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1 CD5560 FABER Formal Languages, Automata and Models of Computation Lecture 14 Mälardalen University 2010
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CD5560 FABER Formal Languages, Automata and Models of Computation Lecture 14

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Page 1: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

1

CD5560

FABER

Formal Languages, Automata and Models of Computation

Lecture 14

Mälardalen University

2010

Page 2: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Content

Recursive Functions

Primitive Recursion

Ackermann function & -recursive functions

Relations Among Function Classes

Page 3: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Recursion

In computer programming, recursion is related to performing computations in a loop.

Page 4: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Recursion in Problem Modelling

Reducing the complexity by

• breaking up computational sequences into its simplest forms.

• synthesizing components into more complex objects by replicating simple component sequences over and over again.

Page 5: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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"A reduction is a way of converting one problem into another problem in such a way that a solution to the second problem can be used to solve the first problem."

Michael Sipser, Introduction to the Theory of Computation

Page 6: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Recursion can be seen as concept of well-defined self-reference.

We use recursion frequently. Consider, for example, the following hypothetical “definition of a Jew”. I found it on web, as a joke.

“Somebody is a Jew if she is Abraham's wife Sarah, or if his or her mother is a Jew.”

(My digression: I wonder what about Abraham?)

Page 7: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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So if I want to know if I am a Jew, I look at this definition. I'm not Sarah, so I need to know whether my mother is a Jew.

How do I know about my mother? I look at the definition again. She isn't Sarah either, so I ask about her mother.

I keep going back through the generations - recursively.

Page 8: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Self-referential definitions can be dangerous if we're not careful to avoid circularity.

The definition ''A rose is a rose'‘* just doesn't cut it.

This is why our definition of recursion includes the word well-defined.

*Know Gertrude Stein? '' A rose is a rose is a rose''

Page 9: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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We can write pseudocode to determine whether somebody is an immigrant:

FUNCTION isAnImmigrant(person): IF person immigrated herself, THEN:

return true ELSE:

return isAnImmigrant(person's parent) END IF

This is a recursive function, since it uses itself to compute its own value.

[According to some authors (Rudbeckius) Adam and Eve were Swedish.]

Yet another recursive definition: an immigrant…

Page 10: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Functions

From math classes, we have seen many ways of defining and combining numerical functions.– Inverse f-1

– Composition f ◦ g– Derivatives f´(x), f´´(x), …– Iteration f1(x), f2(x), f3(x), f4(x), …

– …

Page 11: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Functions

Look at what happens when we use only some of these.

– How can we define standard interesting functions?

– How do these relate to e.g. TM computations? We have seen TMs as functions. They are cumbersome!

As alternative, look at a more intuitive definition of functions.

Page 12: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Notation

For brevity, limit to functions on natural numbers

N = {0,1,2,…}

Notation will also use n-tuples of numbers

(m1, …, mn)

Page 13: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Natural Numbers

Start with standard recursive definition of natural numbers (remember Peano?):

A natural number is either

• 0, or• successor(n), where n is a natural number.

Page 14: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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What is a recurrence?

A recurrence is a well-defined mathematical function written in terms of itself.

It is a mathematical function defined recursively.

Page 15: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Fibonacci sequence

1, 1, 2, 3, 5, 8, 13, 21, 34, 55,...

The first two numbers of the sequence are both 1, while each succeeding number is the sum of the two numbers before it.

(We arrived at 55 as the tenth number, since it is the sum of 21 and 34, the eighth and ninth numbers.)

Page 16: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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F is called a recurrence, since it is defined in terms of itself evaluated at other values.

F(0) = 1 F(1) = 1 (base cases)

F(n) = F(n - 1) + F(n - 2)

Page 17: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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A recursive process is one in which objects are defined in terms of other objects of the same type.

Using some sort of recurrence relation*, the entire class of objects can then be built up from a few initial values and a small number of rules.

Recursion & Recurrence

(*Recurrence is a mathematical function defined recursively.)

Page 18: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Computable Function

Any computable function can be programmed using while-loops (i.e., "while something is true, do something else").

For-loops (which have a fixed iteration limit) are a special case of while-loops.

Computable functions could also be coded using a combination of for- and while-loops.

Page 19: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Total Function

A function defined for all possible input values.

Primitive Recursive Function

A function which can be implemented using only for-loops.

Page 20: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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103

An example function

1)( 2 nnfDomain Range

10)3( f

Page 21: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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We need a way to define functions.

We need a set of basic functions.

Page 22: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Zero function: 0)( xzero

Successor function: 1)( xxsucc

Projection functions: 1211 ),( xxxp

2212 ),( xxxp

Basic Primitive Recursive Functions

Page 23: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Building functions

Composition

)),(),,((),( 21 yxgyxghyxf

Page 24: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Composition, Generally

Giveng1 : Nk N . . . gm : Nk N

f : Nm N

h(n1,…,nk) = f(g1(n1,…,nk), …, gm(n1,…,nk))

h = f ◦ (g1,…,gm) Alternate notation.

Create h : Nk N

Page 25: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Primitive Recursion “Template”

)),(),,(()1,( 2 yxfyxghyxf

)()0,( 1 xgxf

N.B. For primitive recursive functions recursion in only one argument.

Page 26: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Any function built from

the basic primitive recursive functions

is called Primitive Recursive Function.

Page 27: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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0)( xzero

)())(( xzeroxsucczero

Basic Primitive Zero function

(a constant function)

0)0()1()2()3( zerozerozerozero

Example

Page 28: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Basic Primitive Identity function

...

xxidentity

xx

210)(

210

))(())((

0)0(

xidentsuccxsuccidentity

identity

Recursive definition

Page 29: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Basic Primitive Successor function

...

1321)(

210

xxsucc

xx

Page 30: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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))(()( xzerosuccxone

Using Basic Primitive Zero function

and a Successor function we can construct Constant functions

etc..

))(()( xonesuccxtwo

))(()( xtwosuccxthree

Page 31: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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)2(

))1((

)))0(((

))))((((

)))(((

))(()(

succ

succsucc

succsuccsucc

xzerosuccsuccsucc

xonesuccsucc

xtwosuccxthree

Example

Page 32: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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A Primitive Recursive Function ),( yxadd

xxadd )0,( (projection)

)),(()1,( yxaddsuccyxadd (successor function)

Page 33: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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5

)4(

))3((

)))0,3(((

))1,3(()2,3(

succ

succsucc

addsuccsucc

addsuccadd

Example

Page 34: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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5

14

1)13(

1)1)0,3((

1))1,3(()2,3(

add

addadd

Example

Page 35: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Basic Primitive Predecessor function

...

1100)(

210

xxpred

xx

Page 36: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Predecessor

xxsuccpred

pred

))((

0)0(

1)( xxpred

)())((

0)0(

xGxsuccpred

pred

Predecessor is a primitive recursive function with no direct self-reference.

x) identity(G(x) templaterecursive primitive

Page 37: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Subtraction

)),(())(,(

)0,(

xysubpredxsuccysub

yysub

xyxysub ),(

)1)()1(( xyxy

Page 38: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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1

)2(

))3((

)))0,3(((

))1,3(()2,3(

pred

predpred

subpredpred

subpredsub

Example

Page 39: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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0)0,( xmult

)),(,()1,( yxmultxaddyxmult

),( yxmultA Primitive Recursive Function

))()1(( xxyyx

Page 40: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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x

xxadd

xxaddxadd

xxaddxaddxadd

xaddxaddxaddxadd

xmultxaddxaddxaddxadd

xmultxaddxaddxadd

xmultxaddxadd

xmultxaddxmult

4

)3,(

))2,(,(

))),(,(,(

))))0,(,(,(,(

)))))0,(,(,(,(,(

))))1,(,(,(,(

)))2,(,(,(

))3,(,()4,(

Example

Page 41: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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1),0( xexp

)),,((),1( yyxexpmultyxexp

),( yxexpA Primitive Recursive Function

)( 1 yyy xx

Page 42: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Example

4

)),(

)),,((

)),),,(((

)),),),,1((((

)),),),),,0(((((

)),),),,1((((

)),),,2(((

)),,3((),4(

yyyyy

yyyymult

yyyymultmult

yyyymultmultmult

yyyymultmultmultmult

yyyyyexpmultmultmultmult

yyyyexpmultmultmult

yyyexpmultmult

yyexpmultyexp

Page 43: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Primitive Recursion: Logic

A predicate (Boolean function) with output in the set {0,1} which is interpreted as {yes, no}, can be used to define standard functions.– Logical connectives , ,, , …– Numeric comparisons =, < ,, …– Bounded existential quantification in, f(i)– Bounded universal quantification in, f(i)– Bounded minimization min i in, f(i)

where result = 0 if f(i) never true within bounds.

Page 44: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Recursive Predicates and?zero ?_ zeronon

1110))?(?(?_

0001)),(()?(

3210

xzerozerozeronon

xxonesubxzero

x

Page 45: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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),( yxand ),( yxor ),( yxless )(xnon returns

1

0

00 yx 00 yx

00 yx00 yx

yx

yx

0x

0x

More Recursive Predicates

))),(?((),(

))),(?((),(

))),(?((),(

yxsubzerononyxless

yxaddzerononyxor

yxmultzerononyxand

Page 46: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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)),((),(_ yxequalnonyxequalnon

))),(()),,(((),( xylessnonyxlessnonandyxequal

More Recursive Predicates...

Page 47: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Example

Recursive predicates can combine into powerful functions.

What does this compute?

Tests primality.

???(n) = in, jn, ((i=1 j=n) (j=1 i=n) ijn)

Page 48: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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prime(n) = n2 i<n, (i1 mod(n,i) > 0)

mod(m,n) = if n>0 then (min i im, div(m,n)n+i=m) else 0

div(m,n) = if n>0 then (min i im, (i+1)n>m) else 0

ExampleAnother version of prime(n)

Page 49: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Function

0

0),,(

xify

xifzzyxif

if

Page 50: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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yzyxsuccif

zzyif

),),((

),,0(

)(),),((

)(),,0(

yGzyxsuccif

zBzyif

identityG Bwith

our construction

primitive recursive template

)),(),,(()1,( 2 yxfyxghyxf

)()0,( 1 xgxf

Page 51: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Division example: x/4

rdqx quotient remainderx

0

1

2

3

4

5

6

7

8

0400

1401

2402

3403

0414

1415

2416

3417

0428

0

0

0

0

1

1

1

1

2

0

1

2

3

0

1

2

3

0

quotientq remainderr 4d

Page 52: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Division as Primitive Recursion

))),,((

,

),,((),(

ddxsubremain

x

dxlessifdxremain

)))),,(((

,0

),,((),(

ddxsubquotsucc

dxlessifdxquot

Page 53: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Division example: x/4

))),,((

,

),,((),(

ddxsubremain

x

dxlessifdxremain

rdqx quotient remainderx

0

1

2

3

4

5

6

7

8

0400

1401

2402

3403

0414

1415

2416

3417

0428

0

0

0

0

1

1

1

1

2

0

1

2

3

0

1

2

3

0

quotientq

remainderr

4d

)))),,(((

,0

),,((),(

ddxsubquotsucc

dxlessifdxquot

Page 54: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Division as Primitive Recursion

)0

)),,(((

),)),,(((()),((

0),0(

dxsubremainsucc

ddxremainsucclessifdxsuccremain

dremain

)),()),),((?(()),((

0),0(

dxquotdxsuccremainzeroadddxsuccquot

dquot

Page 55: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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)),(?(),( dxremainzerodxdivisible

Recursive Predicate divisible

Page 56: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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)),((),(_ yxequalnonyxequalnon

Recursive Predicate

)),(?(),( dxremindzerodxdivisible

Page 57: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Theorem

The set of primitive recursive functions

is countable.

Proof

Each primitive recursive function

can be encoded as a string.

Enumerate all strings in proper order.

Check if a string is a function.

Page 58: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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There is a function that

is not primitive recursive.

Proof

Enumerate the primitive recursive functions,,, 321 fff

Theorem

Page 59: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Define function

1)()( ifig i

g differs from every if

g is not primitive recursive

END OF PROOF

Page 60: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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A specific function that is not

primitive recursive:

Ackermann’s function:

)),(,1()1,(

)1,1()0,(

1),0(

yxAxAyxA

xAxA

yyA

Grows very fast,

faster than any primitive recursive function

Page 61: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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The Ackermann function is the simplest example of a well defined total function which is computable but not primitive recursive, providing a counterexample to the belief in the early 1900s that every computable function was also primitive recursive.

Page 62: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Recursive Functions

0),(such that smallest )),(( yxgyyxgy

Ackermann’s function is a

Recursive Function

Page 63: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Primitive recursive functions

Recursive Functions

Page 64: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Primitive Recursion: Extended Example

Needs following building blocks:– constants– addition– multiplication– exponentiation– subtraction

A polynomial function:

f(x,y) = 3x7+ xy – 7y2.

Page 65: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Additionadd(m,n) = m+n

add(0,n) =add(m+1,n) =

nsucc(add(m,n))

Multiplication:mult(m,n) = mn

mult(0,n) =mult(m+1,n) =

0add(mult(m,n),n)

Page 66: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Exponentiation:exp(m,n) = nm

exp(0,n) =exp(m+1,n) =

1mult(exp(m,n),n)

= one(n)

Subtraction sub(m,n) = m-n

sub(0,n) =sub(m+1,n) =

0 = zero(n)succ(sub(m,n))

Page 67: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Primitive Recursion: Extended Example

f(x,y) = (3x7+ xy) - 7y2

f = sub◦ (add ◦ (f1,f2), f3)

f1(x,y) = mult(3,exp(7,x)) f1 = mult ◦ (three, exp ◦ (seven))

f2(x,y) = mult(x,y) f2 = mult

f3(x,y) = mult(7,exp(2,y)) f3 = mult ◦ (seven, exp ◦ (two))

f(x,y) = sub(add(f1(x,y),f2(x,y)),f3(x,y))

Page 68: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Primitive Recursion

All primitive recursive functions are total.I.e., they are defined for all values.

Primitive recursion lack some interesting functions.“True” subtraction – when using natural numbers.“True” division – undefined when divisor is 0.Trigonometric functions – undefined for some values.…

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Partial Recursive

A function is partial recursive it can be defined by the previous constructions.

A function is recursive it is partial recursive and total.

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Division:div(m,n) = m n

div(m,n) = min i, sub(succ(m),add(mult(i,n),n)) = 0

div(m,n) = minimum i such thati mnin m-(n-1)in+n m+1(m+1) – (in+n) 0(m+1) (in+n) = 0

Example

Page 71: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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Relations Among Function Classes

Functions TMs– Define TMs in terms of the

function formers.– Straightforward, but long.

TMs Functions– Define functions where

subcomputations encode TM behavior.

– Simple encoding scheme.– Straightforward, but very

messy.

partial recursive= recognizable

recursive= decidable

primitiverecursive

Page 72: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

72

otherwise 0,

)(

even isn if,1

neven

))(,1()1(

1)0(

kevensubkeven

even

More Examples of Primitive Recursion

A recursive function is a function that calls itself (by using its own name within its function body).

Even

Page 73: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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))1(),(()1(

1)0(

xxfactmultxfact

fact

Factorials

))1)1(! nnn

Page 74: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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),(),)),(((()),((

),0(),0(

),()?(

),()(

yxisSquareyxsuccsquareequaloryxsuccisSquare

yequalyisSquare

xxisSquarexsquare

xxmultxsquare

)),(,()),(,(),),,(((),(

)0,()?(

yymultxequalysuccxhxyymultlessifyxh

xhxsquare

Is a number a square?

Forward recursion (-recursion)

Page 75: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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number. naturalany of square anot is 5

0))5,0(

))5,0(.......................................................................

))5,1(..........................................................................

))5,2(..........................................................................

))))5,3(),5,4(((),5,5(((

)5,4(),5,5((()5,5(

)5,5()5?(

isSquare

isSquareetc

isSquareetc

isSquareetc

isSquaresquareequalorsquareequalor

isSquaresquareequalorisSquare

isSquaresquare

Page 76: CD5560 FABER Formal Languages, Automata  and Models of Computation Lecture 14

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etc

multequalhmultlessifh

hsquare

...

))0,0(,5(),1,5(),5),0,0((()0,5(

)0,5()5?(