Catherine C Blake Financial Disclosure Report for 2009

8/3/2019 Catherine C Blake Financial Disclosure Report for 2009

1/9

A o to FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b . v t h e E t h i c sin Government Act o1"1978R e , , . I / ~ 0 1 0 FOR CALENDAR YEAR 2009 0 u.s .c , opp. ,~ 101-1II)I . P e r s o n R e p o r t i n g ( l a s t n a m e . f i r s t , m i d d l e i n i . t a l ) 2. Court or Organizat ion 3 . D a t e o f R e p o r tB L A K E , C A T H E R I N E C . U S D I S TR I C T C O U R T , M A R Y L A N D 06 /02 /2010

~ . . T i t l e ( A r t i c l e I I I j u d g e s i t ~ d i c a t e a c t i v e o r s e n i o r s : a , u s ; 5 a R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6. Repor l ing Per iodm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t i m e ) [ ] N o m i n a t i o n , D a t e 01/01/2009U S DI S T PJCT JUDGE , A CT I VE [] Initial [] Annual [] Final to12/31/2009

5 b . [ ] A m e n d e d R e p o r t7, Chambers or Off ice Address 8. On the basis of the inlorm~tion contained in this Report and ~ tnymodilicalions pertaining thtreto, i t is, in my opinion, in compliance

7 3 1 0 U S C O U R T H O U S E with appl icable l a w s and r e gu l a t ions .101 WE S T L O , M BA RD S T RE E TB ALTIM O R E, M D 2 1 2 0 1 Reviewing Off icer D a t e

I M P O R T A N T N O T E S : The instructions accompanying thi.~ form must be followed. Complete all parts,check in g the NO NE bo x far each par t where y o u have n o r epo r tab le in fo rm at io n . S ign an las t page .

I . P O S I T I O N S . i n ~ r o , , ~ x indiv idual on ty; see l ,p . 9 -13 o f f i tl .ng ins truct ions . )D N O N E (No reportable positions.)

POSITION NAM~ QF ORGANIZATION/ENTITYI. VICE-PR ES IDENT AND TR EAS UR ER F E D E R A L ~ D G E S A S S O C I A T I O N2, C O - T R U S T E E T R U S T # I

I I . A G R E E M E N T S . ~, ,o, , i ,g i , ai ,~, , t o.~.: ~,~ ~. ~.~ o z~tl .x instruc tions.)~ N O N E ( N o reportable agreement.)

DATE PARTIES aND TERMS

3.


2/9

N a m e o f P e r s o n R e p o r t in g I D a l e o f R e p o r tP a g e F I N A N C I A L 2 o f " 9 D I S C L O S U R E R E P O R T B L A ~ : ~ . , C A T H V m ~ E C . I 0 6 , 0 2 / 2 0 1 0

III. N ON-INVESTM ENT INCOM E.A. Fliers Non-Investment In co me

N O N E ~ V o r e po r c a b l e n o n - i n v e s t m e n t i n c o m e . )D A T E SOURCE AND TYPE I N C O M E( yours , no t s po~e s )

I.2.3.4.

B . S p o u s e s N o n - In v e s tm e n t I n c o m e - t f r o u , ,~ , marr i e d du r i ng an~ p or t i on o f t he t e p orr i ng ye ar~ c om p &t e t h i s . e c t iog( D o l l a r am o u n t n o t r e q u t r a d e ~ c e p l fb r h o n o r a r i a )

~ N O N E ( N o r e p o r t a b le n o n - i n v e s tm e n t i n c o m e . }D A T E SOURCE AND TYPE

I. 2009 I, SALARY2. 2009 ............. [ SALARY3.

I V . R E I M B U R S E M E N T S - , , ~ ,, s~ , o n ~ a o . , ~o.~g~,g..tooa. , n , ,~ ,o~ . . .. ,( In c l u d e s t h o s e t o ~ p o u s ~ ~ n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 -2 7 o f f ih n g i n s t r u c t to m . )

[~ NONE ( ~V o r e po r t a b l e r e i m b ur se m e n t s , )SOURCE D A T E S L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED

I. A BA 11/19 - 11/20 W A S H I N G T O N . D C S P E A K E R A T L O D G I N G . M E A L S ,E D U C A T IO N A L T R A N SP O R TA TIO NP R O G R A M2. F E D E R A L J U D G E S 5/2 - 5/4 W A S H I N G T O N , D C B O A R D O F D I I L E C T O R S L O D G I N G , M E A L S ,A S S O C I A T I O N M EETIN G T R A N SP O R TA TIO N3.4.5.


3/9

FINANCIAL DISCLOSURE REPOR T r ~ a m , a t P ~ r , o o a . ~ o , , i .~ D , , , o r R e p o t ,Page 3 of 9 BLAKE, CATHERINE C. 0 6 . 0 2 1 2 0 1 0

V . G I F T S . a,~.a,s ,no,o ,o ~po .,o ..a a.po.d,., chitdren; ,~eepp. ~8-M of fili,,g instructions.)N O N E (N o reportable g~s3

~ DESCRIPTION1 .2.3.

5.

V I . L I A B I L I T I E S . a.ct~a~s ,ho, of ~po, , ,~ , , ,a a,~ , .a~, , ~ , i t , tr , , , : ~ pp. Jz-JJ of f i l ingN O N E ( N o r e po r t a b l e l i a b i li t i e s . )

CREDITOR ~ VALUE CODE1 .2.3.4,

5.


4/9

FINANCIAL DISCLOSURE RE PORT I. am olV .....Reporting I DateofRepartP a g e 4 o f 9 I 0 6 . 0 2 / 2 0 1 0V II . I~ V E S T M E NT S a n d T R U S T S - ~ .......... ~, , , . , ...... tlon$ (Includes th . . . . ~p ....... d dependen! children; seepp. 34-60 o/filing instructions.)~-]. NONE (No r e po r t a b l e i n c o m e , a s se t s , o r t r a n sa c t i o n s . )

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gros s va lue a l e nd I T r a n s s c t l o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s ! a s s e t s ) r e p o r t r . g p e r o d o f r e p o r t i n g p e r i o d! - - ~ i i - l . . . . . i ~ i . . . . . - - - ~ i 3 - . . . . . . . i~i- ....... q i y . . . . . . . . . . . .~>-]-6T[- t , -V- - . . . . . . - -~W . . .. . .. .P l a c e " ( X ) " a f t e r e a c h a s s e t Amount/ Type (e .g. . V a h ~ e ~ Valu e Typo (e.g, D a t e V a l u e I G a i n I d c n l i~ y o fC o d e I / d v . ,reaL C o d e 2 ] M e t h o d I b u y , s o 1 , m m /d d : y y C o d e 2 C o d e 1 [ buyer /sel ler

(Q-W) .......

I. I R A - D e la w a r e C o r e P l u s B o n d F u n d A B D i v i d e n d K TC l a s s2. I RA - De law are De lche s t e r F und A C la s s A D i v i d e n d M e r g e d 04/17/09 J s ee n o te P t V II I(v,ith l ine 52)3. IR A-T R o we P r i c e -Equ i ty In c o m e A D i v i d e n d J T4. IR A-T R o we P r i c e -Gro wth S to c k A Di v i d en d K T

5. IRA-q" P, owe Pr ice-New Asia A Di v i d en d J T

6. [ R A-I" R o we P r i c e -New Era A D i v i d e n d K T

7. IRA -q" R .ow e P ric e -Sc ie n ce & Te c h n o log y None K T

8. IR A-T R o we P r i c e -Sp ec t ru m In c o me B Di v i d en d K T9. Sta~e o1" Maryland Deferred Compensat ion B Di v i d en d L TP l a n

1 0 . W a c ho v i a /W l l s Fa rg o B a n k-a c c ou n ts A Int./Div. L T see note Pt VIIII I. T R o w e P a c e G r o w t h S t o c k A D i v i d e n d K T1 2 . U S S a v in g s B o n d s A Interest J T1 3 . IR A-Fi r s t F i n a n c i a l C red i t Un i o n A Di v i d en d J T1 4 . Tc m p l e to n Gro wth Fu n d A D i v i d e n d K T1 5, IR A-P u tn a m Gro wth & In c o m e C I-A . A Di v i d en d J T

1 6 . I R A - JP M o r g a n F u n d s G r o w t h a n d I n c o me A Di v i d en d J TA1 7 . IRA - MetLife A Di v i d en d J T

2 . ~ a l u e C ~ d c s J =$15.~ or ~e~s K~ I $,~I - $50.0~ L =$50,~1 -P3 =$2~.~.~I - $50.0~,~0 P 4 = M o r e ~ h a n


5/9

FINANCIAL DISCLOSURE REPORT N .... ~ ~ . . . . a ~ p o r t J . ~ ] O n , , o t R . p o ~ tP a g e 5 o f 9 B L A K E , C A T I I E R IN E C .

]06~02/2010

V I I . I N V E S T M E N T S a n d T R U S T S - u ~ o . . . , , o ~ , , . . , . . . . . . ,;o~, (Include, those of rp ........ d depend .... hildrtn; ,pp. 34-60 of filing inxtructlon~.)N~NE (No r e po r t a b l e i n c o m e , a s se t s , o r t r a n sa c t i o n s . )

A. B . C , D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at end T r ansac ti ons dur i ng r c ~ i ~g pe r i od( in c lu d i n g t a r o t a s s e ~ ) r e p o r t in g p e r io d of reposing periodP l a c e " ( X ) " f r o m a f t e r e a c h a s s e t Code I . ~ I Jm o u n t Tv ~ (e . g . . Value I Value T~ e (c g D a t e Value G a i n I d e n t i t yc x ~ p t prior disclusure ~ d i v . , r e n t , C o d e 2 j M e ,h o d buy. sell . ~ ! d ~ y y [ C o d e 2 C o d e I [ buycr/scllcrI ( A - H ) orint.) (JP)l C o d e 3 r e d e m p t i o n ) l I ( J - P ) I ( A - I t ) I ( i f p r i v a t e

1 8 . TSA - M etLi fe C D i v i d e n d L T1 9 . G u a r d i a n W h o l e l i fe B D i v i d e n d L T

2 0 . M etLi fe W ho l e Li fe A D i v i d e n d J T2 1 . M e t L i ~ W h o l e L i ~ A D i v i d e n d l T2 2 . i:]: : I Ret . P lan & Trust A Di v i d en d R e d e e m e d 0 7 / 0 1 1 0 9 M see note Pt VIII2 3 . M a ry l a n d C o l l eg e l n v es l m en t P l a n N one R e d e e m e d 01/05/09 J

i . 2 4 . T R o w e P r i ce M d T a x - F r e e B o n d F u n d A D i v i d e n d J T" 2 5 . Trust #1 E lnt . /Div. PI T

2 6 . - -Fer r i s B a ker W a t t s R es erv e P r i m a ry Fu n d see note Pt VIII2 7 . - - D W S M u n i c i p a l M a n a g e d M u n i c i p a l B o n dF u n d C l a s s A2 8 . - -Fred er i c k C o u n ty M d Ed l R v FC S . Vl o u n tSt b .~ao, s CLG Bond2 9 . - - C a r r ol l C o u n t y M d R f d g & C o n s P u b l i chn p l o v em en t B o n d3 0 . - -M a ry l a n d HIIh & HEFA R ev SR FredM ere Ho s p B o n d3 1 . --AT&T common stock

3 2 . --BB&.:T Corp common stock

3 3 . --Exxon Mobil Corp common s tock

3 4 . - -Gra i n g er W W l n c c o m mo n s to c k


6/9

FINANCIAL DIS CLOSURE REPORTP a g e 6 o f 9I B L A K E , C A T I I E R I N E C .

06:02/2010

V I I . I N V E S T M E N T S a n d T R U S T S _i ..... ,,~ NONE (No reportable income, assets, or tra~actio~.)................... ~T ......................... ~. c .D e s c r i p t i o n o f A s s e t s Income during Gross v alu e al cod T r ansac t io~ dur i ng r e i n i ng pe r i od( i n c l u d i n g m ~ s t a s s e t s ) reposing per iod o f r e p o r t i n g p e r i o d...... ........ ( , )Piace"(X )"af! . . .. e~, . . . . t ~ m o o n t Ty~ (e . g . , Value I Value Type(cO. , / Date I Value I Gain [ ldenti tyof. . . . p t . om pr io rd i s c lo s u re C o d e I div.,rcnk C o d e 2 { Method buy, sell , Im m, " d ~ w ~ C o d e2 [ C o d e I [ buyer,sellcr( A - H ) or int) ( J - P ) ] C o d e 3 r e d e m p t i o n ) ! [(J-p) ~ (A-It) ] (,fprivate3 5 , - -H e i n z H J C o c o m m o n s t o c k

36. - - ldear c ln c c ommon s t oc k3 7 . --I l l inois Tool Works Inc common stock

3 8 . - - J P M o rg a n C ha s e & C o c o m m o n s to c k

3 9 . - - J oh nson & J oh nson c ommon s toc k4 0 . --Li l ly El i & Co co mmon s tock

4 1 . - -M erc k & C o l n c c o m m o n s to c k

4 2 . --PPG Indus tr ies lnc common s tock

4 3 , - -3 M C o c o m m o n s to c k

4 4 . - - U r s tad t 1d i dd l e P r ope r t i e s I nc C l ass A4 5 , --Verizon Communica tions Inc commonstock4 6 . --Fairpoint Communica tions Inc common s ee n o te P t V II Is t o c k

4 7 . - -Fed era ted Trea s u ry C a s h Tru s t S o l d 03/] 7/09 K see note Pt VIII4 8 . - -Fred er i c k C n ty M d B :E R et C o m n ty R evB u k i n g ha m s C ho i c e4 9 . - -US Go v t M o n ey M a rke t Fu n d R ~ C B u y 03/03/09 KR e s e r v e C l a s s50. :]401(k) C Dividend M T Open 07/01/09 M see note Pt VIll

P ro f i t Sha r n g P a n ~5 1 . - -Va t , g u a rd W el l es l ey In c o m e Fu n d

( S ~ C o l u m n s ~ l a n d D d ) N =$250 ~1 - $500 0~ O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , ( ~ Pl =$1 ,~0,00~ - $5,~,~ P2 ~S,000,~I - $25,000,~


7/9

FINANCIAL DISCLOSURE REPORT ~ " ~ ~ v . . . . . I ~ p . r . . ~ o . , .. ~ R e ~ o , ~Page 7 of 9 BLAKE, C A T I tE R I N E C . 06/02t2010

VII. INVESTMENTS and TRUSTS -iNONE ~o reportable income, assets, or transaction.)

~scriplion of Asse~ Income during(including t~st assc~s) ~ po~ in g pcriod of r~ orting periodPlace "(X)" after cach ~sct T y p e ( e . g . , Value [ Value

e x e m p t f r o m p r i o r d i s c l o s u r ercdemption) / I (JP) ~ (A-II) (ifprivale

5 2 . D e l a w a r e H i g h Y i e l d O p p F u n d A C l a s s B Di v i d en d ~ T O p e n 0 4 1 1 7 / 0 9 J5 3 . T R_ow e Pr i c e M dT ax - F r e e M one y A Di v i d en d J T B u y 03/27,09 J5 4 . M & . - I " B a n k a c co u n t A l n t e t e s t K T O p e n 02/05/09 J5 5 .

5 6 .

5 7 .

5 8 .

6 0 .6 1 .

6 2 .

6 3 .


8/9

Page 8 of 9 BLAKE, CATHERINE C. 0 6 , 0 2 , 2 0 1 0V I I I . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indica,epartofRe.vorL)

l i ne s I and 52 - T hi s De law are De lche s t e r F und w as m e rge d in t o t he I l igh Yie ld F un d w i t hou t any a c t ion on our pa r t ,l i n e 1 0 - - W a c ho v i a wa s a c qu i r ed b y W el l s Fa rg o , O u r a c c o u n ts r em a i n ed the s a m e.l i n es 2 2 a n d 5 0 - - Th i s r e t i r em en t a c c o u n t wa s t r a n s fe r r ed to a 40 1 (k ) b y the em p l o yer wi th n o a c t i o n o n o u r p a r t a n d w a s i n v es ted i n the Va n g u a rd W el l es l eyIn c o m e Fu n d .l i n e 2 6 - - A s m a l l a mo u n t r em a i n s i n th i s fu n d p en d i n g s e t t l em en t .l ine 46 -- This is a minimal amount of s tock inadvertently n ot included in las t ye ars report,l i n es 47 a n d 49 - - The F ed era ted a c c o u n t wa s t r a n s fe r r ed to the R B C m o n ey m a rke t fu n d w i tho u t a n y a c t i o n o n o u r p a r t .


9/9

FINANCIAL DISCLO SURE REPORT [ .Name of Person Reporting D,fe ofbleport IP a g e 9 o f 9[ B L A K E , C A T I t E R I N E C .

0 6 , " 0 2 2 0 1 0

IX. CERT IFICATION .I c e r t if y t h a t a l l i n f o r ma t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t io n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , I f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a i a n y I n f o r m a ti o n n u t r e p o r t e d w a s w i t h b e ld b e c a u s e i t m e t a p p l i c a b le s t a t u t o r y

pr ov is ion s pe r mit t in g n on - d isc losu r e .1 f u r t h e r c e r t i fy t h a t e a r n e d I n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e I nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 c t . s e q ., 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

N O T E : A N Y I N D I V I D U A L W I I O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T i ll S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t r a ti v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m bu s C i rc l e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

Catherine C Blake Financial Disclosure Report for 2009

Documents