Certification procedure and implementation rules

Introduction of Certification Procedure

and Implementation rules for Compulsory

Certification of AV/IT/TTE

China Quality Certification Centre

2014.11.03

Main Content

Introduction of Certification Procedure

Introduction of Implementation Rules

Communication and Discussion

Register in

http://www.cqc.com.cn

Make the application

Prepare and send the

needed documents to CQC

Send the samples and related

documents to the assigned lab

Prepare the factory inspection

(if need)

Pay the fee

Purchase/apply for printing or molding

the CCC Certification Mark

Applicant CQC Lab

Send the acceptance notice

Check the application documents

Arrange the

Factory Inspection

(if need)

Accept the sample and

carry the type testing

Issue the Type

Testing Report

and Upload to the

CQC system No need testing Type Testing

Send sample

testing notice

Assessment and Evaluation

(Testing report,

factory inspection report, etc.)

Issue the Invoice

Issue the certificate

Confirm

the fee

to the

account

Certification Procedure

Certification Procedure

All of the notice and infomation CQC sent to the applicants can be seen

in the client-side.(including the application number, needed documents,

sample sending notice, Invoice notice, etc. )

For the factories abroad, type testing and factory inspection arrangement

can be done in paralell.

Certification Procedure

Application documents

Stamped or signed application form

Business license(if needed)

Questionaire of factory inspection (if needed)

Product info(list of critical components/materials, circuit diagram or

system block, name plate and warnings in Chinese, description of the

difference between models in the same application unit, etc.)

contract between manufacturer and factory(if needed)

Certification Procedure

Factory quality assurance statement

( Meet the requirements of the factory quality assurance ability and

promise to cooperate and finish the initial factory inspection in 3 months

after the CCC certificate approval)

Implementation Rules

According to the Notice No.23, 2014 promulgated by CNCA, from the

implementation date (Sep. 1,2014), the Certification Body should

engage in certification activitie according to the new implementation

rules for new applications.

For the CCC certificates approved before sep.1,2014, the rules

conversion can be done together with other modification applications(

e.g. product changes, components changes, standard version

changes,etc.)

Implementation Rules

Implementation Rule： 0.Foreword

1.Scope

2.Certification standards

3.Ceritification mode

4.Application unit

5.Application for certification

6.Certification implementation

7.Follow-up inspecion

8.Certificate

9.Use of CCC certification mark

10.Charge

11.Certification responsibility

12.Detailed Implementation rules

Rules Version Number

Implementation Rules Detailed Rules：

CNCA-C08-01：2014 CQC-C0801-2014

CNCA-C09-01：2014 CQC-C0901-2014

CNCA-C16-01：2014 CQC-C1601-2014

Implementation Rules

CNCA-01C-017:2010

CNCA-01C-020:2010

CNCA-07C-031:2007

General requirements

Certification body should formulate corresponding implementation

detailed rules according to the Implenmentation rule.

Implementation Rules

Implementation Rules

1. Scope

Same as the CCC catalogue promulgated by AQSIQ and CNCA.

For example:

No. Products discription Standards

0801 Powered loudspeakers under 500W (R.M.S.) max output GB8898-2011

GB13837-2012

GB17625.1-

2012 0802 Audio amplifiers

0804 Tuners ,Radio receivers

0805 Audio/video recorder/player/dealer with kinds of carrier media (including cassette tape recorder/player, disc player, CD/MD player, LD/VCD/Super VCD/ DVD player, MP3 recorder/player, etc).

0806 Combination of the above equipments

Implementation Rules

No. Products description Standards

0807 Power adapters for audio/video products GB8898-2011

GB13837-2012

GB17625.1-

2012

0808 Color television receiver

0809 Monitor

0811 Cathode-ray tubes GB8898-2011

0812 Vediocassette recorder GB8898-2011

GB13837-2012

GB17625.1-

2012

0813 Electronic organte

0814 Tevision-antenna amplifiers

2、Certification Standards

Audio and Video Products:

GB8898-2011 (IEC 60065:2005 MOD)

GB13837-2012 (IEC/CISPR 13:2009, IDT)

GB17625.1-2012 (IEC 61000-3-2:2009, IDT)

Information Technology equipments:

GB4943.1-2011 (IEC 60950-1:2005, MOD)

GB9254-2008 (IEC/CISPR 22:2006, IDT)

GB17625.1-2012(IEC 61000-3-2:2009, IDT)

Implementation Rules

Class A, Class B factories

Class C, Class D factories

Class A,B,C,D can choose voluntary

3. Certification Mode

Implementation Rules

Implementation Rules

Certification Mode1

Certification Mode2

Type testing + follow-up inspection (one of or combination)

Certification Mode3

Type testing+initial factory inspection +follow-up inspection

Class I, Class II equipments

Type testing + fullow-up inspection

Other equipments

Type testing + follow-up surveillance

Implementation Rules

Follow-up inspection

Follow-up surveillance

Sampling test or inspection

in production lines, storehouses

Sampling test or inspection

in Market

Implementation Rules

4、Application Unit

The series of the models/types applied in one application unit should

have the same safety critical components or EMC major components

and the similiar electrical and mechanical constructions.

Implementation Rules

5、Application for Certification

Application documents

...

add: Factory quality assurance statement

6、Certification Implementation

Using manufacturer's testing laboratory

TMP:Testing at manufacturers' premises

WMT:Witnessed manufacturers' testing

TMP Laboratory: A manufacturer's laboratory besing used by CCC

contract laboratory.

WMT Laboratory: A manufacturer's laboratory being used for witnessed

testing by the CCC contract laboratory.

Implementation Rules

Implementation Rules

Conditions:

The laboratory is approved in accordance with the ISO/IEC 17025 by

accredited bodies within ILAC mutual recognition agreement.

Meet the related requirements established by CNCA.

Also, the information of TMP, WMT will be written in the CCC TRF.

Implementation Rules

The following two documents have been published on the CQC website.

-Application form applying for using manufacturer's testing laboratory

-Guidelines

components recognition

For components listed in the CCC catalugue should have CCC certificates

(e.g. plug, power cord, power supply used in Computers, servers, etc)

Voluntary certificates

Test with the product

Implementation Rules

Implementation Rules

7、Factory inspection

Factory Inspection

Initial factory inspection

Follow-up inspection

For appliction for the first time or

extended applicaton needed

factory inspection, the first factory

inspection can be done in 3 months

after the CCC certificate approval.

Quality Assurance ability inspection

Product consistency check

Routine factory inspection

Follow-up inspection:

Enterprise Frequency Content

Class A Once every

two years

1. Quality Assurance ability inspection (partlly)

2. Product consistency check

Class B annually 1. Quality Assurance ability inspection (partlly)

2. Product consistency check

Class C one or two

times a year

1. Quality Assurance ability inspection

2.Product consistency check or Sampling test /

inspection in production lines or markets

Class D at least 2

times a year

1. Quality Assurance ability inspection

2.Product consistency check or Sampling test /

inspection in production lines or markets

Implementation Rules

8. The classification of the factories：

For a new enterprise for the first time to apply for the CCC

certificate, the default is Class B.

Upgrading:D-C-B-A

Degrading:A-B-C-D or A-C or A-D or B-D, etc.

Implementation Rules

Implementation Rules

Classification terms and conditions:

Results of the factory inspection

Results of the sampling test/inspection in production lines, markets

Results of the national/provincial level sampling test/check, etc.

Others(media exposure, feedback by the users, etc.)

Implementation Rules

9. List of safety critical components, materials

10. List of EMC critical compoents

delete some EMC components

Implementation Rules

Summarization:

Certification Mode

Using the manufacturer's testing laboratory

follow-up inspection

The classification of the factories

List of safety and EMC critical components

Thank you!