第一章：政治经济学、国际政治经济学与比较政治经 … · Web viewTitle 第一章：政治经济学、国际政治经济学与比较政治经济学 Author zenithao

课名 Course：比较政治经济学 Comparative Political Economy课号 Number：03216270课类 Type：研究生课程 Graduate Seminar学分 Credits：3时间 Time：周二 Tuesday 9:00-12:00地点 Place：一教 106（9:00-10:00）；一教 112（10:00-12:00）教师 Instructor：朱天飚 Tianbiao Zhu（http://www.sg.pku.edu.cn/dpe/tianbiao.htm）通讯 Contact：62767274或 62767272 [email protected]答疑 Office Hours：周一 Monday 14:30-16:30（法学楼五层 5530）

简介Course Description：比较政治经济学主要讨论国家、社会与经济互动的历史、理论及相关专题。主要问题包括：当代国际政治、经济体系是怎样形成和演化的？全球化下国家、社会与经济的关系是什么？政府应该介入多少经济事务？经济因素是怎样影响国内政治的？本课在回答上述问题时致力于对政治与经济的基本关系做一个全面介绍。其主要目的在于帮助学生深入分析政治、经济体系、力量、与主体行为者在国内层面的相互作用。课堂表现与专题报告占总成绩 50%，期末论文占 50%（期末论文必须在福利国家、发展型国家和转型国家三个专题里选择一个来完成，它与专题报告的选题不能重复）。This seminar provides an overview of the field of comparative political economy to students who have no previous background knowledge. The main aim is to help students understand the interaction between domestic political and economic systems, forces and actors, including such interaction at and between international and domestic levels. The course asks two main questions: first, how do states, social forces and various kinds of institutions affect the flow of economic resources within national boundaries? Second, how do economic forces constrain the behavior of political actors at domestic level? More specifically, this course deals with the politics of economic development, adjustment and transition.

The course is divided into three sections. The first one examines the historical evolutions of nation-states and national economies, while the second section of the course discusses principal theoretical approaches to the study of comparative political economy. The third section of the course connects the historical evolutions and the theoretical perspectives to specific issue areas, such as the development of welfare states and of developmental states.

Students are expected to do the required readings before class, participate actively in class discussion, and do a presentation in the second half of the course (50% of the final grade). Students are also expected to submit a research paper after the semester

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is over (50% of the final grade).

网上信息 Web Information：《比较政治经济学》本科生课网址：http://www.sg.pku.edu.cn/dpe/cpe06u.htm《比较政治经济学》研究生课网址：http://www.sg.pku.edu.cn/dpe/cpe06g.htm政经学园网址：http://pelyceum.bdwm.net/政治经济系网址：http://www.sg.pku.edu.cn/dpe/dpe.htm

必读 Required Readings：1. 朱天飚 著，《比较政治经济学》（北京大学出版社，2006年）。2. 每周经典英文阅读（见后面）。

泛读 General Readings：1. Barry Clark, Political economy: a comparative approach (New York, Westport, and London: Praeger, 1991).

2. James Caporaso and David P. Levine, Theories of political economy (Cambridge and New York: Cambridge University Press, 1992).

3. Robert Gilpin, Global political economy: understanding the international economic order (Princeton: Princeton University Press, 2001).

4. Ronald H. Chilcote, Theories of comparative political economy (Westview, 2000).

5. Jan-Erik Lane and Svante Ersson, Comparative political economy: a developmental approach 2nd edition (London and Washington: Pinte, 1997).

第一至四本都有中译本，具体信息如下：《政治经济学 - 比较的视点》王询 译（当代政治经济学译丛，经济科学出版社，2001年）。《政治经济学理论》林翰 等译（台湾：风云论坛出版社，1995年）。《全球政治经济学：解读国际经济秩序》杨宇光 杨炯 译（东方编译所译丛，上海世纪出版集团，2003年）。

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《比较政治经济学理论》高铦、高戈 译（政治理论译丛，社会科学文献出版社，2001年）。历史部分可参考：《世界现代化史纲（第一卷）- 世界体系的形成与第一轮现代化》夏诚 著（广西人民出版社）。

课程结构 Course Structure：21/2：课程介绍 Introduction to the course28/2：比较政治经济学介绍 Introduction to comparative political economy

历史 History7/3：现代国家与经济的崛起 The rise of the modern state and economy14/3：英、美霸权下的国际体系 The hegemonic systems under the UK and US21/3：先发展与后发展国家 Early and late developers

28/3: 专题报告组讨论 Group meeting

范式 Perspectives4/4：国家主义 Statism11/4：新古典政治经济学 Neoclassical political economy18/4：社会联盟理论 Social coalition approach25/4：制度主义 Institutionalism

2/5：五一假期 Break

专题 Issues9/5：福利国家的发展与演变 Development and evolution of the welfare state16/5：发达国家的经济调整 Economic adjustment of developed countries23/5：发展中经济与发展型国家 Developing economy and the developmental state30/5：发展中国家的问题与危机 Problems and crises of developing countries 6/6：转型国家与转型经济 Transitional states and transitional economies

阅读安排 Reading Arrangement：

28/2：比较政治经济学介绍 Introduction to comparative political economy

《比较政治经济学》第一章。

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Margaret Levi, “The economic turn in comparative politics,” Comparative Political Studies 33(6/7), 2000.

James A. Caporaso, “Across the great divide: integrating comparative and international politics,” International Studies Quarterly 41: 563-592, 1997.

Peter Evans, Embedded autonomy: states and industrial transformation (Princeton: Princeton University Press, 1995), Chapter 3 (pp.43-73).

7/3：现代国家与经济的崛起 The rise of the modern state and economy

《比较政治经济学》第二章。Karl Polanyi, The great transformation: the political and economic origins of our time (Boston: Beacon Press, 1944), Chapter 4, 5, 6 and 11.

Charles Tilly, “War making and state making as organized crime”, in Bringing the state back in edited by Peter B. Evans, Dietrich Rueschemeyer, and Theda Skocpol (New York: Cambridge University Press, 1985).

14/3：英、美霸权下的国际体系 The hegemonic systems under the UK and US

《比较政治经济学》第三章。Benno Teschke, “Theorizing the Westphalian system of states: international relations from absolutism to capitalism,” European Journal of International Relations 8(1), 2002.

Beverly J. Silver and Giovanni Arrighi, “Polanyi’s ‘double movement’: the Belle Epoques of British and U.S. hegemony compared,” Politics and Society 31(2), 2003.

Ian Clark, “Another ‘double movement’: the great transformation after the Cold War?” Review of International Studies 27: 237-255, 2001.

21/3：先发展与后发展国家 Early and late developers

《比较政治经济学》第四章。Ha-Joon Chang, Kicking away the ladder: development strategy in historical perspective (London: Anthem Press, 2002), Chapter 2 (pp.13-68).

Alexander Gerschenkron, Economic backwardness in historical perspective: a book of essays (Cambridge (Mass.): Harvard University Press, 1962), Chapter 1 (pp.5-30).

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James R. Kurth, “The political consequences of the product cycle: industrial history and political outcomes,” International Organization 33(1), 1979.

4/4：国家主义 Statism

《比较政治经济学》第五章。Theda Skocpol, “Bringing the state back in: strategies of analysis in current research,” in Bringing the state back in edited by Peter B. Evans, Dietrich Rueschemeyer, and Theda Skocpol (Cambridge: Cambridge University Press, 1985).

Michael Mann, “The autonomous power of the state: its origins, mechanisms and results,” in States in history edited by John A. Hall (Oxford and New York: Blackwell, 1986).

Joel S. Migdal, State in society: studying how states and societies transform and constitute one another (New York: Cambridge University Press, 2001), Chapter 1.

11/4：新古典政治经济学 Neoclassical political economy

《比较政治经济学》第六章。Mancur Olson, The rise and decline of nations: economic growth, stagflation, and social rigidities (New Heaven: Yale University Press, 1982), Chapter 2 and 3 (pp.17-74).

Margaret Levi, “A model, a method, and a map: rational choice in comparative and historical analysis,” in Comparative politics: rationality, culture, and structure edited by Mark Irving Lichbach and Alan S. Zuckerman (Cambridge: Cambridge University Press, 1997).

18/4：社会联盟理论 Social coalition approach

《比较政治经济学》第七章。Peter Gourevitch, “International trade, domestic coalitions and liberty,” Journal of Interdisciplinary History 8(2): 281-313, 1977.

Gregory M. Luebbert, “Social foundations of political order in interwar Europe,” World Politics 39(4): 449-478, 1987.

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Ronald Rogowski, Commerce and coalitions: how trade affects domestic political alignments (Princeton: Princeton University Press, 1989), Chapter 1.

25/4：制度主义 Institutionalism

《比较政治经济学》第八章。Peter Katzenstein, “Conclusion: domestic structures and strategies of foreign economic policy,” in Between power and plenty: foreign economic policies of advanced industrial states edited by Peter Katzenstein (Madison: University of Wisconsin Press, 1978).

Douglass C. North, “Institutions and economic growth: an historical introduction,” World Development 17(9): 1319-1332 1989).

Adam Przeworski, “Institutions matter?” Government and Opposition 39(4), 2004.

9/5：福利国家的发展与演变 Development and evolution of the welfare state

《比较政治经济学》第九章。Paul Pierson, “The new politics of the welfare state,” World Politics 48(2): 143-179, 1996.

16/5：发达国家的经济调整 Economic adjustment of developed countries

《比较政治经济学》第十章。Peter A. Hall and David Soskice, “An introduction to varieties of capitalism,” in Varieties of capitalism: the institutional foundations of comparative advantage (New York and Oxford: Oxford University Press, 2001).

23/5：发展中经济与发展型国家 Developing economy and the developmental state

《比较政治经济学》第十一章。Peter Evans, “Class, State, and Dependence in East Asia: Lessons for Latin America,” in The political economy of the new Asian industrialism edited by Frederic C. Deyo (Ithaca and London: Cornell University Press 1987).

30/5：发展中国家的问题与危机 Problems and crises of developing countries

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《比较政治经济学》第十二章。Linda Weiss, “Developmental states in transition: adapting, dismantling, innovating, not ‘normalising’,” Pacific Review 13(1): 21-55, 2000.

6/6：转型国家与转型经济 Transitional states and transitional economies

《比较政治经济学》第十三章。Joel Hellman, “Winners take all: the politics of partial reform in postcommunist transitions,” World Politics 50(2): 203-234, 1998.

参考阅读 Recommended Readings:

1. 比较政治经济学简介 Introduction to Comparative Political Economy

朱天飚，《国际政治经济学与比较政治经济学》，载于《世界经济与政治》2005年第 3期。

__________，《比较政治经济学》（北京：北京大学出版社，2006年）。Gabriel A. Almond, “Review article: the international-national connection,” British Journal of Political Science 19: 237-259, 1989.

James E. Alt, “Comparative political economy: credibility, accountability, and institutions,” in Political science: the state of the discipline edited by Ira Katznelson and Helen V. Milner (New York: Norton; Washington, D.C.: American Political Science Association, 2002).

Mark M. Blyth, “Squaring the circle: the domestic sources of international cooperation,” International Organization 50(2): 349-373, 1996.

__________, “‘Any more bright ideas?’ The ideational turn of comparative political economy,” Comparative Politics 29(2): 229-250, 1997.

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__________, “From comparative capitalism to economic constructivism: the Cornell Series in Political Economy,” New Political Economy 8(2), 2003.

James A. Caporaso, “Across the great divide: integrating comparative and international politics,” International Studies Quarterly 41: 563-592, 1997.

James A. Caporaso and David P. Levine, Theories of political economy (Cambridge and New York: Cambridge University Press, 1992).

Christian Chavagneux, “Economics and politics: some bad reasons for a divorce,” Review of International Political Economy 8(4): 608-632, 2001.

Ronald H. Chilcote, Theories of comparative political economy (Westview, 2000).

Barry Clark, Political economy: a comparative approach (New York, Westport, and London: Praeger, 1991).

Peter Evans and John D. Stephens, “Studying development since the sixties: the emergence of a new comparative political economy,” Theory and Society 17, 1988.

Robert Gilpin, Global political economy: understanding the international economic order (Princeton: Princeton University Press, 2001).

Peter Gourevitch, “The second image reversed: the international sources of domestic politics,” International Organization 32(4), 1978.

Jean-Christophe Graz, “Review Essay: beyond states and markets: comparative and global political economy in the age of hybrids,” Review of International Political Economy 8(4): 739-748, 2001.

Thomas W. Hall and John E. Elliott, “Methodological controversies in economics and political economy,” International Journal of Social Economics 26 (10/11): 1249-1284, 1999.

Jan-Erik Lane and Svante Ersson, Comparative political economy: a developmental approach 2nd edition (London and Washington: Pinte, 1997).

Margaret Levi, “The economic turn in comparative politics,” Comparative Political Studies 33(6/7), 2000.

Michael Loriaux, “Comparative political economy as comparative history,” Comparative Politics 21(3): 355-377, 1989.

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Deepak Nayyar, “Globalisation, history and development: a tale of two centuries,” Cambridge Journal of Economics 30: 137-159, 2006.

Phillip Anthony O’Hara, ed., Encyclopedia of political economy (London and New York: Routledge, 1999).

Pablo M. Pinto and Jeffrey F. Timmons, “The political determinants of economic performance: political competition and the sources of growth,” Comparative Political Studies 38(1): 26-50, 2005.

Rand Smith, “International economy and state strategies: recent work in comparative political economy,” Comparative Politics 25(3), 1993.

Special issue: “New political economies,” American Journal of Economics and Sociology 61(1), 2002.

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2. 现代国家与现代经济的崛起 The Rise of Modern State and Economy

[美]彭慕兰 著，史建云 译，《大分流：欧洲、中国及现代世界经济的发展》（南京：江苏人民出版社，2003）。Julia Adams, The Familial State: Ruling Families and Merchant Capitalism in Early Modern Europe (Ithaca and London: Cornell University Press, 2005).

Jean Baechler, John A. Hall, and Michael Mann, eds., Europe and the rise of capitalism (Oxford and New York: Blackwell, 1988).

Stephen Broadberry and Bishnupriya Gupta, “The early modern great divergence: wages, prices and economic development in Europe and Asia, 1500-1800,” Economic History Review 59(1), 2006.

Nicola Di Cosmo, “State formation and periodization in inner Asian history,” Journal of World History 10(1), 1999.

Thomas Ertman, Birth of the Leviathan: building states and regimes in medieval and early modern Europe (Cambridge: Cambridge University Press, 1999).

John A. Hall, “States and economic development: reflections on Adam Smith”, in States in history edited by John A. Hall (Oxford and New York: Blackwell, 1986).

John A. Hall, and G. John Ikenberry, The state (Milton Keynes: Open University Press, 1989).

Albert O. Hirschman, “Exit, voice, and the state,” World Politics 31(1): 90-107, 1978.

Istvan Hont, Jealousy of trade: international competition and the nation-state in historical perspective (Cambridge (Mass.) and London: The Belknap Press of Harvard University Press, 2005).

Victoria Tin-bor Hui, “Toward a dynamic theory of international politics: insights from comparing ancient China and early modern Europe,” International Organization 58: 175-205, Winter 2004.

E. L. Jones, The European miracle: environments, economies, and geopolitics in the history of Europe and Asia (Cambridge: Cambridge University Press, 1987).

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Joungwon Alexander Kim, “The politics of predevelopment,” Comparative Politics 5(2), 1973.

Michael Mann, The sources of social power I: a history of power from the beginning to A.D. 1760 (New York: Cambridge University Press, 1986).

__________, States, war and capitalism (Cambridge (Mass.) and Oxford: Blackwell, 1988).

__________, The sources of social power II: the rise of classes and nation-states, 1760-1914 (New York: Cambridge University Press, 1993).

William H. McNeill, “World history and the rise and fall of the west,” Journal of World History 9(2), 1998.

Ola Olsson and Douglas A. Hibbs Jr., “Biogeography and long-run economic development.” European Economic Review 49: 909-938, 2005.

Andreas Osiander, “Before sovereignty: society and politics in ancient regime Europe,” Review of International Studies 27, 2001.

Karl Polanyi, The great transformation: the political and economic origins of our time (Boston: Beacon Press, 1944).

__________, “The Economy as Instituted Process,” in The Historical Evolution of the International Political Economy Volume I edited by Christopher Chase-Dunn (Cheltanham, UK: Edward Elgar, 1995).

Karen A. Rasler and William R. Thompson, “War making and state making: governmental expenditures, tax revenues, and global wars,” American Political Science Review 79(2): 491-507, 1985.

Melvin Richter, “A family of political concepts: tyranny, despotism, Bonapartism, Caesarism, dictatorship, 1750-1917,” European Journal of Political Theory 4(3): 221-248, 2005.

Hendrik Spruyt, “Institutional selection in international relations: state anarchy as order,” International Organization 48(4), 1994.

__________, The sovereign state and its competitors: an analysis of systems change (Princeton: Princeton University Press, 1994).

Joseph R. Strayer, On the Medieval Origins of the Modern State (Princeton: Princeton University Press, 1970).

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Rene M. Stulz and Rohan Williamson, “Culture, openness, and finance,” Journal of Financial Economics 70, 2003.

William R. Thompson, “The military superiority thesis and the ascendancy of Western Eurasia in the world system,” Journal of World History 10(1), 1999.

William R. Thompson and Karen Rasler, “War, the military revolution(s) controversy, and army expansion: a test of two explanations of historical influences on European state making,” Comparative Political Studies 32(1), 1999.

Charles Tilly, “War making and state making as organized crime”, in Bringing the state back in edited by Peter B. Evans, Dietrich Rueschemeyer, and Theda Skocpol (New York: Cambridge University Press, 1985).

__________, Coercion, capital, and European states, AD 990-1992 (Cambridge (Mass.) and Oxford: Blackwell, 1992).

Max Weber, The Protestant ethic and the spirit of capitalism (Translated by Talcott Parsons, London: Allen & Unwin, 1976).

Linda Weiss and John M. Hobson, States and economic development: a comparative historical analysis (Cambridge: Polity Press, 1995).

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3. 现代国际政经体系的形成、演变与更迭 Formation, Evolution and

Transformation of Modern International Political and Economic Systems

现代国际政治体系 Modern International Political System

J. Samuel Barkin and Bruce Cronin, “The state and the nation: changing norms and the rules of sovereignty in international relations,” International Organization 48(1), 1994.

D. Scott Bennett and Allan C. Stam III, “The duration of interstate wars, 1816-1985,” American Political Science Review 90(2): 239-257, 1996.

Mauricio Drelichman, “All that glitters: Precious metals, rent seeking and the decline of Spain,” European Review of Economic History 9(3), 2005.

Anthony Giddens, The nation-state and violence (Cambridge: Polity Press, 1985).

Robert Gilpin, War and change in world politics (Cambridge and New York: Cambridge University Press, 1981).

Peter Gourevitch, “The international system and regime formation: a critical review of Anderson and Wallerstein,” Comparative Politics 10(3), 1978.

Paul Kennedy, The rise and fall of the great powers: economic change and military conflict from 1500 to 2000 (London, Sydney and Wellington: Unwin Hyman, 1988).

Stephen Krasner, Sovereignty: organized hypocrisy (Princeton: Princeton University Press, 1999).

__________, “Rethinking the sovereign state model,” Review of International Studies 27, 2001.

Hannes Lacher, “International transformation and the persistence of territoriality: toward a new political geography of capitalism,” Review of International Political Economy 12(1): 26-52, 2005.

Jordi Martí-Henneberg, “The Map of Europe: Continuity and Change in Administrative Boundaries (1850–2000),” Geopolitics 10(4), 2005.

George Modelski, Long cycles in world politics (Seattle: University of Washington Press, 1985).

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Adam David Morton, “The age of absolutism: capitalism, the modern states-system and international relations,” Review of International Studies 31: 495-517, 2005.

Philip Pomper, “The history and theory of empires,” History and Theory 44: 1-27, 2005.

Karen A. Rasler and William R. Thompson, “Global wars, public debts, and the long cycle,” World Politics 35(4), 1983.

Ronald Rogowski, “Structure, growth, and power: three rationalist accounts,” International Organziation 37(4), 1983.

Richard Rosecrance, “Long cycle theory and international relations,” International Organziation 41(2), 1987.

Meredith Reid Sarkees, “Inter-state, intra-state, and extra-state wars: a comprehensive look at their distribution over time, 1816-1997,” International Studies Quarterly 47, 2003.

James R. Sofka, “The eighteenth century international system: parity or primacy?” Review of International Studies 27, 2001.

Benno Teschke, “Geopolitical relations in the European middle ages: history and theory,” International Organization 52(2): 325-358, 1998.

__________, “Theorizing the Westphalian system of states: international relations from absolutism to capitalism,” European Journal of International Relations 8(1), 2002.

Immanuel Wallerstein, The politics of the world-economy: the states, movements and civilizations (Cambridge: Cambridge University Press, 1984), Chapter 4.

David S. Yost, “New perspectives on historical states-systems,” World Politics 32(1), 1979.

现代国际经济体系 Modern International Economic System

Bruce Andrews, “The political economy of world capitalism: theory and practice,” International Organization 36(1): 135-163, 1982.

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Giovanni Arrighi and Beverly J. Silver, “Capitalism and world (dis)order,” Review of International Studies 27, 2001.

Robert Brenner, “The origins of capitalist development: a critique of neo-Smithian Marxism,” New Left Review 104: 25-92, 1977.

Davin Chor, “Institutions, wages, and inequality: The case of Europe and its periphery (1500-1899),” Explorations in Economic History 42(4), 2005.

Joachim K. Rennstich, “The new economy, the leadership long cycle and the nineteenth K-wave,” Review of International Political Economy 9(1), 2002.

Rafael Reuveny and William R. Thompson, “Leading sectors, lead economies, and economic growth,” Review of International Political Economy 8(4), 2001.

Herman M. Schwartz, States versus markets: the emergence of a global economy (New York: St. Martin’s Press, 2000), pp.51-58.

Theda Skocpol, “Wallerstein’s world capitalist system: a theoretical and historical critique,” American Journal of Sociology 82(5): 1075-1090, 1977.

Arthur A. Stein, “The hegemon’s dilemma: Great Britain, the United States, and the international economic order,” International Organization 38(2): 355-386, 1984.

Joan Thirsk, “Economic and social development on a European-world scale,” American Journal of Sociology 82(5): 1097-1102, 1977.

William R. Thompson, “Long waves, technological innovation, and relative decline,” International Organization 44(2), 1990.

William R. Thompson and Lawrence Vescera, “Growth waves, systemic openness, and protectionism,” International Organization 46(2), 1992.

Immanuel Wallerstein, The modern world-system I: capitalist agriculture and the origins of the European world-economy in the sixteenth century (San Diego, New York, Boston, London, Sydney, Tokyo, and Toronto: Academic Press, 1974).

__________, The modern world-system II: mercantilism and the consolidation of the European world-economy, 1600-1750 (San Diego, New York, Boston, London, Sydney, Tokyo, and Toronto: Academic Press, 1980).

__________, The modern world-system III: the second era of great expansion of the capitalist world-economy, 1730-1840s (San Diego, New York, Boston, London, Sydney, Tokyo, and Toronto: Academic Press, 1989).

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Aristide R. Zolberg, “Origins of the modern world system: a missing link,” World Politics 33(2): 253-281, 1981.

英国霸权下的国际经济体系 The British Hegemonic System

Paul Bairoch, “International industrialization levels from 1750 to 1980,” Journal of European Economic History 11(2), 1982.

Sheri Berman, “Path dependency and political action: reexaming responses to the Depression,” Comparative Politics 30(4): 379-400, 1998.

Fred Block and Margaret Somers, “In the shadow of Speenhamland: social policy and the old poor law,” Politics and Society 31(2): 283-323, 2003.

Guenther Both, “The near-death of liberal capitalism: perceptions from the Weber to the Polanyi brothers,” Politics and Society 31(2): 263-282, 2003.

Kerry A. Chase, “Imperial protection and strategic trade policy in the interwar period,” Review of International Political Economy 11(1): 177-203, 2004.

Christie Davies, “The Rise and Fall of the First Globalisation,” Economic Affairs 25(3), 2005.

Barry J. Eichengreen, Golden fetters: the gold standard and the Great Depression, 1919-1939 (New York: Oxford University Press, 1992).

Giovanni Federico, “Not Guilty? Agriculture in the 1920s and the Great Depression,” Journal of Economic History 65(4), 2005.

Niall Ferguson, “Political risk and the international bond market between the 1848 revolution and the outbreak of the First World War,” Economic History Review 59(1), 2006.

Marc Flandreau and Clemens Jobst, “The Ties that Divide: A Network Analysis of the International Monetary System, 1890-1910,” Journal of Economic History 65(4), 2005.

Giulio M. Gallarotti, “Hegemons of a lesser God: the Bank of France and monetary leadership under the classical gold standard,” Review of International Political Economy 12(4), 2005.

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Sandra Halperin, War and social change in modern Europe: the great transformation revisited (Cambridge: Cambridge University Press, 2004).

Eric Helleiner, The making of national money: territorial currencies in historical perspective (Ithaca and London: Cornell University Press, 2003).

Scott C. James and David A. Lake, “The second face of hegemony: Britain’s repeal of the Corn Laws and the American Walker tariff of 1846,” International Organization 43(1): 1-29, 1989.

Charles Kindleberger, “Dominance and leadership in the international economy: exploitation, public goods, and free rides,” International Studies Quarterly 25(2), 1981.

__________, “Hierarchy versus inertial cooperation,” International Organization 40(4), 1986.

Jonathan Kirshner, “Keynes, capital mobility and the crisis of embedded liberalism,” Review of International Political Economy 6(3): 313-337, 1999).

Samuel Knafo, “The gold standard and the origins of the modern international monetary system,” Review of International Political Economy 13(1), 2006.

Kari Polanyi Levitt, “Keynes and Polanyi: the 1920s and the 1990s,” Review of International Political Economy 13(1), 2006.

Timothy McKeown, “Hegemonic stability theory and 19th century tariff levels in Europe,” International Organization 37(1): 73-91, 1983.

Hudson Meadwell, “The long nineteenth century in Europe,” Review of International Studies 27, 2001.

James D. Morrow, Randolph M. Siverson, and Tressa E. Tabares, “The political determinants of international trade: the major powers, 1907-90,” American Political Science Review 92(3): 649-661, 1998.

Avner Offer, “The British empire, 1870-1914: a waste of money?” Economic History Review XLVI(2): 215-238, 1993.

Sean O’Riain and Fred Block, “Introduction (to the special issue on Polanyi),” Politics and Society 31(2): 187-191, 2003.

Kenneth A. Oye, “The sterling-dollar-franc triangle: monetary diplomacy 1929-1937,” World Politics 38(1): 173-199, 1985).

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Jennifer Pitts, A turn to empire: the rise of imperial liberalism in Britain and France (Princeton: Princeton University Press, 2005).

Karl Polanyi, The great transformation: the political and economic origins of our time (Boston: Beacon Press, 1944).

Beverly J. Silver and Giovanni Arrighi, “Polanyi’s ‘double movement’: the Belle Epoques of British and U.S. hegemony compared,” Politics and Society 31(2), 2003.

Beth A. Simmons, “Rulers of the game: central bank independence during the interwar years,” International Organization 50(3): 407-443, 1996).

__________, Who adjust? Domestic sources of foreign economic policy during the interwar years (Princeton: Princeton University Press, 1994).

Casper Sylvest, “Continuity and change in British liberal internationalism, c. 1900-1930,” Review of International Studies 31: 263-283, 2005.

Daniel Verdier, “Domestic responses to capital market internationalization under the gold standard, 1870-1914,” International Organization 52(1), 1998.

美国霸权下的国际经济体系 The American Hegemonic System

Guy Ben-Porat, “A new middle east? Globalization, peace and the ‘double movement’,” International Relations 19(1), 2005.

Ian Clark, “Another ‘double movement’: the great transformation after the Cold War?” Review of International Studies 27: 237-255, 2001.

Campbell Craig, “Review article: American realism versus American imperialism,” World Politics 57: 143-171, 2004.

Philip S. Golub, “Imperial politics, imperial will and the crisis of US hegemony,” Review of International Economy 11(4): 763-786, 2004.

Shale Horowitz, “Restarting globalization after World War II: structure, coalitions, and the Cold War,” Comparative Political Studies 37(2): 127-151, 2004.

G. John Ikenberry, “American power and the empire of capitalist democracy,” Review of International Studies 27, 2001.

18

__________, “Liberalism and empire: logics of order in the American unipolar age,” Review of International Studies 30: 609-630, 2004.

Michael J. Piore and Charles F. Sabel, The second industrial divide: possibilities for prosperity (New York: Basic Books, 1984), esp. Chapter 1 and 7.

Michael Mann, “The first failed empire of the 21st century,” Review of International Studies 30: 631-653, 2004.

Jonathan Monten, “The roots of the Bush doctrine: power, nationalism, and democracy promotion in U.S. strategy,” International Security 29(4): 112-156, 2005.

David P. Rapkin, “Empire and its discontents,” New Political Economy 10(3), 2005.

Julian Reid, “The biopolitics of the war on terror: a critique of the ‘return of imperialism’ thesis in international relations,” Third World Quarterly 26(2): 237-252, 2005.

John Ruggie, “International regimes, transactions, and change: embedded liberalism in the postwar economic order,” International Organization 36(2), 1982.

Richard Saull, “Locating the global South in the theorization of the Cold War: capitalist development, social revolution and geopolitical conflict,” Third World Quarterly 26(2): 253-280, 2005.

Doug Stokes, “The heart of empire? Theorising US empire in an era of transnational capitalism,” Third World Quarterly 26(2): 217-236, 2005.

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4. 后发展国家的发展战略与道路 Strategies and Paths of Late Development

后发展概述 Introduction to Late Development

夏诚 著，《世界现代化史纲（第一卷）：世界体系的形成与第一轮现代化》（南宁：广西人民出版社，1999）。Ha-Joon Chang, Kicking away the ladder: development strategy in historical perspective (London: Anthem Press, 2002).

__________, “Policy space in historical perspective – with special reference to trade and industrial policies,” A paper presented at the Queen Elizabeth House 50th Anniversary Conference, Queen Elizabeth House, University of Oxford, July 2005.

I. Bradford, Colin, Jr. “Policy interventions and markets: development strategy typologies and policy options”, in Manufacturing miracles: paths of industrialization in Latin America and East Asia edited by Gary Gereffi and Donald L. Wyman (Princeton: Princeton University Press, 1990).

Karl W. Deutsch and Alexander Eckstein, “National industrialization and the declining share of the international economic sector, 1890-1959,” World Politics 13(2): 267-299, 1961.

Ann Firth, “State form, social order and the social sciences: urban space and politico-economic systems 1760-1850,” Journal of Historical Sociology 16(1), 2003.

Gary Gereffi, “Paths of industrialization: an overview”, in Manufacturing miracles: paths of industrialization in Latin America and East Asia edited by Gary Gereffi and Donald L. Wyman (Princeton: Princeton University Press, 1990), pp.8-23.

Alexander Gerschenkron, Economic backwardness in historical perspective: a book of essays (Cambridge (Mass.): Harvard University Press, 1962), Chapter 1.

James R. Kurth, “The political consequences of the product cycle: industrial history and political outcomes,” International Organization 33(1), 1979.

Patrick K. O’Brien, “Political structures and grand strategies for the growth of the British economy, 1688-1815,” in Nation, state and the economy in history edited by Alice Teichova and Herbert Matis (Cambridge: Cambridge University Press, 2003).

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Cheryl Schonhardt-Bailey, “Specific factors, capital markets, portfolio diversification, and free trade: domestic determinants of the repeal of the Corn Laws,” World Politics 43(4): 545-569, 1991.

Isabel Sanz-Villarroya, “The convergence process of Argentina with Australia and Canada: 1875-2000,” Explorations in Economic History 42: 439-458, 2005.

Nachoem M. Wijnberg, “The industrial revolution and industrial economics,” Journal of European Economic History 21(1), 1992.

后发展案例 Cases of Late Development

Robert C. Allen, Farm to factory: a reinterpretation of the Soviet industrial revolution (Princeton and Oxford: Princeton University Press, 2003).

Jeremy Atack, Fred Bateman and Robert A. Margo, “Capital deepening and the rise of the factory: the American experience during the nineteenth century,” Economic History Review LVIII(3): 586-595, 2005.

W. G. Beasley, The modern history of Japan (New York and Washington: Frederick A. Praeger, 1966).

__________, The rise of modern Japan (New York: St. Martin’s Press, 1990).

Sheri E. Berman, “Modernization in historical perspective: the case of imperial Germany,” World Politics 53: 431-461, 2001.

Peter Bogason, “Strong or weak state? The case of Danish agricultural export policy, 1849-1906,” Comparative Politics 24(2): 219-227, 1992.

Peter Duus, The rise of modern Japan (Boston: Houghton Mifflin Company, 1976).

Alexander Erlich, The Soviet industrialization debate, 1924-1928 (Cambridge, Massachusetts: Harvard University Press, 1967).

Stefano Fenoaltea, “The growth of the Italian economy, 1861-1913: Preliminary second-generation estimates,” European Review of Economic History 9(3), 2005.

Louis A. Ferleger, “European agricultural development and institutional change: German experiment stations, 1870-1920,” Journal of the Historical Society 5(3), 2005.

21

Gerd Hardach, “Nation building in Germany: the economic dimension,” in Nation, state and the economy in history edited by Alice Teichova and Herbert Matis (Cambridge: Cambridge University Press, 2003).

Andrew C. Janos, “The politics of backwardness in continental Europe, 1780-1945,” World Politics 41(3):325-358, 1989.

Dale W. Jorgenson and Koji Nomura, “The industry origins of Japanese economic growth,” Journal of the Japanese and International Economies 19(4): 457-654, 2005.

Peter J. Katzenstein, Cultural norms and national security: police and military in postwar Japan (Ithaca and London: Cornell University Press, 1996).

Tamás Krausz, “‘Stalin’s socialism’—today's debates on socialism: theory, history, politics,” Contemporary Politics 11(4), 2005.

David A. Lake, “International economic structures and American foreign economic policy,” World Politics 35(4):517-543, 1983.

__________, “The state and American trade strategy in the pre-hegemonic era,” International Organization 42(1): 33-58, 1988.

Barrington Moore, Jr., Social origins of dictatorship and democracy: lord and peasant in the making of the modern world (Harmondsworth: Penguin, 1967).

Barry Naughton, “Implications of the state monopoly over industry and its relaxation,” Modern China 18(1), 1992.

E. H. Norman, Origins of the modern Japanese state (Selected Writings of E. H. Norman, edited by John W. Dower, including Norman’s classic book Japan’s emergence as a modern state. New York: Pantheon Books, 1975).

Hiroshi Ohashi, “Learning by doing export subsidies, and industry growth: Japanese steel in the 1950s and 1960s,” Journal of International Economics 66: 297-323, 2005.

Tetsuji Okazaki, “The role of the merchant coalition in pre-modern Japanese economic development: an historical institutional analysis,” Explorations in Economic History 42: 184-201, 2005.

Raymond Powell, “Economic growth in the U.S.S.R.,” Scientific American 219(6), 1968.

22

Philip G. Roeder, “Modernization and participation in the Leninist development strategy,” American Political Science Review 83(3): 859-884, 1989.

Richard Sakwa, Soviet politics: an introduction (London and New York: Routledge, 1989).

Richard J. Samuels, “Rich nation, strong army”: national security and the technological transformation of Japan (Ithaca and London: Cornell University Press, 1994).

Amanda R. Tillotson, “Open states and open economies: Denmark’s contribution to a statist theory of development,” Comparative Politics 21(3): 339-354, 1989.

Leon Trotsky, My life: an attempt at an autobiography (Penguin Books, 1971).

Seiichiro Yonekura, The Japan iron and steel industry, 1850-1990: continuity and discontinuity (London: MacMillan Press, 1994).

Daniel Ziblatt, Structuring the State: The Formation of Italy and Germany and the Puzzle of Federalism (Princeton: Princeton University Press, 2006).

Special issue: “Financial Revolutions and Economic Growth,” edited by Peter L. Rousseau and Richard Sylla, Explorations in Economic History 43(1): 1-178, 2006.

Peter L. Rousseau and Richard Sylla, “Financial revolutions and economic growth: Introducing this EEH symposium.”

Stijn Van Nieuwerburgh, Frans Buelens and Ludo Cuyvers, “Stock market development and economic growth in Belgium.”

Carsten Burhop, “Did banks cause the German industrialization?”

Anders Ogren, “Free or central banking? Liquidity and financial deepening in Sweden,1834-1913.”

Yoshiro Miwa and J. Mark Ramseyer, “Japanese industrial finance at the close of the 19th century: Trade creditand financial intermediation.”

Special Issue: “Ruling Passions: Political Economy in Nineteenth-Century America,” edited by Richard R. John, Journal of Policy History 18(1), 2006.

23

Richard R. John, “Ruling Passions: Political Economy in Nineteenth-Century America.”

Robin L. Einhorn, (Robin Leigh), “Institutional Reality in the Age of Slavery: Taxation and Democracy in the States.”

Mark R. Wilson, “The Politics of Procurement: Military Origins of Bureaucratic Autonomy.”

Sean P. Adams, “Promotion, Competition, Captivity: The Political Economy of Coal.”

Steven W. Usselman and Richard R. John, “Patent Politics: Intellectual Property, the Railroad Industry, and the Problem of Monopoly.”

R. Daniel Wadhwani, “Protecting Small Savers: The Political Economy of Economic Security.”

Naomi R. Lamoreaux, “Did Insecure Property Rights Slow Economic Development? Some Lessons from Economic History.”

Special Issue: “Transnationalism,” Contemporary European History 14(4), 2005.

Patricia Clavin, “Defining Transnationalism.”

Conan Fischer, “Scoundrels without a Fatherland? Heavy Industry and Transnationalism in Post-First World War Germany.”

Patricia Clavin and Jens-Wilhelm Wessel, “Transnationalism and the League of Nations: Understanding the Work of Its Economic and Financial Organisation.”

Christopher Kopper, “Continuities and Discontinuities: New Research on the History of German Economic Institutions.”

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5. 国家主义 Statism

国家主义概述 Introduction to Statism

徐振国，《从威权轮统合论到新国家论的转折与检讨》，载于《理论与政策》（台湾），第十四卷第二期，2000年。Robert R. Alford and Roger Friedland, Powers of theory: capitalism, the state, and democracy (Cambridge and New York: Cambridge University Press, 1985).

Gabriel Almond, “The return to the state,” American Political Science Review 82(3), 1988.

Roland Axtmann, “The state of the state: the model of the modern state and its contemporary transformation,” International Political Science Review 25(3): 259-279, 2004.

Karen Barkey and Sunita Parikh, “Comparative perspective on the state,” Annual Reviews of Sociology 17: 523-549, 1991.

Clyde W. Barrow, “The return of the state: globalization, state theory, and the new imperialism,” New Political Science 27(2), 2005.

John Bendix, Bertell Ollman, Bartholomew H. Sparrow and Timothy P. Mitchell, “Going beyond the state?” American Political Science Review 86(4): 1007-1021, 1992.

Martin Carnoy, The state and political theory (Princeton: Princeton University Press, 1984).

Ha-Joon Chang, The political economy of industrial policy (London: Macmillan Press, 1996).

Forrest D. Colburn, “Statism, rationality, and state centrism,” Comparative Politics 20(4): 485-492, 1988.

Peter Evans, Embedded autonomy: states and industrial transformation (Princeton: Princeton University Press, 1995).

25

Peter B. Evans, Dietrich Rueschemeyer and Theda Skocpol, eds., Bringing the state back in (Cambridge: Cambridge University Press, 1985).

Raymond Geuss, History and illusion in politics (Cambridge: Cambridge University Press, 2001), Chapter 1.

John A. Hall, ed., States in history (Oxford and New York: Blackwell, 1986).

David Held, “Central perspectives on the modern state,” in The idea of the modern state edited by Gregor McLennan, David Held and Stuart Hall (Milton Keynes: Open University Press, 1984).

Bob Jessop, “Bringing the state back in (yet again): reviews, revisions, rejections, and redirections,” International Review of Sociology 11(2), 2001.

Philip Kasinitz, “Neo-Marxist view of the state,” Dissent 30(3): 337-346, 1983.

Peter Katzenstein, “Conclusion: domestic structures and strategies of foreign economic policy,” in Between power and plenty: foreign economic policies of advanced industrial states edited by Peter Katzenstein (Madison: University of Wisconsin Press, 1978).

Atul Kohli, “State, society, and development”, in Political science: the state of the discipline edited by Ira Katznelson and Helen Milner (New York: WW Norton, 2002).

Stephen D. Krasner, Defending the national interest: raw materials investments and U.S. foreign policy (Princeton: Princeton University Press, 1978).

__________, “Approaches to the state: alternative conceptions and historical dynamics,” Comparative Politics 16(2): 223-246, 1984.

Howard H. Lentner, “The concept of the state: a response to Stephen Krasner,” Comparative Politics 16(3): 367-377, 1984.

Harvey C. Mansfield, Jr., “On the impersonality of the modern state: a comment on Machiavelli’s use of stato,” American Political Science Review 77(4): 849-857, 1983.

J. P. Nettl, “The state as a conceptual variable,” World Politics 20(4): 559-592, 1968.

Eric A. Nordlinger, On the autonomy of the democratic state (Cambridge, Mass.: Harvard University Press, 1981).

Eric A. Nordlinger, Theodore J. Lowi, and Sergio Fabbrini, “The return to the state: critiques,” American Political Science Review 82(3): 875-901, 1988.

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Jorgen Dige Pedersen, “Explaining economic liberalization in India: state and society perspectives,” World Development 28(2): 265-282, 2000.

Nicola Phillips, “Bridging the comparative/international divide in the study of states,” New Political Economy 10(3), 2005.

Gianfranco Poggi, The development of the modern state: a sociological introduction (London: Hutchinson & Co, 1978).

Edward L. Rubin, Beyond Camelot: rethinking politics and law for the modern state (Princeton: Princeton University Press, 2005).

Eduardo Silva, “From dictatorship to democracy: the business-state nexus in Chile’s economic transformation, 1975-1994,” Comparative Politics 28(3): 299-320, 1996.

Theda Skocpol, “Bringing the state back in: strategies of analysis in current research,” in Bringing the state back in edited by Peter B. Evans, Dietrich Rueschemeyer, and Theda Skocpol (Cambridge: Cambridge University Press, 1985).

Alfred Stepan, The state and society: Peru in comparative perspective (Princeton: Princeton University Press, 1978).

Helen Thompson, “The Modern State and its Adversaries,” Government and Opposition 41(1), 2006.

Charles Tilly, Coercion, capital, and European states, AD 990-1992 (Cambridge (Mass.) and Oxford: Blackwell, 1992).

Ellen Kay Trimberger, Revolution from above: military bureaucrats and development in Japan, Turkey, Egypt, and Peru (New Brunswick: Transaction Books, 1978).

Max Weber, Economic and society edited by Guenther Roth and Claus Witch (Berkeley: University of California Press, 1978).

__________, Weber: political writings edited by Peter Lassman and Ronald Speirs (Cambridge and New York: Cambridge University Press, 1994), esp. Introduction and “The nation state and economic policy”.

Linda Weiss and John M. Hobson, States and economic development: a comparative historical analysis (Cambridge and Oxford: Polity Press, 1995).

Maurice Zeitlin, ed., Classes, class conflict, and the state: empirical studies in class analysis (Cambridge, Mass.: Winthrop Publishers, 1980)

27

国家自主性与国家能力 State Autonomy and Capacity

Peter Baldwin, “Beyond weak and strong: rethinking the state in comparative policy history,” Journal of Policy History 17(1), 2005.

Donald K. Crone, “State, social elites, and government capacity in Southeast Asia,” World Politics 40(2): 252-268, 1988.

Samuel DeCanio, “State Autonomy and American Political Development: How Mass Democracy Promoted State Power,” Studies in American Political Development 19(2), 2005.

Richard F. Doner, “Limits of state strength: toward an institutionalist view of economic development,” World Politics 44(3): 398-431, 1992.

Peter B Evans, “Transnational linkages and the economic role of the state: an analysis of developing and industrialized nations in the post-World War II period,” in Bringing the state back in edited by Peter B. Evans, Dietrich Rueschemeyer, and Theda Skocpol (New York: Cambridge University Press, 1985).

John A. Hall and G. John Ikenberry, The state (Milton Keynes: Open University Press, 1989).

G. John Ikenberry, “Introduction: approaches to explaining American foreign economic policy,” International Organization 42(1): 1-14, 1988.

__________, “Conclusion: what states can do now,” in The nation-state in question edited by T. V. Paul, G. John Ikenberry and John A. Hall (Princeton and Oxford: Princeton University Press, 2003).

Stephen D. Krasner, “Business government relations: the case of the International Coffee Agreement,” International Organization 27(4): 495-516, 1973.

David A. Lake, “The state and American trade strategy in the pre-hegemonic era,” International Organization 42(1): 33-58, 1988.

Michael Mann, “The autonomous power of the state: its origins, mechanisms and results,” in States in history edited by John A. Hall (Oxford and New York: Blackwell, 1986).

28

Charles Noble, “Wilson’s choice: the political origins of the modern American state,” Comparative Politics 17(3): 313-336, 1985.

Adam Przeworski and Michael Wallerstein, “Structural dependence of the state on capital,” American Political Science Review 82(1): 11-29, 1988.

Ben Ross Schneider, “The career connection: a comparative analysis of bureaucratic preferences and insulation,” Comparative Politics 25(3): 331-350, 1993.

Hootan Shambayati, “The rentier state, interest groups, and the paradox of autonomy: state and business in Turkey and Iran,” Comparative Politics 26(3): 307-331, 1994.

Duane Swank, “Politics and the structural dependence of the state in democratic capitalist nations,” American Political Science Review 86(1): 38-54, 1992.

Amanda R. Tillotson, “Open states and open economies: Denmark’s contribution to a statist theory of development,” Comparative Politics 21(3): 339-354, 1989.

贡献与问题 Contributions and Problems

Paul Cammack, “Review article: bringing the state back in?” British Journal of Political Science 19:261-290, 1989.

Supriya Roy Chowdhury, “Neo-statism in Third World studies: a critique,” Third World Quarterly 20(6): 1089-1107, 1999.

Francis Fukuyama, State-building: governance and world order in the 21st century (Ithaca and New York: Cornell University Press, 2004).

__________, “The imperative of state-building,” Journal of Democracy 15(2), 2004.

__________, “’Stateness’ first,” Journal of Democracy 16(1), 2005.

Jack Hayward, “Review article: testing the limits of French statism,” European of Journal of Political Theory 4(3): 301-307, 2005.

Tim Jacoby, “Method, narrative and historiography in Michael Mann’s sociology of state development,” Sociological Review 52(3), 2004.

Margaret Levi, “The state of the study of the state,” in Political science: the state of the discipline edited by Ira Katznelson and Helen V. Milner (New York: Norton; Washington, D.C.: American Political Science Association, 2002).

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Joel S. Migdal, Strong societies and weak states: state-society relations and state capabilities in the Third World (Princeton: Princeton University Press, 1988).

__________, “Studying the state,” in Comparative politics: rationality, culture, and structure edited by Mark Irving Lichbach and Alan S. Zuckerman (Cambridge: Cambridge University Press, 1997).

__________, State in society: studying how states and societies transform and constitute one another (New York: Cambridge University Press, 2001), Chapter 1.

Joel S. Migdal, Atul Kohli and Vivienne Shue, eds., State power and social forces: domination and transformation in the Third World (Cambridge and New York: Cambridge University Press, 1994), Introduction and Chapter 1.

Timothy Mitchell, “The limits of the state: beyond statist approaches and their critics,” American Political Science Review 85(1): 77-96, 1991.

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6. 新古典政治经济学 Neoclassical Political Economy

新古典政治经济学概述 Introduction to Neoclassical Political Economy

Alan Carter, “The nation-state and underdevelopment,” Third World Quarterly 16(4), 1995.

Richard H. Clarida, “Government, trade, and comparative advantage,” American Economic Review 82(2): 122-127, 1992.

James R. Hackney, Jr. “Law and neoclassical economics theory: a critical history of the distribution/efficiency debate,” Journal of Socio-Economics 32: 361-90, 2003.

Louis Lefeber, “Classical vs. neoclassical economic thought in historical perspective: the interpretation of processes of economic growth and development,” History of Political Thought 21(3), 2000.

Adam Smith, An inquiry into the nature and causes of the wealth of nations General Editors: R. H. Campbell and A. S. Skinner; Textual Editors: W. B. Todd (Oxford: Clarendon Press, 1976).

T. N. Srinivasan, “Neoclassical political economy: the state and economic development,” Asian Development Review 3(2): 38-58, 1985.

Guido Tabellini, “The role of the state in economic development,” Kyklos 58(2): 283-303, 2005.

寻租理论 Rent-Seeking Theory

Toke Skovsgaard Aidt, “Redistribution and deadweight cost: the role of political competition,” European Journal of Political Economy 19: 205-226, 2003.

Gary S. Becker, “A theory of competition among pressure groups for political influence,” Quarterly Journal of Economics 98(3): 371-400, 1983.

Jagdish N. Bhagwati, “Directly unproductive, profit-seeking (DUP) activities,” Journal of Political Economy 90(5), 1982.

31

James M. Buchanan and Robert D. Tollison, eds., Theory of public choice: political applications of economics (Ann Arbor: University of Michigan Press, 1972).

James M. Buchanan and Robert D. Tollison eds., The Theory of public choice-II (Ann Arbor: University of Michigan Press, 1984).

John P. Formby, James P. Keeler and Paul D. Thistle, “X-efficiency, rent-seeking and social costs,” Public Choice 57: 115-126, 1988.

Jonathan Hopkin, “Review Article – States, markets and corruption: a review of some recent literature,” Review of International Political Economy 9(3): 574-590, 2002.

Mushtq H. Khan, “Rents, efficiency and growth,” in Rents, rent-seeking and economic development: theory and evidence in Asia edited by Mushtaq H. Khan and Jomo Kwame Sundaram (Cambridge and New York: Cambridge University Press, 2000).

Mushtaq H. Khan and Jomo Kwame Sundaram, eds., Rents, rent-seeking and economic development: theory and evidence in Asia (Cambridge and New York: Cambridge University Press, 2000).

Anne O. Krueger, “The political economy of the rent-seeking society,” American Economic Review 44, 1974.

W. Mitchell, “Chicago political economy: a public choice perspective,” Public Choice 63, 1989.

Charles K. Rowley, Robert D. Tollison, and Gordon Tullock, eds., The Political economy of rent-seeking (Boston: Kluwer Academic Publishers, 1988).

George J. Stigler, eds., Chicago studies in political economy (Chicago: University of Chicago Press, 1988).

Robert D. Tollison, “Rent seeking: a survey,” Kyklos 35, 1982.

Gordon Tullock, “The welfare costs of tariffs, monopolies, and theft,” Western Economic Journal 5, 1967.

__________, The economics of special privilege and rent seeking (Boston: Kluwer Academic Publisher, 1989).

__________, “The costs of special privilege,” in Perspectives on positive political economy edited by James E. Alt and Kenneth A. Shepsle (New York: Cambridge University Press, 1990).

32

Viktor J. Vanberg, “Market and state: the perspective of constitutional political economy,” Journal of Institutional Economics 1(1): 23-49, 2005.

集体选择理论 Collective-Choice Theory

Oriana Bandiera, Iwan Barankay and Imran Rasul, “Cooperation in collective action,” Economics of Transition 13(3): 473-498, 2005.

Paul Brace, Youssef Cohen, Virginia Gray and David Lowery, “How much do interest groups influence state economic growth?” American Political Science Review 83(4): 1297-1308, 1989.

David R. Cameron, “Distributional coalitions and other sources of economic stagnation: on Olson’s rise and decline of nations,” International Organization 42(4), 1988.

Joan Esteban, “Collective action and the group size paradox,” American Political Science Review 95(3), 2001.

Arthur A. Goldsmith, “Does political stability hinder economic development? Mancur Olson’s theory and the Third World,” Comparative Politics 19(4): 471-480, 1987.

Philip Jones, “’All for one and one for all’: transactions cost and collective action,” Political Studies 52: 450-468, 2004.

Emerson M. S. Niou and Guofu Tan, “External threat and collective action,” Economic Inquiry 43(3), 2005.

Mancur Olson, The logic of collective action: public goods and the theory of groups (Cambridge (Mass.) and London: Harvard University Press, 1965).

__________, The rise and decline of nations: economic growth, stagflation, and social rigidities (New Heaven: Yale University Press, 1982).

__________, “Dictatorship, democracy, and development,” American Political Science Review 87(3): 567-576, 1993.

__________, Power and prosperity: outgrowing communist and capitalist dictatorships (New York: Basic Book, 2000).

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Ronald Rogowski, “Structure, growth, and power: three rationalist accounts,” International Organization 37(4): 713-738, 1983..Brigitte Unger and Frans van Waarden, “Interest associations and economic growth: a critique of Mancur Olson’s Rise and Decline of Nations,” Review of International Political Economy 6(4): 425-467, 1999.

理性选择政治经济分析 Rational-Choice Political Economy

Robert H. Bates, Markets and states in tropical Africa: the political basis of agricultural policies (Berkeley: University of California Press, 1981).

__________, “Toward a political economy of development,” in Toward a political economy of development: a rational choice perspective edited by Robert H. Bates (Berkeley, Los Angeles and London: University of California Press, 1988).

__________, “Comparative politics and rational choice: a review essay,” American Political Science Review 91(3): 699-704, 1997.

Robert H. Bates, Avner Greif, Margaret Levi, Jean-Laurent Rosenthal and Barry Weingast, eds., Analytic Narratives (Princeton: Princeton University Press, 1998).

__________, “The analytical narrative project,” American Political Science Review 94(3): 696-702, 2000.

John A. C. Conybeare, “The rent-seeking state and revenue diversification,” World Politics 35(1): 25-42, 1982.

Robert B. Ekelund, JR. and Robert D. Tollison, Mercantilism as a rent-seeking society: economic regulation in historical perspective (College Station: Texas A&M University Press, 1981).

Jon Elster, “Rational choice history: a case of excessive ambition,” American Political Science Review 94(3): 685-695, 2000.

Brian M. Downing, “Review article: economic analysis in historical perspective,” History and Theory 39(1): 88-97, 2000.

Michael Hechter, “The Emergence of Cooperative Social Institutions,” in Social Institutions: Their Emergence, Maintenance and Effects edited by Michael Hechter, Karl-Dieter Opp and Reinhard Wippler (New York: Aldine de Gruyter, 1990).

34

Margaret Levi, Of rule and revenue (Berkeley and London: University of California Press, 1988).

__________, “A model, a method, and a map: rational choice in comparative and historical analysis,” in Comparative politics: rationality, culture, and structure edited by Mark Irving Lichbach and Alan S. Zuckerman (Cambridge: Cambridge University Press, 1997).

35

7. 社会联盟范式 Social Coalition Approaches

Robert H. Bates, “The International Coffee Organization: an international institution,” in Analytic Narratives edited by Robert H. Bates, Avner Greif, Margaret Levi, Jean-Laurent Rosenthal, and Barry R. Weingast (Princeton: Princeton University Press, 1998).

W. Daniel Garst, “From sectoral linkages to class conflict: trade and coalition formation in Britain prior to and after World War I,” Comparative Political Studies 32(7): 788-809, 1999.

Peter Gourevitch, “International trade, domestic coalitions and liberty,” Journal of Interdisciplinary History 8(2): 281-313, 1977.

__________, “Breaking with orthodoxy: the politics of economic policy responses to the Depression of the 1930s,” International Organization 38(1): 95-129, 1984.

__________, Politics in hard times: comparative responses to international economic crises (Ithaca and London: Cornell University Press, 1986).

Peter Gourevitch and James Shinn, Political power and corporate control: the new global politics of corporate governance (Princeton: Princeton University Press, 2005).

Michael J. Hiscox, “Class versus industry cleavages: inter-industry factor mobility and the politics of trade,” International Organization 55(1): 1-46, 2001.

Mark Kesselman, “How should one study economic policy-making? Four characters in search of an object,” World Politics 44(4): 645-672, 1992.

Margaret Levi, Book review on Commerce and Coalitions, Comparative Political Studies January 1991.

Gregory M. Luebbert, “Social foundations of political order in interwar Europe,” World Politics 39(4): 449-478, 1987.

David R. Mares, “Explaining choice of development strategies: suggestions from Mexico, 1970-1982,” International Organization 39(4): 667-698, 1985.

Paul Midford, “International trade and domestic politics: improving on Rogowski’s model of political alignments,” International Organization 47(4): 535-564, 1993.

36

Bryan K. Ritchie, “Coalitional politics, economic reform, and technological upgrading in Malaysia,” World Development 33(5): 745-761, 2005.

Ronald Rogowski, “Political cleavages and changing exposure to trade,” American Political Science Review 81(4): 1121-1137, 1987.

__________, Commerce and coalitions: how trade affects domestic political alignments (Princeton: Princeton University Press, 1989).

Rand Smith, “International economy and state strategies: recent work in comparative political economy,” Comparative Politics 25(3), 1993.

John Waterbury, “Export-led growth and the center-right coalition in Turkey,” Comparative Politics 24(2): 127-145, 1992.

Bill Winders, “Maintaining the coalition: class coalitions and policy trajectories,” Politics and Society 33(3): 387-423, 2005.

37

8. 制度主义 Institutionalism

制度主义概述 Introduction to Institutionalisms

Pier Francesco Asso and Luca Fiorito, “Human nature and economic institutions: instinct psychology, behaviorism, and the development of American institutionalism,” Journal of the History of Economic Thought 26(4), 2004.

Abhijit V. Banerjee and Maitreesh Ghatak, “Symposium on institutions and economic performance,” Economics of Transition 13(3): 421-425, 2005.

Pranab Bardhan, “Institutions matter, but which ones?” Economics of Transition 13(3): 499-532, 2005.

David Campbell and Matthias Klaes, “The principle of institutional direction: Coase’s regulatory critique of intervention,” Cambridge Journal of Economics 29: 263-288, 2005.

R. H. Coase, The firm, the market, and the law (Chicago: University of Chicago Press, 1988), Chapter 2.

Andrew Dorward, Jonathan Kydd, Jamie Morrison and Colin Poulton, “Institutions, markets and economic co-ordination: linking development policy to theory and praxis,” Development and Change 36(1): 1-25, 2005.

Elisabeth R. Gerber and John E. Jackson, “Endogenous preferences and the study of institutions,” American Political Science Review 87(3): 639-656, 1993.

Kjell Goldmann, “Appropriateness and consequences: the logic of neo-institutionalism,” Governance 18(1): 35-52, 2005.

Peter A. Hall and Rosemary C. R. Taylor, “Political science and the three new institutionalisms,” Political Studies XLIV: 936-957, 1996.

Geoffrey M. Hodgson, “Varieties of capitalism and varieties of economic theory,” Review of International Political Economy 3(3): 380-433, 1996.

Robert Keohane, After Hegemony: cooperation and discord in the world political economy (Princeton: Princeton University Press, 1984).

38

Thomas A. Koelble, “The new institutionalism in political science and sociology,” Comparative Politics 27(2): 231-243, 1995.

James G. March and Johan P. Olsen, “The new institutionalism: organizational factors in political life,” American Political Science Review 78(3): 734-749, 1984.

__________, Rediscovering institutions: the organizational basis of politics (New York: Free Press, 1989).

B. Guy Peters, Institutional theory in political science: the ‘new institutionalism’ (London and New York: Pinter, 1999).

John R. Searle, “What is an institution?” Journal of Institutional Economics 1(1): 1-22, 2005.

Donald D. Searing, “Roles, rules, and rationality in the new institutionalism,” American Political Science Review 85(4): 1239-1260, 1991.

Thorstein Veblen, The theory of the leisure class (New York: Dover Publications, 1994).

Oliver E. Williamson, Markets and hierarchies, analysis and antitrust implications: a study in the economics of internal organization (New York: Free Press, 1975)

__________, The economic institutions of capitalism: firms, markets, relational contracting (New York: Free Press; London: Collier Macmillan, 1985).

David M. Woodruff, “Rules for followers: institutional theory and the new politics of economic backwardness in Russia,” Politics and Society 28(4): 437-482, 2000.

Beth V.Yarbrough and Robert M. Yarbrough, “International institutions and the new economics of organization,” International Organization 44(2): 235-259, 1990.

历史制度主义 Historical Institutionalism

Thomas F. Banchoff, “Path Dependence and Value-Driven Issues: The Comparative Politics of Stem Cell Research,” World Politics 57(2), 2005.

Nitsan Chorev, “Making and remaking state institutional arrangements: the case of U.S. trade policy in the 1970s,” Journal of Historical Sociology 18(1/2), 2005.

39

Ruth Berins Collier and David Collier, Shaping the political arena: critical junctures, the labor movement, and regimes dynamics in Latin America (Princeton: Princeton University Press, 1991).

Ian Greener, “The potential of path dependence in political studies,” Politics 25(1): 62-72, 2005.

Peter A. Hall, Governing the economy: the politics of state intervention in Britain and France (New York and Oxford: Oxford University Press, 1986).

G. John Ikenberry, “Conclusion: an institutional approach to American foreign economic policy,” International Organization 42(1): 219-243, 1988.

Ira Katznelson, “The doleful dance of politics and policy: can historical institutionalism make a difference?” American Political Science Review 92(1): 191-197, 1998.

Peter Katzenstein, “Conclusion: domestic structures and strategies of foreign economic policy,” in Between power and plenty: foreign economic policies of advanced industrial states edited by Peter Katzenstein (Madison: University of Wisconsin Press, 1978).

Evan S. Lieberman, “Causal inference in historical institutional analysis: a specification of periodization strategies,” Comparative Political Studies 34(9): 1011-1035, 2001.

James Mahoney and Dietrich Rueschemeyer, “Comparative historical analysis: achievements and agendas,” in Comparative historical analysis in the social sciences edited by James Mahoney and Dietrich Rueschemeyer (Cambridge, UK; New York: Cambridge University Press, 2003).

B. Guy Peters, Jon Pierre and Desmond S. King, “The Politics of Path Dependency: Political Conflict in Historical Institutionalism,” Journal of Politics 67(4), 2005.

Paul Pierson, “The path to European integration: a historical institutionalist perspective,” Comparative Political Studies 29: 123-163, 1996.

__________, “Increasing returns, path dependence, and the study of politics,” American Political Science Review 94(2): 251-267, 2000.

__________, Politics in time: history, institutions, and social analysis (Princeton: Princeton University Press, 2004).

40

Paul Pierson and Theda Skocpol, “Historical institutionalism in contemporary political science,” in Political science: the state of the discipline edited by Ira Katznelson and Helen V. Milner (New York: Norton; Washington, D.C.: American Political Science Association, 2002).

Sven Steinmo, Kathleen Thelen and Frank Longstreth, eds., Structuring politics: historical institutionalism in comparative analysis (New York: Cambridge University Press, 1992).

Kathleen Thelen, “How institutions evolve: insights from comparative historical analysis,” in Comparative historical analysis in the social sciences edited by James Mahoney and Dietrich Rueschemeyer (Cambridge, UK; New York: Cambridge University Press, 2003).

Kathleen Thelen and Sven Steinmo, “Historical institutionalism in comparative politics,” in Structuring politics: historical institutionalism in comparative analysis edited by Sven Steinmo, Kathleen Thelen and Frank Longstreth (New York: Cambridge University Press, 1992).

Cameron G. Thies, “A historical institutionalist approach to the Uruguay round agricultural negotiations,” Comparative Political Studies 34(4): 400-428, 2001.

Jayan Jose Thomas, “Kerala’s industrial backwardness: a case of path dependence in industrialization?” World Development 33(5): 763-783, 2005.

Donald C. Williams, “Reconsidering state and society in Africa: the institutional dimension in land reform policies,” Comparative Politics 28(2): 207-224, 1996.

John Zysman, “How institutions create historically rooted trajectories of growth,” Industrial and Corporate Change 3: 243-283, 1994.

理性选择制度主义 Rational Choice Institutionalism

Robert H. Bates, Beyond the miracle of the market: the political economy of agrarian development in Kenya (Cambridge and New York: Cambridge University Press, 1989).

Thrainn Eggertsson, Economic behavior and institutions (New York: Cambridge University Press, 1990), esp. Part I.

41

Ben Fine and Dimitris Milonakis, “From principle of pricing to pricing of principle: rationality and irrationality in the economic history of Douglass North,” Comparative Studies in Society and History 45(3), 2003.

Avner Greif, “Institutions and international trade: lessons from the Commercial Revolution,” American Economic Review Papers and Proceedings, 82(2): 128-133, 1992.

Avner Greif and David D. Laitin, “A theory of endogenous institutional change,” American Political Science Review 98(4), 2004.

Andreas P. Kyriacou, “Rationality, ethnicity and institutions: a survey of issues and results,” Journal of Economic Surveys 19(1), 2005.

Margaret Levi, “A logic of institutional change,” in The Limits of rationality edited by Karen Schweers Cook and Margaret Levi (Chicago: University of Chicago Press, 1990).

Douglass C. North, Structure and change in economic history (New York and London: W.W. Norton & Company, 1981).

__________, “Three approaches to the study of institutions,” in Neoclassical political economy: the analysis of rent-seeking and DUP activities edited by David C. Colander (Cambridge (Mass.): Ballinger Publishing Company, 1984)

__________, “Institutions and economic growth: an historical introduction,” World Development 17(9): 1319-1332 1989).

__________, Institutions, institutional change and economic performance (Cambridge: Cambridge University Press, 1990).

__________, “Economic performance through time,” American Economic Review 84(3): 359-368, 1994.

__________, Understanding the process of economic change (Princeton: Princeton University Press, 2005).

Douglass C. North and Robert Paul Thomas, The rise of the Western world: a new economic history (Cambridge: Cambridge University Press, 1973)

Elinor Ostrom, Governing the commons: the evolution of institutions for collective action (New York: Cambridge University Press, 1990).

42

__________, “Rational choice theory and institutional analysis: toward complementarity,” American Political Science Review 85(1), 1991.

__________, Understanding institutional diversity (Princeton: Princeton University Press, 2005).

Barry R. Weingast, “Rational-choice institutionalism,” in Political science: the state of the discipline edited by Ira Katznelson and Helen V. Milner (New York: Norton; Washington, D.C.: American Political Science Association, 2002).

比较与分析 Comparison and Analysis

Michael Bailey, Judith Goldstein and Barry R. Weingast, “The institutional roots of American trade politics, coalitions, and international trade,” World Politics 49(3): 309-338, 1997.

Mark M. Blyth, “‘Any more bright ideas?’ The ideational turn of comparative political economy,” Comparative Politics 29(2): 229-250, 1997.

Amy R. Poteete, “Ideas, interests, and institutions: challenging the property rights paradigm in Botswana.” Governance 16(4): 527-557, 2003.

Peter A. Hall, eds., The political power of economic ideas: Keynesianism across nations (Princeton: Princeton University Press, 1989).

__________, “The movement from Keynesianism to monetarism: institutional analysis and British economic policy in the 1970s,” in Structuring politics: historical institutionalism in comparative analysis edited by Sven Steinmo, Kathleen Thelen and Frank Longstreth (New York: Cambridge University Press, 1992).

__________, “Policy paradigms, social learning, and the state: the case of economic policymaking in Britain.” Comparative Politics 25(3): 275-296, 1993.

__________, “The role of interests, institutions, and ideas in the comparative political economy of the industrialized nations,” in Comparative politics: rationality, culture, and structure edited by Mark Irving Lichbach and Alan S. Zuckerman (New York: Cambridge University Press, 1997).

Anil Hira and Ron Hira, “The new institutionalism: contradictory notions of change,” American Journal of Economics and Sociology 59(2), 2000.

43

Atul Kohli, Peter Evans, Peter J. Katzenstein, Adam Przeworski, Susanne Hoeber Rudolph, James C. Scott, and Theda Skocpol, “The role of theory in comparative politics: a symposium,” World Politics 48(1): 1-49, 1995.

Steve Onyeiwu and Robert Jones, “An institutionalist perception of cooperative behaviour,” Journal of Socio-Economics 32: 233-248, 2003.

Jonas Pontusson, “From comparative public policy to political economy: putting political institutions in their place and taking interests seriously,” Comparative Political Studies 28(1): 117-147, 1995.

Adam Przeworski, “Institutions matter?” Government and Opposition 39(4), 2004.

__________, “The last instance: are institutions the primary cause of economic development?” European Journal of Sociology 45(2): 165-188, 2004.

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9. 福利国家的发展与困境 Development and Dilemma of Welfare State

福利国家的概念 The Concept of Welfare State

徐延辉，《福利国家的风险及其产生的根源》，载于《政治学研究》2004年第一期

Gosta Esping-Andersen, The three worlds of welfare capitalism (Cambridge: Polity Press, 1990).

Asa Briggs, “The welfare state in historical perspective,” in The welfare state: a reader edited by Christopher Pierson and Francis G. Castles (Cambridge: Polity Press, 2000).

Markus M. L. Crepaz, “Inclusion versus exclusion: political institutions and welfare expenditures,” Comparative Politics 31(1), 1998.

Stephen Davies, “Two conceptions of welfare: voluntarism and incorporationism,” in The welfare state edited by Ellen Frankel Paul, Fred D. Miller, Jr., and Jeffrey Paul (Cambridge: Cambridge University Press, 1997).

Jacob S. Hacker, “Bringing the welfare state back in: the promise (and perils) of the new social welfare history,” Journal of Policy History 17(1), 2005.

Friedrich von Hayek, “The meaning of the welfare state,” in The welfare state: a reader edited by Christopher Pierson and Francis G. Castles (Cambridge: Polity Press, 2000).

Joseph Melling, “Industrial capitalism and the welfare of the state: the role of employers in the comparative development of welfare states - a review of recent research,” Sociology 25(2): 219-239, 1991.

David Miller, “What’s left of the welfare state?” Social Philosophy and Policy 20(1): 92-112, 2003.

Lauchlan T. Munro, “A principal-agent analysis of the family: implications for the welfare state,” American Journal of Economics and Sociology 60(4), 2001.

45

福利国家的起源与发展 The Origins and Evolution of Welfare States

Douglas E. Ashford, “Bringing the welfare state back in,” Comparative Politics 23(3): 351-375, 1991.

Peter Baldwin, The politics of social solidarity: class bases of the European welfare state, 1875-1975 (Cambridge and New York: Cambridge University Press, 1990).

David Bradley, Evelyne Huber, Stephanie Moller, Francois Nielsen, and John D. Stephens, “Distribution and redistribution in postindustrial democracies,” World Politics 55(2): 193-228, 2002.

Gosta Esping-Andersen, Social Foundations of Postindustrial Economies (Oxford: Oxford University Press, 1999).

Matthew C. Fellowes and Gretchen Rowe, “Politics and the new American welfare states,” American Journal of Political Science 48(2): 362-373, 2004.

Alexander M. Hicks and Duane H. Swank, “Politics, institutions, and welfare spending in industrialized democracies, 1960-82,” American Political Science Review 86(3): 658-674, 1992.

Thomas Janoski and Alexander M. Hicks, eds., The comparative political economy of the welfare state (Cambridge: Cambridge University Press).

Nathan J. Kelly, “Political Choice, Public Policy, and Distributional Outcomes,” American Journal of Political Science 49(4): 865-880, 2005.

Staffan Kumlin and Bo Rothstein, “Making and breaking social capital: the impact of welfare-state institutions,” Comparative Political Studies 38(4): 339-365, 2005.

Charles Lockhart, “Explaining social policy differences among advanced industrial societies,” Comparative Politics 16(3): 335-350, 1984.

Claus Offe, “The European model of ‘social’ capitalism: can it survive European integration?” Journal of Political Philosophy 11(4): 437-469, 2003. David Piachaud, “Social Policy and Politics,” Political Quarterly 76(3), 2005.

Christopher Pierson, Beyond the welfare state? The new political economy of welfare second edition (University Park, Pennsylvania: The Pennsylvania State University Press, 1998).

46

Adam Przeworski and Michael Wallerstein, “The structure of class conflict in democratic capitalist societies,” American Political Science Review 76(2): 215-238, 1982.

Birgit Pfau-Effinger, “Culture and welfare state policies: reflections on a complex interrelation,” Journal of Social Policy 34(1): 3-20, 2005.

Paul Pierson, “Three worlds of welfare state research,” Comparative Political Studies 33(6/7): 791-821, 2000.

__________, “Introduction: investigating the welfare state at century’s end,” in The new politics of the welfare state edited by Paul Pierson (Oxford: Oxford University Press, 2001).

Benjamin Radcliff, “The welfare state, turnout, and the economy: a comparative analysis,” American Political Science Review 86(2): 444-454, 1992.

Andrew Sayer and Richard Walker, The new social economy: reworking the division of labor (Cambridge (Mass.) and Oxford: Blackwell, 1992).

Timothy M. Smeeding, “Public Policy, Economic Inequality, and Poverty: The United States in Comparative Perspective,” Social Science Quarterly 86(s1), 2005.

Sven Steinmo, “Political institutions and tax policy in the United States, Sweden, and Britain,” World Politics 41(4): 500-535, 1989.

John A. Vincent, “Understanding generations: political economy and culture in an ageing Society,” British Journal of Sociology 56(4), 2005.

Chikako Usui, “Welfare state development in a world system context: event history analysis of first social insurance legislation among 60 countries, 1880-1960,” in The comparative political economy of the welfare state edited by Thomas Janoski and Alexander M. Hicks (Cambridge: Cambridge University Press).

福利国家面临的挑战 Challenges to Welfare States

哥斯塔·艾斯平—安德森，《黄金时代过去了吗？—全球经济中福利国家的困境》载于《转变中的福利国家》，哥斯塔·艾斯平—安德森 编，周晓亮 译（当代资本主义研究丛书，重庆：重庆出版社，2003年）。

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James P. Allan and Lyle Scruggs, “Political partisanship and welfare state reform in advanced industrial societies,” American Journal of Political Science 48(3): 496-512, 2004.

Scott J. Basinger and Mark Hallerberg, “Remodeling the competition for capital: how domestic politics erases the race to the bottom,” American Political Science Review 98(2), 2004.

Daniel Beland and Andre Lecours, “The politics of territorial solidarity: nationalism and social policy reform in Canada, the United Kingdom, and Belgium,” Comparative Political Studies 38(6): 676-703, 2005.

William D. Berry, Richard C. Fording and Russell L. Hanson, “Reassessing the ‘race to the bottom’ in state welfare policy,” Journal of Politics 65(2): 327-349, 2003.

Brian Burgoon, “Globalization and welfare compensation: disentangling the ties that bind,” International Organization 55(3): 509-551, 2001.

Andrea Louise Campbell, “Financing the Welfare State: Elite Politics and the Decline of the Social Insurance Model in America,” Studies in American Political Development 19(2), 2005.

Richard Clayton and Jonas Pontusson, “Welfare-state retrenchment revisited: entitlement cuts, public sector restructuring, and inegalitarian trends in advanced capitalist societies,” World Politics 51(1): 67-98, 1998.

Philipp Genschel, “Globalization, tax competition, and the welfare state,” Politics and Society 30(2): 245-275, 2002.

Neil Gilbert, Transformation of the welfare state: the silent surrender of public responsibility (Oxford: Oxford University Press, 2002).

Jacob S. Hacker, “Privatizing risk without privatizing the welfare state: the hidden politics of social policy retrenchment in the United States,” American Political Science Review 98(2), 2004.

Colin Hay, “What's Globalization Got to Do with It? Economic Interdependence and the Future of European Welfare States,” Government and Opposition 41(1), 2006.

Paul S. Hewitt, “The end of the postwar welfare state,” Washington Quarterly 25(2): 7-16, 2002.

48

John M. Hobson, “Disappearing taxes or the ‘race to the middle’? Fiscal policy in the OECD,” in States in the global economy: bringing domestic institutions back in edited by Linda Weiss (Cambridge: Cambridge University Press, 2003).

Richard Hyman, “Trade unions and the politics of the European social model,” Economic and Industrial Democracy 26(1): 9-40, 2005.

Torben Iversen and Thomas R. Cusack, “The causes of welfare state expansion: deindustrialization or globalization?” World Politics 52: 313-349, April 2003.

Pil Ho Kim, “Political preferences and attitudes towards the welfare state: cross-national comparison of Germany, Sweden, the U.S. and Japan,” Comparative Sociology 3(3/4), 2004.

Walter Korpi and Joakim Palme, “New politics and class politics in the context of austerity and globalization: welfare state regress in 18 countries, 1975-95,” American Political Science Review 97(3), 2003.

Isabela Mares, “Social protection around the world: external insecurity, state capacity, and domestic political cleavages,” Comparative Political Studies 38(6): 623-651, 2005.

Cathie Jo Martin, “Reinventing welfare regimes: employers and the implementation of active social policy,” World Politics 57: 39-69, 2004.

Layna Mosley, “Room to move: international financial markets and national welfare states,” International Organization 54(4): 737-773, 2000.

S. Mansoob Murshed, “Conflict resolution and social protection in an era of globalization: external dimensions to Europe’s social policy,” World Economy 26(10), 2003.

Chris Pierson, “Globalisation and the end of social democracy,” Australian Journal of Politics and History 47(4): 459-474, 2001.

Paul Pierson, Dismantling the welfare state? Reagan, Thatcher, and the politics of retrenchment (Cambridge, New York and Melbourne: Cambridge University Press, 1994).

__________, “The new politics of the welfare state,” World Politics 48(2): 143-179, 1996.

Elmar Rieger and Stephan Leibfried,. “Welfare state limits to globalization,” Politics and Society 26(3): 363-390, 1998.

49

Peter Starke, “The Politics of Welfare State Retrenchment: A Literature Review,” Social Policy and Administration 40(1), 2006.

Duane Swank, Global capital, political institutions, and policy change in developed welfare states (Cambridge: Cambridge University Press, 2002).

__________, “Withering welfare? Globalization, political economic institutions, and contemporary welfare states”, in States in the global economy: bringing domestic institutions back in edited by Linda Weiss (Cambridge: Cambridge University Press, 2003), pp.58-82.

__________, “Globalisation, domestic politics, and welfare state retrenchment in capitalist democracies,” Social Policy & Society 4(2): 183-195, 2005.

Duane Swank and Cathie Jo Martin, “Employers and the welfare state: the political economic organization of firms and social policy in contemporary capitalist democracies,” Comparative Political Studies 34(8): 889-923, 2001.

Linda A. White, “Ideas and the welfare state: explaining child care policy development in Canada and the United States,” Comparative Political Studies 35(6): 713-743, 2002.

个案分析：社会民主体制 Case Study: Social Democratic Regime

Torben M. Andersen, “Challenges to the Scandinavian welfare model,” European Journal of Political Economy 20: 743-754, 2004.

Stefan Berger, “Democracy and social democracy,” European History Quarterly 32(1): 13-37, 2002.

Andreas Bergh, “The universal welfare state: theory and the case of Sweden,” Political Studies 52: 745-766, 2004.

Paula Blomqvist, “The choice revolution: privatization of Swedish welfare services in the 1990s,” Social Policy and Administration 38(2): 139-155, 2004.

Brian Burgoon and Phineas Baxandall, “Three worlds of working time: the partisan and welfare politics of work hours in industrialized countries,” Politics and Society 32(4): 439-473, 2004.

50

Robert Cox, “The path-dependency of an idea: why Scandinavian welfare states remain distinct,” Social Policy and Administration 38(2): 204-219, 2004.

Tony Cutler, and Barbara Waine, “Social insecurity and the retreat from social democracy: occupational welfare in the long boom and financialization,” Review of International Political Economy 8(1): 96-118, 2001.

Robert R. Geyer, “Globalization, Europeanization, complexity, and the future of Scandinavian exceptionalism,” Governance 16(4): 559-576, 2003.

Susan Giaimo, and Philip Manow, “Adapting the welfare state: the case of health care reform in Britain, Germany, and the United States,” Comparative Political Studies 32(8): 967-1000, 1999.

Anthony Giddens, The third way: the renewal of social democracy (Cambridge: Polity Press, 1998).

Peter Taylor-Gooby, Trine Larsen and Johannes Kananen, “Market means and welfare ends: the UK welfare state experiment,” Journal of Social Policy 33(4): 573-592, 2004.

Robert E. Goodin, Antti Parpo and Olli Kangas, “The temporal welfare state: the case of Finland,” Journal of Social Policy 33(4): 531-552, 2004.

Bent Greve, “Denmark: universal or not so universal welfare state,” Social Policy and Administration 38(2): 156-169, 2004.

Jacob S. Hacker, and Paul Pierson, “Business power and social policy: employers and the formation of the American welfare state,” Politics and Society 30(2): 277-325, 2002.

Colin Hay, “Theme section: globalization, social democracy and the persistence of partisan politics: a commentary on Garrett,” Review of International Political Economy 7(1): 138-152, 2000.

__________, “Ideas, interests and institutions in the comparative political economy of great transformation,” Review of International Political Economy 11(1): 204-226, 2004.

Jonathan Hopkin and Daniel Wincott, “New Labour, Economic Reform and the European Social Model,” British Journal of Politics and International Relations 8(1), 2006.

51

Thomas A. Koelble, “Social democracy between structure and choice,” Comparative Politics 24(3): 359-372, 1992.

Isabela Mares, The politics of social risk: business and welfare state development (Cambridge: Cambridge University Press, 2003).

Peter Nannestad, “Immigration as a challenge to the Danish welfare state?” European Journal of Political Economy 20: 755-767, 2004.

Martin Paldam, “Introduction to the 2003 European Public Choice Society plenary lectures: The Nordic welfare state – success under stress,” (editorial) European Journal of Political Economy 20: 739-742, 2004.

Jonas Pontusson, The limits of social democracy: investment politics in Sweden (Ithaca and London: Cornell University Press, 1992).

__________, Inequality and Prosperity: Social Europe vs. Liberal America (Ithaca and London: Cornell University Press, 2005).

Bo Rothstein, “Social capital in the social democratic welfare state,” Politics and Society 29(2): 207-241, 2001.

J. Magnus Ryner, “Neo-liberalization of social democracy: the Swedish case,” Comparative European Politics 2: 97-119, 2004.

Lyle Scruggs, “The politics of growth revisited,” Journal of Politics 63(1): 120-140, 2001.

Herman Schwartz, “Social democracy going down or down under: institutions, internationalized capital, and indebted states,” Comparative Politics April 1998.

Stefan Svallfors, “Class, attitudes and the welfare state: Sweden in comparative perspective,” Social Policy and Administration 38(2): 119-138, 2004.

Peter Swenson, “Labor and the limits of the welfare state: the politics of intraclass conflict and cross-class alliances in Sweden and West Germany,” Comparative Politics 23(4): 379-399, 1991.

__________, “Bringing capital back in, or social democracy reconsidered: employer power, cross-class alliances, and centralization of industrial relations in Denmark and Sweden,” World Politics 43(4): 513-544, 1991.

52

Robin Varghese, “Review essay: ‘the operation was a success … but the patient is dead’: theorizing social democracy in an era of globalization,” Review of International Political Economy 8(4): 720-738, 2001.

Ignacio Walker, “Democratic socialism in comparative perspective,” Comparative Politics 23(4): 439-458, 1991.

Special Issue: “policy problems of social democracy,” Comparative Politics 11(1), 1978.

53

10. 发达国家的经济调整 Economic Adjustment of Developed Countries

经济调整与资本主义的多样性 Economic Adjustment and Varieties of

Capitalism

Michael Bordo and Andrew Filardo, “Deflation and monetary policy in a historical perspective: remembering the past or being condemned to repeat it?” Economic Policy 20(44), 2005.

Kent E. Calder, “Japanese foreign economic policy formation: explaining the reactive state,” World Politics 40(4): 517-541, 1988.

David P. Dolowitz, “Book Review: Policy Learning and British Governance in the 1960s,” Governance 19(1), 2006.

Robert Gilpin, Global political economy: understanding the international economic order (Princeton: Princeton University Press, 2001), Chapter 7.

Joseph Halevi and Peter Kriesler, “Stagnation and Economic Conflict in Europe,” International Journal of Political Economy 34(2), 2004.

Peter A. Hall, Governing the economy: the politics of state intervention in Britain and France (New York and Oxford: Oxford University Press, 1986).

__________, “The political economy of Europe in an era of interdependence,” in Continuity and change in contemporary capitalism edited by Herbert Kitschelt, Peter Lange, Gary Marks, and John D. Stephens (Cambridge: Cambridge University Press, 1999).

Jeffrey A. Hart, Rival capitalists: international competitiveness in the United States, Japan, and Western Europe (Ithaca and London: Cornell University Press, 1992).

G. John Ikenbery, “The state and strategies of international adjustment,” World Politics 39(1): 53-77, 1986.

__________, “The irony of state strength: comparative responses to the oil shocks in the 1970s.” International Organization 40(1): 105-137, 1986.

Peter J. Katzenstein, “International relations and domestic structures: foreign economic policies of advanced industrial states.” International Organization 30(1): 1-45, 1976.

54

__________, “Conclusion: domestic structures and strategies of foreign economic policy”, in Between power and plenty: foreign economic policies of advanced industrial states edited by Peter Katzenstein (Madison: University of Wisconsin Press, 1978).

__________, “Capitalism in one country? Switzerland in the international economy,” International Organization 34(4): 507-540, 1980.

__________, Small states in world markets: industrial policy in Europe (Ithaca and London: Cornell University Press, 1985).

Herbert Kitschelt, Peter Lange, Gary Marks, and John D. Stephens, eds., Continuity and change in contemporary capitalism (Cambridge: Cambridge University Press, 1999).

Ikuo Kume, “Changing relations among the government, labor, and business in Japan after the oil crisis,” International Organization 42(4): 659-687, 1988.

Michael Loriaux, “Comparative political economy as comparative history,” Comparative Politics 21(3): 355-377, 1989.

Rianne Mahon and Lynn Krieger Mytelka, “Industry, the state, and the new protectionism: textiles in Canada and France,” International Organization 37(4): 551-581, 1983.

Helen Milner, “Resisting the protectionist temptation: industry and the making of trade policy in France and the United States during the 1970s,” International Organization 41(4): 639-665, 1987.

Simon Mohun, “On measuring the wealth of nations: the US economy, 1964-2001,” Cambridge Journal Economics 29: 799-815, 2005.

Paul Pierson, “When effect becomes cause: policy feedback and political change,” World Politics 45(4): 595-628, 1993.

Jonas Pontusson, “Labor, corporatism, and industrial policy: the Swedish case in comparative perspective,” Comparative Politics 23(2): 163-179, 1991.

Andrew Shonfield, Modern capitalism: the changing balance of public and private power (London, New York, and Toronto: Oxford University Press, 1965).

Jim Tomlinson, “Managing the economy, managing the people: Britain c. 1931-70,” Economic History Review LVIII(3): 555-585, 2005.

55

M. Stephen Weatherford and Haruhiro Fukui, “Domestic adjustment to international shocks in Japan and the United States,” International Organization 43(4): 585-623, 1989.

J. Nicholas Ziegler, “Institutions, elites, and technological change in France and Germany,” World Politics 47(3): 341-372, 1995.

John Zysman, Governments, markets, and growth: financial systems and the politics of industrial change (Ithaca and London: Cornell University Press, 1983).

全球化下的经济调整 Economic Adjustment under Globalization

Klaus Armingeon, “Institutional change in OECD democracies, 1970-2000,” Comparative European Politics 2: 212-238, 2004.

Jan Beyers and Bart Kerremans, “Bureaucrats, politicians, and social interests: how is European policy making politicized?” Comparative Political Studies 37(10): 1119-1150, 2004.

Vicki Birchfield, “Jose Bove and the globalization countermovement in France and beyond: a Polanyian interpretation,” Review of International Studies 31: 581-598, 2005.

Mark Blytb, “The transformation of the Swedish model: economic ideas, distributional conflict, and institutional change,” World Politics 54(1): 1-26, 2001.

Carles Boix, “Partisan governments, the international economy, and macroeconomic policies in advanced nations, 1960-93,” World Politics 53(1): 38-73, 2000.

Pieter Bouwen, “Exchanging access goods for access: a comparative study of business lobbying in the European Union institutions,” European Journal of Political Research 43: 337-368, 2004.

Hsiao-Lei Chu, “Welfare and public policy: the role of internationalized production,” Economic Inquiry 43(3), 2005.

David Cobham, Athanasios Papadopoulos and George Zis, “The cost of political intervention in monetary policy,” International Finance 7(3): 471-493, 2004.

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Robert Henry Cox, “The social construction of an imperative: why welfare reform happened in Denmark and the Netherlands but not in Germany,” World Politics 53(3): 463-498, 2001.

Richard Deeg and Susanne Lutz, “Internationalization and financial federalism: the United States and Germany at the crossroads?” Comparative Political Studies 33(3): 374-405, 2000.

Matthew Flinders, “The politics of public-private partnerships,” British Journal of Politics and International Relations 7: 215-239, 2005.

Glenn R. Fong, “State strength, industry structure, and industrial policy: American and Japanese experiences in microelectronics,” Comparative Politics 22(3): 273-299, 1990.

Markus Freitag and Pascal Sciarini, “The political economy of budget deficits in the European Union: the role of international constraints and domestic structure,” European Union Politics 2(2): 163-189, 2001.

Miriam A. Golden, “International economic sources of regime change: how European integration undermined Italy’s postwar party system,” Comparative Political Studies 37(10): 1238-1274, 2004.

Jeffrey A. Hart, Technology, television, and competition: the politics of digital TV (Cambridge: Cambridge University Press, 2004).

Colin Hay, “Credibility, competitiveness and the business cycle in ‘third way’ political economy: a critical evaluation of economic policy in Britain since 1997,” New Political Economy 9(1), 2004.

__________, “Common trajectories, variable paces, divergent outcomes? Models of European capitalism under conditions of complex economic interdependence,” Review of International Political Economy 11(2): 231-262, 2004.

Richard Heffernan, “UK privatization revisited: ideas and policy change, 1979-92,” Political Quarterly 75(2), 2005.

Eckhard Hein and Achim Truger, “European Monetary Union: nominal convergence, real divergence and slow growth?” Structural Chang and Economic Dynamics 16: 7-33, 2005.

Hyeong-Ki Kwon, “Markets, institutions, and politics under globalization: industrial adjustments in the Uniited States and in Germany in the 1990s,” Comparative Political Studies 37(1): 88-113, 2004.

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Woojin Lee and John E. Roemer, “The rise and fall of unionized labour markets: a political economy approach,” Economic Journal 115: 28-67, 2005.

Johan Lembke, “Strategies, politics and high technology in Europe,” Comparative European Politics 1: 253-275, 2003.

Rodney Loeppky, “History, technology, and the capitalist state: the comparative political economy of biotechnology and genomics,” Review of International Political Economy 12(2): 264-286, 2005.

Andrew Massey, “Modernisation as Europeanisation: the impact of the European Union on public administration,” Policy Studies 25(1), 2004.

Fiona McGillivray, Privileging industry (Princeton: Princeton University Press, 2004).

Georg Menz, “Re-regulating the single market: national varieties of capitalism and their responses to Europeanization,” Journal of European Public Policy 10(4): 532-555, 2003.

Helen V. Milner, “The Digital Divide: The Role of Political Institutions in Technology Diffusion,” Comparative Political Studies 39:176-199, 2006.

Mario Monti, “Commentary: competition policy in a global economy,” International Finance 7(3): 495-504, 2004.

George Pagoulatos, “Financial interventionism and liberalization in Southern Europe: state, bankers, and the politics of disinflation,” Journal of Public Policy 23(2): 171-199, 2003.

Jonathan Perraton and Ben Clift, “So where are national capitalisms now?” in Where are national capitalism now? edited by Jonathan Perraton and Ben Clift (New York: Palgrave MacMillan, 2004).

Jonas Pontusson, “Explaining the decline of European social democracy: the role of structural economic change,” World Politics 47(4): 495-533, 1995.

Robert Rowthorn and Ken Coutts, “De-industrialisation and the balance of payments in advanced economies,” Cambridge Journal of Economics 28: 767-790, 2004.

Vivien A. Schmidt, “Does discourse matter in the politics of welfare state adjustment?” Comparative Political Studies 35(2): 168-193, 2002.

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Herman Schwartz, “Small states in big trouble: state reorganization in Australia, Denmark, New Zealand, and Sweden in the 1980s,” World Politics 46(4): 527-555, 1994.

Lyle Scruggs, “The politics of growth revisited,” Journal of Politics 63(1): 120-140, 2001.

Barbara Stallings, Global change, regional response: the new international context of development (New York: Cambridge University Press, 1995).

Daniel Verdier, “The rise and fall of state banking in OECD countries,” Comparative Political Studies 33(3): 283-318, 2000.

__________, “State and finance in the OECD: previous trends and current change,” Politics and Society 28(1): 35-65, 2000.

Steven K. Vogel, “The crisis of German and Japanese capitalism: stalled on the road to the liberal market model?” Comparative Political Studies 34(10): 1103-1133, 2001.

Linda Weiss, “Global Governance, National Strategies: How Industrialized States Make Room to Move under the WTO,” Review of International Political Economy 12(5): 723-749, 2005.

Nikolaos Zahariadis, “European markets and national regulation: conflict and cooperation in British competition policy,” Journal of Public Policy 24(1): 49-73, 2004.

全球化下的资本主义多样性 Varieties of Capitalism under Globalization

Alberto Alesina, John Londregan and Howard Rosenthal, “A model of the political economy of the United States,” American Political Science Review 87(1): 12-33, 1993.

Mehdi Parvizi Amineh and Henk Houweling, “All on the way to ‘capitalism American style’?” Comparative Sociology 3(3/4), 2004.

Suzanne Berger and Ronald Dore, eds., National diversity and global capitalism (Ithaca and London: Cornell University Press, 1996).

Gerald Berk and Marc Schneiberg, “Varieties in capitalism, varieties of association: collaborative learning in American industry,” Politics and Society 33(1): 46-87, 2005.

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Mark Blyth, “Same as it never was: temporality and typology in the varieties of capitalism,” Comparative European Politics 1: 215-225, 2003.

John R. Bowman, “Employers and the Politics of Skill Formation in a Coordinated Market Economy: Collective Action and Class Conflict in Norway,” Politics and Society 33: 567-594, 2005.

Jim Buller and Matthew Flinders, “The Domestic Origins of Depoliticisation in the Area of British Economic Policy,” British Journal of Politics and International Relations 7(4), 2005.

David Coates, Models of capitalism: growth and stagnation in the modern era (Cambridge and Oxford: Polity Press, 2000).

Colin Crouch, “Models of capitalism,” New Political Economy 10(4), 2005.

Pepper D. Culpepper, “Institutional Change in Contemporary Capitalism: Coordinated Financial Systems since 1990,” World Politics 57(2), 2005.

Carola Frege, “The discourse of industrial democracy: Germany and the US revisited,” Economic and Industrial Democracy 26(1): 151-175, 2005.

Robert E. Goodin, “Choose your capitalism?” Comparative European Politics 1: 203-213, 2003.

Peter A. Hall and David Soskice, eds., Varieties of capitalism: the institutional foundations of comparative advantage (New York and Oxford: Oxford University Press, 2001).

__________, “An introduction to varieties of capitalism,” in Varieties of capitalism: the institutional foundations of comparative advantage (New York and Oxford: Oxford University Press, 2001). __________, “Varieties of capitalism and institutional change: a response to three critics,” Comparative European Politics 1: 241-250, 2003.

J. Rogers Hollingsworth, Philippe C. Schmitter and Wolfgang Streeck, eds., Governing capitalist economies: performance and control of economic sectors (New York and Oxford: Oxford University Press, 1994).

J. Rogers Hollingsworth and Robert Boyer, eds., Contemporary capitalism: the embeddedness of institutions (Cambridge: Cambridge University Press, 1997).

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Chris Howell, “Varieties of capitalism: and then there was one?” Comparative Politics 36(1), 2003.

Kathryn Ibata-Arens, “The comparative political economy of innovation,” Review of International Political Economy 10(1): 147-165, 2003.

Torben Iversen, Jonas Pontusson and David Soskice, eds., Unions, employers, and central banks: macroeconomic coordination and institutional change in social market economies (Cambridge: Cambridge University Press, 2000)

Lane Kenworthy, “Institutional coherence and macroeconomic performance,” Socio-Economic Review 4: 69-91, 2006.

Alain Klarsfeld and Christopher Mabey, “Management development in Europe: do national models persist?” European Management Journal 22(6): 649-658, 2004.

Cathie Jo Martin, “Corporatism from the firm perspective: employer and social policy in Denmark and Britain,” British Journal of Political Science 35: 127-148, 2004.

Gregory W. Noble, “Review essay: recent trends in comparative political economy and their implications for Japan,” Japanese Journal of Political Science 4(1): 135-151, 2003.

Lucia Quaglia and Ivo Maes, “France and Italy’s policies on European monetary integration: a comparison of ‘strong’ and ‘weak’ states,” Comparative European Politics 2: 51-72, 2004.

Hugo Radice, “Globalization and national capitalisms: theorizing convergence and differentiation,” Review of International Political Economy 7(4): 719-742, 2000.

Martin Rhodes, “‘Varieties of capitalism’ and the political economy of European welfare states,” New Political Economy 10(3), 2005.

David Rueda, “Insider-outsider politics in industrialized democracies: the challenge to social democratic parties,” American Political Science Review 99(1), 2005.

Vivien A. Schmidt, “Industrial policy and policies of industry in advanced industrialized nations,” Comparative Politics 28(2): 225-248, 1996.

__________, The futures of European capitalism (Oxford: Oxford University Press, 2002).

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Wolfgang Streeck and Kozo Yamamura, eds., The origins of nonliberal capitalism: Germany and Japan in comparison (Ithaca and London: Cornell University Press, 2001).

Mark Thatcher, “Varieties of capitalism in an internationalized world: domestic international change in European telecommunications,” Comparative Political Studies 37(7): 751-780, 2004.

Kathleen Thelen, How institutions evolve: the political economy of skills in Germany, Britain, the United States, and Japan (Cambridge: Cambridge University Press, 2000).

Matthew Watson, “Ricardian political economy and the ‘varieties of capitalism’ approach: specialization, trade and comparative institutional advantage,” Comparative European Politics 1: 227-240, 2003.

Symposium: “The Origins of Non-Liberal Capitalism,” Socio-Economic Review 3(3), 2005.

Editors, Symposium on the 'origins of non-liberal capitalism'

Mary O'Sullivan, “Typologies, ideologies and realities of capitalism.”

Gary Herrigel, “Institutionalists at the limits of institutionalism: a constructivist critique of two edited volumes from Wolfgang Streeck and Kozo Yamamura.”

T. J. Pempel, “Alternative capitalisms confront new pressures to conform.”

Wolfgang Streeck, “Rejoinder: on terminology, functionalism, (historical) institutionalism and liberalization.”

个案分析：全球化下的日本 Case Study: Japan under Globalization

[美]高柏 著，刘耳 译，《日本经济的悖论—繁荣与体制的制度性根源》（北京：商务印书馆，2004年）。Bai Gao, Japan's economic dilemma: the institutional

origins of prosperity and stagnation (Cambridge and New York: Cambridge University Press, 2001).

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Marie Anchordoguy, “Mastering the market: Japanese government targeting of the computer industry,” International Organization 42(3): 509-543, 1988.

__________, Reprogramming Japan: The High Tech Crisis under Communitarian Capitalism (Ithaca and London: Cornell University Press, 2005).

Ron Bevacqua, “Whither the Japanese model? The Asian economic crisis and the continuation of Cold War politics in the Pacific Rim,” Review of International Political Economy 5(3): 410-423, 1998.

Arne Bigsten, “Can Japan make a comeback?” World Economy 28(4), 2005.

Scott Callon, Divided sun: MITI and the breakdown of Japanese high-tech industrial policy, 1975-1993 (Stanford: Stanford University Press, 1995).

Keith Cowling and Philip R. Tomlinson, “The Japanese crisis – a case of strategic failure?” Economic Journal 110: 358-381, 2000.

Robert Dekle and Kenneth Kletzer, “The Japanese banking crisis and economic growth: theoretical and empirical implications of deposit guarantees and weak financial regulation,” Journal of the Japanese and International Economics 17: 305-335, 2003.

Andrew Dewit and Sven Steinmo, “The political economy of taxes and redistribution in Japan,” Social Science Japan Journal 5(2): 159-178, 2002.

Ronald Dore, Stock market capitalism: welfare capitalism: Japan and Germany versus the Anglo-Saxons (Oxford and New York: Oxford University Press, 2000).

Dennis Encarnation and Mark Mason, “Neither MITI nor America: the political economy of capital liberalization in Japan,” International Organization 44(1): 25-54, 1990.

Seiji Endo, “The Japanese state: surviving neoliberal political economy,” in The political and economic transition in East Asia: strong market, weakening state edited by Xiaoming Huang (Richmond, Surrey: Curzon Press, 2001).

David Friedman, The misunderstood miracle: industrial development and political change in Japan (Ithaca and London: Cornell University Press, 1988).

Derek Hall, “Japanese spirit, Western economics: the continuing salience of economic nationalism in Japan,” New Political Economy 9(1), 2004.

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Nobuhiro Hiwatari, “Adjustment to stagflation and neoliberal reforms in Japan, the United Kingdom, and the United States: the implications of the Japanese case for a comparative analysis of party competition,” Comparative Political Studies 31(5): 602-632, 1998.

Richard Katz, Japan - the system that soured: the rise and fall of the Japanese economic miracle (Armonk and London: M.E. Sharpe, 1998).

Hyeong-Ki, Kwon, “National model under globalization: the Japanese model and its internationalization,” Politics and Society 33(2): 234-252, 2005.

Denis O’Hearn, “Globalization, ‘New Tigers,’ and the end of the developmental state? The case of the Celtic tiger,” Politics and Society 28(1): 67-92, 2000.

Dennis Patterson and Dick Beason, “Politics, pressure, and economic policy: explaining Japan’s use of economic stimulus policies,” World Politics 53(4): 499-523, 2001.

Robert Pekkanen, “After the developmental state: civil society in Japan,” Journal of East Asian Studies 4: 363-388, 2004.

T. J. Pempel, Regime shift: comparative dynamics of the Japanese political economy (Ithaca and London: Cornell University Press, 1998).

__________, “Structural Gaiatsu: international finance and political change in Japan,” Comparative Political Studies 32(8): 907-932, 1999.

Takayuki Sakamoto, “Japan’s political economy in comparative perspective: macroeconomic policy and wage coordination,” European Journal of Political Research 43: 421-447, 2004.

Jacob M. Schlesinger, “Shadow shoguns: the origins and crisis of Japan, Inc.,” Washington Quarterly 21(2), 1998.

Lester Thurow, Head to head: the coming economic battle among Japan, Europe, and America (New York: Warner Books, 1992), Chapter 5.

Linda Weiss, “Developmental states in transition: adapting, dismantling, innovating, not ‘normalising’,” Pacific Review 13(1): 21-55, 2000.

Richard Westra, “Social theory, economic crisis, and the Japanese political economy: a review article,” Review of International Political Economy 10(2): 363-373, 2003.

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Special Issue: “Crises of Governance: Institutions and the Politics of Change in Japan and Europe,” edited by Ellen M. Immergut and Ikuo Kume, Governance 19(1), 2006.

Ellen M. Immergut and Ikuo Kume, “Introduction: A Crisis of Governance in Japan and Europe.” Kathleen Thelen and Ikuo Kume, “Coordination as a Political Problem in Coordinated Market Economies.”

Torsten Svensson, Masaru Mabuchi and Ryunoshin Kamikawa, “Managing the Bank-System Crisis in Coordinated Market Economies: Institutions and Blame Avoidance Strategies in Sweden and Japan.”

Junko Kato and Bo Rothstein, Government Partisanship and Managing the Economy: Japan and Sweden in Comparative Perspective.”

Ellen M. Immergut and Sven Jochem, “The Political Frame for Negotiated Capitalism: Electoral Reform and the Politics of Crisis in Japan and Sweden.”

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11. 发展中经济与发展型政府 Developing Economy and Developmental State

后后发展概述 Introduction to Late-Late Development

Alice H. Amsden, ed., Special section on “The World Bank’s The East Asian Miracle: Economic Growth and Public Policy,” World Development 22(4), 1994.

__________, The rise of the rest: challenges to the west from late-industrialization economies (Oxford: Oxford University Press, 2001).

Jose Edgardo Campos and Hilton L. Root, The key to the Asian miracle: making shared growth credible (Washington D. C.: The Brookings Institution, 1996).

Ha-Joon Chang, “Understanding the relationship between institutions and economic development – some key theoretical issues,” A paper presented at the WIDER conference, Helsinki, June 2005.

Fernando Henrique Cardoso and Enzo Faletto, Dependency and development in Latin America translated by Marjory Mattingly Urquidi (Berkeley, Los Angeles and London: University of California Press, 1979).

Frederic C. Deyo, ed., The political economy of the new Asian industrialism (Ithaca and London: Cornell University Press, 1987).

Peter Evans, Dependent development: the alliance of multinational, state, and local capital in Brazil (Princeton: Princeton University Press, 1979).

__________, “Class, State, and Dependence in East Asia: Lessons for Latin America,” in The political economy of the new Asian industrialism edited by Frederic C. Deyo (Ithaca and London: Cornell University Press 1987).

Gary S. Fields, “Growth and distribution in the market economies of East Asia,” World Politics 35(1): 150-160, 1982.

Ewout Frankema and Jan-Pieter Smits, “Exploring the historical roots of Eastern Asia’s post-war catch-up growth: a trade perspective, 1960-1999,” Journal of the Asia Pacific Economy 10(2): 178-194, 2005.

Myron J. Gordon, “Growth, uncertainty and the Third World in the rise and fall of capitalism,” Journal of Asian Economics 16: 153-177, 2005.

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Enzo Grilli, “Political economy and economic development in Latin America in the second half of the 20th century,” Journal of Policy Modeling 27: 1-31, 2005.

Albert O. Hirschman, A bias for hope: essays on development and Latin America (New Haven and London: Yale University Press, 1971), Chapter 2.

Roy Jr. Hofheinz and Kent E. Calder, The Eastasia Edge (New York: Basic Kooks, 1982).

Wil Hout, “Development strategies and economic performance in Third World countries, 1965-92,” Third World Quarterly 17(4): 603-624, 1996.

Stephen Kosack and Jennifer Tobin, “Funding Self-Sustaining Development: The Role of Aid, FDI and Government in Economic Success,” International Organization 60: 205-243, 2006.

Raul L. Madrid, “Book Review: Business Politics and the State in Twentieth-Century Latin America,” Comparative Political Studies 38: 1166-1168, 2005.

William McCord, “An East Asian Model of Development: Growth with Equity,” Pacific Review 2(3), 1989.

Lucian W. Pye, Asian Power and Politics: The Cultural Dimensions of Authority (Cambridge (Mass.) and London: Harvard University Press, 1985).

James Riedel, “Economic development in East Asia: doing what comes naturally?” in Achieving Industrialization in East Asia edited by Helen Hughes (Cambridge, New York, Port Chester, Melbourne and Sydney: Cambridge University Press, 1988).

Helen Shapiro and Lance Taylor, “The state and industrial strategy,” World Development 18(6): 861-878, 1990.

Heather Smith, “‘Western’ versus ‘Asian’ capitalism: is there anything new under the sun?” in Asia-Pacific security: the economics-politics nexus edited by Stuart Harris and Andrew Mack (Canberra: Allen & Unwin, 1997).

Vitor Trindade, “The big push, industrialization and international trade: the role of exports,” Journal of Development Economics 78: 22-48, 2005.

Robert Wade, “East Asia’s economic success: conflicting perspective, partial insights, shaky evidence,” World Politics 44(2): 270-320, 1992.

World Bank, World bank report 1992 (New York: Oxford University Press, 1992).

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__________, The East Asian Miracle: Economic Growth and Public Policy (New York: Oxford University Press, 1993).

发展型政府的概念 The Concept of Developmental State

Alice H. Amsden, “Taiwan’s economic history: a case of etatisme and a challenge to dependency theory,” Modern China, 5(3): 341-380, 1979.

__________, “The state and Taiwan’s economic development,” in Bringing the state back in edited by Peter B. Evans, Dietrich Rueschemeyer and Theda Skocpol (Cambridge, New York, Port Chester, Melbourne, and Sydney: Cambridge University Press, 1985).

__________, “Asia’s next giant: how Korea competes in the world economy,” Technology Review, May/June, 1989.

__________, Asia’s next giant: South Korea and late industrialization (Oxford and New York: Oxford University Press, 1989).

__________, “Big Business and Urban Congestion in Taiwan: The Origins of Small Enterprise and Regionally Decentralized Industry (Respectively),” World Development 19(9), 1991.

__________, “South Korea: Enterprising Groups and Entrepreneurial Government,” in Big business and the wealth of nations edited by A. Chandler, F. Amatori and T. Hikino (Cambridge: Cambridge University Press, 1997).

Vivek Chibber, “Bureaucratic rationality and the developmental state,” American Journal of Sociology 107(4), 2002.

Andrew Cooper, “State power and patterns of late development: a comment on Zhao and Hall.” Sociology 28(2), 1994.

Bruce Cumings, “The origins and development of the Northeast Asian political economy: industrial sectors, product cycles, and political consequences,” International Organization 38(1): 1-40, 1984.

Richard F. Doner, “Limits of state strength: toward an institutionalist view of economic development,” World Politics 44(3): 398-431, 1992.

Peter Evans, Embedded autonomy: states and industrial transformation (Princeton: Princeton University Press, 1995).

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__________, “Introduction: Development Strategies across the Public-Private Divide,” and “Government Action, Social Capital and Development: Reviewing the Evidence on Synergy,” World Development 24(6): 1033-1037 and 1119-1132, 1996.

Peter Evans and James E. Rauch, “Bureaucracy and growth: a cross-national analysis of the effects of ‘Weberian’ state structures on economic growth,” American Sociological Review 64(5): 748-765, 1999.

Stephan Haggard, David Kang and Chung-in Moon, “Japanese colonialism and Korean development: a critique,” World Development 25(6): 861-881, 1997.

Niamh Hardiman, “Politics and markets in the Irish ‘Celtic Tiger’,” Political Quarterly 76(1): 1-158, 2005.

Frank S. T. Hsiao, “‘Miracle Growth’ in the twentieth century-international comparisons of East Asian development,” World Development 31(2): 227-257, 2003.

W. G. Huff, “The developmental state, government, and Singapore’s economic development since 1960,” World Development 23(8): 1421-1433, 1995.

W. G. Huff, G. Dewit and C. Oughton, “Credibility and reputation building in the developmental state: a model with East Asian applications,” World Development 29(4): 711-724, 2001.

__________, “Building the developmental state: achieving economic growth through co-operative solutions: a comment on Bringing Politics Back In,” Journal of Development Studies 38(1), 2001.

Chalmers Johnson, MITI and the Japanese miracle: the growth of industrial policy, 1925-1975 (Stanford: Stanford University Press, 1982).

__________, “Political institutions and economic performance: the government-business relationship in Japan, South Korea, and Taiwan”, in The political economy of the new Asian industrialism edited by Frederic C. Deyo (Ithaca and London: Cornell University Press 1987).

__________, “The developmental state: odyssey of a concept”, in The developmental state edited by Meredith Woo-Cumings (Ithaca and London: Cornell University Press, 1999).

David C. Kang, “South Korean and Taiwanese development and the new institutional economics,” International Organization 49(3): 555-587, 1995.

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Atul Kohli, “Where do high growth political economies come from? The Japanese lineage of Korea’s ‘developmental state’,” World Development 22(9): 1269-1293, 1994.

Jonathan Krieckhaus, “Reconceptualizing the developmental state: public savings and economic growth,” World Development 30(10): 1697-1712, 2002.

Laurids S. Lauridsen, “State, institutions and industrial development in East Asian NICs,” Copenhagen Papers 8, 1993.

Linda Low, “The Singapore developmental state in the new economy and polity,” Pacific Review 14(3): 411-441, 2001.

Sylvia Maxfield and Ben Ross Schneider eds., Business and the state in developing countries (Ithaca and London: Cornell University Press, 1997).

Alina Rocha Menocal, “And if there was no state? Critical reflections on Bates, Polanyi and Evans on the role of state in promoting development,” Third World Quarterly 25(4): 765-777, 2004.

Kris Olds and Henry Wai-Chung Yeung, “Pathways to global city formation: a view from the developmental city-state of Singapore,” Review of International Political Economy 11(3): 489-521, 2004.

Ziya Onis, “The logic of the developmental state,” Comparative Politics 24(1): 109-126, 1991.

Sean O. Riain, “The flexible developmental state: globalization, information technology, and the ‘Celtic Tiger’,” Politics and Society 28(2): 157-193, 2000.

Aseema Sinha, “Rethinking the developmental state model: divided Leviathan and subnational comparisons in India,” Comparative Politics July, 2003.

Frances Stewart, “Development and security,” Journal of Conflict, Security and Development 4(3), 2004.

Richard Stubbs, “War and economic development: export-oriented industrialization in East and Southeast Asia,” Comparative Politics 31(3), 1999.

Cameron G. Thies, “War, rivalry, and state building in Latin America,” American Journal of Political Science 49(3): 451-465, 2005.

Robert Wade, “The role of government in overcoming market failure: Taiwan, Republic of Korea and Japan,” in Achieving industrialization in East Asia edited by

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Helen Hughes (Cambridge, New York, Port Chester, Melbourne and Sydney: Cambridge University Press, 1988).

__________, Governing the market: economic theory and the role of government in East Asian industrialization (Princeton: Princeton University Press, 1990).

__________, “managing trade: Taiwan and South Korea as challenges to economics and political science,” Comparative Politics 25(2), 1993.

Xu Wang, “Review article: mutual empowerment of state and society: its nature, conditions, mechanisms, and limits,” Comparative Politics 31(2), 1999.

Linda Weiss and John M. Hobson, States and economic development: a comparative historical analysis (Cambridge: Polity Press, 1995).

__________, “Governed interdependence: rethinking the government-business relationship in East Asia,” Pacific Review 8(4): 586-616, 1995.

Gordon White, ed., Developmental states in East Asia (Houndmills, Basingstoke, Hampshire: MacMillan Press, 1988).

Jung-En Woo, Race to the swift: state and finance in Korean industrialization (New York: Columbia University Press, 1991).

Meredith Woo-Cumings, “National security and the rise of the developmental state in South Korea and Taiwan,” in Behind East Asian growth: the political and social foundations of prosperity edited by Henry S. Rowen (London and New York: Routledge, 1998).

__________, ed., The developmental state (Ithaca and London: Cornell University Press, 1999).

Dingxin Zhao and John A. Hall, “State power and patterns of late development: resolving the crisis of the sociology of development,” Sociology 28(1), 1994.

Tianbiao Zhu, “Developmental states and threat perceptions in Northeast Asia,” Journal of Conflict, Security and Development 2(1): 6-29, 2002.

The Project on Bureaucratic Structure and Economic Performance: http://weber.ucsd.edu/~jrauch/webstate/

案例分析：韩国与台湾 Case Studies: Korea and Taiwan

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董安琪，《台湾经济设计机构的变迁与政府的角色》，台湾经济发展决策研究系列，年度成果报告（台北：台湾中央研究院经济研究所，1996年）。

[日]谷浦孝雄 编著，雷慧英 译，《台湾的工业化：国际加工基地的形成》（人间台湾政治经济丛刊第 4卷，台北：人间出版社，1992年）。

[日]河合和男，《工业化政策的变迁—自朝鲜解放至 70年代》，载于《南朝鲜经济分析》[日]小川雄平 [韩]金泳镐 赵凤彬 主编，赵凤彬 [日]小川雄平 译（北京：中国展望出版社，1989年）。

康绿岛 著，《李国鼎口述历史—话说台湾经验》（台北：卓越文化，1993年）。

李明 著，《南北韩政经发展与东北亚安全》（台北：五南图书出版有限公司，1998）。

李明 著，《南北韩政经发展与东北亚安全》（台北：五南图书出版有限公司，1998）。

《韦永宁先生访谈录》（国史馆口述历史丛书 3，台北：国史馆，1994年）。

王昭明 著，《王昭明回忆录》（台北：时报文化，1995年）。CEPD (Council for Economic Planning and Development), Taiwan statistical data book (Taipei: CEPD, various years).

Tun-Jen Cheng, “Transforming Taiwan’s economic structure in the 20th century,” China Quarterly 165, 2001.

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Tun-Jen Cheng, Stephan Haggard and David Kang, “Institutions and growth in Korea and Taiwan: the bureaucracy,” Journal of Development Studies 34(6), 1998.

Mark L. Clifford, Troubled Tiger: The Unauthorized Biography of Korea, Inc. (Singapore: BH Asia, 1994).

Yun-han Chu and Jih-wen Lin, “Political development in 20th-century Taiwan: state-building, regime transformation and the construction of national identity,” China Quarterly 165, 2001.

Ralph N. Clough, Embattled Korea: the Rivalry for International Support (Boulder and London: Westview Press, 1987).

Richard Louis Edmonds and Steven M. Goldstein, “Taiwan in the twentieth century: an introduction,” China Quarterly 165, 2001.

Thomas B. Gold, State and Society in the Taiwan Miracle (Armonk: M. E. Sharpe, 1986).

__________, “Entrepreneurs, Multinationals, and the State,” in Contending Approaches to the Political Economy of Taiwan edited by Edwin A. Winckler and Susan Greenhalgh (Armonk and London: M. E. Sharpe, 1988).

__________, “Colonial Origins of Taiwanese Capitalism,” Ibid.

Taik-Young Hamm, Arming the two Koreas: state, capital and military power (London and New York: Routledge, 1999).

Sung Deuk Hahm and L. Christopher Plein, “Institutions and technological development in Korea: the role of the presidency,” Comparative Politics 28(1): 55-76, 1995.

__________, After development: the transformation of the Korean presidency and bureaucracy (Washington, D.C.: Georgetown University Press, 1997).

Yumi Horikane, “The political economy of heavy industrialization: the heavy and chemical industry (HCI) push in South Korea in the 1970s,” Modern Asian Studies 39(2): 369-397, 2005.

Leroy P. Jones and Il Sakong, Government, Business, and Entrepreneurship in Economic Development: The Korean Case (Cambridge (Mass.) and London: Harvard University Press, 1980).

73

David C. Kang, “Bad loans to good friends: money politics and the developmental state in South Korea,” International Organization 56(1): 177-207, 2002.

__________, Crony capitalism: corruption and development in South Korea and the Philippines (Cambridge and New York: Cambridge University Press, 2002).

__________, “Transaction costs and crony capitalism in East Asia,” Comparative Politics 35(2), 2003.

Hagen Koo, “The interplay of state, social class, and world system in East Asian development: the cases of South Korea and Taiwan,” in The political economy of the new Asian industrialism edited by Frederic C. Deyo (Ithaca and London: Cornell University Press 1987).

Keun Lee, Justin Y. Lin and Ha-Joon Chang, “Late marketisation versus late industrialization in East Asia,” Asian-Pacific Economic Literature 19(1), 2005.

Adrian Leftwich, “Bringing politics back in: towards a model of the developmental state,” Journal of Development Studies 31(3), 1995.

Chi-yuan Liang and Jia-yuan Mei, “Underpinnings of Taiwan’s economic growth: 1978-1999 productivity study,” Economic Modelling 22: 347-387, 2005.

Arvid Lukauskas, “Financial restriction and the developmental state in East Asia: toward a more complex political economy,” Comparative Political Studies 35(4): 379-412, 2002.

Russell Mardon, “The state and the effective control of foreign capital: the case of South Korea.” World Politics 43(1): 111-138, 1990.

Gregory W. Noble, Collective action in East Asia: how ruling parties shape industrial policy (Ithaca and London: Cornell University Press, 1998).

Henry S. Rowen, ed., Behind East Asian growth: the political and social foundations of prosperity (London and New York: Routledge, 1998).

David Waldner, State building and late development (Ithaca and London: Cornell University Press, 1999).

Jeffrey Winters, “Power and the Control of Capital,” World Politics 46(3): 419-452, 1994.

Yongping Wu, “Rethinking the Taiwanese developmental state,” China Quarterly 177: 91-114, 2004.

74

比较后后发展 Comparative Late-Late Development

Daron Acemoglu, Thierry Verdier and James A. Robinson, “Kleptocracy and divide-and-rule: a model of personal rule,” Journal of the European Economic Association 2(2-3): 162-192, 2004.

Christian Anglade, “The State and Capital Accumulation in Contemporary Brazil”, in The State and Capital Accumulation in Latin America (Volume 1) edited by Christian Anglade and Carlos Fortin (Pittsburgh: University of Pittsburgh Press, 1985).

Henri J. Barkey, “State autonomy and the crisis of import substation,” Comparative Political Studies 22(3): 291-314, 1989.

Ali H. Bayar, “The developmental state and economic policy in Turkey,” Third World Quarterly 17(4): 773-785, 1996.

Douglas Bennett and Kenneth Sharpe, “The state as banker and entrepreneur: the last-resort character of Mexican state’s economic intervention, 1917-76,” Comparative Politics 12(2): 165-189, 1980.

Anne Booth, “Initial conditions and miraculous growth: why is South East Asia different from Taiwan and South Korea?” World Development 27(2): 301-321, 1999.

Patrick M. Boyle, “A view from Zaire,” World Politics 40(2): 269-287, 1988.

Gemma Cairo, “State and society relationships in India: explaining the Kerala experience,” Asian Survey 41(4): 669-692, 2001.

Nauro F. Campos and Jeffrey B. Nugent, “Development performance and the institutions of governance: evidence from East Asia and Latin America,” World Development 27(3): 439-452, 1999.

Steve Chan, “Japan and the United States as development models: classifying Asia Pacific and Latin American political economies,” Comparative Political Studies 34(10): 1134-1158, 2001.

Vivek Chibber, “Building a developmental state: the Korean case reconsidered.” Politics and Society 27(3): 309-346, 1999.

__________, Locked in place: state-building and late industrialization in India (Princeton: Princeton University Press, 2003).

75

Christopher Clapham, “Governmentality and economic policy in sub-Saharan Africa,” Third World Quarterly 17(4): 809-824, 1966.

David Collier, “Timing of economic growth and regime characteristics in Latin America,” Comparative Politics 7(3): 331-359, 1975.

Ludovic Comeau Jr., “The political economy of growth in Latin American and East Asia: some empirical evidence,” Contemporary Economic Policy 21(4), 2003.

Donald K. Crone, “State, social elites, and government capacity in Southeast Asia,” World Politics 40(2): 252-268, 1988.

Carrie Liu Currier, “Book Review: State-Directed Development: Political Power and Industrialization in the Global Periphery,” Comparative Political Studies 38: 1162-1166, 2005.

Douglas C. Dacy, Foreign aid, war, and economic development: South Vietnam, 1955-1975 (Cambridge: Cambridge University Press, 1986).

Firat Demir, “Militarization of the Market and Rent-Seeking Coalitions in Turkey,” Development and Change 36(4), 2005.

Thad Dunning, “Resource dependence, economic performance, and political stability,” Journal of Conflict Resolution 49(4): 451-482, 2005.

Peter Evans, “Transferable lessons? Re-examining the institutional prerequisites of East Asian economic policies,” Journal of Development Studies 34(6), 1998.

Robert Fatton, Jr., “Bringing the ruling class back in: class, state, and hegemony in Africa,” Comparative Politics 20(3): 253-264, 1988.

David Felix, “Import substitution and late industrialization: Latin America and Asia compared,” World Development 17(9): 1455-1469, 1989.

Gary Gereffi and Donald L. Wyman, eds., Manufacturing miracles: paths of industrialization in Latin America and East Asia (Princeton: Princeton University Press, 1990).

Sugata Ghosh and Sarmistha Pal, “The effect of inequality on growth: theory and evidence from the Indian states,” Review of Development Economics 8(1): 164-177, 2004.

76

Stephan Haggard, “The newly industrializing countries in the international system,” World Politics 38(2): 343-370, 1986.

__________, Pathways from the periphery: the politics of growth in the newly industrializing countries (Ithaca and London: Cornell University Press, 1990).

Stephan Haggard, Chung H. Lee, and Sylvia Maxfield, The Politics of finance in developing countries (Ithaca and London: Cornell University Press, 1993).

Gary Hawes and Hong Liu, “Explaining the dynamics of the Southeast Asian political economy: state society, and the search for economic growth,” World Politics 45(4): 629-660, 1993.

Simeon Hein, “Trade strategy and the dependency hypothesis: a comparison of policy, foreign investment, and economic growth in Latin America and East Asia,” Economic Development and Cultural Change 40(2), 1992.

M. Hu and J. A. Mathews, “National innovative capacity in East Asia,” Research Policy 34(9), 2005.

Karel Jansen, “Thailand: the making of a miracle?” Development and Change 32: 343-370, 2001.

Rhys Jenkins, “The political economy of industrialization: a comparison of Latin American and East Asian newly industrializing countries,” Development and Change 22: 197-231, 1991.

Cristobal Kay, “Why East Asia overtook Latin America: agrarian reform, industrialization and development,” Third World Quarterly 33(6): 1073-1102, 2002.

Atul Kohli, “The political economy of development strategies: comparative perspectives on the role of the state,” Comparative Politics 19(2): 233-246, 1987.

__________, State-directed development: political power and industrialization in the global periphery (Cambridge: Cambridge University Press, 2004).

Andrew MacIntyre, “Business, government and development: Northeast and Southeast Asian comparisons,” in Business and government in industrializing Asia edited by Andrew MacIntyre (Ithaca: Cornell University Press, 1994).

Guillermo O’Donnell, Bureaucratic authoritarianism: Argentina 1966-1973 in comparative perspective (Berkeley: University of California Press, 1988).

77

__________, “On the state, democratization and some conceptual problems,” World Development 21(8), 1993.

Susan Kaufman Purcell, “Business-government relations in Mexico: the case of the sugar industry,” Comparative Politics 13(2): 211-233, 1981.

Gustav Ranis, “The comparative development experience of Mexico, the Philippines and Taiwan from a political economy perspective,” Growth and Change 28: 393-437, 1997.

Nazih Richani, “Multinational corporations, rentier capitalism, and the war system in Colombia,” Latin American Politics and Society 47(3), 2005.

Richard Robison, “Authoritarian states, capital-owning classes, and the politics of newly industrializing countries: the case of Indonesia,” World Politics 41(1): 52-74, 1988.

Nita Rudra and Stephan Haggard, “Globalization, Democracy, and Effective Welfare Spending in the Developing World,” Comparative Political Studies 38: 1015-1049, 2005.

Andrew Schrank and Marcus J. Kurtz , “Credit Where Credit Is Due: Open Economy Industrial Policy and Export Diversification in Latin America and the Caribbean,” Politics and Society 33: 671-702, 2005.

Yuksel Sezgin, “Book Review: Taking a New Look at State-Directed Industrialization,” International Studies Review 7(2), 2005.

Hootan Shambayati, “The rentier state, interest groups, and the paradox of autonomy: state and business in Turkey and Iran,” Comparative Politics 26(3): 307-331, 1994.

Rose J. Spalding, “State power and its limits: corporatism in Mexico,” Comparative Political Studies 14(2): 139-161, 1981.

Cameron G. Thies, “State building, interstate and intrastate rivalry: a study of post-colonial developing country extractive efforts, 1975-2000,” International Studies Quarterly 48: 53-72, 2004.

Lai Si Tsui-Auch, “Has the Hong Kong model worked? Industrial policy in retrospect and prospect,” Development and Change 29: 55-79, 1998.

Erich Weede, “Rent seeking, military participation, and economic performance in LDCs,” Journal of Conflict Resolution, 30(2): 291-314, 1986.

78

Myron Weiner, “The political economy of industrial growth in India,” World Politics 38(4): 590-610, 1986.

Nicholas J. White, “The beginnings of crony capitalism: business, politics and economic development in Malaysia, c. 1955-70,” Modern Asian Studies 38(2): 389-417, 2004.

Donald C. Williams, “Reconsidering state and society in Africa: the institutional dimension in land reform policies,” Comparative Politics 28(2): 207-224, 1996.

Ernest J. Wilson III, “Strategies of state control of the economy: nationalization and indigenization in Africa,” Comparative Politics 22(4): 401-419, 1990.

Special Section: “Debate,” Development and Change 36(6), 2005.

Howard Nicholas, “Introduction: Putting Industrialization Back into Development.”

Servaas Storm and C. W. M. Naastepad, “Strategic Factors in Economic Development: East Asian Industrialization, 1950-2003.”

Juan Carlos Moreno-Brid, Jesus Santamaria and Juan Carlos Rivas Valdivia, “Industrialization and Economic Growth in Mexico after NAFTA: The Road Travelled.”

Peter Lawrence, “Explaining Sub-Saharan Africa’s Manufacturing Performance.”

S. M. Shafaeddin, “Towards an Alternative Perspective on Trade and Industrial Policies.”

79

12. 发展中经济与发展型政府的问题与危机 Problems and Crises of Developing

Economies and Developmental States

东北亚经济发展的问题与发展型政府面临的挑战 Problems of Northeast Asian

Development and Challenges to Developmental States

瞿宛文 著，《公与私之间—台湾经济发展的另类思考》（台北：天下杂志，1999

年）。Alice H. Amsden and Yoon-Dae Euh, “South Korea’s 1980s financial reforms: good-by financial repression (maybe), hello new institutional restraints,” World Development 21(3), 1993.

Walden Bello, “East Asia: on the eve of the great transformation?” Review of International Political Economy 5(3): 424-444, 1998.

Walden Bello and Stephanie Rosenfeld, Dragons in distress: Asia’s miracle economies in crisis (Harmondsworth: Penguin Books, 1992).

Mitchell Bernard, “States, social forces, and regions in historical time: toward a critical political economy of Eastern Asia,” Third World Quarterly 17(4): 649-665, 1996.

Dung-Sheng Chen, “Taiwan’s social changes in the patterns of social solidarity in the 20th century,” China Quarterly 165, 2001.

Frederic C. Deyo, “State and labor: modes of political exclusion in East Asian development,” in The political economy of the new Asian industrialism edited by Frederic C. Deyo (Ithaca and London: Cornell University Press 1987).

__________, Beneath the miracle: labor subordination in the new Asian industrialism (Berkeley: University of California Press, 1989).

Jesus Felipe and J. S. L. McCombie, “Some methodological problems with the neoclassical analysis of the East Asian miracle,” Cambridge Journal of Economics 27: 695-721, 2003.

80

Sung-Joo Han, “South Korea: politics in transition,” in Democracy in development countries (Vol. 3) edited by L. Diamond, J. J. Linz, and S. M. Lipser (London: Adamantime Press, 1989).

Eun Mee Kim, “Contradictions and limits of a developmental state: with illustrations from the South Korean case,” Social Problems 40(2), 1993.

Paul R. Krugman, “The myth of Asia’s miracle,” Foreign Affairs 73(6): 62-78, 1994.

Jay R. Mandle, “The present as history: globalization and the Asian industrial revolution,” Journal of the Historical Society 5(3), 2005.

Michael Mastanduno, “Models, markets, and power: political economy and the Asia-Pacific, 1989-1999,” Review of International Studies 26: 493-507, 2000.

Mark R. Thompson, “Late industrialisers, late democratisers: developmental states in the Asia-Pacific,” Third World Quarterly 17(4): 625-647, 1996.

Wen-hui Tsai, “Social changes under the impacts of economic transformation in Taiwan: from industrialization to modernization during the post World War II era,” Journal of Oriental Studies 27(4), 1989.

债务危机与金融危机 Debt and Financial Crises

Pierre-Richard Agenor, Marcus Miller, David Vines, and Axel Weber, The Asian financial crisis: causes, contagion and consequences (Cambridge: Cambridge University Press, 1999).

Werner Baer and Kent Hargis, “Forms of external capital and economic development in Latin America: 1820-1997,” World Development 25(11): 1805-1820, 1997.

Werner Baer, William R. Miles, and Allen B. Moran, “The end of the Asian myth: why were the experts fooled?” World Development 27(10): 1735-1747, 1999.

John Cathie, “Financial contagion in East Asia and the origins of the economic and financial crisis in Korea,” in Korean businesses: internal and external industrialization edited by Chris Rowley and Johngseok Bae (London and Portland: Frank Cass, 1998).

Ha-Joon Chang, “South Korea: the misunderstood crisis,” in Tigers in trouble: financial governance, liberalization and crises in East Asia edited by K. S. Jomo (London: Zed Books, 1998).

81

__________, “The hazard of moral hazard: untangling the Asian crisis,” World Development 28(4): 775-788, 2000.

Chris Freeman, “The East Asian crisis, technical change and the world economy,” Review of International Political Economy 5(3): 398-409, 1998.

Ross Garnaut, “The East Asian crisis,” in East Asia in crisis: from being a miracle to needing one? edited by Ross H. McLeod and Ross Garnaut (London and New York: Routledge, 1998).

Stephan Haggard, The political economy of the Asian financial crisis (Washington D.C.: Institute for International Economics, 2000).

Stephan Haggard and Jongryn Mo, “The political economy of the Korean financial crisis,” Review of International Political Economy 7(2): 197-218, 2000.

Andrew MacIntyre, “Institutions and investors: the politics of the economic crisis in Southeast Asia,” International Organization 55(1): 81-122, 2001.

__________, The power of institutions: political architecture and governance (Ithaca and London: Cornell University Press, 2003).

Jongryn Mo, “Political culture and legislative gridlock: politics of economic reform in precrisis Korea,” Comparative Political Studies 34(5): 467-492, 2001.

Gregory W. Noble and John Ravenhill, “Causes and consequences of the Asian financial crisis,” in The Asian financial crisis and the architecture of global finance edited by Gregory W. Noble and John Ravenhill (Cambridge: Cambridge University Press, 2000).

Ziya Onis and Ahmet Faruk Aysan, “Neoliberal globalisation, the nation-state and financial crises in the semi-periphery: a comparative analysis,” Third World Quarterly 21(1): 119-139, 2000.

Ravi Arvind Palat, “‘Eyes wide shut’: reconceptualizing the Asian crisis,” Review of International Political Economy 10(2): 169-195, 2003.

Gabriel Palma, “The ‘three routes’ to financial crisis: Chile, Mexico and Argentina [1]; Brazil [2]; and Korea, Malaysia and Thailand [3]”, in Rethinking development economics edited by Ha-Joon Chang (London: Anthem Press, 2003).

Daekeun Park and Changyong Rhee, “Currency crisis in Korea: how was it aggravated?” Asian Development Review 16(1), 1998.

82

T.J. Pempel, ed., The politics of the Asian economic crisis (Ithaca and London: Cornell University Press, 1999).

Richard Robison, Mark Beeson, Kanishka Jayasuriya and Hyuk-Rae Kim, eds., Politics and markets in the wake of the Asian crisis (London: Routledge, 2000).

Chris Rowley and Johngseok Bae, “Introduction: the Icarus paradox in Korean business and management,” in Korean Businesses: Internal and External Industrialization edited by C. Rowley and J. Bae (London and Portland: Frank Cass, 1998).

Robert Wade, “The Asian crisis and the global economy: causes, consequences, and cure,” Current History November 1998.

__________, “From ‘miracle’ to ‘cronyism’: explaining the great Asian slump,” Cambridge Journal of Economics 22(6), 1998.

__________, Governing the market: economic theory and the role of government in East Asian industrialization (Princeton: Princeton University Press, 2004), Introduction.

Robert Wade and Frank Veneroso, “The Asian crisis: the high debt model versus the Wall Street-Treasury-IMF complex,” New Left Review 228, 1998.

Meredith Woo-Cumings, “The state, democracy, and the reform of the corporate sector in Korea,” in The politics of Asian financial crisis edited by T. J. Tempel (Ithaca and London: Cornell University Press, 1999).

Special issue: “Theme section: models and crisis: turbulence in Asian economies,” Review of International Political Economy 5(3), 1998.

案例比较：韩国与台湾 Case Studies: Korea and Taiwan

陈师孟、林忠正等 著，《解构党国资本主义—论台湾官营事业之民营化》（台北澄社，1991年）。

83

梁永煌、田习如等 编著，《拍卖国民党—党产大清算》（台北：财讯出版社，2000年）。

涂照彦 著，李明峻 汉译，《日本帝国主义下的台湾》（台北：人间出版社，1993年）。

王振寰 著，《谁统治台湾？—转型中的国家机器与权力结构》（台北：巨流图书公司，1996年）。

吴若予 著，《战后台湾公营事业之政经分析》（台北：业强出版社，1992年）。Judith Cherry, “‘Big Deal’ or big disappointment? The continuing evolution of the South Korean developmental state,” Pacific Review 18(3), 2005.

Jin-Wook Choi, “Regulatory forbearance and financial crisis in South Korea,” Asian Survey 42(2), 2002.

Yun-han Chu, “State structure and economic adjustment of the East Asian newly industrializing countries,” International Organization 43(4), 1989.

Kae H. Chung, “Business Groups in Japan and Korea: Theoretical Boundaries and Future Direction,” International Journal of Political Economy 34(3), 2004.

Bruce Cumings, Korea’s place in the sun: a modern history (New York and London: W. W. Norton & Company, 1997).

Carter J.Eckert, Offspring of empire: the Koch’ang Kims and the colonial origins of Korean capitalism, 1876-1945 (Seattle and London: University of Washington Press, 1991).

John Fei, “The Taiwan economy in the seventies”, in Chiang Ching-Kuo’s leadership in the development of the Republic of China on Taiwan edited by Shao-chuan Leng (Lanham, New York, and London: University Press of America, 1993).

Barry K. Gills, “Economic liberalisation and reform in South Korea in the 1990s: a ‘coming of age’ or a case of ‘graduation blues’?” Third World Quarterly 17(4): 667-688, 1996.

84

Stephan Haggard, “Institutions and economic policy: theory and a Korean case study,” World Politics 42(2): 210-237, 1990.

Gregory Henderson, Korea: the politics of the vortex (Cambridge, Massachusetts: Harvard University Press, 1968).

Uk Heo and Sunwoong Kim, “Financial crisis in South Korea: failure of the government-led development paradigm,” Asian Survey 11(3), 2000.

Uk Heo and Alexander C. Tan, “Political choices and economic outcomes: a perspective on the differential impact of the financial crisis on South Korea and Taiwan,” Comparative Political Studies 36(6): 679-698, 2003.

Kanishka Jayasuriya and Andrew Rosser, “Economic orthodoxy and the East Asian crisis,” Third World Quarterly 22(3): 381-396, 2001.

Bun-Woong Kim, “Korea bureaucracy in historical perspective,” in Korean public bureaucracy edited by Bun-Woong Kim and Wha-Joon Rho (Seoul: Kyobo Publishing Inc., 1982).

Eun Mee Kim, Big business, strong state: collusion and conflict in South Korean development, 1960-1990 (Albany: State University of New York Press, 1997).

Jung Kim, “The political logic of economic crisis in South Korea,” Asian Survey 45(3): 453-474, 2005.

Se-Jin Kim, The politics of military revolution in Korea (Chapel Hill: The University of North Carolina Press, 1971).

Shinyoung Kim, “Economic crisis, domestic politics and welfare state changes,” Pacific Review 18(3), 2005.

Sunhyuk Kim, “The political origins of South Korea’s economic crisis: is democratization to blame?” Democratization 7(4), 2000.

Yun Tae Kim, “Neoliberalism and the decline of the developmental state,” Journal of Contemporary Asia 29(4), 1999.

Hahn-Been Lee, Korea: time, change, and administration (Honolulu: East-West Center Press, 1968).

Yeon-ho Lee, The state, society and big business in South Korea (London and New York: Routledge, 1997).

85

__________, “The failure of the weak state in economic liberalization: liberalization, democratization and the financial crisis in South Korea,” Pacific Review 13(1): 115-131, 2000.

Kun-jung Liao, “The developmental state, economic bureaucracy and financial crisis in Asian societies,” Journal of Contingencies and Crisis Management 9(1), 2001.

Hun Joo Park, “After dirigisme: globalization, democratization, the still faulted state and its social discontent in Korea,” Pacific Review 15(1): 63-88, 2002.

Iain Pirie, “Better by design: Korea's neoliberal economy,” Pacific Review 18(3), 2005.

Marc Y. Robert, “The 1997-1998 Korean crisis: domestic or external causes?” Journal of Policy Modeling 27: 33-53, 2005.

Elizabeth Thurbon, “Two paths to financial liberalization: South Korea and Taiwan,” Pacific Review 14(2): 241-267, 2001.

__________, “Ideational inconsistency and institutional incapacity: why financial liberalization in South Korea went horribly wrong,” New Political Economy 8(3), 2003.

Ming-chang Tsai, “Dependency, the state and class in the neoliberal transition of Taiwan,” Third World Quarterly 22(3): 359-379, 2001.

Linda Weiss, “State power and the Asian crisis,” New Political Economy 4(3), 1999.

Richard Whitley, Business systems in East Asia: firms, markets and societies (London, Thousand Oaks and New Delhi: Sage, 1992).

Xiaoke Zhang, “Domestic institutions, liberalization patterns, and uneven crises in Korea and Taiwan,” Pacific Review 15(3): 409-442, 2002.

__________, “Political institutions and central bank autonomy in Taiwan,” European Journal of East Asian Studies 4(1), 2005.

全球化下的发展型政府 Developmental States under Globalization

86

刘鸿晖，《民主化与产业发展之政治经济分析》，载于《民主转型与经济冲突—九 0年代台湾经济发展的困境与挑战》朱云汉、包宗和 主编（台北：桂冠，2000

年）。

瞿宛文、安士敦（台湾译法，即阿姆斯丹） 著，朱道凯 译，《超越后进发展—台湾的产业升级策略》（台湾：联经，2003年）。

Christopher M. Dent, “Transnational capital, the state and foreign economic policy: Singapore, South Korea and Taiwan,” Review of International Political Economy 10(2): 246-277, 2003.

Lowell Dittmer, “East Asia in the ‘new era’ in world politics,” World Politics 55(1): 38-65, 2002.

Chris Dixon, “The developmental implications of the Pacific Asian crises: the Thai experience,” Third World Quarterly 20(2): 439-452, 1999.

Ben Fine, “The developmental state is dead – long live social capital?” Development and Change 30: 1-19, 1999.

Martin Hart-Landsberg and Paul Burkett, “Economic crisis and restructuring in South Korea: beyond the free market-statist debate,” Critical Asian Studies 33(3): 403-430, 2001.

Xiaoming Huang, ed., The political and economic transition in East Asia: strong market, weakening state (Richmond: Curzon, 2001).

__________, “Contested state and competitive state: managing the economy in a democratic Taiwan,” Ibid.

Kanishka Jayasuriya, “Beyond institutional fetishism: From the developmental to the regulatory state,” New Political Economy 10(3), 2005.

Haider A. Khan, “Technology and economic development: the case of Taiwan,” Journal of Contemporary China 13(40): 507-521, 2004.

Hisahiro Kondoh, “Policy networks in South Korea and Taiwan during the democratic era,” Pacific Review 15(2): 225-244, 2002.

87

Tat Yan Kong, “Labour and neo-liberal globalization in South Korea and Taiwan,” Modern Asian Studies 39(1): 155-188, 2005.

__________, “Labour and globalization: locating the Northeast Asian newly industrializing countries,” Review of International Political Economy 13(1), 2006.

Huck-Ju Kwon, “Transforming the developmental welfare state in East Asia,” Development and Change 36(3): 477-497, 2005.

Chung H. Lee, “The political economy of institutional reform in Korea,” Journal of the Asia Pacific Economy 10(3): 257-277, 2005.

Meng-Chun Liu, “Determinants of Taiwan’s trade liberalization: the case of a newly industrialized country,” World Development 30(6): 975-989, 2002.

P. J. Lloyd and Donald MacLaren, “Openness and growth in East Asia after the Asian crisis,” Journal of Asian Economics 11: 89-105, 2000.

S. Javed Maswood, “Developmental states in crisis,” in Reconfiguring East Asia: regional institutions and organizations after the crisis edited by Mark Beeson (London: Routledge Curzon, 2002).

John Minns, “Of miracles and models: the rise and decline of the developmental state in South Korea,” Third World Quarterly 22(6): 1025-1043, 2001.

Chung-In Moon and Sang-Young Rhyu, “The state, structural rigidity, and the end of Asian capitalism: a comparative study of Japan and South Korea,” in Politics and markets in the wake of the Asian crisis edited by Richard Robison, Mark Beeson, Kanishka Jayasuriya, and Hyuk-Rae Kim (London and New York: Routledge, 2000).

Iain Pirie, “The new Korean state,” New Political Economy 10(1), 2005.

Jang-Sup Shin and Ha-Joon Chang, “Economic reform after the financial crisis: a critical assessment of institutional transition and transition costs in South Korea,” Review of International Political Economy 12(3): 409-433, 2005.

Linda Weiss, “Developmental states in transition: adapting, dismantling, innovating, not ‘normalising’,” Pacific Review 13(1): 21-55, 2000.

__________, “Guiding globalization in East Asia: new roles for old developmental state,” in States in the global economy: bringing domestic institutions back in edited by Linda Weiss (Cambridge: Cambridge University Press, 2003).

88

Geoffrey R. D. Underhill and Xiaoke Zhang, “The changing state-market condominium in East Asia: rethinking the political underpinnings of development,” New Political Economy 10(1), 2005.

Joseph Wong, “The adaptive developmental state in East Asia,” Journal of East Asian Studies 4: 345-362, 2004.

__________, Healthy Democracies: Welfare Politics in Taiwan and South Korea (Ithaca and London: Cornell University Press, 2004).

__________, “Re-making the developmental state in Taiwan: the challenges of biotechnology,” International Political Science Review 26(2): 169-191, 2005.

Ragayah Haji Mat Zin, “Income Distribution in East Asian Developing Countries: recent trends,” Asian-Pacific Economic Literature 19(2), 2005.

Special Issue: “From Nation-Building to State-Building,” Third World Quarterly 27(1), 2006.

Mark T. Berger, “From nation-building to state-building: The geopolitics of development, the nation-state system and the changing global order.”

Michael E. Latham, “Redirecting the revolution? The USA and the failure of nation-building in South Vietnam.”

William Reno, “Congo: From state collapseto ‘absolutism’, to state failure.”

Stephen M. Streeter, “Nation-building in the land of eternal counter-insurgency: Guatemala and the contradictions of the alliance for progress.”

Marcus Taylor, “From national development to ‘growth with equity’: Nation-building in Chile, 1950 – 2000.”

Kathleen Weekley, “The national or the social? problems of nation-building in post-world war II Philippines.”

William Deane Stanley, “El Salvador: State-building before and after democratisation, 1980 – 95.”

Robert Fatton, “Haiti: The saturnalia of emancipation and the vicissitudes of predatory rule.”

Simon Philpott, “East Timor's double life: Smells like Westphalian spirit.”

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Charles Hawksley, “Papua New Guinea at thirty: Late decolonisation and the political economy of nation-building.”

Barnett R. Rubin, “Peace building and state-building in Afghanistan: Constructing sovereignty for whose security?”

Toby Dodge, “Iraq: The contradictions of exogenous state-building in historical perspective.”

Mark T. Berger and Heloise Weber, “Beyond state-building: Global governance and the crisis of the nation-state system in the 21st century.”

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13. 转型国家与转型经济 Transitional States and Transitional Economies

政经转型概述 Introduction to Political and Economic Transitions

联合国开发计划署 编，《2003年人类发展报告》（北京：中国财政经济出版社，各年）。

Anders Aslund, Building capitalism: the transformation of the former Soviet bloc (Cambridge: Cambridge University Press, 2002).

Iurii Afanas'ev, “Power as End and Means,” Russian Politics and Law 43(6), 2005.

Russell Bova, “Political dynamics of the post-communist transition: a comparative perspective,” World Politics 44(1): 113-138, 1991.

Josef Brada, Roland Schonfeld, and Ben Slay, “The role of international financial institutions in Central and Eastern Europe,” Journal of Comparative Economics 20: 49-56, 1995.

Elise S. Brezis and Thierry Verdier, “Political institutions and economic reforms in Central and Eastern Europe: a snowball effect,” Economic Systems 27: 289-311, 2003.

Valerie Bunce, “Peaceful versus violent state dismemberment: a comparison of the Soviet Union, Yugoslavia, and Czechoslovakia,” Politics and Society 27(2): 217-237, 1999.

__________, Subversive institutions: the design and the destruction of socialism and the state (Cambridge and New York: Cambridge University Press, 1999).

Michael Ellman, “Transition economies”, in Rethinking development economics edited by Ha-Joon Chang (London: Anthem Press, 2003).

Robert H. Frank, “Human nature and economic policy: lessons for the transition economies,” Journal of Socio-Economics 33: 679-694, 2004.

Thane Gustafson, Capitalism Russian-style (Cambridge and New York: Cambridge University Press, 1999).

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David Lehrer and Anna Korhonen, “Postcommunist aid negotiation: a review of recent research,” Cambridge Review of International Affairs 17(3), 2004.

Nicholas C. Kyriazis and Michel S. Zouboulakis, “Modeling institutional change in transition economies,” Communist and Post-Communist Studies 38: 109-120, 2005.

Dalia Marin and Monika Schnitzer, “Disorganization and financial collapse,” European Economic Review 49: 387-408, 2005.

Stanislav Men'shikov, “Our Capitalism,” Russian Politics and Law 43(6), 2005.

Mieke Meurs and Rasika Ranasinghe, “De-development in post-socialism: conceptual and measurement issues,” Politics and Society 31(1): 31-53, 2003.

Anastasia Nesvetailova, “Coping in the global financial system: the political economy of nonpayment in Russia,” Review of International Political Economy 11(5): 995-1021, 2004.

Richard Rose, “Governance in Russia: a view from the bottom,” Japanese Journal of Political Science 4(2): 257-271, 2003.

Richard Sakwa, Soviet politics: an introduction (London and New York: Routledge, 1989).

__________, Postcommunism (Buckingham and Philadelphia: Open University Press, 1999).

__________, Putin: Russia's choice (London and New York: Routledge, 2004).

Andrei Shleifer and Daniel Treisman, Without a map: political tactics and economic reform in Russia (Cambridge (Mass.): MIT Press, 2000).

David M. Woodruff, “Rules for followers: institutional theory and the new politics of economic backwardness in Russia,” Politics and Society 28(4): 437-482, 2000.

国家建设 State Building

Andrew Barnes, “What do we know now? Postcommunist economic reform through a Russian lens,” Comparative Politics 35(4), 2003.

Michael Burawoy, “The state and economic involution: Russia through a China lens,” World Development 24(6): 1105-1117, 1996.

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Lucian Cernat, “The politics of banking in Romania: soft loans, looting and cardboard billionaires,” Government and Opposition 39(3), 2004.

Sally N. Cummings and Ole Norgaard, “Conceptualising state capacity: comparing Kazakhstan and Kyrgyzstan,” Political Studies 52: 685-708, 2004.

Gerald M. Easter, “Politics of revenue extraction in post-communist states: Poland and Russia compared,” Politics and Society 30(4): 599-627, 2002.

Venelin I. Ganev, “Post-communism as an episode of state building: A reversed Tillyan perspective,” Communist and Post-Communist Studies 38(4): 425-514, 2005.

__________, “Ballots, Bribes, and State Building in Bulgaria,” Journal of Democracy 17(1), 2006.

Vladimir Gimpelson and Daniel Treisman, “Fiscal games and public employment: a theory with evidence from Russia,” World Politics 54(2): 145-183, 2002.

Anna Grzymala-Busse and Pauline Jones Luong, “Reconceptualizing the state: lessons from post-communism,” Politics and Society 30(4): 529-554, 2002.

Lars Johannsen, “The foundations of the state: emerging urban-rural cleavages in transitions countries,” Communist and Post-Communist Studies 36: 291-309, 2003.

Juliet Johnson, “Path contingency in postcommunist transformations,” Comparative Politics 33(3): 253-274, 200.

Michael McFaul, “State power, institutional change, and the politics of privatization in Russia,” World Politics 47(2): 210-243, 1995.

William Mishler and Richard Rose, “What Are the Political Consequences of Trust? A Test of Cultural and Institutional Theories in Russia,” Comparative Political Studies 38: 1050-1078, 2005.

Alexander J. Motyl, “Structural constraints and starting points: the logic of systemic change in Ukraine and Russia,” Comparative Politics 29(4): 433-447, 1997.

Conor O’Dwyer, “Runaway state building: how political parties shape states in postcommunist Eastern Europe,” World Politics 56: 520-553, 2004.

Cynthia Roberts and Thomas Sherlock, “Bringing the Russian state back in: explanations of derailed transition to market democracy,” Comparative Politics July 1999.

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Neil Robinson, “The global economy, reform and crisis in Russia,” Review of International Political Economy 6(4): 531-564, 1999.

Stuart Shields, “Global restructuring and the Polish state: transition, transformation, or transnationalization?” Review of International Political Economy 11(1): 132-154, 2004.

Gordon B. Smith, “State-building in the new Russia: assessing the Yeltsin record,” in State-building in Russia: the Yeltsin legacy and the challenge of the future edited by Gordon B. Smith (Armonk and London: M. E. Sharpe, 1999).

Regina Smyth, “Building state capacity from the inside out: parties of power and the success of the president’s reform agenda in Russia,” Politics and Society 30(4): 555-578, 2002.

Kathryn Stoner-Weiss, “Russia: Authoritarianism without Authority,” Journal of Democracy 17(1), 2006.

Yan Sun, “Reform, state and corruption: is corruption less destructive in China than in Russia?” Comparative Politics 32(1): 1-20, 1999.

Aleksander Surdej, “When the State Is a Problem,” International Studies Review 7(2), 2005.

Daniel S. Treisman, “Fighting inflation in a transitional regime: Russia’s anomalous stabilization,” World Politics 50(2), 1998.

Vadim Volkov, “Between economy and the state: private security and rule enforcement in Russia,” Politics and Society 28(4): 483-501, 2000.

Lucan A. Way, “The dilemmas of reform in weak states: the case of post-Soviet fiscal decentralization,” Politics and Society 30(4): 579-598, 2002.

__________, “Authoritarian State Building and the Sources of Regime Competitiveness in the Fourth Wave: The Cases of Belarus, Moldova, Russia, and Ukraine,” World Politics 57(2), 2005

经济自由化 Economic Liberalization

Jessica Allina-Pisano, “Sub Rosa resistance and the politics of economic reform: land redistribution in post-Soviet Ukraine,” World Politics 56: 554-581, 2004.

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Erik Berglof, Andrei Kunov, Julia Shvets and Kesenia Yudaeva, The new political economy of Russia (Cambridge (Mass.): MIT Press, 2003).

O. Blanchard, et al., Reform in Eastern Europe (Cambridge (Mass.): MIT Press, 1991).

Joseph R. Blasi, Maya Kroumova and Douglas Kruse, Kremlin capitalism: the privatization of the Russian economy (Ithaca and London: Cornell University Press, 1997).

Valerie Bunce, “The political economy of postsocialism,” Slavic Review 58 (December): 756-793, 1999.

Richard E. Ericson, “Economics and the Russian Transition,” Slavic Review 57(3): 609-626, 1998.

Steven Fish, “The determinants of economic reform in the post-communist world,” East European politics and societies 12(1): 31-78, 1998.

Timothy Frye, “The perils of polarization: economic performance in the postcommunist world,” World Politics 54(3): 308-337, 2002.

Timothy Frye and Edward D. Mansfield, “Fragmenting protection: the political economy of trade policy in the post-communist world,” British Journal of Political Science 33(4), 2003.

__________, “Timing is everything: elections and trade liberalization in the postcommunist world,” Comparative Political Studies 37(4): 371-398, 2004.

Christa Hainz, “Bank competition and credit markets in transition economies,” Journal of Comparative Economics 31: 223-245, 2003.

Bernd Hayo, “Public support for creating a market economy in Eastern Europe,” Journal of Comparative Economics 32: 720-744, 2004.

Joel Hellman, “Winners take all: the politics of partial reform in postcommunist transitions,” World Politics 50(2): 203-234, 1998.

Juliet Johnson, “Postcommunist Central Banks: A Democratic Deficit?” Journal of Democracy 17(1), 2006.

Olga Kryshtanovskaya and Stephen White, “The rise of the Russian business elite,” Communist and Post-Communist Studies 38(3): 293-424, 2005.

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Marcus J. Kurtz and Andrew Barnes, “The political foundations of post-communist regimes: marketization, agrarian legacies, or international influences,” Comparative Political Studies 35(5): 524-553, 2002.

Juan J. Linz and Alfred Stepan, Problems of democratic transition and consolidation: southern Europe, South America, and post-communist Europe (Baltimore: Johns Hopkins University Press, 1996).

John Marangos, “A political economy approach to the neoclassical model of transition,” American Journal of Economics and Sociology 61(1), 2002.

Kazimierz Z. Poznanski, “Political economy of privatization in Eastern Europe,” in Markets, states, and democracy: the political economy of post-communist transformation edited by Beverly Crawford (Boulder: Westview Press, 1995). __________, The evolutionary transition to capitalism (Boulder and Oxford: Westview Press, 1995).

Lilia Shevtsova, “The limits of bureaucratic authoritarianism,” Journal of Democracy 15(3), 2004.

William Tompson, “What kind of ‘financial safety net’ for Russia? Russian banking reform in comparative context,” Post-Communist Economies 16(2), 2004.

转型的多样性 Varieties of Transitions

Rawi Abdelal, National purpose in the world economy: post-Soviet states in comparative perspective (Ithaca and London: Cornell University Press, 2001).

Hilary Appel, “The ideological determinants of liberal economic reform: the case of privatization,” World Politics 52(4): 520-549, 2000. David Bartlett and Wendy Hunter, “Market structures, political institutions, and democratization: the Latin American and East European experiences,” Review of International Political Economy 4(1): 87-126, 1997.

Guillaume Cheikbossian, “Property rights, rent-seeking and aggregate outcomes in transition economies,” Economic System 27: 271-288, 2003.

Consuelo Cruz and Anna Seleny, “Reform and counterreform: the path to market in Hungary and Cuba,” Comparative Politics 34(2): 211-231, 2002.

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Astrid Hedin, “Stalinism as a civilization: new perspectives on communist regimes,”

Political Studies Review 2: 166-184, 2004）.

Yasheng Huang, “Information, bureaucracy, and economic reforms in China and the Soviet Union,” World Politics 47(1): 102-134, 1994.

Robert Kaufman, “Approaches to the study of state reform in Latin American and postsocialist countries,” Comparative Politics 31(3): 357-375, 1999.

Charles King, “Post-postcommunism: transition, comparison, and the end of ‘Eastern Europe’,” World Politics 53(1): 143-172, 2000.

Lawrence King, “Postcommunist divergence: a comparative analysis of the transition to capitalism in Poland and Russia,” Studies in Comparative International Development 37(3): 3-34, 2002.

Jeffrey S. Kopstein and David A. Reilly, “Geographic diffusion and the transformation of the postcommunist world,” World Politics 53(1): 1-37, 2000.

G. A. McDermott, Embedded politics: industrial networks and institutional change in postcommunism (Ann Arbor: University of Michigan Press, 2002).

Peter Nolan, China’s rise, Russia’s fall: politics, economics and planning in the transition from Stalinism (New York: St. Martin’s Press, 1995).

Andrew Savchenko, “Toward capitalism or away from Russia? Early stage of post-Soviet economic reforms in Belarus and the Baltics,” American Journal of Economics and Sociology 61(1), 2002.

Andrei P. Tsygankov, “Defining state interests after empire: national identity, domestic structures and foreign trade policies of Latvia and Belarus,” Review of International Political Economy 7(1): 101-137, 2000.

Stephen White, “Rethinking postcommunist transition,” Government and Opposition 38 (4), 417-435, 2003.

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