shift

    v is the vehicle speed (m/s)

    c is the light speed (3 108 m/s)fc is the carrier frequency

    J0

    (

    )is the zero-order Bessel function

    of the first kind.

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    Jakes model: Example 13.1-3

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    Difference in path length

    L = (L sin())2 + (L cos() + v t)

    2 L

    = L2 + v2(t)2 + 2L v t cos() LPhase change = 2 L(cfc)

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    Estimated Doppler shift

    m = limt0

    12

    t

    =1

    c

    fc

    limt0

    L2 + v2(t)2 + 2L v t cos() L

    t

    = vfcc

    cos() = fm cos()Example. v = 108 km/hour, fc = 5 GHz and c= 1.08 10

    9

    km/hour.

    m = 500cos() Hz.This is ok because 500 Hz5GHz = 0.1 ppm.

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    Jakes model

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    Here, a rough (and no so rigorous) derivation is provided for

    Jakes model.

    Just to give you a rough idea of how this model is obtained.

    Suppose

    (t

    )is the delay

    of some path.

    (t) = limt0 (t+t)(t)t= limt0

    L+Lc

    L

    c

    t

    = limt0L

    ct

    = vc

    cos() (t) v

    ccos()t +

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    A ( ) ( )( ) d i i d d f ( )

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    Assume c(; t) c(t)() and is independent of c(t).c

    (; t

    ) c

    (t

    )

    (

    )e 2fc(t)

    = c(t)()e 2fc vc cos()t+= c(t)()e 2fce 2fm cos()t

    Rc(; t) =

    E [c(; t + t)c

    (; t)] d= E c(t + t)()e 2fce 2fm cos()(t+t)c

    (t

    )

    (

    )e2fce2fm cos()t

    = E [c(t)c(t + t)]E e 2fm cos()t ()Recall Rc( , ; t) = Rc(; t)( ).

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    RC(f= 0; t)=

    Rc(; t)d=

    E

    [c

    (t

    )c

    (t+ t

    )]E

    e 2fm cos()t

    (

    )d

    = E [c(t)c(t + t)]E e 2fm cos()t= E [c(t)c(t + t)] J0(2fm(t)),

    where the last step is valid if is uniformly distributed over

    [, ).

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    can be treated as uniformly distributed over [, ) and

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    y [ , )independent of attenuation and delay path .

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    Channel model from IEEE 802.11 Handbook

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    A consistent channel model is required to allowcomparison among different WLAN systems.

    The IEEE 802.11 Working Group adopted the followingchannel model as the baseline for predicting multipath for

    modulations used in IEEE 802.11a and IEEE 802.11b,which is ideal for software simulations.

    The phase is uniformly distributed.

    The magnitude is Rayleigh distributed with averagepower decaying exponentially.

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    imax1

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    c(; t) = i=0

    ie i( iTs)

    where

    Ts sampling periodie i N(0, 2i 2) + N(0, 2i 2)2

    i= 20 e

    iTsrms20 = 1 e

    Tsrms

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    R ( ) E [ ( ) ( )]d

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    Rc() =

    E [c(; t)c (; t)]d=

    imax1

    i=0

    E 2i ( iTs)( )d

    =imax1

    i=0

    E 2i ( iTs)=

    imax1

    i=0 2

    0e

    iTs

    rms

    ( iTs)By this example, I want to introduce the rms delay. By definition,the effective rms delay is

    T2rms =

    2Rc()d Rc()d

    Rc()d Rc()d

    2

    =imax1i=0 (iTs)220eiTsrmsimax1i=0 20eiTsrms

    imax1i=0 (iTs)20eiTsrmsimax1i=0 20eiTsrms

    2

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    We wish to choose imax such that Trms rms.

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    Let rms =rmsTs

    , Trms =Trms

    Tsand imax =

    imaxrms

    .

    We obtain

    Trms =

    e1rms

    (1 e1rms

    )2

    i2maxe

    imax

    (1 eimax

    )2

    1

    2rms

    = 2rms 112 + 1240 12rms + i2maxeimax(1 eimax)2 12rmsTaking Trms =

    2rms 1

    12 andi2maxe

    imax

    (1eimax

    )2= 1240 yield

    imax = 10.1072 . . . (or equivalently, imax = 10rms

    Ts).

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    Typical Multipath Delay Spread for Indoor environment (Table 8-1of IEEE 802.11 Handbook)

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    13.1-2 Statistical models for fading

    channels

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    In addition to zero-mean Gaussian (Rayleigh), non-zero-meanGaussian (Rice) and Nakagami-m distributions, there are other

    models for c(; t) have been proposed in literature.Example.

    Channels with a direct path and a single multipath

    component, such as airplane-to-ground communications

    c(; t) = () + (t)( 0(t))where controls the power in the direct path and is

    named specular component, and (t) is modeled aszero-mean Gaussian.Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 47 / 110

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    Example.

    Microwave LOS radio channels used for long-distance

    voice and video transmission by telephone companies inthe 6 GHz band (Rummler 1979)

    c

    (

    )=

    (

    ) e2f0

    ( 0

    )where

    overall attenuation parameter

    shape parameter due to multipath components

    0 time delay

    f0 frequency of the fade minimum, i.e., f0 = arg minfR C(f)Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 48 / 110

    Rummler found that

    1

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    1

    2 f

    (

    )

    (1

    )2.3

    3

    log() Gaussian distributed (i.e., lognormaldistributed)4 0 6.3 ns

    Deep fading phenomenon: At f= f0, the so-called deep fading occurs.

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    13.2 The effect of signal characteristics on

    the choice of a channel model

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    Usually, we prefer slowly fading and frequency

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    y g y

    non-selectivity.

    So we wish to choose symbol time T and transmissionbandwidth B such that

    T W2

    In such case, we shall add a lowpass filter at the Rx.

    where L(f) = 1, f W20 otherwise

    .

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    r t =

    s f C f e2ftdf+ zW t

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    For a bandlimited C f , sampling theorem gives:

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    ( )

    c(t) = n=

    c nW sincWt nWC

    (f

    )=

    c

    (t

    )e 2ftdt

    =

    1W

    n=

    c nW e 2fnW, f W20, otherwise

    Digital Communications: Chapter 13 Ver 2010.09

    .06 Po Ning Chen 94 / 110

    r(t) =

    s(f)C(f)e2ftdf+ zW(t)=

    1 c n W2

    s f e 2f(tnW)df + zW t

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    W

    n=

    c

    W

    W

    2

    s

    (f

    )e df+ zW

    (t

    )= 1W

    n=

    c nW

    s t nW

    + zW(t)=

    n=

    cn s

    t

    n

    W

    + zW

    (t

    ), where cn =

    1

    Wc

    n

    W

    For a time-varying channel, we replace c() and C(f) by c(; t)and C

    (f; t

    )and obtain

    r(t) = n= cn(t) s t nW + zW(t)where cn =

    1W

    cn

    W; t .

    Digital Communications: Chapter 13 Ver 2010.09

    .06 Po Ning Chen 95 / 110

    Statistically, c() = 0 for > Tm and < 0.So, c() is assumed band-limited and is also statistically time-limited!Hence, cn = 0 for n < 0 and n > TmW (since = nW > Tm).

    tTm W t t n t

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    r

    (t

    )=

    n=0

    cn

    (t

    ) s

    t

    W+ zW

    (t

    )

    For convenience, the text re-index the system as

    r t =L

    k=1

    ck t s t k

    W+ zW t .

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    13.5-2 The RAKE demodulator

    Di it l C i ti s Ch t 13 V 2010.09

    .06 P Ni Ch 97 / 110

    Assumption (Gaussian and US (uncorrelated scattering)){ck(t)}Lk=1 complex i.i.d. Gaussian and can be perfectly estimatedby Rx.

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    So the Rx can regard the transmitted signal as one of

    v1,(t) =Lk=1 ck(t) s1, t kW

    vM,

    (t

    )=Lk=1 ck

    (t

    ) sM,

    t k

    W

    So slide 4-162 said:Coherent MAP detectionm = arg max

    1mMRe

    r

    vm,

    = arg max

    1mMRe

    T

    0r

    (t

    )vm,

    (t

    )dt

    = arg max1mM

    Re Lk=1

    T

    0r(t)ck(t)sm, t k

    Wdt

    Um

    Di it l C i ti Ch t 13 V 2010.09

    .06 P Ni Ch 98 / 110

    Discussions on assumptions:We assume:s(t) is band-limited to W.c is causal and time-limited to Tm and, at the same time,b d li it d t W

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    ( )band-limited to W.

    W (f)c = 1Tm (i.e., L WTm 1) as stated in page 879in textbook.

    The definition of Um requires T Tm (See page 871 in

    textbook) such that the longest delayed version

    s(t LW) = s(t WTmW) = s(t Tm)is still well-confined within the integration range

    [0,T

    ). As a

    result, the signal bandwidth is much larger than 1T; RAKEis used in the demodulation of spread-spectrum signals!WT WTm 1 W

    1T

    .

    Di it l C i ti Ch t 13 V 2010.

    09.

    06 P Ni Ch 99 / 110

    M = 2 case

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    The receiver collectsthe signal energy fromall the received paths,which is somewhat anal-ogous to the gardenrake that is used to

    gather together leaves,hays, etc. Consequently,the name RAKE re-ceiver has been coinedfor this receiver struc-

    ture by Price and Green(1958). (I use sm,, but the textuses s,m.)

    Di it l C i ti Ch t 13 V 2010.

    09.

    06 P Ni Ch 100 / 110

    Alternative realization of RAKE receiver

    The previous structure requires M delay lines.

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    We can reduce the number of the delay lines to one by thefollowing derivation.

    Let u= t tW

    .

    Um = Re Lk=1

    T

    0r(t)ck(t)sm, t kWdt

    = Re L

    k=1

    T

    0 r u+k

    W ck u+k

    W sm, (u)dtDi i l C i i Ch 13 V 2010

    .

    09.

    06 P Ni Ch 101 / 110

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    Di i l C i i Ch 13 V 2010.

    09.

    06 P Ni Ch 102 / 110

    Performance of RAKE receiver

    Suppose ck t = ck. Then,

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    ( )Um = Re Lk=1

    T

    0r(t)ck sm, t k

    Wdt

    = Re

    L

    k=

    1

    T

    0 L

    n=

    1

    cns1,

    t

    n

    W+ zW

    (t

    )ck s

    m,

    t

    k

    Wdt

    = Re L

    k=1

    L

    n=1

    cnc

    k T

    0s1, t k

    W sm, t k

    Wdt

    +Re

    L

    k=1

    T

    0

    zW

    (t

    )ck s

    m, t

    k

    Wdt

    Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 103 / 110

    Assumption (Add-and-delay property)The transmitted signal is orthogonal to its shifted

    counterparts.

    U d T TT

    t k t k dt i l t

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    Under T Tm,

    T

    0s

    1, tk

    W s

    m, tk

    Wdt is almostindependent of k,and nk = ReT0 zW(t)sm, t kWdtL

    k=1Gaussian

    white because

    {s

    m,

    t k

    W

    }L

    k=1 orthogonal;

    hence, with k = ck,Um = Re L

    k=1

    ck2T0

    s1, (t) sm, (t)dt+

    Re L

    k=1 c

    k T

    0 zW(t)sm, tk

    Wdt=

    L

    k=1

    2k

    Re s1, t , sm, t +L

    k=1

    knk.

    Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 104 / 110

    Therefore, the performance of RAKE is the same as theL-diversity maximal ratio combiner if{k}Lk=1 i.i.d.However, {k = ck}Lk=1 may not be identically distributed.In such case we can still obtain the pdf of b =

    L k (if

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    In such case, we can still obtain the pdf ofb =

    k=1 k (if

    M= 2) from

    characteristic function ofk k( ) = 11 k

    characteristic function ofb =

    L

    k=1 k L

    k=1 k( ) =L

    k=11

    1 k

    The pdf of is then given by the Fourier transform ofcharacteristic function:

    f() =L

    k=1k

    k e

    k

    where k =L

    i=1,ik

    k

    k i.

    Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 105 / 110

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    Then,

    Pe =

    12 Lk=1 k

    1

    k

    1+k

    2L1

    L

    Lk=1 14k , BPSK, RAKE

    12 Lk=1 k

    1

    k

    2+k

    2L1

    L Lk=1 12k , BFSK, RAKE

    Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 106 / 110

    Estimation of ckFor orthogonal signaling, we can estimate cn via

    T

    r t +n

    s t + + s t dt

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    0r t+ Ws1,(t) ++ sM,(t)dt

    =L

    k=1

    ckT

    0sm, t+ n

    W

    k

    Ws1,(t) ++ sM,(t)dt

    +

    T

    0 zt+n

    Ws

    1,(t) ++ s

    M,(t)dt=

    L

    k=1

    ckT

    0sm, t+ n

    W

    k

    W s

    m,(t)dt+

    T

    0 zt+n

    Ws1,(t) ++ sM,(t)dt (Orthogonality)= cn

    T

    0sm, (t) 2dt+ noise term (Add-and-delay)

    Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 107 / 110

    M = 2 case

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    Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 108 / 110

    Decision-feedback estimatorThis previous estimator only works for orthogonal signaling.For, e.g., PAM signal with

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    s(t) = I g(t) where I {1,3, . . . ,(M 1)},we can estimate cn via

    T

    0

    r t+n

    Wg

    (t)=

    T

    0 L

    k=1

    ck I gt+ nW

    k

    W + zt+ n

    Wg(t)

    =

    L

    k=1 ck

    I

    T

    0 gt+n

    W

    k

    Wg

    (t)dt+ noise term= cn I

    T

    0g(t) 2dt+ noise term (Add-and-delay)

    Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 109 / 110

    Final notes

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    Usually it requires (t)cT > 100 in order to have an accurateestimate of{cn}Ln=1.Note that for DPSK and FSK with square-law combiner, it is

    unnecessary to estimate {cn}Ln=1.So, they have no further performance loss due to aninaccurate estimate of

    {cn

    }Ln=1.

    Digital Communications: Chapter 13 Ver 2010.09.06 Po-Ning Chen 110 / 110