Certified Accounting & Audit Professional...2 AXMANN INDEX I ndian Institute of Banking & Finance (formerly The Indian Institute of Bankers) established in 1928, is a professional

2

TAXMANN

INDEX

Indian Institute of Banking & Finance (formerly The Indian Institute of Bankers) established in 1928, is a professional body of banks, financial institutions and their employees in India. During its 90 years of service, IIBF has emerged as a premier Institute in banking and finance education

for those employed in the sector, aiming for professional excellence. The pedagogy of Distance learning offered by the Institute comprises (i) publishing specific courseware for each paper/ex-amination; (ii) holding classroom learning through accredited institutions; (iii) organising contact classes; (iv) offering video lectures; (v) offering e-learning through portal; (vi) organizing campus training for selected courses etc.

BLENDED COURSES CERTIFIED CREDIT PROFESSIONAL EXAMINATION 3

CERTIFIED ACCOUNTING & AUDIT PROFESSIONAL 3

CERTIFIED BANKING COMPLIANCE PROFESSIONAL EXAMINATION 5

CERTIFIED BANK TRAINER COURSE EXAMINATION 5

DIPLOMA COURSES DIPLOMA IN TREASURY, INVESTMENT AND RISK MANAGEMENT

EXAMINATION 6

ADVANCED WEALTH MANAGEMENT EXAMINATION 6

DIPLOMA IN HOME LOAN ADVISING EXAMINATION 7

CERTIFICATE COURSES CERTIFICATE EXAMINATION IN MICRO, SMALL AND MEDIUM

ENTERPRISES 8

CERTIFICATE IN INTERNATIONAL TRADE FINANCE 8

CERTIFICATE EXAMINATION IN INFORMATION SYSTEM BANKER 9

CERTIFICATE EXAMINATION IN AML/KYC 9

CERTIFICATE EXAMINATION IN CUSTOMER SERVICE & BANKING CODES AND STANDARDS 10

CERTIFICATE EXAMINATION FOR SMALL FINANCE BANK 10

CERTIFICATE EXAMINATION IN IT SECURITY 11

CERTIFICATE EXAMINATION IN RURAL BANKING OPERATIONS 11

CARD OPERATIONS (FOR EMPLOYEES OF I.T. AND BPO COMPANIES) 12

BASICS OF BANKING (FOR EMPLOYEES OF I.T. AND BPO COMPANIES) 12

CERTIFICATE EXAMINATION FOR DEBT RECOVERY AGENTS 13

CERTIFICATE COURSE IN DIGITAL BANKING 13

CERTIFICATE COURSE FOR NON-BANKING FINANCIAL COMPANIES 14

INTRODUCTION TO BANKING (FOR SUBORDINATE STAFF OF BANKS) 14

BUSINESS FACILITATOR/CORRESPONDENCE 15

CERTIFICATE COURSE FOR BUSINESS CORRESPONDENTS AGENTS (WITH PMJDY) 16

CERTIFACTE COURSE IN ETHICS IN BANKING 16

cSafdax mUeq[k fgUnh esa izek.ki= ijh{kk 17

FLAGSHIP COURSES JAIIB (JUNIOR ASSOCIATE OF IIB&F) 17

CAIIB (CERTIFIED ASSOCIATE OF IIB&F) 17

OTHER IIBF PUBLICATIONS PURSHOTAMDAS THAKURDAS MEMORIAL LECTURES 18

RESEARCH REPORTS 2010-12 19

READINGS ON FINANCIAL INCLUSION 19

PUBLICATIONS ON BANKING INSURANCE AND FINANCIAL LAWS 19

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3

BLENDED COURSESCertified Credit Professional Examination

BANKERS' HANDBOOK ON CREDIT MANAGEMENT

MODULE A : INTRODUCTION & OVERVIEW OF CREDIT

Chapter 1 : Principles of Lending Chapter 2 : Credit Policy Chapter 3 : Type of Borrowers & Types of

Credit Facilities Chapter 4 : Credit Delivery Chapter 5 : Credit Appraisal Chapter 6 : Credit Rating

MODULE B : ANALYSIS OF FINANCIAL STATEMENTS

Chapter 7 : Analysis of Financial Statements Chapter 8 : Project Appraisal/Term Loan

Appraisal

MODULE C : WORKING CAPITAL MANAGE-MENT

Chapter 9 : Working Capital Assessment Chapter 10 : Non-Fund Based-Credit Facilities

MODULE D : OTHER CREDITS

Chapter 11 : Export Finance Chapter 12 : Priority Sector Lending/

Government Sponsored Schemes/NABARD Schemes

Chapter 13 : Retail Loans

MODULE E : MONITORING, SUPERVISION/ FOLLOW UP & MANAGEMENT OF IMPAIRED ASSETS

Chapter 14 : Documentation Chapter 15 : Types of Charges Chapter 16 : Follow-up Supervision & Credit

Monitoring Chapter 17 : Management of Impaired Assets Chapter 18 : Fair Practices code on Lender’s

Liability

APPENDICES

REFERENCES

ISBN : 978-93-8795-785-5 PAGES : 840 PRICE : ` 990 EDITION : 2018

Certified Accounting & Audit ProfessionalBANKERS' HANDBOOK ON ACCOUNTING

MODULE A : FUNDAMENTALS OF ACCOUNTING

Chapter 1 : Accounting: An Introduction (Financial Accounting/Cost Accounting/Management Accounting)

Chapter 2 : Accounting Process (Manual/Computerised)

Chapter 3 : Use of Journal, Types and Importance of Voucher in Computerised Accounting of Banking Transactions

Chapter 4 : Bank Reconciliation Statement Chapter 5 : Depreciation Accounting Chapter 6 : Classification of Income and

Expenditure Chapter 7 : Banking Operations and

Accounting Functions

MODULE B: FINANCIAL STATEMENTS OF BANKS

Chapter 8 : An Introduction to Financial Statements of Bank

Chapter 9 : Advances Chapter 10 : Asset Classification, Income

Recognition and Provisioning Chapter 11 : Cash, Balances with RBI and

Other Banks, and Money at Call and Short Notice

Chapter 12 : Fixed Assets and Other Assets Chapter 13 : Borrowing and Deposits Chapter 14 : Capital, Reserves and Surplus Chapter 15 : Other Liabilities and Provisions Chapter 16 : Contingent Liabilities and Bills for

Collection Chapter 17 : Investments Chapter 18 : Profit and Loss Account Chapter 19 : Disclosure Requirements in

Financial Statements Chapter 20 : Consolidation of Financial

Statements Chapter 21 : Consolidation of Branch Accounts Chapter 22 : Inter Office Transactions

4

MODULE C: PREPARATION OF FINANCIAL STATEMENTS OF BANKS & TAXATION

Chapter 23 : Preparation of Final Accounts of Banks

Chapter 24 : Preparation of Cash Flow and Fund Flow Statements

Chapter 25 : Management Information System (MIS) and Financial Reporting

Chapter 26 : Accounting in Computerised Environment

Chapter 27 : Introduction to Direct Tax & Indirect Tax

Chapter 28 : Preparing and Filing of Returns under Direct and Indirect Tax

Chapter 29 : Tax Provisions Relating to Income Tax & GST

Chapter 30 : Deferred Tax And Tax Planning

MODULE D : ACCOUNTING STANDARDS (IND-AS)

Chapter 31 : Scope, Statutory Provisions and Compliances

Chapter 32 : Applicability of Ind AS to Banks FIS & Corporates

Chapter 33 : Definitions Chapter 34 : Scope of Consolidated Financial

Statements (CFS) Chapter 35 : Consolidation Procedures and

Accounting for Investment in Subsidiaries

Chapter 36 : Standalone Financial Statements Chapter 37 : Jointly Controlled Entities and

Associates in Separate Financial Statements

Chapter 38 : Disclosures, Technical Issues and Challenges


BANKERS' HANDBOOK ON AUDITING

MODULE A : INTRODUCTION AND TYPES OF AUDIT

Unit 1 : Introduction to Auditing and Types of Audit

Unit 2 : Bank Audit and Various Types of Audits in Banks

Unit 3 : Risk-Based Supervision - A New Approach

MODULE B : INTERNAL AUDIT

Unit 4 : Internal Audit - Role in Overall Governance

Unit 5 : Risk-based Internal Audit in Banks Unit 6 : Risk-based Internal Audit

Procedures Unit 7 : Risk Management Unit 8 : Data Analytics and Continuous

Controls Monitoring

MODULE C : AUDIT IN COMPUTERISED ENVIRONMENT

Unit 9 : Audit in Computerised Information System (CIS) Environment - An Introduction

Unit 10 : Audit In Computerised Environment

MODULE D : AUDIT ASPECTS OF FINANCIAL STATEMENTS OF BANKS

Unit 11 : Audit Aspects of Advances

Unit 12 : Audit Aspects of Bank’s Financial Statements - Assets Side (Other than Advances)

Unit 13 : Audit Aspects of Capital, Reserves & Surplus and Borrowings & Deposits

Unit 14 : Audit Aspects of Other Liabilities & Provisions and Contingent Liabilities

Unit 15 : Audit Aspect of Treasury Operations - Forex & Derivative Transactions

Unit 16 : Audit Aspects of Profit and Loss Account

Unit 17 : Disclosure Requirements in Financial Statements

Unit 18 : Audit Aspects of Consolidation of Branch Accounts

Unit 19 : Audit Aspects of Consolidation of Financial Statements

Unit 20 : Audit Aspect of Inter-Office Transactions

Unit 21 : Long Form Audit Report of Bank Branches

Unit 22 : Long Form Audit Report of Head Office

Unit 23 : Basel ill Regulations and Disclosures


5

Certified Banking Compliance Professional Examination

COMPLIANCE IN BANKS

Module I - Regulation and Regulatory Framework

Module II - Compliance ProgrammeModule III - Regulatory CompliancesModule IV - Statutory, Regulatory Restrictions

and Guidelines on Loans and AdvancesModule V - Foreign Currency Operations under

FEMA and Other Regulations

Module VI - Guidelines on Customer Service and other Facilities

Module VIIList of Abbreviations

ISBN : 978-938-639-441-5 PRICE : ` 1135 PAGES : 1152 EDITION : 2017

Certified Bank Trainer Course Examination

TRAINERS’ HANDBOOK

MODULE A : HRM

Fundamentals of HRM Organisational Behaviour Leadership and team effectiveness Quality initiatives in organisations ISO 9000 Series, Quality Circles and Six Sigma Organisational Change HRM in Indian Banks Knowledge Management HR as a strategic player

MODULE B : TRAINING

Communication The Learning Process Employee Development Training Process

CASE STUDY : DESIGNING A TRAINING-CUM-CERTIFICATION PROGRAMME ON FINANCIAL INCLUSION


6

DIPLOMA COURSEDiploma in Treasury, Investment and Risk Management Examination

TREASURY, INVESTMENT & RISK MANAGEMENTPAPER I : TREASURY & INVESTMENT MANAGEMENT

Financial MarketsMoney MarketCapital MarketForeign Exchange (Fx) MarketsDebt Markets and Fixed Income SecuritiesInterest rate quotations and market

terminologyDerivatives - An OverviewTreasury ManagementLiquidity ManagementRisk analysis and controlFront office/mid office/back officeRegulations, Supervision and Compliance of

treasury operations

Role of Information Technology in Treasury Management

Price Calculations - Treasury BillsPrice Calculations - Forex TreasuryMarket Practices - General PrinciplesTreasury Terminology

PAPER II : RISK MANAGEMENT

Introduction to Risk ManagementRisk Management ProcessSetting up a Risk OrganizationAssets/Liabilities Management (ALM)Some Important ConceptsUnderstanding Basel Accord and its

Implications

ISBN : 978-938-639-457-6 PRICE : ` 595 PAGES : 592 EDITION : 2ND 2017

Advanced Wealth Management ExaminationINTRODUCTION TO FINANCIAL PLANNINGUnit 1 : Indian Economic EnvironmentUnit 2 : Overview of Indian Financial

MarketsUnit 3 : Participants, Intermediaries &

Regulators of The Indian Financial System : Institutional & Non-Institutional

Unit 4 : Basics of Financial PlanningUnit 5 : Financial Planning ProcessUnit 6 : Recommending Financial Planning

Strategies to InvestorsUnit 7 : Towards A Financial PlanUnit 8 : Effective Communication in

Financial Counselling

ISBN : 978-938-639-455-2 PRICE : ` 390 PAGES : 392 EDITION : 4TH 2017

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INVESTMENT PLANNING, TAX PLANNING & ESTATE PLANNING

Investment Concepts, Asset Classes and Investment Products

Investment Planning, Measuring and Analysis of Returns

Investment Strategies and Portfolio Management

Technical AnalysisRegulatory and Procedural Aspects of Financial

Products and Services

Taxation Aspects of WealthEstate PlanningBond and Money Market InstrumentsStatistical and Mathematical ToolsRisk and ReturnPortfolio Analysis & Selection


RISK ANALYSIS, INSURANCE & RETIREMENT PLANNING

Basic Concepts of Insurance and Risk Management

Insurance Organization, Structure and Functions

Regulations and Legislations Applicable to Insurance

Life Insurance : Analysis of Life Cover, Strategies and Products

General Insurance and its Practice in IndiaLife Cycle Analysis, Retirement Needs and

Factors in PlanningRetirement Planning ProcessEmployee Benefits and SuperannuationPension ProductsRegulatory Framework of Retirement Plans


Diploma in Home Loan Advising Examination

HOME LOAN COUNSELLINGPART ONE

Chapter 1 : Introduction and overview of Housing Finance

Chapter 2 : Basics of housing finance Chapter 3 : Essentials of a home loan

proposal Chapter 4 : Processing Home Loans Chapter 5 : Lender’s Appraisal Procedure Chapter 6 : Other Lending Schemes Chapter 7 : Housing Finance in Metro

Branches

Chapter 8 : Rural Housing Finance Chapter 9 : Securitisation - Mortgage Backed

Securities Chapter 10 : Appendices

PART TWO

Chapter 11 : Communication Chapter 12 : Housing Finance & Tax planning Chapter 13 : Mortgage Advice Chapter 14 : Consumer Behaviour Chapter 15 : Buyer of property - His

expectations

8

Chapter 16 : Mortgages Chapter 17 : Home buying process - Various

participants Chapter 18 : Title of property Chapter 19 : Conveyance of property

Chapter 20 : Consumer protection and education on issues relating to housing finance

Chapter 21 : Valuation of Real Property Chapter 22 : Essentials of civil work

CERTIFICATE COURSESCertificate Examination in Micro, Small and Medium Enterprises

MICRO, SMALL AND MEDIUM ENTERPRISES IN INDIA

Setting up of MSMEMSME Policy, Regulatory and Legal FrameworkInstitutional FrameworkFinancing Options & ModesMSME Development Business Development

Service Providers Clusters & Cluster DevelopmentMSME RehabilitationFuture of MSMEs

ANNEXURES

Clearances required for setting-up of an industrial unit

List of lawsList of inspectors from State and Government

departmentsMain features of the single window system in

selected StatesThe Gazette of IndiaThe Micro, Small and Medium Enterprises

Development (Amendment) Bill, 2015Investment in Plant and Machinery - Definition


Also Available :

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Certificate in International Trade FinanceINTERNATIONAL TRADE FINANCESECTION 1: MACRO PERSPECTIVETheories of International TradeInternational Trade Policy FrameworkInternational Chamber of CommerceSECTION 2 : TRADE TRANSACTIONSComponents of TradeModes of International Trade

Clean Payment TransactionsDocumentary CollectionsDocumentary CreditImportant Trade DocumentsSECTION 3 : TRADE FINANCEImportance of Trade FinancePre-shipment Trade Finance

ISBN : 978-93-5071-116-3 PRICE : ` 400 PAGES : 404 EDITION : REPRINT 2012

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Post-shipment Trade FinanceForfeiting and FactoringBank GuaranteesDomestic Trade Finance

SECTION 4 : RISK MANAGEMENT

Risk ElementsTransport RiskContract and Credit RiskCountry and Political RiskCurrency RiskWhen things go wrongMaritime Frauds

SECTION 5 : REGULATORY FRAMEWORK

Regulatory Framework

DGFT RegulationsForeign Trade Policy (Exim Policy)Foreign Exchange Management ActICC - UCPDC GuidelinesFEDAI Guidelines

SECTION 6 : FACILITATION BODIES

Export-Import Bank of IndiaExport Credit Guarantee Corporation of IndiaImportant Trade TermsDeemed ExportsExim Banks' Operative Lines of CreditExim Banks' Pipeline LOCsTrade Finance Test


Certificate Examination in Information System BankerINFORMATION SYSTEM FOR BANKSMODULE I : Technology in bank Banking Environment and Technology Overview of Processing Infrastructure Accounting Information System Information Organization and Management Risk Associated with Technology in Banking Audit Function and Technology

MODULE II : Technology - System, Development, Process,

Implementation Hardware Architecture Software Platforms System Development Life Cycle Computer Networks

MODULE III : Community of Business Business Continuity & Disaster Recovery Planning

MODULE IV : Overview of Legal Framework

Online Transactions - Concepts, Emerging Trends and Legal Implications

MODULE V : Security & Control Standard in Banking Security Control

MODULE VI : Securities Policies, Procedure and Controls Development and Review of Security Policies and

Control Standards Compliance and Incident Handling Network Security

MODULE VII : Information Security and IS Audit Information Security IS Audit Information technology acts, standards &

guidelines Glossary


Certificate Examination in AML/KYC

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10

Certificate Examination in Customer Service & Banking Codes and StandardsCUSTOMER SERVICE & BANKING CODES AND STANDARDS

MODULE A

Unit 1 : Definition of a Customer & Banker- Customer Relationship

Unit 2 : Types of Customers and their Accounts

Unit 3 : Importance of customer service in banks

Unit 4 : Changing Expectations and Perceptions

MODULE B

Unit 5 : Features of Modern Day BankingUnit 6 : Banking ProductsUnit 7 : Negotiable Instruments & Related

MattersUnit 8 : How the business is sourced?Unit 9 : Use of IT in improving customer

service in banks

MODULE C

Unit 10 : Measures taken to improve Customer Service

Unit 11 : Know your customer (KYC)Unit 12 : General areas of grievances of

Small bank customersUnit 13 : Customer griev ances redressal

policy and mechanism in banksUnit 14 : Customer Grievances redressal

mechanism (outside the banks)Unit 15 : Interpersonal Skills in Customer

Relations - Their importance in developing skills and attitudes

MODULE D

Unit 16 : Banking Codes and Standards Board of India (BCSBI)

Unit 17 : Important Issues and Salient Features of the Codes


Certificate Examination for Small Finance BankSMALL FINANCE BANKSMODULE A: INDIAN FINANCIAL SYSTEM & REGULATORY GUIDELINES

Chapter 1 : Financial System OverviewChapter 2 : Banking RegulationsChapter 3 : Setting Up of a Small Finance

BankChapter 4 : Financial Inclusion and Financial

LiteracyChapter 5 : Government Sponsored Credit-

Linked SchemesChapter 6 : Risk Management

MODULE B: OPERATIONAL ASPECTS OF BANKING

Chapter 7 : Operations of BanksChapter 8 : Maintenance of AccountsChapter 9 : Know Your Customer and Anti-

Money LaunderingChapter 10 : Banker’s Special RelationshipChapter 11 : Negotiable Instruments Act

MODULE C : CREDIT & FOREIGN EXCHANGE MANAGEMENT

Chapter 12 : Principles of Lending, Working Capital Assessment and Credit Monitoring

Chapter 13 : DocumentationChapter 14 : Different Modes of ChargesChapter 15 : Priority Sector AdvancesChapter 16 : Non-Performing AssetsChapter 17 : Agricultural AdvancesChapter 18 : Recovery of LoansChapter 19 : Lending to Micro, Small and

Medium EnterprisesChapter 20 : Foreign Exchange

MODULE D : MARKETING, TECHNOLOGY AND CUSTOMER SERVICE INCLUDING SOFT SKILLS

Chapter 21 : Marketing - An IntroductionChapter 22 : Consumer BehaviourChapter 23 : Pricing & DistributionChapter 24 : Channel ManagementChapter 25 : Para Banking ActivitiesChapter 26 : Data CommunicationsChapter 27 : Customer ServiceChapter 28 : Payment Systems and Electronic

BankingChapter 29 : Soft Skills and Leadership SkillsChapter 30 : Consumer Protection


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A MODULE- IT SECURITY OVERVIEW

Chapter 1 : Introduction to Information Security

Chapter 2 : Corporate IT Security Chapter 3 : Organisational Security and Risk

Management Chapter 4 : Security Governance Chapter 5 : Physical and Environmental

Security Chapter 6 : Hardware Security Chapter 7 : Software and Operational

Security Chapter 8 : Security Standards and Best

Practices

B MODULE - IT SECURITY CONTROLS

Chapter 9 : Asset Classification and Controls Chapter 10 : Physical & Environmental

Security Controls

Chapter 11 : Software Security Control Chapter 12 : Network Controls Chapter 13 : Controls in Software

Development & Maintenance

C MODULE - IT SECURITY THREATS

Chapter 14 : IT Security Threats Chapter 15 : Software Attacks - Virus and

Malwares Chapter 16 : Incident Management Chapter 17 : Fault Tolerant Systems Chapter 18 : Business Continuity and Disaster

Recovery Management

D MODULE - IS AUDIT & REGULATORY COMPLIANCE

Chapter 19 : Information Systems Audit Chapter 20 : Regulatory Mechanism In Indian

Banks


Certificate Examination in Rural Banking OperationsRURAL BANKING OPERATIONS Chapter 1 : Rural Economy and

Banks Chapter 2 : Regional Rural Banks - An

Introduction Chapter 3 : Performance of RRBs and

Achievement of Social Objectives

Chapter 4 : Management and Functioning of Regional Rural Banks

Chapter 5 : Opening of Customer Account

Chapter 6 : Rural Economy and Banks

Chapter 7 : Legal Aspects of Banker-Customer Relationship

Chapter 8 : Agricultural Advances - General

Chapter 9 : Agricultural Advances for Cultivation of Crops

Chapter 10 : Agricultural Term Loans and Kisan Credit Card Scheme

Chapter 11 : Financing Minor Irrigation Schemes

Chapter 12 : Financing of Large Projects in Agriculture

Chapter 13 : Financing for Allied Agricultural Activities

Chapter 14 : Credit to Micro and Small Enterprises in Rural Areas

Chapter 15 : Finance under Government Sponsored Schemes and Differential Interest Rates Scheme

Chapter 16 : Indirect Advances to Agriculture Chapter 17 : Micro Finance - Linking SHGs

with Bank Credit Chapter 18 : Loan Documentation Chapter 19 : Management of Bank Branches Chapter 20 : Marketing Strategies in Banks Chapter 21 : Improving Profitability Chapter 22 : Recovery of Advances Chapter 23 : Financial Inclusion, Farmers’ Club

Program, Financial Literacy and Credit Counselling

Chapter 24 : Business Correspondents and Business Facilitators


Certificate Examination in IT Security

IT SECURITY

12

Card Operations (For Employees of I.T. and BPO Companies)

CREDIT CARDS Overview Credit Card Organization Credit Card Process Back End Operations

Recovery and Follow-up Cross SellingEMV : Global Framework for Smart Card payments


Also Available :

ØsfMV dkMZ PRICE : ` 225 PAGES : 156 EDITION 2009

Basics of Banking (For Employees of I.T. and BPO Companies)

BASICS OF BANKING

Unit 1 : Introduction to BankingUnit 2 : Banking regulationUnit 3 : Bank:customer relationshipUnit 4 : Types of customers and their

accountsUnit 5 : Deposit accountsUnit 6 : Negotiable instruments and related

matters

Unit 7 : Loans/advancesUnit 8 : Fee:based banking servicesUnit 9 : Electronic bankingUnit 10 : Basics of accountingUnit 11 : Marketing of bank productsUnit 12 : Know your customer (KYC)Unit 13 : Role of DSA/DMA in marketing

bank products


Also Available in Hindi:

cSafoaQx % ,d ifjp; ISBN : 978-935-071-933-6 PRICE : ` 235 PAGES : 232 EDITION 2016

13

Certificate Examination for Debt Recovery Agents

HANDBOOK ON DEBT RECOVERYMODULE A : BASICS OF BANKING

Chapter 1 : General Banking Chapter 2 : Banker-customer Relationships Chapter 3 : Various Deposit Schemes and

Other Services Chapter 4 : Account Opening and Operations

in Accounts Chapter 5 : Provisions of N.I. Act for

Payment and Collection of Cheques

Chapter 6 : Credit Cards and Debit Cards Chapter 7 : Various types of Loans and

advances Chapter 8 : Securities and Modes of Charging

them Chapter 9 : Loan Documentation Chapter 10 : Asset Classification Chapter 11 : Legal aspects of Loan recovery

MODULE B : ROLE OF DRAs

Chapter 12 : Debt Recovery Agent - Meaning and legal/Regulatory Framework

Chapter 13 : Functions of Debt Recovery Agents

Chapter 14 : Policy, Processes and Procedure of Debt Recovery

Chapter 15 : Soft Skills and Strategies for Debt Recovery

Chapter 16 : Rights and Duties of Recovery Agents

Chapter 17 : International Best Practices on Debt Recovery

Chapter 18 : Fair Practices Code for Debt Collection

Appendix 1 : Gist of Reserve Bank of India’s Guidelines Recovery Agents

Appendix 2 : IBA - Model policy on collection of dues and repossession of security

Appendix 3 : Case Laws on payment of cheques and liability of paying banker

Appendix 4 : Case laws on Repossession and Enforcement of securities

Appendix 5 : Glossary of Banking Terms Appendix 6 : Some of the Important

Cases Dealt by the Banking Ombudsman Offices

Appendix 7 : RBI Guidelines on Managing Risks and Code of Conduct in Outsourcing of Financial Services by banks


Also Available in Hindi:ISBN : 978-938-770-208-0 PRICE : ` 400 PAGES : 348 EDITION 2018

Available Soon :MARATHI IN PRESS

TAMIL IN PRESS

KANNAD IN PRESS

MALAYALAM IN PRESS

BENGALI IN PRESS

ASSAMESE IN PRESS

GUJARATI IN PRESS

ORIYA IN PRESS

TELEGU IN PRESS

Certificate Course in Digital BankingDIGITAL BANKINGMODULE A : DIGITAL BANKING PRODUCTS

Unit 1 : Digital Banking Unit 2 : Cards Unit 3 : Automated Teller Machines (ATMs) Unit 4 : Mobile Banking Unit 5 : Internet or Online BankingUnit 6 : POS Terminals

MODULE B : BRANCHLESS BANKING

Unit 7 : Digital Banking & Financial Inclusion (FI)

MODULE C : MARKETING OF DIGITAL BANKING PRODUCTS

Unit 8 : Marketing of Digital Banking Products

Unit 9 : Developments in Payment Systems in India, and Digital Banking

Annexure


14

Certificate Course for Non-Banking Financial Companies

NON-BANKING FINANCIAL COMPANIES

MODULE A: INDIAN FINANCIAL SYSTEM AND REGULATORY REQUIREMENTS FOR NBFCs

Chapter 1 : Indian Financial System - An Overview

Chapter 2 : MarketsChapter 3 : NBFCs - Types of NBFCs and

their RolesChapter 4 : Recent RBI Initiatives in the

Financial System

MODULE B: RESOURCE MOBILIZATION FOR NBFCs & CAPITAL ADEQUACY NORMS

Chapter 5 : Sources of Finance IChapter 6 : Sources of Finance IIChapter 7 : Sources of Finance IIIChapter 8 : Regulatory Requirements/

Compliance

MODULE C: CUSTOMER SERVICE AND DEPOSITS

Chapter 9 : Customer RelationshipChapter 10 : KYC/AML/CFT NormsChapter 11 : Operational Aspects of Opening

AccountsChapter 12 : Marketing and Distribution

MODULE D: LOANS AND ADVANCES AND INVESTMENTS

Chapter 13 : Types of Credit FacilitiesChapter 14 : Credit Appraisal TechniquesChapter 15 : Documentation, Credit

Management & Credit MonitoringChapter 16 : Securities - Different Types

of Charges - Different Types of Collaterals and their Characteristics

Chapter 17 : Types of Investments


Introduction to Banking (For Subordinate Staff of Banks)

BANKING - AN INTRODUCTION

Banking : Basic Information Banker-Customer Relationship Deposits-General/Deposit Accounts Advances-General Retail Loans Credit Cards Fee-Based Banking Services

Information Technology and Electronic Banking Financial Inclusion including Microfinance and

SHGs Security Measures Including System Security Marketing of Bank Products and Customer Service Communication and Financial Counselling

(Including Financial Literacy and Education) NPA Management


Also Available in Hindi :

cSafoaQx % ,d ifjp; ISBN : 978-93-5071-933-6 PRICE : ` 235 PAGES : 232 EDITION 2016

15

Business Facilitator/CorrespondenceINCLUSIVE BANKING THRO’ BUSINESS CORRESPONDENTSMODULE A: GENERAL BANKING

Chapter 1 : Structure of Indian Banking and Types of Banks

Chapter 2 : Various Deposit Schemes and Other Services

Chapter 3 : Account Opening, On-Boarding Process, KYC Mechanism and Operations

Chapter 4 : Accounting, Finance & Operations

Chapter 5 : Loans and Advances: Retail Lending

Chapter 6 : Principles of Sound Lending Chapter 7 : Securities and Modes of Charging

Them Chapter 8 : Priority Sector Lending and

Agricultural Advances Chapter 9 : Kisan Credit Card Scheme Chapter 10 : Cash Flows of a Small Borrower Chapter 11 : Asset Classification and Methods

of Recovery Chapter 12 : Grievance Redressal Mechanism

in Banks and Banking Ombudsman Scheme

Chapter 13 : Overview of the Financial Market

MODULE B: FINANCIAL INCLUSION AND ROLE OF BCAs

Chapter 14 : Financial Inclusion and Banking for the Unbanked

Chapter 15 : Microfinance and Self-Help Groups (SHGs)

Chapter 16 : Business Correspondent and Business Facilitator (BC/BF) Model: A Vehicle for Financial Inclusion

Chapter 17 : Risk and Fraud Management Chapter 18 : PMJDY, PMJJBY, PMSBY and APY Chapter 19 : Central Government and Local

Government Sponsored Schemes

MODULE C: TECHNICAL SKILLS

Chapter 20 : Basic Technical Skills (Handling Micro-ATMs, Biometric and Other Devices, Basic Connectivity Issues)

Chapter 21 : Digital Banking Products

MODULE D: SOFT SKILLS AND BEHAVIOURAL ASPECTS

Chapter 22 : Communication and Financial Counselling (Including Financial Literacy and Financial Education)

Chapter 23 : How to Deal With Different Types of Customers?

Chapter 24 : Soft Skills and Strategies for Recovery of Bank Loans

Also Available:HINDI ISBN : 978-93-8826-618-5 PRICE : ` 540 PAGES : 490 EDITION 2018

KANNAD ISBN : 978-93-8826-620-8 PRICE : ` 540 PAGES : 488 EDITION 2018

GUJARATI ISBN : 978-93-8826-635-2 PRICE : ` 500 PAGES : 452 EDITION 2018

TAMIL ISBN : 978-93-8826-657-4 PRICE : ` 730 PAGES : 656 EDITION 2019

MARATHI ISBN : 978-93-8826-645-1 PRICE : ` 475 PAGES : 432 EDITION 2018

TELEGU ISBN : 978-93-8826-665-9 PRICE : ` 570 PAGES : 512 EDITION 2018

ASSAMESE ISBN : 978-93-8826-693-2 PRICE : ` 520 PAGES : 458 EDITION 2019

BANGLA ISBN : 978-93-8826-646-8 PRICE : ` 540 PAGES : 484 EDITION 2018

ORIYA ISBN : 978-93-8826-637-6 PRICE : ` 530 PAGES : 476 EDITION 2018

MALYALAM --- PRICE : ` 650 PAGES : 584 EDITION 2019


16

Certificate Course for Business Correspondents Agents (with PMJDY)INCLUSIVE BANKING THRO’ BUSINESS CORRESPONDENT - A TOOL FOR PRADHAN MANTRI JAN DHAN YOJANA (PMJDY)

Rupay Debit Cards Activities for Implementation of PMJDY Role of Business Correspondent/Bank Mitra in

PMJDY Role of Technology in PMJDY The New Pension System Micro-Insurance Implementation and Monitoring Performance of

PMJDY Scheme PMJDY - Role of Govt. And Other Agencies Direct Benefit Transfer Scheme


Also Available inHINDI ISBN : 978-93-5071-644-1 PRICE : ` 245 PAGES : 240 EDITION 2015

MARATHI ISBN : 978-93-5071-662-5 PRICE : ` 245 PAGES : 224 EDITION 2015

TAMIL ISBN : 978-93-5071-679-3 PRICE : ` 245 PAGES : 300 EDITION 2015

GUJARATI ISBN : 978-93-5071-133-0 PRICE : ` 245 PAGES : 260 EDITION 2015

TELUGU ISBN : 978-93-5071-743-1 PRICE : ` 245 PAGES : 300 EDITION 2015

ASSAMESE ISBN : 978-93-5071-750-9 PRICE : ` 245 PAGES : 264 EDITION 2015

BANGLA ISBN : 978-93-5071-755-4 PRICE : ` 245 PAGES : 200 EDITION 2015

KANNAD ISBN : 978-93-5071-768-4 PRICE : ` 245 PAGES : 228 EDITION 2015

ORIYA ISBN : 978-93-5071-756-7 PRICE : ` 245 PAGES : 236 EDITION 2015

MALYALAM ISBN : 978-93-5071-865-0 PRICE : ` 245 PAGES : 276 EDITION 2016

Certificate Course in Ethics in BankingETHICS IN BANKING

PART 1 : BASICS OF BANKING

Banking - Basic Information Banker - Customer Relationships Bank Loans & Advances Financial Inclusion and Rural Development :

Banking for The Unbanked Business Facilitator and Business Correspondent

(BF/BC) Model : A Vehicle for Financial Inclusion Communication and Financial Counselling

(Including Financial Literacy and Financial Education)

Cash Flows

PART 2 : PMJDY

An Overview of Pradhan Mantri Jan Dhan Yojana Facility of Overdraft under PMJDY Scheme of Life Insurance Cover under PMJDY

MODULE A: UNDERSTANDING ETHICS

Unit 1 Introduction to Ethics: An Overview Unit 2 Ethics, Business Ethics & Banking:

An Integrated Perspective Unit 3 Banking and Normative Ethics in

Management Unit 4 Ethics, Financial Services and

Regulation MODULE B: DIFFERENT OPERATIONAL LEVELS OF ETHICS IN BANKING Unit 5 Ethics At the Individual Level Unit 6.1 Ethics At the Organisational Level Unit 6.2 Ethical Dimensions-Marketing Unit 6.3 Ethical Dimensions: Employees

Unit 7 Ethics at the Corporate LevelMODULE C: WORKPLACE ETHICS AND AN ETHICAL ORGANIZATION Unit 8 Work Ethic and The Workplace Unit 9 Building An Ethical Organization Unit 10 Banking Ethics: Changing DynamicsMODULE D: WIDER ASPECTS OF ETHICS IN PRACTICE Unit 11 Corporate Governance and Ethical

Dimensions Unit 12 Environmental Ethics Unit 13 Ethics and Globalisation Unit 14 Ethics: A Holistic Approach


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cSafdax mUeq[k fgUnh esa izek.ki= ijh{kk

cSafdax mUeq[k fgUnh

[kaM&1 & cSaÇdx mUeq[k fgUnh v/;k;&I % la?k dh jktHkk"kk uhfr v/;k;&II % cSaÇdx mUeq[k fgUnh dk Lo:i ,oa

oSf’k"V~¸k v/;k;&III % ekud cSaÇdx 'kCnkoyh v/;k;&IV % fgUnh O;kdj.k v/;k;&V % ys[ku dyk dh lkFkZdrk v/;k;&VI % cSadksa esa fgUnh v/;k;&VII % vuqokn dh mi;ksfxrk] Lo:i ,oa

vuqokn izfØ;k ds fofHkUUk lksiku v/;k;&VIII % cSaÇdx i=kpkj v/;k;&IX % dk;kZy; Kkiu v/;k;&X % ifji= v/;k;&XI % fjiksVZ ys[ku v/;k;&XII % fuca/k ys[ku

[kaM&2 & lkekU; cSaÇdx v/;k;&XIII : lkekU; cSaÇdx ds fofHkUUk

igyqvksa dk ifjp; v/;k;&XIV : cSadj&xzkgd lEcU/k v/;k;&XV : fofue; fcy

v/;k;&XVI : xzkgd lsok,a v/;k;&XVII : cSadksa esa xzkgd lsok dk cnyrk Lo:i v/;k;&XVIII : cSadksa esa lwpuk izkS|ksfxdh dk

fodkl v/;k;&XIX : cSadksa esa ekuo lalk/ku dh

pqukSfr;ka v/;k;&XX : cSadksa esa _.k izca/ku v/;k;&XXI : cSadksa esa _.k izca/ku esa cjrh tkus

okyh lko/kkfu;k¡ v/;k;&XXII : [kqnjk cSaÇdx ,oa cSaÇdx

mRiknksa dh ekdsZÇVx v/;k;&XXIII : vkÆFkd mRFkku ,oa xjhch mUewyu

dk;ZØe v/;k;&XXIV : la;qä ns;rk lewg dk xBu ,oa

foŸk iks"k.k v/;k;&XXV : foŸkh; {ks= esa lq/kkj v/;k;&XXVI : foŸkh; lekos’ku v/;k;&XXVII : cSaÇdx 'kCnksa ij laf{kIr fVIif.k;ka v/;k;&XXVIII : Hkkjrh; cSaÇdx lafgrk vkSj ekud

cksMZ v/;k;&XXIX : cSaÇdx yksdiky ;kstuk

ifjf’k"V


FLAGSHIP COURSESJAIIB (Junior Associate of IIB&F)

Text Books

cSafoaQx fl¼kUr ,oa O;ogkjISBN : 978-93-5071-613-7 PRICE : ` 870 PAGES : 1004 EDITION 2015

cSadjkas ds fy, ys[kkadu ,oa foÙkISBN : 978-93-5071-611-3 PRICE : ` 600 PAGES : 664 EDITION 2015

cSafoaQx ds fof/d i{kISBN : 978-93-5071-612-0 PRICE : ` 700 PAGES : 796 EDITION 2015

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CAIIB (Certified Associate of IIB&F) Text Books

mUUkr cSad izcU/uISBN : 978-81-7194-887-1 PRICE : ` 575 PAGES : 672 EDITION 2011

cSad foÙkh; izcU/uISBN : 978-93-5071-016-6 PRICE: ` 725 PAGES : 760 EDITION 2012

[kqnjk cSa¯dxISBN : 978-93-5071-079-1 PRICE: ` 495 PAGES : 456 EDITION 2012

lwpuk izkS|ksfxdhISBN : 978-93-5071-168-2 PRICE: ` 510 PAGES : 480 EDITION 2013

tksf[ke izcU/u

ISBN : 81-7194-378-0 PRICE: ` 200 PAGES : 412 EDITION 2005

foÙkh; ijke'kZISBN : 978-93-5071-342-6 PRICE: ` 450 PAGES : 452 EDITION 2013

OTHER IIBF PUBLICATIONSEconomic Reforms, Financial Inclusion, International Monetary System,

Financial Sustainability & Talent Management

PURSHOTAMDAS THAKURDAS MEMORIAL LECTURES

Economic Reforms : Reappraising the past - Lessons for the Future – Mr. P. Chidambaram

Reinventing Banking in India – Mr. N.R. Narayana Murthy

Patents in Global Perspective – Dr. Richard C. Levin

Globalisation and India - Challenges and Opportunities – Dr. Montek Singh Ahluwalia

Growth and Stability in Latin America and Asia – Dr. Guillermo Ortiz

Managing Financial Liberalisation and its Challenges : Implications for Emerging Economies–Dr. Zeti Akhtar Aziz

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Indian Financial Reforms : National Priorities amidst an International Crisis – Dr. Ashok K. Lahiri

On Strategies for Disinvestment & Privatisation – Dr. Vijay Kelkar

The Goal of Financial Inclusion - Have we reached the Tipping Point? – Mr. Nandan Nilekani

Systematic thoughts on the International Monetary System – Dr. Andrew Sheng

Restoring India to the Track of High Growth, Social and Economic Inclusion and Stability – Mr. Saumitra Chaudhuri

Finance and Sustainability : Regulatory and Strategic Dimensions – Dr. Subir Gokarn

Talent Management Mental Models and Bottom-Line Results – Dr. Chip Cleary


RESEARCH REPORTS 2010-2012 (VOLUME-V)Role of Credit Rating in Motivating Retail

Investors with reference to Coimbatore District Understanding the Structure of Micro Finance

Institutions (MFIs) in India and Suggesting a Regulatory Framework

BASEL III: Implications for Indian Banking A Study on Customer Service Quality of Banks in

India

Bank Finance for Agribusiness : A Case Study in Dakshina Kannada District

Measuring Customer Services through Customer Satisfaction Index

Evaluation of Business Correspondent (BC) and Business Facilitator (BF) Model

Issues in SME Financing Priority Sector Credit Across States & Banks:

Issues of Inclusiveness—Equity


READINGS ON FINANCIAL INCLUSIONPART I - ESSAYS ON FINANCIAL INCLUSION

Financial inclusion Financial Intermediation for Rural Development :

Exploring the Role and Contribution of Commercial Banks

Regional Rural Banks and Financial inclusion Indian Bank: A Case Study on Financial inclusion Financial inclusion - Role of Indian Banking

System - What More? Credit Policies and Financial inclusion Financial Inclusion - Does microfinance

demonstrate any lessons for public policy? The Role of Education in Financial inclusion Financial Inclusion : What needs to be done?

PART II - SPEECHES ON FINANCIAL INCLUSION

Taking Banking Services to the Common Man : Financial Inclusion

Financial inclusion and Millennium Development Goals

PART III - SELECT RBI COMMUNICATIONS ON FINANCIAL INCLUSION Financial inclusion by Extension of Banking

Services - Use of Business Facilitators and Correspondents (January 25, 2006)

Financial inclusion by Extension of Banking Services - Use of Business Facilitators and Correspondents (March 22, 2006)

Scheme to cover loans for general purposes under General Credit Card (GCC)

Financial inclusion Special package for Regional Rural Banks (RRBs) Excerpts from the RBI’s Report of Committee on

Financial Sector Plan for NE Region

PRICE : ` 95 PAGES : 148 EDITION : 2006

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PUBLICATIONS ON BANKING INSURANCE AND FINANCIAL LAWS

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BARE ACTS

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